81_FR_41764 81 FR 41641 - In the Matter of Coastal Pacific Mining Corp. and Petaquilla Minerals Ltd.; Order of Suspension of Trading

81 FR 41641 - In the Matter of Coastal Pacific Mining Corp. and Petaquilla Minerals Ltd.; Order of Suspension of Trading

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 81, Issue 123 (June 27, 2016)

Page Range41641-41641
FR Document2016-15255

Federal Register, Volume 81 Issue 123 (Monday, June 27, 2016)
[Federal Register Volume 81, Number 123 (Monday, June 27, 2016)]
[Notices]
[Page 41641]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-15255]


-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

[File No. 500-1]


 In the Matter of Coastal Pacific Mining Corp. and Petaquilla 
Minerals Ltd.; Order of Suspension of Trading

June 23, 2016.
    It appears to the Securities and Exchange Commission 
(``Commission'') that there is a lack of current and accurate 
information concerning the securities of Coastal Pacific Mining Corp. 
(``CPMCF'' \1\) (CIK No. 1410181), an Alberta corporation located in 
Calgary, Alberta, Canada with a class of securities registered with the 
Commission pursuant to Securities Exchange Act of 1934 (``Exchange 
Act'') Section 12(g) because it is delinquent in its periodic filings 
with the Commission, having not filed any periodic reports since it 
filed a Form 20-F for the period ended April 30, 2012. On March 19, 
2015, the Commission's Division of Corporation Finance (``Corporation 
Finance'') sent a delinquency letter to CPMCF requesting compliance 
with its periodic filing requirements but CPMCF did not receive the 
delinquency letter due to its failure to maintain a valid address on 
file with the Commission as required by Commission rules (Rule 301 of 
Regulation S-T, 17 CFR 232.301 and Section 5.4 of EDGAR Filer Manual). 
As of June 16, 2016, the common stock of CPMCF was quoted on OTC Link 
operated by OTC Markets Group Inc. (formerly ``Pink Sheets'') (``OTC 
Link''), had six market makers, and was eligible for the ``piggyback'' 
exception of Exchange Act Rule 15c2-11(f)(3).
---------------------------------------------------------------------------

    \1\ The short form of each issuer's name is also its stock 
symbol.
---------------------------------------------------------------------------

    It appears to the Commission that there is a lack of current and 
accurate information concerning the securities of Petaquilla Minerals 
Ltd. (``PTQMF'') (CIK No. 947121), a British Columbia corporation 
located in Vancouver, British Columbia, Canada with a class of 
securities registered with the Commission pursuant to Exchange Act 
Section 12(g) because it is delinquent in its periodic filings with the 
Commission, having not filed any periodic reports since it filed a Form 
20-F for the period ended June 30, 2013. On September 30, 2015, 
Corporation Finance sent a delinquency letter to PTQMF requesting 
compliance with its periodic filing requirements but PTQMF did not 
receive the delinquency letter due to its failure to maintain a valid 
address on file with the Commission as required by Commission rules 
(Rule 301 of Regulation S-T, 17 CFR 232.301 and Section 5.4 of EDGAR 
Filer Manual). As of June 16, 2016, the common shares of PTQMF were 
quoted on OTC Link, had six market makers, and were eligible for the 
``piggyback'' exception of Exchange Act Rule 15c2-11(f)(3).
    The Commission is of the opinion that the public interest and the 
protection of investors require a suspension of trading in the 
securities of the above-listed companies. Therefore, it is ordered, 
pursuant to Section 12(k) of the Securities Exchange Act of 1934, that 
trading in the securities of the above-listed companies is suspended 
for the period from 9:30 a.m. EDT on June 23, 2016, through 11:59 p.m. 
EDT on July 7, 2016.

