81 FR 41628 - Investor Advisory Committee Meeting

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 81, Issue 123 (June 27, 2016)

Page Range		41628-41629
FR Document		2016-15109

The Securities and Exchange Commission Investor Advisory Committee, established pursuant to Section 911 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, is providing notice that it will hold a public meeting. The public is invited to submit written statements to the Committee.

Federal Register, Volume 81 Issue 123 (Monday, June 27, 2016)

[Federal Register Volume 81, Number 123 (Monday, June 27, 2016)]
[Notices]
[Pages 41628-41629]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-15109]


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SECURITIES AND EXCHANGE COMMISSION

[Release Nos. 33-10102; 34-78127; File No. 265-28]


Investor Advisory Committee Meeting

AGENCY: Securities and Exchange Commission.

ACTION: Notice of meeting of Securities and Exchange Commission Dodd-
Frank Investor Advisory Committee.

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SUMMARY: The Securities and Exchange Commission Investor Advisory 
Committee, established pursuant to Section 911 of the Dodd-Frank Wall 
Street Reform and Consumer Protection Act of 2010, is providing notice 
that it will hold a public meeting. The public is invited to submit 
written statements to the Committee.

DATES: The meeting will be held on Thursday, July 14, 2016 from 9:00 
a.m. until 3:30 p.m. (ET). Written statements should be received on or 
before July 14, 2016.

ADDRESSES: The meeting will be held in Multi-Purpose Room LL-006 at the 
Commission's headquarters, 100 F Street NE., Washington, DC 20549. The 
meeting will be webcast on the Commission's Web site at www.sec.gov. 
Written statements may be submitted by any of the following methods:

Electronic Statements

    [ssquf] Use the Commission's Internet submission form (http://www.sec.gov/rules/other.shtml); or
    [ssquf] Send an email message to [email protected]. Please 
include File No. 265-28 on the subject line; or

Paper Statements

    [ssquf] Send paper statements to Brent J. Fields, Secretary, 
Securities and Exchange Commission, 100 F Street NE., Washington, DC 
20549-1090.

All submissions should refer to File No. 265-28. This file number 
should be included on the subject line if email is used. To help us 
process and review your statement more efficiently, please use only one 
method.
    Statements also will be available for Web site viewing and printing 
in the Commission's Public Reference Room,

[[Page 41629]]

100 F Street NE., Room 1580, Washington, DC 20549, on official business 
days between the hours of 10:00 a.m. and 3:00 p.m. All statements 
received will be posted without change; we do not edit personal 
identifying information from submissions. You should submit only 
information that you wish to make available publicly.

FOR FURTHER INFORMATION CONTACT: Marc Oorloff Sharma, Senior Special 
Counsel, Office of the Investor Advocate, at (202) 551-3302, Securities 
and Exchange Commission, 100 F Street NE., Washington, DC 20549.

SUPPLEMENTARY INFORMATION: The meeting will be open to the public, 
except during that portion of the meeting reserved for an 
administrative work session during lunch. Persons needing special 
accommodations to take part because of a disability should notify the 
contact person listed in the section above entitled FOR FURTHER 
INFORMATION CONTACT.
    The agenda for the meeting includes: Remarks from Commissioners; 
the nomination of candidates for open officer positions; a discussion 
regarding investment company reporting modernization; a discussion of 
the state of sustainability reporting; the announcement of election 
results for open officer positions; a discussion of Electronic 
Communications Privacy Act amendments; and a nonpublic administrative 
work session during lunch.

    Dated: June 22, 2016.
Brent J. Fields,
Secretary.
[FR Doc. 2016-15109 Filed 6-24-16; 8:45 am]
 BILLING CODE 8011-01-P

