81_FR_42478 81 FR 42353 - Agency Information Collection Activities: Proposed Collection Renewals; Comment Request (3064-0030, -0104 & -0122)

81 FR 42353 - Agency Information Collection Activities: Proposed Collection Renewals; Comment Request (3064-0030, -0104 & -0122)

FEDERAL DEPOSIT INSURANCE CORPORATION

Federal Register Volume 81, Issue 125 (June 29, 2016)

Page Range42353-42356
FR Document2016-15294

The FDIC, as part of its continuing effort to reduce paperwork and respondent burden, invites the general public and other Federal agencies to take this opportunity to comment on the renewal of existing information collections, as required by the Paperwork Reduction Act of 1995. Currently, the FDIC is soliciting comment on the renewal of the information collections described below.

Federal Register, Volume 81 Issue 125 (Wednesday, June 29, 2016)
[Federal Register Volume 81, Number 125 (Wednesday, June 29, 2016)]
[Notices]
[Pages 42353-42356]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-15294]


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FEDERAL DEPOSIT INSURANCE CORPORATION


Agency Information Collection Activities: Proposed Collection 
Renewals; Comment Request (3064-0030, -0104 & -0122)

AGENCY: Federal Deposit Insurance Corporation (FDIC).

ACTION: Notice and request for comment.

-----------------------------------------------------------------------

SUMMARY: The FDIC, as part of its continuing effort to reduce paperwork 
and respondent burden, invites the general public and other Federal 
agencies to take this opportunity to comment on the renewal of existing 
information collections, as required by the Paperwork Reduction Act of 
1995. Currently, the FDIC is soliciting comment on the renewal of the 
information collections described below.

DATES: Comments must be submitted on or before August 29, 2016.

ADDRESSES: Interested parties are invited to submit written comments to 
the FDIC by any of the following methods:
     http://www.FDIC.gov/regulations/laws/federal/.
     Email: [email protected]. Include the name and number of 
the collection in the subject line of the message.
     Mail: Manny Cabeza (202.898.3767), Counsel MB-3105, 
Federal Deposit Insurance Corporation, 550 17th Street NW., Washington, 
DC 20429.
     Hand Delivery: Comments may be hand-delivered to the guard 
station at the rear of the 17th Street Building (located on F Street), 
on business days between 7:00 a.m. and 5:00 p.m.
    All comments should refer to the relevant OMB control number. A 
copy of the comments may also be submitted to the OMB desk officer for 
the FDIC: Office of Information and Regulatory Affairs, Office of 
Management and Budget, New Executive Office Building, Washington, DC 
20503.

FOR FURTHER INFORMATION CONTACT: Manny Cabeza, at the FDIC address 
above.

SUPPLEMENTARY INFORMATION: Proposal to renew the following currently-
approved collections of information:
    1. Title: Securities of Insured Nonmember Banks and State Savings 
Associations.
    OMB Number: 3064-0030.
    Affected Public: Generally, any issuer of securities, reporting 
company, or shareholder of an issuer registered under the Securities 
Exchange Act of 1934 with respect to securities registered under 12 CFR 
part 335.
    Annual Number of Respondents: 396 separate respondents, some filing 
multiple forms, resulting in 535 estimated total annual responses.
    Burden Estimate:

[[Page 42354]]



----------------------------------------------------------------------------------------------------------------
                                   Estimated                                         Number of
                                   number of       Hours per      Frequency of    responses  per     Estimated
                                   responses       response         response           year           burden
----------------------------------------------------------------------------------------------------------------
Form 3--Initial Statement of                58               1  On Occasion.....               1              58
 Beneficial Ownership.
Form 4--Statement of Changes               297             0.5  On Occasion.....               4             594
 in Beneficial Ownership.
Form 5--Annual Statement of                 69               1  Annual..........               1              69
 Beneficial Ownership.
Form 8-A......................               2               3  On Occasion.....               2              12
Form 8-C......................               2               2  On Occasion.....               1               4
Form 8-K......................              21               2  On Occasion.....               4             168
Form 10.......................               2             215  On Occasion.....               1             430
Form 10-C.....................               1               1  On Occasion.....               1               1
Form10-K......................              21             140  Annual..........               1           2,940
Form 10-Q.....................              21             100  Quarterly.......               3           6,300
Form 12b-25...................               6               3  On Occasion.....               1              18
Form 15.......................               2               1  On Occasion.....               1               2
Form 25.......................               2               1  On Occasion.....               1               2
Schedule 13D..................               2               3  On Occasion.....               1               6
Schedule 13E-3................               2               3  On Occasion.....               1               6
Schedule 13G..................               2               3  On Occasion.....               1               6
Schedule 14A..................              21              40  Annual..........               1             840
Schedule 14C..................               2              40  On Occasion.....               1              80
Schedule 14D-1 (Schedule TO)..               2               5  On Occasion.....               1              10
                               ---------------------------------------------------------------------------------
    Totals....................             535  ..............  ................  ..............          11,546
----------------------------------------------------------------------------------------------------------------

