81_FR_40348 81 FR 40229 - Disapproval of Interstate Transport Requirements for the 2008 Ozone National Ambient Air Quality Standards; New York

81 FR 40229 - Disapproval of Interstate Transport Requirements for the 2008 Ozone National Ambient Air Quality Standards; New York

ENVIRONMENTAL PROTECTION AGENCY

Federal Register Volume 81, Issue 119 (June 21, 2016)

Page Range40229-40235
FR Document2016-14523

EPA is proposing to partially approve and partially disapprove elements of New York's State Implementation Plan (SIP) submission regarding the infrastructure requirements of section 110(a)(1) and (2) of the Clean Air Act (CAA) for the 2008 ozone national ambient air quality standards (NAAQS). The infrastructure requirements are designed to ensure that the structural components of each state's air quality management program are adequate to meet the state's responsibilities under the CAA. This action pertains specifically to infrastructure requirements concerning interstate transport provisions.

Federal Register, Volume 81 Issue 119 (Tuesday, June 21, 2016)
[Federal Register Volume 81, Number 119 (Tuesday, June 21, 2016)]
[Proposed Rules]
[Pages 40229-40235]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-14523]


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ENVIRONMENTAL PROTECTION AGENCY

40 CFR Part 52

[EPA-R02-OAR-2016-0320; FRL-9947-96-Region 2]


Disapproval of Interstate Transport Requirements for the 2008 
Ozone National Ambient Air Quality Standards; New York

AGENCY: Environmental Protection Agency (EPA).

ACTION: Proposed rule.

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SUMMARY: EPA is proposing to partially approve and partially disapprove 
elements of New York's State Implementation Plan (SIP) submission 
regarding the infrastructure requirements of section 110(a)(1) and (2) 
of the Clean Air Act (CAA) for the 2008 ozone national ambient air 
quality standards (NAAQS). The infrastructure requirements are designed 
to ensure that the structural components of each state's air quality 
management program are adequate to meet the state's responsibilities 
under the CAA. This action pertains specifically to infrastructure 
requirements concerning interstate transport provisions.

DATES: Comments must be received on or before July 21, 2016.

ADDRESSES: Submit your comments, identified by Docket ID Number EPA-
R02-OAR-2016-0320 at http://www.regulations.gov. Follow the online 
instructions for submitting comments. Once submitted, comments cannot 
be edited or removed from Regulations.gov. EPA may publish any comment 
received to its public docket. Do not submit electronically any 
information you consider to be Confidential Business Information (CBI) 
or other information whose disclosure is restricted by statute. 
Multimedia submissions (audio, video, etc.) must be accompanied by a 
written comment. The written comment is considered the official comment 
and should include discussion of all points you wish to make. EPA will 
generally not consider comments or comment contents located outside of 
the primary submission (i.e., on the Web, cloud, or other file sharing 
system). For additional submission methods, the full EPA public comment 
policy, information about CBI or multimedia submissions, and general 
guidance on making effective comments, please visit http://www2.epa.gov/dockets/commenting-epa-dockets.

FOR FURTHER INFORMATION CONTACT: Kenneth Fradkin, Environmental 
Protection Agency, 290 Broadway, 25th Floor, New York, NY 10007-1866, 
(212) 637-3702, or by email at [email protected].

SUPPLEMENTARY INFORMATION:

I. Background
II. EPA's Review
III. What action is EPA taking?
IV. Statutory and Executive Order Reviews

I. Background

    Section 110(a) of the CAA imposes an obligation upon states to 
submit SIPs that provide for the implementation, maintenance and 
enforcement of a new or revised NAAQS within 3 years following the 
promulgation of that NAAQS. Section 110(a)(2) lists specific 
requirements that states must meet in these SIP submissions, as 
applicable. The EPA refers to this type of SIP submission as the 
``infrastructure'' SIP because the SIP ensures that states can 
implement, maintain and enforce the air standards. Within these 
requirements, section 110(a)(2)(D)(i) contains requirements to address 
interstate transport of NAAQS pollutants. A SIP revision submitted for 
this sub-section is referred to as an ``interstate transport SIP.'' 
This rulemaking proposes action on the CAA section 110(a)(2)(D)(i) 
requirements of these submissions. In particular, section 
110(a)(2)(D)(i)(I) requires SIPs to contain adequate provisions to 
prohibit emissions from the state that will contribute significantly to 
nonattainment of the NAAQS in any other state (commonly referred to as 
prong 1), or interfere with maintenance of the NAAQS in any other state 
(prong 2). Section 110(a)(2)(D)(i)(II) requires that infrastructure 
SIPs include provisions prohibiting any source or other type of 
emissions activity in one state from interfering with measures required 
to prevent significant deterioration (PSD) of air quality (prong 3) and 
to protect visibility (prong 4) in another state.
    On March 12, 2008, EPA strengthened the NAAQS for ozone. EPA 
revised the level of the 8-hour ozone NAAQS from 0.08 parts per million 
(ppm) to 0.075 ppm. EPA also revised the secondary 8-hour standard to 
the level of 0.075 ppm making it identical to the revised primary 
standard. Infrastructure SIPs addressing the revised standard,

[[Page 40230]]

including the interstate transport requirements, were due March 12, 
2011. On April 4, 2013 the New York State Department of Environmental 
Conservation (NYSDEC) submitted a revision to its SIP to address 
requirements under section 110(a)(2) of the CAA (the infrastructure 
requirements) related to the 2008 ozone NAAQS, including interstate 
transport.
    This proposed action pertains only to the portion of the SIP 
submittal addressing section 110(a)(2)(D)(i)(I)(prongs 1 and 2), and 
section 110(a)(2)(D)(i)(II)(prong 4). EPA will address the other 
portions of the April 4, 2013 infrastructure SIP submittal, including 
section 110(a)(2)(D)(i)(II)(prong 3), in another action.

II. EPA's Review

    Section 110(a)(2)(D) of the Clean Air Act is divided into two 
subsections: 110(a)(2)(D)(i) and 110(a)(2)(D)(ii). The first of these, 
110(a)(2)(D)(i), in turn, contains four ``prongs'' the first two of 
which appear in 110(a)(2)(D)(i)(I) and the second two of which appear 
in 110(a)(2)(D)(i)(II). The two prongs in 110(a)(2)(D)(i)(I) require 
New York's SIP to contain adequate provisions prohibiting any source or 
other type of emissions activity within the State from emitting any air 
pollutants in amounts which will contribute significantly to 
nonattainment in any other state with respect to any primary or 
secondary NAAQS (prong 1), or interfere with maintenance by any other 
state with respect to any primary or secondary NAAQS (prong 2). The two 
prongs in 110(a)(2)(D)(i)(II) prohibit any source or other type of 
emissions activity within the State from emitting any air pollutants in 
amounts which will interfere with measures required to be included in 
the applicable implementation plan for any other state under part C to 
prevent significant deterioration of air quality (prong 3) or to 
protect visibility (prong 4).

Section 110(a)(2)(D)(i)(I)--Prongs 1 and 2

    In its SIP submission with respect to section 110(a)(2)(D)(i)(I) 
(prongs 1 and 2) for the 2008 ozone NAAQS, New York cited various state 
rules including its nitrogen oxides (NOX) Reasonably 
Available Control Technology (RACT) regulations to reduce emissions of 
NOX from its major stationary sources; NOX RACT 
Rules for Cement Plants, Glass Plants, Asphalt Production, and other 
general emission sources; volatile organic carbon (VOC) regulations 
that limit emissions from major and area sources; and the California 
low emission vehicle program provisions under CAA Section 177.
    In its submittal, New York indicated that, based on preliminary 
emissions inventory work, the state would achieve significant 
NOX and VOC reductions from existing emission reduction 
programs. New York estimated that, between 2007 and 2020, it will 
reduce NOX emissions by 46.6% (from 579,471 tons to 328,457 
tons). Specifically, New York estimated that NOX RACT 
limitations will result in NOX emission reductions of 28,796 
tons per year, or 78.9 tons per day from 2007 levels. With regard to 
VOCs, New York estimates that, between 2007 and 2020, it will reduce 
VOC emissions by 20.8% (from 484,440 tons in 2007 down to 368,784 tons 
in 2020).
    New York further cited preliminary screening modeling performed for 
the Ozone Transport Commission (OTC) Modeling Committee that assumed a 
48-68% decrease in NOX emissions and a 30% reduction in VOC 
emissions in New York by 2020. The modeling showed that the only 
monitors ``predicted'' to be nonattainment (outside the New York 
metropolitan nonattainment area) were located in the Philadelphia 
metropolitan area. New York asserted that the Philadelphia monitors 
would be most significantly affected by emissions from within 
Pennsylvania and other upwind states. New York indicated that they used 
the Community Multi-scale Air Quality (CMAQ) and the California 
Photochemical Grid (CALGRID) models for their analysis.
    New York also noted that its participation in the NOX 
trading programs promulgated in EPA's Clean Air Interstate Rule (CAIR) 
addressed interstate transport requirements with respect to the 1997 
ozone NAAQS. Although the State acknowledges that CAIR was remanded by 
the U.S. Court of Appeals for the District of Columbia Circuit (D.C. 
Circuit) in North Carolina v. EPA, 531 F.3d 896 (2008), the State 
indicated that it could rely on CAIR emission reductions to address 
interstate transport requirements for the 2008 ozone NAAQS because EPA 
had not yet (at the time of the submittal) developed a valid 
replacement rule. New York notes that EPA's Cross State Air Pollution 
Rule (CSAPR),\1\ which EPA intended to replace CAIR, was vacated by the 
D.C. Circuit in August 2012, and that court instructed EPA to continue 
implementation of CAIR until the EPA promulgates a valid 
replacement.\2\ New York notes that CAIR imposed an effective emissions 
rate of 0.094 lbs NOX/mmBTU on New York sources. New York 
also compares its 2011 ozone season emission NOX rates with 
NOX rates achieved in other states, noting that New York 
electric generating units (EGUs) operated at an actual NOX 
rate of 0.088 lbs NOX/mmBTU. For these reasons, New York 
concluded that it has satisfied its obligations pursuant to section 
110(a)(2)(D)(i)(I) with respect to the 2008 ozone NAAQS.
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    \1\ 76 FR 48208 (August 8, 2011).
    \2\ CSAPR was promulgated by EPA to help states reduce air 
pollution and attain and maintain CAA standards, including the 1997 
ozone NAAQS and the 1997 and 2006 PM2.5 NAAQS. On August 
21, 2012, the D.C. Circuit vacated CASPR. See EME Homer City 
Generation, L.P. v. EPA, 696 F.3d 7, 38 (D.C. Circuit 2012). The 
Court ordered EPA to continue administering CAIR pending the 
promulgation of a valid replacement for CSAPR. Id. at 60.
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    Finally, New York's SIP submission acknowledges that the state has 
contributed to downwind nonattainment and maintenance problems in New 
Jersey, Connecticut, Maryland, Massachusetts, Pennsylvania, Rhode 
Island, Virginia, and the District of Columbia, citing contribution 
analysis conducted when the EPA promulgated CSAPR. New York contends 
that because it shares nonattainment areas with New Jersey and 
Connecticut, and because the other states to which it has been linked 
are members of the Ozone Transport Commission, the state will address 
its obligations with respect to its contribution to nonattainment and 
interference with maintenance of the NAAQS in these states through the 
other statutory processes.
    Although New York's analysis claims that there will be substantial 
emission reductions from existing programs from 2007 to 2020, New York 
admits that those reductions are based on preliminary estimates that 
have not been updated since New York's March 2013 submission. Nor has 
the state demonstrated that the emission rates at which EGUs in the 
state operated are the result of enforceable emission limits or other 
mandatory programs such that the emission rates will not increase. 
Moreover, while the State asserts that it will achieve a 46.6% 
NOX reduction, and 20.8% VOC reduction during that time 
period, New York's modeling used higher levels of assumed reductions, 
assuming 48% NOX reductions and 30% VOC reductions without 
demonstrating how it will achieve those higher levels of emissions 
reductions. Even assuming these projected emissions reductions were 
reliable, New York's modeling shows ``predicted'' nonattainment in

