81_FR_42871 81 FR 42745 - Vogtle Electric Generating Plant Unit 3; Southern Nuclear Operating Company, Inc.; Georgia Power Company, Oglethorpe Power Corporation, MEAG Power SPVM, LLC., MEAG Power SPVJ, LLC., MEAG Power SPVP, LLC., and the City of Dalton, Georgia

81 FR 42745 - Vogtle Electric Generating Plant Unit 3; Southern Nuclear Operating Company, Inc.; Georgia Power Company, Oglethorpe Power Corporation, MEAG Power SPVM, LLC., MEAG Power SPVJ, LLC., MEAG Power SPVP, LLC., and the City of Dalton, Georgia

NUCLEAR REGULATORY COMMISSION

Federal Register Volume 81, Issue 126 (June 30, 2016)

Page Range42745-42756
FR Document2016-15547

The U.S. Nuclear Regulatory Commission (NRC) is granting an exemption from the requirements of the Commission's regulations that require a portion of the operating test, which is part of the operator licensing examination, to be administered in a plant walk-through and approving alternative examination criteria in response to a May 27, 2016, request from Southern Nuclear Operating Company (SNC or facility licensee).

Federal Register, Volume 81 Issue 126 (Thursday, June 30, 2016)
[Federal Register Volume 81, Number 126 (Thursday, June 30, 2016)]
[Notices]
[Pages 42745-42756]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-15547]


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NUCLEAR REGULATORY COMMISSION

[Docket Nos. 52-025 and 52-026; NRC-2008-0252]


Vogtle Electric Generating Plant Unit 3; Southern Nuclear 
Operating Company, Inc.; Georgia Power Company, Oglethorpe Power 
Corporation, MEAG Power SPVM, LLC., MEAG Power SPVJ, LLC., MEAG Power 
SPVP, LLC., and the City of Dalton, Georgia

AGENCY: Nuclear Regulatory Commission.

ACTION: Grant of exemption; approval of alternative.

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SUMMARY: The U.S. Nuclear Regulatory Commission (NRC) is granting an 
exemption from the requirements of the Commission's regulations that 
require a portion of the operating test, which is part of the operator 
licensing examination, to be administered in a plant walk-through and 
approving alternative examination criteria in response to a May 27, 
2016, request from Southern Nuclear Operating Company (SNC or facility 
licensee).

DATES: This exemption is effective as of June 24, 2016.

ADDRESSES: Please refer to Docket ID NRC-2008-0252 when contacting the 
NRC about the availability of information regarding this document. You 
may obtain publicly available information related to this document 
using any of the following methods:
     Federal Rulemaking Web site: Go to http://www.regulations.gov and search for Docket ID NRC-2008-0252. Address 
questions about NRC dockets to Carol Gallagher; telephone: 301-415-
3463; email: [email protected]. For technical questions, contact 
the individual listed in the FOR FURTHER INFORMATION CONTACT section of 
this document.
     NRC's Agencywide Documents Access and Management System 
(ADAMS): You may obtain publicly-available documents online in the 
ADAMS Public Documents collection at http://www.nrc.gov/reading-rm/adams.html. To begin the search, select ``ADAMS Public Documents'' and 
then select ``Begin Web-based ADAMS Search.'' For problems with ADAMS, 
please contact the NRC's Public Document Room (PDR) reference staff at 
1-800-397-4209, 301-415-4737, or by email to [email protected]. The 
ADAMS accession number for each document referenced (if it is available 
in ADAMS) is provided the first time that a document is referenced. The 
facility licensee's exemption request was submitted to the NRC by 
letter dated May 27, 2016 (ADAMS Accession No. ML16148A484).
     NRC's PDR: You may examine and purchase copies of public 
documents at the NRC's PDR, Room O1-F21, One White Flint North, 11555 
Rockville Pike, Rockville, Maryland 20852.

FOR FURTHER INFORMATION CONTACT: Paul Kallan, Office of New Reactors, 
U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001; 
telephone: 301-415-2809; email: [email protected].

SUPPLEMENTARY INFORMATION: 

I. Background

    Southern Nuclear Operating Company, Inc. (SNC or facility 
licensee); Georgia Power Company; Oglethorpe Power Corporation; MEAG 
Power SPVM, LLC.; MEAG Power SPVJ, LLC.; MEAG Power SPVP, LLC.; and the 
City of Dalton, Georgia (together, the ``VEGP Owners''); are the 
holders of Combined License (COL) Nos. NPF-91 and NPF-92, which 
authorize the construction and operation of VEGP Units 3 and 4, 
respectively.\1\ VEGP Units 3 and 4 are Westinghouse AP1000 
pressurized-water reactors under construction in Burke County, Georgia. 
They are co-located with VEGP Units 1 and 2, which are two operating 
Westinghouse four-loop pressurized-water reactors.
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    \1\ SNC is authorized by the VEGP Owners to exercise 
responsibility and control over the physical construction, 
operation, and maintenance of the facility, and is the ``facility 
licensee'' as defined in 10 CFR 55.4 for purposes of this 
evaluation.
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    VEGP Unit 3 is under construction and most of the plant systems 
have not been built. The facility licensee requests an exemption from 
the portion of section 55.45(b) of title 10 of the Code of Federal 
Regulations (10 CFR), requiring that the ``the [operator and senior 
operator] operating test will be administered in a plant walkthrough.'' 
Pursuant to 10 CFR 55.11, the ``Commission may, upon application by an 
interested person, or upon its own initiative, grant such exemptions 
from the requirements of the regulations in this part as it determines 
are authorized by law and will not endanger life or property and are 
otherwise in the public interest.''

[[Page 42746]]

    As an alternative to the in-plant methods of testing described in 
NUREG-1021, ``Operator Licensing Examination Standards for Power 
Reactors,'' the facility licensee proposed that applicants for operator 
and senior operator licenses at VEGP Unit 3 be tested using discussion 
and performance methods in combination with plant layout diagrams, 
maps, equipment diagrams, pictures, and mock-ups. Approval of proposed 
alternatives is addressed in NUREG-1021, ES-201, ``Initial Operator 
Licensing Examination Process,'' Section B, ``Background.'' As stated 
therein,

    Facility licensees may propose alternatives to the examination 
criteria contained here and evaluate how the proposed alternatives 
provide an acceptable method of complying with the Commission's 
regulations. The NRC staff will review any proposed alternatives and 
make a decision regarding their acceptability. The NRC will not 
approve any alternative that would compromise the agency's statutory 
responsibility to prescribe uniform conditions for the operator 
licensing examinations.

    The facility licensee also requested an exemption from 10 CFR 
55.40(a) and (b), which require, in part, the Commission and facility 
licensees to prepare the operating tests required by 10 CFR 55.45 in 
accordance with the criteria in NUREG-1021, because ES-301, Section 
D.4.a requires in-plant system job performance measures (JPMs) be 
performed in the plant and Section D.4.b requires that one JPM be 
performed in the radiologically controlled area (RCA) as part of the 
walk-through administered to applicants during the operating test. 
However, the NRC staff determined that no exemption to the requirement 
to use the examination criteria in NUREG-1021, as stated in 10 CFR 
55.40(a) and (b), is necessary because ES-201 allows for the 
consideration of alternatives. In other words, NUREG-1021 allows 
alternative testing methods to be used as long as an alternative does 
not compromise the agency's statutory responsibility to prescribe 
uniform conditions.

Requirements for Operator Licensing Examinations

    The Commission's regulations in 10 CFR part 55, ``Operators' 
Licenses,'' in part establish procedures and criteria for the issuance 
of licenses to operators and senior operators of utilization facilities 
licensed under the Atomic Energy Act of 1954, as amended, and 10 CFR 
part 52, ``Licenses, Certifications, and Approvals for Nuclear Power 
Plants.'' Per 10 CFR 55.51, ``Issuance of Licenses,'' ``If the 
Commission determines that an applicant for an operator license or a 
senior operator license meets the requirements of the Act and its 
regulations, it will issue a license in the form and containing any 
conditions and limitations it considers appropriate and necessary.'' 
Section 55.33(a) states in part that the Commission will approve an 
initial application for a license if it finds that (1) the applicant's 
health is sufficient and (2) the applicant has passed the requisite 
written examination and operating test in accordance with 10 CFR 55.41, 
``Written Examination: Operators,'' or 10 CFR 55.43, ``Written 
Examination: Senior Operators,'' and 10 CFR 55.45, ``Operating Tests.'' 
These examinations and tests determine whether the applicant for an 
operator license has learned to operate a facility competently and 
safely, and additionally, in the case of a senior operator, whether the 
applicant has learned to direct the licensed activities of licensed 
operators competently and safely.
    The regulations in 10 CFR 55.40(a) require the Commission to use 
the criteria in NUREG-1021, ``Operator Licensing Examination Standards 
for Power Reactors,'' in effect 6 months before the examination date to 
prepare the written examinations required by 10 CFR 55.41 and 55.43 and 
the operating tests required by 10 CFR 55.45; 10 CFR 55.40(a) also 
requires the Commission to use the criteria in NUREG-1021 to evaluate 
the written examinations and operating tests prepared by power reactor 
facility licensees pursuant to 10 CFR 55.40(b).
    As stated in 10 CFR 55.40(b), power reactor facility licensees may 
prepare, proctor, and grade the written examinations required by 10 CFR 
55.41 and 55.43 and may prepare the operating tests required by 10 CFR 
55.45, subject to the following conditions: (1) They shall prepare the 
required examinations and tests in accordance with the criteria in 
NUREG-1021 as described in 10 CFR 55.40(a); (2) pursuant to 10 CFR 
55.49, they shall establish, implement, and maintain procedures to 
control examination security and integrity; (3) an authorized 
representative of the facility licensee shall approve the required 
examinations and tests before they are submitted to the Commission for 
review and approval; and (4) they must receive Commission approval of 
their proposed written examinations and operating tests.
    In accordance with 10 CFR 55.45(a), ``[t]he operating test, to the 
extent applicable, requires the applicant to demonstrate an 
understanding of and the ability to perform the actions necessary to 
accomplish a representative sample from among . . . 13 [listed] 
items.'' In accordance with 10 CFR 55.45(b):
    Implementation--Administration. The operating test will be 
administered in a plant walkthrough and in either--
    (1) A simulation facility that the Commission has approved for use 
after application has been made by the facility licensee under Sec.  
55.46(b);
    (2) A plant-referenced simulator (Sec.  55.46(c)); or
    (3) The plant, if approved for use in the administration of the 
operating test by the Commission under Sec.  55.46(b).
The ``in a plant walkthrough'' portion of 10 CFR 55.45(b) is the 
subject of the exemption request.
    NUREG-1021, Revision 10 (December 2014) (ADAMS Accession No. 
ML14352A297) establishes the policies, procedures, and practices for 
examining applicants for operator and senior operator licenses and 
licensees pursuant to 10 CFR part 55; it contains the examination 
standards that ensure the equitable and consistent administration of 
operator licensing examinations. NUREG-1021 is organized by topic into 
chapters designated with ``ES,'' which stands for ``examination 
standard.'' As relevant here, Chapter 2 (ES-2xx) addresses initial pre-
examination activities and Chapter 3 (ES-3xx) addresses initial 
operating tests. Chapter 3 includes ES-301, ``Preparing Initial 
Operating Tests,'' and ES-302, ``Administering Operating Tests to 
Initial License Applicants.''
    NRC examiners and facility licensees use NUREG-1021 together with 
the applicable NRC knowledge and abilities (K/A) catalog. NUREG-2103, 
``Knowledge and Abilities Catalog for Nuclear Power Plant Operators: 
Westinghouse AP1000 Pressurized-Water Reactors,'' was developed 
specifically to address the passive nature of the Westinghouse AP1000 
design. The NRC K/A catalogs provide the basis for the development of 
content-valid operator licensing examinations. NUREG-1021, Appendix A, 
``Overview of Generic Examination Concepts,'' Section C.1, ``Content 
Validity,'' describes that a content-valid examination establishes a 
link between the examination and the duties that the applicants will 
perform on the job. Also, this section states,

    Test items selected for inclusion in an NRC examination should 
be based on K/As contained in the appropriate K/A catalog. Testing 
outside the documented K/As can jeopardize the content validity of 
the examination. Content validity can also be

[[Page 42747]]

reduced if important K/As are omitted from the examination.

The NRC K/A catalogs contain K/A statements that have been rated for 
their importance with respect to the safe operation of the plant. An 
importance rating less than 2.5 represents a K/A statement of limited 
importance for the safe operation of a plant. Such statements are 
generally considered as inappropriate content for NRC licensing 
examinations.
    Operator licensing examinations developed using the applicable NRC 
K/A catalog along with the guidance in NUREG-1021 will sample the 13 
items listed in 10 CFR 55.45(a) and also ensure that exam topics are 
associated with K/A statements of significant importance for the safe 
operation of the plant. Thus, the examinations will be content-valid.

The Operating Test

    NUREG-1021, Revision 10, ES-301, ``Preparing Initial Operating 
Tests,'' Section B, ``Background,'' describes that the requirements in 
10 CFR 55.45 for the operating test are met by administering a 
simulator test and a walk-through.
    The simulator test is typically administered in a team format with 
up to three applicants in the main control room simulator. It 
implements Items 1-8 and 11-13 of 10 CFR 55.45(a) and is the most 
performance-based aspect of the operating test. NRC examiners use the 
simulator test to evaluate each applicant's ability to safely operate 
the plant systems under dynamic, integrated conditions.
    In contrast, the NRC examiners administer the walk-through to 
applicants one-on-one. The walk-through consists of two parts: 
Administrative topics and control room/in-plant systems. The 
administrative topics part of the walk-through implements Items 9-12 of 
10 CFR 55.45(a) and covers K/As associated with administrative control 
of the plant. The control room/in-plant systems part of the walk-
through implements the requirements of Items 3, 4, 7, 8, and 9 of 10 
CFR 55.45(a) and encompasses several types of systems, including 
primary coolant, emergency coolant, decay heat removal, auxiliary, 
radiation monitoring, and instrumentation and control. ES-301 describes 
that the control room/in-plant systems part of the walk-through is used 
to determine whether the applicant has an adequate knowledge of plant 
system design and is able to safely operate those systems. This part of 
the walk-through focuses primarily on those systems with which licensed 
operators are most involved (i.e., those having controls and 
indications in the main control room). To a lesser extent, it also 
ensures that the applicant is familiar with the design and operation of 
systems located outside the main control room.
    To evaluate an applicant's knowledge and abilities relative to 
control room/in-plant systems and competence in the administrative 
topics, the NRC examiners administer JPMs and, when necessary, ask 
specific follow-up questions based on the applicant's performance of 
the JPM. NUREG-1021 defines a JPM as ``[a]n evaluation tool that 
requires the applicant to perform (or simulate) a task that is 
applicable to the license level of the examination.''
    Tasks are selected for evaluation in accordance with ES-301, 
Section D.4, ``Specific Instructions for the `Control Room/In-Plant 
Systems' Walk-Through.'' This section directs NRC examiners and 
facility licensees to select plant systems from the nine safety 
functions listed in the applicable NRC K/A Catalog. Table 1, ``Plant 
Systems by Safety Function,'' in NUREG-2103 contains a list of the 
AP1000 plant systems that are important to each of the nine major 
safety functions. ES-301, Section D.4.a, directs exam writers to (1) 
select plant systems from among the nine safety functions and then (2) 
for each plant system selected, select from either the NRC K/A catalog 
or the facility licensee's site-specific task list a task for which a 
JPM exists or can be developed. NUREG-1021, Appendix C, ``Job 
Performance Measure Guidelines,'' contains Form ES-C-2, ``Job 
Performance Measure Quality Checklist,'' (i.e., the JPM Checklist), 
which states that every JPM should, among other things, (1) be 
supported by the facility's job task analysis (i.e., the JPM must 
require applicants to perform tasks that are included in the facility 
licensee's site-specific task list, which is the product of its job 
task analysis) and (2) be ``operationally important.'' To be 
``operationally important,'' the JPM Checklist states that a JPM must 
meet the threshold criterion of 2.5 in NUREG-2103 (i.e., the K/A 
statement associated with the JPM must have an importance rating of 2.5 
of higher), or as determined by the facility and agreed to by the NRC.
    Additionally, ES-301, Section E.2.a, ``NRC Examiner Review,'' 
directs examiners to independently review each operating test for 
content, wording, operational validity (i.e., test items address an 
actual or conceivable mental or psychomotor activity performed on the 
job), and level of difficulty using Form ES-301-3, ``Operating Test 
Quality Checklist.'' JPMs must satisfy the criteria on Form ES-301-3 
and the JPM Checklist to be administered as part of an operating test.
    Per 10 CFR 55.45(b), the operating test will be administered in 
part in a plant walk-through. Further requirements for the plant walk-
through (i.e., the in-plant portion of the operating test) are given in 
ES-301, Section D.3, ``Specific Instructions for the `Administrative 
Topics' Walk-through,'' and Section D.4, ``Specific Instructions for 
the `Control Room/In-Plant Systems' Walk-Through.'' Concerning in-plant 
testing (i.e. ``plant walk-through''), ES-301, Section D.4.a. states 
that from the nine safety function groupings identified in the K/A 
catalog, the appropriate number of systems to be evaluated based on the 
applicant's license level is given by the following table: \2\
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    \2\ In the column labeled ``License Level,'' ``RO'' means 
``reactor operator'' or ``operator; ``SRO-I'' means ``senior reactor 
operator--instant'' or ``senior operator;'' and ``SRO-U'' means 
``senior reactor operator--upgrade,'' and refers to an operator 
applying to upgrade to a senior operator license.

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              License level                      Control room                  In-plant                Total
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RO......................................  8.........................  3.........................              11
SRO-I...................................  7.........................  3.........................              10
SRO-U...................................  2 or 3....................  3 or 2....................               5
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    In addition, ES-301, Section D.4.a states: ``Each of the control 
room systems and evolutions (and separately each of the in-plant 
systems and evolutions) selected for RO and SRO-I applicants should 
evaluate a different safety function, and the same system or evolution 
should not be used to evaluate more than one safety function in each 
location.''
    Also, ES-301, Section D.4.b states, ``at least one of the tasks 
conducted in the plant shall evaluate the applicant's ability to 
implement actions required during an emergency or abnormal

[[Page 42748]]

condition, and another shall require the applicant to enter the RCA.''
    Taken together, the statements in ES-301, Sections D.4.a and D.4.b 
show that, for purposes of testing, the control room is separate from 
the plant. Control room system JPMs are typically performed in the 
control room simulator. Because plant equipment is not controlled from 
the simulator, applicants can demonstrate knowledge and abilities by 
using the simulator to perform the actions necessary to accomplish the 
task during the JPM. The simulator provides feedback to the applicant 
about the actions that he or she takes during performance of the task. 
For example, if the applicant operates a switch to start a pump, the 
simulator provides indications to the applicant that will allow him or 
her to determine whether the pump has started.

