81_FR_41318 81 FR 41196 - Civil Monetary Penalties Inflation Adjustments

81 FR 41196 - Civil Monetary Penalties Inflation Adjustments

FEDERAL ELECTION COMMISSION

Federal Register Volume 81, Issue 122 (June 24, 2016)

Page Range41196-41200
FR Document2016-14877

As required by the Federal Civil Penalties Inflation Adjustment Act Improvements Act of 2015, the Federal Election Commission is adopting interim final rules to adjust for inflation the civil monetary penalties established under the Federal Election Campaign Act, the Presidential Election Campaign Fund Act, and the Presidential Primary Matching Payment Account Act. The civil monetary penalties being adjusted are those negotiated by the Commission or imposed by a court for certain statutory violations; and those imposed by the Commission for late filing of or failure to file certain reports required by the Federal Election Campaign Act. The adjusted civil monetary penalties are calculated according to a statutory formula and the adjusted amounts will apply to penalties assessed after the effective date of these rules.

Federal Register, Volume 81 Issue 122 (Friday, June 24, 2016)
[Federal Register Volume 81, Number 122 (Friday, June 24, 2016)]
[Rules and Regulations]
[Pages 41196-41200]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-14877]


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FEDERAL ELECTION COMMISSION

11 CFR Part 111

[Docket No. 2016-04]


Civil Monetary Penalties Inflation Adjustments

AGENCY: Federal Election Commission.

ACTION: Interim final rules.

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SUMMARY: As required by the Federal Civil Penalties Inflation 
Adjustment Act Improvements Act of 2015, the Federal Election 
Commission is adopting interim final rules to adjust for inflation

[[Page 41197]]

the civil monetary penalties established under the Federal Election 
Campaign Act, the Presidential Election Campaign Fund Act, and the 
Presidential Primary Matching Payment Account Act. The civil monetary 
penalties being adjusted are those negotiated by the Commission or 
imposed by a court for certain statutory violations; and those imposed 
by the Commission for late filing of or failure to file certain reports 
required by the Federal Election Campaign Act. The adjusted civil 
monetary penalties are calculated according to a statutory formula and 
the adjusted amounts will apply to penalties assessed after the 
effective date of these rules.

DATES: The interim final rules are effective on August 1, 2016. 
Comments must be submitted on or before July 25, 2016.

ADDRESSES: All comments must be in writing. Commenters are encouraged 
to submit comments electronically via the Commission's Web site at 
http://www.fec.gov/fosers, reference REG 2016-02, or by email to 
[email protected]. Alternatively, commenters may submit 
comments in paper form, addressed to the Federal Election Commission, 
Attn.: Neven F. Stipanovic, Acting Assistant General Counsel, 999 E 
Street NW., Washington, DC 20463.
    Each commenter must provide, at a minimum, his or her first name, 
last name, city, state, and zip code. All properly submitted comments, 
including attachments, will become part of the public record, and the 
Commission will make comments available for public viewing on the 
Commission's Web site and in the Commission's Public Records Office. 
Accordingly, commenters should not provide in their comments any 
information that they do not wish to make public, such as a home street 
address, personal email address, date of birth, phone number, social 
security number, or driver's license number, or any information that is 
restricted from disclosure, such as trade secrets or commercial or 
financial information that is privileged or confidential.

FOR FURTHER INFORMATION CONTACT: Mr. Neven F. Stipanovic, Acting 
Assistant General Counsel, or Ms. Esther D. Gyory, Attorney, Office of 
General Counsel, 999 E Street NW., Washington, DC 20463, (202) 694-1650 
or (800) 424-9530.

SUPPLEMENTARY INFORMATION: The Federal Civil Penalties Inflation 
Adjustment Act Improvements Act of 2015 (the ``2015 Act'') \1\ amended 
the Federal Civil Penalties Inflation Adjustment Act of 1990 (the 
``Inflation Adjustment Act'') \2\ to improve the effectiveness of civil 
monetary penalties and to maintain their deterrent effect. Prior to the 
2015 Act, the Inflation Adjustment Act required federal agencies, 
including the Commission, to adjust for inflation the civil monetary 
penalties within their jurisdiction at least once every four years 
according to detailed formulas. The Commission last adjusted its civil 
monetary penalties for inflation in 2013. Civil Monetary Penalties 
Inflation Adjustments, 78 FR 44419 (July 24, 2013). As amended by the 
2015 Act, the Inflation Adjustment Act now requires federal agencies to 
make a one-time ``catch-up'' adjustment to civil monetary penalties, 
which must take effect no later than August 1, 2016, and to adjust 
civil monetary penalties annually thereafter using newly prescribed 
formulas.\3\
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    \1\ Public Law 114-74, sec. 701, 129 Stat. 584, 599.
    \2\ Public Law 101-410, 104 Stat. 890 (codified at 28 U.S.C. 
2461 note), as amended by Debt Collection Improvement Act of 1996, 
Public Law 104-134, sec. 31001(s)(1), 110 Stat. 1321, 1373; Federal 
Reports Elimination Act of 1998, Public Law 105-362, sec. 1301, 112 
Stat. 3280.
    \3\ Inflation Adjustment Act secs. 4(b), 5.
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    The Inflation Adjustment Act defines a civil monetary penalty as 
``any penalty, fine, or other sanction'' that (1) ``is for a specific 
amount'' or ``has a maximum amount'' under federal law; and (2) that a 
federal agency assesses or enforces ``pursuant to an administrative 
proceeding or a civil action'' in federal court.\4\ Under the Federal 
Election Campaign Act, 52 U.S.C. 30101-46 (``FECA''), the Commission 
may assess and enforce civil monetary penalties for violations of FECA, 
the Presidential Election Campaign Fund Act, 26 U.S.C. 9001-13, and the 
Presidential Primary Matching Payment Account Act, 26 U.S.C. 9031-42. 
As required by the Inflation Adjustment Act, and pursuant to guidance 
issued by the Office of Management and Budget,\5\ the Commission is now 
making a one-time catch-up adjustment to the civil monetary penalties 
within its jurisdiction, according to the prescribed formulas. The 
Commission will implement annual inflation adjustments beginning in 
January 2017.
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    \4\ Inflation Adjustment Act sec. 3(2).
    \5\ See Inflation Adjustment Act sec. 7(a) (requiring OMB to 
``issue guidance to agencies on implementing the inflation 
adjustments required under this Act''); see also Memorandum from 
Shaun Donovan, Director, Office of Management and Budget, to Heads 
of Executive Departments and Agencies, M-16-06 at 3 (Feb. 24, 2016) 
(``OMB Memorandum''), https://www.whitehouse.gov/sites/default/files/omb/memoranda/2016/m-16-06.pdf.
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Administrative Procedure Act

    As required by the 2015 Act, the Commission is issuing these rules 
as interim final rules. The interim final rules will take effect on 
August 1, 2016, the date by which Congress mandated that agencies make 
their catch-up adjustment effective.
    The Administrative Procedure Act's (``APA's'') notice-and-comment 
requirement does not apply here because Congress specifically directed 
agencies to make adjustments to civil monetary penalties through an 
interim final rule.\6\ Nonetheless, the public may comment on these 
interim final rules, and the Commission may address any comments 
received in a later rulemaking document. Furthermore, because the 
inflation adjustments made through the interim final rules are required 
by Congress and involve no Commission discretion or policy judgments, 
these rules do not need to be submitted to the Speaker of the House of 
Representatives or the President of the Senate under the Congressional 
Review Act, 5 U.S.C. 801 et seq. Moreover, because the APA's notice-
and-comment procedures do not apply to these interim final rules, the 
Commission is not required to conduct a regulatory flexibility analysis 
under 5 U.S.C. 603 or 604. See 5 U.S.C. 601(2), 604(a). Nor is the 
Commission required to submit these revisions for congressional review 
under FECA. See 5 U.S.C. 30111(d)(1), (4) (providing for congressional 
review when Commission ``prescribe[s]'' a ``rule of law''). The new 
penalty amounts will apply to civil monetary penalties that are 
assessed after the date the increase takes effect, even if the 
associated violation predated the increase.\7\
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    \6\ See, e.g., Asiana Airlines v. FAA, 134 F.3d 393, 396-99 
(D.C. Cir. 1998) (finding APA ``notice and comment'' requirement not 
applicable where Congress clearly expressed intent to depart from 
normal APA procedures); see also Inflation Adjustment Act sec. 4(a), 
(b)(1) (requiring federal agencies to adjust civil monetary 
penalties ``through an interim final rulemaking'').
    \7\ Inflation Adjustment Act sec. 6.
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Explanation and Justification