[[Page 40231]]

Connecticut, New Jersey, and Pennsylvania. New York does not adequately 
explain how it concludes that New York emissions do not significantly 
contribute to these predicted exceedances. The fact that the State 
might have certain planning obligations with respect to areas in these 
states under other statutory provisions does not absolve the State of 
its obligation to address the planning requirements of section 
110(a)(2)(D)(i)(I).
    By only evaluating areas with predicted nonattainment in 2020, New 
York has also failed to address the State's potential interference with 
maintenance of the 2008 ozone NAAQS in downwind states. In remanding 
CAIR to the EPA in the North Carolina decision, the D.C. Circuit 
explained that the regulating authority must give the ``interfere with 
maintenance'' clause of section 110(a)(2)(D)(i)(I) ``independent 
significance'' by evaluating the impact of upwind state emissions on 
downwind areas that, while currently in attainment, are at risk of 
future nonattainment, considering historic variability. 531 F.3d at 
910-911. New York's analysis does not give the ``interfere with 
maintenance'' clause of section 110(a)(2)(D)(i)(I) independent 
significance because its analysis did not attempt to evaluate the 
potential impact of New York emissions on areas that are currently 
measuring clean data, but that may have issues maintaining that air 
quality.
    Furthermore, the 2020 projection year New York chose for its 
modeling and by which the State asserts it will achieve substantial 
NOX reductions is two years later than the moderate area 
attainment date for the 2008 ozone NAAQS, which is July 11, 2018. Among 
other things, the court's decision in North Carolina, clarified that, 
to the extent possible, upwind emissions reductions necessary to 
address the interstate transport of air pollution should be aligned 
with the attainment dates for downwind nonattainment areas. 531 F.3d at 
912. New York has not demonstrated either that the State's SIP is 
adequate to address interstate transport by the downwind attainment 
date for the 2008 ozone NAAQS or that emissions reductions necessary to 
address interstate transport are not practically feasible until 2020.
    Among the emissions reductions cited by New York in its SIP, the 
State cites its participation in CAIR as a control measure that results 
in control of NOX emissions within the State. New York notes 
that under CAIR, New York EGUs were subject to both the ozone season 
NOX emissions trading program and the annual NOX 
emissions trading program. The CAIR ozone season NOX 
emissions trading program was intended to address interstate transport 
of air pollution for the 1997 ozone NAAQS. The CAIR annual 
NOX emissions trading program, along with the annual sulfur 
dioxide (SO2) trading program, was intended to address 
interstate transport of air pollution for the 1997 fine particulate 
matter (PM2.5) NAAQS.
    Although New York correctly notes that the North Carolina decision 
kept CAIR in place temporarily while EPA developed a replacement, and 
that the D.C. Circuit later issued a decision vacating that 
replacement, CSAPR, and requiring continued implementation of CAIR, the 
EPA does not agree that it is appropriate to rely on CAIR for purposes 
of addressing interstate transport with respect to the 2008 ozone 
NAAQS. First, EPA designed CAIR to address the 1997 ozone NAAQS, but 
not the more stringent 2008 ozone standard at issue here. It is not 
sufficient to merely cite evidence of compliance with older programs 
such as CAIR or measures implemented for prior ozone NAAQS as a means 
for satisfying interstate transport obligations for the 2008 ozone 
NAAQS.
    More importantly, in North Carolina, the D.C. Circuit held that 
CAIR was ``fundamentally flawed,'' 531 F.3d at 929, in part because 
CAIR did not satisfy the statutory requirement to ``achieve something 
measurable towards the goal of prohibiting sources `within the State' 
from contributing to nonattainment or interfering with maintenance in 
`any other State.' '' Id. at 908. Accordingly, the D.C. Circuit held in 
EME Homer City Generation, L.P. v. EPA, ``when our decision in North 
Carolina deemed CAIR to be an invalid effort to implement the 
requirements of the good neighbor provision, that ruling meant that the 
initial approval of the CAIR SIPs was in error at the time it was 
done.'' 795 F.3d 118, 133 (2015). For these reasons, the EPA cannot now 
approve an interstate transport SIP addressing any NAAQS based on the 
state's participation in CAIR.
    Regardless of CAIR's infirmities, the rule is no longer being 
implemented. Subsequent to New York's submission of its SIP, on April 
29, 2014, the U.S. Supreme Court reversed that D.C. Circuit decision 
vacating CSAPR and remanded the case to the D.C. Circuit for further 
proceedings. EPA v. EME Homer City Generation, L.P., 134 S. Ct. 1584 
(2014). On October 23, 2014, the D.C. Circuit granted our motion to 
lift the judicial stay on CSAPR and delay compliance deadlines by three 
years. EME Homer City Generation, L.P. v. EPA, No. 11-1302 (D.C. Cir. 
Oct. 23, 2014), Order at 3. Consistent with the Court's order we issued 
an interim final rule amending CSAPR so that compliance could begin in 
an orderly manner on January 1, 2015 (79 FR 71663, December 3, 2014), 
replacing CAIR. On July 28, 2015, the D.C. Circuit issued its decision 
on the issues raised on remand from the Supreme Court. The court denied 
all of petitioners' facial challenges to CSAPR, but remanded several 
emissions budgets to the EPA for reconsideration. EME Homer City 
Generation, L.P v. EPA, 795 F.3d 118 (D.C. Cir. 2015). A final rule 
making the revised CSAPR implementation schedule permanent was issued 
on March 14, 2016. 81 FR 13275. Accordingly, CAIR implementation ended 
in 2014 and CSAPR implementation began in 2015. States and the EPA are 
no longer implementing the CAIR trading programs. Thus, it is no longer 
appropriate for states to rely on the emissions reductions achieved by 
compliance with CAIR to satisfy emission reduction obligations.
    EPA has recently shared technical information with states to 
facilitate their efforts to address interstate transport requirements 
for the 2008 ozone NAAQS. EPA developed this technical information 
following the same approach used to evaluate interstate contribution in 
CSAPR in order to support the recently proposed Cross-State Air 
Pollution Rule Update for the 2008 Ozone NAAQS, 80 FR 75706 (Dec. 3, 
2015) (``CSAPR Update Rule''). In CSAPR, EPA used detailed air quality 
analyses to determine whether an eastern state's contribution to 
downwind air quality problems was at or above specific thresholds. If a 
state's contribution did not exceed the specified air quality screening 
threshold, the state was not considered ``linked'' to identified 
downwind nonattainment and maintenance receptors and was therefore not 
considered to significantly contribute or interfere with maintenance of 
the standard in those downwind areas. If a state exceeded that 
threshold, the state's emissions were further evaluated, taking into 
account both air quality and cost considerations, to determine what, if 
any, emissions reductions might be necessary. For the reasons stated 
below, we believe it is appropriate to use the same approach we used in 
CSAPR to establish an air quality screening threshold for the 
evaluation of interstate transport requirements for the 2008 ozone 
standard.
    In CSAPR, EPA proposed an air quality screening threshold of one

[[Page 40232]]

percent of the applicable NAAQS and requested comment on whether one 
percent was appropriate. EPA evaluated the comments received and 
ultimately determined that one percent was an appropriately low 
threshold because there were important, even if relatively small, 
contributions to identified nonattainment and maintenance receptors 
from multiple upwind states. In response to commenters who advocated a 
higher or lower threshold than one percent, EPA compiled the 
contribution modeling results for CSAPR to analyze the impact of 
different possible thresholds for the eastern United States. EPA's 
analysis showed that the one-percent threshold captures a high 
percentage of the total pollution transport affecting downwind states, 
while the use of higher thresholds would exclude increasingly larger 
percentages of total transport. For example, at a five percent 
threshold, the majority of interstate pollution transport affecting 
downwind receptors would be excluded. In addition, EPA determined that 
it was important to use a relatively lower one-percent threshold 
because there are adverse health impacts associated with ambient ozone 
even at low levels. EPA also determined that a lower threshold such as 
0.5 percent would result in relatively modest increases in the overall 
percentages of fine particulate matter and ozone pollution transport 
captured relative to the amounts captured at the one-percent level. EPA 
determined that a ``0.5 percent threshold could lead to emission 
reduction responsibilities in additional states that individually have 
a very small impact on those receptors--an indicator that emission 
controls in those states are likely to have a smaller air quality 
impact at the downwind receptor. We are not convinced that selecting a 
threshold below one percent is necessary or desirable.''
    In the final CSAPR, EPA determined that one percent was a 
reasonable choice considering the combined downwind impact of multiple 
upwind states in the eastern United States, the health effects of low 
levels of fine particulate matter and ozone pollution, and EPA's 
previous use of a one-percent threshold in CAIR. EPA used a single 
``bright line'' air quality threshold equal to one percent of the 1997 
8-hour ozone standard, or 0.08 ppm. The projected contribution from 
each state was averaged over multiple days with projected high modeled 
ozone, and then compared to the one-percent threshold. We concluded 
that this approach for setting and applying the air quality threshold 
for ozone was appropriate because it provided a robust metric, was 
consistent with the approach for fine particulate matter used in CSAPR, 
and because it took into account, and would be applicable to, any 
future ozone standards below 0.08 ppm. EPA has subsequently proposed to 
use the same threshold for purposes of evaluating interstate transport 
with respect to the 2008 ozone standard in the CSAPR Update Rule.
    On August 4, 2015, EPA issued a Notice of Data Availability (NODA) 
containing air quality modeling data that applies the CSAPR approach to 
contribution projections for the year 2017 for the 2008 8-hour ozone 
NAAQS.\3\ The modeling data released in this NODA was also used to 
support the proposed CSAPR Update Rule. The moderate area attainment 
date for the 2008 ozone standard is July 11, 2018. In order to 
demonstrate attainment by this attainment deadline, states will use 
2015 through 2017 ambient ozone data. Therefore, EPA proposed that 2017 
is an appropriate future year to model for the purpose of examining 
interstate transport for the 2008 ozone NAAQS. EPA used photochemical 
air quality modeling to project ozone concentrations at air quality 
monitoring sites to 2017 and estimated state-by-state ozone 
contributions to those 2017 concentrations. This modeling used the 
Comprehensive Air Quality Model with Extensions (CAMx version 6.11) to 
model the 2011 base year and the 2017 future base case emissions 
scenarios to identify projected nonattainment and maintenance sites 
with respect to the 2008 ozone NAAQS in 2017. EPA used nationwide 
state-level ozone source apportionment modeling (CAMx Ozone Source 
Apportionment Technology/Anthropogenic Precursor Culpability Analysis 
technique) to quantify the contribution of 2017 base case 
NOX and VOC emissions from all sources in each state to the 
2017 projected receptors. The air quality model runs were performed for 
a modeling domain that covers the 48 contiguous United States and 
adjacent portions of Canada and Mexico. The NODA and the supporting 
technical support documents have been included in the docket for this 
SIP action. The modeling data released in the NODA on August 4, 2015 
and the CSAPR Update are the most up-to-date information EPA has 
developed to inform our analysis of upwind state linkages to downwind 
air quality problems. As discussed in the CSAPR Update proposal for the 
2008 ozone NAAQS, the air quality modeling (1) identified locations in 
the U.S. where EPA expects nonattainment or maintenance problems in 
2017 for the 2008 ozone NAAQS (i.e., nonattainment or maintenance 
receptors), and (2) quantified the projected contributions of emissions 
from upwind states to downwind ozone concentrations at those receptors 
in 2017 (80 FR 75706, 75720-30, December 3, 2015). Consistent with 
CSAPR, EPA proposed to use a threshold of 1 percent of the 2008 ozone 
NAAQS (0.75 parts per billion) to identify linkages between upwind 
states and downwind nonattainment or maintenance receptors. EPA 
proposed that eastern states with contributions to a specific receptor 
that meet or exceed this screening threshold are considered ``linked'' 
to that receptor, and were analyzed further to quantify available 
emissions reductions necessary to address interstate transport to these 
receptors.
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    \3\ Notice of Availability of the Environmental Protection 
Agency's Updated Ozone Transport Modeling Data for the 2008 Ozone 
National Ambient Air Quality Standard (NAAQS), 80 FR 46271 (August 
4, 2015).
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    The results of EPA's air quality modeling with respect to New York 
is summarized in Table 1 below.\4\ That modeling indicates that 
emissions from New York are linked to both nonattainment and 
maintenance receptors in downwind states.
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    \4\ These data also appear in Table V.D-1 of the CSAPR Update 
proposal. See 80 FR at 75727.