Administration of In-Plant JPM

    Typically, each JPM begins with the NRC examiner providing the 
applicant with a cue sheet, which contains the cue for the applicant to 
begin to perform the task. The cue sheet also provides the applicant 
with any initial conditions that he or she should assume have been 
established. After receiving the cue sheet, the applicant leads the NRC 
examiner to the location in the plant where the task will be performed. 
Once the applicant arrives at the correct location in the plant, he or 
she uses the appropriate plant procedure and the plant equipment in 
that location as a prop to describe to the NRC examiner exactly how he 
or she would perform the task. The task is not actually performed 
because applicants are not permitted to operate plant equipment while 
performing a JPM; only licensed control room operators can direct the 
operation of plant equipment (i.e., an NRC examiner cannot direct the 
operation of plant equipment). Therefore, as stated in NUREG-1021, ES-
301, Attachment 2, Page 21, to successfully complete a JPM in the 
plant, the applicant must ``describe exactly what it takes to perform 
an action.'' As described in NUREG-1021, Appendix C, ``Job Performance 
Measure Guidelines,'' Section B.4, ``Develop Examiner Cues,'' the NRC 
examiners develop scripted cues to provide the applicant with specific 
feedback on the equipment's response(s) to actions the applicant 
describes that he or she would take. These cues are necessary during 
JPMs performed in the plant because the applicant is not actually 
operating any equipment in the plant, and therefore the applicant will 
not have available the normal indications that would be observed during 
actual task performance.
    Consider the following example. An NRC examiner provides the 
applicant with a cue sheet that directs him or her to start a standby 
diesel generator from its local control panel, which is located in the 
plant (i.e., outside of the main control room), for a monthly equipment 
performance test. The applicant first must demonstrate to the NRC 
examiner that he or she can locate that particular local control panel 
in the plant by walking the NRC examiner to it. Once at the local 
control panel, the applicant must then verbally describe exactly how he 
or she would operate the control panel to perform the task of starting 
the standby diesel generator. The applicant will use the local control 
panel as a prop during this discussion (e.g., the applicant could point 
to a control switch on the control panel to show the NRC examiner that 
he or she knows which one must be operated during actual task 
performance to raise the speed of the diesel generator). The applicant 
would also need to describe how he or she would expect the standby 
diesel generator to respond to his or her actions and the indications 
that he or she would use to monitor whether the standby diesel 
generator responded as expected. Because the equipment is not actually 
being operated during an in-plant JPM, the NRC examiner provides 
specific feedback regarding the equipment's reactions to the actions 
the applicant says that he or she would take.
    If the applicant correctly locates the equipment in the plant and 
describes what it takes to perform the task, then the applicant will 
successfully complete the JPM. If the applicant demonstrates a lack of 
understanding of the equipment and procedures, then the NRC examiner 
will ask follow-up questions, as necessary, to confirm whether the 
applicant is familiar with the design and operation of that plant 
system.
    Additionally, at least one JPM must be performed in the RCA. This 
provides an opportunity for the applicant to demonstrate knowledge of 
significant radiation hazards located in radiation and/or contamination 
areas inside the RCA and the ability to perform procedures to reduce 
excessive levels of radiation and to guard against personnel exposure.

Cold Licensing Process

    NUREG-1021, ES-202, Section D.4, ``Cold License Eligibility,'' 
states, ``[c]old licensing is the process used prior to fuel load that 
provides a consistent method for operations personnel to acquire the 
knowledge and experience required for licensed operator duties 
following fuel load.'' The cold licensing process is described in 
Appendix A, ``Cold License Training Plan,'' of NEI 06-13A, ``Template 
for an Industry Training Program Description,'' Revision 2 (ADAMS 
Accession No. ML090910554). ``Final Safety Evaluation for Topical 
Report NEI 06-13A, `Template for an Industry Training Program 
Description,' '' Revision 1, dated December 5, 2008 (ADAMS Accession 
No. ML082950140), documents the NRC staff's approval of NEI 06-13A for 
use in combined license applications. The facility licensee 
incorporated NEI 06-13A, Revision 2, in its entirety into the VEGP 
Units 3 and 4 Updated Final Safety Analysis Report (UFSAR), Chapter 13, 
``Conduct of Operation'' (ADAMS Accession No. ML15194A468). Section 
13.2A.3, ``Conduct of On-the-Job Training (OJT),'' of the VEGP Units 3 
and 4 UFSAR states, ``[u]ntil plant construction is completed, 
acceptable methods for the conduct of on-the-job training include 
discussion, simulation, and use of mockup equipment and virtual reality 
technology.'' Section 13.2A.6, ``Cold Licensing Process Applicability 
and Termination,'' provides additional guidance on the conduct of OJT:

    As plant systems, components, and structures are completed, and 
as integrated plant operations begin, the systematic approach to 
training process will be used to adjust cold license class training 
methods . . . The purpose is to optimize student learning using 
actual in-plant training and experience opportunities as they become 
available.

    Additionally, Section 13.2A.7, ``Initial Licensed Operator 
Examination Schedule,'' states, ``[a]dministration of [initial] 
licensed operator examinations begins approximately 18 months prior to 
fuel load.''

II. Request/Action

    By letter from Ms. Karen Fili, Site Vice President, VEGP Units 3 
and 4, to the NRC dated May 27, 2016, ``Southern Nuclear Operating 
Company Vogtle Electric Generating Plant (VEGP) Units 3 and 4 Revised 
Request for Exemption and RAI Response: Operator Licensing'' ND-16-0747 
(ADAMS Accession No. ML16148A484) (``May 27 letter''), the facility 
licensee stated that it seeks to begin operator licensing examinations 
in July 2016. The May 27 letter superseded the letter from Ms. Karen 
Fili, Site Vice President, VEGP Units 3 and 4, to the NRC dated April 
15, 2016 (ADAMS Accession No. ML16109A013) (i.e., the April 15 letter). 
The May 27 letter also incorporated the facility licensee's responses 
to two requests for

[[Page 42749]]

additional information (RAIs) issued in response to the April 15 
letter: RAI #9 (ADAMS Accession No. ML16112A425) and RAI #10 (ADAMS 
Accession No. ML16118A183).
    The facility licensee (1) applied for exemptions from the 
requirements in 10 CFR part 55 that require using a plant walk-through 
as part of the operating test (i.e., in-plant testing); and (2) 
proposed alternative examination criteria and methods.

Application for Exemption

    Because VEGP Unit 3 is under construction and most of the plant 
systems have not yet been built, the facility licensee requests an 
exemption from the requirement in 10 CFR 55.45(b) to administer a 
portion of the operating test ``in a plant walkthrough.'' The facility 
licensee also requests an exemption from 10 CFR 55.40(a) and (b), which 
require, in part, the Commission and facility licensees to prepare the 
operating tests required by 10 CFR 55.45 in accordance with the 
criteria in NUREG-1021, because ES-301, Section D.4.a and D.4.b require 
that in-plant system JPMs be performed in the plant (and also that one 
JPM be performed in the RCA) as part of the walk-through administered 
to applicants during the operating test. However, with respect to 
exemptions from 10 CFR 55.40(a) and (b), the Commission determined that 
none were necessary because the Commission and the facility license 
would continue to follow NUREG-1021, as required by 10 CFR 55.40(a) and 
(b), when the Commission and facility licensee used alternative 
examination criteria pursuant to ES-201, Section B, ``Background,'' of 
NUREG-1021. The proposed alternative is discussed below.

Proposed Alternative

    The facility licensee proposes an alternative to administering in-
plant system JPMs in the plant: It proposes to use ``cold license 
training plan evaluation methods'' to administer in-plant system JPMs. 
Specifically, in Enclosure 1, ``Plant Walkthrough Exemptions,'' Section 
3.1, ``Administration of In-Plant JPMs Using Cold License Training Plan 
Methods,'' and Section 3.2, ``RCA Mockup Alternative to RCA Entry,'' of 
the May 27 letter, the facility licensee proposes using the following 
``cold license training plan evaluation methods'' in lieu of the plant 
and plant equipment to administer in-plant system JPMs on an operating 
test:
     Plant layout diagrams,\3\ equipment diagrams and plant 
maps--these documents will be used as necessary and/or as appropriate 
to allow an applicant to demonstrate knowledge of plant and equipment 
locations. Applicants will use these tools to describe how they would 
get to the location of the equipment that is the subject of the JPM and 
to identify the building, elevation, and room number in the plant where 
that equipment will be located when construction is complete.
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    \3\ A plant layout diagrams typically include building names, 
building elevations, and room numbers.
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     Breaker Lab--VEGP has a breaker lab that contains 6.9kV 
and 480V breakers that can be operated by applicants.
     Maintenance Flow Loop--contains generic plant equipment, 
such as pumps, valves, and instruments for demonstrating the 
fundamental knowledge of operation and monitoring of plant equipment.
     Remote Shutdown Workstation--The VEGP Units 3 & 4 
simulation facility includes a Remote Shutdown Workstation that 
simulates the controls located in the Remote Shutdown Room.
     RCA mock-up--A training environment that allows applicants 
to demonstrate knowledge of radiation control subjects. Standards for 
entry into the mock-up RCA are identical to the actual RCA. The mock-up 
is used to train outage workers at VEGP Units 1 and 2. It contains 
simulated radiation areas and contaminated areas.
     Discuss method--using the procedure and props such as 
plant layout drawings, mock-ups, maps and pictures of equipment, the 
applicant will describe the actions he or she would take to operate 
equipment and explain how the equipment should respond to these 
actions. Discussion can cover required personal protective equipment 
(PPE), actions, system response and location. Location information can 
include specifics such as building, elevation, and room.
     Perform method--if the JPM is administered in the breaker 
lab, the flow loop trainer, or the remote shutdown room mock-up, 
applicants can perform actions during the JPM as well as discuss.
     Plant location drawings and pictures of plant components 
not directly related to the task that is the subject of the JPM will 
also be made available to maintain discriminatory value (i.e., the 
applicant has the same opportunity to fail as with an in-plant JPM by 
choosing the incorrect component or by incorrectly simulating the 
operation of the correct component).

Expiration of Exemptions and Alternative

    The facility licensee requested that the exemption expire after the 
Commission makes its finding in accordance with 10 CFR 52.103(g) (``The 
licensee shall not operate the facility until the Commission makes a 
finding that the acceptance criteria in the combined license are met, 
except for those acceptance criteria that the Commission found were met 
under Sec.  52.97(a)(2)'') for VEGP Unit 3.

III. Discussion

Granting of Exemption

    Pursuant to 10 CFR 55.11, the Commission may, upon application by 
an interested person, or upon its own initiative, grant exemptions from 
the requirements of 10 CFR part 55 as it determines are (1) authorized 
by law and (2) will not endanger life or property and (3) are otherwise 
in the public interest.
1. The Exemption Is Authorized by Law
    Exemptions are authorized by law where they are not expressly 
prohibited by statute or regulation. A proposed exemption is implicitly 
``authorized by law'' if all of the conditions listed therein are met 
(i.e., will not endanger life or property and is otherwise in the 
public interest), and no other provision prohibits, or otherwise 
restricts, its application. No provisions in law restrict or prohibit 
an exemption to the requirements concerning the plant walk-through 
portion of the operating test; the ``endanger'' and ``public interest'' 
factors are addressed later in this evaluation.
    The regulations in 10 CFR part 55 implement Section 107 of the 
Atomic Energy Act of 1954, as amended (AEA), which sets requirements 
upon the Commission concerning operators' licenses and states, in part, 
that the Commission shall ``prescribe uniform conditions for licensing 
individuals as operators of any of the various classes of . . . 
utilization facilities licensed'' by the NRC. These requirements in the 
AEA do not expressly prohibit exemptions to the portion of 10 CFR 
55.45(b) addressing in-plant JPMs and plant walk-throughs.
    Preparing and evaluating operator examinations using the criteria 
in NUREG-1021 is a means of ensuring the equitable and consistent 
administration of operator licensing examinations for all applicants 
and thus helps to ensure uniform conditions exist for the

[[Page 42750]]

operator licensing examinations administered as part of the licensing 
process. If the exemption is granted, there will be no changes to the 
preparation and grading of the written examinations, including the 
generic fundamentals examinations. There will be no changes to the 
preparation and evaluation of the simulator portions of the operating 
test. There will be no changes to the administrative portion of the 
operating tests. Although under the exemption part of the in-plant test 
will not be administered in the plant, the preparation and grading of 
the in-plant portion will be unchanged.
    Upon balancing the overall effect on uniformity and consistency 
under the exemption, the NRC staff concludes that the uniform 
conditions will be maintained; the differences in the testing under the 
exemption will not prevent equitable administration of the operator 
licensing examinations or challenge the basis for the NRC examiners' 
licensing decisions. Accordingly, the testing will continue to comply 
with Section 107 of the AEA. Accordingly, the NRC staff has determined 
that granting of the facility licensee's proposed exemption will not 
result in a violation of the AEA, or the Commission's regulations. 
Therefore, the exemption is authorized by law.
2. The Exemption Will Not Endanger Life or Property
    The exemption will not change the fundamental findings needed to 
issue an operator's or senior operator's license to an applicant. As 
stated in 10 CFR 55.33 ``Disposition of an initial application,''

    (a) Requirements for the approval of an initial application. The 
Commission will approve an initial application for a license 
pursuant to the regulations in this part, if it finds that--
    . . .
    (2) Written examination and operating test. The applicant has 
passed the requisite written examination and operating test in 
accordance with Sec. Sec.  55.41 and 55.45 or 55.43 and 55.45. These 
examinations and tests determine whether the applicant for an 
operator's license has learned to operate a facility competently and 
safely, and additionally, in the case of a senior operator, whether 
the applicant has learned to direct the licensed activities of 
licensed operators competently and safely.

    Competent and safe operators protect against endangerment of life 
or property. Accordingly, where the tests adequately determine who is 
competent, those tests are protective of and do not endanger life or 
property.
    The exemption from the requirement in 10 CFR 55.45(b) that the 
operating test be administered partially ``in a plant walkthrough'' 
will not endanger life or property mainly because 10 CFR 55.45(a) will 
still require the applicant to demonstrate an understanding of and the 
ability to perform the actions necessary to accomplish a representative 
sample of tasks. As required by 10 CFR 55.45(a), the content of the 
operating test will continue to be identified, in part, from learning 
objectives derived from a systematic analysis of licensed operator or 
senior operator duties performed by each facility licensee and 
contained in its training program and from information in the Final 
Safety Analysis Report, system description manuals and operating 
procedures, facility license and license amendments, Licensee Event 
Reports, and other materials requested from the facility licensee by 
the Commission. Although applicants will not be tested while physically 
located in front of installed in-plant equipment until the Commission 
makes its finding in accordance with 52.103(g), the knowledge and 
abilities applicants must demonstrate to pass the operating test will 
not change.
    Accordingly, there is no endangerment of life or property as a 
result of the exemption.
3. The Exemption Is Otherwise in the Public Interest
    The Commission's values guide the NRC in maintaining certain 
principles as it carries out regulatory activities. These principles 
focus the NRC on ensuring safety and security while appropriately 
balancing the interests of the NRC's stakeholders, including the public 
and licensees. These principles include Independence, Openness, 
Efficiency, Clarity, and Reliability. Whether granting of an exemption 
to the requirement to perform in-plant system JPMs in the plant would 
be in the public interest depends on consideration and balancing of the 
foregoing factors.

Efficiency

    The public and licensees are all entitled to the best possible 
management and administration of regulatory activities. Regulatory 
activities should be consistent with the degree of risk reduction they 
achieve. Where several effective alternatives are available, the option 
that minimizes the use of resources should be adopted.
    The NRC staff considered two options to determine whether one would 
minimize the use of resources and/or minimize risk: (1) Grant the 
exemption to the plant walk-through requirement and administer operator 
licensing examinations prior to completion of VEGP Unit 3, or (2) deny 
the exemption and wait until the completion of construction to 
administer the operator licensing examinations. For either option, the 
same number of NRC examiners will be required to administer the 
operator licensing examinations at VEGP Unit 3 prior to fuel load. 
Thus, the use of resources is not minimized by administering exams 
before the plant is built. Accordingly, the exemption is neutral with 
respect to the public's interest in efficiency.

Clarity

    Regulations should be coherent, logical, and practical. There 
should be a clear nexus between regulations and agency goals and 
objectives whether explicitly or implicitly stated. Here, the goal of 
the agency is to determine whether applicants for a license have 
learned to operate a facility competently and safely. Because the 
applicants must still demonstrate familiarity with the design and 
operation of systems located outside the main control room using the 
method proposed by the facility licensee, it is not necessary to 
perform the in-plant system JPMs within the completed VEGP Unit 3 to 
achieve this goal. Accordingly, this factor shows that the exemption 
maintains the public interest in clarity.

Reliability

    Regulations should be based on the best available knowledge from 
research and operational experience. Systems interactions, 
technological uncertainties, and the diversity of licensees and 
regulatory activities must all be taken into account so that risks are 
maintained at an acceptably low level. Once established, regulation 
should be perceived to be reliable and not unjustifiably in a state of 
transition. Regulatory actions should always be fully consistent with 
written regulations and should be promptly, fairly, and decisively 
administered so as to lend stability to the nuclear operational and 
planning processes.
    If a sufficient number of applicants do not pass the exams, then 
the facility licensee may not have a sufficient number of personnel 
available for fuel load. If exams commenced in June 2018, and fuel load 
was scheduled for late 2018, then there would only be at most 6 months 
between the time when licensing decisions would be made and fuel load. 
As stated in Enclosure 1, Section 6.3, ``Otherwise in the Public 
Interest,'' of the May 27 letter, initial license training lasts 
approximately 24 months; therefore, 6 months is not sufficient to 
license additional applicants if the needed number of applicants do not 
pass the examinations. Commencing

[[Page 42751]]

examinations now allows the facility licensee to better prepare for 
contingencies and have more assurance that a sufficient number of 
licensed operators will be available for fuel load. If a sufficient 
number of applicants do not pass the operating test, the facility 
licensee can factor the pass/fail decisions into its operational 
schedules starting in 2016, which will provide a sufficient amount of 
time for retraining applicants who do not pass the exam or training a 
new class of applicants. Thus, granting the exemption will lend 
stability to the nuclear operational and planning process in that the 
individual operator licensing decisions will be made much sooner than 
otherwise would be possible.
    With respect to risk reduction, granting of the exemption will not 
require the NRC examiners or the applicants to enter the RCA, and 
therefore, the risk of radiation exposure for applicants and NRC 
examiners will be reduced to zero. Although NRC examiners and 
applicants typically do not receive any significant exposure to 
radiation or contamination during the conduct of operating tests 
administered inside the RCA, the NRC staff concludes that reducing the 
risk of exposure to zero aligns with the agency's goal of maintaining 
exposure to ionizing radiation as low as is reasonably achievable 
(ALARA). Accordingly, this factor shows that the exemption favors the 
public's interest in reliability.