    Under the Inflation Adjustment Act, the Commission now must adjust 
each civil monetary penalty for inflation by applying a cost-of-living-
adjustment (``COLA'') ratio. The COLA ratio is the percentage that the 
consumer price index (``CPI'') \8\ for October 2015 exceeds the CPI for 
October of the ``baseline year,'' which is the calendar year when the 
civil monetary penalty

[[Page 41198]]

was first established, or when it was most recently adjusted under a 
provision of law other than the Inflation Adjustment Act.\9\ To 
calculate the adjusted penalty, the Commission must multiply the civil 
monetary penalty amount in the baseline year by the COLA ratio.\10\ The 
civil monetary penalty, however, may not be increased by more than 150% 
of the civil monetary penalty amount in effect on November 2, 2015.\11\
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    \8\ The Inflation Adjustment Act uses the CPI ``for all-urban 
consumers published by the Department of Labor.'' Id. sec. 3.
    \9\ Id. sec. 5(b)(2)(A).
    \10\ Id. sec. 5(b)(2)(B).
    \11\ Id. sec. 5(b)(2)(C).
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    The Commission assesses two types of civil monetary penalties that 
now must be adjusted for inflation. First are those penalties that are 
either negotiated by the Commission or imposed by a court for 
violations of FECA, the Presidential Election Campaign Fund Act, and 
the Presidential Primary Matching Payment Account Act. These civil 
monetary penalties are set forth at 11 CFR 111.24. Second are the civil 
monetary penalties assessed through the Commission's Administrative 
Fines Program for late filing or non-filing of certain reports required 
by FECA. See 52 U.S.C. 30109(a)(4)(C) (authorizing Administrative Fines 
Program), 30104(a) (requiring political committee treasurers to report 
receipts and disbursements within certain time periods). The penalty 
schedules for these civil monetary penalties are set out at 11 CFR 
111.43 and 111.44.

1. 11 CFR 111.24--Civil Penalties

    FECA established the civil monetary penalties for violations of 
FECA and the other statutes within the Commission's jurisdiction. See 
52 U.S.C. 30109(a)(5), (6), (12). Commission regulations in 11 CFR 
111.24 provide the current inflation-adjusted amount for each such 
civil monetary penalty. To calculate the catch-up adjustment for each 
of the five civil monetary penalties in 11 CFR 111.24, the Commission 
must first identify the later of: The year the civil monetary penalty 
was first established, or the year it was last adjusted by law other 
than under the Inflation Adjustment Act. The Commission then must apply 
the COLA ratio to the amount of the civil monetary penalty in effect in 
the baseline year.\12\
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    \12\ The COLA ratios are provided in the OMB Memorandum, M-16-06 
at 6.
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    The civil monetary penalties at 11 CFR 111.24(a)(1) and 11 CFR 
24(a)(2)(i) were established by statute in 1976.\13\ The civil monetary 
penalty at 11 CFR 111.24(a)(2)(ii) was established in 2002.\14\ The 
civil monetary penalties at 11 CFR 111.24(b) were established in 
1980.\15\ None of these penalties has been adjusted since its 
establishment, other than for inflation. Accordingly, as described 
above, the Commission determines the adjusted penalty amount by 
multiplying the amount of the penalty in the baseline year by the COLA 
ratio for that year and rounding that figure to the nearest dollar. But 
the Commission may not increase the civil monetary penalty amount by 
more than 150% of the amount that was in effect for that civil monetary 
penalty on November 2, 2015. Thus, for example, in section 
111.24(a)(1), the 2015 civil monetary penalty amount was $7,500. The 
maximum the new civil monetary penalty can increase by is 150% of that 
amount, which would be an increase of $11,250, for a maximum penalty of 
$18,750. Because applying the COLA ratio to the originally established 
penalty amount would lead to an adjusted penalty of approximately 
$20,500, which exceeds the 150% cap amount, the new civil monetary 
penalty for section 111.24(a)(1) is $18,750. The actual adjustment to 
each civil monetary penalty is shown in the chart below.
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    \13\ Public Law 94-283, sec. 109, 90 Stat. 475 (codified at 52 
U.S.C. 30109(a)(5)(A)-(B)); see also Civil Monetary Penalties 
Inflation Adjustments, 78 FR 44419 (July 24, 2013) (``2013 
Adjustment); Civil Monetary Penalties Inflation Adjustments, 74 FR 
31345, 31346 (July 1, 2009), amended by Civil Monetary Penalties 
Inflation Adjustments, 74 FR 37161 (July 28, 2009) (collectively, 
``2009 Adjustment''); Inflation Adjustments for Civil Monetary 
Penalties, 70 FR 34633, 34634 (June 15, 2005) (``2005 Adjustment''); 
Adjustments to Civil Monetary Penalty Amounts, 62 FR 11316 (Mar. 12, 
1997) (``1997 Adjustment'').
    \14\ Public Law 107-155, sec. 312(a), 116 Stat. 81 (codified at 
52 U.S.C. 30109(a)(5)(B)); see also 2013 Adjustment, 78 FR at 44420; 
2009 Adjustment, 74 FR at 31346, 74 FR 37161; 2005 Adjustment, 70 FR 
at 34634.
    \15\ Public Law 96-187, sec. 108, 93 Stat. 1339 (codified at 52 
U.S.C. 30109(a)(12)); see also 2013 Adjustment, 78 FR at 44420; 2009 
Adjustment, 74 FR at 31346, 74 FR 37161; 2005 Adjustment, 70 FR at 
34635; 1997 Adjustment, 62 FR at 11316-17.

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                                                                          Civil                     Adjusted
                        Section                           Baseline     penalty in    COLA Ratio      penalty    2015 Penalty    150% Cap     New  civil
                                                            year        year est.       \16\        (rounded)       amt.        (rounded)      penalty
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11 CFR 111.24(a)(1)...................................          1976        $5,000       4.10774       $20,539        $7,500       $18,750       $18,750
11 CFR 111.24(a)(2)(i)................................          1976        10,000       4.10774        41,077        16,000        40,000        40,000
11 CFR 111.24(a)(2)(ii)...............................          2002        50,000       1.31185        65,593        65,000       162,500        65,593
11 CFR 111.24(b)......................................          1980         2,000       2.80469         5,609         3,200         8,000         5,609
11 CFR 111.24(b)......................................          1980         5,000       2.80469        14,023         7,500        18,750        14,023
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2. 11 CFR 111.43, 111.44--Administrative Fines
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    \16\ OMB Memorandum, Table A.
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    FECA authorizes the Commission to assess civil monetary penalties 
for violations of the reporting requirements of 52 U.S.C. 30104(a) 
according to the penalty schedules ``established and published by the 
Commission.'' 52 U.S.C. 30109(a)(4)(C)(i). The Commission has 
established two such schedules: The schedule in 11 CFR 111.43(a) 
applies to reports that are not election sensitive, and the schedule in 
11 CFR 111.43(b) applies to reports that are election sensitive.\17\ 
Each schedule contains two columns of penalties, one for late-filed 
reports and one for non-filed reports, with penalties based on the 
level of financial activity in the report and its lateness (where 
applicable).\18\ In addition, 11 CFR 111.43(c) establishes a civil 
monetary penalty for situations in which a committee fails to file a 
report and the Commission cannot calculate the relevant level of 
activity. Finally, 11 CFR 111.44 establishes a civil monetary penalty 
for failure to file timely reports of contributions received less than 
20 days, but more than 48 hours, before an election. See 52 U.S.C. 
30104(a)(6).
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    \17\ Election sensitive reports are certain reports due shortly 
before an election. See 11 CFR 111.43(d)(1).
    \18\ A report is considered to be ``not filed'' if it is never 
filed or is filed more than a certain number of days after its due 
date. See 11 CFR 111.43(e).
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    The Commission established the penalty schedules in 11 CFR 
111.43(a) and (b) in 2000, when the Commission promulgated its 
Administrative Fines program. Administrative Fines, 65 FR 31787, 31796-
97 (May 19, 2000) (``2000 Administrative Fines''). In 2003, the 
Commission adjusted these schedules to reduce certain penalties for 
political committees with low levels of financial activity. 
Administrative Fines, 68 FR 12572, 12573 (Mar. 17, 2003) (``2003 
Administrative Fines'') (establishing

[[Page 41199]]

``new schedules that reduce civil money penalties for . . . committees 
with less than $50,000 in activity''). Other than for inflation, these 
penalty schedules have not been adjusted since 2003.\19\ The civil 
monetary penalties in 11 CFR 111.43(c) and 111.44 were established in 
2000 and, except for inflation, have not been adjusted since.\20\
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    \19\ See 2013 Adjustment, 78 FR at 44420; 2009 Adjustment, 74 FR 
at 31346-47; 2005 Adjustment, 70 FR at 34635.
    \20\ 2000 Administrative Fines, 65 FR at 31797-98; see also 2013 
Adjustment, 78 FR at 44420; 2009 Adjustment, 74 FR at 31347; 2005 
Adjustment, 70 FR at 34635.
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    As described above, to determine the adjusted penalty amount, the 
Commission first multiplies the amount of the penalty in the baseline 
year by the COLA ratio for that year and rounds that figure to the 
nearest dollar. For certain penalties assessed at low levels of 
financial activity (up to $49,999.99) the baseline year is 2003. 2003 
Administrative Fines, 68 FR at 12573-75. For all other penalties, the 
baseline year is 2000. 2000 Administrative Fines, 65 FR at 31792-98. 
The adjusted civil monetary penalty for each level of activity is the 
baseline year penalty amount multiplied by the COLA ratio that is 
provided in the OMB Memorandum. None of these adjusted civil monetary 
penalties exceeds the 150% cap. The new civil monetary penalties are 
shown in the schedules in the revised rule text, below.