41628 Federal Register / Vol. 81, No. 123 / Monday, June 27, 2016 / Notices

potential confusion as to whether TPHs IV. Solicitation of Comments For the Commission, by the Division of
must proactively mark certain orders as Trading and Markets, pursuant to delegated
‘‘held’’ instead of proactively marking Interested persons are invited to authority.18
certain orders as Not Held Orders, submit written data, views, and Robert W. Errett,
which reflects the fact that orders arguments concerning the foregoing, Deputy Secretary.
entrusted to Floor Brokers are by default including whether the proposed rule [FR Doc. 2016–15074 Filed 6–24–16; 8:45 am]
Not Held Orders. change is consistent with the Act. BILLING CODE 8011–01–P
Comments may be submitted by any of
B. Self-Regulatory Organization’s
the following methods:
Statement on Burden on Competition SECURITIES AND EXCHANGE
CBOE does not believe that the Electronic Comments COMMISSION
proposed rule change will impose any • Use the Commission’s Internet [Release Nos. 33–10102; 34–78127; File No.
burden on competition that is not comment form (http://www.sec.gov/ 265–28]
necessary or appropriate in furtherance rules/sro.shtml); or
of the purposes of the Act. In particular, Investor Advisory Committee Meeting
the proposed rule change will not • Send an email to rule-
impose any burden on any intramarket comments@sec.gov. Please include File AGENCY: Securities and Exchange
competition as it will be applied to Number SR–CBOE–2016–050 on the Commission.
similarly situated groups trading on the subject line. ACTION: Notice of meeting of Securities
Exchange equally. The Exchange does and Exchange Commission Dodd-Frank
Paper Comments Investor Advisory Committee.
not believe the proposed rule change
will impose any burden on intermarket • Send paper comments in triplicate SUMMARY: The Securities and Exchange
competition as the proposed changes to Secretary, Securities and Exchange Commission Investor Advisory
merely amends existing TPH obligations Commission, 100 F Street NE., Committee, established pursuant to
related to the marking of solicited Washington, DC 20549–1090. Section 911 of the Dodd-Frank Wall
orders, ‘‘held’’ orders, and Not Held Street Reform and Consumer Protection
Orders. All submissions should refer to File
Number SR–CBOE–2016–050. This file Act of 2010, is providing notice that it
C. Self-Regulatory Organization’s number should be included on the will hold a public meeting. The public
Statement on Comments on the is invited to submit written statements
subject line if email is used. To help the
Proposed Rule Change Received From to the Committee.
Commission process and review your
Members, Participants, or Others DATES: The meeting will be held on
comments more efficiently, please use
Thursday, July 14, 2016 from 9:00 a.m.
The Exchange neither solicited nor only one method. The Commission will
until 3:30 p.m. (ET). Written statements
received comments on the proposed post all comments on the Commission’s
should be received on or before July 14,
rule change. Internet Web site (http://www.sec.gov/ 2016.
III. Date of Effectiveness of the rules/sro.shtml). Copies of the
ADDRESSES: The meeting will be held in
Proposed Rule Change and Timing for submission, all subsequent
Multi-Purpose Room LL–006 at the
Commission Action amendments, all written statements Commission’s headquarters, 100 F
with respect to the proposed rule Street NE., Washington, DC 20549. The
Because the foregoing proposed rule change that are filed with the
change does not: meeting will be webcast on the
Commission, and all written Commission’s Web site at www.sec.gov.
A. Significantly affect the protection communications relating to the
of investors or the public interest; Written statements may be submitted by
proposed rule change between the any of the following methods:
B. impose any significant burden on Commission and any person, other than
competition; and those that may be withheld from the Electronic Statements
C. become operative for 30 days from public in accordance with the D Use the Commission’s Internet
the date on which it was filed, or such provisions of 5 U.S.C. 552, will be submission form (http://www.sec.gov/
shorter time as the Commission may available for Web site viewing and rules/other.shtml); or
designate, it has become effective printing in the Commission’s Public D Send an email message to rules-
pursuant to Section 19(b)(3)(A) of the comments@sec.gov. Please include File
Reference Room, 100 F Street NE.,
Act 16 and Rule 19b–4(f)(6) 17 No. 265–28 on the subject line; or
Washington, DC 20549 on official
thereunder. At any time within 60 days
business days between the hours of Paper Statements
of the filing of the proposed rule change,
the Commission summarily may 10:00 a.m. and 3:00 p.m. Copies of the D Send paper statements to Brent J.
temporarily suspend such rule change if filing also will be available for Fields, Secretary, Securities and
it appears to the Commission that such inspection and copying at the principal Exchange Commission, 100 F Street NE.,
action is necessary or appropriate in the office of the Exchange. All comments Washington, DC 20549–1090.
public interest, for the protection of received will be posted without change; All submissions should refer to File No.
investors, or otherwise in furtherance of the Commission does not edit personal 265–28. This file number should be
the purposes of the Act. If the identifying information from included on the subject line if email is
Commission takes such action, the submissions. You should submit only
mstockstill on DSK3G9T082PROD with NOTICES