Independence

    Nothing but the highest possible standards of ethical performance 
and professionalism should influence regulation. However, independence 
does not imply isolation. All available facts and opinions must be 
sought openly from licensees and other interested members of the 
public. The many and possibly conflicting public interests involved 
must be considered. Final decisions must be based on objective, 
unbiased assessments of all information, and must be documented with 
reasons explicitly stated.
    With the granting of this exemption, the NRC staff will still 
continue to independently assess whether the applicants at VEGP Unit 3 
have the skills, knowledge, and abilities necessary to operate the 
plant safely and competently. The operator licensing decisions will 
continue to be based on the NRC examiners' objective, unbiased 
assessments of each applicant's performance, which will be documented 
in accordance with NUREG-1021, ES-303, ``Documenting and Grading 
Initial Operating Tests.'' Accordingly, this factor shows that the 
exemption maintains the public interest in independence.

Openness

    Nuclear regulation is the public's business, and it must be 
transacted publicly and candidly. The public must be informed about and 
have the opportunity to participate in the regulatory processes as 
required by law. Open channels of communication must be maintained with 
Congress, other government agencies, licensees, and the public, as well 
as with the international nuclear community.
    Granting the exemption allows the portion of the operating test 
that would otherwise be performed in the plant to be administered in a 
location other than the plant. The operator licensing examination 
process described in NUREG-1021 will still be followed using the 
alternate method proposed by the facility licensee. Therefore, this 
factor shows that the exemption maintains the public's interest in 
openness.

Balancing of Factors

    Accordingly, the balancing of these factors shows that the 
exemption is otherwise in the public interest.

Conclusion

    The Commission concludes that the exemption is (1) authorized by 
law and (2) will not endanger life or property and (3) is otherwise in 
the public interest. Therefore, the Commission grants SNC an exemption 
from the requirement of 10 CFR 55.45(b) to administer a portion of the 
operating test ``in a plant walkthrough.''

Approval of Alternative

    NUREG-1021, ES-201, Section B, ``Background,'' states,

    Facility licensees may propose alternatives to the examination 
criteria contained here and evaluate how the proposed alternatives 
provide an acceptable method of complying with the Commission's 
regulations. The NRC staff will review any proposed alternatives and 
make a decision regarding their acceptability. The NRC will not 
approve any alternative that would compromise the agency's statutory 
responsibility to prescribe uniform conditions for the operator 
licensing examinations.

    As discussed below, the facility licensee's proposed alternatives 
provide an acceptable method of complying with the Commission's 
regulations and will not compromise the agency's statutory 
responsibility to prescribe uniform conditions for the operator 
licensing examinations.
    NUREG-1021, Appendix A, ``Overview of Generic Examination 
Concepts,'' Section B, ``Background,'' discusses internal and external 
attributes of an examination and their relationship to uniform 
conditions. The internal attributes of an examination include its level 
of knowledge (LOK), level of difficulty (LOD), and the use of exam 
question banks. The external attributes of an examination include the 
number and types of items, the length of the examination, security 
procedures, and proctoring instructions. Appendix A states,

    If the internal and external attributes of examinations are 
allowed to vary significantly, the uniform conditions that are 
required by Section 107 of the Atomic Energy Act of 1954, as 
amended, and the basis upon which the NRC's licensing decisions rest 
are challenged. The NRC must reasonably control and structure the 
examination processes to ensure the integrity of the licenses it 
issues.

    In order to determine whether uniform conditions for licensing 
individuals as operators and senior operators at VEGP Unit 3 will be 
maintained using the method proposed by the facility licensee, the NRC 
staff performed two actions. First, the NRC staff identified the 
differences between performing in-plant system JPMs in the plant and 
the facility licensee's proposed method of performing in-plant system 
JPMs. These are listed in the table below.

                         Summary of Differences
------------------------------------------------------------------------
               Performing in-plant
      #         system JPMs in the   Facility licensee's proposed method
                      plant          of performing  in-plant system JPMs
------------------------------------------------------------------------
1...........  Applicants             In lieu of walking the NRC examiner
               demonstrate            to the equipment that is the
               knowledge of           subject of the JPM, applicants
               equipment locations    demonstrate knowledge of equipment
               by walking the NRC     locations by using plant layout
               examiner to the        diagrams, equipment diagrams, and
               location of the        maps to describe to the NRC
               equipment that is      examiner how they would get to the
               the subject of the     location of the plant equipment
               JPM in the plant.      that is the subject of the JPM.
                                      Applicants identify the building,
                                      elevation, and room number
                                      associated with the plant
                                      equipment that is the subject of
                                      the JPM.

[[Page 42752]]

 
2...........  Applicants use the     In lieu of using plant equipment as
               plant equipment as a   a prop, applicants use pictures of
               prop while they        equipment or a mock-up of the
               describe and how to    equipment as a prop while they
               operate the            describe and simulate how to
               equipment to perform   operate the equipment to perform
               the task..             the task.
3...........  Applicants must enter  In lieu of entering the RCA in the
               the RCA for at least   plant, applicants enter a mock-up
               one JPM..              RCA for at least one JPM.
------------------------------------------------------------------------

    Second, the NRC staff evaluated whether the differences could cause 
the internal and external attributes of the in-plant system JPMs 
administered to applicants at VEGP Unit 3 prior to the completion of 
plant construction to vary significantly from those administered to 
applicants at VEGP Unit 3 after the completion of construction. The 
evaluation is documented below.

Evaluation of Internal Attributes

    Level of Knowledge: As stated in NUREG-1021, Appendix A, Section 
C.3.c, ``Level of Knowledge Versus Level of Difficulty,'' LOK 
represents the range of mental demands required to answer a question or 
perform a task. It is a continuum of mental rigor that ranges from 
retrieving fundamental knowledge, which is a low LOK, to retrieving 
that knowledge and also understanding, analyzing, and synthesizing that 
knowledge with other knowledge, which is a high LOK. Test items that 
require a high LOK require multiple mental processing steps, which are 
usually the recall and integration of two or more pieces of data.
    In-plant system JPMs performed in the plant are high LOK test items 
because they require applicants to recall knowledge such as the 
location of plant equipment, which was acquired during the initial 
training program, and also to demonstrate, by walking the NRC examiner 
to the correct equipment in the plant and by describing the actions 
that they would take to operate the equipment, an understanding of and 
familiarity with the design and operation of that equipment. Applicants 
must also respond to the cues provided by the NRC examiner during the 
JPM. To successfully complete the JPM, the applicant must be able to 
analyze the information provided by these cues, apply knowledge of the 
design and operation of the equipment to determine the appropriate 
action(s), and then describe the action(s) to the NRC examiner.
    The NRC staff determined that the three differences listed in Table 
2 do not cause the LOK that an applicant at VEGP Unit 3 must 
demonstrate during in-plant system JPMs administered prior to the 
completion of plant construction to vary significantly from the LOK 
that an applicant must demonstrate during in-plant system JPMs 
performed after the completion of construction at VEGP Unit 3 for the 
following reasons.
     As shown in Difference #1 in Table 2, the facility 
licensee proposes that applicants at VEGP Unit 3 demonstrate knowledge 
of equipment locations by using plant layout diagrams, equipment 
diagrams, and/or maps to show the NRC examiner how they would get to 
the location in the plant where the task would be performed. The 
facility licensee stated in Enclosure 1, ``Plant Walkthrough 
Exemptions,'' Section 5.5, ``Conclusion,'' of the May 27 letter that 
the proposed method of performing in-plant system JPMs will ``not 
impact the ability to maintain equitable and consistent testing under 
uniform conditions because license applicants will be evaluated using 
the same methods employed during their training.'' As described in 
Section 13.2A.1, ``Licensed Operator Experience Requirements Prior To 
Commercial Operation,'' of the VEGP Units 3 and 4 UFSAR, initial 
license training for all applicants at VEGP Unit 3 includes a site 
layout course, which is described in NEI 06-13A, Appendix A as a site 
familiarization course. Therefore, the NRC staff concludes that this 
method will require applicants at VEGP Unit 3 to recall and demonstrate 
knowledge of plant equipment location(s), which were addressed in the 
training program, to successfully complete the JPM even though the JPM 
will not be performed in the plant.
     As shown in Difference #2 in Table 2, the facility 
licensee proposes that applicants at VEGP Unit 3 describe how they will 
operate the equipment and explain how they expect the equipment and 
systems to respond to their actions using props such as pictures of the 
equipment or a mock-up equipment in lieu of the actual equipment in the 
plant. Just as during a JPM in the plant, NRC examiners will need to 
provide scripted cues to the applicants in response to the actions the 
applicants say that they would take. The applicants will have to 
analyze the information provided by these cues, apply knowledge of the 
design and operation of the equipment to determine the appropriate 
action(s), and then describe the action(s) to the NRC examiner. 
Therefore, the NRC staff concludes that this method will require 
applicants at VEGP Unit 3 to describe the actions that they would take 
to operate the equipment and analyze information provided by cues to 
successfully complete the JPM even though the JPM will not be performed 
in the plant.
     As shown in Difference #3 in Table 2, applicants at VEGP 
Unit 3 will be required to demonstrate how to enter the RCA. The 
facility licensee has established a mock-up of the RCA that contains 
simulated radiation control areas and contaminated areas, and 
``standards for entry into the mockup RCA are identical to an actual 
RCA.'' Therefore, the NRC staff concludes that this method will require 
applicants at VEGP Unit 3 to demonstrate knowledge of significant 
radiation hazards located in radiation and/or contamination areas 
inside the RCA and the ability to perform procedures to reduce 
excessive levels of radiation and to guard against personnel exposure 
even though the JPM will not be performed in the plant.
    Accordingly, the NRC staff concludes that the facility licensee's 
proposed method of performing in-plant system JPMs will not cause the 
LOK of the in-plant system JPMs administered to applicants at VEGP Unit 
3 prior to the completion of plant construction to vary significantly 
from those administered to applicants at VEGP Unit 3 after the 
completion of construction.
    Level of Difficulty: As stated in NUREG-1021, Appendix A, Section 
C.3.c, ``Level of Knowledge Versus Level of Difficulty,'' the NRC 
examiners evaluate a test item's LOD ``to ensure that the item can help 
discriminate between safe and unsafe operators.'' ``Safe operators'' 
are the applicants who pass all portions of the operator licensing 
examination with a score of 80% or higher. Thus, NUREG-1021 recommends 
that the difficulty for individual test items range between 70% and 90% 
(i.e., 70-90% of applicants could successfully perform the test item). 
To achieve this, NUREG-1021 states that the NRC examiners must 
integrate the following concepts:

[[Page 42753]]

The LOK of the test item, the operational validity of the test item 
(i.e., the test item requires applicants to perform mental or 
psychomotor activities that they will have to perform on the job), the 
ability of distractors to distract the examinees, and the examinees' 
past performance on items of similar difficulty. Appendix A 
acknowledges that ``assigning a level of difficulty rating to an 
individual test item is a somewhat subjective process.''
    The NRC staff determined that the three differences listed in Table 
2 do not cause the LOD that an applicant at VEGP Unit 3 must 
demonstrate during in-plant system JPMs administered prior to the 
completion of plant construction to vary significantly from the LOD 
that an applicant must demonstrate during in-plant system JPMs 
performed after the completion of construction at VEGP Unit 3 for the 
following reasons.
     As shown in Difference #1 in Table 2, the facility 
licensee proposes that applicants at VEGP Unit 3 demonstrate knowledge 
of equipment locations by using plant layout diagrams, equipment 
diagrams, and/or maps to (1) to describe to the NRC examiner how they 
would get to the location of the plant equipment that is the subject of 
the JPM and to (2) correctly identify the building, elevation of the 
building, and room number where the equipment will be located in VEGP 
Unit 3. Additionally, the facility licensee proposes that ``plant 
layout diagrams and/or pictures of components not directly related to 
the task will also be made available to the applicant to maintain 
discriminatory value . . .''
    When an in-plant system JPM is performed in the plant, applicants 
must physically walk the NRC examiner to the correct location in the 
plant where the task will be performed. Applicants must choose the 
correct location from among all of the other accessible plant 
locations. Similarly, applicants at VEGP Unit 3 must choose the correct 
plant layout diagram(s), equipment diagrams and/or map(s) from a set of 
diagrams in order to show the NRC examiner how they would locate the 
equipment in the plant.
    If an applicant at an operating reactor has spent a sufficient 
amount of time in the plant becoming familiar with its layout and the 
location of plant equipment, then walking the NRC examiner to the 
correct location during a JPM in the plant will be a relatively easy 
task. Otherwise, this will be a relatively difficult task, and the 
applicant may not be able to perform if he or she cannot find the 
equipment that is the subject of the JPM. Similarly, if an applicant at 
VEGP Unit 3 has spent a sufficient amount of time becoming familiar 
with the plant layout diagrams and maps, then using these tools to show 
the NRC examiner how he or she would access the equipment will be a 
relatively easy task. Otherwise, this will be a relatively difficult 
task, and the applicant may not be able to continue with the JPM 
because he or she will not successfully demonstrate the ability to 
access the equipment. In both cases, the applicants will either be able 
to demonstrate knowledge to the NRC examiner, or they will not be able 
to demonstrate knowledge. The NRC staff concludes that both methods 
require applicants to select the correct location of plant equipment 
from among other choices, and therefore the NRC examiners will still be 
able to discriminate between operators that have this knowledge and 
those that do not, and thus the LOD of the two methods is comparable.
    Also, the NRC staff considered the implications for the testing 
process of physically walking in the plant to a specific location as 
compared to using plant layout diagrams and/or maps to show and 
describe the route that would be taken to find the correct location 
impacted LOD. Both methods require an applicant to recall and show 
knowledge of plant locations to the NRC examiner. However, applicants 
at plants that have been constructed will have spent time becoming 
familiar with the routes through the plant that they must take to 
access equipment during the conduct of OJT in the plant. During an in-
plant system JPM in the plant, they will likely be able to recall the 
route(s) they have previously traveled by relying on unique visual 
clues available in the plant such as signage and various access control 
points that they must pass through to navigate their path to the 
equipment that is the subject of the JPM. They may also possibly rely 
on muscle memory to some extent to locate the equipment that is the 
subject of the JPM. Additionally, NUREG-1021, Appendix E, ``Policies 
and Guidelines for Taking NRC Examinations,'' contains directions that 
NRC examiners provide to applicants and licensed operators prior to 
every NRC examination. Appendix E, Section C.3, states,

    The operating test is considered ``open reference.'' The 
reference materials that are normally available to operators in the 
facility and control room (including calibration curves, previous 
log entries, piping and instrumentation diagrams, calculation 
sheets, and procedures) are also available to you during the 
operating test.

Plant layout diagrams and site maps are normally available to 
operators. Thus, applicants at plants that have been constructed may 
use plant layout diagrams and site maps to help them to locate the 
equipment that is the subject of the JPM if they cannot recall the 
location of the equipment from memory.
    Unlike applicants at plants that have been constructed, the 
applicants at VEGP Unit 3 that take operator licensing examinations 
prior to the completion of plant construction will only use plant 
layout diagrams and maps to describe the route they would take to 
access the plant equipment. This method requires applicants to stand in 
front of a document and trace or identify the route that would be 
taken. This method is different from actually walking to a location in 
the plant because (1) visual clues that would be available to 
applicants in the plant will not be available, and (2) this method 
requires applicants to use fewer motor skills, and thus it is not 
likely that applicants will be able to use any muscle memory. This may 
increase the LOD. However, Section 13.2A.1, ``Licensed Operator 
Experience Requirements Prior To Commercial Operation,'' of the VEGP 
Units 3 and 4 UFSAR states that all applicants at VEGP Unit 3 must 
complete a site layout course. Also, the facility licensee stated in 
Enclosure 1, ``Plant Walkthrough Exemptions,'' Section 5.5, 
``Conclusion,'' of the May 27 letter that the proposed method of 
performing in-plant system JPMs will ``not impact the ability to 
maintain equitable and consistent testing under uniform conditions 
because license applicants will be evaluated using the same methods 
employed during their training.'' The NRC staff concludes that any 
increase in LOD as a result of only using plant layout diagrams and 
maps to demonstrate knowledge of locations will be offset by the fact 
that the applicants will have been specifically trained on the 
locations of plant equipment with these tools.
     As shown in Difference #2 in Table 2, applicants will use 
pictures of equipment or a mock-up of the equipment as a prop while 
they describe and simulate how to operate the equipment to perform the 
task. Instead of pointing to a piece of equipment in the plant and 
verbally describing how to operate it, the applicant will either point 
to a diagram or picture of the equipment as a prop while describing how 
to operate it or use a piece of mock-up equipment to actually perform 
the task required by the JPM. The facility licensee proposes that 
diagrams and pictures of components not directly related to the task 
will also be made available to the applicant so that the applicant must 
make a choice. The NRC staff determined that the facility

[[Page 42754]]

licensee's proposed method of performing in-plant system JPMs will 
require an applicant to select the correct piece of equipment from 
among other options, which is similar to having to make that selection 
in the plant. Therefore, the NRC examiners will still be able to 
discriminate between operators that have this knowledge and those that 
do not, and thus the LOD of the two methods is comparable.
    The NRC staff also considered the difference in the quality of the 
props used in the facility licensee's proposed method of performing in-
plant system JPMs compared to the quality of the plant equipment as a 
prop. Enclosure 2, ``Response to NRC Request for Additional Information 
No.9,'' contains Table E2-1, which lists tasks from the VEGP Units 3 
and 4 site-specific task list that could be a JPM. The NRC staff 
reviewed Table E2-1 and determined that the breaker lab, the 
maintenance flow loop trainer, the RCA mock-up, and the Remote Shutdown 
Workstation available in the VEGP training facilities could be used as 
props during some JPMs. These tools are realistic representations of 
certain pieces of plant equipment and are therefore equivalent to the 
actual plant equipment.
    However, these tools will not be able to be used for every in-plant 
system JPM that could be developed because the tasks listed in Table 
E2-1 include tasks unrelated to breaker operation, remote shutdown, or 
plant components modeled in the flow loop trainer (e.g., Table E2-1 
includes a task to ``startup the in core instrument system''). In these 
instances, the facility licensee proposes to use equipment diagrams or 
pictures of plant equipment as props. In these cases, the pictures may 
not be the same size as the actual plant equipment, or, in the case of 
equipment diagrams, they might not provide the same visual detail to an 
applicant that would be provided by the actual plant equipment. This 
could make these props more difficult to use compared to the actual 
plant equipment. However, because the facility licensee proposes to use 
the same props during the administration of in-plant system JPMs that 
have been used in the training program, the NRC staff concludes that 
any increase in LOD as a result of using pictures or equipment diagrams 
to demonstrate knowledge will be offset by the fact that the applicants 
have used these props during their training.
     As shown in Difference #3 in Table 2, applicants will have 
to enter a mock-up of the RCA for at least one in-plant JPM. As stated 
in the facility licensee's submittal, the ``standards for entry into 
the mockup RCA are identical to an actual RCA.'' Therefore, the NRC 
staff concludes that this difference has no impact on the LOD of the 
in-plant system JPMs because there is no difference between 
demonstrating the ability to enter the actual RCA and demonstrating the 
ability to enter a mock-up of the RCA.
    Accordingly, the NRC staff concludes that the facility licensee's 
proposed method of performing in-plant system JPMs will not cause the 
LOD of the in-plant system JPMs administered to applicants at VEGP Unit 
3 prior to the completion of plant construction to vary significantly 
from those administered to applicants at VEGP Unit 3 after the 
completion of construction.
    Use of Exam Banks: NUREG-1021, Form ES-301-2, ``Control Room/In-
Plant Systems Outline,'' contains criteria for the use of JPMs in the 
facility licensee's exam bank that may be used on operator licensing 
examinations. In Enclosure 1, ``Plant Walkthrough Exemptions,'' Section 
5.3, ``Discrimination Validity,'' the facility licensee stated, ``[a]ny 
questions, discussions, or other cold licensing methods used for task 
evaluation will have no impact on how the examination bank is used.'' 
The NRC staff also concluded that the facility licensee's proposed 
method of performing in-plant system JPMs does not impact the use of 
exam banks because the facility licensee's proposed method of 
administering JPMs has nothing to do with the selection of JPMs from 
its exam bank.
    In summary, the NRC staff concludes that the facility licensee's 
proposed method of performing in-plant system JPMs does not 
significantly impact the internal attributes of the in-plant system 
JPMs that will be administered to applicants at VEGP Unit 3 prior to 
the completion of plant construction as compared to the in-plant system 
JPMs administered to applicants at plants that have been constructed.