    General Description: Section 12(i) of the Securities Exchange Act 
of 1934, as amended, (the ``Exchange Act'') grants authority to the 
Federal banking agencies to administer and enforce Sections 10A(m), 12, 
13, 14(a), 14(c), 14(d), 14(f), and 16 of the Exchange Act and Sections 
302, 303, 304, 306, 401(b), 404, 406, and 407 of the Sarbanes-Oxley Act 
of 2002. Pursuant to Section 12(i), the FDIC has the authority, 
including rulemaking authority, to administer and enforce these 
enumerated provisions as may be necessary with respect to state 
nonmember banks and state savings associations over which it has been 
designated the appropriate Federal banking agency. Section 12(i) 
generally requires the FDIC to issue regulations substantially similar 
to those issued by the Securities and Exchange Commission (``SEC'') to 
carry out these responsibilities. Thus, Part 335 of the FDIC 
regulations incorporates by cross-reference the SEC rules and 
regulations regarding the disclosure and filing requirements of 
registered securities of state nonmember banks and state savings 
associations.
    This information collection includes the following:
    Beneficial Ownership Forms: FDIC Forms 3, 4, and 5 (FDIC Form 
Numbers 6800/03, 6800/04, and 6800/05.) Pursuant to Section 16 of the 
Exchange Act, every director, officer, and owner of more than ten 
percent of a class of equity securities registered with the FDIC under 
Section 12 of the Exchange Act must file with the FDIC a statement of 
ownership regarding such securities. The initial filing is on Form 3 
and changes are reported on Form 4. The Annual Statement of beneficial 
ownership of securities is on Form 5. The forms contain information on 
the reporting person's relationship to the company and on purchases and 
sales of such equity securities. 12 CFR Sections 335.601 through 
336.613 of the FDIC's regulations, which cross-reference 17 CFR 240.16a 
of the SEC's regulations, provide the FDIC form requirements for FDIC 
Forms 3, 4, and 5 in lieu of SEC Forms 3, 4, and 5, which are described 
at 17 CFR 249.103 (Form 3), 249.104 (Form 4), and 249.105 (Form 5).
    Forms 8-A and 8-C for Registration of Certain Classes of 
Securities. Form 8-A is used for registration of any class of 
securities of any issuer which is required to file reports pursuant to 
Section 13 or 15(d) of the Exchange Act, pursuant to Section 12(b) or 
(g) of the Exchange Act, or pursuant to an order exempting the exchange 
on which the issuer has securities listed from registration as a 
national securities exchange. Form 8-C has been replaced by Form 8-A. 
Form 8-A is described at 17 CFR 249.208a.
    Form 8-K: Current Report. This is the current report that is used 
to report the occurrence of any material events or corporate changes 
that are of importance to investors or security holders and have not 
been reported previously by the registrant. It provides more current 
information on certain specified events than would Forms 10-Q and 10-K. 
The form description is at 17 CFR 249.308.
    Forms 10 and 10-C: Forms for Registration of Securities. Form 10 is 
the general reporting form for registration of securities pursuant to 
section 12(b) or (g) of the Exchange Act, of classes of securities of 
issuers for which no other reporting form is prescribed. It requires 
certain business and financial information about the issuer. Form 10-C 
has been replaced by Form 10. Form 10 is described at 17 CFR 249.210.
    Form 10-K: Annual Report. This annual report is used by issuers 
registered under the Exchange Act to provide information described in 
Regulation S-K, 17 CFR 229. The form is described at 17 CFR 249.310.
    Form 10-Q: Quarterly Reports. The Form 10-Q is a report filed 
quarterly by most reporting companies. It includes unaudited financial 
statements and provides a continuing overview of major changes in the 
company's financial position during the year, as compared to the prior 
corresponding period. The report must be filed for each of the first 
three fiscal quarters of the company's fiscal year and is due within 40 
or 45 days of the close of the quarter, depending on the size of the 
reporting company. The description of Form 10-Q is at 17 CFR 249.308a.
    Form 12b-25: Notification of Late Filing. This notification extends 
the reporting deadlines for filing quarterly and annual reports for 
qualifying companies. The form is described at 17 CFR 249.322.
    Form 15: Certification and Notice of Termination of Registration. 
This form is filed by each issuer to certify that the

[[Page 42355]]