                              Table 1--CSAPR Update Proposal Contributions to Downwind Nonattainment and Maintenance Areas
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                                                                                          Downwind
                                      Largest contribution   Largest contribution      nonattainment         Downwind maintenance receptors located in
               State                    to nonattainment        to maintenance      receptors located in                      states
                                                                                           states
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New York...........................  16.96 ppb............  17.21 ppb............  Connecticut..........  Connecticut and New Jersey.
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[[Page 40233]]

    As noted above, New York provided information documenting 
significant emission reductions that have been made throughout the 
state beginning in 1995 and additional emission reductions expected to 
occur by 2020. These controls have resulted in significant reductions 
in NOX emissions in New York and undoubtedly have reduced 
the amount of transported pollution to other states. However, many of 
the emission reductions achieved through these measures were accounted 
for in the EPA's modeling baseline of 2011 used to evaluate interstate 
transport with respect to the 2008 ozone NAAQS, and further accounted 
for in EPA's modeling projections to 2017. Accordingly, the most recent 
technical analysis available to the EPA contradicts New York's 
conclusion that the state's SIP contains adequate provisions to address 
interstate transport as to the 2008 ozone standard. Furthermore, New 
York did not demonstrate how these rules and data developed for 
different purposes provide sufficient controls on emissions to address 
interstate transport for the 2008 ozone NAAQS. Despite the substantial 
emissions reductions achieved by New York, we have subsequently 
published information and proposed an update to CSAPR that addresses 
the 2008 ozone NAAQS that demonstrates New York emissions still have an 
impact on other states.
    EPA is proposing to disapprove the 2008 ozone New York 
Infrastructure SIP submission for both the prong 1 and prong 2 
requirements of CAA section 110(a)(2)(D)(i)(I). As explained above, the 
SIP submission does not provide an adequate technical analysis 
demonstrating that the state's SIP contains adequate provisions 
prohibiting emissions that will significantly contribute to 
nonattainment or interfere with the 2008 ozone NAAQS in any other 
state. Moreover, EPA's most recent modeling indicates that emissions 
from New York are projected to significantly contribute to downwind 
nonattainment and maintenance receptors in other states.\5\
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    \5\ New York and others interested parties have provided 
comments on both the NODA and proposed CSAPR Update Rule. See Docket 
No. EPA-HQ-OAR-2015-0500 at http://www.regulations.gov. We will 
consider these comments in final rulemaking on the CSAPR Update 
Rule. Even absent this data, New York's SIP failed to adequately 
address the requirements of CAA section 110(a)(2)(D)(i)(I) with 
respect to the 2008 ozone NAAQS.
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Section 110(a)(2)(D)(i)(II)--Prong 4

    In this action, EPA is proposing that New York satisfies the 
110(a)(2)(D)(i)(II) requirement for visibility (or prong 4). New York 
addresses visibility protection requirements for the 2008 ozone NAAQS 
through its Regional Haze SIP. EPA approved New York's Regional Haze 
SIP submittal (August 28, 2012, 77 FR 51915) as part of New York's SIP. 
The regional haze rule requires that a state participating in a 
regional planning process include all measures needed to achieve its 
apportionment of emission reduction obligations agreed upon through 
that process. Thus, New York's approved Regional Haze SIP ensures that 
emissions from sources within the State are not interfering with 
measures to protect visibility in other states.
    EPA's notes that New York's Regional Haze SIP was supplemented with 
a FIP by EPA for three units at two sources where EPA disapproved the 
Best Available Retrofit Technology (BART) determinations for those 
units. In our August 2012 rulemaking, EPA promulgated a FIP to address 
our disapproval of BART determinations for Roseton Generating Station 
Units 1 and 2 and Danskammer Generating Station's Unit 4. 77 FR 51915 
(Aug. 28, 2012). The additional emission reductions under the FIP were, 
however, not necessary to demonstrate that New York met its share of 
the emissions reductions sufficient to meet reasonable progress goals 
(found at 40 CFR 51.308 (d)(1)) at Class I areas affected by New York's 
emissions. EPA fully approved that aspect of New York's Regional Haze 
SIP. EPA's analysis demonstrating that New York had met its share of 
its regional emissions reductions can be found in the Regional Haze 
Technical Support document, which is available in the docket for the 
rule.
    Since EPA's action on New York's Regional Haze Plan, the Title V 
permits for Danskammer and Roseton have been updated by New York to 
incorporate the FIP limits established by EPA. The Title V permit for 
Danskammer was submitted to EPA as a SIP revision on August 20, 2015.

III. What action is EPA taking?

    EPA is proposing to disapprove the portion of the April 4, 2013 New 
York SIP submittal pertaining to the requirements of CAA section 
110(a)(2)(D)(i)(I) regarding interstate transport of air pollution that 
will significantly contribute to nonattainment or interfere with 
maintenance of the 2008 ozone NAAQS (i.e., CAA section 110 
(a)(2)(D)(i)(I) (prongs 1 and 2)) in other states. Disapproval will 
establish a 2-year deadline for EPA to promulgate a FIP to address New 
York's CAA interstate transport requirements pertaining to significant 
contribution to nonattainment and interference with maintenance unless 
the State submits, and EPA approves a SIP that meets these requirements 
(per section 110(c)(1) of the CAA). Disapproval does not start a 
mandatory sanctions clock pursuant to CAA section 179 because this 
action does not pertain to either a part D plan for nonattainment areas 
required under CAA section 110(a)(2)(I) or a SIP call pursuant to CAA 
section 110(k)(5).
    EPA is proposing approval of the portion of the April 4, 2013 New 
York SIP submittal pertaining to the CAA section 110(a)(2)(D)(i)(II) 
requirement for visibility (or prong 4).
    EPA is soliciting public comments on the issues discussed in this 
proposal. These comments will be considered before EPA takes final 
action. Interested parties may participate in the Federal rulemaking 
procedure by following the directions in the ADDRESSES section of this 
Federal Register.

IV. Statutory and Executive Order Reviews

a. Executive Order 12866, Regulatory Planning and Review

    This action is not a ``significant regulatory action'' under the 
terms of Executive Order (E.O.) 12866 (58 FR 51735, October 4, 1993) 
and is therefore not subject to review under the E.O.

b. Paperwork Reduction Act

    This action does not impose an information collection burden under 
the provisions of the Paperwork Reduction Act, 44 U.S.C. 3501 et seq., 
because this proposed partial approval and partial disapproval of SIP 
revisions under CAA section 110 will not in-and-of itself create any 
new information collection burdens but simply proposes to approve 
certain State requirements, and to disapprove certain other State 
requirements, for inclusion into the SIP. Burden is defined at 5 CFR 
1320.3(b).

c. Regulatory Flexibility Act

    The Regulatory Flexibility Act (RFA) generally requires an agency 
to conduct a regulatory flexibility analysis of any rule subject to 
notice and comment rulemaking requirements unless the agency certifies 
that the rule will not have a significant economic impact on a 
substantial number of small entities. Small entities include small 
businesses, small not-for-profit enterprises, and small governmental 
jurisdictions. For purposes of assessing the impacts of today's rule on 
small entities, small entity is defined as: (1) A small business as 
defined by the Small Business

[[Page 40234]]

Administration's (SBA) regulations at 13 CFR 121.201; (2) a small 
governmental jurisdiction that is a government of a city, county, town, 
school district or special district with a population of less than 
50,000; and (3) a small organization that is any not-for-profit 
enterprise which is independently owned and operated and is not 
dominant in its field.
    After considering the economic impacts of today's proposed rule, we 
certify that this proposed action will not have a significant impact on 
a substantial number of small entities. This proposed rule does not 
impose any requirements or create impacts on small entities. This 
proposed partial SIP approval and partial SIP disapproval under CAA 
section 110 will not in-and-of itself create any new requirements but 
simply proposes to approve certain State requirements, and to 
disapprove certain other State requirements, for inclusion into the 
SIP. Accordingly, it affords no opportunity for EPA to fashion for 
small entities less burdensome compliance or reporting requirements or 
timetables or exemptions from all or part of the rule. Therefore, this 
action will not have a significant economic impact on a substantial 
number of small entities.
    We continue to be interested in the potential impacts of this 
proposed rule on small entities and welcome comments on issues related 
to such impacts.

d. Unfunded Mandates Reform Act

    This action contains no Federal mandates under the provisions of 
Title II of the Unfunded Mandates Reform Act of 1995 (UMRA), 2 U.S.C. 
1531-1538 for state, local, or tribal governments or the private 
sector. EPA has determined that the proposed partial approval and 
partial disapproval action does not include a Federal mandate that may 
result in estimated costs of $100 million or more to either state, 
local, or tribal governments in the aggregate, or to the private 
sector. This action proposes to approve certain pre-existing 
requirements, and to disapprove certain other pre-existing 
requirements, under state or local law, and imposes no new 
requirements. Accordingly, no additional costs to state, local, or 
tribal governments, or to the private sector, result from this proposed 
action.

e. Executive Order 13132, Federalism

    Executive Order 13132, entitled ``Federalism'' (64 FR 43255, August 
10, 1999), requires EPA to develop an accountable process to ensure 
``meaningful and timely input by State and local officials in the 
development of regulatory policies that have federalism implications.'' 
``Policies that have federalism implications'' is defined in the 
Executive Order to include regulations that have ``substantial direct 
effects on the States, on the relationship between the national 
government and the States, or on the distribution of power and 
responsibilities among the various levels of government.''
    This action does not have federalism implications. It will not have 
substantial direct effects on the states, on the relationship between 
the national government and the states, or on the distribution of power 
and responsibilities among the various levels of government, as 
specified in Executive Order 13132, because it merely proposes to 
approve certain state requirements, and to disapprove certain other 
State requirements, for inclusion into the SIP and does not alter the 
relationship or the distribution of power and responsibilities 
established in the Clean Air Act. Thus, Executive Order 13132 does not 
apply to this action.

f. Executive Order 13175, Coordination With Indian Tribal Governments

    This action does not have tribal implications, as specified in 
Executive Order 13175 (65 FR 67249, November 9, 2000), because the SIP 
on which EPA is proposing action would not apply in Indian country 
located in the state, and EPA notes that it will not impose substantial 
direct costs on tribal governments or preempt tribal law. Thus, 
Executive Order 13175 does not apply to this proposed action.

g. Executive Order 13045, Protection of Children From Environmental 
Health Risks and Safety Risks