Evaluation of External Attributes

    The external attributes of an examination include the number and 
types of items (e.g., in-plant system JPMs), the length of the 
examination, security procedures, and proctoring instructions. The 
facility licensee is not proposing to alter the number or types of 
items, the length of the examination, security procedures, or 
proctoring instructions for any part of the operator licensing 
examination. Therefore, the NRC staff concludes that the external 
attributes of the operator licensing examinations that will be 
administered to applicants at VEGP Unit 3 prior to the completion of 
plant construction will be the same external attributes of the operator 
licensing examinations administered to applicants at plants that have 
been constructed.

Summary of Evaluation of Internal and External Attributes

    In summary, the NRC staff concludes that the facility licensee's 
proposed method of performing in-plant system JPMs does not cause the 
internal and external attributes of the in-plant system JPMs 
administered to applicants at VEGP Unit 3 prior to the completion of 
plant construction to vary significantly from those administered to 
applicants at VEGP Unit 3 after the completion of construction. Because 
in-plant system JPMs are a portion of the operator licensing 
examination, the NRC staff also concludes that the facility licensee's 
proposed method does not cause the internal or external attributes of 
the operator licensing examinations that will be administered to 
applicants at VEGP Unit 3 prior to the completion of plant construction 
to vary significantly from those administered to applicants at VEGP 
Unit 3 after the completion of construction.

Impact of Plant Construction on Developing Content-Valid Exams

    In Enclosure 2, ``Response to NRC Request for Additional 
Information No. 9'' of the May 27 letter, the facility licensee stated 
that some in-plant tasks on the site-specific task list that have an 
importance rating of 2.5 or higher cannot be used to develop a JPM at 
this time. Because not all plant systems have been constructed or 
turned over to the facility licensee from the vendor, some procedures 
are not available at this time. A JPM cannot be performed without a 
procedure. If the pool of in-plant tasks that could be used to develop 
a JPM is limited, then it is possible that important K/As could be 
omitted from the operating test, which would reduce the content 
validity of the exam.
    In Enclosure 2 of the May 27 letter, the facility licensee provided 
Table E2-1. Of the tasks that the facility licensee included in Table 
E2-1, the NRC staff found that 101 of 109 possible tasks have 
procedures available at this time and therefore can be used to develop 
an in-plant system JPM; only eight tasks do not have procedures 
available at this time and thus cannot be used to develop an in-plant 
system JPM. Of these eight tasks, the NRC staff compared the safety 
functions listed for each of the eight tasks with the safety functions 
listed in Table 1, ``Plant Systems by Safety Function,'' in NUREG-2103. 
The NRC staff found that of the eight tasks, two are associated with 
plant systems

[[Page 42755]]

related to Safety Function #6, Electrical; five are associated with 
plant service systems related to Safety Function #8, Plant Service 
Systems; and one is associated with a plant system related to Safety 
Function #4, Heat Removal from the Reactor Core.
    The NRC staff reviewed the 101 tasks that do have procedures 
available at this time and found that multiple tasks associated with 
the plant systems related to these safety functions as well as the 
other safety functions listed in Table 1 in NUREG-2103 can be used at 
this time to develop an in-plant system JPM. Thus, although these eight 
tasks may be excluded from the sample at this time, there is still a 
diverse set of other tasks that can be used to test an applicant's 
knowledge and abilities related to the operation of plant systems 
associated with each of the nine safety functions. Additionally, 
because the plant systems associated with Safety Functions #4, 6, and 8 
are primarily operated from the main control room, the criteria in 
NUREG-1021, ES-301, Section D.4.a, which states that ``each of the 
control room systems and evolutions (and separately each of the in-
plant systems and evolutions) selected . . . should evaluate a 
different safety function . . .,'' will still be followed, thus 
ensuring that the content of each operating test sufficiently samples 
the safety functions and K/As. Thus, the NRC staff concludes that the 
elimination of these eight tasks from the possible pool of in-plant 
system JPMs at this time does not result in any omission of K/As from 
the operator licensing examinations administered to applicants at VEGP 
Unit 3 at this time. Therefore, the examinations administered to 
applicants at VEGP Unit 3 at this time will be content-valid 
examinations.

Impact of Alternative Method on Knowledge Retention and Learning New 
Knowledge

    The NRC staff has assurance that all applicants who become licensed 
at VEGP Unit 3 will be trained and tested on new procedures and tasks 
as they become available. This is because all licensed operators are 
subject to the requalification requirements of 10 CFR 55.59. These 
requirements include additional operating tests as follows:

    (a) Requalification requirements. Each licensee shall--
    (1) Successfully complete a requalification program developed by 
the facility licensee that has been approved by the Commission. This 
program shall be conducted for a continuous period not to exceed 24 
months in duration.
    (2) Pass a comprehensive requalification written examination and 
an annual operating test.
    (i) The written examination will sample the items specified in 
Sec. Sec.  55.41 and 55.43 of this part, to the extent applicable to 
the facility, the licensee, and any limitation of the license under 
Sec.  55.53(c) of this part.
    (ii) The operating test will require the operator or senior 
operator to demonstrate an understanding of and the ability to 
perform the actions necessary to accomplish a comprehensive sample 
of items specified in Sec.  55.45(a) (2) through (13) inclusive to 
the extent applicable to the facility.

In other words, the applicants who receive a license will be required 
to take additional operating tests to maintain the license as part of 
the licensed operator requalification program. Therefore, the 
requalification program gives the NRC staff additional confidence that, 
as the plant is completed, operators will be continually trained and 
tested on operationally-important in-plant systems and tasks directed 
by procedures that have not been developed yet.
    NUREG-1021 provides guidance for applicants transitioning from the 
initial license program to the requalification program: ES-605, Section 
C.1.b, states, ``Newly licensed operators must enter the 
requalification training and examination program promptly upon 
receiving their licenses.'' Also, ES-204 states that the region may 
administer a license examination to an applicant who has not satisfied 
the applicable training or experience requirements at the time of the 
examination, but is expected to complete them shortly thereafter. These 
requirements in NUREG-1021 help to ensure that the period of time 
between completing all of the requirements to be licensed, which 
includes completing the initial license training program and passing 
the operator licensing examination, and entering a requalification 
program that meets the requirements of 10 CFR 55.59 is minimized so 
that applicants (1) receive refresher training on topics learned in the 
initial training program, which ensures knowledge retention of 
operationally-important topics, and (2) receive training on new 
operationally-important topics as they become available (e.g., new 
procedures and tasks).
    In Enclosure 1, ``Plant Walkthrough Exemptions,'' Section 6.3, 
``Otherwise in the Public Interest,'' of the May 27 letter, the 
facility licensee stated that applicants ``enrolled in an initial 
license training (ILT) program are training as a full-time job and 
cannot participate in completing the required 6 months of meaningful 
work experience.'' As described in NEI 06-13A, Appendix A, applicants 
in the cold licensing process must complete at least 6 months of 
``practical and meaningful work experience'' as part of the experience 
requirements for an operator's license. Applicants that do not complete 
any of a portion of the 6 months of practical and meaningful work 
assignments prior to enrolling in the ILT program will have to do so 
before the NRC issues a license. Therefore, some applicants at VEGP 
Unit 3 may not complete the requirements to be licensed ``shortly'' 
after taking the operator licensing examination. Because these 
applicants would not yet be licensed, under NRC regulations they would 
not be required to be enrolled in a training program that meets the 
requirements of 10 CFR 55.59, ``Requalification.''
    Although these applicants will be participating in practical and 
meaningful work assignments to gain experience with the AP1000 design, 
these assignments do not necessarily ensure that these applicants will 
receive refresher training on topics learned in the ILT program or 
receive training on new topics as they become available. In accordance 
with 10 CFR 55.51,

    If the Commission determines that an applicant for an operator 
license or a senior operator license meets the requirements of the 
Act and its regulations, it will issue a license in the form and 
containing any conditions and limitations it considers appropriate 
and necessary.

Therefore, the Commission may find it necessary to issue licenses with 
any conditions or limitations that may be necessary to ensure that the 
applicants have retained knowledge and learned new operationally-
important topics during the time between completion of the operator 
licensing examination and issuance of the license.
    In summary, as allowed by NUREG-1021, ES-201, Section B, 
``Background,'' with its exemption request, the facility licensee 
proposed alternatives to the examination criteria contained in NUREG-
1021 with respect to the in-plant/plant walk-through portions of the 
operating test. The NRC staff reviewed the proposed method of 
administering in-plant system JPMs described in Enclosure 1 of the May 
27 letter. For the reasons described above, the NRC staff concluded 
that the proposed alternatives provide an acceptable method of 
complying with the Commission's regulations, as exempted.
    If, in the future, the facility licensee desires to implement an 
approach that differs from the alternative described in the May 27 
letter, then it should seek approval from the NRC.

[[Page 42756]]

Limitations and Expiration

    The facility licensee requested the exemption from the regulation 
that requires the operating test to be administered in a plant walk-
through because of the incomplete construction of the plant. As 
construction of different sections of the facility becomes 
substantially complete and in-plant systems, components, and structures 
(SSCs) near completion, usage of this exemption will become unnecessary 
for those areas and SSCs. Accordingly, on a case-by-case basis, for 
those tasks that are selected to be part of an operating task in 
accordance with NUREG-1021, ES-301, Section D.4.a and Section D.4.b, 
where it is possible to both perform on-the-job training in the plant 
and administer part of an operating test in a plant walk-through, as 
determined by the NRC examiners, this exemption may not be used. 
Furthermore, this exemption will finally expire and may no longer be 
used upon the Commission's finding for VEGP Unit 3 in accordance with 
10 CFR 52.103(g) (``The licensee shall not operate the facility until 
the Commission makes a finding that the acceptance criteria in the 
combined license are met, except for those acceptance criteria that the 
Commission found were met under Sec.  52.97(a)(2).'').

Environmental Consideration

    This exemption allows one, two, or three of the required in-plant 
system JPMs to be performed using discussion and performance methods in 
combination with plant layout diagrams, maps, equipment diagrams, 
pictures, and mock-ups in lieu of plant equipment. The NRC staff 
evaluated whether there would be significant environmental impacts 
associated with the issuance of the requested exemptions. The NRC staff 
determined the proposed action fits a category of actions that do not 
require an environmental assessment or environmental impact statement.
    For the following reasons, this exemption meets the eligibility 
criteria of 10 CFR 51.22(c)(25) for a categorical exclusion. There is 
no significant hazards consideration related to this exemption. The NRC 
staff has also determined that the exemption involves no significant 
increase in the amounts, and no significant change in the types, of any 
effluents that may be released offsite; that there is no significant 
increase in individual or cumulative public or occupational radiation 
exposure; that there is no significant construction impact; and that 
there is no significant increase in the potential for or consequences 
from radiological accidents. Finally, the requirements to which the 
exemption applies involve qualification requirements. Accordingly, the 
exemption meets the eligibility criteria for categorical exclusion set 
forth in 10 CFR 51.22(c)(25). Pursuant to 10 CFR 51.22(b), no 
environmental impact statement or environmental assessment need be 
prepared in connection with the issuance of the exemption.

IV. Conclusion

    Accordingly, the Commission has determined that, pursuant to 10 CFR 
55.11, issuing this exemption from the requirement in 55.45(b) to 
administer a portion of the operating test in a plant walk-through is 
authorized by law and will not endanger life or property and is 
otherwise in the public interest. The Commission also has approved the 
facility licensee's proposed alternative to the examination criteria in 
NUREG-1021, ES-301, Section D.4.a and Section D.4.b and therefore will 
allow one, two, or three of the required in-plant system JPMs to be 
performed using discussion and performance methods in combination with 
plant layout diagrams, maps, equipment diagrams, pictures, and mock-ups 
in lieu of plant equipment until the Commission makes a finding for 
VEGP Unit 3 that acceptance criteria in the combined license are met in 
accordance with 10 CFR 52.103(g).

    Dated at Rockville, Maryland, this 24th day of June, 2016.

    For the Nuclear Regulatory Commission.
Samuel S. Lee,
Acting Deputy Director, Division of New Reactor Licensing, Office of 
New Reactors.
[FR Doc. 2016-15547 Filed 6-29-16; 8:45 am]
 BILLING CODE 7590-01-P



                                                                                Federal Register / Vol. 81, No. 126 / Thursday, June 30, 2016 / Notices                                                     42745

                                                  in accordance with 10 CFR part 20 to                      For the Nuclear Regulatory Commission.               please contact the NRC’s Public
                                                  ensure that radiation doses are as low as               Craig E. Erlanger,                                     Document Room (PDR) reference staff at
                                                  is reasonably achievable. Accordingly,                  Director, Division of Fuel Cycle Safety,               1–800–397–4209, 301–415–4737, or by
                                                  no significant radiological or non-                     Safeguards, and Environmental Review,                  email to pdr.resource@nrc.gov. The
                                                  radiological impacts are expected to                    Office of Nuclear Material Safety and                  ADAMS accession number for each
                                                  result from approval of the license                     Safeguards.                                            document referenced (if it is available in
                                                  amendment request, and the proposed                     [FR Doc. 2016–15573 Filed 6–29–16; 8:45 am]            ADAMS) is provided the first time that
                                                  action would not significantly                          BILLING CODE 7590–01–P                                 a document is referenced. The facility
                                                  contribute to cumulative impacts at the                                                                        licensee’s exemption request was
                                                  NAPS site. Additionally, there would be                                                                        submitted to the NRC by letter dated
                                                  no disproportionately high and adverse                  NUCLEAR REGULATORY                                     May 27, 2016 (ADAMS Accession No.
                                                  impacts on minority and low-income                      COMMISSION                                             ML16148A484).
                                                  populations. Furthermore, the NRC staff                 [Docket Nos. 52–025 and 52–026; NRC–                      • NRC’s PDR: You may examine and
                                                  determined that this license amendment                  2008–0252]                                             purchase copies of public documents at
                                                  request does not have the potential to                                                                         the NRC’s PDR, Room O1–F21, One
                                                  cause effects on historic properties,                   Vogtle Electric Generating Plant Unit 3;               White Flint North, 11555 Rockville
                                                  assuming those were present; therefore,                 Southern Nuclear Operating Company,                    Pike, Rockville, Maryland 20852.
                                                  in accordance with 36 CFR 800.3(a)(1),                  Inc.; Georgia Power Company,                           FOR FURTHER INFORMATION CONTACT: Paul
                                                  no consultation is required under                       Oglethorpe Power Corporation, MEAG                     Kallan, Office of New Reactors, U.S.
                                                  Section 106 of the National Historic                    Power SPVM, LLC., MEAG Power                           Nuclear Regulatory Commission,
                                                  Preservation Act. The NRC staff,                        SPVJ, LLC., MEAG Power SPVP, LLC.,                     Washington, DC 20555–0001; telephone:
                                                  however, reached out to and informed                    and the City of Dalton, Georgia                        301–415–2809; email: Paul.Kallan@
                                                  the Virginia State Historic Preservation                AGENCY:  Nuclear Regulatory                            nrc.gov.
                                                  Officer and the Pamunkey Tribe of                       Commission.                                            SUPPLEMENTARY INFORMATION:
                                                  Virginia of its determination via letters               ACTION: Grant of exemption; approval of
                                                  dated April 12, 2016, and January 21,                                                                          I. Background
                                                                                                          alternative.
                                                  2016, respectively (ADAMS Accession                                                                               Southern Nuclear Operating
                                                  No. ML16098A212 and ML16020A342,                        SUMMARY:   The U.S. Nuclear Regulatory                 Company, Inc. (SNC or facility licensee);
                                                  respectively). The NRC staff also                       Commission (NRC) is granting an                        Georgia Power Company; Oglethorpe
                                                  consulted with the FWS in accordance                    exemption from the requirements of the                 Power Corporation; MEAG Power
                                                  with Section 7 of the Endangered                        Commission’s regulations that require a                SPVM, LLC.; MEAG Power SPVJ, LLC.;
                                                  Species Act. The NRC staff used FWS                     portion of the operating test, which is                MEAG Power SPVP, LLC.; and the City
                                                  Virginia Field Office’s Ecological                      part of the operator licensing                         of Dalton, Georgia (together, the ‘‘VEGP
                                                  Services online project review process.                 examination, to be administered in a                   Owners’’); are the holders of Combined
                                                  The self-certification letter dated April               plant walk-through and approving                       License (COL) Nos. NPF–91 and NPF–
                                                  8, 2016 (ADAMS Accession No.                            alternative examination criteria in                    92, which authorize the construction
                                                  ML16118A168), stated that ‘‘additional                  response to a May 27, 2016, request                    and operation of VEGP Units 3 and 4,
                                                  coordination with this office is not                    from Southern Nuclear Operating                        respectively.1 VEGP Units 3 and 4 are
                                                  needed.’’ The NRC completed the                         Company (SNC or facility licensee).                    Westinghouse AP1000 pressurized-
                                                  certification process by submitting the                 DATES: This exemption is effective as of               water reactors under construction in
                                                  online review package to the FWS                        June 24, 2016.                                         Burke County, Georgia. They are co-
                                                  Virginia Field Office via letter dated                  ADDRESSES: Please refer to Docket ID                   located with VEGP Units 1 and 2, which
                                                  May 2, 2016 (ADAMS Accession No.                        NRC–2008–0252 when contacting the                      are two operating Westinghouse four-
                                                  ML16120A189). In conclusion, the NRC                    NRC about the availability of                          loop pressurized-water reactors.
                                                  staff finds that the proposed action will               information regarding this document.                      VEGP Unit 3 is under construction
                                                  not result in a significant effect on the               You may obtain publicly available                      and most of the plant systems have not
                                                  quality of the human environment.                       information related to this document                   been built. The facility licensee requests
                                                                                                          using any of the following methods:                    an exemption from the portion of
                                                  III. Finding of No Significant Impact                      • Federal Rulemaking Web site: Go to                section 55.45(b) of title 10 of the Code
                                                                                                          http://www.regulations.gov and search                  of Federal Regulations (10 CFR),
                                                     Based on its review of the proposed
                                                                                                          for Docket ID NRC–2008–0252. Address                   requiring that the ‘‘the [operator and
                                                  action, in accordance with the
                                                                                                          questions about NRC dockets to Carol                   senior operator] operating test will be
                                                  requirements in 10 CFR part 51, the
                                                                                                          Gallagher; telephone: 301–415–3463;                    administered in a plant walkthrough.’’
                                                  NRC has concluded that the license
                                                                                                          email: Carol.Gallagher@nrc.gov. For                    Pursuant to 10 CFR 55.11, the
                                                  amendment request for the Dominion’s
                                                                                                          technical questions, contact the                       ‘‘Commission may, upon application by
                                                  SNM License Number SNM–2507 for                                                                                an interested person, or upon its own
                                                                                                          individual listed in the FOR FURTHER
                                                  the operation of NAPS’ ISFSI located in                                                                        initiative, grant such exemptions from
                                                                                                          INFORMATION CONTACT section of this
                                                  Louisa County, Virginia, will not                                                                              the requirements of the regulations in
                                                                                                          document.
                                                  significantly affect the quality of the                    • NRC’s Agencywide Documents                        this part as it determines are authorized
                                                  human environment. Therefore, the                       Access and Management System                           by law and will not endanger life or
                                                  NRC has determined, pursuant to 10                      (ADAMS): You may obtain publicly-                      property and are otherwise in the public
mstockstill on DSK3G9T082PROD with NOTICES