used. To help us process and review
Commission will institute proceedings information that you wish to make your statement more efficiently, please
to determine whether the proposed rule available publicly. All submissions use only one method.
change should be approved or should refer to File Number SR–CBOE– Statements also will be available for
disapproved. 2016–050 and should be submitted on Web site viewing and printing in the
or before July 18, 2016. Commission’s Public Reference Room,
16 15 U.S.C. 78s(b)(3)(A).
17 17 CFR 240.19b–4(f)(6). 18 17 CFR 200.30–3(a)(12).

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Federal Register / Vol. 81, No. 123 / Monday, June 27, 2016 / Notices 41629

100 F Street NE., Room 1580, its periodic filings with the Commission is publishing this notice to
Washington, DC 20549, on official Commission, having not filed any solicit comments on the proposed rule
business days between the hours of periodic reports since it filed a Form change from interested persons.
10:00 a.m. and 3:00 p.m. All statements 10–Q for the period ended December 31,
I. Self-Regulatory Organization’s
received will be posted without change; 2011. On January 29, 2016, the Statement of the Terms of Substance of
we do not edit personal identifying Commission’s Division of Corporation the Proposed Rule Change
information from submissions. You Finance (‘‘Corporation Finance’’) sent a
should submit only information that delinquency letter to RBOR requesting The Exchange proposes to amend the
you wish to make available publicly. compliance with its periodic filing Exchange’s Pricing Schedule (‘‘Pricing
FOR FURTHER INFORMATION CONTACT: requirements but RBOR did not receive Schedule’’) at Section B, entitled
Marc Oorloff Sharma, Senior Special the delinquency letter due to its failure ‘‘Customer Rebates,’’ and Section IV,
Counsel, Office of the Investor to maintain a valid address on file with Part E., entitled ‘‘Market Access and
Advocate, at (202) 551–3302, Securities the Commission as required by Routing Subsidy (‘‘MARS’’)’’ 3 to
and Exchange Commission, 100 F Street Commission rules (Rule 301 of propose a change regarding the MARS
NE., Washington, DC 20549. Regulation S–T, 17 CFR 232.301 and Payment.4
Section 5.4 of EDGAR Filer Manual). As The text of the proposed rule change
SUPPLEMENTARY INFORMATION: The is available on the Exchange’s Web site
meeting will be open to the public, of June 16, 2016, the common stock of
RBOR was quoted on OTC Link at http://nasdaqphlx.cchwallstreet.
except during that portion of the com/, at the principal office of the
meeting reserved for an administrative operated by OTC Markets Group Inc.
(formerly ‘‘Pink Sheets’’), had two Exchange, and at the Commission’s
work session during lunch. Persons Public Reference Room.
needing special accommodations to take market makers, and was eligible for the
part because of a disability should ‘‘piggyback’’ exception of Exchange Act II. Self-Regulatory Organization’s
notify the contact person listed in the Rule 15c2–11(f)(3). Statement of the Purpose of, and
section above entitled FOR FURTHER The Commission is of the opinion that Statutory Basis for, the Proposed Rule
INFORMATION CONTACT. the public interest and the protection of Change
The agenda for the meeting includes: investors require a suspension of trading In its filing with the Commission, the
Remarks from Commissioners; the in the securities of the above-listed Exchange included statements
nomination of candidates for open company. Therefore, it is ordered, concerning the purpose of and basis for
officer positions; a discussion regarding pursuant to Section 12(k) of the the proposed rule change and discussed
investment company reporting Securities Exchange Act of 1934, that any comments it received on the
modernization; a discussion of the state trading in the securities of the above- proposed rule change. The text of these
of sustainability reporting; the listed company is suspended for the statements may be examined at the
announcement of election results for period from 9:30 a.m. EDT on June 23, places specified in Item IV below. The
open officer positions; a discussion of 2016, through 11:59 p.m. EDT on July 7, Exchange has prepared summaries, set
Electronic Communications Privacy Act 2016. forth in sections A, B, and C below, of
amendments; and a nonpublic By the Commission. the most significant aspects of such
administrative work session during Jill M. Peterson, statements.
lunch. Assistant Secretary. A. Self-Regulatory Organization’s
Dated: June 22, 2016. [FR Doc. 2016–15210 Filed 6–23–16; 11:15 am] Statement of the Purpose of, and the
Brent J. Fields, BILLING CODE 8011–01–P Statutory Basis for, the Proposed Rule
Secretary. Change
[FR Doc. 2016–15109 Filed 6–24–16; 8:45 am]
SECURITIES AND EXCHANGE 1. Purpose
BILLING CODE 8011–01–P
COMMISSION The purpose of this filing is to amend
the Exchange’s Pricing Schedule at
[Release No. 34–78116; File No. SR–Phlx–
SECURITIES AND EXCHANGE 2016–69]
Section IV, Part E. to propose two
COMMISSION MARS Payment levels and at Section B
Self-Regulatory Organizations; to propose a MARS incentive to obtain
[File No. 500–1] higher rebates.
NASDAQ PHLX LLC; Notice of Filing
In the Matter of Rebornne (USA) Inc.; and Immediate Effectiveness of Change 1—New MARS Payment Tiers
Order of Suspension of Trading Proposed Rule Change To Amend
Exchange’s Pricing Schedule The Exchange proposes to amend the
June 23, 2016 MARS Eligible Contracts to remove the
It appears to the Securities and June 21, 2016. ‘‘at least 30,000 Eligible Contracts’’
Exchange Commission (‘‘Commission’’) Pursuant to Section 19(b)(1) of the requirement and replace it with two-tier
that there is a lack of current and Securities Exchange Act of 1934 pricing in the MARS Payment section.
accurate information concerning the (‘‘Act’’),1 and Rule 19b–4 thereunder,2 The Exchange proposes to amend the
securities of Rebornne (USA) Inc. notice is hereby given that on June 10, MARS Payment to offer two tiers for
(‘‘RBOR 1’’) (CIK No. 1268238), a Florida 2016, NASDAQ PHLX LLC (‘‘Phlx’’ or MARS Payment. Proposed Tier 1 would
corporation located in Auckland City, ‘‘Exchange’’) filed with the Securities offer a MARS Payment of $0.01 per
contract to Phlx members that have
mstockstill on DSK3G9T082PROD with NOTICES