    EPA interprets Executive Order 13045 (62 FR 19885, April 23, 1997) 
as applying only to those regulatory actions that concern health or 
safety risks, such that the analysis required under section 5-501 of 
the Executive Order has the potential to influence the regulation. This 
proposed action is not subject to Executive Order 13045 because it is 
not an economically significant regulatory action based on health or 
safety risks subject to Executive Order 13045 (62 FR 19885, April 23, 
1997). This proposed partial approval and partial disapproval under CAA 
section 110 will not in-and-of itself create any new regulations but 
simply proposes to approve certain state requirements, and to 
disapprove certain other state requirements, for inclusion into the 
SIP.

h. Executive Order 13211, Actions That Significantly Affect Energy 
Supply, Distribution, or Use

    This proposed rule is not subject to Executive Order 13211 (66 FR 
28355, May 22, 2001) because it is not a significant regulatory action 
under Executive Order 12866.

i. National Technology Transfer and Advancement Act

    Section 12(d) of the National Technology Transfer and Advancement 
Act of 1995 (``NTTAA''), Public Law 104-113, 12(d) (15 U.S.C. 272 note) 
directs EPA to use voluntary consensus standards in its regulatory 
activities unless to do so would be inconsistent with applicable law or 
otherwise impractical. Voluntary consensus standards are technical 
standards (e.g., materials specifications, test methods, sampling 
procedures, and business practices) that are developed or adopted by 
voluntary consensus standards bodies. NTTAA directs EPA to provide 
Congress, through OMB, explanations when the Agency decides not to use 
available and applicable voluntary consensus standards.
    EPA believes that this proposed action is not subject to 
requirements of Section 12(d) of NTTAA because application of those 
requirements would be inconsistent with the Clean Air Act.

j. Executive Order 12898: Federal Actions To Address Environmental 
Justice in Minority Populations and Low-Income Population

    Executive Order 12898 (59 FR 7629 (Feb. 16, 1994)) establishes 
federal executive policy on environmental justice. Its main provision 
directs federal agencies, to the greatest extent practicable and 
permitted by law, to make environmental justice part of their mission 
by identifying and addressing, as appropriate, disproportionately high 
and adverse human health or environmental effects of their programs, 
policies, and activities on minority populations and low-income 
populations in the United States.
    EPA lacks the discretionary authority to address environmental 
justice in this proposed action. In reviewing SIP submissions, EPA's 
role is to approve or disapprove state choices, based on the criteria 
of the Clean Air Act. Accordingly, this action merely proposes to 
partially approve and partially disapprove certain state requirements 
for inclusion into the SIP under section 110(a) of the CAA and will not 
in-and-of itself create any new requirements. Accordingly, it does not 
provide EPA with the discretionary

[[Page 40235]]

authority to address, as appropriate, disproportionate human health or 
environmental effects, using practicable and legally permissible 
methods, under Executive Order 12898.

List of Subjects in 40 CFR Part 52

    Environmental protection, Air pollution control, Intergovernmental 
relations, Incorporation by reference, Nitrogen dioxide, Ozone, Sulfur 
dioxide, Reporting and recordkeeping requirements, Volatile organic 
compounds.

    Authority:  42 U.S.C. 7401 et seq.

    Dated: June 13, 2016.
Judith A. Enck,
Regional Administrator, Region 2.
[FR Doc. 2016-14523 Filed 6-20-16; 8:45 am]
 BILLING CODE 6560-50-P



                                                                          Federal Register / Vol. 81, No. 119 / Tuesday, June 21, 2016 / Proposed Rules                                             40229

                                                 13. Technical Standards                                 079°03′30.42″ W. (NAD 83) at the                       additional submission methods, the full
                                                   This proposed rule does not use                       International Railroad Bridge.                         EPA public comment policy,
                                                 technical standards. Therefore, we did                    Dated: June 15, 2016.                                information about CBI or multimedia
                                                 not consider the use of voluntary                       B.W. Roche,
                                                                                                                                                                submissions, and general guidance on
                                                 consensus standards.                                                                                           making effective comments, please visit
                                                                                                         Captain, U.S. Coast Guard, Captain of the
                                                                                                         Port Buffalo.
                                                                                                                                                                http://www2.epa.gov/dockets/
                                                 14. Environment                                                                                                commenting-epa-dockets.
                                                                                                         [FR Doc. 2016–14620 Filed 6–20–16; 8:45 am]
                                                    We have analyzed this proposed rule                                                                         FOR FURTHER INFORMATION CONTACT:
                                                                                                         BILLING CODE 9110–04–P
                                                 under Department of Homeland                                                                                   Kenneth Fradkin, Environmental
                                                 Security Management Directive 023–01                                                                           Protection Agency, 290 Broadway, 25th
                                                 and Commandant Instruction                                                                                     Floor, New York, NY 10007–1866, (212)
                                                 M16475.lD, which guide the Coast                        ENVIRONMENTAL PROTECTION
                                                                                                                                                                637–3702, or by email at
                                                 Guard in complying with the National                    AGENCY
                                                                                                                                                                Fradkin.Kenneth@epa.gov.
                                                 Environmental Policy Act of 1969                        40 CFR Part 52                                         SUPPLEMENTARY INFORMATION:
                                                 (NEPA) (42 U.S.C. 4321–4370f), and
                                                 have made a preliminary determination                   [EPA–R02–OAR–2016–0320; FRL–9947–96–                   I. Background
                                                                                                         Region 2]                                              II. EPA’s Review
                                                 that this action is one of a category of                                                                       III. What action is EPA taking?
                                                 actions that do not individually or                                                                            IV. Statutory and Executive Order Reviews
                                                 cumulatively have a significant effect on               Disapproval of Interstate Transport
                                                 the human environment. This proposed                    Requirements for the 2008 Ozone                        I. Background
                                                 rule is categorically excluded, under                   National Ambient Air Quality
                                                                                                         Standards; New York                                       Section 110(a) of the CAA imposes an
                                                 figure 2–1, paragraph (34)(g), of the                                                                          obligation upon states to submit SIPs
                                                 Commandant Instruction because it                       AGENCY:  Environmental Protection                      that provide for the implementation,
                                                 involves the establishment of a safety                  Agency (EPA).                                          maintenance and enforcement of a new
                                                 zone.                                                   ACTION: Proposed rule.                                 or revised NAAQS within 3 years
                                                    A preliminary environmental analysis                                                                        following the promulgation of that
                                                 checklist and a preliminary categorical                 SUMMARY:    EPA is proposing to partially              NAAQS. Section 110(a)(2) lists specific
                                                 exclusion determination are available in                approve and partially disapprove                       requirements that states must meet in
                                                 the docket where indicated under                        elements of New York’s State                           these SIP submissions, as applicable.
                                                 ADDRESSES. We seek any comments or                      Implementation Plan (SIP) submission                   The EPA refers to this type of SIP
                                                 information that may lead to the                        regarding the infrastructure                           submission as the ‘‘infrastructure’’ SIP
                                                 discovery of a significant environmental                requirements of section 110(a)(1) and (2)              because the SIP ensures that states can
                                                 impact from this proposed rule.                         of the Clean Air Act (CAA) for the 2008                implement, maintain and enforce the air
                                                                                                         ozone national ambient air quality                     standards. Within these requirements,
                                                 List of Subjects in 33 CFR Part 165
                                                                                                         standards (NAAQS). The infrastructure                  section 110(a)(2)(D)(i) contains
                                                   Harbors, Marine Safety, Navigation                    requirements are designed to ensure that               requirements to address interstate
                                                 (water), Reporting and recordkeeping                    the structural components of each                      transport of NAAQS pollutants. A SIP
                                                 requirements, Security measures,                        state’s air quality management program                 revision submitted for this sub-section
                                                 Waterways.                                              are adequate to meet the state’s                       is referred to as an ‘‘interstate transport
                                                   For the reasons discussed in the                      responsibilities under the CAA. This                   SIP.’’ This rulemaking proposes action
                                                 preamble, the Coast Guard proposes to                   action pertains specifically to                        on the CAA section 110(a)(2)(D)(i)
                                                 amend 33 CFR part 165 as follows:                       infrastructure requirements concerning                 requirements of these submissions. In
                                                                                                         interstate transport provisions.                       particular, section 110(a)(2)(D)(i)(I)
                                                 PART 165—REGULATED NAVIGATION                           DATES: Comments must be received on
                                                 AREAS AND LIMITED ACCESS AREAS                                                                                 requires SIPs to contain adequate
                                                                                                         or before July 21, 2016.                               provisions to prohibit emissions from
                                                 ■ 1. The authority citation for part 165                ADDRESSES: Submit your comments,                       the state that will contribute
                                                 continues to read as follows:                           identified by Docket ID Number EPA–                    significantly to nonattainment of the
                                                                                                         R02–OAR–2016–0320 at http://                           NAAQS in any other state (commonly
                                                   Authority: 33 U.S.C. 1231; 50 U.S.C. 191;
                                                 33 CFR 1.05–1, 6.04–1, 6.04–6, and 160.5;               www.regulations.gov. Follow the online                 referred to as prong 1), or interfere with
                                                 Department of Homeland Security Delegation              instructions for submitting comments.                  maintenance of the NAAQS in any other
                                                 No. 0170.1                                              Once submitted, comments cannot be                     state (prong 2). Section 110(a)(2)(D)(i)(II)
                                                 ■   2. Add § 165.902(b) to read as follows:             edited or removed from Regulations.gov.                requires that infrastructure SIPs include
                                                                                                         EPA may publish any comment received                   provisions prohibiting any source or
                                                 § 165.902 Niagara River at Niagara Falls,               to its public docket. Do not submit                    other type of emissions activity in one
                                                 New York—safety zone.                                   electronically any information you                     state from interfering with measures
                                                 *      *     *     *     *                              consider to be Confidential Business                   required to prevent significant
                                                    (b) The following is a safety zone—                  Information (CBI) or other information                 deterioration (PSD) of air quality (prong
                                                 The United States waters of the Lower                   whose disclosure is restricted by statute.             3) and to protect visibility (prong 4) in
                                                 Niagara River, Niagara Falls, NY from a                 Multimedia submissions (audio, video,                  another state.
                                                 straight line drawn from position                       etc.) must be accompanied by a written                    On March 12, 2008, EPA strengthened
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                                                 43°07′10.70″ N., 079°04′02.32″ W. (NAD                  comment. The written comment is                        the NAAQS for ozone. EPA revised the
                                                 83) and 43°07′09.41″ N., 079°04′05.41″                  considered the official comment and                    level of the 8-hour ozone NAAQS from
                                                 W. (NAD 83) just south of the whirlpool                 should include discussion of all points                0.08 parts per million (ppm) to 0.075
                                                 rapids from the east side of the river to               you wish to make. EPA will generally                   ppm. EPA also revised the secondary 8-
                                                 the international border of the United                  not consider comments or comment                       hour standard to the level of 0.075 ppm
                                                 States, to a straight line drawn from                   contents located outside of the primary                making it identical to the revised
                                                 position 43°06′34.01″ N., 079°03′28.04″                 submission (i.e., on the Web, cloud, or                primary standard. Infrastructure SIPs
                                                 W. (NAD 83) and 43°06′33.52″ N.,                        other file sharing system). For                        addressing the revised standard,


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                                                 40230                    Federal Register / Vol. 81, No. 119 / Tuesday, June 21, 2016 / Proposed Rules

