81_FR_40372 81 FR 40253 - Fisheries of the Northeastern United States; Atlantic Herring Fishery; Specification of Management Measures for Atlantic Herring for the 2016-2018 Fishing Years

81 FR 40253 - Fisheries of the Northeastern United States; Atlantic Herring Fishery; Specification of Management Measures for Atlantic Herring for the 2016-2018 Fishing Years

DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration

Federal Register Volume 81, Issue 119 (June 21, 2016)

Page Range40253-40258
FR Document2016-14568

NMFS proposes regulations to implement the 2016-2018 fishery specifications and management measures for the Atlantic herring fishery. The specifications would set harvest specifications and river herring/shad catch caps for the herring fishery for the 2016-2018 fishing years as recommended to NMFS by the New England Fishery Management Council. The river herring/shad catch caps are area and gear-specific catch caps for river herring and shad for trips landing more than 6,600 lb (3 mt) of herring. The specifications and management measures are set in order to meet conservation objectives while providing sustainable levels of access to the fishery.

Federal Register, Volume 81 Issue 119 (Tuesday, June 21, 2016)
[Federal Register Volume 81, Number 119 (Tuesday, June 21, 2016)]
[Proposed Rules]
[Pages 40253-40258]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-14568]


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DEPARTMENT OF COMMERCE

National Oceanic and Atmospheric Administration

50 CFR Part 648

[Docket No.: 151215999-6488-01]
RIN 0648-BF64


Fisheries of the Northeastern United States; Atlantic Herring 
Fishery; Specification of Management Measures for Atlantic Herring for 
the 2016-2018 Fishing Years

AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and 
Atmospheric Administration (NOAA), Commerce.

ACTION: Proposed rule, request for comments.

-----------------------------------------------------------------------

SUMMARY: NMFS proposes regulations to implement the 2016-2018 fishery 
specifications and management measures for the Atlantic herring 
fishery. The specifications would set harvest specifications and river 
herring/shad catch caps for the herring fishery for the 2016-2018 
fishing years as recommended to NMFS by the New England Fishery 
Management Council. The river herring/shad catch caps are area and 
gear-specific catch caps for river herring and shad for trips landing 
more than 6,600 lb (3 mt) of herring. The specifications and management 
measures are set in order to meet conservation objectives while 
providing sustainable levels of access to the fishery.

DATES: Public comments must be received by July 21, 2016.

ADDRESSES: Copies of supporting documents used by the New England 
Fishery Management Council (Council), including the Environmental 
Assessment (EA) and Regulatory Impact Review (RIR)/Initial Regulatory 
Flexibility Analysis (IRFA), are available from: Thomas A. Nies, 
Executive Director, New England Fishery Management Council, 50 Water 
Street, Mill 2, Newburyport, MA 01950, telephone (978) 465-0492. The 
EA/RIR/IRFA is also accessible via the Internet at http://www.greateratlantic.fisheries.noaa.gov/.
    You may submit comments, identified by NOAA-NMFS-2016-0050, by any 
one of the following methods:
     Electronic Submission: Submit all electronic public 
comments via the Federal e-Rulemaking Portal. Go to 
www.regulations.gov/#!docketDetail;D=NOAA-NMFS-2016-0050, click the 
``Comment Now!'' icon, complete the required fields, and enter or 
attach your comments;
     Mail: Submit written comments to NMFS, Greater Atlantic 
Regional Office, 55 Great Republic Drive, Gloucester, MA 01930. Mark 
the outside of the envelope ``Comments on 2016-2018 Herring 
Specifications;''
     Fax: (978) 281-9135, Attn: Shannah Jaburek.
    Instructions: Comments sent by any other method, to any other 
address or individual, or received after the end of the comment period, 
may not be considered by NMFS. All comments received are a part of the 
public record and will generally be posted for public viewing on 
www.regulations.gov without change. All personal identifying 
information (e.g., name, address, etc.), confidential business 
information, or otherwise sensitive information submitted voluntarily 
by the sender will be publicly accessible. NMFS will accept anonymous 
comments (enter ``N/A'' in the required fields if you wish to remain 
anonymous).

FOR FURTHER INFORMATION CONTACT: Shannah Jaburek, Fishery Management 
Specialist, (978) 282-8456, fax (978) 281-9135.

SUPPLEMENTARY INFORMATION:

Background

    Regulations implementing the Atlantic Herring Fishery Management 
Plan (FMP) for herring appear at 50 CFR part 648, subpart K. The 
regulations at Sec.  648.200 require the Council to recommend herring 
specifications for NMFS' review and proposal in the Federal Register, 
including: The overfishing limit (OFL); acceptable biological catch 
(ABC); annual catch limit (ACL); optimum yield (OY); domestic annual 
harvest (DAH); domestic annual processing (DAP); U.S. at-sea processing 
(USAP); border transfer (BT); the sub-ACL for each management area, 
including seasonal periods as allowed by Sec.  648.201(d) and 
modifications to sub-ACLs as allowed by Sec.  648.201(f); and the 
amount to be set aside for the research set aside (RSA) (3 percent of 
the sub-ACL from any management area) for up to 3 years. These 
regulations also provide the Council with the discretion to recommend 
river herring and shad catch caps as part of the specifications.
    Under the Magnuson-Stevens Fishery Conservation and Management Act 
(Magnuson-Stevens Act), NMFS is required to publish proposed rules for 
comment after preliminarily determining whether they are consistent 
with applicable law. The Magnuson-Stevens Act permits NMFS to approve, 
partially approve, or disapprove measures proposed by the Council based 
only on whether the measures are consistent with the fishery management 
plan, plan amendment, the Magnuson-Stevens Act and its National 
Standards, and other applicable law. Otherwise, NMFS must defer to the 
Council's policy choices. Under the Atlantic herring regulations 
guiding the specifications process, NMFS must review the Council's 
recommended specifications and publish notice of the proposed 
specifications, clearly noting any differences from the Council's 
recommendations. NMFS is proposing and seeking comment on the Council's 
recommended herring specifications and river herring and shad catch 
caps and whether they are consistent with the Herring FMP, the 
Magnuson-Stevens Act and its National Standards, and other applicable 
law.
    The proposed 2016-2018 herring specifications are based on the 
provisions currently in the Herring FMP, and provide the necessary 
elements to comply with the ACL and accountability measure (AM) 
requirements of the Magnuson-Stevens Fishery Conservation and 
Management Act (MSA). At its September 29, 2015, meeting, the Council 
recommended the 2016-2018 specifications for the herring fishery, 
including river herring/shad catch caps. NMFS proposes to implement the 
herring specifications as recommended by the Council and detailed in 
Table 1 below. For 2016-2018 fishing years, the Council may annually 
review these specifications and recommend adjustments if necessary.

[[Page 40254]]



            Table 1--Proposed Atlantic Herring Specifications
------------------------------------------------------------------------
      Status Quo and Proposed Atlantic Herring Specifications (mt)
-------------------------------------------------------------------------
                                       2013-2015           2016-2018
------------------------------------------------------------------------
Overfishing Limit...............  169,000-2013......  138,000-2016
                                  136,000-2014......  117,000-2017
                                  114,000-2015......  111,000-2018.
Acceptable Biological Catch.....  114,000...........  111,000.
Management Uncertainty..........  6,200.............  6,200.
Optimum Yield/ACL...............  107,800...........  104,800.*
Domestic Annual Harvest.........  107,800...........  104,800.
Border Transfer.................  4,000.............  4,000.
Domestic Annual Processing......  103,800...........  100,800.
U.S. At-Sea Processing..........  0.................  0.
Area 1A Sub-ACL (28.9%).........  31,200............  30,300.*
Area 1B Sub-ACL (4.3%)..........  4,600.............  4,500.
Area 2 Sub-ACL (27.8%)..........  30,000............  29,100.
Area 3 Sub-ACL (39%)............  42,000............  40,900.
Fixed Gear Set-Aside............  295...............  295.
Research Set-Aside..............  3 percent of each   3 percent of each
                                   sub-ACL.            sub-ACL.
------------------------------------------------------------------------
* If New Brunswick weir fishery catch through October 1 is less than
  4,000 mt, then 1,000 mt will be subtracted from the management
  uncertainty buffer and added to the ACL and Area 1A Sub-ACL.