    By the Commission.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2016-15255 Filed 6-23-16; 4:15 pm]
 BILLING CODE 8011-01-P



                                                                                  Federal Register / Vol. 81, No. 123 / Monday, June 27, 2016 / Notices                                                      41641

                                                  Internet Web site (http://www.sec.gov/                  2012. On March 19, 2015, the                           SECURITIES AND EXCHANGE
                                                  rules/sro.shtml). Copies of the                         Commission’s Division of Corporation                   COMMISSION
                                                  submission, all subsequent                              Finance (‘‘Corporation Finance’’) sent a
                                                                                                                                                                 [Release No. 34–78109; File No. SR–CHX–
                                                  amendments, all written statements                      delinquency letter to CPMCF requesting                 2016–08]
                                                  with respect to the proposed rule                       compliance with its periodic filing
                                                  change that are filed with the                          requirements but CPMCF did not                         Self-Regulatory Organizations;
                                                  Commission, and all written                             receive the delinquency letter due to its              Chicago Stock Exchange, Inc.; Notice
                                                  communications relating to the                          failure to maintain a valid address on                 of Filing and Immediate Effectiveness
                                                  proposed rule change between the                        file with the Commission as required by                of Proposed Rule Change Regarding
                                                  Commission and any person, other than                   Commission rules (Rule 301 of                          Fingerprinting
                                                  those that may be withheld from the                     Regulation S–T, 17 CFR 232.301 and
                                                  public in accordance with the                           Section 5.4 of EDGAR Filer Manual). As                 June 21, 2016.
                                                  provisions of 5 U.S.C. 552, will be                     of June 16, 2016, the common stock of                     Pursuant to section 19(b)(1) of the
                                                  available for Web site viewing and                      CPMCF was quoted on OTC Link                           Securities Exchange Act of 1934
                                                  printing in the Commission’s Public                     operated by OTC Markets Group Inc.                     (‘‘Exchange Act’’ or ‘‘Act’’),1 and Rule
                                                  Reference Room, 100 F Street NE.,                       (formerly ‘‘Pink Sheets’’) (‘‘OTC Link’’),             19b–4 2 thereunder, notice is hereby
                                                  Washington, DC 20549, on official                       had six market makers, and was eligible                given that on June 9, 2016, the Chicago
                                                  business days between the hours of                      for the ‘‘piggyback’’ exception of                     Stock Exchange, Inc. (‘‘CHX’’ or the
                                                  10:00 a.m. and 3:00 p.m. Copies of the                  Exchange Act Rule 15c2–11(f)(3).                       ‘‘Exchange’’) filed with the Securities
                                                  filing also will be available for                                                                              and Exchange Commission
                                                  inspection and copying at the principal                    It appears to the Commission that                   (‘‘Commission’’) the proposed rule
                                                  office of the Exchange. All comments                    there is a lack of current and accurate                change as described in Items I and II
                                                  received will be posted without change;                 information concerning the securities of               below, which Items have been prepared
                                                  the Commission does not edit personal                   Petaquilla Minerals Ltd. (‘‘PTQMF’’)                   by CHX. The Exchange filed the
                                                  identifying information from                            (CIK No. 947121), a British Columbia                   proposal as a ‘‘non-controversial’’
                                                  submissions. You should submit only                     corporation located in Vancouver,                      proposed rule change pursuant to
                                                  information that you wish to make                       British Columbia, Canada with a class of               section 19(b)(3)(A) of the Act 3 and Rule
                                                  available publicly. All submissions                     securities registered with the                         19b–4(f)(6) 4 thereunder. The
                                                  should refer to File Number SR-                         Commission pursuant to Exchange Act                    Commission is publishing this notice to
                                                  BatsBZX–2016–24, and should be                          Section 12(g) because it is delinquent in              solicit comments on the proposed rule
                                                  submitted on or before July 18, 2016.                   its periodic filings with the                          change from interested persons.
                                                    For the Commission, by the Division of                Commission, having not filed any
                                                                                                          periodic reports since it filed a Form                 I. Self-Regulatory Organization’s
                                                  Trading and Markets, pursuant to delegated
                                                  authority.21                                            20–F for the period ended June 30,                     Statement of the Terms of Substance of
                                                                                                          2013. On September 30, 2015,                           the Proposed Rule Change
                                                  Robert W. Errett,
                                                  Deputy Secretary.                                       Corporation Finance sent a delinquency                    CHX proposes to amend the Rules of
                                                  [FR Doc. 2016–15075 Filed 6–24–16; 8:45 am]             letter to PTQMF requesting compliance                  the Exchange (‘‘CHX Rules’’) to update
                                                  BILLING CODE 8011–01–P
                                                                                                          with its periodic filing requirements but              provisions regarding the fingerprinting
                                                                                                          PTQMF did not receive the delinquency                  of securities industry personnel
                                                                                                          letter due to its failure to maintain a                associated with Participants.5
                                                  SECURITIES AND EXCHANGE                                 valid address on file with the                            CHX has designated this proposed
                                                  COMMISSION                                              Commission as required by Commission                   rule change as non-controversial
                                                                                                          rules (Rule 301 of Regulation S–T, 17                  pursuant to section 19(b)(3)(A) 6 of the
                                                  [File No. 500–1]                                                                                               Act and Rule 19b–4(f)(6) 7 thereunder
                                                                                                          CFR 232.301 and Section 5.4 of EDGAR
                                                                                                          Filer Manual). As of June 16, 2016, the                and has provided the Commission with
                                                  In the Matter of Coastal Pacific Mining
                                                                                                          common shares of PTQMF were quoted                     the notice required by Rule 19b–
                                                  Corp. and Petaquilla Minerals Ltd.;
                                                                                                          on OTC Link, had six market makers,                    4(f)(6)(iii).8
                                                  Order of Suspension of Trading                                                                                    The text of this proposed rule change
                                                                                                          and were eligible for the ‘‘piggyback’’
                                                  June 23, 2016.                                          exception of Exchange Act Rule 15c2–                   is available on the Exchange’s Web site
                                                     It appears to the Securities and                     11(f)(3).                                              at (www.chx.com) and in the
                                                  Exchange Commission (‘‘Commission’’)                                                                           Commission’s Public Reference Room.
                                                                                                             The Commission is of the opinion that
                                                  that there is a lack of current and                                                                            II. Self-Regulatory Organization’s
                                                                                                          the public interest and the protection of
                                                  accurate information concerning the                                                                            Statement of the Purpose of, and
                                                                                                          investors require a suspension of trading
                                                  securities of Coastal Pacific Mining                                                                           StatutoryBasis for, the Proposed Rule
                                                                                                          in the securities of the above-listed
                                                  Corp. (‘‘CPMCF’’ 1) (CIK No. 1410181),                                                                         Change
                                                                                                          companies. Therefore, it is ordered,
                                                  an Alberta corporation located in
                                                                                                          pursuant to Section 12(k) of the                          In its filing with the Commission, the
                                                  Calgary, Alberta, Canada with a class of
                                                  securities registered with the                          Securities Exchange Act of 1934, that                  CHX included statements concerning
                                                  Commission pursuant to Securities                       trading in the securities of the above-                the purpose of and basis for the
                                                  Exchange Act of 1934 (‘‘Exchange Act’’)                 listed companies is suspended for the
                                                  Section 12(g) because it is delinquent in               period from 9:30 a.m. EDT on June 23,                    1 15 U.S.C. 78s(b)(1).
                                                                                                          2016, through 11:59 p.m. EDT on July 7,
mstockstill on DSK3G9T082PROD with NOTICES