                                                 including the interstate transport                      vehicle program provisions under CAA                    replacement.2 New York notes that
                                                 requirements, were due March 12, 2011.                  Section 177.                                            CAIR imposed an effective emissions
                                                 On April 4, 2013 the New York State                        In its submittal, New York indicated                 rate of 0.094 lbs NOX/mmBTU on New
                                                 Department of Environmental                             that, based on preliminary emissions                    York sources. New York also compares
                                                 Conservation (NYSDEC) submitted a                       inventory work, the state would achieve                 its 2011 ozone season emission NOX
                                                 revision to its SIP to address                          significant NOX and VOC reductions                      rates with NOX rates achieved in other
                                                 requirements under section 110(a)(2) of                 from existing emission reduction                        states, noting that New York electric
                                                 the CAA (the infrastructure                             programs. New York estimated that,                      generating units (EGUs) operated at an
                                                 requirements) related to the 2008 ozone                                                                         actual NOX rate of 0.088 lbs
                                                                                                         between 2007 and 2020, it will reduce
                                                 NAAQS, including interstate transport.                                                                          NOX/mmBTU. For these reasons, New
                                                   This proposed action pertains only to                 NOX emissions by 46.6% (from 579,471
                                                                                                                                                                 York concluded that it has satisfied its
                                                 the portion of the SIP submittal                        tons to 328,457 tons). Specifically, New
                                                                                                                                                                 obligations pursuant to section
                                                 addressing section                                      York estimated that NOX RACT
                                                                                                                                                                 110(a)(2)(D)(i)(I) with respect to the
                                                 110(a)(2)(D)(i)(I)(prongs 1 and 2), and                 limitations will result in NOX emission                 2008 ozone NAAQS.
                                                 section 110(a)(2)(D)(i)(II)(prong 4). EPA               reductions of 28,796 tons per year, or                     Finally, New York’s SIP submission
                                                 will address the other portions of the                  78.9 tons per day from 2007 levels. With                acknowledges that the state has
                                                 April 4, 2013 infrastructure SIP                        regard to VOCs, New York estimates                      contributed to downwind
                                                 submittal, including section                            that, between 2007 and 2020, it will                    nonattainment and maintenance
                                                 110(a)(2)(D)(i)(II)(prong 3), in another                reduce VOC emissions by 20.8% (from                     problems in New Jersey, Connecticut,
                                                 action.                                                 484,440 tons in 2007 down to 368,784                    Maryland, Massachusetts, Pennsylvania,
                                                                                                         tons in 2020).                                          Rhode Island, Virginia, and the District
                                                 II. EPA’s Review
                                                                                                            New York further cited preliminary                   of Columbia, citing contribution
                                                    Section 110(a)(2)(D) of the Clean Air                screening modeling performed for the                    analysis conducted when the EPA
                                                 Act is divided into two subsections:                    Ozone Transport Commission (OTC)                        promulgated CSAPR. New York
                                                 110(a)(2)(D)(i) and 110(a)(2)(D)(ii). The               Modeling Committee that assumed a                       contends that because it shares
                                                 first of these, 110(a)(2)(D)(i), in turn,               48–68% decrease in NOX emissions and                    nonattainment areas with New Jersey
                                                 contains four ‘‘prongs’’ the first two of               a 30% reduction in VOC emissions in                     and Connecticut, and because the other
                                                 which appear in 110(a)(2)(D)(i)(I) and                  New York by 2020. The modeling                          states to which it has been linked are
                                                 the second two of which appear in                       showed that the only monitors                           members of the Ozone Transport
                                                 110(a)(2)(D)(i)(II). The two prongs in                  ‘‘predicted’’ to be nonattainment                       Commission, the state will address its
                                                 110(a)(2)(D)(i)(I) require New York’s SIP               (outside the New York metropolitan                      obligations with respect to its
                                                 to contain adequate provisions                          nonattainment area) were located in the                 contribution to nonattainment and
                                                 prohibiting any source or other type of                 Philadelphia metropolitan area. New                     interference with maintenance of the
                                                 emissions activity within the State from                York asserted that the Philadelphia                     NAAQS in these states through the
                                                 emitting any air pollutants in amounts                  monitors would be most significantly                    other statutory processes.
                                                 which will contribute significantly to                  affected by emissions from within                          Although New York’s analysis claims
                                                 nonattainment in any other state with                   Pennsylvania and other upwind states.                   that there will be substantial emission
                                                 respect to any primary or secondary                     New York indicated that they used the                   reductions from existing programs from
                                                 NAAQS (prong 1), or interfere with                      Community Multi-scale Air Quality                       2007 to 2020, New York admits that
                                                 maintenance by any other state with                     (CMAQ) and the California                               those reductions are based on
                                                 respect to any primary or secondary                     Photochemical Grid (CALGRID) models                     preliminary estimates that have not
                                                 NAAQS (prong 2). The two prongs in                      for their analysis.                                     been updated since New York’s March
                                                 110(a)(2)(D)(i)(II) prohibit any source or                                                                      2013 submission. Nor has the state
                                                 other type of emissions activity within                    New York also noted that its                         demonstrated that the emission rates at
                                                 the State from emitting any air                         participation in the NOX trading                        which EGUs in the state operated are
                                                 pollutants in amounts which will                        programs promulgated in EPA’s Clean                     the result of enforceable emission limits
                                                 interfere with measures required to be                  Air Interstate Rule (CAIR) addressed                    or other mandatory programs such that
                                                 included in the applicable                              interstate transport requirements with                  the emission rates will not increase.
                                                 implementation plan for any other state                 respect to the 1997 ozone NAAQS.                        Moreover, while the State asserts that it
                                                 under part C to prevent significant                     Although the State acknowledges that                    will achieve a 46.6% NOX reduction,
                                                 deterioration of air quality (prong 3) or               CAIR was remanded by the U.S. Court                     and 20.8% VOC reduction during that
                                                 to protect visibility (prong 4).                        of Appeals for the District of Columbia                 time period, New York’s modeling used
                                                                                                         Circuit (D.C. Circuit) in North Carolina                higher levels of assumed reductions,
                                                 Section 110(a)(2)(D)(i)(I)—Prongs 1                     v. EPA, 531 F.3d 896 (2008), the State                  assuming 48% NOX reductions and 30%
                                                 and 2                                                   indicated that it could rely on CAIR                    VOC reductions without demonstrating
                                                    In its SIP submission with respect to                emission reductions to address                          how it will achieve those higher levels
                                                 section 110(a)(2)(D)(i)(I) (prongs 1 and                interstate transport requirements for the               of emissions reductions. Even assuming
                                                 2) for the 2008 ozone NAAQS, New                        2008 ozone NAAQS because EPA had                        these projected emissions reductions
                                                 York cited various state rules including                not yet (at the time of the submittal)                  were reliable, New York’s modeling
                                                 its nitrogen oxides (NOX) Reasonably                    developed a valid replacement rule.                     shows ‘‘predicted’’ nonattainment in
                                                 Available Control Technology (RACT)                     New York notes that EPA’s Cross State
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                                                 regulations to reduce emissions of NOX                  Air Pollution Rule (CSAPR),1 which                         2 CSAPR was promulgated by EPA to help states

                                                 from its major stationary sources; NOX                  EPA intended to replace CAIR, was                       reduce air pollution and attain and maintain CAA
                                                                                                                                                                 standards, including the 1997 ozone NAAQS and
                                                 RACT Rules for Cement Plants, Glass                     vacated by the D.C. Circuit in August                   the 1997 and 2006 PM2.5 NAAQS. On August 21,
                                                 Plants, Asphalt Production, and other                   2012, and that court instructed EPA to                  2012, the D.C. Circuit vacated CASPR. See EME
                                                 general emission sources; volatile                      continue implementation of CAIR until                   Homer City Generation, L.P. v. EPA, 696 F.3d 7, 38
                                                                                                         the EPA promulgates a valid                             (D.C. Circuit 2012). The Court ordered EPA to
                                                 organic carbon (VOC) regulations that                                                                           continue administering CAIR pending the
                                                 limit emissions from major and area                                                                             promulgation of a valid replacement for CSAPR. Id.
                                                 sources; and the California low emission                  1 76   FR 48208 (August 8, 2011).                     at 60.



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                                                                          Federal Register / Vol. 81, No. 119 / Tuesday, June 21, 2016 / Proposed Rules                                            40231