    An operational update to the herring stock assessment, completed in 
May 2015, indicated that herring was not overfished and overfishing was 
not occurring. However, the assessment contained a retrospective 
pattern suggesting that spawning stock biomass (SSB) is likely 
overestimated and fishing mortality (F) is likely underestimated. 
Following an adjustment for the retrospective pattern, the assessment 
estimated the herring stock at approximately double its target biomass 
(SSBMSY) and F is approximately half the fishing mortality 
threshold (FMSY).
    At its June 2015 meeting, the Council recommended a herring ABC of 
111,000 mt (a 3-mt decrease from status quo) for 2016-2018 based on the 
current control rule (constant catch with 50-percent probability that F 
> FMSY in last year). The resulting overfishing limit was 
calculated to be 138,000 mt in 2016, 117,000 mt in 2017, and 111,000 mt 
in 2018. This ABC recommendation is consistent with the Scientific and 
Statistical Committee's (SSC) advice. After considering herring's role 
as forage, the Council found that, while the ABC control rule does not 
explicitly adjust for herring's role in the ecosystem, herring's high 
biomass (approximately 74 percent of unfished biomass) and low fishing 
mortality (ratio of catch to consumption by predators is 1:4) likely 
achieves ecosystem goals.
    Several other factors contributed to the SSC's and Council's 
recommendation to continue using the current constant catch ABC control 
rule for 2016-2018. First, the Council recently initiated Amendment 8 
to the Herring FMP to consider herring ABC control rules that may 
explicitly adjust for herring's role as forage in the ecosystem. 
Second, key attributes of the stock (SSB, recruitment, F, and survey 
indices) have not significantly changed since the constant catch 
control rule for herring was used in the 2013-2015 herring 
specifications. Third, the realized catch in the fishery is generally 
well below ABC, reducing the likelihood of overfishing. Fourth, the 
probability of the stock becoming overfished in 2016-2018 is close to 
zero. Lastly, the constant catch control rule provides the herring 
industry with economic stability, which was one of the considerations 
in the Council's harvest risk policy.
    The herring ABC is reduced from the OFL to account for scientific 
uncertainty. The Council's recommendation to continue using the current 
constant catch control rule means that the ABC would equal the OFL in 
2018. This is consistent with the status quo specifications when ABC 
was set equal to OFL in 2015, which were successful in preventing 
overfishing. Some stakeholders (environmental advocacy groups, 
groundfish industry, and recreational fishing community) are concerned 
with the potential implications of the assessment's retrospective 
pattern on herring biomass, including its availability as forage, and 
the lack of a scientific uncertainty buffer in 2018. Subject to review 
and consideration of public comment, NMFS preliminarily supports the 
Council's ABC recommendation. The recent herring operational assessment 
indicates that the herring biomass is robust, despite an adjustment in 
the assessment for the retrospective pattern. The realized catch in the 
fishery is expected to be much less than the ABC, reducing the 
likelihood of overfishing. Additionally, NMFS anticipates that 
Amendment 8 will be adopted prior to the development of the 2019-2021 
herring fishery specifications, and will consider herring's role in the 
ecosystem.
    Under the Herring FMP, the herring ACL is reduced from ABC to 
account for management uncertainty, and the primary source of 
management uncertainty is catch in the New Brunswick (NB) weir fishery. 
Catch in the weir fishery is variable, but has declined in recent 
years. After considering a range of management uncertainty buffers, the 
Council recommended a buffer of 6,200 mt, which is equivalent to the 
value of the buffer in 2015. The recommended buffer is greater than the 
most recent 3-year and 5-year average catch in the NB weir fishery. 
This would be a more conservative buffer than the buffer used in the 
most recent specifications that was based on the most recent 3-year 
average from the NB weir fishery. The resulting stockwide ACL would be 
104,800 mt. Given the variability of the NB weir catch and the 
likelihood that weir catch may be less than 6,200 mt, the Council also 
recommended a payback provision related to the management uncertainty 
buffer. Specifically, the Council recommended subtracting 1,000 mt from 
the buffer and adding it to the ACL if the weir fishery harvests less 
than 4,000 mt by October 1. The Council recommended October 1 because 
the fishery primarily occurs during the late summer and fall months 
(June-October), and catch from the

[[Page 40255]]

fishery occurring after October averaged less than four percent of 
total reported landings. If NB catch is less than 4,000 mt by October 
1, the buffer would be reduced to 5,200 mt, the ACL would be increased 
to 105,800 mt, and the Herring Management Area 1A sub-ACL would be 
increased to 31,300 mt. The NB weir fishery payback provision was last 
in effect during fishing years 2010-2012. Council recommendations for 
all other herring specifications, including the sub-ACL's percentages 
allocated to the herring management areas, were status quo.
    BT is a processing allocation available to Canadian dealers. The 
MSA provides for the issuance of permits to Canadian vessels 
transporting U.S. harvested herring to Canada for sardine processing. 
The Council recommended a 4,000 mt specification for BT. The amount 
specified for BT has equaled 4,000 mt since 2000. As there continues to 
be Canadian interest in transporting herring for sardine processing, 
the Council recommended and NMFS is proposing that the specification 
for BT would remain unchanged at 4,000 mt.
    The Herring FMP specifies that DAH will be set less than or equal 
to OY and be comprised of DAP and BT. Consistent with the proposed 
specifications for OY and ACL, the Council recommended that DAH be 
104,800 mt for 2016-2018. DAH should reflect the actual and potential 
harvesting capacity of the U.S. herring fleet. Since 2001, total 
landings in the U.S. fishery have decreased, but herring catch has 
remained somewhat consistent from 2003-2014, averaging 91,925 mt. When 
previously considering the DAH specification, the Council evaluated the 
harvesting capacity of the directed herring fleet and determined that 
the herring fleet is capable of fully utilizing the available yield 
from the fishery. This determination is still true. Therefore, NMFS is 
proposing that DAH for the 2016-2018 fishing years be set at 104,800 
mt, equal to the OY and ACL.
    DAP is the amount of U.S. harvest that is processed domestically, 
as well as herring that is sold fresh (i.e., bait). DAP is calculated 
by subtracting BT from DAH. Using this formula, the Council recommended 
and NMFS is proposing that DAP be set at 100,800 mt for 2016-2018.
    A portion of DAP may be specified for the at-sea processing of 
herring in Federal waters. When determining the USAP specification, the 
Council considers availability of shore-side processing, status of the 
resource, and opportunities for vessels to participate in the herring 
fishery. During the 2007-2009 fishing years, the Council maintained a 
USAP specification of 20,000 mt (Herring Management Areas 2/3 only) 
based on information received about a new at-sea processing vessel that 
intended to utilize a substantial amount of the USAP specification. At 
that time, landings from Areas 2 and 3--where USAP was authorized--were 
considerably lower than allocated sub-ACLs for each of the past several 
years. Moreover, the specification of 20,000 mt for USAP did not 
restrict either the operation or the expansion of the shoreside 
processing facilities during the 2007-2009 fishing years. However, this 
operation never materialized, and none of the USAP specification was 
used during the 2007-2009 fishing years. Consequently, the Council 
recommended and NMFS set USAP at zero for the 2010-2015 fishing years. 
The Council did not receive any information that would suggest changing 
this specification for fishing years 2016-2018, thus the Council 
recommended and NMFS is proposing that the specification of USAP would 
remain unchanged at zero.
    The herring ABC specification recommended by the SSC for 2016-2018 
is not substantially different from the 2013-2015 ABC specification; 
therefore, the Council, based on a recommendation from the Herring 
Committee, has determined that there is no need to consider modifying 
the distribution of the total ACL between the herring management areas. 
Additionally, information for the recent herring operational assessment 
report does not suggest there is a biological need to consider 
modifying the distribution of stockwide ACL. This approach would 
maintain status quo for the herring sub-ACLs for the 2016-2018 
specifications.
    During 2013-2015, the herring research set-aside (RSA) for each 
management area was three percent of the area's sub-ACL. The research 
set-aside was established in Amendment 1 (0-3 percent for any 
management area). The herring RSA set-aside is removed from each sub-
ACL prior to allocating the remaining sub-ACL to the fishery. If a 
proposal is approved, but a final award is not made by NMFS, or if NMFS 
determines that the allocated RSA cannot be utilized by a project, NMFS 
shall reallocate the unallocated or unused amount of the RSA to the 
respective sub-ACL, in accordance with the Administrative Procedure Act 
(APA) requirements, provided that the additional catch can be available 
for harvest before the end of the fishing year for which that RSA is 
specified. Any unallocated or unused RSA would be re-allocated to the 
sub-ACL and made available to the fleet before the end of the fishing 
year in accordance with the APA, provided that the RSA can be available 
for harvest before the end of the fishing year for which the RSA is 
specified. The Council did not receive any information that would 
suggest changing this specification for fishing years 2016-2018, thus 
the Council recommended and NMFS is proposing that the specification of 
RSA would remain unchanged at 3 percent of each sub-ACL. On February 
29, 2016, NMFS fully awarded the herring RSA allocations for fishing 
years 2016-2018.
    Herring regulations at Sec.  648.201(e) specify that up to 500 mt 
of the Area 1A sub-ACL shall be allocated for the fixed gear fisheries 
in Area 1A (weirs and stop seines) that occur west 67[deg]16.8' W. 
Long. This set-aside shall be available for harvest by the fixed gear 
fisheries within the specified area until November 1 of each year; any 
unused portion of the allocation will be restored to the Area 1A sub-
ACL after November 1. During 2013-2015, the fixed gear fisheries set-
aside was specified at 295 mt. Because the proposed Area 1A sub-ACL for 
2016-2018 is not substantially different from the Area 1A sub-ACL in 
2015, the Council recommended that the fixed gear fisheries set-aside 
remain the same. Therefore, the Council recommended, and NMFS is 
proposing, that the fixed gear fisheries set-aside remain unchanged at 
295 mt for 2016-2018.
    Framework 3 to the Herring FMP established gear and area-specific 
river herring/shad catch caps for the herring fishery in 2014. These 
included catch caps for midwater trawl vessels fishing in the Gulf of 
Maine, off Cape Cod, and in Southern New England, as well as for small-
mesh bottom trawl vessels fishing in Southern New England. Herring 
regulations at Sec.  648.201(a)(4)(ii) state that once 95 percent of a 
catch cap is reached, the herring possession limit for vessels using 
that gear type and fishing in that area is reduced to 2,000 lb (907 kg) 
for the remainder of the fishing year. To date, the value of the caps 
has been specified using the median catch of river herring and shad 
catch over the previous 5 years (2008-2012). The intent of the caps is 
to provide a strong an incentive for the herring fleet to continue to 
reduce river herring and shad catch, while allowing the fleet to fully 
harvest the herring ACL.
    The Council's recommendations for 2016-2018 river herring/shad 
catch caps, as specified below in Table 2, are based on updated data 
and a revised methodology. The Council's intent in specifying the value 
of the catch caps using the weighted mean catch of river