                                                  CFR 51.31, that preparation of an                       available documents online in the                      interest.’’
                                                  environmental impact statement is not                   ADAMS Public Documents collection at
                                                  required for the proposed action and a                  http://www.nrc.gov/reading-rm/                           1 SNC is authorized by the VEGP Owners to
                                                  finding of no significant impacts is                    adams.html. To begin the search, select                exercise responsibility and control over the
                                                  appropriate.                                            ‘‘ADAMS Public Documents’’ and then                    physical construction, operation, and maintenance
                                                                                                                                                                 of the facility, and is the ‘‘facility licensee’’ as
                                                    Dated at Rockville, Maryland, this 24th day           select ‘‘Begin Web-based ADAMS                         defined in 10 CFR 55.4 for purposes of this
                                                  of June, 2016.                                          Search.’’ For problems with ADAMS,                     evaluation.



                                             VerDate Sep<11>2014   20:01 Jun 29, 2016   Jkt 238001   PO 00000   Frm 00117   Fmt 4703   Sfmt 4703   E:\FR\FM\30JNN1.SGM   30JNN1


                                                  42746                         Federal Register / Vol. 81, No. 126 / Thursday, June 30, 2016 / Notices

                                                     As an alternative to the in-plant                    Licenses,’’ ‘‘If the Commission                        demonstrate an understanding of and
                                                  methods of testing described in                         determines that an applicant for an                    the ability to perform the actions
                                                  NUREG–1021, ‘‘Operator Licensing                        operator license or a senior operator                  necessary to accomplish a
                                                  Examination Standards for Power                         license meets the requirements of the                  representative sample from among . . .
                                                  Reactors,’’ the facility licensee proposed              Act and its regulations, it will issue a               13 [listed] items.’’ In accordance with 10
                                                  that applicants for operator and senior                 license in the form and containing any                 CFR 55.45(b):
                                                  operator licenses at VEGP Unit 3 be                     conditions and limitations it considers                   Implementation—Administration.
                                                  tested using discussion and                             appropriate and necessary.’’ Section                   The operating test will be administered
                                                  performance methods in combination                      55.33(a) states in part that the                       in a plant walkthrough and in either—
                                                  with plant layout diagrams, maps,                       Commission will approve an initial                        (1) A simulation facility that the
                                                  equipment diagrams, pictures, and                       application for a license if it finds that             Commission has approved for use after
                                                  mock-ups. Approval of proposed                          (1) the applicant’s health is sufficient               application has been made by the
                                                  alternatives is addressed in NUREG–                     and (2) the applicant has passed the                   facility licensee under § 55.46(b);
                                                  1021, ES–201, ‘‘Initial Operator                        requisite written examination and                         (2) A plant-referenced simulator
                                                  Licensing Examination Process,’’                        operating test in accordance with 10                   (§ 55.46(c)); or
                                                  Section B, ‘‘Background.’’ As stated                    CFR 55.41, ‘‘Written Examination:                         (3) The plant, if approved for use in
                                                  therein,                                                Operators,’’ or 10 CFR 55.43, ‘‘Written                the administration of the operating test
                                                                                                          Examination: Senior Operators,’’ and 10                by the Commission under § 55.46(b).
                                                     Facility licensees may propose alternatives                                                                 The ‘‘in a plant walkthrough’’ portion of
                                                  to the examination criteria contained here              CFR 55.45, ‘‘Operating Tests.’’ These
                                                                                                          examinations and tests determine                       10 CFR 55.45(b) is the subject of the
                                                  and evaluate how the proposed alternatives
                                                  provide an acceptable method of complying               whether the applicant for an operator                  exemption request.
                                                  with the Commission’s regulations. The NRC              license has learned to operate a facility                 NUREG–1021, Revision 10 (December
                                                  staff will review any proposed alternatives             competently and safely, and                            2014) (ADAMS Accession No.
                                                  and make a decision regarding their                     additionally, in the case of a senior                  ML14352A297) establishes the policies,
                                                  acceptability. The NRC will not approve any             operator, whether the applicant has                    procedures, and practices for examining
                                                  alternative that would compromise the                   learned to direct the licensed activities              applicants for operator and senior
                                                  agency’s statutory responsibility to prescribe                                                                 operator licenses and licensees pursuant
                                                  uniform conditions for the operator licensing
                                                                                                          of licensed operators competently and
                                                                                                          safely.                                                to 10 CFR part 55; it contains the
                                                  examinations.
                                                                                                             The regulations in 10 CFR 55.40(a)                  examination standards that ensure the
                                                     The facility licensee also requested an              require the Commission to use the                      equitable and consistent administration
                                                  exemption from 10 CFR 55.40(a) and (b),                 criteria in NUREG–1021, ‘‘Operator                     of operator licensing examinations.
                                                  which require, in part, the Commission                  Licensing Examination Standards for                    NUREG–1021 is organized by topic into
                                                  and facility licensees to prepare the                   Power Reactors,’’ in effect 6 months                   chapters designated with ‘‘ES,’’ which
                                                  operating tests required by 10 CFR 55.45                before the examination date to prepare                 stands for ‘‘examination standard.’’ As
                                                  in accordance with the criteria in                      the written examinations required by 10                relevant here, Chapter 2 (ES–2xx)
                                                  NUREG–1021, because ES–301, Section                     CFR 55.41 and 55.43 and the operating                  addresses initial pre-examination
                                                  D.4.a requires in-plant system job                      tests required by 10 CFR 55.45; 10 CFR                 activities and Chapter 3 (ES–3xx)
                                                  performance measures (JPMs) be                          55.40(a) also requires the Commission to               addresses initial operating tests. Chapter
                                                  performed in the plant and Section                      use the criteria in NUREG–1021 to                      3 includes ES–301, ‘‘Preparing Initial
                                                  D.4.b requires that one JPM be                          evaluate the written examinations and                  Operating Tests,’’ and ES–302,
                                                  performed in the radiologically                         operating tests prepared by power                      ‘‘Administering Operating Tests to
                                                  controlled area (RCA) as part of the                    reactor facility licensees pursuant to 10              Initial License Applicants.’’
                                                  walk-through administered to                            CFR 55.40(b).                                             NRC examiners and facility licensees
                                                  applicants during the operating test.                      As stated in 10 CFR 55.40(b), power                 use NUREG–1021 together with the
                                                  However, the NRC staff determined that                  reactor facility licensees may prepare,                applicable NRC knowledge and abilities
                                                  no exemption to the requirement to use                  proctor, and grade the written                         (K/A) catalog. NUREG–2103,
                                                  the examination criteria in NUREG–                      examinations required by 10 CFR 55.41                  ‘‘Knowledge and Abilities Catalog for
                                                  1021, as stated in 10 CFR 55.40(a) and                  and 55.43 and may prepare the                          Nuclear Power Plant Operators:
                                                  (b), is necessary because ES–201 allows                 operating tests required by 10 CFR                     Westinghouse AP1000 Pressurized-
                                                  for the consideration of alternatives. In               55.45, subject to the following                        Water Reactors,’’ was developed
                                                  other words, NUREG–1021 allows                          conditions: (1) They shall prepare the                 specifically to address the passive
                                                  alternative testing methods to be used as               required examinations and tests in                     nature of the Westinghouse AP1000
                                                  long as an alternative does not                         accordance with the criteria in NUREG–                 design. The NRC K/A catalogs provide
                                                  compromise the agency’s statutory                       1021 as described in 10 CFR 55.40(a);                  the basis for the development of
                                                  responsibility to prescribe uniform                     (2) pursuant to 10 CFR 55.49, they shall               content-valid operator licensing
                                                  conditions.                                             establish, implement, and maintain                     examinations. NUREG–1021, Appendix
                                                                                                          procedures to control examination                      A, ‘‘Overview of Generic Examination
                                                  Requirements for Operator Licensing                     security and integrity; (3) an authorized
                                                  Examinations                                                                                                   Concepts,’’ Section C.1, ‘‘Content
                                                                                                          representative of the facility licensee                Validity,’’ describes that a content-valid
                                                     The Commission’s regulations in 10                   shall approve the required examinations                examination establishes a link between
                                                  CFR part 55, ‘‘Operators’ Licenses,’’ in                and tests before they are submitted to                 the examination and the duties that the
                                                  part establish procedures and criteria for              the Commission for review and
mstockstill on DSK3G9T082PROD with NOTICES




                                                                                                                                                                 applicants will perform on the job. Also,
                                                  the issuance of licenses to operators and               approval; and (4) they must receive                    this section states,
                                                  senior operators of utilization facilities              Commission approval of their proposed
                                                                                                                                                                   Test items selected for inclusion in an NRC
                                                  licensed under the Atomic Energy Act                    written examinations and operating                     examination should be based on K/As
                                                  of 1954, as amended, and 10 CFR part                    tests.                                                 contained in the appropriate K/A catalog.
                                                  52, ‘‘Licenses, Certifications, and                        In accordance with 10 CFR 55.45(a),                 Testing outside the documented K/As can
                                                  Approvals for Nuclear Power Plants.’’                   ‘‘[t]he operating test, to the extent                  jeopardize the content validity of the
                                                  Per 10 CFR 55.51, ‘‘Issuance of                         applicable, requires the applicant to                  examination. Content validity can also be



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                                                                                          Federal Register / Vol. 81, No. 126 / Thursday, June 30, 2016 / Notices                                                                                           42747

                                                  reduced if important K/As are omitted from                                requirements of Items 3, 4, 7, 8, and 9                                      developed. NUREG–1021, Appendix C,
                                                  the examination.                                                          of 10 CFR 55.45(a) and encompasses                                           ‘‘Job Performance Measure Guidelines,’’
                                                  The NRC K/A catalogs contain K/A                                          several types of systems, including                                          contains Form ES–C–2, ‘‘Job
                                                  statements that have been rated for their                                 primary coolant, emergency coolant,                                          Performance Measure Quality
                                                  importance with respect to the safe                                       decay heat removal, auxiliary, radiation                                     Checklist,’’ (i.e., the JPM Checklist),
                                                  operation of the plant. An importance                                     monitoring, and instrumentation and                                          which states that every JPM should,
                                                  rating less than 2.5 represents a K/A                                     control. ES–301 describes that the                                           among other things, (1) be supported by
                                                  statement of limited importance for the                                   control room/in-plant systems part of                                        the facility’s job task analysis (i.e., the
                                                  safe operation of a plant. Such                                           the walk-through is used to determine                                        JPM must require applicants to perform
                                                  statements are generally considered as                                    whether the applicant has an adequate                                        tasks that are included in the facility
                                                  inappropriate content for NRC licensing                                   knowledge of plant system design and is                                      licensee’s site-specific task list, which is
                                                  examinations.                                                             able to safely operate those systems.                                        the product of its job task analysis) and
                                                     Operator licensing examinations                                        This part of the walk-through focuses                                        (2) be ‘‘operationally important.’’ To be
                                                  developed using the applicable NRC K/                                     primarily on those systems with which                                        ‘‘operationally important,’’ the JPM
                                                  A catalog along with the guidance in                                      licensed operators are most involved                                         Checklist states that a JPM must meet
                                                  NUREG–1021 will sample the 13 items                                       (i.e., those having controls and                                             the threshold criterion of 2.5 in
                                                  listed in 10 CFR 55.45(a) and also                                        indications in the main control room).                                       NUREG–2103 (i.e., the K/A statement
                                                  ensure that exam topics are associated                                    To a lesser extent, it also ensures that                                     associated with the JPM must have an
                                                  with K/A statements of significant                                        the applicant is familiar with the design                                    importance rating of 2.5 of higher), or as
                                                  importance for the safe operation of the                                  and operation of systems located                                             determined by the facility and agreed to
                                                  plant. Thus, the examinations will be                                     outside the main control room.                                               by the NRC.
                                                  content-valid.                                                               To evaluate an applicant’s knowledge
                                                                                                                            and abilities relative to control room/in-                                      Additionally, ES–301, Section E.2.a,
                                                  The Operating Test                                                        plant systems and competence in the                                          ‘‘NRC Examiner Review,’’ directs
                                                                                                                            administrative topics, the NRC                                               examiners to independently review each
                                                     NUREG–1021, Revision 10, ES–301,
                                                                                                                            examiners administer JPMs and, when                                          operating test for content, wording,
                                                  ‘‘Preparing Initial Operating Tests,’’
                                                                                                                            necessary, ask specific follow-up                                            operational validity (i.e., test items
                                                  Section B, ‘‘Background,’’ describes that
                                                                                                                            questions based on the applicant’s                                           address an actual or conceivable mental
                                                  the requirements in 10 CFR 55.45 for the
                                                                                                                            performance of the JPM. NUREG–1021                                           or psychomotor activity performed on
                                                  operating test are met by administering
                                                                                                                            defines a JPM as ‘‘[a]n evaluation tool                                      the job), and level of difficulty using
                                                  a simulator test and a walk-through.
                                                     The simulator test is typically                                        that requires the applicant to perform                                       Form ES–301–3, ‘‘Operating Test
                                                  administered in a team format with up                                     (or simulate) a task that is applicable to                                   Quality Checklist.’’ JPMs must satisfy
                                                  to three applicants in the main control                                   the license level of the examination.’’                                      the criteria on Form ES–301–3 and the
                                                  room simulator. It implements Items 1–                                       Tasks are selected for evaluation in                                      JPM Checklist to be administered as part
                                                  8 and 11–13 of 10 CFR 55.45(a) and is                                     accordance with ES–301, Section D.4,                                         of an operating test.
                                                  the most performance-based aspect of                                      ‘‘Specific Instructions for the ‘Control                                        Per 10 CFR 55.45(b), the operating test
                                                  the operating test. NRC examiners use                                     Room/In-Plant Systems’ Walk-                                                 will be administered in part in a plant
                                                  the simulator test to evaluate each                                       Through.’’ This section directs NRC                                          walk-through. Further requirements for
                                                  applicant’s ability to safely operate the                                 examiners and facility licensees to                                          the plant walk-through (i.e., the in-plant
                                                  plant systems under dynamic,                                              select plant systems from the nine safety                                    portion of the operating test) are given
                                                  integrated conditions.                                                    functions listed in the applicable NRC                                       in ES–301, Section D.3, ‘‘Specific
                                                     In contrast, the NRC examiners                                         K/A Catalog. Table 1, ‘‘Plant Systems by                                     Instructions for the ‘Administrative
                                                  administer the walk-through to                                            Safety Function,’’ in NUREG–2103                                             Topics’ Walk-through,’’ and Section D.4,
                                                  applicants one-on-one. The walk-                                          contains a list of the AP1000 plant                                          ‘‘Specific Instructions for the ‘Control
                                                  through consists of two parts:                                            systems that are important to each of the                                    Room/In-Plant Systems’ Walk-
                                                  Administrative topics and control room/                                   nine major safety functions. ES–301,                                         Through.’’ Concerning in-plant testing
                                                  in-plant systems. The administrative                                      Section D.4.a, directs exam writers to (1)                                   (i.e. ‘‘plant walk-through’’), ES–301,
                                                  topics part of the walk-through                                           select plant systems from among the                                          Section D.4.a. states that from the nine
                                                  implements Items 9–12 of 10 CFR                                           nine safety functions and then (2) for                                       safety function groupings identified in
                                                  55.45(a) and covers K/As associated                                       each plant system selected, select from                                      the K/A catalog, the appropriate number
                                                  with administrative control of the plant.                                 either the NRC K/A catalog or the                                            of systems to be evaluated based on the
                                                  The control room/in-plant systems part                                    facility licensee’s site-specific task list a                                applicant’s license level is given by the
                                                  of the walk-through implements the                                        task for which a JPM exists or can be                                        following table: 2

                                                                       License level                                                     Control room                                                            In-plant                                  Total

                                                  RO ...........................................................   8 ...............................................................   3 ...............................................................           11
                                                  SRO–I ......................................................     7 ...............................................................   3 ...............................................................           10
                                                  SRO–U ....................................................       2 or 3 .......................................................      3 or 2 .......................................................               5
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                                                    In addition, ES–301, Section D.4.a                                      applicants should evaluate a different                                         Also, ES–301, Section D.4.b states, ‘‘at
                                                  states: ‘‘Each of the control room                                        safety function, and the same system or                                      least one of the tasks conducted in the
                                                  systems and evolutions (and separately                                    evolution should not be used to evaluate                                     plant shall evaluate the applicant’s
                                                  each of the in-plant systems and                                          more than one safety function in each                                        ability to implement actions required
                                                  evolutions) selected for RO and SRO–I                                     location.’’                                                                  during an emergency or abnormal
                                                   2 In the column labeled ‘‘License Level,’’ ‘‘RO’’                        means ‘‘senior reactor operator—instant’’ or ‘‘senior                        operator—upgrade,’’ and refers to an operator
                                                  means ‘‘reactor operator’’ or ‘‘operator; ‘‘SRO–I’’                       operator;’’ and ‘‘SRO–U’’ means ‘‘senior reactor                             applying to upgrade to a senior operator license.