                                                 Connecticut, New Jersey, and                            annual NOX emissions trading program.                  EPA, No. 11–1302 (D.C. Cir. Oct. 23,
                                                 Pennsylvania. New York does not                         The CAIR ozone season NOX emissions                    2014), Order at 3. Consistent with the
                                                 adequately explain how it concludes                     trading program was intended to                        Court’s order we issued an interim final
                                                 that New York emissions do not                          address interstate transport of air                    rule amending CSAPR so that
                                                 significantly contribute to these                       pollution for the 1997 ozone NAAQS.                    compliance could begin in an orderly
                                                 predicted exceedances. The fact that the                The CAIR annual NOX emissions                          manner on January 1, 2015 (79 FR
                                                 State might have certain planning                       trading program, along with the annual                 71663, December 3, 2014), replacing
                                                 obligations with respect to areas in these              sulfur dioxide (SO2) trading program,                  CAIR. On July 28, 2015, the D.C. Circuit
                                                 states under other statutory provisions                 was intended to address interstate                     issued its decision on the issues raised
                                                 does not absolve the State of its                       transport of air pollution for the 1997                on remand from the Supreme Court. The
                                                 obligation to address the planning                      fine particulate matter (PM2.5) NAAQS.                 court denied all of petitioners’ facial
                                                 requirements of section                                    Although New York correctly notes                   challenges to CSAPR, but remanded
                                                 110(a)(2)(D)(i)(I).                                     that the North Carolina decision kept                  several emissions budgets to the EPA for
                                                    By only evaluating areas with                        CAIR in place temporarily while EPA                    reconsideration. EME Homer City
                                                 predicted nonattainment in 2020, New                    developed a replacement, and that the                  Generation, L.P v. EPA, 795 F.3d 118
                                                 York has also failed to address the                     D.C. Circuit later issued a decision                   (D.C. Cir. 2015). A final rule making the
                                                 State’s potential interference with                     vacating that replacement, CSAPR, and                  revised CSAPR implementation
                                                 maintenance of the 2008 ozone NAAQS                     requiring continued implementation of                  schedule permanent was issued on
                                                 in downwind states. In remanding CAIR                   CAIR, the EPA does not agree that it is                March 14, 2016. 81 FR 13275.
                                                 to the EPA in the North Carolina                        appropriate to rely on CAIR for                        Accordingly, CAIR implementation
                                                 decision, the D.C. Circuit explained that               purposes of addressing interstate                      ended in 2014 and CSAPR
                                                 the regulating authority must give the                  transport with respect to the 2008 ozone               implementation began in 2015. States
                                                 ‘‘interfere with maintenance’’ clause of                NAAQS. First, EPA designed CAIR to                     and the EPA are no longer
                                                 section 110(a)(2)(D)(i)(I) ‘‘independent                address the 1997 ozone NAAQS, but not                  implementing the CAIR trading
                                                 significance’’ by evaluating the impact                 the more stringent 2008 ozone standard                 programs. Thus, it is no longer
                                                 of upwind state emissions on                            at issue here. It is not sufficient to                 appropriate for states to rely on the
                                                 downwind areas that, while currently in                 merely cite evidence of compliance with                emissions reductions achieved by
                                                 attainment, are at risk of future                       older programs such as CAIR or                         compliance with CAIR to satisfy
                                                 nonattainment, considering historic                     measures implemented for prior ozone                   emission reduction obligations.
                                                 variability. 531 F.3d at 910–911. New                   NAAQS as a means for satisfying                           EPA has recently shared technical
                                                 York’s analysis does not give the                       interstate transport obligations for the               information with states to facilitate their
                                                 ‘‘interfere with maintenance’’ clause of                2008 ozone NAAQS.                                      efforts to address interstate transport
                                                 section 110(a)(2)(D)(i)(I) independent                     More importantly, in North Carolina,                requirements for the 2008 ozone
                                                 significance because its analysis did not               the D.C. Circuit held that CAIR was                    NAAQS. EPA developed this technical
                                                 attempt to evaluate the potential impact                ‘‘fundamentally flawed,’’ 531 F.3d at                  information following the same
                                                 of New York emissions on areas that are                 929, in part because CAIR did not                      approach used to evaluate interstate
                                                 currently measuring clean data, but that                satisfy the statutory requirement to                   contribution in CSAPR in order to
                                                 may have issues maintaining that air                    ‘‘achieve something measurable towards                 support the recently proposed Cross-
                                                 quality.                                                the goal of prohibiting sources ‘within                State Air Pollution Rule Update for the
                                                    Furthermore, the 2020 projection year                the State’ from contributing to                        2008 Ozone NAAQS, 80 FR 75706 (Dec.
                                                 New York chose for its modeling and by                  nonattainment or interfering with                      3, 2015) (‘‘CSAPR Update Rule’’). In
                                                 which the State asserts it will achieve                 maintenance in ‘any other State.’ ’’ Id. at            CSAPR, EPA used detailed air quality
                                                 substantial NOX reductions is two years                 908. Accordingly, the D.C. Circuit held                analyses to determine whether an
                                                 later than the moderate area attainment                 in EME Homer City Generation, L.P. v.                  eastern state’s contribution to
                                                 date for the 2008 ozone NAAQS, which                    EPA, ‘‘when our decision in North                      downwind air quality problems was at
                                                 is July 11, 2018. Among other things,                   Carolina deemed CAIR to be an invalid                  or above specific thresholds. If a state’s
                                                 the court’s decision in North Carolina,                 effort to implement the requirements of                contribution did not exceed the
                                                 clarified that, to the extent possible,                 the good neighbor provision, that ruling               specified air quality screening
                                                 upwind emissions reductions necessary                   meant that the initial approval of the                 threshold, the state was not considered
                                                 to address the interstate transport of air              CAIR SIPs was in error at the time it was              ‘‘linked’’ to identified downwind
                                                 pollution should be aligned with the                    done.’’ 795 F.3d 118, 133 (2015). For                  nonattainment and maintenance
                                                 attainment dates for downwind                           these reasons, the EPA cannot now                      receptors and was therefore not
                                                 nonattainment areas. 531 F.3d at 912.                   approve an interstate transport SIP                    considered to significantly contribute or
                                                 New York has not demonstrated either                    addressing any NAAQS based on the                      interfere with maintenance of the
                                                 that the State’s SIP is adequate to                     state’s participation in CAIR.                         standard in those downwind areas. If a
                                                 address interstate transport by the                        Regardless of CAIR’s infirmities, the               state exceeded that threshold, the state’s
                                                 downwind attainment date for the 2008                   rule is no longer being implemented.                   emissions were further evaluated, taking
                                                 ozone NAAQS or that emissions                           Subsequent to New York’s submission                    into account both air quality and cost
                                                 reductions necessary to address                         of its SIP, on April 29, 2014, the U.S.                considerations, to determine what, if
                                                 interstate transport are not practically                Supreme Court reversed that D.C.                       any, emissions reductions might be
                                                 feasible until 2020.                                    Circuit decision vacating CSAPR and                    necessary. For the reasons stated below,
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                                                    Among the emissions reductions cited                 remanded the case to the D.C. Circuit for              we believe it is appropriate to use the
                                                 by New York in its SIP, the State cites                 further proceedings. EPA v. EME Homer                  same approach we used in CSAPR to
                                                 its participation in CAIR as a control                  City Generation, L.P., 134 S. Ct. 1584                 establish an air quality screening
                                                 measure that results in control of NOX                  (2014). On October 23, 2014, the D.C.                  threshold for the evaluation of interstate
                                                 emissions within the State. New York                    Circuit granted our motion to lift the                 transport requirements for the 2008
                                                 notes that under CAIR, New York EGUs                    judicial stay on CSAPR and delay                       ozone standard.
                                                 were subject to both the ozone season                   compliance deadlines by three years.                      In CSAPR, EPA proposed an air
                                                 NOX emissions trading program and the                   EME Homer City Generation, L.P. v.                     quality screening threshold of one


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                                                 40232                        Federal Register / Vol. 81, No. 119 / Tuesday, June 21, 2016 / Proposed Rules

                                                 percent of the applicable NAAQS and                             and EPA’s previous use of a one-percent                        Source Apportionment Technology/
                                                 requested comment on whether one                                threshold in CAIR. EPA used a single                           Anthropogenic Precursor Culpability
                                                 percent was appropriate. EPA evaluated                          ‘‘bright line’’ air quality threshold equal                    Analysis technique) to quantify the
                                                 the comments received and ultimately                            to one percent of the 1997 8-hour ozone                        contribution of 2017 base case NOX and
                                                 determined that one percent was an                              standard, or 0.08 ppm. The projected                           VOC emissions from all sources in each
                                                 appropriately low threshold because                             contribution from each state was                               state to the 2017 projected receptors.
                                                 there were important, even if relatively                        averaged over multiple days with                               The air quality model runs were
                                                 small, contributions to identified                              projected high modeled ozone, and then                         performed for a modeling domain that
                                                 nonattainment and maintenance                                   compared to the one-percent threshold.                         covers the 48 contiguous United States
                                                 receptors from multiple upwind states.                          We concluded that this approach for                            and adjacent portions of Canada and
                                                 In response to commenters who                                   setting and applying the air quality                           Mexico. The NODA and the supporting
                                                 advocated a higher or lower threshold                           threshold for ozone was appropriate                            technical support documents have been
                                                 than one percent, EPA compiled the                              because it provided a robust metric, was                       included in the docket for this SIP
                                                 contribution modeling results for                               consistent with the approach for fine
                                                                                                                                                                                action. The modeling data released in
                                                 CSAPR to analyze the impact of                                  particulate matter used in CSAPR, and
                                                                                                                                                                                the NODA on August 4, 2015 and the
                                                 different possible thresholds for the                           because it took into account, and would
                                                                                                                                                                                CSAPR Update are the most up-to-date
                                                 eastern United States. EPA’s analysis                           be applicable to, any future ozone
                                                 showed that the one-percent threshold                           standards below 0.08 ppm. EPA has                              information EPA has developed to
                                                 captures a high percentage of the total                         subsequently proposed to use the same                          inform our analysis of upwind state
                                                 pollution transport affecting downwind                          threshold for purposes of evaluating                           linkages to downwind air quality
                                                 states, while the use of higher                                 interstate transport with respect to the                       problems. As discussed in the CSAPR
                                                 thresholds would exclude increasingly                           2008 ozone standard in the CSAPR                               Update proposal for the 2008 ozone
                                                 larger percentages of total transport. For                      Update Rule.                                                   NAAQS, the air quality modeling (1)
                                                 example, at a five percent threshold, the                          On August 4, 2015, EPA issued a                             identified locations in the U.S. where
                                                 majority of interstate pollution transport                      Notice of Data Availability (NODA)                             EPA expects nonattainment or
                                                 affecting downwind receptors would be                           containing air quality modeling data                           maintenance problems in 2017 for the
                                                 excluded. In addition, EPA determined                           that applies the CSAPR approach to                             2008 ozone NAAQS (i.e., nonattainment
                                                 that it was important to use a relatively                       contribution projections for the year                          or maintenance receptors), and (2)
                                                 lower one-percent threshold because                             2017 for the 2008 8-hour ozone                                 quantified the projected contributions of
                                                 there are adverse health impacts                                NAAQS.3 The modeling data released in                          emissions from upwind states to
                                                 associated with ambient ozone even at                           this NODA was also used to support the                         downwind ozone concentrations at
                                                 low levels. EPA also determined that a                          proposed CSAPR Update Rule. The                                those receptors in 2017 (80 FR 75706,
                                                 lower threshold such as 0.5 percent                             moderate area attainment date for the                          75720–30, December 3, 2015).
                                                 would result in relatively modest                               2008 ozone standard is July 11, 2018. In                       Consistent with CSAPR, EPA proposed
                                                 increases in the overall percentages of                         order to demonstrate attainment by this                        to use a threshold of 1 percent of the
                                                 fine particulate matter and ozone                               attainment deadline, states will use                           2008 ozone NAAQS (0.75 parts per
                                                 pollution transport captured relative to                        2015 through 2017 ambient ozone data.                          billion) to identify linkages between
                                                 the amounts captured at the one-percent                         Therefore, EPA proposed that 2017 is an                        upwind states and downwind
                                                 level. EPA determined that a ‘‘0.5                              appropriate future year to model for the                       nonattainment or maintenance
                                                 percent threshold could lead to                                 purpose of examining interstate                                receptors. EPA proposed that eastern
                                                 emission reduction responsibilities in                          transport for the 2008 ozone NAAQS.                            states with contributions to a specific
                                                 additional states that individually have                        EPA used photochemical air quality                             receptor that meet or exceed this
                                                 a very small impact on those receptors—                         modeling to project ozone                                      screening threshold are considered
                                                 an indicator that emission controls in                          concentrations at air quality monitoring                       ‘‘linked’’ to that receptor, and were
                                                 those states are likely to have a smaller                       sites to 2017 and estimated state-by-                          analyzed further to quantify available
                                                 air quality impact at the downwind                              state ozone contributions to those 2017
                                                                                                                                                                                emissions reductions necessary to
                                                 receptor. We are not convinced that                             concentrations. This modeling used the
                                                                                                                                                                                address interstate transport to these
                                                 selecting a threshold below one percent                         Comprehensive Air Quality Model with
                                                                                                                                                                                receptors.
                                                 is necessary or desirable.’’                                    Extensions (CAMx version 6.11) to
                                                    In the final CSAPR, EPA determined                           model the 2011 base year and the 2017                             The results of EPA’s air quality
                                                 that one percent was a reasonable                               future base case emissions scenarios to                        modeling with respect to New York is
                                                 choice considering the combined                                 identify projected nonattainment and                           summarized in Table 1 below.4 That
                                                 downwind impact of multiple upwind                              maintenance sites with respect to the                          modeling indicates that emissions from
                                                 states in the eastern United States, the                        2008 ozone NAAQS in 2017. EPA used                             New York are linked to both
                                                 health effects of low levels of fine                            nationwide state-level ozone source                            nonattainment and maintenance
                                                 particulate matter and ozone pollution,                         apportionment modeling (CAMx Ozone                             receptors in downwind states.

                                                      TABLE 1—CSAPR UPDATE PROPOSAL CONTRIBUTIONS TO DOWNWIND NONATTAINMENT AND MAINTENANCE AREAS
                                                                                                                                                              Downwind nonattainment                 Downwind maintenance
                                                                                        Largest contribution to             Largest contribution to
                                                              State                                                                                                  receptors                         receptors located
                                                                                            nonattainment                       maintenance
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                                                                                                                                                                 located in states                         in states

                                                 New York .........................   16.96 ppb .......................   17.21 ppb .......................   Connecticut ....................   Connecticut and New Jersey.