[[Page 40256]]

herring and shad (versus median catch) and using a longer time series 
(the most recent 7 years versus 5 years) is to best account for the 
inter-annual variability in the level of sampling by both observers and 
portside samplers as well as river herring and shad catch. 
Additionally, the revised methodology includes previously omitted catch 
data, including some shad landings and trips from catch cap areas where 
trips did not meet the 6,600-lb (3-mt) herring landing threshold, and 
updated extrapolation methodologies. The Council's recommended catch 
caps appear to better reflect the herring fishery's recent catch of 
river herring and shad. Additionally, they balance the opportunity to 
achieve OY with providing an incentive to avoid river herring and shad 
catch. For these reasons, the Council recommended and NMFS is proposing 
the river herring/shad catch caps as shown in Table 2 for fishing years 
2016-2018. Although increasing catch caps has the potential to increase 
river herring and shad catch, the fishery still has strong incentive to 
avoid reaching the caps. Specifically, the economic loss from limiting 
herring harvest in an area before the sub-ACLs for an area have been 
fully reached. Environmental advocates and participants in the tuna and 
recreational fisheries strongly advised the Council against increasing 
river herring/shad catch caps for the herring fishery. Instead they 
recommended that status quo cap amounts should continue through 2018. 
Subject to review and consideration of public comment on the 
suitability of these methods for setting caps that provide a strong 
incentive to avoid river herring and shad catch while allowing the 
fleet to achieve OY, NMFS preliminarily supports the Council's river 
herring/shad catch cap recommendations based on the use of the weighted 
mean and additional data.

             Table 2--Proposed River Herring/Shad Catch Caps
------------------------------------------------------------------------
       Status quo and proposed River Herring/Shad catch caps (mt)
-------------------------------------------------------------------------
         Catch cap area                2013-2015           2016-2018
------------------------------------------------------------------------
Gulf Of Maine (GOM).............  Midwater Trawl-     Midwater Trawl-
                                   85.5.               76.7.
Cape Cod (CC)...................  Midwater Trawl-     Midwater Trawl-
                                   13.3.               32.4.
Southern New England/Mid-         Midwater Trawl-     Midwater Trawl-
 Atlantic (SNE/MA).                123.7.              129.6.
                                  Bottom Trawl-88.9.  Bottom Trawl-
                                                       122.3.
Georges Bank (GB)...............  0.................  0.
                                 ---------------------------------------
    Total.......................  Midwater Trawl-     Midwater Trawl-
                                   222.5.              238.7.
                                  Bottom Trawl-88.9.  Bottom Trawl-
                                                       122.3.
------------------------------------------------------------------------

Classification

    Pursuant to section 304(b)(1)(A) of the MSA, the NMFS Assistant 
Administrator has preliminarily determined that this proposed rule is 
consistent with the Herring FMP, other provisions of the MSA, and other 
applicable law, subject to further consideration after public comment.
    This proposed rule has been determined to be not significant for 
purposes of Executive Order 12866.
    An initial regulatory flexibility analysis (IRFA) was prepared, as 
required by section 603 of the Regulatory Flexibility Act (RFA). The 
IRFA describes the economic impact this proposed rule, if adopted, 
would have on small entities. A summary of the analysis follows.

Description of the Reasons Why Action by the Agency Is Being Considered 
and Statement of the Objectives of, and Legal Basis for, the Proposed 
Rule

    This action proposes management measures and 2016-2018 
specifications for the herring fishery. A complete description of the 
reasons why this action is being considered, and the objectives of and 
legal basis for this action, are contained in the preamble to this 
proposed rule and are not repeated here.

Description and Estimate of Number of Small Entities to Which This 
Proposed Rule Would Apply

    The proposed specifications would affect all permitted herring 
vessels; therefore, the regulated entity is the business that owns at 
least one herring permit. Based on 2014 permit data, the number of 
potential fishing vessels in each permit category in the herring 
fishery are as follows: 39 for Category A (limited access, all herring 
management areas); 4 for Category B (limited access, Herring Management 
Areas 2/3); 46 for Category C (limited access, all herring management 
areas); 1,841 for Category D (open access, all herring management 
areas); and 4 for Category E (open access, Herring Management Areas 2/
3). The RFA recognizes three kinds of small entities: Small businesses; 
small organizations; and small governmental jurisdictions. A small 
entity is classified as a finfish firm if more than half of the firm's 
gross receipts are derived from finfish with receipts of up to $20.5 
million of gross revenues annually. Individually-permitted vessels may 
hold permits for several fisheries, harvesting species of fish that are 
regulated by several different fishery management plans, even beyond 
those affected by the proposed action. Furthermore, multiple permitted 
vessels and/or permits may be owned by entities with various personal 
and business affiliations. For the purposes of this analysis, 
``ownership entities'' are defined as those entities with common 
ownership as listed on the permit application. Only permits with 
identical ownership are categorized as an ``ownership entity.'' For 
example, if five permits have the same seven persons listed as co-
owners on their permit applications, those seven persons would form one 
``ownership entity,'' that holds those five permits. If two of those 
seven owners also co-own additional vessels, that ownership arrangement 
would be considered a separate ``ownership entity'' for the purpose of 
this analysis.
    From 2014 permit data, there were 1,206 firms that held at least 
one herring permit; of those, 1,188 were classified as small 
businesses. There were 103 firms, 96 classified as small business, that 
held at least one limited access permit. There were 38 firms, including 
34 small businesses, that held a limited access permit and were active 
in the herring fishery (Table 3). Active large entities all held at 
least one limited access herring permit. Table 4 describes gross 
receipts from both all fishing and only the herring fishery for firms 
that were active in the herring fishery. The small firms with limited 
access permits had 60 percent higher gross receipts and 85 percent 
higher revenue from herring

[[Page 40257]]

than the small firms without a limited access herring permit.

                         Table 3--Small and Large Firms in the Atlantic Herring Fishery
----------------------------------------------------------------------------------------------------------------
                                                            All permits                 Limited access only
                                                 ---------------------------------------------------------------
                                                        All           Active            All           Active
----------------------------------------------------------------------------------------------------------------
Small...........................................           1,188              63              96              34
Large...........................................              18               4               7               4
                                                 ---------------------------------------------------------------
    Total.......................................           1,206              67             103              38
----------------------------------------------------------------------------------------------------------------


          Table 4--Average Revenues for Active Small and Large Entities in the Atlantic Herring Fishery
----------------------------------------------------------------------------------------------------------------
                                                            All permits                 Limited access only
                                                 ---------------------------------------------------------------
                                                                      Herring                         Herring
                                                    All revenue       revenue       All revenue       revenue
----------------------------------------------------------------------------------------------------------------
Small...........................................        $986,399        $339,155      $1,588,059        $624,820
Large...........................................      15,913,950       1,426,152      15,913,948       1,426,152
----------------------------------------------------------------------------------------------------------------

Description of Projected Reporting, Recordkeeping, and Other Compliance 
Requirements

    This action contains no new collection-of-information, reporting, 
or recordkeeping requirements.