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                                                  42748                         Federal Register / Vol. 81, No. 126 / Thursday, June 30, 2016 / Notices

                                                  condition, and another shall require the                observed during actual task                            experience required for licensed
                                                  applicant to enter the RCA.’’                           performance.                                           operator duties following fuel load.’’
                                                     Taken together, the statements in ES–                   Consider the following example. An                  The cold licensing process is described
                                                  301, Sections D.4.a and D.4.b show that,                NRC examiner provides the applicant                    in Appendix A, ‘‘Cold License Training
                                                  for purposes of testing, the control room               with a cue sheet that directs him or her               Plan,’’ of NEI 06–13A, ‘‘Template for an
                                                  is separate from the plant. Control room                to start a standby diesel generator from               Industry Training Program Description,’’
                                                  system JPMs are typically performed in                  its local control panel, which is located              Revision 2 (ADAMS Accession No.
                                                  the control room simulator. Because                     in the plant (i.e., outside of the main                ML090910554). ‘‘Final Safety
                                                  plant equipment is not controlled from                  control room), for a monthly equipment                 Evaluation for Topical Report NEI 06–
                                                  the simulator, applicants can                           performance test. The applicant first                  13A, ‘Template for an Industry Training
                                                  demonstrate knowledge and abilities by                  must demonstrate to the NRC examiner                   Program Description,’ ’’ Revision 1,
                                                  using the simulator to perform the                      that he or she can locate that particular              dated December 5, 2008 (ADAMS
                                                  actions necessary to accomplish the task                local control panel in the plant by                    Accession No. ML082950140),
                                                  during the JPM. The simulator provides                  walking the NRC examiner to it. Once                   documents the NRC staff’s approval of
                                                  feedback to the applicant about the                     at the local control panel, the applicant              NEI 06–13A for use in combined license
                                                  actions that he or she takes during                     must then verbally describe exactly how                applications. The facility licensee
                                                  performance of the task. For example, if                he or she would operate the control                    incorporated NEI 06–13A, Revision 2, in
                                                  the applicant operates a switch to start                panel to perform the task of starting the              its entirety into the VEGP Units 3 and
                                                  a pump, the simulator provides                          standby diesel generator. The applicant                4 Updated Final Safety Analysis Report
                                                  indications to the applicant that will                  will use the local control panel as a                  (UFSAR), Chapter 13, ‘‘Conduct of
                                                  allow him or her to determine whether                   prop during this discussion (e.g., the                 Operation’’ (ADAMS Accession No.
                                                  the pump has started.                                   applicant could point to a control                     ML15194A468). Section 13.2A.3,
                                                                                                          switch on the control panel to show the                ‘‘Conduct of On-the-Job Training (OJT),’’
                                                  Administration of In-Plant JPM                          NRC examiner that he or she knows                      of the VEGP Units 3 and 4 UFSAR
                                                                                                          which one must be operated during                      states, ‘‘[u]ntil plant construction is
                                                    Typically, each JPM begins with the
                                                                                                          actual task performance to raise the                   completed, acceptable methods for the
                                                  NRC examiner providing the applicant
                                                                                                          speed of the diesel generator). The                    conduct of on-the-job training include
                                                  with a cue sheet, which contains the cue
                                                                                                          applicant would also need to describe                  discussion, simulation, and use of
                                                  for the applicant to begin to perform the               how he or she would expect the standby
                                                  task. The cue sheet also provides the                                                                          mockup equipment and virtual reality
                                                                                                          diesel generator to respond to his or her              technology.’’ Section 13.2A.6, ‘‘Cold
                                                  applicant with any initial conditions                   actions and the indications that he or
                                                  that he or she should assume have been                                                                         Licensing Process Applicability and
                                                                                                          she would use to monitor whether the                   Termination,’’ provides additional
                                                  established. After receiving the cue                    standby diesel generator responded as
                                                  sheet, the applicant leads the NRC                                                                             guidance on the conduct of OJT:
                                                                                                          expected. Because the equipment is not                    As plant systems, components, and
                                                  examiner to the location in the plant                   actually being operated during an in-
                                                  where the task will be performed. Once                                                                         structures are completed, and as integrated
                                                                                                          plant JPM, the NRC examiner provides                   plant operations begin, the systematic
                                                  the applicant arrives at the correct                    specific feedback regarding the                        approach to training process will be used to
                                                  location in the plant, he or she uses the               equipment’s reactions to the actions the               adjust cold license class training methods
                                                  appropriate plant procedure and the                     applicant says that he or she would                    . . . The purpose is to optimize student
                                                  plant equipment in that location as a                   take.                                                  learning using actual in-plant training and
                                                  prop to describe to the NRC examiner                       If the applicant correctly locates the              experience opportunities as they become
                                                  exactly how he or she would perform                     equipment in the plant and describes                   available.
                                                  the task. The task is not actually                      what it takes to perform the task, then                   Additionally, Section 13.2A.7, ‘‘Initial
                                                  performed because applicants are not                    the applicant will successfully complete               Licensed Operator Examination
                                                  permitted to operate plant equipment                    the JPM. If the applicant demonstrates a               Schedule,’’ states, ‘‘[a]dministration of
                                                  while performing a JPM; only licensed                   lack of understanding of the equipment                 [initial] licensed operator examinations
                                                  control room operators can direct the                   and procedures, then the NRC examiner                  begins approximately 18 months prior
                                                  operation of plant equipment (i.e., an                  will ask follow-up questions, as                       to fuel load.’’
                                                  NRC examiner cannot direct the                          necessary, to confirm whether the
                                                  operation of plant equipment).                                                                                 II. Request/Action
                                                                                                          applicant is familiar with the design and
                                                  Therefore, as stated in NUREG–1021,                     operation of that plant system.                           By letter from Ms. Karen Fili, Site
                                                  ES–301, Attachment 2, Page 21, to                          Additionally, at least one JPM must be              Vice President, VEGP Units 3 and 4, to
                                                  successfully complete a JPM in the                      performed in the RCA. This provides an                 the NRC dated May 27, 2016, ‘‘Southern
                                                  plant, the applicant must ‘‘describe                    opportunity for the applicant to                       Nuclear Operating Company Vogtle
                                                  exactly what it takes to perform an                     demonstrate knowledge of significant                   Electric Generating Plant (VEGP) Units
                                                  action.’’ As described in NUREG–1021,                   radiation hazards located in radiation                 3 and 4 Revised Request for Exemption
                                                  Appendix C, ‘‘Job Performance Measure                   and/or contamination areas inside the                  and RAI Response: Operator Licensing’’
                                                  Guidelines,’’ Section B.4, ‘‘Develop                    RCA and the ability to perform                         ND–16–0747 (ADAMS Accession No.
                                                  Examiner Cues,’’ the NRC examiners                      procedures to reduce excessive levels of               ML16148A484) (‘‘May 27 letter’’), the
                                                  develop scripted cues to provide the                    radiation and to guard against personnel               facility licensee stated that it seeks to
                                                  applicant with specific feedback on the                 exposure.                                              begin operator licensing examinations
                                                  equipment’s response(s) to actions the                                                                         in July 2016. The May 27 letter
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                                                  applicant describes that he or she would                Cold Licensing Process                                 superseded the letter from Ms. Karen
                                                  take. These cues are necessary during                      NUREG–1021, ES–202, Section D.4,                    Fili, Site Vice President, VEGP Units 3
                                                  JPMs performed in the plant because the                 ‘‘Cold License Eligibility,’’ states,                  and 4, to the NRC dated April 15, 2016
                                                  applicant is not actually operating any                 ‘‘[c]old licensing is the process used                 (ADAMS Accession No. ML16109A013)
                                                  equipment in the plant, and therefore                   prior to fuel load that provides a                     (i.e., the April 15 letter). The May 27
                                                  the applicant will not have available the               consistent method for operations                       letter also incorporated the facility
                                                  normal indications that would be                        personnel to acquire the knowledge and                 licensee’s responses to two requests for


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                                                                                Federal Register / Vol. 81, No. 126 / Thursday, June 30, 2016 / Notices                                              42749

                                                  additional information (RAIs) issued in                    • Plant layout diagrams,3 equipment                 component or by incorrectly simulating
                                                  response to the April 15 letter: RAI #9                 diagrams and plant maps—these                          the operation of the correct component).
                                                  (ADAMS Accession No. ML16112A425)                       documents will be used as necessary
                                                                                                                                                                 Expiration of Exemptions and
                                                  and RAI #10 (ADAMS Accession No.                        and/or as appropriate to allow an
                                                                                                                                                                 Alternative
                                                  ML16118A183).                                           applicant to demonstrate knowledge of
                                                                                                          plant and equipment locations.                            The facility licensee requested that
                                                    The facility licensee (1) applied for                                                                        the exemption expire after the
                                                                                                          Applicants will use these tools to
                                                  exemptions from the requirements in 10                                                                         Commission makes its finding in
                                                                                                          describe how they would get to the
                                                  CFR part 55 that require using a plant                  location of the equipment that is the                  accordance with 10 CFR 52.103(g) (‘‘The
                                                  walk-through as part of the operating                   subject of the JPM and to identify the                 licensee shall not operate the facility
                                                  test (i.e., in-plant testing); and (2)                  building, elevation, and room number in                until the Commission makes a finding
                                                  proposed alternative examination                        the plant where that equipment will be                 that the acceptance criteria in the
                                                  criteria and methods.                                   located when construction is complete.                 combined license are met, except for
                                                  Application for Exemption                                  • Breaker Lab—VEGP has a breaker                    those acceptance criteria that the
                                                                                                          lab that contains 6.9kV and 480V                       Commission found were met under
                                                     Because VEGP Unit 3 is under                         breakers that can be operated by                       § 52.97(a)(2)’’) for VEGP Unit 3.
                                                  construction and most of the plant                      applicants.                                            III. Discussion
                                                  systems have not yet been built, the                       • Maintenance Flow Loop—contains
                                                  facility licensee requests an exemption                 generic plant equipment, such as                       Granting of Exemption
                                                  from the requirement in 10 CFR 55.45(b)                 pumps, valves, and instruments for                       Pursuant to 10 CFR 55.11, the
                                                  to administer a portion of the operating                demonstrating the fundamental                          Commission may, upon application by
                                                  test ‘‘in a plant walkthrough.’’ The                    knowledge of operation and monitoring                  an interested person, or upon its own
                                                  facility licensee also requests an                      of plant equipment.                                    initiative, grant exemptions from the
                                                  exemption from 10 CFR 55.40(a) and (b),                    • Remote Shutdown Workstation—                      requirements of 10 CFR part 55 as it
                                                  which require, in part, the Commission                  The VEGP Units 3 & 4 simulation                        determines are (1) authorized by law
                                                  and facility licensees to prepare the                   facility includes a Remote Shutdown                    and (2) will not endanger life or
                                                  operating tests required by 10 CFR 55.45                Workstation that simulates the controls                property and (3) are otherwise in the
                                                  in accordance with the criteria in                      located in the Remote Shutdown Room.                   public interest.
                                                  NUREG–1021, because ES–301, Section                        • RCA mock-up—A training
                                                                                                                                                                 1. The Exemption Is Authorized by Law
                                                  D.4.a and D.4.b require that in-plant                   environment that allows applicants to
                                                  system JPMs be performed in the plant                   demonstrate knowledge of radiation                        Exemptions are authorized by law
                                                                                                          control subjects. Standards for entry                  where they are not expressly prohibited
                                                  (and also that one JPM be performed in
                                                                                                          into the mock-up RCA are identical to                  by statute or regulation. A proposed
                                                  the RCA) as part of the walk-through
                                                                                                          the actual RCA. The mock-up is used to                 exemption is implicitly ‘‘authorized by
                                                  administered to applicants during the                                                                          law’’ if all of the conditions listed
                                                                                                          train outage workers at VEGP Units 1
                                                  operating test. However, with respect to                                                                       therein are met (i.e., will not endanger
                                                                                                          and 2. It contains simulated radiation
                                                  exemptions from 10 CFR 55.40(a) and                                                                            life or property and is otherwise in the
                                                                                                          areas and contaminated areas.
                                                  (b), the Commission determined that
                                                                                                             • Discuss method—using the                          public interest), and no other provision
                                                  none were necessary because the                         procedure and props such as plant                      prohibits, or otherwise restricts, its
                                                  Commission and the facility license                     layout drawings, mock-ups, maps and                    application. No provisions in law
                                                  would continue to follow NUREG–1021,                    pictures of equipment, the applicant                   restrict or prohibit an exemption to the
                                                  as required by 10 CFR 55.40(a) and (b),                 will describe the actions he or she                    requirements concerning the plant walk-
                                                  when the Commission and facility                        would take to operate equipment and                    through portion of the operating test; the
                                                  licensee used alternative examination                   explain how the equipment should                       ‘‘endanger’’ and ‘‘public interest’’
                                                  criteria pursuant to ES–201, Section B,                 respond to these actions. Discussion can               factors are addressed later in this
                                                  ‘‘Background,’’ of NUREG–1021. The                      cover required personal protective                     evaluation.
                                                  proposed alternative is discussed below.                equipment (PPE), actions, system                          The regulations in 10 CFR part 55
                                                                                                          response and location. Location                        implement Section 107 of the Atomic
                                                  Proposed Alternative                                                                                           Energy Act of 1954, as amended (AEA),
                                                                                                          information can include specifics such
                                                     The facility licensee proposes an                    as building, elevation, and room.                      which sets requirements upon the
                                                  alternative to administering in-plant                      • Perform method—if the JPM is                      Commission concerning operators’
                                                  system JPMs in the plant: It proposes to                administered in the breaker lab, the flow              licenses and states, in part, that the
                                                  use ‘‘cold license training plan                        loop trainer, or the remote shutdown                   Commission shall ‘‘prescribe uniform
                                                  evaluation methods’’ to administer in-                  room mock-up, applicants can perform                   conditions for licensing individuals as
                                                                                                          actions during the JPM as well as                      operators of any of the various classes
                                                  plant system JPMs. Specifically, in
                                                                                                          discuss.                                               of . . . utilization facilities licensed’’ by
                                                  Enclosure 1, ‘‘Plant Walkthrough
                                                                                                             • Plant location drawings and                       the NRC. These requirements in the
                                                  Exemptions,’’ Section 3.1,
                                                                                                          pictures of plant components not                       AEA do not expressly prohibit
                                                  ‘‘Administration of In-Plant JPMs Using
                                                                                                          directly related to the task that is the               exemptions to the portion of 10 CFR
                                                  Cold License Training Plan Methods,’’                                                                          55.45(b) addressing in-plant JPMs and
                                                  and Section 3.2, ‘‘RCA Mockup                           subject of the JPM will also be made
                                                                                                                                                                 plant walk-throughs.
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                                                  Alternative to RCA Entry,’’ of the May                  available to maintain discriminatory
                                                                                                          value (i.e., the applicant has the same                   Preparing and evaluating operator
                                                  27 letter, the facility licensee proposes                                                                      examinations using the criteria in
                                                  using the following ‘‘cold license                      opportunity to fail as with an in-plant
                                                                                                          JPM by choosing the incorrect                          NUREG–1021 is a means of ensuring the
                                                  training plan evaluation methods’’ in                                                                          equitable and consistent administration
                                                  lieu of the plant and plant equipment to                                                                       of operator licensing examinations for
                                                                                                            3 A plant layout diagrams typically include
                                                  administer in-plant system JPMs on an                   building names, building elevations, and room          all applicants and thus helps to ensure
                                                  operating test:                                         numbers.                                               uniform conditions exist for the


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                                                  42750                         Federal Register / Vol. 81, No. 126 / Thursday, June 30, 2016 / Notices