number of holders of record of a class of security registered under 
section 12(g) of the Exchange Act is reduced to a specified level in 
order to terminate the registration of the class of security. For a 
bank, the number of holders of record of a class of registered security 
must be reduced to less than 1,200 persons. For a savings association, 
the number of record holders of a class of registered security must be 
reduced to (1) less than 300 persons or (2) less than 500 persons and 
the total assets of the issuer have not exceeded $10 million on the 
last day of each of the issuer's most recent three fiscal years. In 
general, registration terminates 90 days after the filing of the 
certification. This form is described at 17 CFR 249.323.
    Schedule 13D: Certain Beneficial Ownership Changes. This Schedule 
discloses beneficial ownership of certain registered equity securities. 
Any person or group of persons who acquire a beneficial ownership of 
more than 5 percent of a class of registered equity securities of 
certain issuers must file a Schedule 13D reporting such acquisition 
together with certain other information within ten days after such 
acquisition. Moreover, any material changes in the facts set forth in 
the Schedule generally precipitates a duty to promptly file an 
amendment on Schedule 13D. The SEC's rules define the term beneficial 
owner to be any person who directly or indirectly shares voting power 
or investment power (the power to sell the security). This schedule is 
described at 17 CFR 240.13d-101.
    Schedule 13E-3: Going Private Transactions by Certain Issuers or 
Their Affiliates. This schedule must be filed if an issuer engages in a 
solicitation subject to Regulation 14A or a distribution subject to 
Regulation 14C, in connection with a going private merger with its 
affiliate. An affiliate and an issuer may be required to complete, 
file, and disseminate a Schedule 13E-3, which directs that each person 
filing the schedule state whether it reasonably believes that the Rule 
13e-3 transaction is fair or unfair to unaffiliated security holders. 
This schedule is described at 17 CFR 240.13e-100.
    Schedule 13G: Certain Acquisitions of Stock. Certain acquisitions 
of stock that are more than 5 percent of an issuer's stock must be 
reported to the public. Schedule 13G is a much abbreviated version of 
Schedule 13D that is only available for use by a limited category of 
persons (such as banks, broker/dealers, and insurance companies) and 
even then only when the securities were acquired in the ordinary course 
of business and not with the purpose or effect of changing or 
influencing the control of the issuer. This schedule is described at 17 
CFR 240.13d-102.
    Schedule 14A: Proxy Statements. State law governs the circumstances 
under which shareholders are entitled to vote. When a shareholder vote 
is required and any person solicits proxies with respect to securities 
registered under Section 12 of the Exchange Act, that person generally 
is required to furnish a proxy statement containing the information 
specified by Schedule 14A. The proxy statement is intended to provide 
shareholders with the proxy information necessary to enable them to 
vote in an informed manner on matters intended to be acted upon at 
shareholders' meetings, whether the traditional annual meeting or a 
special meeting. Typically, a shareholder is also provided with a proxy 
card to authorize designated persons to vote his or her securities on 
the shareholder's behalf in the event the holder does not vote in 
person at the meeting. Copies of preliminary and definitive (final) 
proxy statements and proxy cards are filed with the FDIC. The 
description of this schedule is at 17 CFR 240.14a-101.
    Schedule 14C: Information Required in Information Statements. An 
information statement prepared in accordance with the requirements of 
the SEC's Regulation 14C is required whenever matters are submitted for 
shareholder action at an annual or special meeting when there is no 
proxy solicitation under the SEC's Regulation 14A. This schedule is 
described at 17 CFR 240.14c-101.
    Schedule 14D-1: Tender Offer. This schedule is also known as 
Schedule TO. Any person, other than the issuer itself, making a tender 
offer for equity securities registered pursuant to Section 12 of the 
Exchange Act, is required to file this schedule if acceptance of the 
offer would cause that person to own over 5 percent of that class of 
the securities. This schedule must be filed and sent to various 
parties, such as the issuer and any competing bidders. In addition, the 
SEC's Regulation 14D sets forth certain requirements that must be 
complied with in connection with a tender offer. This schedule is 
described at 17 CFR 240.14d-100.
    2. Title: Activities and Investments of Savings Associations.
    OMB Number: 3064-0104.
    Affected Public: Insured financial institutions.
    Estimated Number of Respondents: 19.
    Frequency of Response: On occasion.
    Estimated Annual Burden Hours per Response: 12 hours.
    Total Estimated Annual Burden: 228 hours.
    General Description of Collection: Section 28 of the FDI Act (12 
U.S.C. 1831e) imposes restrictions on the powers of savings 
associations, which reduce the risk of loss to the deposit insurance 
funds and eliminate some differences between the powers of state 
associations and those of federal associations. Some of the 
restrictions apply to all insured savings associations and some to 
state chartered associations only. The statute exempts some federal 
savings banks and associations from the restrictions, and provides for 
the FDIC to grant exemptions to other associations under certain 
circumstances. In addition, Section 18(m) of the FDI Act (12 U.S.C. 
1828(m)) requires that notice be given to the FDIC prior to an insured 
savings association (state or federal) acquiring, establishing, or 
conducting new activities through a subsidiary.
    3. Title: Forms Relating to FDIC Outside Counsel Legal Support and 
Expert Services Programs.
    OMB Number: 3064-0122.
    Affected Public: Entities providing legal and expert services to 
the FDIC.
    Frequency of Response: On occasion.

                                Estimated Number of Respondents and Burden Hours
----------------------------------------------------------------------------------------------------------------
                                                                     Estimated       Estimated
                        FDIC Document No.                            number of       hours per       Hours of
                                                                    respondents      response         burden
----------------------------------------------------------------------------------------------------------------
5000/26.........................................................              85             0.5            42.5
5000/31.........................................................             376             0.5             188
5000/33.........................................................              63             0.5            31.5
5000/35.........................................................             722             0.5             361
5200/01.........................................................             500            0.75             375
5210/01.........................................................             100             0.5              50

[[Page 42356]]

 
5210/02.........................................................              55             0.5            27.5
5210/03.........................................................              50               1              50
5210/03A........................................................              50               1              50
5210/04.........................................................             200               1             200
5210/04A........................................................             200               1             200
5210/06.........................................................             100               1             100
5210/06(A)......................................................             100               1             100
5210/08.........................................................             240             0.5             120
5210/09.........................................................             100               1             100
5210/10.........................................................             100               1             100
5210/10(A)......................................................             100               1             100
5210/11.........................................................             100               1             100
5210/12.........................................................             100               1             100
5210/12A........................................................             100               1             100
5210/14.........................................................             100             0.5              50
5210/15.........................................................              25             0.5            12.5
                                                                 -----------------------------------------------
    Total.......................................................           3,556  ..............           2,558
----------------------------------------------------------------------------------------------------------------

    General Description: The information collected enables the FDIC to 
ensure that all individuals, businesses and firms seeking to provide 
legal support services to the FDIC meet the eligibility requirements 
established by Congress. The information is also used to manage and 
monitor payments to contractors, document contract amendments, 
expiration dates, billable individuals, minority law firms, and to 
ensure that law firms, experts, and other legal support services 
providers comply with statutory and regulatory requirements.

Request for Comment

    Comments are invited on: (a) Whether the collections of information 
are necessary for the proper performance of the FDIC's functions, 
including whether the information has practical utility; (b) the 
accuracy of the estimates of the burden of the collections of 
information, including the validity of the methodology and assumptions 
used; (c) ways to enhance the quality, utility, and clarity of the 
information to be collected; and (d) ways to minimize the burden of the 
collections of information on respondents, including through the use of 
automated collection techniques or other forms of information 
technology. All comments will become a matter of public record.

    Dated at Washington, DC, this 23rd day of June 2016.