List of Subjects in 11 CFR Part 111

    Administrative practice and procedures, Elections, Law enforcement, 
Penalties.

    For the reasons set out in the preamble, the Federal Election 
Commission amends subchapter A of chapter I of title 11 of the Code of 
Federal Regulations as follows:

PART 111--COMPLIANCE PROCEDURE (52 U.S.C. 30109, 30107(a))

0
1. The authority citation for part 111 continues to read as follows:

    Authority: 52 U.S.C. 30102(i), 30109, 30107(a), 30111(a)(8); 28 
U.S.C. 2461 nt.; 31 U.S.C. 3701, 3711, 3716-3719, and 3820A, as 
amended; 31 CFR parts 285 and 900-904.


Sec.  111.24  [Amended]

0
2. Section 111.24 is amended as follows:
    In the table below, for each section indicated in the left column, 
remove the number indicated in the middle column, and add in its place 
the number indicated in the right column.

------------------------------------------------------------------------
                       Section                         Remove      Add
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111.24(a)(1)........................................    $7,500   $18,750
111.24(a)(2)(i).....................................    16,000    40,000
111.24(a)(2)(ii)....................................    65,000    65,593
111.24(b)...........................................     3,200     5,609
111.24(b)...........................................     7,500    14,023
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0
3. Section 111.43 is amended by revising paragraphs (a), (b), and (c) 
to read as follows:


Sec.  111.43  What are the schedules of penalties?

    (a) The civil money penalty for all reports that are filed late or 
not filed, except election sensitive reports and pre-election reports 
under 11 CFR 104.5, shall be calculated in accordance with the 
following schedule of penalties:

----------------------------------------------------------------------------------------------------------------
  If the level of activity in the     And the report was filed late, the      Or the report was not filed, the
            report was:                    civil money penalty is:                civil money penalty is:
----------------------------------------------------------------------------------------------------------------
$1-4,999.99 \ a\..................  [$32 + ($6 x Number of days late)] x   $321 x [1 + (.25 x Number of previous
                                     [1 + (.25 x Number of previous         violations)].
                                     violations)].
$5,000-9,999.99...................  [$64 + ($6 x Number of days late)] x   $386 x [1 + (.25 x Number of previous
                                     [1 + (.25 x Number of previous         violations)].
                                     violations)].
$10,000-24,999.99.................  [$137 + ($6 x Number of days late)] x  $643 x [1 + (.25 x Number of previous
                                     [1 + (.25 x Number of previous         violations)].
                                     violations)].
$25,000-49,999.99.................  [$273 + ($26 x Number of days late)]   $1,157 x [1 + (.25 x Number of
                                     x [1 + (.25 x Number of previous       previous violations)].
                                     violations)].
$50,000-74,999.99.................  [$410 + ($103 x Number of days late)]  $3,691 x [1 + (.25 x Number of
                                     x [1 + (.25 x Number of previous       previous violations)].
                                     violations)].
$75,000-99,999.99.................  [$547 + ($137 x Number of days late)]  $4,784 x [1 + (.25 x Number of
                                     x [1 + (.25 x Number of previous       previous violations)].
                                     violations)].
$100,000-149,999.99...............  [$820 + ($171 x Number of days late)]  $6,151 x [1 + (.25 x Number of
                                     x [1 + (.25 x Number of previous       previous violations)].
                                     violations)].
$150,000-199,999.99...............  [$1,094 + ($205 x Number of days       $7,518 x [1 + (.25 x Number of
                                     late)] x [1 + (.25 x Number of         previous violations)].
                                     previous violations)].
$200,000-249,999.99...............  [$1,367 + ($239 x Number of days       $8,885 x [1 + (.25 x Number of
                                     late)] x [1 + (.25 x Number of         previous violations)].
                                     previous violations)].
$250,000-349,999.99...............  [$2,050 + ($273 x Number of days       $10,935 x [1 + (.25 x Number of
                                     late)] x [1 + (.25 x Number of         previous violations)].
                                     previous violations)].
$350,000-449,999.99...............  [$2,734 + ($273 x Number of days       $12,302 x [1 + (.25 x Number of
                                     late)] x [1 + (.25 x Number of         previous violations)].
                                     previous violations)].
$450,000-549,999.99...............  [$3,417 + ($273 x Number of days       $12,985 x [1 + (.25 x Number of
                                     late)] x [1 + (.25 x Number of         previous violations)].
                                     previous violations)].
$550,000-649,999.99...............  [$4,101 + ($273 x Number of days       $13,669 x [1 + (.25 x Number of
                                     late)] x [1 + (.25 x Number of         previous violations)].
                                     previous violations)].
$650,000-749,999.99...............  [$4,784 + ($273 x Number of days       $14,352 x [1 + (.25 x Number of
                                     late)] x [1 + (.25 x Number of         previous violations)].
                                     previous violations)].
$750,000-849,999.99...............  [$5,468 + ($273 x Number of days       $15,036 x [1 + (.25 x Number of
                                     late)] x [1 + (.25 x Number of         previous violations)].
                                     previous violations)].
$850,000-949,999.99...............  [$6,151 + ($273 x Number of days       $15,719 x [1 + (.25 x Number of
                                     late)] x [1 + (.25 x Number of         previous violations)].
                                     previous violations)].
$950,000 or over..................  [$6,834 + ($273 x Number of days       $16,403 x [1 + (.25 x Number of
                                     late)] x [1 + (.25 x Number of         previous violations)].
                                     previous violations)].
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\a\ The civil money penalty for a respondent who does not have any previous violations will not exceed the level
  of activity in the report.


[[Page 41200]]

    (b) The civil money penalty for election sensitive reports that are 
filed late or not filed shall be calculated in accordance with the 
following schedule of penalties:

----------------------------------------------------------------------------------------------------------------
  If the level of activity in the     And the report was filed late, the      Or the report was not filed, the
            report was:                    civil money penalty is:                civil money penalty is:
----------------------------------------------------------------------------------------------------------------
$1-$4,999.99 \a\..................  [$64 + ($13 x Number of days late)] x  $643 x [1 + (.25 x Number of previous
                                     [1 + (.25 x Number of previous         violations)].
                                     violations)].
$5,000-$9,999.99..................  [$129 + ($13 x Number of days late)]   $771 x [1 + (.25 x Number of previous
                                     x [1 + (.25 x Number of previous       violations)].
                                     violations)].
$10,000-24,999.99.................  [$193 + ($13 x Number of days late)]   $1,157 x [1 + (.25 x Number of
                                     x [1 + (.25 x Number of previous       previous violations)].
                                     violations)].
$25,000-49,999.99.................  [$410 + ($32 x Number of days late)]   $1,800 x [1 + (.25 x Number of
                                     x [1 + (.25 x Number of previous       previous violations)].
                                     violations)].
$50,000-74,999.99.................  [$615 + ($103 x Number of days late)]  $4,101 x [1 + (.25 x Number of
                                     x [1 + (.25 x Number of previous       previous violations)].
                                     violations)].
$75,000-99,999.99.................  [$820 + ($137 x Number of days late)]  $5,468 x [1 + (.25 x Number of
                                     x [1 + (.25 x Number of previous       previous violations)].
                                     violations)].
$100,000-149,999.99...............  [$1,230 + ($171 x Number of days       $6,834 x [1 + (.25 x Number of
                                     late)] x [1 + (.25 x Number of         previous violations)].
                                     previous violations)].
$150,000-199,999.99...............  [$1,640 + ($205 x Number of days       $8,201 x [1 + (.25 x Number of
                                     late)] x [1 + (.25 x Number of         previous violations)].
                                     previous violations)].
$200,000-249,999.99...............  [$2,050 + ($239 x Number of days       $10,252 x [1 + (.25 x Number of
                                     late)] x [1 + (.25 x Number of         previous violations)].
                                     previous violations)].
$250,000-349,999.99...............  [$3,076 + ($273 x Number of days       $12,302 x [1 + (.25 x Number of
                                     late)] x [1 + (.25 x Number of         previous violations)].
                                     previous violations)].
$350,000-449,999.99...............  [$4,101+ ($273 x Number of days        $13,669 x [1 + (.25 x Number of
                                     late)] x [1 + (.25 x Number of         previous violations)].
                                     previous violations)].
$450,000-549,999.99...............  [$5,126 + ($273 x Number of days       $15,036 x [1 + (.25 x Number of
                                     late)] x [1 + (.25 x Number of         previous violations)].
                                     previous violations)].
$550,000-649,999.99...............  [$6,151 + ($273 x Number of days       $16,403 x [1 + (.25 x Number of
                                     late)] x [1 + (.25 x Number of         previous violations)].
                                     previous violations)].
$650,000-749,999.99...............  [$7,176 + ($273 x Number of days       $17,770 x [1 + (.25 x Number of
                                     late)] x [1 + (.25 x Number of         previous violations)].
                                     previous violations)].
$750,000-849,999.99...............  [$8,201 + ($273 x Number of days       $19,136 x [1 + (.25 x Number of
                                     late)] x [1 + (.25 x Number of         previous violations)].
                                     previous violations)].
$850,000-949,999.99...............  [$9,227 + ($273 x Number of days       $20,503 x [1 + (.25 x Number of
                                     late)] x [1 + (.25 x Number of         previous violations)].
                                     previous violations)].
$950,000 or over..................  [$10,252 + ($273 x Number of days      $21,870 x [1 + (.25 x Number of
                                     late)] x [1 + (.25 x Number of         previous violations)].
                                     previous violations)].
----------------------------------------------------------------------------------------------------------------
\a\ The civil money penalty for a respondent who does not have any previous violations will not exceed the level
  of activity in the report.

    (c) If the respondent fails to file a required report and the 
Commission cannot calculate the level of activity under paragraph (d) 
of this section, then the civil money penalty shall be $7,518.
* * * * *


Sec.  111.44  [Amended]

0
4. In Sec.  111.44, paragraph (a)(1) is amended by removing ``$110'' 
and adding in its place ``$137''.

    Dated: June 16, 2016.

    On behalf of the Commission.
Matthew S. Petersen,
Chairman, Federal Election Commission.
[FR Doc. 2016-14877 Filed 6-23-16; 8:45 am]
 BILLING CODE 6715-01-P



                                              41196                        Federal Register / Vol. 81, No. 122 / Friday, June 24, 2016 / Rules and Regulations

                                                     SCHEDULE OF MATERIALS ANNUAL FEES AND FEES FOR GOVERNMENT AGENCIES LICENSED BY NRC—Continued
                                                                                                                                      [See footnotes at end of table]

                                                                                                                      Category of materials licenses                                                                                            Annual fees 1 2 3

                                                   B. General licenses for storage of spent fuel under 10 CFR 72.210 ....................................................................................                                                   N/A12
                                              14. Decommissioning/Reclamation:
                                                   A. Byproduct, source, or special nuclear material licenses and other approvals authorizing decommissioning, decon-
                                                     tamination, reclamation, or site restoration activities under parts 30, 40, 70, 72, and 76 of this chapter, including mas-
                                                     ter materials licenses (MMLs) [Program Code(s): 3900, 11900, 21135, 21215, 21240, 21325, 22200] ..........................                                                                              N/A7
                                                   B. Site-specific decommissioning activities associated with unlicensed sites, including MMLs, whether or not the sites
                                                     have been previously licensed ...........................................................................................................................................                              N/A7
                                              15. Import and Export licenses ......................................................................................................................................................                         N/A8
                                              16. Reciprocity ...............................................................................................................................................................................              N/A 8
                                              17. Master materials licenses of broad scope issued to Government agencies [Program Code(s): 03614] ...............................                                                                       $343,000
                                              18. Department of Energy:
                                                   A. Certificates of Compliance .................................................................................................................................................                  $1,366,00010
                                                   B. Uranium Mill Tailings Radiation Control Act (UMTRCA) activities ....................................................................................                                              $545,000
                                                 1 Annual fees will be assessed based on whether a licensee held a valid license with the NRC authorizing possession and use of radioactive
                                              material during the current FY. The annual fee is waived for those materials licenses and holders of certificates, registrations, and approvals who
                                              either filed for termination of their licenses or approvals or filed for possession only/storage licenses before October 1, 2015, and permanently
                                              ceased licensed activities entirely before this date. Annual fees for licensees who filed for termination of a license, downgrade of a license, or for
                                              a possession-only license during the FY and for new licenses issued during the FY will be prorated in accordance with the provisions of
                                              § 171.17. If a person holds more than one license, certificate, registration, or approval, the annual fee(s) will be assessed for each license, certifi-
                                              cate, registration, or approval held by that person. For licenses that authorize more than one activity on a single license (e.g., human use and
                                              irradiator activities), annual fees will be assessed for each category applicable to the license.
                                                 2 Payment of the prescribed annual fee does not automatically renew the license, certificate, registration, or approval for which the fee is paid.
                                              Renewal applications must be filed in accordance with the requirements of parts 30, 40, 70, 71, 72, or 76 of this chapter.
                                                 3 Each FY, fees for these materials licenses will be calculated and assessed in accordance with § 171.13 and will be published in the Federal
                                              Register for notice and comment.
                                                 4 Other facilities include licenses for extraction of metals, heavy metals, and rare earths.
                                                 5 There are no existing NRC licenses in these fee categories. If NRC issues a license for these categories, the Commission will consider es-
                                              tablishing an annual fee for this type of license.
                                                 6 Standardized spent fuel facilities, 10 CFR parts 71 and 72 Certificates of Compliance and related Quality Assurance program approvals, and
                                              special reviews, such as topical reports, are not assessed an annual fee because the generic costs of regulating these activities are primarily at-
                                              tributable to users of the designs, certificates, and topical reports.
                                                 7Licensees in this category are not assessed an annual fee because they are charged an annual fee in other categories while they are li-
                                              censed to operate.
                                                 8 No annual fee is charged because it is not practical to administer due to the relatively short life or temporary nature of the license.
                                                 9 Separate annual fees will not be assessed for pacemaker licenses issued to medical institutions that also hold nuclear medicine licenses
                                              under fee categories 7.B. or 7.C.
                                                 10 This includes Certificates of Compliance issued to the U.S. Department of Energy that are not funded from the Nuclear Waste Fund.
                                                 11 See § 171.15(c).
                                                 12 See § 171.15(c).
                                                 13 No annual fee is charged for this category because the cost of the general license registration program applicable to licenses in this cat-
                                              egory will be recovered through 10 CFR part 170 fees.
                                                 14 Persons who possess radium sources that are used for operational purposes in another fee category are not also subject to the fees in this
                                              category. (This exception does not apply if the radium sources are possessed for storage only.)
                                                 15 Licensees paying annual fees under category 1.A., 1.B., and 1.E. are not subject to the annual fees for categories 1.C., 1.D., and 1.F. for
                                              sealed sources authorized in the license.
                                                 16Licensees subject to fees under categories 1.A., 1.B., 1.E., or 2.A. must pay the largest applicable fee and are not subject to additional fees
                                              listed in this table.
                                                 17 Licensees paying fees under 3.C. are not subject to fees under 2.B. for possession and shielding authorized on the same license.
                                                 18 Licensees paying fees under 7.C. are not subject to fees under 2.B. for possession and shielding authorized on the same license.
                                                 19 Licensees paying fees under 3.N. are not subject to paying fees under 3.P. for calibration or leak testing services authorized on the same li-
                                              cense.
                                                 20 Licensees paying fees under 7.B. are not subject to paying fees under 7.C. for broad scope license licenses issued under parts 30, 35, 40,
                                              and 70 of this chapter for human use of byproduct material, source material, and/or special nuclear material, except licenses for byproduct mate-
                                              rial, source material, or special nuclear material in sealed sources contained in teletherapy devices authorized on the same license.