                                                   3 Notice of Availability of the Environmental                 Ambient Air Quality Standard (NAAQS), 80 FR                      4 These data also appear in Table V.D–1 of the

                                                 Protection Agency’s Updated Ozone Transport                     46271 (August 4, 2015).                                        CSAPR Update proposal. See 80 FR at 75727.
                                                 Modeling Data for the 2008 Ozone National



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                                                                          Federal Register / Vol. 81, No. 119 / Tuesday, June 21, 2016 / Proposed Rules                                           40233

                                                   As noted above, New York provided                     New York addresses visibility                          significant contribution to
                                                 information documenting significant                     protection requirements for the 2008                   nonattainment and interference with
                                                 emission reductions that have been                      ozone NAAQS through its Regional                       maintenance unless the State submits,
                                                 made throughout the state beginning in                  Haze SIP. EPA approved New York’s                      and EPA approves a SIP that meets
                                                 1995 and additional emission                            Regional Haze SIP submittal (August 28,                these requirements (per section
                                                 reductions expected to occur by 2020.                   2012, 77 FR 51915) as part of New                      110(c)(1) of the CAA). Disapproval does
                                                 These controls have resulted in                         York’s SIP. The regional haze rule                     not start a mandatory sanctions clock
                                                 significant reductions in NOX emissions                 requires that a state participating in a               pursuant to CAA section 179 because
                                                 in New York and undoubtedly have                        regional planning process include all                  this action does not pertain to either a
                                                 reduced the amount of transported                       measures needed to achieve its                         part D plan for nonattainment areas
                                                 pollution to other states. However,                     apportionment of emission reduction                    required under CAA section 110(a)(2)(I)
                                                 many of the emission reductions                         obligations agreed upon through that                   or a SIP call pursuant to CAA section
                                                 achieved through these measures were                    process. Thus, New York’s approved                     110(k)(5).
                                                 accounted for in the EPA’s modeling                     Regional Haze SIP ensures that                           EPA is proposing approval of the
                                                 baseline of 2011 used to evaluate                       emissions from sources within the State                portion of the April 4, 2013 New York
                                                 interstate transport with respect to the                are not interfering with measures to                   SIP submittal pertaining to the CAA
                                                 2008 ozone NAAQS, and further                           protect visibility in other states.                    section 110(a)(2)(D)(i)(II) requirement
                                                 accounted for in EPA’s modeling                           EPA’s notes that New York’s Regional                 for visibility (or prong 4).
                                                 projections to 2017. Accordingly, the                   Haze SIP was supplemented with a FIP                     EPA is soliciting public comments on
                                                 most recent technical analysis available                by EPA for three units at two sources                  the issues discussed in this proposal.
                                                 to the EPA contradicts New York’s                       where EPA disapproved the Best                         These comments will be considered
                                                 conclusion that the state’s SIP contains                Available Retrofit Technology (BART)                   before EPA takes final action. Interested
                                                 adequate provisions to address                          determinations for those units. In our                 parties may participate in the Federal
                                                 interstate transport as to the 2008 ozone               August 2012 rulemaking, EPA                            rulemaking procedure by following the
                                                 standard. Furthermore, New York did                     promulgated a FIP to address our                       directions in the ADDRESSES section of
                                                 not demonstrate how these rules and                     disapproval of BART determinations for                 this Federal Register.
                                                 data developed for different purposes                   Roseton Generating Station Units 1 and
                                                 provide sufficient controls on emissions                2 and Danskammer Generating Station’s                  IV. Statutory and Executive Order
                                                 to address interstate transport for the                 Unit 4. 77 FR 51915 (Aug. 28, 2012).                   Reviews
                                                 2008 ozone NAAQS. Despite the                           The additional emission reductions                     a. Executive Order 12866, Regulatory
                                                 substantial emissions reductions                        under the FIP were, however, not                       Planning and Review
                                                 achieved by New York, we have                           necessary to demonstrate that New York
                                                 subsequently published information and                  met its share of the emissions                           This action is not a ‘‘significant
                                                 proposed an update to CSAPR that                        reductions sufficient to meet reasonable               regulatory action’’ under the terms of
                                                 addresses the 2008 ozone NAAQS that                     progress goals (found at 40 CFR 51.308                 Executive Order (E.O.) 12866 (58 FR
                                                 demonstrates New York emissions still                   (d)(1)) at Class I areas affected by New               51735, October 4, 1993) and is therefore
                                                 have an impact on other states.                         York’s emissions. EPA fully approved                   not subject to review under the E.O.
                                                   EPA is proposing to disapprove the                    that aspect of New York’s Regional Haze                b. Paperwork Reduction Act
                                                 2008 ozone New York Infrastructure SIP                  SIP. EPA’s analysis demonstrating that
                                                 submission for both the prong 1 and                     New York had met its share of its                        This action does not impose an
                                                 prong 2 requirements of CAA section                     regional emissions reductions can be                   information collection burden under the
                                                 110(a)(2)(D)(i)(I). As explained above,                 found in the Regional Haze Technical                   provisions of the Paperwork Reduction
                                                 the SIP submission does not provide an                  Support document, which is available                   Act, 44 U.S.C. 3501 et seq., because this
                                                 adequate technical analysis                             in the docket for the rule.                            proposed partial approval and partial
                                                 demonstrating that the state’s SIP                        Since EPA’s action on New York’s                     disapproval of SIP revisions under CAA
                                                 contains adequate provisions                            Regional Haze Plan, the Title V permits                section 110 will not in-and-of itself
                                                 prohibiting emissions that will                         for Danskammer and Roseton have been                   create any new information collection
                                                 significantly contribute to                             updated by New York to incorporate the                 burdens but simply proposes to approve
                                                 nonattainment or interfere with the                     FIP limits established by EPA. The Title               certain State requirements, and to
                                                 2008 ozone NAAQS in any other state.                    V permit for Danskammer was                            disapprove certain other State
                                                 Moreover, EPA’s most recent modeling                    submitted to EPA as a SIP revision on                  requirements, for inclusion into the SIP.
                                                 indicates that emissions from New York                  August 20, 2015.                                       Burden is defined at 5 CFR 1320.3(b).
                                                 are projected to significantly contribute                                                                      c. Regulatory Flexibility Act
                                                                                                         III. What action is EPA taking?
                                                 to downwind nonattainment and
                                                 maintenance receptors in other states.5                    EPA is proposing to disapprove the                     The Regulatory Flexibility Act (RFA)
                                                                                                         portion of the April 4, 2013 New York                  generally requires an agency to conduct
                                                 Section 110(a)(2)(D)(i)(II)—Prong 4                     SIP submittal pertaining to the                        a regulatory flexibility analysis of any
                                                   In this action, EPA is proposing that                 requirements of CAA section                            rule subject to notice and comment
                                                 New York satisfies the 110(a)(2)(D)(i)(II)              110(a)(2)(D)(i)(I) regarding interstate                rulemaking requirements unless the
                                                 requirement for visibility (or prong 4).                transport of air pollution that will                   agency certifies that the rule will not
                                                                                                         significantly contribute to                            have a significant economic impact on
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                                                    5 New York and others interested parties have
                                                                                                         nonattainment or interfere with                        a substantial number of small entities.
                                                 provided comments on both the NODA and                  maintenance of the 2008 ozone NAAQS                    Small entities include small businesses,
                                                 proposed CSAPR Update Rule. See Docket No.
                                                 EPA–HQ–OAR–2015–0500 at http://                         (i.e., CAA section 110 (a)(2)(D)(i)(I)                 small not-for-profit enterprises, and
                                                 www.regulations.gov. We will consider these             (prongs 1 and 2)) in other states.                     small governmental jurisdictions. For
                                                 comments in final rulemaking on the CSAPR               Disapproval will establish a 2-year                    purposes of assessing the impacts of
                                                 Update Rule. Even absent this data, New York’s SIP
                                                 failed to adequately address the requirements of
                                                                                                         deadline for EPA to promulgate a FIP to                today’s rule on small entities, small
                                                 CAA section 110(a)(2)(D)(i)(I) with respect to the      address New York’s CAA interstate                      entity is defined as: (1) A small business
                                                 2008 ozone NAAQS.                                       transport requirements pertaining to                   as defined by the Small Business


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                                                 40234                    Federal Register / Vol. 81, No. 119 / Tuesday, June 21, 2016 / Proposed Rules

                                                 Administration’s (SBA) regulations at 13                and local officials in the development of              h. Executive Order 13211, Actions That
                                                 CFR 121.201; (2) a small governmental                   regulatory policies that have federalism               Significantly Affect Energy Supply,
                                                 jurisdiction that is a government of a                  implications.’’ ‘‘Policies that have                   Distribution, or Use
                                                 city, county, town, school district or                  federalism implications’’ is defined in                  This proposed rule is not subject to
                                                 special district with a population of less              the Executive Order to include                         Executive Order 13211 (66 FR 28355,
                                                 than 50,000; and (3) a small                            regulations that have ‘‘substantial direct             May 22, 2001) because it is not a
                                                 organization that is any not-for-profit                 effects on the States, on the relationship             significant regulatory action under
                                                 enterprise which is independently                       between the national government and                    Executive Order 12866.
                                                 owned and operated and is not                           the States, or on the distribution of
                                                 dominant in its field.                                  power and responsibilities among the                   i. National Technology Transfer and
                                                    After considering the economic                       various levels of government.’’                        Advancement Act
                                                 impacts of today’s proposed rule, we
                                                                                                            This action does not have federalism                  Section 12(d) of the National
                                                 certify that this proposed action will not
                                                                                                         implications. It will not have substantial             Technology Transfer and Advancement
                                                 have a significant impact on a
                                                                                                         direct effects on the states, on the                   Act of 1995 (‘‘NTTAA’’), Public Law
                                                 substantial number of small entities.
                                                                                                         relationship between the national                      104–113, 12(d) (15 U.S.C. 272 note)
                                                 This proposed rule does not impose any
                                                                                                         government and the states, or on the                   directs EPA to use voluntary consensus
                                                 requirements or create impacts on small
                                                                                                         distribution of power and                              standards in its regulatory activities
                                                 entities. This proposed partial SIP
                                                                                                         responsibilities among the various                     unless to do so would be inconsistent
                                                 approval and partial SIP disapproval
                                                                                                         levels of government, as specified in                  with applicable law or otherwise
                                                 under CAA section 110 will not in-and-
                                                 of itself create any new requirements                   Executive Order 13132, because it                      impractical. Voluntary consensus
                                                 but simply proposes to approve certain                  merely proposes to approve certain state               standards are technical standards (e.g.,
                                                 State requirements, and to disapprove                   requirements, and to disapprove certain                materials specifications, test methods,
                                                 certain other State requirements, for                   other State requirements, for inclusion                sampling procedures, and business
                                                 inclusion into the SIP. Accordingly, it                 into the SIP and does not alter the                    practices) that are developed or adopted
                                                 affords no opportunity for EPA to                       relationship or the distribution of power              by voluntary consensus standards
                                                 fashion for small entities less                         and responsibilities established in the                bodies. NTTAA directs EPA to provide
                                                 burdensome compliance or reporting                      Clean Air Act. Thus, Executive Order                   Congress, through OMB, explanations
                                                 requirements or timetables or                           13132 does not apply to this action.                   when the Agency decides not to use
                                                 exemptions from all or part of the rule.                                                                       available and applicable voluntary
                                                                                                         f. Executive Order 13175, Coordination                 consensus standards.
                                                 Therefore, this action will not have a
                                                                                                         With Indian Tribal Governments                           EPA believes that this proposed
                                                 significant economic impact on a
                                                 substantial number of small entities.                                                                          action is not subject to requirements of
                                                                                                           This action does not have tribal                     Section 12(d) of NTTAA because
                                                    We continue to be interested in the                  implications, as specified in Executive
                                                 potential impacts of this proposed rule                                                                        application of those requirements would
                                                                                                         Order 13175 (65 FR 67249, November 9,                  be inconsistent with the Clean Air Act.
                                                 on small entities and welcome                           2000), because the SIP on which EPA is
                                                 comments on issues related to such                      proposing action would not apply in                    j. Executive Order 12898: Federal
                                                 impacts.                                                Indian country located in the state, and               Actions To Address Environmental
                                                 d. Unfunded Mandates Reform Act                         EPA notes that it will not impose                      Justice in Minority Populations and
                                                                                                         substantial direct costs on tribal                     Low-Income Population
                                                    This action contains no Federal
                                                                                                         governments or preempt tribal law.                       Executive Order 12898 (59 FR 7629
                                                 mandates under the provisions of Title
                                                                                                         Thus, Executive Order 13175 does not                   (Feb. 16, 1994)) establishes federal
                                                 II of the Unfunded Mandates Reform
                                                                                                         apply to this proposed action.                         executive policy on environmental
                                                 Act of 1995 (UMRA), 2 U.S.C. 1531–
                                                 1538 for state, local, or tribal                        g. Executive Order 13045, Protection of                justice. Its main provision directs
                                                 governments or the private sector. EPA                  Children From Environmental Health                     federal agencies, to the greatest extent
                                                 has determined that the proposed                        Risks and Safety Risks                                 practicable and permitted by law, to
                                                 partial approval and partial disapproval                                                                       make environmental justice part of their
                                                 action does not include a Federal                          EPA interprets Executive Order 13045                mission by identifying and addressing,
                                                 mandate that may result in estimated                    (62 FR 19885, April 23, 1997) as                       as appropriate, disproportionately high
                                                 costs of $100 million or more to either                 applying only to those regulatory                      and adverse human health or
                                                 state, local, or tribal governments in the              actions that concern health or safety                  environmental effects of their programs,
                                                 aggregate, or to the private sector. This               risks, such that the analysis required                 policies, and activities on minority
                                                 action proposes to approve certain pre-                 under section 5–501 of the Executive                   populations and low-income
                                                 existing requirements, and to                           Order has the potential to influence the               populations in the United States.
                                                 disapprove certain other pre-existing                   regulation. This proposed action is not                  EPA lacks the discretionary authority
                                                 requirements, under state or local law,                 subject to Executive Order 13045                       to address environmental justice in this
                                                 and imposes no new requirements.                        because it is not an economically                      proposed action. In reviewing SIP
                                                 Accordingly, no additional costs to                     significant regulatory action based on                 submissions, EPA’s role is to approve or
                                                 state, local, or tribal governments, or to              health or safety risks subject to                      disapprove state choices, based on the
                                                 the private sector, result from this                    Executive Order 13045 (62 FR 19885,                    criteria of the Clean Air Act.
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                                                 proposed action.                                        April 23, 1997). This proposed partial                 Accordingly, this action merely
                                                                                                         approval and partial disapproval under                 proposes to partially approve and
                                                 e. Executive Order 13132, Federalism                    CAA section 110 will not in-and-of itself              partially disapprove certain state
                                                    Executive Order 13132, entitled                      create any new regulations but simply                  requirements for inclusion into the SIP
                                                 ‘‘Federalism’’ (64 FR 43255, August 10,                 proposes to approve certain state                      under section 110(a) of the CAA and
                                                 1999), requires EPA to develop an                       requirements, and to disapprove certain                will not in-and-of itself create any new
                                                 accountable process to ensure                           other state requirements, for inclusion                requirements. Accordingly, it does not
                                                 ‘‘meaningful and timely input by State                  into the SIP.                                          provide EPA with the discretionary