Federal Deposit Insurance Corporation.
Robert E. Feldman,
Executive Secretary.
[FR Doc. 2016-15294 Filed 6-28-16; 8:45 am]
 BILLING CODE 6714-01-P



                                                                               Federal Register / Vol. 81, No. 125 / Wednesday, June 29, 2016 / Notices                                           42353

                                                  collection techniques or other forms of                    Number of Respondents: 6,916                        SUMMARY:  The FDIC, as part of its
                                                  information technology; and ways to                     respondents; 249,833 responses.                        continuing effort to reduce paperwork
                                                  further reduce the information                             Estimated Time per Response: .5–10                  and respondent burden, invites the
                                                  collection burden on small business                     hours.                                                 general public and other Federal
                                                  concerns with fewer than 25 employees.                     Frequency of Response: On occasion                  agencies to take this opportunity to
                                                     The FCC may not conduct or sponsor                   reporting requirement and third party                  comment on the renewal of existing
                                                  a collection of information unless it                   disclosure requirement.                                information collections, as required by
                                                  displays a currently valid OMB control                     Obligation to Respond: Required to                  the Paperwork Reduction Act of 1995.
                                                  number. No person shall be subject to                   obtain or retain benefits. Statutory                   Currently, the FDIC is soliciting
                                                  any penalty for failing to comply with                  authority for this information collection              comment on the renewal of the
                                                  a collection of information subject to the              is contained in 47 U.S.C. 151 and the                  information collections described
                                                  PRA that does not display a valid OMB                   Telecommunications Act of 1996,                        below.
                                                  control number.                                         Public Law 104–104.
                                                  DATES: Written comments should be                          Total Annual Burden: 178,297 hours.                 DATES: Comments must be submitted on
                                                  submitted on or before July 29, 2016. If                   Total Annual Cost: No cost.                         or before August 29, 2016.
                                                                                                             Privacy Act Impact Assessment: No
                                                  you anticipate that you will be                                                                                ADDRESSES:    Interested parties are
                                                                                                          impact(s).
                                                  submitting comments, but find it                           Nature and Extent of Confidentiality:               invited to submit written comments to
                                                  difficult to do so within the period of                                                                        the FDIC by any of the following
                                                                                                          There is no need for confidentiality with
                                                  time allowed by this notice, you should                                                                        methods:
                                                                                                          this collection of information.
                                                  advise the contacts below as soon as                       Needs and Uses: This information                       • http://www.FDIC.gov/regulations/
                                                  possible.                                               will facilitate efficient interaction                  laws/federal/.
                                                  ADDRESSES: Direct all PRA comments to                   between premises owners and local                         • Email: comments@fdic.gov. Include
                                                  Nicholas A. Fraser, OMB, via email                      exchange carriers (LECs) regarding the                 the name and number of the collection
                                                  Nicholas_A._Fraser@omb.eop.gov; and                     placement of the demarcation point,                    in the subject line of the message.
                                                  to Cathy Williams, FCC, via email PRA@                  which marks the end of wiring under                       • Mail: Manny Cabeza
                                                  fcc.gov and to Cathy.Williams@fcc.gov.                  control of the LEC and the beginning of                (202.898.3767), Counsel MB–3105,
                                                  Include in the comments the OMB                         wiring under the control of the premises               Federal Deposit Insurance Corporation,
                                                  control number as shown in the                          owner or subscriber. The demarcation                   550 17th Street NW., Washington, DC
                                                  ‘‘Supplementary Information’’ section                   point is a critical point of                           20429.
                                                  below.                                                  interconnection where competitive
                                                                                                                                                                    • Hand Delivery: Comments may be
                                                  FOR FURTHER INFORMATION CONTACT: For                    LECs can gain access to the inside
                                                                                                                                                                 hand-delivered to the guard station at
                                                  additional information or copies of the                 wiring of the building to provide service
                                                                                                                                                                 the rear of the 17th Street Building
                                                  information collection, contact Cathy                   to customers in the building. This
                                                                                                                                                                 (located on F Street), on business days
                                                  Williams at (202) 418–2918. To view a                   collection will also help ensure that
                                                                                                                                                                 between 7:00 a.m. and 5:00 p.m.
                                                  copy of this information collection                     customer-end antennas used for
                                                  request (ICR) submitted to OMB: (1) Go                  telecommunications service comply                         All comments should refer to the
                                                  to the Web page <http://                                with the Commission’s limits on                        relevant OMB control number. A copy
                                                  www.reginfo.gov/public/do/PRAMain>,                     radiofrequency exposure, and it will                   of the comments may also be submitted
                                                  (2) look for the section of the Web page                provide the Commission with                            to the OMB desk officer for the FDIC:
                                                  called ‘‘Currently Under Review,’’ (3)                  information on the state of the market.                Office of Information and Regulatory
                                                  click on the downward-pointing arrow                    In short, this information will be used                Affairs, Office of Management and
                                                  in the ‘‘Select Agency’’ box below the                  to foster competition in local                         Budget, New Executive Office Building,
                                                  ‘‘Currently Under Review’’ heading, (4)                 telecommunications markets by                          Washington, DC 20503.
                                                  select ‘‘Federal Communications                         ensuring that competing                                FOR FURTHER INFORMATION CONTACT:
                                                  Commission’’ from the list of agencies                  telecommunications providers are able                  Manny Cabeza, at the FDIC address
                                                  presented in the ‘‘Select Agency’’ box,                 to provide services to customers in                    above.
                                                  (5) click the ‘‘Submit’’ button to the                  multiple tenant environments.
                                                  right of the ‘‘Select Agency’’ box, (6)                                                                        SUPPLEMENTARY INFORMATION:      Proposal
                                                                                                          Federal Communications Commission.                     to renew the following currently-
                                                  when the list of FCC ICRs currently                     Marlene H. Dortch,
                                                  under review appears, look for the OMB                                                                         approved collections of information:
                                                                                                          Secretary. Office of the Secretary.
                                                  control number of this ICR and then                                                                              1. Title: Securities of Insured
                                                                                                          [FR Doc. 2016–15337 Filed 6–28–16; 8:45 am]            Nonmember Banks and State Savings
                                                  click on the ICR Reference Number. A
                                                                                                          BILLING CODE 6712–01–P                                 Associations.
                                                  copy of the FCC submission to OMB
                                                  will be displayed.                                                                                               OMB Number: 3064–0030.
                                                  SUPPLEMENTARY INFORMATION:                                                                                       Affected Public: Generally, any issuer
                                                     OMB Control Number: 3060–0975.                       FEDERAL DEPOSIT INSURANCE
                                                                                                                                                                 of securities, reporting company, or
                                                     Title: Sections 68.105 and 1.4000,                   CORPORATION
                                                                                                                                                                 shareholder of an issuer registered
                                                  Promotion of Competitive Networks in                                                                           under the Securities Exchange Act of
                                                  Local Telecommunications Markets                        Agency Information Collection
                                                                                                          Activities: Proposed Collection                        1934 with respect to securities
                                                  Multiple Tenant Environments (MTEs).                                                                           registered under 12 CFR part 335.
                                                     Form Number: N/A.                                    Renewals; Comment Request (3064–
mstockstill on DSK3G9T082PROD with NOTICES