                                                (e) The fee-relief adjustment allocated                                  fees. The activities comprising the FY                                      FEDERAL ELECTION COMMISSION
                                              to annual fees includes the budgeted                                       2016 fee-relief adjustment are as
                                              resources for the activities listed in                                     follows:                                                                    11 CFR Part 111
                                              paragraph (e)(1) of this section, plus the                                 *     *    *      *    *
                                              total budgeted resources for the                                                                                                                       [Docket No. 2016–04]
                                              activities included in paragraphs (e)(2)                                     Dated at Rockville, Maryland, this 7th day
                                              and (3) of this section, as reduced by the                                 of June, 2016.                                                              Civil Monetary Penalties Inflation
                                              appropriations the NRC receives for                                          For the Nuclear Regulatory Commission.                                    Adjustments
                                              these types of activities. If the NRC’s                                    Maureen E. Wylie,                                                           AGENCY:        Federal Election Commission.
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                                              appropriations for these types of                                          Chief Financial Officer.                                                    ACTION:       Interim final rules.
                                              activities are greater than the budgeted                                   [FR Doc. 2016–14490 Filed 6–23–16; 8:45 am]
                                              resources for the activities included in                                   BILLING CODE 7590–01–P                                                      SUMMARY:   As required by the Federal
                                              paragraphs (e)(2) and (3) of this section                                                                                                              Civil Penalties Inflation Adjustment Act
                                              for a given fiscal year, a negative fee-                                                                                                               Improvements Act of 2015, the Federal
                                              relief adjustment (or annual fee                                                                                                                       Election Commission is adopting
                                              reduction) will be allocated to annual                                                                                                                 interim final rules to adjust for inflation


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                                                                     Federal Register / Vol. 81, No. 122 / Friday, June 24, 2016 / Rules and Regulations                                                   41197

                                              the civil monetary penalties established                  Federal Civil Penalties Inflation                       Administrative Procedure Act
                                              under the Federal Election Campaign                       Adjustment Act of 1990 (the ‘‘Inflation                    As required by the 2015 Act, the
                                              Act, the Presidential Election Campaign                   Adjustment Act’’) 2 to improve the                      Commission is issuing these rules as
                                              Fund Act, and the Presidential Primary                    effectiveness of civil monetary penalties               interim final rules. The interim final
                                              Matching Payment Account Act. The                         and to maintain their deterrent effect.                 rules will take effect on August 1, 2016,
                                              civil monetary penalties being adjusted                   Prior to the 2015 Act, the Inflation                    the date by which Congress mandated
                                              are those negotiated by the Commission                    Adjustment Act required federal                         that agencies make their catch-up
                                              or imposed by a court for certain                         agencies, including the Commission, to                  adjustment effective.
                                              statutory violations; and those imposed                   adjust for inflation the civil monetary                    The Administrative Procedure Act’s
                                              by the Commission for late filing of or                   penalties within their jurisdiction at                  (‘‘APA’s’’) notice-and-comment
                                              failure to file certain reports required by
                                                                                                        least once every four years according to                requirement does not apply here
                                              the Federal Election Campaign Act. The
                                                                                                        detailed formulas. The Commission last                  because Congress specifically directed
                                              adjusted civil monetary penalties are
                                                                                                        adjusted its civil monetary penalties for               agencies to make adjustments to civil
                                              calculated according to a statutory
                                                                                                        inflation in 2013. Civil Monetary                       monetary penalties through an interim
                                              formula and the adjusted amounts will
                                                                                                        Penalties Inflation Adjustments, 78 FR                  final rule.6 Nonetheless, the public may
                                              apply to penalties assessed after the
                                                                                                        44419 (July 24, 2013). As amended by                    comment on these interim final rules,
                                              effective date of these rules.
                                                                                                        the 2015 Act, the Inflation Adjustment                  and the Commission may address any
                                              DATES: The interim final rules are
                                                                                                        Act now requires federal agencies to                    comments received in a later
                                              effective on August 1, 2016. Comments                                                                             rulemaking document. Furthermore,
                                              must be submitted on or before July 25,                   make a one-time ‘‘catch-up’’ adjustment
                                                                                                        to civil monetary penalties, which must                 because the inflation adjustments made
                                              2016.                                                                                                             through the interim final rules are
                                              ADDRESSES: All comments must be in                        take effect no later than August 1, 2016,
                                                                                                        and to adjust civil monetary penalties                  required by Congress and involve no
                                              writing. Commenters are encouraged to                                                                             Commission discretion or policy
                                              submit comments electronically via the                    annually thereafter using newly
                                                                                                                                                                judgments, these rules do not need to be
                                              Commission’s Web site at http://                          prescribed formulas.3
                                                                                                                                                                submitted to the Speaker of the House
                                              www.fec.gov/fosers, reference REG                            The Inflation Adjustment Act defines                 of Representatives or the President of
                                              2016–02, or by email to                                   a civil monetary penalty as ‘‘any                       the Senate under the Congressional
                                              InflationAdjustment@fec.gov.                              penalty, fine, or other sanction’’ that (1)             Review Act, 5 U.S.C. 801 et seq.
                                              Alternatively, commenters may submit                      ‘‘is for a specific amount’’ or ‘‘has a                 Moreover, because the APA’s notice-
                                              comments in paper form, addressed to                      maximum amount’’ under federal law;                     and-comment procedures do not apply
                                              the Federal Election Commission, Attn.:                   and (2) that a federal agency assesses or               to these interim final rules, the
                                              Neven F. Stipanovic, Acting Assistant                     enforces ‘‘pursuant to an administrative                Commission is not required to conduct
                                              General Counsel, 999 E Street NW.,                        proceeding or a civil action’’ in federal               a regulatory flexibility analysis under 5
                                              Washington, DC 20463.                                     court.4 Under the Federal Election                      U.S.C. 603 or 604. See 5 U.S.C. 601(2),
                                                 Each commenter must provide, at a                                                                              604(a). Nor is the Commission required
                                                                                                        Campaign Act, 52 U.S.C. 30101–46
                                              minimum, his or her first name, last                                                                              to submit these revisions for
                                                                                                        (‘‘FECA’’), the Commission may assess
                                              name, city, state, and zip code. All                                                                              congressional review under FECA. See 5
                                                                                                        and enforce civil monetary penalties for
                                              properly submitted comments,                                                                                      U.S.C. 30111(d)(1), (4) (providing for
                                              including attachments, will become part                   violations of FECA, the Presidential
                                                                                                        Election Campaign Fund Act, 26 U.S.C.                   congressional review when Commission
                                              of the public record, and the                                                                                     ‘‘prescribe[s]’’ a ‘‘rule of law’’). The new
                                              Commission will make comments                             9001–13, and the Presidential Primary
                                                                                                        Matching Payment Account Act, 26                        penalty amounts will apply to civil
                                              available for public viewing on the                                                                               monetary penalties that are assessed
                                              Commission’s Web site and in the                          U.S.C. 9031–42. As required by the
                                                                                                        Inflation Adjustment Act, and pursuant                  after the date the increase takes effect,
                                              Commission’s Public Records Office.                                                                               even if the associated violation predated
                                              Accordingly, commenters should not                        to guidance issued by the Office of
                                                                                                        Management and Budget,5 the                             the increase.7
                                              provide in their comments any
                                              information that they do not wish to                      Commission is now making a one-time                     Explanation and Justification
                                              make public, such as a home street                        catch-up adjustment to the civil
                                                                                                                                                                   Under the Inflation Adjustment Act,
                                              address, personal email address, date of                  monetary penalties within its                           the Commission now must adjust each
                                              birth, phone number, social security                      jurisdiction, according to the prescribed               civil monetary penalty for inflation by
                                              number, or driver’s license number, or                    formulas. The Commission will                           applying a cost-of-living-adjustment
                                              any information that is restricted from                   implement annual inflation adjustments                  (‘‘COLA’’) ratio. The COLA ratio is the
                                              disclosure, such as trade secrets or                      beginning in January 2017.                              percentage that the consumer price
                                              commercial or financial information                                                                               index (‘‘CPI’’) 8 for October 2015
                                              that is privileged or confidential.                         2 Public Law 101–410, 104 Stat. 890 (codified at
                                                                                                                                                                exceeds the CPI for October of the
                                              FOR FURTHER INFORMATION CONTACT: Mr.                      28 U.S.C. 2461 note), as amended by Debt
                                                                                                        Collection Improvement Act of 1996, Public Law
                                                                                                                                                                ‘‘baseline year,’’ which is the calendar
                                              Neven F. Stipanovic, Acting Assistant                     104–134, sec. 31001(s)(1), 110 Stat. 1321, 1373;        year when the civil monetary penalty
                                              General Counsel, or Ms. Esther D.                         Federal Reports Elimination Act of 1998, Public
                                              Gyory, Attorney, Office of General                        Law 105–362, sec. 1301, 112 Stat. 3280.                    6 See, e.g., Asiana Airlines v. FAA, 134 F.3d 393,