Federal Rules Which May Duplicate, Overlap, or Conflict With the 
Proposed Rule

    This action does not duplicate, overlap, or conflict with any other 
Federal rules.

Description of Significant Alternatives to the Proposed Action Which 
Accomplish the Stated Objectives of Applicable Statues and Which 
Minimize Any Significant Economic Impact on Small Entities

    The primary differences among Alternative 1 (No Action), 
Alternative 2 (non-preferred alternative), and Alternative 3 (preferred 
alternative) for the 2016-2018 herring specifications are the 
specifications for ABC and ACL. Alternative 1 considers an ABC (114,000 
mt) that is 3,000 mt (2.6 percent) higher than the ABC considered under 
Alternatives 2 and 3 (111,000 mt). Additionally, Alternatives 1 and 2 
consider a higher ACL than Alternative 3. The ACL considered under 
Alternative 3 (104,800 mt) is 3,000 mt (2.78 percent) and 3,200 mt 
(2.96 percent) less, respectively, than the ACLs considered under 
Alternative 1 (107,800 mt) and Alternative 2 (108,000 mt). The EA for 
2016-2018 herring specifications concluded that all the alternatives 
would have a low positive economic impact because there would be 
mortality controls in the fishery and the overall status of herring is 
not expected to be jeopardized. The EA also concluded that the 
differences among alternatives were negligible because all alternatives 
the Council considered for OFL/ABC specifications showed the herring 
SSB and fishing mortality that would result from fully utilizing the 
ABC fall within the same range based on the 80-percent confidence 
intervals. Under Alternatives 1 and 2, small entities are expected to 
experience slight increases in both gross revenues and herring revenues 
over the preferred alternative due to higher ACLs considered under 
Alternative 1 and Alternative 2. Under Alternatives 1 and 2, fishing 
vessels may take slightly more fishing trips and incur slightly higher 
variable operating costs over the preferred alternative. However, 
Alternative 3 would maintain a constant ABC over the specifications 
period, which would provide consistency for fishing industry 
operations, stability for the industry, and a steady supply to the 
market in addition to the stability provided by a three-year 
specifications process. Fixed and quasi-fixed costs are expected to 
remain the same. Because the ACLs are fishery wide and closures would 
apply to the entire fishery, the effects of these closures should be 
felt proportionally by the herring industry.
    For specifying the 2016-2018 river herring/shad catch caps, the 
Council chose the preferred alternative (Alternative 3, Option 2) of 
using the weighted mean and 7-year extended time series shown below in 
table 5, because it uses the best technical approach to determining 
river herring/shad catch estimates in support of the goals and 
objective of Framework 3.

                               Table 5--River Herring/Shad Catch Cap Alternatives
----------------------------------------------------------------------------------------------------------------
                                                   Alternative 2-5 years of data   Alternative 3-7 years of data
                                  Alternative 1--          (2008-2012) *                   (2008-2014) *
           Catch caps                no action   ---------------------------------------------------------------
                                    (2008-2012)      Option 1      Option 2 avg      Option 1       Option 2 **
                                       (mt)         median (mt)      mean (mt)      median (mt)    avg mean (mt)
----------------------------------------------------------------------------------------------------------------
Midwater Trawl Gulf of Maine....            85.5            98.1            98.3            11.3            76.7
Midwater Trawl Cape Cod.........            13.3             8.9            27.6            29.5            32.4
Midwater Trawl Southern New                123.7            83.9           115.4            83.9           129.6
 England........................
Bottom Trawl Southern New                   88.9            19.6            28.2            24.0           122.3
 England........................
                                 -------------------------------------------------------------------------------
    Total.......................           311.4           210.5           269.5           148.7           361.0
----------------------------------------------------------------------------------------------------------------
* Data errors and extrapolation methodologies were corrected and revised.
** Preferred Alternative.


[[Page 40258]]

    The primary goal is to provide strong incentive for the industry to 
continue to avoid river herring/shad and reduce river herring/shad 
catch to the extent possible. Based on the performance of the fishery 
in the first year under the river herring/shad catch caps, most of the 
observed river herring/shad catch has been in the Southern New England 
by vessels using bottom trawl gear. Alternative 3, Option 2 (preferred) 
would be the least constraining on the directed herring fishery 
compared to Alternatives 1 and 2, particularly in the Southern New 
England bottom trawl catch cap area.

List of Subjects in 50 CFR Part 648

    Fisheries, Fishing, Recordkeeping and reporting requirements.

    Dated: June 15, 2016.
Samuel D. Rauch III,
Deputy Assistant Administrator for Regulatory Programs, National Marine 
Fisheries Service.

    For the reasons set out in the preamble, NMFS proposes to amend 50 
CFR part 648 as follows:

PART 648--FISHERIES OF THE NORTHEASTERN UNITED STATES

0
1. The authority citation for part 648 continues to read as follows:

    Authority:  16 U.S.C. 1801 et seq.

0
2. In Sec.  648.201, paragraph (h) is added to read as follows:


Sec.  648.201  AMs and harvest controls.

* * * * *
    (h) If NMFS determines that the New Brunswick weir fishery landed 
less than 4,000 mt through October 1, NMFS will allocate an additional 
1,000 mt to the stockwide ACL and Area 1A sub-ACL. NMFS will notify the 
Council of this adjustment and publish the adjustment in the Federal 
Register.

[FR Doc. 2016-14568 Filed 6-20-16; 8:45 am]
 BILLING CODE 3510-22-P



                                                                          Federal Register / Vol. 81, No. 119 / Tuesday, June 21, 2016 / Proposed Rules                                          40253