                                                     Type of Review: Extension of a                       0030, –0104 & –0122)                                     Annual Number of Respondents: 396
                                                  currently approved collection.                                                                                 separate respondents, some filing
                                                                                                          AGENCY: Federal Deposit Insurance                      multiple forms, resulting in 535
                                                     Respondents: Business or other for-                  Corporation (FDIC).
                                                  profit, not-for-profit institutions, and                                                                       estimated total annual responses.
                                                                                                          ACTION: Notice and request for comment.
                                                  state, local and tribal government.                                                                              Burden Estimate:




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                                                  42354                                 Federal Register / Vol. 81, No. 125 / Wednesday, June 29, 2016 / Notices

                                                                                                                                 Estimated                                                                                   Number of
                                                                                                                                                      Hours per                                                                                      Estimated
                                                                                                                                 number of                                      Frequency of response                        responses
                                                                                                                                                      response                                                                                        burden
                                                                                                                                 responses                                                                                    per year

                                                  Form 3—Initial Statement of Beneficial Owner-                                               58                        1      On Occasion .................                                    1                58
                                                    ship.
                                                  Form 4—Statement of Changes in Beneficial                                                  297                      0.5      On Occasion .................                                    4           594
                                                    Ownership.
                                                  Form 5—Annual Statement of Beneficial Owner-                                               69                          1     Annual ...........................                               1                69
                                                    ship.
                                                  Form 8–A .............................................................                      2                        3       On Occasion .................                                   2              12
                                                  Form 8–C .............................................................                      2                        2       On Occasion .................                                   1               4
                                                  Form 8–K .............................................................                     21                        2       On Occasion .................                                   4             168
                                                  Form 10 ................................................................                    2                      215       On Occasion .................                                   1             430
                                                  Form 10–C ...........................................................                       1                        1       On Occasion .................                                   1               1
                                                  Form10–K .............................................................                     21                      140       Annual ...........................                              1           2,940
                                                  Form 10–Q ...........................................................                      21                      100       Quarterly .......................                               3           6,300
                                                  Form 12b–25 ........................................................                        6                        3       On Occasion .................                                   1              18
                                                  Form 15 ................................................................                    2                        1       On Occasion .................                                   1               2
                                                  Form 25 ................................................................                    2                        1       On Occasion .................                                   1               2
                                                  Schedule 13D .......................................................                        2                        3       On Occasion .................                                   1               6
                                                  Schedule 13E–3 ...................................................                          2                        3       On Occasion .................                                   1               6
                                                  Schedule 13G ......................................................                         2                        3       On Occasion .................                                   1               6
                                                  Schedule 14A .......................................................                       21                       40       Annual ...........................                              1             840
                                                  Schedule 14C .......................................................                        2                       40       On Occasion .................                                   1              80
                                                  Schedule 14D–1 (Schedule TO) ..........................                                     2                        5       On Occasion .................                                   1              10

                                                        Totals ............................................................                  535   ........................     .......................................   ........................        11,546