                                              Counsel, 999 E Street NW., Washington,                      3 Inflation Adjustment Act secs. 4(b), 5.             396–99 (D.C. Cir. 1998) (finding APA ‘‘notice and
                                              DC 20463, (202) 694–1650 or (800) 424–                      4 Inflation Adjustment Act sec. 3(2).                 comment’’ requirement not applicable where
                                                                                                                                                                Congress clearly expressed intent to depart from
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                                                                                                          5 See Inflation Adjustment Act sec. 7(a) (requiring
                                              9530.                                                                                                             normal APA procedures); see also Inflation
                                                                                                        OMB to ‘‘issue guidance to agencies on
                                              SUPPLEMENTARY INFORMATION: The                            implementing the inflation adjustments required         Adjustment Act sec. 4(a), (b)(1) (requiring federal
                                              Federal Civil Penalties Inflation                         under this Act’’); see also Memorandum from             agencies to adjust civil monetary penalties ‘‘through
                                                                                                        Shaun Donovan, Director, Office of Management           an interim final rulemaking’’).
                                              Adjustment Act Improvements Act of                                                                                   7 Inflation Adjustment Act sec. 6.
                                                                                                        and Budget, to Heads of Executive Departments and
                                              2015 (the ‘‘2015 Act’’) 1 amended the                     Agencies, M–16–06 at 3 (Feb. 24, 2016) (‘‘OMB              8 The Inflation Adjustment Act uses the CPI ‘‘for

                                                                                                        Memorandum’’), https://www.whitehouse.gov/sites/        all-urban consumers published by the Department
                                                1 Public   Law 114–74, sec. 701, 129 Stat. 584, 599.    default/files/omb/memoranda/2016/m-16-06.pdf.           of Labor.’’ Id. sec. 3.



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                                              41198                   Federal Register / Vol. 81, No. 122 / Friday, June 24, 2016 / Rules and Regulations

                                              was first established, or when it was                         within certain time periods). The                        11 CFR 111.24(b) were established in
                                              most recently adjusted under a                                penalty schedules for these civil                        1980.15 None of these penalties has been
                                              provision of law other than the Inflation                     monetary penalties are set out at 11 CFR                 adjusted since its establishment, other
                                              Adjustment Act.9 To calculate the                             111.43 and 111.44.                                       than for inflation. Accordingly, as
                                              adjusted penalty, the Commission must                                                                                  described above, the Commission
                                                                                                            1. 11 CFR 111.24—Civil Penalties
                                              multiply the civil monetary penalty                                                                                    determines the adjusted penalty amount
                                              amount in the baseline year by the                               FECA established the civil monetary                   by multiplying the amount of the
                                              COLA ratio.10 The civil monetary                              penalties for violations of FECA and the                 penalty in the baseline year by the
                                              penalty, however, may not be increased                        other statutes within the Commission’s
                                                                                                                                                                     COLA ratio for that year and rounding
                                              by more than 150% of the civil                                jurisdiction. See 52 U.S.C. 30109(a)(5),
                                                                                                                                                                     that figure to the nearest dollar. But the
                                              monetary penalty amount in effect on                          (6), (12). Commission regulations in 11
                                                                                                                                                                     Commission may not increase the civil
                                              November 2, 2015.11                                           CFR 111.24 provide the current
                                                                                                            inflation-adjusted amount for each such                  monetary penalty amount by more than
                                                 The Commission assesses two types of
                                                                                                            civil monetary penalty. To calculate the                 150% of the amount that was in effect
                                              civil monetary penalties that now must
                                                                                                            catch-up adjustment for each of the five                 for that civil monetary penalty on
                                              be adjusted for inflation. First are those
                                              penalties that are either negotiated by                       civil monetary penalties in 11 CFR                       November 2, 2015. Thus, for example,
                                              the Commission or imposed by a court                          111.24, the Commission must first                        in section 111.24(a)(1), the 2015 civil
                                              for violations of FECA, the Presidential                      identify the later of: The year the civil                monetary penalty amount was $7,500.
                                              Election Campaign Fund Act, and the                           monetary penalty was first established,                  The maximum the new civil monetary
                                              Presidential Primary Matching Payment                         or the year it was last adjusted by law                  penalty can increase by is 150% of that
                                              Account Act. These civil monetary                             other than under the Inflation                           amount, which would be an increase of
                                              penalties are set forth at 11 CFR 111.24.                     Adjustment Act. The Commission then                      $11,250, for a maximum penalty of
                                              Second are the civil monetary penalties                       must apply the COLA ratio to the                         $18,750. Because applying the COLA
                                              assessed through the Commission’s                             amount of the civil monetary penalty in                  ratio to the originally established
                                              Administrative Fines Program for late                         effect in the baseline year.12                           penalty amount would lead to an
                                              filing or non-filing of certain reports                          The civil monetary penalties at 11                    adjusted penalty of approximately
                                              required by FECA. See 52 U.S.C.                               CFR 111.24(a)(1) and 11 CFR 24(a)(2)(i)                  $20,500, which exceeds the 150% cap
                                              30109(a)(4)(C) (authorizing                                   were established by statute in 1976.13                   amount, the new civil monetary penalty
                                              Administrative Fines Program), 30104(a)                       The civil monetary penalty at 11 CFR                     for section 111.24(a)(1) is $18,750. The
                                              (requiring political committee treasurers                     111.24(a)(2)(ii) was established in                      actual adjustment to each civil monetary
                                              to report receipts and disbursements                          2002.14 The civil monetary penalties at                  penalty is shown in the chart below.

                                                                                                                                                         Adjusted                                                  New
                                                                                                                Civil penalty         COLA                               2015               150% Cap
                                                              Section                       Baseline year                                                 penalty                                                  civil
                                                                                                                in year est.          Ratio 16                        Penalty amt.          (rounded)
                                                                                                                                                        (rounded)                                                 penalty

                                              11   CFR   111.24(a)(1) ..................             1976             $5,000               4.10774         $20,539            $7,500             $18,750             $18,750
                                              11   CFR   111.24(a)(2)(i) ..............              1976             10,000               4.10774          41,077            16,000              40,000              40,000
                                              11   CFR   111.24(a)(2)(ii) ..............             2002             50,000               1.31185          65,593            65,000             162,500              65,593
                                              11   CFR   111.24(b) ......................            1980              2,000               2.80469           5,609             3,200               8,000               5,609
                                              11   CFR   111.24(b) ......................            1980              5,000               2.80469          14,023             7,500              18,750              14,023