                                                                                                                                                                   2 17 CFR 240.19b–4.
                                                  its periodic filings with the
                                                  Commission, having not filed any                        2016.                                                    3 15 U.S.C. 78s(b)(3)(A).
                                                                                                                                                                   4 17 CFR 240.19b–4(f)(6).
                                                  periodic reports since it filed a Form                     By the Commission.                                    5 A ‘‘Participant’’ is a ‘‘member’’ of the Exchange
                                                  20–F for the period ended April 30,                     Jill M. Peterson,                                      for purposes of the Act. See CHX Article 1, Rule
                                                                                                                                                                 1(s).
                                                    21 17
                                                                                                          Assistant Secretary.                                     6 15 U.S.C. 78s(b)(3)(A).
                                                          CFR 200.30–3(a)(12).
                                                    1 The                                                 [FR Doc. 2016–15255 Filed 6–23–16; 4:15 pm]              7 17 CFR 240.19b–4(f)(6).
                                                          short form of each issuer’s name is also its
                                                  stock symbol.                                           BILLING CODE 8011–01–P                                   8 17 CFR 240.19b–4(f)(6)(iii).




                                             VerDate Sep<11>2014   18:52 Jun 24, 2016   Jkt 238001   PO 00000   Frm 00134   Fmt 4703   Sfmt 4703   E:\FR\FM\27JNN1.SGM    27JNN1



Document Created: 2016-06-25 02:06:56
Document Modified: 2016-06-25 02:06:56
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
FR Citation81 FR 41641 

2025 Federal Register | Disclaimer | Privacy Policy
USC | CFR | eCFR