                                                    General Description: Section 12(i) of                                     The initial filing is on Form 3 and                                     Forms 10 and 10–C: Forms for
                                                  the Securities Exchange Act of 1934, as                                     changes are reported on Form 4. The                                  Registration of Securities. Form 10 is the
                                                  amended, (the ‘‘Exchange Act’’) grants                                      Annual Statement of beneficial                                       general reporting form for registration of
                                                  authority to the Federal banking                                            ownership of securities is on Form 5.                                securities pursuant to section 12(b) or
                                                  agencies to administer and enforce                                          The forms contain information on the                                 (g) of the Exchange Act, of classes of
                                                  Sections 10A(m), 12, 13, 14(a), 14(c),                                      reporting person’s relationship to the                               securities of issuers for which no other
                                                  14(d), 14(f), and 16 of the Exchange Act                                    company and on purchases and sales of                                reporting form is prescribed. It requires
                                                  and Sections 302, 303, 304, 306, 401(b),                                    such equity securities. 12 CFR Sections                              certain business and financial
                                                  404, 406, and 407 of the Sarbanes-Oxley                                     335.601 through 336.613 of the FDIC’s                                information about the issuer. Form 10–
                                                  Act of 2002. Pursuant to Section 12(i),                                     regulations, which cross-reference 17                                C has been replaced by Form 10. Form
                                                  the FDIC has the authority, including                                       CFR 240.16a of the SEC’s regulations,                                10 is described at 17 CFR 249.210.
                                                  rulemaking authority, to administer and                                     provide the FDIC form requirements for                                  Form 10–K: Annual Report. This
                                                  enforce these enumerated provisions as                                      FDIC Forms 3, 4, and 5 in lieu of SEC                                annual report is used by issuers
                                                  may be necessary with respect to state                                      Forms 3, 4, and 5, which are described                               registered under the Exchange Act to
                                                  nonmember banks and state savings                                           at 17 CFR 249.103 (Form 3), 249.104                                  provide information described in
                                                  associations over which it has been                                         (Form 4), and 249.105 (Form 5).                                      Regulation S–K, 17 CFR 229. The form
                                                  designated the appropriate Federal                                                                                                               is described at 17 CFR 249.310.
                                                                                                                                 Forms 8–A and 8–C for Registration of                                Form 10–Q: Quarterly Reports. The
                                                  banking agency. Section 12(i) generally
                                                                                                                              Certain Classes of Securities. Form 8–A                              Form 10–Q is a report filed quarterly by
                                                  requires the FDIC to issue regulations
                                                                                                                              is used for registration of any class of                             most reporting companies. It includes
                                                  substantially similar to those issued by
                                                                                                                              securities of any issuer which is                                    unaudited financial statements and
                                                  the Securities and Exchange
                                                                                                                              required to file reports pursuant to                                 provides a continuing overview of major
                                                  Commission (‘‘SEC’’) to carry out these
                                                                                                                              Section 13 or 15(d) of the Exchange Act,                             changes in the company’s financial
                                                  responsibilities. Thus, Part 335 of the
                                                                                                                              pursuant to Section 12(b) or (g) of the                              position during the year, as compared to
                                                  FDIC regulations incorporates by cross-
                                                                                                                              Exchange Act, or pursuant to an order                                the prior corresponding period. The
                                                  reference the SEC rules and regulations
                                                                                                                              exempting the exchange on which the                                  report must be filed for each of the first
                                                  regarding the disclosure and filing
                                                                                                                              issuer has securities listed from                                    three fiscal quarters of the company’s
                                                  requirements of registered securities of
                                                                                                                              registration as a national securities                                fiscal year and is due within 40 or 45
                                                  state nonmember banks and state
                                                                                                                              exchange. Form 8–C has been replaced                                 days of the close of the quarter,
                                                  savings associations.
                                                    This information collection includes                                      by Form 8–A. Form 8–A is described at                                depending on the size of the reporting
                                                  the following:                                                              17 CFR 249.208a.                                                     company. The description of Form 10–
                                                    Beneficial Ownership Forms: FDIC                                             Form 8–K: Current Report. This is the                             Q is at 17 CFR 249.308a.
                                                  Forms 3, 4, and 5 (FDIC Form Numbers                                        current report that is used to report the                               Form 12b–25: Notification of Late
                                                  6800/03, 6800/04, and 6800/05.)                                             occurrence of any material events or                                 Filing. This notification extends the
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                                                  Pursuant to Section 16 of the Exchange                                      corporate changes that are of importance                             reporting deadlines for filing quarterly
                                                  Act, every director, officer, and owner of                                  to investors or security holders and have                            and annual reports for qualifying
                                                  more than ten percent of a class of                                         not been reported previously by the                                  companies. The form is described at 17
                                                  equity securities registered with the                                       registrant. It provides more current                                 CFR 249.322.
                                                  FDIC under Section 12 of the Exchange                                       information on certain specified events                                 Form 15: Certification and Notice of
                                                  Act must file with the FDIC a statement                                     than would Forms 10–Q and 10–K. The                                  Termination of Registration. This form
                                                  of ownership regarding such securities.                                     form description is at 17 CFR 249.308.                               is filed by each issuer to certify that the


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                                                                                      Federal Register / Vol. 81, No. 125 / Wednesday, June 29, 2016 / Notices                                                                             42355