                                              2. 11 CFR 111.43, 111.44—                                     contains two columns of penalties, one                   days, but more than 48 hours, before an
                                              Administrative Fines                                          for late-filed reports and one for non-                  election. See 52 U.S.C. 30104(a)(6).
                                                FECA authorizes the Commission to                           filed reports, with penalties based on                     The Commission established the
                                              assess civil monetary penalties for                           the level of financial activity in the                   penalty schedules in 11 CFR 111.43(a)
                                              violations of the reporting requirements                      report and its lateness (where                           and (b) in 2000, when the Commission
                                              of 52 U.S.C. 30104(a) according to the                        applicable).18 In addition, 11 CFR                       promulgated its Administrative Fines
                                              penalty schedules ‘‘established and                           111.43(c) establishes a civil monetary                   program. Administrative Fines, 65 FR
                                              published by the Commission.’’ 52                             penalty for situations in which a                        31787, 31796–97 (May 19, 2000) (‘‘2000
                                              U.S.C. 30109(a)(4)(C)(i). The                                 committee fails to file a report and the                 Administrative Fines’’). In 2003, the
                                              Commission has established two such                           Commission cannot calculate the                          Commission adjusted these schedules to
                                              schedules: The schedule in 11 CFR                             relevant level of activity. Finally, 11                  reduce certain penalties for political
                                              111.43(a) applies to reports that are not                     CFR 111.44 establishes a civil monetary                  committees with low levels of financial
                                              election sensitive, and the schedule in                       penalty for failure to file timely reports               activity. Administrative Fines, 68 FR
                                              11 CFR 111.43(b) applies to reports that                      of contributions received less than 20                   12572, 12573 (Mar. 17, 2003) (‘‘2003
                                              are election sensitive.17 Each schedule                                                                                Administrative Fines’’) (establishing
                                                9 Id.sec. 5(b)(2)(A).                                       37161 (July 28, 2009) (collectively, ‘‘2009                 15 Public Law 96–187, sec. 108, 93 Stat. 1339
                                                10 Id. sec. 5(b)(2)(B).                                     Adjustment’’); Inflation Adjustments for Civil           (codified at 52 U.S.C. 30109(a)(12)); see also 2013
                                                11 Id. sec. 5(b)(2)(C).                                     Monetary Penalties, 70 FR 34633, 34634 (June 15,         Adjustment, 78 FR at 44420; 2009 Adjustment, 74
                                                                                                                                                                     FR at 31346, 74 FR 37161; 2005 Adjustment, 70 FR
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                                                12 The COLA ratios are provided in the OMB                  2005) (‘‘2005 Adjustment’’); Adjustments to Civil
                                              Memorandum, M–16–06 at 6.                                     Monetary Penalty Amounts, 62 FR 11316 (Mar. 12,          at 34635; 1997 Adjustment, 62 FR at 11316–17.
                                                                                                                                                                        16 OMB Memorandum, Table A.
                                                13 Public Law 94–283, sec. 109, 90 Stat. 475
                                                                                                            1997) (‘‘1997 Adjustment’’).
                                                                                                                                                                        17 Election sensitive reports are certain reports
                                              (codified at 52 U.S.C. 30109(a)(5)(A)–(B)); see also             14 Public Law 107–155, sec. 312(a), 116 Stat. 81
                                              Civil Monetary Penalties Inflation Adjustments, 78                                                                     due shortly before an election. See 11 CFR
                                                                                                            (codified at 52 U.S.C. 30109(a)(5)(B)); see also 2013
                                              FR 44419 (July 24, 2013) (‘‘2013 Adjustment); Civil                                                                    111.43(d)(1).
                                                                                                            Adjustment, 78 FR at 44420; 2009 Adjustment, 74             18 A report is considered to be ‘‘not filed’’ if it is
                                              Monetary Penalties Inflation Adjustments, 74 FR
                                              31345, 31346 (July 1, 2009), amended by Civil                 FR at 31346, 74 FR 37161; 2005 Adjustment, 70 FR         never filed or is filed more than a certain number
                                              Monetary Penalties Inflation Adjustments, 74 FR               at 34634.                                                of days after its due date. See 11 CFR 111.43(e).



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                                                                         Federal Register / Vol. 81, No. 122 / Friday, June 24, 2016 / Rules and Regulations                                                   41199

                                              ‘‘new schedules that reduce civil money                      150% cap. The new civil monetary                         In the table below, for each section
                                              penalties for . . . committees with less                     penalties are shown in the schedules in                indicated in the left column, remove the
                                              than $50,000 in activity’’). Other than                      the revised rule text, below.                          number indicated in the middle
                                              for inflation, these penalty schedules                                                                              column, and add in its place the number
                                                                                                           List of Subjects in 11 CFR Part 111
                                              have not been adjusted since 2003.19                                                                                indicated in the right column.
                                              The civil monetary penalties in 11 CFR                         Administrative practice and
                                              111.43(c) and 111.44 were established                        procedures, Elections, Law enforcement,                           Section                 Remove     Add
                                              in 2000 and, except for inflation, have                      Penalties.
                                              not been adjusted since.20                                     For the reasons set out in the                       111.24(a)(1) ..................     $7,500   $18,750
                                                 As described above, to determine the                      preamble, the Federal Election                         111.24(a)(2)(i) ...............     16,000    40,000
                                              adjusted penalty amount, the                                 Commission amends subchapter A of                      111.24(a)(2)(ii) ..............     65,000    65,593
                                              Commission first multiplies the amount                       chapter I of title 11 of the Code of                   111.24(b) ......................     3,200     5,609
                                              of the penalty in the baseline year by the                   Federal Regulations as follows:                        111.24(b) ......................     7,500    14,023
                                              COLA ratio for that year and rounds that
                                              figure to the nearest dollar. For certain                    PART 111—COMPLIANCE
                                              penalties assessed at low levels of                                                                                 ■ 3. Section 111.43 is amended by
                                                                                                           PROCEDURE (52 U.S.C. 30109,                            revising paragraphs (a), (b), and (c) to
                                              financial activity (up to $49,999.99) the                    30107(a))
                                              baseline year is 2003. 2003                                                                                         read as follows:
                                              Administrative Fines, 68 FR at 12573–                        ■ 1. The authority citation for part 111               § 111.43 What are the schedules of
                                              75. For all other penalties, the baseline                    continues to read as follows:                          penalties?
                                              year is 2000. 2000 Administrative Fines,                       Authority: 52 U.S.C. 30102(i), 30109,
                                              65 FR at 31792–98. The adjusted civil                        30107(a), 30111(a)(8); 28 U.S.C. 2461 nt.; 31            (a) The civil money penalty for all
                                              monetary penalty for each level of                           U.S.C. 3701, 3711, 3716–3719, and 3820A, as            reports that are filed late or not filed,
                                              activity is the baseline year penalty                        amended; 31 CFR parts 285 and 900–904.                 except election sensitive reports and
                                              amount multiplied by the COLA ratio                                                                                 pre-election reports under 11 CFR 104.5,
                                              that is provided in the OMB                                  § 111.24    [Amended]
                                                                                                                                                                  shall be calculated in accordance with
                                              Memorandum. None of these adjusted                           ■ 2. Section 111.24 is amended as                      the following schedule of penalties:
                                              civil monetary penalties exceeds the                         follows:

                                              If the level of activity in the            And the report was filed late, the civil money penalty          Or the report was not filed, the civil money penalty is:
                                              report was:                                is:

                                              $1–4,999.99      a   ...................   [$32 + ($6 × Number of days late)] × [1 + (.25 × Num-           $321 × [1 + (.25 × Number of previous violations)].
                                                                                           ber of previous violations)].
                                              $5,000–9,999.99 ....................       [$64 + ($6 × Number of days late)] × [1 + (.25 × Num-           $386 × [1 + (.25 × Number of previous violations)].
                                                                                           ber of previous violations)].
                                              $10,000–24,999.99 ................         [$137 + ($6 × Number of days late)] × [1 + (.25 × Num-          $643 × [1 + (.25 × Number of previous violations)].
                                                                                           ber of previous violations)].
                                              $25,000–49,999.99 ................         [$273 + ($26 × Number of days late)] × [1 + (.25 ×              $1,157 × [1 + (.25 × Number of previous violations)].
                                                                                           Number of previous violations)].
                                              $50,000–74,999.99 ................         [$410 + ($103 × Number of days late)] × [1 + (.25 ×             $3,691 × [1 + (.25 × Number of previous violations)].
                                                                                           Number of previous violations)].
                                              $75,000–99,999.99 ................         [$547 + ($137 × Number of days late)] × [1 + (.25 ×             $4,784 × [1 + (.25 × Number of previous violations)].
                                                                                           Number of previous violations)].
                                              $100,000–149,999.99 ............           [$820 + ($171 × Number of days late)] × [1 + (.25 ×             $6,151 × [1 + (.25 × Number of previous violations)].
                                                                                           Number of previous violations)].
                                              $150,000–199,999.99 ............           [$1,094 + ($205 × Number of days late)] × [1 + (.25 ×           $7,518 × [1 + (.25 × Number of previous violations)].
                                                                                           Number of previous violations)].
                                              $200,000–249,999.99 ............           [$1,367 + ($239 × Number of days late)] × [1 + (.25 ×           $8,885 × [1 + (.25 × Number of previous violations)].
                                                                                           Number of previous violations)].
                                              $250,000–349,999.99 ............           [$2,050 + ($273 × Number of days late)] × [1 + (.25 ×           $10,935 × [1 + (.25 × Number of previous violations)].
                                                                                           Number of previous violations)].
                                              $350,000–449,999.99 ............           [$2,734 + ($273 × Number of days late)] × [1 + (.25 ×           $12,302 × [1 + (.25 × Number of previous violations)].
                                                                                           Number of previous violations)].
                                              $450,000–549,999.99 ............           [$3,417 + ($273 × Number of days late)] × [1 + (.25 ×           $12,985 × [1 + (.25 × Number of previous violations)].
                                                                                           Number of previous violations)].
                                              $550,000–649,999.99 ............           [$4,101 + ($273 × Number of days late)] × [1 + (.25 ×           $13,669 × [1 + (.25 × Number of previous violations)].
                                                                                           Number of previous violations)].
                                              $650,000–749,999.99 ............           [$4,784 + ($273 × Number of days late)] × [1 + (.25 ×           $14,352 × [1 + (.25 × Number of previous violations)].
                                                                                           Number of previous violations)].
                                              $750,000–849,999.99 ............           [$5,468 + ($273 × Number of days late)] × [1 + (.25 ×           $15,036 × [1 + (.25 × Number of previous violations)].
                                                                                           Number of previous violations)].
                                              $850,000–949,999.99 ............           [$6,151 + ($273 × Number of days late)] × [1 + (.25 ×           $15,719 × [1 + (.25 × Number of previous violations)].
                                                                                           Number of previous violations)].
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                                              $950,000 or over ...................       [$6,834 + ($273 × Number of days late)] × [1 + (.25 ×           $16,403 × [1 + (.25 × Number of previous violations)].
                                                                                           Number of previous violations)].
                                                 a The   civil money penalty for a respondent who does not have any previous violations will not exceed the level of activity in the report.