                                                    1. Initial comments are due by August                Flexibility Analysis (IRFA), are                       at-sea processing (USAP); border
                                                 1, 2016.                                                available from: Thomas A. Nies,                        transfer (BT); the sub-ACL for each
                                                    2. Replies are due by August 29, 2016.               Executive Director, New England                        management area, including seasonal
                                                    3. This decision is effective on its date            Fishery Management Council, 50 Water                   periods as allowed by § 648.201(d) and
                                                 of service.                                             Street, Mill 2, Newburyport, MA 01950,                 modifications to sub-ACLs as allowed
                                                   Decided: June 14, 2016.                               telephone (978) 465–0492. The EA/RIR/                  by § 648.201(f); and the amount to be set
                                                   By the Board, Chairman Elliott, Vice                  IRFA is also accessible via the Internet               aside for the research set aside (RSA) (3
                                                 Chairman Miller, and Commissioner                       at http://                                             percent of the sub-ACL from any
                                                 Begeman.                                                www.greateratlantic.fisheries.noaa.gov/.               management area) for up to 3 years.
                                                 Raina S. Contee,
                                                                                                            You may submit comments, identified                 These regulations also provide the
                                                                                                         by NOAA–NMFS–2016–0050, by any                         Council with the discretion to
                                                 Clearance Clerk.
                                                                                                         one of the following methods:                          recommend river herring and shad catch
                                                 [FR Doc. 2016–14625 Filed 6–20–16; 8:45 am]
                                                                                                            • Electronic Submission: Submit all                 caps as part of the specifications.
                                                 BILLING CODE 4915–01–P                                  electronic public comments via the
                                                                                                                                                                   Under the Magnuson-Stevens Fishery
                                                                                                         Federal e-Rulemaking Portal. Go to
                                                                                                                                                                Conservation and Management Act
                                                                                                         www.regulations.gov/
                                                 DEPARTMENT OF COMMERCE                                                                                         (Magnuson-Stevens Act), NMFS is
                                                                                                         #!docketDetail;D=NOAA-NMFS-2016-
                                                                                                                                                                required to publish proposed rules for
                                                                                                         0050, click the ‘‘Comment Now!’’ icon,
                                                 National Oceanic and Atmospheric                                                                               comment after preliminarily
                                                                                                         complete the required fields, and enter
                                                 Administration                                                                                                 determining whether they are consistent
                                                                                                         or attach your comments;
                                                                                                            • Mail: Submit written comments to                  with applicable law. The Magnuson-
                                                 50 CFR Part 648                                         NMFS, Greater Atlantic Regional Office,                Stevens Act permits NMFS to approve,
                                                                                                         55 Great Republic Drive, Gloucester,                   partially approve, or disapprove
                                                 [Docket No.: 151215999–6488–01]
                                                                                                         MA 01930. Mark the outside of the                      measures proposed by the Council
                                                 RIN 0648–BF64
                                                                                                         envelope ‘‘Comments on 2016–2018                       based only on whether the measures are
                                                                                                         Herring Specifications;’’                              consistent with the fishery management
                                                 Fisheries of the Northeastern United                                                                           plan, plan amendment, the Magnuson-
                                                 States; Atlantic Herring Fishery;                          • Fax: (978) 281–9135, Attn: Shannah
                                                                                                         Jaburek.                                               Stevens Act and its National Standards,
                                                 Specification of Management                                                                                    and other applicable law. Otherwise,
                                                 Measures for Atlantic Herring for the                      Instructions: Comments sent by any
                                                                                                         other method, to any other address or                  NMFS must defer to the Council’s
                                                 2016–2018 Fishing Years                                                                                        policy choices. Under the Atlantic
                                                                                                         individual, or received after the end of
                                                 AGENCY:  National Marine Fisheries                      the comment period, may not be                         herring regulations guiding the
                                                 Service (NMFS), National Oceanic and                    considered by NMFS. All comments                       specifications process, NMFS must
                                                 Atmospheric Administration (NOAA),                      received are a part of the public record               review the Council’s recommended
                                                 Commerce.                                               and will generally be posted for public                specifications and publish notice of the
                                                 ACTION: Proposed rule, request for                      viewing on www.regulations.gov                         proposed specifications, clearly noting
                                                 comments.                                               without change. All personal identifying               any differences from the Council’s
                                                                                                         information (e.g., name, address, etc.),               recommendations. NMFS is proposing
                                                 SUMMARY:   NMFS proposes regulations to                 confidential business information, or                  and seeking comment on the Council’s
                                                 implement the 2016–2018 fishery                         otherwise sensitive information                        recommended herring specifications
                                                 specifications and management                           submitted voluntarily by the sender will               and river herring and shad catch caps
                                                 measures for the Atlantic herring                       be publicly accessible. NMFS will                      and whether they are consistent with
                                                 fishery. The specifications would set                   accept anonymous comments (enter ‘‘N/                  the Herring FMP, the Magnuson-Stevens
                                                 harvest specifications and river herring/               A’’ in the required fields if you wish to              Act and its National Standards, and
                                                 shad catch caps for the herring fishery                 remain anonymous).                                     other applicable law.
                                                 for the 2016–2018 fishing years as                      FOR FURTHER INFORMATION CONTACT:                          The proposed 2016–2018 herring
                                                 recommended to NMFS by the New                          Shannah Jaburek, Fishery Management                    specifications are based on the
                                                 England Fishery Management Council.                     Specialist, (978) 282–8456, fax (978)                  provisions currently in the Herring
                                                 The river herring/shad catch caps are                   281–9135.                                              FMP, and provide the necessary
                                                 area and gear-specific catch caps for
                                                                                                         SUPPLEMENTARY INFORMATION:                             elements to comply with the ACL and
                                                 river herring and shad for trips landing
                                                                                                                                                                accountability measure (AM)
                                                 more than 6,600 lb (3 mt) of herring.                   Background                                             requirements of the Magnuson-Stevens
                                                 The specifications and management
                                                                                                           Regulations implementing the                         Fishery Conservation and Management
                                                 measures are set in order to meet
                                                                                                         Atlantic Herring Fishery Management                    Act (MSA). At its September 29, 2015,
                                                 conservation objectives while providing
                                                                                                         Plan (FMP) for herring appear at 50 CFR                meeting, the Council recommended the
                                                 sustainable levels of access to the
                                                                                                         part 648, subpart K. The regulations at                2016–2018 specifications for the herring
                                                 fishery.
                                                                                                         § 648.200 require the Council to                       fishery, including river herring/shad
                                                 DATES: Public comments must be                          recommend herring specifications for                   catch caps. NMFS proposes to
                                                 received by July 21, 2016.                              NMFS’ review and proposal in the                       implement the herring specifications as
                                                 ADDRESSES: Copies of supporting                         Federal Register, including: The                       recommended by the Council and
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                                                 documents used by the New England                       overfishing limit (OFL); acceptable                    detailed in Table 1 below. For 2016–
                                                 Fishery Management Council (Council),                   biological catch (ABC); annual catch                   2018 fishing years, the Council may
                                                 including the Environmental                             limit (ACL); optimum yield (OY);                       annually review these specifications
                                                 Assessment (EA) and Regulatory Impact                   domestic annual harvest (DAH);                         and recommend adjustments if
                                                 Review (RIR)/Initial Regulatory                         domestic annual processing (DAP); U.S.                 necessary.




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                                                 40254                           Federal Register / Vol. 81, No. 119 / Tuesday, June 21, 2016 / Proposed Rules

                                                                                                        TABLE 1—PROPOSED ATLANTIC HERRING SPECIFICATIONS
                                                                                                             Status Quo and Proposed Atlantic Herring Specifications (mt)

                                                                                                                                                                              2013–2015                                          2016–2018

                                                 Overfishing Limit ......................................................................................   169,000–2013 ................................             138,000–2016
                                                                                                                                                            136,000–2014 ................................             117,000–2017
                                                                                                                                                            114,000–2015 ................................             111,000–2018.
                                                 Acceptable Biological Catch ....................................................................           114,000 ..........................................        111,000.
                                                 Management Uncertainty ........................................................................            6,200 ..............................................      6,200.
                                                 Optimum Yield/ACL .................................................................................        107,800 ..........................................        104,800.*
                                                 Domestic Annual Harvest ........................................................................           107,800 ..........................................        104,800.
                                                 Border Transfer .......................................................................................    4,000 ..............................................      4,000.
                                                 Domestic Annual Processing ..................................................................              103,800 ..........................................        100,800.
                                                 U.S. At-Sea Processing ..........................................................................          0 .....................................................   0.
                                                 Area 1A Sub-ACL (28.9%) ......................................................................             31,200 ............................................       30,300.*
                                                 Area 1B Sub-ACL (4.3%) ........................................................................            4,600 ..............................................      4,500.
                                                 Area 2 Sub-ACL (27.8%) ........................................................................            30,000 ............................................       29,100.
                                                 Area 3 Sub-ACL (39%) ...........................................................................           42,000 ............................................       40,900.
                                                 Fixed Gear Set-Aside ..............................................................................        295 .................................................     295.
                                                 Research Set-Aside ................................................................................        3 percent of each sub-ACL ...........                     3 percent of each sub-ACL.
                                                    * If New Brunswick weir fishery catch through October 1 is less than 4,000 mt, then 1,000 mt will be subtracted from the management uncer-
                                                 tainty buffer and added to the ACL and Area 1A Sub-ACL.