                                                  number of holders of record of a class                                       Schedule 13G: Certain Acquisitions of                                    securities registered pursuant to Section
                                                  of security registered under section                                      Stock. Certain acquisitions of stock that                                   12 of the Exchange Act, is required to
                                                  12(g) of the Exchange Act is reduced to                                   are more than 5 percent of an issuer’s                                      file this schedule if acceptance of the
                                                  a specified level in order to terminate                                   stock must be reported to the public.                                       offer would cause that person to own
                                                  the registration of the class of security.                                Schedule 13G is a much abbreviated                                          over 5 percent of that class of the
                                                  For a bank, the number of holders of                                      version of Schedule 13D that is only                                        securities. This schedule must be filed
                                                  record of a class of registered security                                  available for use by a limited category                                     and sent to various parties, such as the
                                                  must be reduced to less than 1,200                                        of persons (such as banks, broker/                                          issuer and any competing bidders. In
                                                  persons. For a savings association, the                                   dealers, and insurance companies) and                                       addition, the SEC’s Regulation 14D sets
                                                  number of record holders of a class of                                    even then only when the securities were                                     forth certain requirements that must be
                                                  registered security must be reduced to                                    acquired in the ordinary course of                                          complied with in connection with a
                                                  (1) less than 300 persons or (2) less than                                business and not with the purpose or                                        tender offer. This schedule is described
                                                  500 persons and the total assets of the                                   effect of changing or influencing the                                       at 17 CFR 240.14d–100.
                                                  issuer have not exceeded $10 million on                                   control of the issuer. This schedule is                                        2. Title: Activities and Investments of
                                                  the last day of each of the issuer’s most                                 described at 17 CFR 240.13d–102.                                            Savings Associations.
                                                  recent three fiscal years. In general,                                       Schedule 14A: Proxy Statements.                                             OMB Number: 3064–0104.
                                                  registration terminates 90 days after the                                 State law governs the circumstances
                                                                                                                            under which shareholders are entitled                                          Affected Public: Insured financial
                                                  filing of the certification. This form is
                                                                                                                            to vote. When a shareholder vote is                                         institutions.
                                                  described at 17 CFR 249.323.
                                                     Schedule 13D: Certain Beneficial                                       required and any person solicits proxies                                       Estimated Number of Respondents:
                                                  Ownership Changes. This Schedule                                          with respect to securities registered                                       19.
                                                  discloses beneficial ownership of                                         under Section 12 of the Exchange Act,                                          Frequency of Response: On occasion.
                                                  certain registered equity securities. Any                                 that person generally is required to                                           Estimated Annual Burden Hours per
                                                  person or group of persons who acquire                                    furnish a proxy statement containing the                                    Response: 12 hours.
                                                  a beneficial ownership of more than 5                                     information specified by Schedule 14A.                                         Total Estimated Annual Burden: 228
                                                  percent of a class of registered equity                                   The proxy statement is intended to                                          hours.
                                                  securities of certain issuers must file a                                 provide shareholders with the proxy                                            General Description of Collection:
                                                  Schedule 13D reporting such                                               information necessary to enable them to                                     Section 28 of the FDI Act (12 U.S.C.
                                                  acquisition together with certain other                                   vote in an informed manner on matters                                       1831e) imposes restrictions on the
                                                  information within ten days after such                                    intended to be acted upon at                                                powers of savings associations, which
                                                  acquisition. Moreover, any material                                       shareholders’ meetings, whether the                                         reduce the risk of loss to the deposit
                                                  changes in the facts set forth in the                                     traditional annual meeting or a special                                     insurance funds and eliminate some
                                                  Schedule generally precipitates a duty                                    meeting. Typically, a shareholder is also                                   differences between the powers of state
                                                  to promptly file an amendment on                                          provided with a proxy card to authorize                                     associations and those of federal
                                                  Schedule 13D. The SEC’s rules define                                      designated persons to vote his or her                                       associations. Some of the restrictions
                                                  the term beneficial owner to be any                                       securities on the shareholder’s behalf in                                   apply to all insured savings associations
                                                  person who directly or indirectly shares                                  the event the holder does not vote in                                       and some to state chartered associations
                                                  voting power or investment power (the                                     person at the meeting. Copies of                                            only. The statute exempts some federal
                                                  power to sell the security). This                                         preliminary and definitive (final) proxy                                    savings banks and associations from the
                                                  schedule is described at 17 CFR                                           statements and proxy cards are filed                                        restrictions, and provides for the FDIC
                                                  240.13d–101.                                                              with the FDIC. The description of this                                      to grant exemptions to other
                                                     Schedule 13E–3: Going Private                                          schedule is at 17 CFR 240.14a–101.                                          associations under certain
                                                  Transactions by Certain Issuers or Their                                     Schedule 14C: Information Required                                       circumstances. In addition, Section
                                                  Affiliates. This schedule must be filed if                                in Information Statements. An
                                                                                                                                                                                                        18(m) of the FDI Act (12 U.S.C. 1828(m))
                                                  an issuer engages in a solicitation                                       information statement prepared in
                                                                                                                                                                                                        requires that notice be given to the FDIC
                                                  subject to Regulation 14A or a                                            accordance with the requirements of the
                                                                                                                                                                                                        prior to an insured savings association
                                                  distribution subject to Regulation 14C,                                   SEC’s Regulation 14C is required
                                                                                                                                                                                                        (state or federal) acquiring, establishing,
                                                  in connection with a going private                                        whenever matters are submitted for
                                                                                                                                                                                                        or conducting new activities through a
                                                  merger with its affiliate. An affiliate and                               shareholder action at an annual or
                                                                                                                                                                                                        subsidiary.
                                                  an issuer may be required to complete,                                    special meeting when there is no proxy
                                                  file, and disseminate a Schedule 13E–3,                                   solicitation under the SEC’s Regulation                                        3. Title: Forms Relating to FDIC
                                                  which directs that each person filing the                                 14A. This schedule is described at 17                                       Outside Counsel Legal Support and
                                                  schedule state whether it reasonably                                      CFR 240.14c–101.                                                            Expert Services Programs.
                                                  believes that the Rule 13e-3 transaction                                     Schedule 14D–1: Tender Offer. This                                          OMB Number: 3064–0122.
                                                  is fair or unfair to unaffiliated security                                schedule is also known as Schedule TO.                                         Affected Public: Entities providing
                                                  holders. This schedule is described at                                    Any person, other than the issuer itself,                                   legal and expert services to the FDIC.
                                                  17 CFR 240.13e–100.                                                       making a tender offer for equity                                               Frequency of Response: On occasion.

                                                                                                        ESTIMATED NUMBER OF RESPONDENTS AND BURDEN HOURS
                                                                                                                                                                                                        Estimated      Estimated        Hours of
                                                                                                        FDIC Document No.                                                                               number of      hours per
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                                                                                                                                                                                                                                        burden
                                                                                                                                                                                                       respondents     response

                                                  5000/26   ........................................................................................................................................            85              0.5            42.5
                                                  5000/31   ........................................................................................................................................           376              0.5            188
                                                  5000/33   ........................................................................................................................................            63              0.5            31.5
                                                  5000/35   ........................................................................................................................................           722              0.5            361
                                                  5200/01   ........................................................................................................................................           500             0.75            375
                                                  5210/01   ........................................................................................................................................           100              0.5             50



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                                                  42356                                  Federal Register / Vol. 81, No. 125 / Wednesday, June 29, 2016 / Notices

                                                                                              ESTIMATED NUMBER OF RESPONDENTS AND BURDEN HOURS—Continued
                                                                                                                                                                                                        Estimated         Estimated               Hours of
                                                                                                          FDIC Document No.                                                                             number of         hours per               burden
                                                                                                                                                                                                       respondents        response

                                                  5210/02 ........................................................................................................................................              55                        0.5           27.5
                                                  5210/03 ........................................................................................................................................              50                          1             50
                                                  5210/03A ......................................................................................................................................               50                          1             50
                                                  5210/04 ........................................................................................................................................             200                          1            200
                                                  5210/04A ......................................................................................................................................              200                          1           200
                                                  5210/06 ........................................................................................................................................             100                          1            100
                                                  5210/06(A) ...................................................................................................................................               100                          1           100
                                                  5210/08 ........................................................................................................................................             240                        0.5           120
                                                  5210/09 ........................................................................................................................................             100                          1            100
                                                  5210/10 ........................................................................................................................................             100                          1            100
                                                  5210/10(A) ...................................................................................................................................               100                          1           100
                                                  5210/11 ........................................................................................................................................             100                          1            100
                                                  5210/12 ........................................................................................................................................             100                          1            100
                                                  5210/12A ......................................................................................................................................              100                          1           100
                                                  5210/14 ........................................................................................................................................             100                        0.5             50
                                                  5210/15 ........................................................................................................................................              25                        0.5           12.5

                                                        Total ......................................................................................................................................          3,556    ........................        2,558