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                                                                          Federal Register / Vol. 81, No. 119 / Tuesday, June 21, 2016 / Proposed Rules                                                 40235

                                                 authority to address, as appropriate,                   SUPPLEMENTARY INFORMATION:                             safety provisions that were proposed in
                                                 disproportionate human health or                                                                               this older project. For example, the new
                                                                                                         Discussion
                                                 environmental effects, using practicable                                                                       legislation—
                                                 and legally permissible methods, under                     This is one of two Coast Guard                         • Mandates new equipment
                                                 Executive Order 12898.                                  publications that appear in today’s                    requirements for many vessels, or
                                                                                                         Federal Register and that address                      extends existing requirements to wider
                                                 List of Subjects in 40 CFR Part 52                      uninspected commercial fishing                         vessel populations;
                                                   Environmental protection, Air                         industry vessels (CFVs).                                  • Extends Coast Guard authority over
                                                 pollution control, Intergovernmental                       • This document, announcing the                     Aleutian Trade fish tenders and CFVs
                                                 relations, Incorporation by reference,                  withdrawal of an older rulemaking                      that operate more than 3 nautical miles
                                                 Nitrogen dioxide, Ozone, Sulfur                         project that we began prior to 2010.                   offshore or that carry more than 16
                                                 dioxide, Reporting and recordkeeping                       • A notice of proposed rulemaking                   individuals onboard—the vessels
                                                 requirements, Volatile organic                          (NPRM) for a newer rulemaking project,                 regulated under 46 CFR part 28, subpart
                                                 compounds.                                              implementing the 2010 and 2012                         C;
                                                                                                         statutory mandates.                                       • Requires the Coast Guard to
                                                    Authority: 42 U.S.C. 7401 et seq.                       We opened this older project in 2002.
                                                                                                                                                                conduct periodic mandatory dockside
                                                   Dated: June 13, 2016.                                 Its purpose was to improve safety in the
                                                                                                                                                                examinations of vessels regulated under
                                                 Judith A. Enck,                                         commercial fishing industry, which
                                                                                                                                                                subpart C;
                                                                                                         remains one of the most hazardous
                                                 Regional Administrator, Region 2.                                                                                 • Requires new-built, smaller CFVs
                                                 [FR Doc. 2016–14523 Filed 6–20–16; 8:45 am]             occupations in the United States. As we
                                                                                                                                                                regulated under subpart C to meet
                                                                                                         discussed in our March 31, 2008,
                                                 BILLING CODE 6560–50–P                                                                                         recreational vessel safety standards;
                                                                                                         advance notice of proposed rulemaking
                                                                                                                                                                   • Requires CFVs regulated under
                                                                                                         (ANPRM; 73 FR 16815),1 although
                                                                                                         existing Coast Guard regulations had                   subpart C to document maintenance,
                                                 DEPARTMENT OF HOMELAND                                  resulted in improved safety on CFVs,                   instruction, and drills;
                                                 SECURITY                                                the improvements in safety had leveled                    • Requires new-built, larger, CFVs to
                                                                                                         off and we concluded that additional                   meet loadline and vessel classification
                                                 Coast Guard                                                                                                    requirements, and phases in alternate
                                                                                                         regulatory action was needed to achieve
                                                                                                         further fatality and vessel loss                       safety compliance requirements for
                                                 46 CFR Part 28                                                                                                 older, larger CFVs; and
                                                                                                         reductions. We further concluded that
                                                 [Docket No. USCG–2003–16158]                            safety could be improved significantly                    • Expands the Coast Guard’s
                                                                                                         through new regulations for vessel                     authority to terminate a vessel’s
                                                 RIN 1625–AA77                                                                                                  operation under unsafe conditions.
                                                                                                         stability and watertight integrity, risk
                                                                                                         awareness and minimization, personnel                     These requirements are discussed at
                                                 Commercial Fishing Industry Vessels
                                                                                                         instruction and drill requirements,                    greater length in the newer project’s
                                                 AGENCY:  Coast Guard, DHS.                              safety and survival equipment, and                     NPRM. We have decided to focus our
                                                 ACTION: Notice of withdrawal of advance                 compliance documentation.                              regulatory attention on the effective
                                                 notice of proposed rulemaking.                             Public comments on our withdrawal                   implementation of the 2010 and 2012
                                                                                                         of the older project are welcome, but                  legislation, and we therefore withdraw
                                                 SUMMARY:   The Coast Guard announces                    should be submitted to the docket for                  this older project. This notice is issued
                                                 the withdrawal of this regulatory                       the newer project. In particular, we                   under the authority of 5 U.S.C. 552.
                                                 project, which involved possible                        encourage comments on whether any of                     Dated: June 10, 2016.
                                                 amendments to Coast Guard regulations                   the regulatory ideas discussed in our                  Paul F. Zukunft,
                                                 affecting uninspected United States                     March 31, 2008 ANPRM (73 FR 16815)                     Admiral, U.S. Coast Guard, Commandant.
                                                 commercial fishing, fish processing, and                should be the subject of future Coast
                                                 fish tender vessels. The possible                                                                              [FR Doc. 2016–14400 Filed 6–20–16; 8:45 am]
                                                                                                         Guard regulatory action. Please see Part
                                                 amendments involved vessel stability                    I of the new NPRM’s preamble for
                                                                                                                                                                BILLING CODE 9110–04–P

                                                 and watertight integrity, risk awareness                information on how to submit
                                                 and minimization, personnel instruction                 comments, and see Part VI of that
                                                 and drill requirements, safety and                      preamble for a discussion of the                       FEDERAL COMMUNICATIONS
                                                 survival equipment, and compliance                      comments we received on the ANPRM.                     COMMISSION
                                                 documentation. Withdrawal of this                          Legislation enacted in 2010 and 2012
                                                 regulatory project will allow the Coast                                                                        47 CFR Part 54
                                                                                                         has provided the Coast Guard with
                                                 Guard to focus on a new rulemaking                      additional regulatory authority over                   [WC Docket Nos. 10–90, 14–58, 14–259; FCC
                                                 project implementing 2010 and 2012                      CFVs. The new legislation appears in                   16–64]
                                                 legislation that affects the commercial                 Title VI of the Coast Guard
                                                 fishing industry.                                       Authorization Act of 2010, Pubic Law                   Connect America Fund, ETC Annual
                                                 DATES: The advance notice of proposed                   111–281, 124 Stat. 2959 and in sections                Reports and Certification, Rural
                                                 rulemaking on Commercial Fishing                        303 and 305 of the Coast Guard and                     Broadband Experiments
                                                 Industry Vessels, published on March                    Maritime Transportation Act of 2012,                   AGENCY:  Federal Communications
                                                 31, 2008, at 73 FR 16815, is withdrawn                  Public Law 112–213, 126 Stat. 1563–                    Commission.
rmajette on DSK2TPTVN1PROD with PROPOSALS




                                                 as of June 21, 2016.                                    1534. The new legislation significantly                ACTION: Proposed rule.
                                                 FOR FURTHER INFORMATION CONTACT: If                     changes the Coast Guard’s regulatory
                                                 you have questions on this notice, call                 authority over CFVs and mandates some                  SUMMARY:   In this document, the Federal
                                                 or email Mr. Jack Kemerer, Chief,                                                                              Communications Commission
                                                                                                           1 The ANPRM public comment period originally
                                                 Fishing Vessel Safety Division (CG–                                                                            (Commission) seeks comment on several
                                                                                                         closed on July 29, 2008, but was reopened until
                                                 CVC–3), Office of Vessel Activities (CG–                December 15, 2008 (see notice, 73 FR 46912, Aug.
                                                                                                                                                                specific procedures that will apply in
                                                 CVC); telephone 202–372–1249, email                     12, 2008). Two public meetings were held in            the Phase II auction. Pursuant to the
                                                 Jack.A.Kemerer@uscg.mil.                                Seattle, WA, Nov. 21 and 22, 2008.                     Commission’s existing rules for


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Document Created: 2016-06-21 01:30:41
Document Modified: 2016-06-21 01:30:41
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionProposed rule.
DatesComments must be received on or before July 21, 2016.
ContactKenneth Fradkin, Environmental Protection Agency, 290 Broadway, 25th Floor, New York, NY 10007-1866, (212) 637-3702, or by email at [email protected]
FR Citation81 FR 40229 
CFR AssociatedEnvironmental Protection; Air Pollution Control; Intergovernmental Relations; Incorporation by Reference; Nitrogen Dioxide; Ozone; Sulfur Dioxide; Reporting and Recordkeeping Requirements and Volatile Organic Compounds

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