                                                    An operational update to the herring                                 control rules that may explicitly adjust                                   pattern. The realized catch in the fishery
                                                 stock assessment, completed in May                                      for herring’s role as forage in the                                        is expected to be much less than the
                                                 2015, indicated that herring was not                                    ecosystem. Second, key attributes of the                                   ABC, reducing the likelihood of
                                                 overfished and overfishing was not                                      stock (SSB, recruitment, F, and survey                                     overfishing. Additionally, NMFS
                                                 occurring. However, the assessment                                      indices) have not significantly changed                                    anticipates that Amendment 8 will be
                                                 contained a retrospective pattern                                       since the constant catch control rule for                                  adopted prior to the development of the
                                                 suggesting that spawning stock biomass                                  herring was used in the 2013–2015                                          2019–2021 herring fishery
                                                 (SSB) is likely overestimated and fishing                               herring specifications. Third, the                                         specifications, and will consider
                                                 mortality (F) is likely underestimated.                                 realized catch in the fishery is generally                                 herring’s role in the ecosystem.
                                                 Following an adjustment for the                                         well below ABC, reducing the                                                  Under the Herring FMP, the herring
                                                 retrospective pattern, the assessment                                   likelihood of overfishing. Fourth, the                                     ACL is reduced from ABC to account for
                                                 estimated the herring stock at                                          probability of the stock becoming                                          management uncertainty, and the
                                                 approximately double its target biomass                                 overfished in 2016–2018 is close to zero.                                  primary source of management
                                                 (SSBMSY) and F is approximately half                                    Lastly, the constant catch control rule                                    uncertainty is catch in the New
                                                 the fishing mortality threshold (FMSY).                                 provides the herring industry with                                         Brunswick (NB) weir fishery. Catch in
                                                    At its June 2015 meeting, the Council                                economic stability, which was one of                                       the weir fishery is variable, but has
                                                 recommended a herring ABC of 111,000                                    the considerations in the Council’s                                        declined in recent years. After
                                                 mt (a 3-mt decrease from status quo) for                                harvest risk policy.                                                       considering a range of management
                                                 2016–2018 based on the current control                                     The herring ABC is reduced from the                                     uncertainty buffers, the Council
                                                 rule (constant catch with 50-percent                                    OFL to account for scientific                                              recommended a buffer of 6,200 mt,
                                                 probability that F > FMSY in last year).                                uncertainty. The Council’s                                                 which is equivalent to the value of the
                                                 The resulting overfishing limit was                                     recommendation to continue using the                                       buffer in 2015. The recommended buffer
                                                 calculated to be 138,000 mt in 2016,                                    current constant catch control rule                                        is greater than the most recent 3-year
                                                 117,000 mt in 2017, and 111,000 mt in                                   means that the ABC would equal the                                         and 5-year average catch in the NB weir
                                                 2018. This ABC recommendation is                                        OFL in 2018. This is consistent with the                                   fishery. This would be a more
                                                 consistent with the Scientific and                                      status quo specifications when ABC was                                     conservative buffer than the buffer used
                                                 Statistical Committee’s (SSC) advice.                                   set equal to OFL in 2015, which were                                       in the most recent specifications that
                                                 After considering herring’s role as                                     successful in preventing overfishing.                                      was based on the most recent 3-year
                                                 forage, the Council found that, while the                               Some stakeholders (environmental                                           average from the NB weir fishery. The
                                                 ABC control rule does not explicitly                                    advocacy groups, groundfish industry,                                      resulting stockwide ACL would be
                                                 adjust for herring’s role in the                                        and recreational fishing community) are                                    104,800 mt. Given the variability of the
                                                 ecosystem, herring’s high biomass                                       concerned with the potential                                               NB weir catch and the likelihood that
                                                 (approximately 74 percent of unfished                                   implications of the assessment’s                                           weir catch may be less than 6,200 mt,
                                                 biomass) and low fishing mortality                                      retrospective pattern on herring                                           the Council also recommended a
                                                 (ratio of catch to consumption by                                       biomass, including its availability as                                     payback provision related to the
                                                 predators is 1:4) likely achieves                                       forage, and the lack of a scientific                                       management uncertainty buffer.
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                                                 ecosystem goals.                                                        uncertainty buffer in 2018. Subject to                                     Specifically, the Council recommended
                                                    Several other factors contributed to                                 review and consideration of public                                         subtracting 1,000 mt from the buffer and
                                                 the SSC’s and Council’s                                                 comment, NMFS preliminarily supports                                       adding it to the ACL if the weir fishery
                                                 recommendation to continue using the                                    the Council’s ABC recommendation.                                          harvests less than 4,000 mt by October
                                                 current constant catch ABC control rule                                 The recent herring operational                                             1. The Council recommended October 1
                                                 for 2016–2018. First, the Council                                       assessment indicates that the herring                                      because the fishery primarily occurs
                                                 recently initiated Amendment 8 to the                                   biomass is robust, despite an adjustment                                   during the late summer and fall months
                                                 Herring FMP to consider herring ABC                                     in the assessment for the retrospective                                    (June-October), and catch from the


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                                                                          Federal Register / Vol. 81, No. 119 / Tuesday, June 21, 2016 / Proposed Rules                                           40255

                                                 fishery occurring after October averaged                maintained a USAP specification of                     available to the fleet before the end of
                                                 less than four percent of total reported                20,000 mt (Herring Management Areas                    the fishing year in accordance with the
                                                 landings. If NB catch is less than 4,000                2/3 only) based on information received                APA, provided that the RSA can be
                                                 mt by October 1, the buffer would be                    about a new at-sea processing vessel                   available for harvest before the end of
                                                 reduced to 5,200 mt, the ACL would be                   that intended to utilize a substantial                 the fishing year for which the RSA is
                                                 increased to 105,800 mt, and the                        amount of the USAP specification. At                   specified. The Council did not receive
                                                 Herring Management Area 1A sub-ACL                      that time, landings from Areas 2 and 3—                any information that would suggest
                                                 would be increased to 31,300 mt. The                    where USAP was authorized—were                         changing this specification for fishing
                                                 NB weir fishery payback provision was                   considerably lower than allocated sub-                 years 2016–2018, thus the Council
                                                 last in effect during fishing years 2010–               ACLs for each of the past several years.               recommended and NMFS is proposing
                                                 2012. Council recommendations for all                   Moreover, the specification of 20,000 mt               that the specification of RSA would
                                                 other herring specifications, including                 for USAP did not restrict either the                   remain unchanged at 3 percent of each
                                                 the sub-ACL’s percentages allocated to                  operation or the expansion of the                      sub-ACL. On February 29, 2016, NMFS
                                                 the herring management areas, were                      shoreside processing facilities during                 fully awarded the herring RSA
                                                 status quo.                                             the 2007–2009 fishing years. However,                  allocations for fishing years 2016–2018.
                                                    BT is a processing allocation available              this operation never materialized, and                    Herring regulations at § 648.201(e)
                                                 to Canadian dealers. The MSA provides                   none of the USAP specification was                     specify that up to 500 mt of the Area 1A
                                                 for the issuance of permits to Canadian                 used during the 2007–2009 fishing                      sub-ACL shall be allocated for the fixed
                                                 vessels transporting U.S. harvested                     years. Consequently, the Council                       gear fisheries in Area 1A (weirs and stop
                                                 herring to Canada for sardine                           recommended and NMFS set USAP at                       seines) that occur west 67°16.8′ W.
                                                 processing. The Council recommended                     zero for the 2010–2015 fishing years.                  Long. This set-aside shall be available
                                                 a 4,000 mt specification for BT. The                    The Council did not receive any                        for harvest by the fixed gear fisheries
                                                 amount specified for BT has equaled                     information that would suggest                         within the specified area until
                                                 4,000 mt since 2000. As there continues                 changing this specification for fishing                November 1 of each year; any unused
                                                 to be Canadian interest in transporting                 years 2016–2018, thus the Council                      portion of the allocation will be restored
                                                 herring for sardine processing, the                     recommended and NMFS is proposing                      to the Area 1A sub-ACL after November
                                                 Council recommended and NMFS is                         that the specification of USAP would                   1. During 2013–2015, the fixed gear
                                                 proposing that the specification for BT                 remain unchanged at zero.                              fisheries set-aside was specified at 295
                                                 would remain unchanged at 4,000 mt.                        The herring ABC specification                       mt. Because the proposed Area 1A sub-
                                                    The Herring FMP specifies that DAH                   recommended by the SSC for 2016–2018                   ACL for 2016–2018 is not substantially
                                                 will be set less than or equal to OY and                is not substantially different from the                different from the Area 1A sub-ACL in
                                                 be comprised of DAP and BT.                             2013–2015 ABC specification; therefore,                2015, the Council recommended that
                                                 Consistent with the proposed                            the Council, based on a                                the fixed gear fisheries set-aside remain
                                                 specifications for OY and ACL, the                      recommendation from the Herring                        the same. Therefore, the Council
                                                 Council recommended that DAH be                         Committee, has determined that there is                recommended, and NMFS is proposing,
                                                 104,800 mt for 2016–2018. DAH should                    no need to consider modifying the                      that the fixed gear fisheries set-aside
                                                 reflect the actual and potential                        distribution of the total ACL between                  remain unchanged at 295 mt for 2016–
                                                 harvesting capacity of the U.S. herring                 the herring management areas.                          2018.
                                                 fleet. Since 2001, total landings in the                Additionally, information for the recent                  Framework 3 to the Herring FMP
                                                 U.S. fishery have decreased, but herring                herring operational assessment report                  established gear and area-specific river
                                                 catch has remained somewhat                             does not suggest there is a biological                 herring/shad catch caps for the herring
                                                 consistent from 2003–2014, averaging                    need to consider modifying the                         fishery in 2014. These included catch
                                                 91,925 mt. When previously considering                  distribution of stockwide ACL. This                    caps for midwater trawl vessels fishing
                                                 the DAH specification, the Council                      approach would maintain status quo for                 in the Gulf of Maine, off Cape Cod, and
                                                 evaluated the harvesting capacity of the                the herring sub-ACLs for the 2016–2018                 in Southern New England, as well as for
                                                 directed herring fleet and determined                   specifications.                                        small-mesh bottom trawl vessels fishing
                                                 that the herring fleet is capable of fully                 During 2013–2015, the herring                       in Southern New England. Herring
                                                 utilizing the available yield from the                  research set-aside (RSA) for each                      regulations at § 648.201(a)(4)(ii) state
                                                 fishery. This determination is still true.              management area was three percent of                   that once 95 percent of a catch cap is
                                                 Therefore, NMFS is proposing that DAH                   the area’s sub-ACL. The research set-                  reached, the herring possession limit for
                                                 for the 2016–2018 fishing years be set at               aside was established in Amendment 1                   vessels using that gear type and fishing
                                                 104,800 mt, equal to the OY and ACL.                    (0–3 percent for any management area).                 in that area is reduced to 2,000 lb (907
                                                    DAP is the amount of U.S. harvest                    The herring RSA set-aside is removed                   kg) for the remainder of the fishing year.
                                                 that is processed domestically, as well                 from each sub-ACL prior to allocating                  To date, the value of the caps has been
                                                 as herring that is sold fresh (i.e., bait).             the remaining sub-ACL to the fishery. If               specified using the median catch of
                                                 DAP is calculated by subtracting BT                     a proposal is approved, but a final                    river herring and shad catch over the
                                                 from DAH. Using this formula, the                       award is not made by NMFS, or if                       previous 5 years (2008–2012). The
                                                 Council recommended and NMFS is                         NMFS determines that the allocated                     intent of the caps is to provide a strong
                                                 proposing that DAP be set at 100,800 mt                 RSA cannot be utilized by a project,                   an incentive for the herring fleet to
                                                 for 2016–2018.                                          NMFS shall reallocate the unallocated                  continue to reduce river herring and
                                                    A portion of DAP may be specified for                or unused amount of the RSA to the                     shad catch, while allowing the fleet to
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                                                 the at-sea processing of herring in                     respective sub-ACL, in accordance with                 fully harvest the herring ACL.
                                                 Federal waters. When determining the                    the Administrative Procedure Act (APA)                    The Council’s recommendations for
                                                 USAP specification, the Council                         requirements, provided that the                        2016–2018 river herring/shad catch
                                                 considers availability of shore-side                    additional catch can be available for                  caps, as specified below in Table 2, are
                                                 processing, status of the resource, and                 harvest before the end of the fishing                  based on updated data and a revised
                                                 opportunities for vessels to participate                year for which that RSA is specified.                  methodology. The Council’s intent in
                                                 in the herring fishery. During the 2007–                Any unallocated or unused RSA would                    specifying the value of the catch caps
                                                 2009 fishing years, the Council                         be re-allocated to the sub-ACL and made                using the weighted mean catch of river