                                                     General Description: The information                                     FEDERAL MARITIME COMMISSION                                                 Agreement No.: 012418.
                                                  collected enables the FDIC to ensure                                                                                                                    Title: CMA CGM/ELJSA Slot
                                                  that all individuals, businesses and                                        Notice of Agreements Filed                                                Exchange Agreement Asia—U.S. East
                                                  firms seeking to provide legal support                                                                                                                Coast.
                                                                                                                                The Commission hereby gives notice
                                                  services to the FDIC meet the eligibility                                                                                                               Parties: CMA CGM S.A. and ELJSA
                                                                                                                              of the filing of the following agreements
                                                  requirements established by Congress.                                                                                                                 Line Joint Service Agreement.
                                                                                                                              under the Shipping Act of 1984.
                                                  The information is also used to manage                                                                                                                  Filing Party: Paul M. Keane, Esq.;
                                                                                                                              Interested parties may submit comments
                                                  and monitor payments to contractors,                                                                                                                  Cichanowicz, Callan, Keane & DeMay,
                                                                                                                              on the agreements to the Secretary,
                                                  document contract amendments,                                                                                                                         LLP; 50 Main Street, Suite 1045, White
                                                                                                                              Federal Maritime Commission,
                                                  expiration dates, billable individuals,                                                                                                               Plains, NY 10606.
                                                                                                                              Washington, DC 20573, within twelve
                                                  minority law firms, and to ensure that                                                                                                                  Synopsis: The Agreement authorizes
                                                                                                                              days of the date this notice appears in
                                                                                                                                                                                                        the parties to exchange slots in the trade
                                                  law firms, experts, and other legal                                         the Federal Register. Copies of the
                                                                                                                                                                                                        between the U.S. East and Gulf Coasts
                                                  support services providers comply with                                      agreements are available through the
                                                                                                                                                                                                        on the one hand, and Singapore, China,
                                                  statutory and regulatory requirements.                                      Commission’s Web site (www.fmc.gov)
                                                                                                                                                                                                        Korea, and Panama on the other hand.
                                                                                                                              or by contacting the Office of
                                                  Request for Comment                                                         Agreements at (202) 523–5793 or                                             Agreement No.: 012419.
                                                                                                                              tradeanalysis@fmc.gov.                                                      Title: Sealand/ELJSA Vessel Sharing
                                                    Comments are invited on: (a) Whether                                                                                                                Agreement.
                                                  the collections of information are                                            Agreement No.: 008005–013.
                                                                                                                                Title: New York Terminal Conference                                       Parties: Maersk Line A/S, d/b/a
                                                  necessary for the proper performance of                                                                                                               Sealand and Evergreen Line Joint
                                                  the FDIC’s functions, including whether                                     Agreement.
                                                                                                                                Parties: American Stevedoring Inc.;                                     Service Agreement.
                                                  the information has practical utility; (b)                                                                                                              Filing Party: Wayne R. Rohde, Esq.;
                                                                                                                              APM Terminals Elizabeth, LLC; Port
                                                  the accuracy of the estimates of the                                                                                                                  Cozen O’Conner; 1200 Nineteenth Street
                                                                                                                              Newark Container Terminal LLC; GCT
                                                  burden of the collections of information,                                   Bayonne LP; GCT New York LP; and                                          NW., Washington, DC 20036.
                                                  including the validity of the                                               Red Hook Container Terminal, LLC.                                           Synopsis: The agreement authorizes
                                                  methodology and assumptions used; (c)                                         Filing Party: Samuel Eric Lee; Holland                                  the parties to share vessels in the trade
                                                  ways to enhance the quality, utility, and                                   & Knight LLP; 800 17th Street, Suite                                      between Puerto Rico on the one hand
                                                  clarity of the information to be                                            1100, Washington, DC 20006.                                               and ports in Panama and the Dominican
                                                  collected; and (d) ways to minimize the                                       Synopsis: The amendment appoints a                                      Republic on the other hand.
                                                  burden of the collections of information                                    new agent consistent with the terms of                                      Agreement No.: 012420.
                                                  on respondents, including through the                                       the Agreement.                                                              Title: Port of New York/New Jersey
                                                  use of automated collection techniques                                        Agreement No.: 012224–001.                                              Equipment Optimization Discussion
                                                  or other forms of information                                                 Title: Seaboard/King Ocean Space                                        Agreement.
                                                  technology. All comments will become                                        Charter Agreement.                                                          Parties: Ocean Carrier Equipment
                                                  a matter of public record.                                                    Parties: Seaboard Marine Ltd. and                                       Management Association Agreement
                                                                                                                              King Ocean Services Limited, Inc.                                         (OCEMA) and the Port Authority of New
                                                    Dated at Washington, DC, this 23rd day of
                                                                                                                                Filing Party: Wayne R. Rohde, Esq.;                                     York and New Jersey (Port Authority).
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                                                  June 2016.
                                                                                                                              Cozen O’Connor; 1200 Nineteenth St.                                         Filing Party: Jeffrey F. Lawrence and
                                                  Federal Deposit Insurance Corporation.                                      NW., Washington, DC 20036.                                                Donald J. Kassilke; Cozen O’Connor;
                                                  Robert E. Feldman,                                                            Synopsis: The amendment would                                           1200 Nineteenth Street NW.,
                                                  Executive Secretary.                                                        reduce the amount of space to be                                          Washington, DC 20036.
                                                  [FR Doc. 2016–15294 Filed 6–28–16; 8:45 am]                                 chartered and revise Article 7 to extend                                    Synopsis: The Agreement would
                                                  BILLING CODE 6714–01–P
                                                                                                                              the minimum duration of the                                               authorize the Parties to collect and
                                                                                                                              Agreement.                                                                exchange information, discuss, and


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Document Created: 2018-02-08 07:42:41
Document Modified: 2018-02-08 07:42:41
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice and request for comment.
DatesComments must be submitted on or before August 29, 2016.
FR Citation81 FR 42353 

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