Auckland, New Zealand with a class of and Exchange Commission (‘‘SEC’’ or
securities registered with the ‘‘Commission’’) the proposed rule executed 1,000 average daily volume
Commission pursuant to Securities change as described in Items I, II, and (‘‘ADV’’) or more contracts.
Exchange Act of 1934 (‘‘Exchange Act’’) III, below, which Items have been 3 Multiply Listed Options Fees include fees on
Section 12(g) because it is delinquent in prepared by the Exchange. The options overlying equities, exchange traded funds
(‘‘ETFs’’), exchange traded notes (‘‘ETNs’’), and
1 The short form of the issuer’s name is also its 1 15 U.S.C. 78s(b)(1). indexes which are Multiply Listed.
stock symbol. 2 17 CFR 240.19b–4. 4 MARS and MARS Payment are discussed below.

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Document Created: 2016-06-25 02:07:23
Document Modified: 2016-06-25 02:07:23

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
Action		Notice of meeting of Securities and Exchange Commission Dodd- Frank Investor Advisory Committee.
Dates		The meeting will be held on Thursday, July 14, 2016 from 9:00 a.m. until 3:30 p.m. (ET). Written statements should be received on or before July 14, 2016.
Contact		Marc Oorloff Sharma, Senior Special Counsel, Office of the Investor Advocate, at (202) 551-3302, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549.
FR Citation		81 FR 41628