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                                                 40256                            Federal Register / Vol. 81, No. 119 / Tuesday, June 21, 2016 / Proposed Rules

                                                 herring and shad (versus median catch)                                     Additionally, they balance the                                               fisheries strongly advised the Council
                                                 and using a longer time series (the most                                   opportunity to achieve OY with                                               against increasing river herring/shad
                                                 recent 7 years versus 5 years) is to best                                  providing an incentive to avoid river                                        catch caps for the herring fishery.
                                                 account for the inter-annual variability                                   herring and shad catch. For these                                            Instead they recommended that status
                                                 in the level of sampling by both                                           reasons, the Council recommended and                                         quo cap amounts should continue
                                                 observers and portside samplers as well                                    NMFS is proposing the river herring/                                         through 2018. Subject to review and
                                                 as river herring and shad catch.                                           shad catch caps as shown in Table 2 for                                      consideration of public comment on the
                                                 Additionally, the revised methodology                                      fishing years 2016–2018. Although                                            suitability of these methods for setting
                                                 includes previously omitted catch data,                                    increasing catch caps has the potential                                      caps that provide a strong incentive to
                                                 including some shad landings and trips                                     to increase river herring and shad catch,
                                                                                                                                                                                                         avoid river herring and shad catch while
                                                 from catch cap areas where trips did not                                   the fishery still has strong incentive to
                                                                                                                                                                                                         allowing the fleet to achieve OY, NMFS
                                                 meet the 6,600-lb (3-mt) herring landing                                   avoid reaching the caps. Specifically,
                                                                                                                                                                                                         preliminarily supports the Council’s
                                                 threshold, and updated extrapolation                                       the economic loss from limiting herring
                                                 methodologies. The Council’s                                               harvest in an area before the sub-ACLs                                       river herring/shad catch cap
                                                 recommended catch caps appear to                                           for an area have been fully reached.                                         recommendations based on the use of
                                                 better reflect the herring fishery’s recent                                Environmental advocates and                                                  the weighted mean and additional data.
                                                 catch of river herring and shad.                                           participants in the tuna and recreational

                                                                                                           TABLE 2—PROPOSED RIVER HERRING/SHAD CATCH CAPS
                                                                                                                Status quo and proposed River Herring/Shad catch caps (mt)

                                                                                           Catch cap area                                                                          2013–2015                                          2016–2018

                                                 Gulf Of Maine (GOM) ..............................................................................              Midwater Trawl–85.5 .....................                 Midwater Trawl–76.7.
                                                 Cape Cod (CC) .......................................................................................           Midwater Trawl–13.3 .....................                 Midwater Trawl–32.4.
                                                 Southern New England/Mid-Atlantic (SNE/MA) ......................................                               Midwater Trawl–123.7 ...................                  Midwater Trawl–129.6.
                                                                                                                                                                 Bottom Trawl–88.9 ........................                Bottom Trawl–122.3.
                                                 Georges Bank (GB) .................................................................................             0 .....................................................   0.

                                                       Total .................................................................................................   Midwater Trawl–222.5 ...................                  Midwater Trawl–238.7.
                                                                                                                                                                 Bottom Trawl–88.9 ........................                Bottom Trawl–122.3.



                                                 Classification                                                             Description and Estimate of Number of                                        and business affiliations. For the
                                                                                                                            Small Entities to Which This Proposed                                        purposes of this analysis, ‘‘ownership
                                                   Pursuant to section 304(b)(1)(A) of the                                  Rule Would Apply                                                             entities’’ are defined as those entities
                                                 MSA, the NMFS Assistant                                                                                                                                 with common ownership as listed on
                                                 Administrator has preliminarily                                               The proposed specifications would                                         the permit application. Only permits
                                                 determined that this proposed rule is                                      affect all permitted herring vessels;                                        with identical ownership are
                                                 consistent with the Herring FMP, other                                     therefore, the regulated entity is the                                       categorized as an ‘‘ownership entity.’’
                                                 provisions of the MSA, and other                                           business that owns at least one herring                                      For example, if five permits have the
                                                 applicable law, subject to further                                         permit. Based on 2014 permit data, the                                       same seven persons listed as co-owners
                                                 consideration after public comment.                                        number of potential fishing vessels in                                       on their permit applications, those
                                                   This proposed rule has been                                              each permit category in the herring                                          seven persons would form one
                                                 determined to be not significant for                                       fishery are as follows: 39 for Category A
                                                                                                                                                                                                         ‘‘ownership entity,’’ that holds those
                                                 purposes of Executive Order 12866.                                         (limited access, all herring management
                                                                                                                                                                                                         five permits. If two of those seven
                                                                                                                            areas); 4 for Category B (limited access,
                                                   An initial regulatory flexibility                                                                                                                     owners also co-own additional vessels,
                                                                                                                            Herring Management Areas 2/3); 46 for
                                                 analysis (IRFA) was prepared, as                                                                                                                        that ownership arrangement would be
                                                                                                                            Category C (limited access, all herring
                                                 required by section 603 of the                                                                                                                          considered a separate ‘‘ownership
                                                                                                                            management areas); 1,841 for Category D
                                                 Regulatory Flexibility Act (RFA). The                                                                                                                   entity’’ for the purpose of this analysis.
                                                                                                                            (open access, all herring management
                                                 IRFA describes the economic impact                                         areas); and 4 for Category E (open                                              From 2014 permit data, there were
                                                 this proposed rule, if adopted, would                                      access, Herring Management Areas 2/3).                                       1,206 firms that held at least one herring
                                                 have on small entities. A summary of                                       The RFA recognizes three kinds of small                                      permit; of those, 1,188 were classified as
                                                 the analysis follows.                                                      entities: Small businesses; small                                            small businesses. There were 103 firms,
                                                 Description of the Reasons Why Action                                      organizations; and small governmental                                        96 classified as small business, that held
                                                 by the Agency Is Being Considered and                                      jurisdictions. A small entity is classified                                  at least one limited access permit. There
                                                 Statement of the Objectives of, and                                        as a finfish firm if more than half of the                                   were 38 firms, including 34 small
                                                 Legal Basis for, the Proposed Rule                                         firm’s gross receipts are derived from                                       businesses, that held a limited access
                                                                                                                            finfish with receipts of up to $20.5                                         permit and were active in the herring
                                                   This action proposes management                                          million of gross revenues annually.                                          fishery (Table 3). Active large entities all
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                                                 measures and 2016–2018 specifications                                      Individually-permitted vessels may hold                                      held at least one limited access herring
                                                 for the herring fishery. A complete                                        permits for several fisheries, harvesting                                    permit. Table 4 describes gross receipts
                                                 description of the reasons why this                                        species of fish that are regulated by                                        from both all fishing and only the
                                                 action is being considered, and the                                        several different fishery management                                         herring fishery for firms that were active
                                                 objectives of and legal basis for this                                     plans, even beyond those affected by the                                     in the herring fishery. The small firms
                                                 action, are contained in the preamble to                                   proposed action. Furthermore, multiple                                       with limited access permits had 60
                                                 this proposed rule and are not repeated                                    permitted vessels and/or permits may be                                      percent higher gross receipts and 85
                                                 here.                                                                      owned by entities with various personal                                      percent higher revenue from herring


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                                                                                   Federal Register / Vol. 81, No. 119 / Tuesday, June 21, 2016 / Proposed Rules                                                                           40257

                                                 than the small firms without a limited
                                                 access herring permit.