                                                19 See 2013 Adjustment, 78 FR at 44420; 2009                 20 2000 Administrative Fines, 65 FR at 31797–98;     Adjustment, 74 FR at 31347; 2005 Adjustment, 70
                                              Adjustment, 74 FR at 31346–47; 2005 Adjustment,              see also 2013 Adjustment, 78 FR at 44420; 2009         FR at 34635.
                                              70 FR at 34635.



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                                              41200                  Federal Register / Vol. 81, No. 122 / Friday, June 24, 2016 / Rules and Regulations

                                                 (b) The civil money penalty for                        accordance with the following schedule
                                              election sensitive reports that are filed                 of penalties:
                                              late or not filed shall be calculated in

                                              If the level of activity in the         And the report was filed late, the civil money penalty          Or the report was not filed, the civil money penalty is:
                                              report was:                             is:

                                              $1–$4,999.99 a ......................   [$64 + ($13 × Number of days late)] × [1 + (.25 × Num-          $643 × [1 + (.25 × Number of previous violations)].
                                                                                        ber of previous violations)].
                                              $5,000–$9,999.99 ..................     [$129 + ($13 × Number of days late)] × [1 + (.25 ×              $771 × [1 + (.25 × Number of previous violations)].
                                                                                        Number of previous violations)].
                                              $10,000–24,999.99 ................      [$193 + ($13 × Number of days late)] × [1 + (.25 ×              $1,157 × [1 + (.25 × Number of previous violations)].
                                                                                        Number of previous violations)].
                                              $25,000–49,999.99 ................      [$410 + ($32 × Number of days late)] × [1 + (.25 ×              $1,800 × [1 + (.25 × Number of previous violations)].
                                                                                        Number of previous violations)].
                                              $50,000–74,999.99 ................      [$615 + ($103 × Number of days late)] × [1 + (.25 ×             $4,101 × [1 + (.25 × Number of previous violations)].
                                                                                        Number of previous violations)].
                                              $75,000–99,999.99 ................      [$820 + ($137 × Number of days late)] × [1 + (.25 ×             $5,468 × [1 + (.25 × Number of previous violations)].
                                                                                        Number of previous violations)].
                                              $100,000–149,999.99 ............        [$1,230 + ($171 × Number of days late)] × [1 + (.25 ×           $6,834 × [1 + (.25 × Number of previous violations)].
                                                                                        Number of previous violations)].
                                              $150,000–199,999.99 ............        [$1,640 + ($205 × Number of days late)] × [1 + (.25 ×           $8,201 × [1 + (.25 × Number of previous violations)].
                                                                                        Number of previous violations)].
                                              $200,000–249,999.99 ............        [$2,050 + ($239 × Number of days late)] × [1 + (.25 ×           $10,252 × [1 + (.25 × Number of previous violations)].
                                                                                        Number of previous violations)].
                                              $250,000–349,999.99 ............        [$3,076 + ($273 × Number of days late)] × [1 + (.25 ×           $12,302 × [1 + (.25 × Number of previous violations)].
                                                                                        Number of previous violations)].
                                              $350,000–449,999.99 ............        [$4,101+ ($273 × Number of days late)] × [1 + (.25 ×            $13,669 × [1 + (.25 × Number of previous violations)].
                                                                                        Number of previous violations)].
                                              $450,000–549,999.99 ............        [$5,126 + ($273 × Number of days late)] × [1 + (.25 ×           $15,036 × [1 + (.25 × Number of previous violations)].
                                                                                        Number of previous violations)].
                                              $550,000–649,999.99 ............        [$6,151 + ($273 × Number of days late)] × [1 + (.25 ×           $16,403 × [1 + (.25 × Number of previous violations)].
                                                                                        Number of previous violations)].
                                              $650,000–749,999.99 ............        [$7,176 + ($273 × Number of days late)] × [1 + (.25 ×           $17,770 × [1 + (.25 × Number of previous violations)].
                                                                                        Number of previous violations)].
                                              $750,000–849,999.99 ............        [$8,201 + ($273 × Number of days late)] × [1 + (.25 ×           $19,136 × [1 + (.25 × Number of previous violations)].
                                                                                        Number of previous violations)].
                                              $850,000–949,999.99 ............        [$9,227 + ($273 × Number of days late)] × [1 + (.25 ×           $20,503 × [1 + (.25 × Number of previous violations)].
                                                                                        Number of previous violations)].
                                              $950,000 or over ...................    [$10,252 + ($273 × Number of days late)] × [1 + (.25 ×          $21,870 × [1 + (.25 × Number of previous violations)].
                                                                                        Number of previous violations)].
                                                  a The   civil money penalty for a respondent who does not have any previous violations will not exceed the level of activity in the report.


                                                (c) If the respondent fails to file a                   DEPARTMENT OF TRANSPORTATION                           passenger evacuation and emergency
                                              required report and the Commission                                                                               response. These amendments apply to
                                              cannot calculate the level of activity                    Federal Aviation Administration                        applications for new type certificates
                                              under paragraph (d) of this section, then                                                                        and certain applications for amended or
                                              the civil money penalty shall be $7,518.                  14 CFR Parts 25, 121, and 129                          supplemental type certificates. The
                                              *     *      *    *    *                                  [Docket No.: FAA–2014–0500; Amdt. Nos.                 amendments also require certain
                                                                                                        25–142, 21–376, and 129–53]                            airplanes produced in the future and
                                              § 111.44      [Amended]                                                                                          operated by air carriers to meet the new
                                                                                                        RIN 2120–AK30                                          standards.
                                              ■ 4. In § 111.44, paragraph (a)(1) is
                                                                                                        Fuel Tank Vent Fire Protection                         DATES: Effective August 23, 2016. The
                                              amended by removing ‘‘$110’’ and                                                                                 compliance date for the requirements in
                                              adding in its place ‘‘$137’’.                             AGENCY:  Federal Aviation                              § 25.975 is August 23, 2016. The
                                                Dated: June 16, 2016.                                   Administration (FAA), DOT.                             compliance date for the requirements in
                                                On behalf of the Commission.                            ACTION: Final rule.                                    §§ 121.1119 and 129.119 is August 23,
                                              Matthew S. Petersen,                                                                                             2018.
                                                                                                        SUMMARY:   The FAA is amending certain
                                              Chairman, Federal Election Commission.                    airworthiness regulations for transport                ADDRESSES: For information on where to
                                              [FR Doc. 2016–14877 Filed 6–23–16; 8:45 am]               category airplanes to require fuel tank                obtain copies of rulemaking documents
                                                                                                        designs that prevent a fuel tank                       and other information related to this
                                              BILLING CODE 6715–01–P
                                                                                                        explosion caused by the propagation of                 final rule, see ‘‘How to Obtain
                                                                                                        flames, from external fires, through the               Additional Information’’ in the
sradovich on DSK3GDR082PROD with RULES




                                                                                                        fuel tank vents. This final rule requires              SUPPLEMENTARY INFORMATION section of
                                                                                                        a delay of two minutes and thirty                      this document.
                                                                                                        seconds between exposure of external                   FOR FURTHER INFORMATION CONTACT: For
                                                                                                        fuel tank vents to ignition sources and                technical questions concerning this
                                                                                                        explosions caused by propagation of                    action, contact Mike Dostert, Propulsion
                                                                                                        flames into the fuel tank, thus                        and Mechanical Systems Branch, ANM–
                                                                                                        increasing the time available for                      112, Transport Airplane Directorate,


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Document Created: 2016-06-24 00:53:07
Document Modified: 2016-06-24 00:53:07
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionInterim final rules.
DatesThe interim final rules are effective on August 1, 2016. Comments must be submitted on or before July 25, 2016.
ContactMr. Neven F. Stipanovic, Acting Assistant General Counsel, or Ms. Esther D. Gyory, Attorney, Office of General Counsel, 999 E Street NW., Washington, DC 20463, (202) 694-1650 or (800) 424-9530.
FR Citation81 FR 41196 
CFR AssociatedAdministrative Practice and Procedures; Elections; Law Enforcement and Penalties

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