                                                                                              TABLE 3—SMALL AND LARGE FIRMS IN THE ATLANTIC HERRING FISHERY
                                                                                                                                                                                      All permits                     Limited access only

                                                                                                                                                                               All                  Active             All               Active

                                                 Small ................................................................................................................              1,188                   63                96                  34
                                                 Large ................................................................................................................                 18                    4                 7                   4

                                                       Total ..........................................................................................................              1,206                   67               103                  38


                                                            TABLE 4—AVERAGE REVENUES FOR ACTIVE SMALL AND LARGE ENTITIES IN THE ATLANTIC HERRING FISHERY
                                                                                                                                                                                      All permits                     Limited access only

                                                                                                                                                                                                 Herring                                 Herring
                                                                                                                                                                          All revenue                             All revenue
                                                                                                                                                                                                revenue                                 revenue

                                                 Small ................................................................................................................       $986,399              $339,155        $1,588,059             $624,820
                                                 Large ................................................................................................................     15,913,950              1,426,152       15,913,948            1,426,152



                                                 Description of Projected Reporting,                                         Alternatives 2 and 3 (111,000 mt).                                considered under Alternative 1 and
                                                 Recordkeeping, and Other Compliance                                         Additionally, Alternatives 1 and 2                                Alternative 2. Under Alternatives 1 and
                                                 Requirements                                                                consider a higher ACL than Alternative                            2, fishing vessels may take slightly more
                                                   This action contains no new                                               3. The ACL considered under                                       fishing trips and incur slightly higher
                                                 collection-of-information, reporting, or                                    Alternative 3 (104,800 mt) is 3,000 mt                            variable operating costs over the
                                                 recordkeeping requirements.                                                 (2.78 percent) and 3,200 mt (2.96                                 preferred alternative. However,
                                                                                                                             percent) less, respectively, than the                             Alternative 3 would maintain a constant
                                                 Federal Rules Which May Duplicate,                                          ACLs considered under Alternative 1                               ABC over the specifications period,
                                                 Overlap, or Conflict With the Proposed                                      (107,800 mt) and Alternative 2 (108,000                           which would provide consistency for
                                                 Rule                                                                        mt). The EA for 2016–2018 herring                                 fishing industry operations, stability for
                                                   This action does not duplicate,                                           specifications concluded that all the                             the industry, and a steady supply to the
                                                 overlap, or conflict with any other                                         alternatives would have a low positive                            market in addition to the stability
                                                 Federal rules.                                                              economic impact because there would                               provided by a three-year specifications
                                                                                                                             be mortality controls in the fishery and                          process. Fixed and quasi-fixed costs are
                                                 Description of Significant Alternatives                                     the overall status of herring is not                              expected to remain the same. Because
                                                 to the Proposed Action Which                                                expected to be jeopardized. The EA also                           the ACLs are fishery wide and closures
                                                 Accomplish the Stated Objectives of                                         concluded that the differences among                              would apply to the entire fishery, the
                                                 Applicable Statues and Which Minimize                                       alternatives were negligible because all                          effects of these closures should be felt
                                                 Any Significant Economic Impact on                                          alternatives the Council considered for                           proportionally by the herring industry.
                                                 Small Entities                                                              OFL/ABC specifications showed the                                    For specifying the 2016–2018 river
                                                   The primary differences among                                             herring SSB and fishing mortality that                            herring/shad catch caps, the Council
                                                 Alternative 1 (No Action), Alternative 2                                    would result from fully utilizing the                             chose the preferred alternative
                                                 (non-preferred alternative), and                                            ABC fall within the same range based on                           (Alternative 3, Option 2) of using the
                                                 Alternative 3 (preferred alternative) for                                   the 80-percent confidence intervals.                              weighted mean and 7-year extended
                                                 the 2016–2018 herring specifications are                                    Under Alternatives 1 and 2, small                                 time series shown below in table 5,
                                                 the specifications for ABC and ACL.                                         entities are expected to experience                               because it uses the best technical
                                                 Alternative 1 considers an ABC (114,000                                     slight increases in both gross revenues                           approach to determining river herring/
                                                 mt) that is 3,000 mt (2.6 percent) higher                                   and herring revenues over the preferred                           shad catch estimates in support of the
                                                 than the ABC considered under                                               alternative due to higher ACLs                                    goals and objective of Framework 3.

                                                                                                         TABLE 5—RIVER HERRING/SHAD CATCH CAP ALTERNATIVES
                                                                                                                                                                          Alternative 2–5 years of data           Alternative 3–7 years of data
                                                                                                                                               Alternative 1—                     (2008–2012) *                           (2008–2014) *
                                                                                                                                                  no action
                                                                                     Catch caps                                                 (2008–2012)                Option 1          Option 2 avg          Option 1          Option 2 ** avg
                                                                                                                                                     (mt)                 median (mt)         mean (mt)           median (mt)          mean (mt)
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                                                 Midwater Trawl Gulf of Maine ..............................................                                   85.5                   98.1               98.3                 11.3             76.7
                                                 Midwater Trawl Cape Cod ...................................................                                   13.3                    8.9               27.6                 29.5             32.4
                                                 Midwater Trawl Southern New England ..............................                                           123.7                   83.9              115.4                 83.9            129.6
                                                 Bottom Trawl Southern New England .................................                                           88.9                   19.6               28.2                 24.0            122.3

                                                       Total ..............................................................................                   311.4                  210.5              269.5                148.7            361.0
                                                    * Data errors and extrapolation methodologies were corrected and revised.
                                                    ** Preferred Alternative.



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                                                 40258                    Federal Register / Vol. 81, No. 119 / Tuesday, June 21, 2016 / Proposed Rules

                                                   The primary goal is to provide strong                 List of Subjects in 50 CFR Part 648                        Authority: 16 U.S.C. 1801 et seq.
                                                 incentive for the industry to continue to                 Fisheries, Fishing, Recordkeeping and                ■ 2. In § 648.201, paragraph (h) is added
                                                 avoid river herring/shad and reduce                     reporting requirements.                                to read as follows:
                                                 river herring/shad catch to the extent
                                                                                                           Dated: June 15, 2016.
                                                 possible. Based on the performance of                                                                          § 648.201    AMs and harvest controls.
                                                                                                         Samuel D. Rauch III,
                                                 the fishery in the first year under the                                                                        *      *    *    *     *
                                                                                                         Deputy Assistant Administrator for
                                                 river herring/shad catch caps, most of                  Regulatory Programs, National Marine
                                                 the observed river herring/shad catch                                                                             (h) If NMFS determines that the New
                                                                                                         Fisheries Service.                                     Brunswick weir fishery landed less than
                                                 has been in the Southern New England
                                                                                                           For the reasons set out in the                       4,000 mt through October 1, NMFS will
                                                 by vessels using bottom trawl gear.
                                                                                                         preamble, NMFS proposes to amend 50                    allocate an additional 1,000 mt to the
                                                 Alternative 3, Option 2 (preferred)
                                                                                                         CFR part 648 as follows:                               stockwide ACL and Area 1A sub-ACL.
                                                 would be the least constraining on the
                                                                                                                                                                NMFS will notify the Council of this
                                                 directed herring fishery compared to                    PART 648—FISHERIES OF THE                              adjustment and publish the adjustment
                                                 Alternatives 1 and 2, particularly in the               NORTHEASTERN UNITED STATES                             in the Federal Register.
                                                 Southern New England bottom trawl
                                                                                                         ■ 1. The authority citation for part 648               [FR Doc. 2016–14568 Filed 6–20–16; 8:45 am]
                                                 catch cap area.
                                                                                                         continues to read as follows:                          BILLING CODE 3510–22–P
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Document Created: 2016-06-21 01:30:48
Document Modified: 2016-06-21 01:30:48
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionProposed rule, request for comments.
DatesPublic comments must be received by July 21, 2016.
ContactShannah Jaburek, Fishery Management Specialist, (978) 282-8456, fax (978) 281-9135.
FR Citation81 FR 40253 
RIN Number0648-BF64
CFR AssociatedFisheries; Fishing and Recordkeeping and Reporting Requirements

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