                                                  operator licensing examinations                         property mainly because 10 CFR                         construction to administer the operator
                                                  administered as part of the licensing                   55.45(a) will still require the applicant              licensing examinations. For either
                                                  process. If the exemption is granted,                   to demonstrate an understanding of and                 option, the same number of NRC
                                                  there will be no changes to the                         the ability to perform the actions                     examiners will be required to
                                                  preparation and grading of the written                  necessary to accomplish a                              administer the operator licensing
                                                  examinations, including the generic                     representative sample of tasks. As                     examinations at VEGP Unit 3 prior to
                                                  fundamentals examinations. There will                   required by 10 CFR 55.45(a), the content               fuel load. Thus, the use of resources is
                                                  be no changes to the preparation and                    of the operating test will continue to be              not minimized by administering exams
                                                  evaluation of the simulator portions of                 identified, in part, from learning                     before the plant is built. Accordingly,
                                                  the operating test. There will be no                    objectives derived from a systematic                   the exemption is neutral with respect to
                                                  changes to the administrative portion of                analysis of licensed operator or senior                the public’s interest in efficiency.
                                                  the operating tests. Although under the                 operator duties performed by each
                                                                                                                                                                 Clarity
                                                  exemption part of the in-plant test will                facility licensee and contained in its
                                                  not be administered in the plant, the                   training program and from information                     Regulations should be coherent,
                                                  preparation and grading of the in-plant                 in the Final Safety Analysis Report,                   logical, and practical. There should be
                                                  portion will be unchanged.                              system description manuals and                         a clear nexus between regulations and
                                                     Upon balancing the overall effect on                 operating procedures, facility license                 agency goals and objectives whether
                                                  uniformity and consistency under the                    and license amendments, Licensee                       explicitly or implicitly stated. Here, the
                                                  exemption, the NRC staff concludes that                 Event Reports, and other materials                     goal of the agency is to determine
                                                  the uniform conditions will be                          requested from the facility licensee by                whether applicants for a license have
                                                  maintained; the differences in the                      the Commission. Although applicants                    learned to operate a facility competently
                                                  testing under the exemption will not                    will not be tested while physically                    and safely. Because the applicants must
                                                  prevent equitable administration of the                 located in front of installed in-plant                 still demonstrate familiarity with the
                                                  operator licensing examinations or                      equipment until the Commission makes                   design and operation of systems located
                                                  challenge the basis for the NRC                         its finding in accordance with 52.103(g),              outside the main control room using the
                                                  examiners’ licensing decisions.                         the knowledge and abilities applicants                 method proposed by the facility
                                                  Accordingly, the testing will continue to               must demonstrate to pass the operating                 licensee, it is not necessary to perform
                                                  comply with Section 107 of the AEA.                     test will not change.                                  the in-plant system JPMs within the
                                                  Accordingly, the NRC staff has                             Accordingly, there is no                            completed VEGP Unit 3 to achieve this
                                                  determined that granting of the facility                endangerment of life or property as a                  goal. Accordingly, this factor shows that
                                                  licensee’s proposed exemption will not                  result of the exemption.                               the exemption maintains the public
                                                  result in a violation of the AEA, or the                                                                       interest in clarity.
                                                                                                          3. The Exemption Is Otherwise in the
                                                  Commission’s regulations. Therefore,                    Public Interest                                        Reliability
                                                  the exemption is authorized by law.                                                                               Regulations should be based on the
                                                                                                             The Commission’s values guide the
                                                  2. The Exemption Will Not Endanger                      NRC in maintaining certain principles                  best available knowledge from research
                                                  Life or Property                                        as it carries out regulatory activities.               and operational experience. Systems
                                                     The exemption will not change the                    These principles focus the NRC on                      interactions, technological
                                                  fundamental findings needed to issue an                 ensuring safety and security while                     uncertainties, and the diversity of
                                                  operator’s or senior operator’s license to              appropriately balancing the interests of               licensees and regulatory activities must
                                                  an applicant. As stated in 10 CFR 55.33                 the NRC’s stakeholders, including the                  all be taken into account so that risks
                                                  ‘‘Disposition of an initial application,’’              public and licensees. These principles                 are maintained at an acceptably low
                                                                                                          include Independence, Openness,                        level. Once established, regulation
                                                     (a) Requirements for the approval of an                                                                     should be perceived to be reliable and
                                                  initial application. The Commission will
                                                                                                          Efficiency, Clarity, and Reliability.
                                                                                                          Whether granting of an exemption to the                not unjustifiably in a state of transition.
                                                  approve an initial application for a license
                                                  pursuant to the regulations in this part, if it         requirement to perform in-plant system                 Regulatory actions should always be
                                                  finds that—                                             JPMs in the plant would be in the public               fully consistent with written regulations
                                                     . . .                                                interest depends on consideration and                  and should be promptly, fairly, and
                                                     (2) Written examination and operating test.          balancing of the foregoing factors.                    decisively administered so as to lend
                                                  The applicant has passed the requisite                                                                         stability to the nuclear operational and
                                                  written examination and operating test in               Efficiency                                             planning processes.
                                                  accordance with §§ 55.41 and 55.45 or 55.43               The public and licensees are all                        If a sufficient number of applicants do
                                                  and 55.45. These examinations and tests                                                                        not pass the exams, then the facility
                                                  determine whether the applicant for an
                                                                                                          entitled to the best possible
                                                  operator’s license has learned to operate a             management and administration of                       licensee may not have a sufficient
                                                  facility competently and safely, and                    regulatory activities. Regulatory                      number of personnel available for fuel
                                                  additionally, in the case of a senior operator,         activities should be consistent with the               load. If exams commenced in June 2018,
                                                  whether the applicant has learned to direct             degree of risk reduction they achieve.                 and fuel load was scheduled for late
                                                  the licensed activities of licensed operators           Where several effective alternatives are               2018, then there would only be at most
                                                  competently and safely.                                 available, the option that minimizes the               6 months between the time when
                                                    Competent and safe operators protect                  use of resources should be adopted.                    licensing decisions would be made and
                                                  against endangerment of life or                           The NRC staff considered two options                 fuel load. As stated in Enclosure 1,
                                                  property. Accordingly, where the tests                  to determine whether one would                         Section 6.3, ‘‘Otherwise in the Public
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                                                  adequately determine who is competent,                  minimize the use of resources and/or                   Interest,’’ of the May 27 letter, initial
                                                  those tests are protective of and do not                minimize risk: (1) Grant the exemption                 license training lasts approximately 24
                                                  endanger life or property.                              to the plant walk-through requirement                  months; therefore, 6 months is not
                                                    The exemption from the requirement                    and administer operator licensing                      sufficient to license additional
                                                  in 10 CFR 55.45(b) that the operating                   examinations prior to completion of                    applicants if the needed number of
                                                  test be administered partially ‘‘in a plant             VEGP Unit 3, or (2) deny the exemption                 applicants do not pass the
                                                  walkthrough’’ will not endanger life or                 and wait until the completion of                       examinations. Commencing


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                                                                                Federal Register / Vol. 81, No. 126 / Thursday, June 30, 2016 / Notices                                                42751

                                                  examinations now allows the facility                    skills, knowledge, and abilities                          Facility licensees may propose alternatives
                                                  licensee to better prepare for                          necessary to operate the plant safely and              to the examination criteria contained here
                                                  contingencies and have more assurance                   competently. The operator licensing                    and evaluate how the proposed alternatives
                                                  that a sufficient number of licensed                    decisions will continue to be based on                 provide an acceptable method of complying
                                                                                                                                                                 with the Commission’s regulations. The NRC
                                                  operators will be available for fuel load.              the NRC examiners’ objective, unbiased                 staff will review any proposed alternatives
                                                  If a sufficient number of applicants do                 assessments of each applicant’s                        and make a decision regarding their
                                                  not pass the operating test, the facility               performance, which will be documented                  acceptability. The NRC will not approve any
                                                  licensee can factor the pass/fail                       in accordance with NUREG–1021, ES–                     alternative that would compromise the
                                                  decisions into its operational schedules                303, ‘‘Documenting and Grading Initial                 agency’s statutory responsibility to prescribe
                                                  starting in 2016, which will provide a                  Operating Tests.’’ Accordingly, this                   uniform conditions for the operator licensing
                                                  sufficient amount of time for retraining                factor shows that the exemption                        examinations.
                                                  applicants who do not pass the exam or                  maintains the public interest in                          As discussed below, the facility
                                                  training a new class of applicants. Thus,               independence.                                          licensee’s proposed alternatives provide
                                                  granting the exemption will lend                                                                               an acceptable method of complying
                                                                                                          Openness
                                                  stability to the nuclear operational and                                                                       with the Commission’s regulations and
                                                  planning process in that the individual                   Nuclear regulation is the public’s
                                                                                                                                                                 will not compromise the agency’s
                                                  operator licensing decisions will be                    business, and it must be transacted
                                                                                                                                                                 statutory responsibility to prescribe
                                                  made much sooner than otherwise                         publicly and candidly. The public must
                                                                                                                                                                 uniform conditions for the operator
                                                  would be possible.                                      be informed about and have the
                                                                                                                                                                 licensing examinations.
                                                     With respect to risk reduction,                      opportunity to participate in the
                                                  granting of the exemption will not                      regulatory processes as required by law.                  NUREG–1021, Appendix A,
                                                  require the NRC examiners or the                        Open channels of communication must                    ‘‘Overview of Generic Examination
                                                  applicants to enter the RCA, and                        be maintained with Congress, other                     Concepts,’’ Section B, ‘‘Background,’’
                                                  therefore, the risk of radiation exposure               government agencies, licensees, and the                discusses internal and external
                                                  for applicants and NRC examiners will                   public, as well as with the international              attributes of an examination and their
                                                  be reduced to zero. Although NRC                        nuclear community.                                     relationship to uniform conditions. The
                                                  examiners and applicants typically do                     Granting the exemption allows the                    internal attributes of an examination
                                                  not receive any significant exposure to                 portion of the operating test that would               include its level of knowledge (LOK),
                                                  radiation or contamination during the                   otherwise be performed in the plant to                 level of difficulty (LOD), and the use of
                                                  conduct of operating tests administered                 be administered in a location other than               exam question banks. The external
                                                  inside the RCA, the NRC staff concludes                 the plant. The operator licensing                      attributes of an examination include the
                                                  that reducing the risk of exposure to                   examination process described in                       number and types of items, the length
                                                  zero aligns with the agency’s goal of                   NUREG–1021 will still be followed                      of the examination, security procedures,
                                                  maintaining exposure to ionizing                        using the alternate method proposed by                 and proctoring instructions. Appendix
                                                  radiation as low as is reasonably                       the facility licensee. Therefore, this                 A states,
                                                  achievable (ALARA). Accordingly, this                   factor shows that the exemption                           If the internal and external attributes of
                                                  factor shows that the exemption favors                  maintains the public’s interest in                     examinations are allowed to vary
                                                  the public’s interest in reliability.                   openness.                                              significantly, the uniform conditions that are
                                                                                                                                                                 required by Section 107 of the Atomic Energy
                                                  Independence                                            Balancing of Factors                                   Act of 1954, as amended, and the basis upon
                                                    Nothing but the highest possible                                                                             which the NRC’s licensing decisions rest are
                                                                                                            Accordingly, the balancing of these
                                                  standards of ethical performance and                                                                           challenged. The NRC must reasonably
                                                                                                          factors shows that the exemption is                    control and structure the examination
                                                  professionalism should influence                        otherwise in the public interest.                      processes to ensure the integrity of the
                                                  regulation. However, independence                                                                              licenses it issues.
                                                  does not imply isolation. All available                 Conclusion
                                                  facts and opinions must be sought                         The Commission concludes that the                      In order to determine whether
                                                  openly from licensees and other                         exemption is (1) authorized by law and                 uniform conditions for licensing
                                                  interested members of the public. The                   (2) will not endanger life or property                 individuals as operators and senior
                                                  many and possibly conflicting public                    and (3) is otherwise in the public                     operators at VEGP Unit 3 will be
                                                  interests involved must be considered.                  interest. Therefore, the Commission                    maintained using the method proposed
                                                  Final decisions must be based on                        grants SNC an exemption from the                       by the facility licensee, the NRC staff
                                                  objective, unbiased assessments of all                  requirement of 10 CFR 55.45(b) to                      performed two actions. First, the NRC
                                                  information, and must be documented                     administer a portion of the operating                  staff identified the differences between
                                                  with reasons explicitly stated.                         test ‘‘in a plant walkthrough.’’                       performing in-plant system JPMs in the
                                                    With the granting of this exemption,                                                                         plant and the facility licensee’s
                                                  the NRC staff will still continue to                    Approval of Alternative                                proposed method of performing in-plant
                                                  independently assess whether the                           NUREG–1021, ES–201, Section B,                      system JPMs. These are listed in the
                                                  applicants at VEGP Unit 3 have the                      ‘‘Background,’’ states,                                table below.

                                                                                                                  SUMMARY OF DIFFERENCES
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                                                               Performing in-plant system JPMs in the                                   Facility licensee’s proposed method of performing
                                                     #                          plant                                                                   in-plant system JPMs

                                                  1 ......   Applicants demonstrate knowledge of equip-           In lieu of walking the NRC examiner to the equipment that is the subject of the JPM, ap-
                                                               ment locations by walking the NRC exam-              plicants demonstrate knowledge of equipment locations by using plant layout diagrams,
                                                               iner to the location of the equipment that           equipment diagrams, and maps to describe to the NRC examiner how they would get
                                                               is the subject of the JPM in the plant.              to the location of the plant equipment that is the subject of the JPM. Applicants identify
                                                                                                                    the building, elevation, and room number associated with the plant equipment that is
                                                                                                                    the subject of the JPM.



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                                                  42752                         Federal Register / Vol. 81, No. 126 / Thursday, June 30, 2016 / Notices

                                                                                                         SUMMARY OF DIFFERENCES—Continued
                                                               Performing in-plant system JPMs in the                                   Facility licensee’s proposed method of performing
                                                     #                          plant                                                                   in-plant system JPMs

                                                  2 ......   Applicants use the plant equipment as a              In lieu of using plant equipment as a prop, applicants use pictures of equipment or a
                                                               prop while they describe and how to oper-            mock-up of the equipment as a prop while they describe and simulate how to operate
                                                               ate the equipment to perform the task..              the equipment to perform the task.
                                                  3 ......   Applicants must enter the RCA for at least           In lieu of entering the RCA in the plant, applicants enter a mock-up RCA for at least one
                                                               one JPM..                                            JPM.



                                                    Second, the NRC staff evaluated                       to vary significantly from the LOK that                of the equipment to determine the
                                                  whether the differences could cause the                 an applicant must demonstrate during                   appropriate action(s), and then describe
                                                  internal and external attributes of the in-             in-plant system JPMs performed after                   the action(s) to the NRC examiner.
                                                  plant system JPMs administered to                       the completion of construction at VEGP                 Therefore, the NRC staff concludes that
                                                  applicants at VEGP Unit 3 prior to the                  Unit 3 for the following reasons.                      this method will require applicants at
                                                  completion of plant construction to vary                   • As shown in Difference #1 in Table                VEGP Unit 3 to describe the actions that
                                                  significantly from those administered to                2, the facility licensee proposes that                 they would take to operate the
                                                  applicants at VEGP Unit 3 after the                     applicants at VEGP Unit 3 demonstrate                  equipment and analyze information
                                                  completion of construction. The                         knowledge of equipment locations by                    provided by cues to successfully
                                                  evaluation is documented below.                         using plant layout diagrams, equipment                 complete the JPM even though the JPM
                                                                                                          diagrams, and/or maps to show the NRC                  will not be performed in the plant.
                                                  Evaluation of Internal Attributes                       examiner how they would get to the                        • As shown in Difference #3 in Table
                                                     Level of Knowledge: As stated in                     location in the plant where the task                   2, applicants at VEGP Unit 3 will be
                                                  NUREG–1021, Appendix A, Section                         would be performed. The facility                       required to demonstrate how to enter
                                                  C.3.c, ‘‘Level of Knowledge Versus Level                licensee stated in Enclosure 1, ‘‘Plant                the RCA. The facility licensee has
                                                  of Difficulty,’’ LOK represents the range               Walkthrough Exemptions,’’ Section 5.5,                 established a mock-up of the RCA that
                                                  of mental demands required to answer                    ‘‘Conclusion,’’ of the May 27 letter that              contains simulated radiation control
                                                  a question or perform a task. It is a                   the proposed method of performing in-                  areas and contaminated areas, and
                                                  continuum of mental rigor that ranges                   plant system JPMs will ‘‘not impact the                ‘‘standards for entry into the mockup
                                                  from retrieving fundamental knowledge,                  ability to maintain equitable and                      RCA are identical to an actual RCA.’’
                                                  which is a low LOK, to retrieving that                  consistent testing under uniform                       Therefore, the NRC staff concludes that
                                                  knowledge and also understanding,                       conditions because license applicants                  this method will require applicants at
                                                  analyzing, and synthesizing that                        will be evaluated using the same                       VEGP Unit 3 to demonstrate knowledge
                                                  knowledge with other knowledge,                         methods employed during their                          of significant radiation hazards located
                                                  which is a high LOK. Test items that                    training.’’ As described in Section                    in radiation and/or contamination areas
                                                  require a high LOK require multiple                     13.2A.1, ‘‘Licensed Operator Experience                inside the RCA and the ability to
                                                  mental processing steps, which are                      Requirements Prior To Commercial                       perform procedures to reduce excessive
                                                  usually the recall and integration of two               Operation,’’ of the VEGP Units 3 and 4                 levels of radiation and to guard against
                                                  or more pieces of data.                                 UFSAR, initial license training for all                personnel exposure even though the
                                                     In-plant system JPMs performed in                    applicants at VEGP Unit 3 includes a                   JPM will not be performed in the plant.
                                                  the plant are high LOK test items                       site layout course, which is described in                 Accordingly, the NRC staff concludes
                                                  because they require applicants to recall               NEI 06–13A, Appendix A as a site                       that the facility licensee’s proposed
                                                  knowledge such as the location of plant                 familiarization course. Therefore, the                 method of performing in-plant system
                                                  equipment, which was acquired during                    NRC staff concludes that this method                   JPMs will not cause the LOK of the in-
                                                  the initial training program, and also to               will require applicants at VEGP Unit 3                 plant system JPMs administered to
                                                  demonstrate, by walking the NRC                         to recall and demonstrate knowledge of                 applicants at VEGP Unit 3 prior to the
                                                  examiner to the correct equipment in                    plant equipment location(s), which were                completion of plant construction to vary
                                                  the plant and by describing the actions                 addressed in the training program, to                  significantly from those administered to
                                                  that they would take to operate the                     successfully complete the JPM even                     applicants at VEGP Unit 3 after the
                                                  equipment, an understanding of and                      though the JPM will not be performed                   completion of construction.
                                                  familiarity with the design and                         in the plant.                                             Level of Difficulty: As stated in
                                                  operation of that equipment. Applicants                    • As shown in Difference #2 in Table                NUREG–1021, Appendix A, Section
                                                  must also respond to the cues provided                  2, the facility licensee proposes that                 C.3.c, ‘‘Level of Knowledge Versus Level
                                                  by the NRC examiner during the JPM.                     applicants at VEGP Unit 3 describe how                 of Difficulty,’’ the NRC examiners
                                                  To successfully complete the JPM, the                   they will operate the equipment and                    evaluate a test item’s LOD ‘‘to ensure
                                                  applicant must be able to analyze the                   explain how they expect the equipment                  that the item can help discriminate
                                                  information provided by these cues,                     and systems to respond to their actions                between safe and unsafe operators.’’
                                                  apply knowledge of the design and                       using props such as pictures of the                    ‘‘Safe operators’’ are the applicants who
                                                  operation of the equipment to determine                 equipment or a mock-up equipment in                    pass all portions of the operator
                                                  the appropriate action(s), and then                     lieu of the actual equipment in the                    licensing examination with a score of
                                                  describe the action(s) to the NRC                       plant. Just as during a JPM in the plant,              80% or higher. Thus, NUREG–1021
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                                                  examiner.                                               NRC examiners will need to provide                     recommends that the difficulty for
                                                     The NRC staff determined that the                    scripted cues to the applicants in                     individual test items range between
                                                  three differences listed in Table 2 do not              response to the actions the applicants                 70% and 90% (i.e., 70–90% of
                                                  cause the LOK that an applicant at                      say that they would take. The applicants               applicants could successfully perform
                                                  VEGP Unit 3 must demonstrate during                     will have to analyze the information                   the test item). To achieve this, NUREG–
                                                  in-plant system JPMs administered prior                 provided by these cues, apply                          1021 states that the NRC examiners
                                                  to the completion of plant construction                 knowledge of the design and operation                  must integrate the following concepts:


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                                                                                Federal Register / Vol. 81, No. 126 / Thursday, June 30, 2016 / Notices                                            42753

                                                  The LOK of the test item, the                           a sufficient amount of time becoming                   constructed may use plant layout
                                                  operational validity of the test item (i.e.,            familiar with the plant layout diagrams                diagrams and site maps to help them to
                                                  the test item requires applicants to                    and maps, then using these tools to                    locate the equipment that is the subject
                                                  perform mental or psychomotor                           show the NRC examiner how he or she                    of the JPM if they cannot recall the
                                                  activities that they will have to perform               would access the equipment will be a                   location of the equipment from memory.
                                                  on the job), the ability of distractors to              relatively easy task. Otherwise, this will                Unlike applicants at plants that have
                                                  distract the examinees, and the                         be a relatively difficult task, and the                been constructed, the applicants at
                                                  examinees’ past performance on items                    applicant may not be able to continue                  VEGP Unit 3 that take operator licensing
                                                  of similar difficulty. Appendix A                       with the JPM because he or she will not                examinations prior to the completion of
                                                  acknowledges that ‘‘assigning a level of                successfully demonstrate the ability to                plant construction will only use plant
                                                  difficulty rating to an individual test                 access the equipment. In both cases, the               layout diagrams and maps to describe
                                                  item is a somewhat subjective process.’’                applicants will either be able to                      the route they would take to access the
                                                     The NRC staff determined that the                    demonstrate knowledge to the NRC                       plant equipment. This method requires
                                                  three differences listed in Table 2 do not              examiner, or they will not be able to                  applicants to stand in front of a
                                                  cause the LOD that an applicant at                      demonstrate knowledge. The NRC staff                   document and trace or identify the route
                                                  VEGP Unit 3 must demonstrate during                     concludes that both methods require                    that would be taken. This method is
                                                  in-plant system JPMs administered prior                 applicants to select the correct location              different from actually walking to a
                                                  to the completion of plant construction                 of plant equipment from among other                    location in the plant because (1) visual
                                                  to vary significantly from the LOD that                 choices, and therefore the NRC                         clues that would be available to
                                                  an applicant must demonstrate during                    examiners will still be able to                        applicants in the plant will not be
                                                  in-plant system JPMs performed after                    discriminate between operators that                    available, and (2) this method requires
                                                  the completion of construction at VEGP                  have this knowledge and those that do                  applicants to use fewer motor skills, and
                                                  Unit 3 for the following reasons.                       not, and thus the LOD of the two                       thus it is not likely that applicants will
                                                     • As shown in Difference #1 in Table                 methods is comparable.                                 be able to use any muscle memory. This
                                                  2, the facility licensee proposes that                     Also, the NRC staff considered the                  may increase the LOD. However,
                                                  applicants at VEGP Unit 3 demonstrate                   implications for the testing process of                Section 13.2A.1, ‘‘Licensed Operator
                                                  knowledge of equipment locations by                     physically walking in the plant to a                   Experience Requirements Prior To
                                                  using plant layout diagrams, equipment                  specific location as compared to using                 Commercial Operation,’’ of the VEGP
                                                  diagrams, and/or maps to (1) to describe                plant layout diagrams and/or maps to                   Units 3 and 4 UFSAR states that all
                                                  to the NRC examiner how they would                      show and describe the route that would                 applicants at VEGP Unit 3 must
                                                  get to the location of the plant                        be taken to find the correct location                  complete a site layout course. Also, the
                                                  equipment that is the subject of the JPM                impacted LOD. Both methods require an                  facility licensee stated in Enclosure 1,
                                                  and to (2) correctly identify the                       applicant to recall and show knowledge                 ‘‘Plant Walkthrough Exemptions,’’
                                                  building, elevation of the building, and                of plant locations to the NRC examiner.                Section 5.5, ‘‘Conclusion,’’ of the May
                                                  room number where the equipment will                    However, applicants at plants that have                27 letter that the proposed method of
                                                  be located in VEGP Unit 3.                              been constructed will have spent time                  performing in-plant system JPMs will
                                                  Additionally, the facility licensee                     becoming familiar with the routes                      ‘‘not impact the ability to maintain
                                                  proposes that ‘‘plant layout diagrams                   through the plant that they must take to               equitable and consistent testing under
                                                  and/or pictures of components not                       access equipment during the conduct of                 uniform conditions because license
                                                  directly related to the task will also be               OJT in the plant. During an in-plant                   applicants will be evaluated using the
                                                  made available to the applicant to                      system JPM in the plant, they will likely              same methods employed during their
                                                  maintain discriminatory value . . .’’                   be able to recall the route(s) they have               training.’’ The NRC staff concludes that
                                                     When an in-plant system JPM is                       previously traveled by relying on                      any increase in LOD as a result of only
                                                  performed in the plant, applicants must                 unique visual clues available in the                   using plant layout diagrams and maps to
                                                  physically walk the NRC examiner to                     plant such as signage and various access               demonstrate knowledge of locations will
                                                  the correct location in the plant where                 control points that they must pass                     be offset by the fact that the applicants
                                                  the task will be performed. Applicants                  through to navigate their path to the                  will have been specifically trained on
                                                  must choose the correct location from                   equipment that is the subject of the JPM.              the locations of plant equipment with
                                                  among all of the other accessible plant                 They may also possibly rely on muscle                  these tools.
                                                  locations. Similarly, applicants at VEGP                memory to some extent to locate the                       • As shown in Difference #2 in Table
                                                  Unit 3 must choose the correct plant                    equipment that is the subject of the JPM.              2, applicants will use pictures of
                                                  layout diagram(s), equipment diagrams                   Additionally, NUREG–1021, Appendix                     equipment or a mock-up of the
                                                  and/or map(s) from a set of diagrams in                 E, ‘‘Policies and Guidelines for Taking                equipment as a prop while they describe
                                                  order to show the NRC examiner how                      NRC Examinations,’’ contains directions                and simulate how to operate the
                                                  they would locate the equipment in the                  that NRC examiners provide to                          equipment to perform the task. Instead
                                                  plant.                                                  applicants and licensed operators prior                of pointing to a piece of equipment in
                                                     If an applicant at an operating reactor              to every NRC examination. Appendix E,                  the plant and verbally describing how to
                                                  has spent a sufficient amount of time in                Section C.3, states,                                   operate it, the applicant will either
                                                  the plant becoming familiar with its                                                                           point to a diagram or picture of the
                                                                                                            The operating test is considered ‘‘open
                                                  layout and the location of plant                        reference.’’ The reference materials that are          equipment as a prop while describing
                                                  equipment, then walking the NRC                         normally available to operators in the facility        how to operate it or use a piece of mock-
                                                  examiner to the correct location during                                                                        up equipment to actually perform the
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                                                                                                          and control room (including calibration
                                                  a JPM in the plant will be a relatively                 curves, previous log entries, piping and               task required by the JPM. The facility
                                                  easy task. Otherwise, this will be a                    instrumentation diagrams, calculation sheets,          licensee proposes that diagrams and
                                                  relatively difficult task, and the                      and procedures) are also available to you              pictures of components not directly
                                                  applicant may not be able to perform if                 during the operating test.                             related to the task will also be made
                                                  he or she cannot find the equipment                     Plant layout diagrams and site maps are                available to the applicant so that the
                                                  that is the subject of the JPM. Similarly,              normally available to operators. Thus,                 applicant must make a choice. The NRC
                                                  if an applicant at VEGP Unit 3 has spent                applicants at plants that have been                    staff determined that the facility


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                                                  42754                         Federal Register / Vol. 81, No. 126 / Thursday, June 30, 2016 / Notices

                                                  licensee’s proposed method of                           actual RCA.’’ Therefore, the NRC staff                 the same external attributes of the
                                                  performing in-plant system JPMs will                    concludes that this difference has no                  operator licensing examinations
                                                  require an applicant to select the correct              impact on the LOD of the in-plant                      administered to applicants at plants that
                                                  piece of equipment from among other                     system JPMs because there is no                        have been constructed.
                                                  options, which is similar to having to                  difference between demonstrating the
                                                                                                                                                                 Summary of Evaluation of Internal and
                                                  make that selection in the plant.                       ability to enter the actual RCA and
                                                                                                                                                                 External Attributes
                                                  Therefore, the NRC examiners will still                 demonstrating the ability to enter a
                                                  be able to discriminate between                         mock-up of the RCA.                                       In summary, the NRC staff concludes
                                                  operators that have this knowledge and                     Accordingly, the NRC staff concludes                that the facility licensee’s proposed
                                                  those that do not, and thus the LOD of                  that the facility licensee’s proposed                  method of performing in-plant system
                                                  the two methods is comparable.                          method of performing in-plant system                   JPMs does not cause the internal and
                                                     The NRC staff also considered the                    JPMs will not cause the LOD of the in-                 external attributes of the in-plant system
                                                  difference in the quality of the props                  plant system JPMs administered to                      JPMs administered to applicants at
                                                  used in the facility licensee’s proposed                applicants at VEGP Unit 3 prior to the                 VEGP Unit 3 prior to the completion of
                                                  method of performing in-plant system                    completion of plant construction to vary               plant construction to vary significantly
                                                  JPMs compared to the quality of the                     significantly from those administered to               from those administered to applicants at
                                                  plant equipment as a prop. Enclosure 2,                 applicants at VEGP Unit 3 after the                    VEGP Unit 3 after the completion of
                                                  ‘‘Response to NRC Request for                           completion of construction.                            construction. Because in-plant system
                                                  Additional Information No.9,’’ contains                    Use of Exam Banks: NUREG–1021,                      JPMs are a portion of the operator
                                                  Table E2–1, which lists tasks from the                  Form ES–301–2, ‘‘Control Room/In-                      licensing examination, the NRC staff
                                                  VEGP Units 3 and 4 site-specific task                   Plant Systems Outline,’’ contains                      also concludes that the facility
                                                  list that could be a JPM. The NRC staff                 criteria for the use of JPMs in the facility           licensee’s proposed method does not
                                                  reviewed Table E2–1 and determined                      licensee’s exam bank that may be used                  cause the internal or external attributes
                                                  that the breaker lab, the maintenance                   on operator licensing examinations. In                 of the operator licensing examinations
                                                  flow loop trainer, the RCA mock-up,                     Enclosure 1, ‘‘Plant Walkthrough                       that will be administered to applicants
                                                  and the Remote Shutdown Workstation                     Exemptions,’’ Section 5.3,                             at VEGP Unit 3 prior to the completion
                                                  available in the VEGP training facilities               ‘‘Discrimination Validity,’’ the facility              of plant construction to vary
                                                  could be used as props during some                      licensee stated, ‘‘[a]ny questions,                    significantly from those administered to
                                                  JPMs. These tools are realistic                         discussions, or other cold licensing                   applicants at VEGP Unit 3 after the
                                                  representations of certain pieces of plant              methods used for task evaluation will                  completion of construction.
                                                  equipment and are therefore equivalent                  have no impact on how the examination
                                                                                                                                                                 Impact of Plant Construction on
                                                  to the actual plant equipment.                          bank is used.’’ The NRC staff also
                                                                                                                                                                 Developing Content-Valid Exams
                                                     However, these tools will not be able                concluded that the facility licensee’s
                                                  to be used for every in-plant system JPM                proposed method of performing in-plant                    In Enclosure 2, ‘‘Response to NRC
                                                  that could be developed because the                     system JPMs does not impact the use of                 Request for Additional Information No.
                                                  tasks listed in Table E2–1 include tasks                exam banks because the facility                        9’’ of the May 27 letter, the facility
                                                  unrelated to breaker operation, remote                  licensee’s proposed method of                          licensee stated that some in-plant tasks
                                                  shutdown, or plant components                           administering JPMs has nothing to do                   on the site-specific task list that have an
                                                  modeled in the flow loop trainer (e.g.,                 with the selection of JPMs from its exam               importance rating of 2.5 or higher
                                                  Table E2–1 includes a task to ‘‘startup                 bank.                                                  cannot be used to develop a JPM at this
                                                  the in core instrument system’’). In                       In summary, the NRC staff concludes                 time. Because not all plant systems have
                                                  these instances, the facility licensee                  that the facility licensee’s proposed                  been constructed or turned over to the
                                                  proposes to use equipment diagrams or                   method of performing in-plant system                   facility licensee from the vendor, some
                                                  pictures of plant equipment as props. In                JPMs does not significantly impact the                 procedures are not available at this time.
                                                  these cases, the pictures may not be the                internal attributes of the in-plant system             A JPM cannot be performed without a
                                                  same size as the actual plant equipment,                JPMs that will be administered to                      procedure. If the pool of in-plant tasks
                                                  or, in the case of equipment diagrams,                  applicants at VEGP Unit 3 prior to the                 that could be used to develop a JPM is
                                                  they might not provide the same visual                  completion of plant construction as                    limited, then it is possible that
                                                  detail to an applicant that would be                    compared to the in-plant system JPMs                   important K/As could be omitted from
                                                  provided by the actual plant equipment.                 administered to applicants at plants that              the operating test, which would reduce
                                                  This could make these props more                        have been constructed.                                 the content validity of the exam.
                                                  difficult to use compared to the actual                                                                           In Enclosure 2 of the May 27 letter,
                                                                                                          Evaluation of External Attributes                      the facility licensee provided Table E2–
                                                  plant equipment. However, because the
                                                  facility licensee proposes to use the                      The external attributes of an                       1. Of the tasks that the facility licensee
                                                  same props during the administration of                 examination include the number and                     included in Table E2–1, the NRC staff
                                                  in-plant system JPMs that have been                     types of items (e.g., in-plant system                  found that 101 of 109 possible tasks
                                                  used in the training program, the NRC                   JPMs), the length of the examination,                  have procedures available at this time
                                                  staff concludes that any increase in LOD                security procedures, and proctoring                    and therefore can be used to develop an
                                                  as a result of using pictures or                        instructions. The facility licensee is not             in-plant system JPM; only eight tasks do
                                                  equipment diagrams to demonstrate                       proposing to alter the number or types                 not have procedures available at this
                                                  knowledge will be offset by the fact that               of items, the length of the examination,               time and thus cannot be used to develop
                                                  the applicants have used these props                    security procedures, or proctoring                     an in-plant system JPM. Of these eight
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                                                  during their training.                                  instructions for any part of the operator              tasks, the NRC staff compared the safety
                                                     • As shown in Difference #3 in Table                 licensing examination. Therefore, the                  functions listed for each of the eight
                                                  2, applicants will have to enter a mock-                NRC staff concludes that the external                  tasks with the safety functions listed in
                                                  up of the RCA for at least one in-plant                 attributes of the operator licensing                   Table 1, ‘‘Plant Systems by Safety
                                                  JPM. As stated in the facility licensee’s               examinations that will be administered                 Function,’’ in NUREG–2103. The NRC
                                                  submittal, the ‘‘standards for entry into               to applicants at VEGP Unit 3 prior to the              staff found that of the eight tasks, two
                                                  the mockup RCA are identical to an                      completion of plant construction will be               are associated with plant systems


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                                                                                Federal Register / Vol. 81, No. 126 / Thursday, June 30, 2016 / Notices                                                42755

                                                  related to Safety Function #6, Electrical;                 (2) Pass a comprehensive requalification            applicants in the cold licensing process
                                                  five are associated with plant service                  written examination and an annual operating            must complete at least 6 months of
                                                  systems related to Safety Function #8,                  test.                                                  ‘‘practical and meaningful work
                                                                                                             (i) The written examination will sample
                                                  Plant Service Systems; and one is                       the items specified in §§ 55.41 and 55.43 of
                                                                                                                                                                 experience’’ as part of the experience
                                                  associated with a plant system related to               this part, to the extent applicable to the             requirements for an operator’s license.
                                                  Safety Function #4, Heat Removal from                   facility, the licensee, and any limitation of          Applicants that do not complete any of
                                                  the Reactor Core.                                       the license under § 55.53(c) of this part.             a portion of the 6 months of practical
                                                     The NRC staff reviewed the 101 tasks                    (ii) The operating test will require the            and meaningful work assignments prior
                                                                                                          operator or senior operator to demonstrate an          to enrolling in the ILT program will
                                                  that do have procedures available at this               understanding of and the ability to perform
                                                  time and found that multiple tasks                                                                             have to do so before the NRC issues a
                                                                                                          the actions necessary to accomplish a
                                                  associated with the plant systems                                                                              license. Therefore, some applicants at
                                                                                                          comprehensive sample of items specified in
                                                  related to these safety functions as well               § 55.45(a) (2) through (13) inclusive to the           VEGP Unit 3 may not complete the
                                                  as the other safety functions listed in                 extent applicable to the facility.                     requirements to be licensed ‘‘shortly’’
                                                  Table 1 in NUREG–2103 can be used at                                                                           after taking the operator licensing
                                                                                                          In other words, the applicants who
                                                  this time to develop an in-plant system                                                                        examination. Because these applicants
                                                                                                          receive a license will be required to take
                                                  JPM. Thus, although these eight tasks                                                                          would not yet be licensed, under NRC
                                                                                                          additional operating tests to maintain
                                                  may be excluded from the sample at this                                                                        regulations they would not be required
                                                                                                          the license as part of the licensed
                                                  time, there is still a diverse set of other                                                                    to be enrolled in a training program that
                                                                                                          operator requalification program.
                                                  tasks that can be used to test an                                                                              meets the requirements of 10 CFR 55.59,
                                                                                                          Therefore, the requalification program
                                                  applicant’s knowledge and abilities                                                                            ‘‘Requalification.’’
                                                                                                          gives the NRC staff additional
                                                  related to the operation of plant systems               confidence that, as the plant is                          Although these applicants will be
                                                  associated with each of the nine safety                 completed, operators will be continually               participating in practical and
                                                  functions. Additionally, because the                    trained and tested on operationally-                   meaningful work assignments to gain
                                                  plant systems associated with Safety                    important in-plant systems and tasks                   experience with the AP1000 design,
                                                  Functions #4, 6, and 8 are primarily                    directed by procedures that have not                   these assignments do not necessarily
                                                  operated from the main control room,                    been developed yet.                                    ensure that these applicants will receive
                                                  the criteria in NUREG–1021, ES–301,                        NUREG–1021 provides guidance for                    refresher training on topics learned in
                                                  Section D.4.a, which states that ‘‘each of              applicants transitioning from the initial              the ILT program or receive training on
                                                  the control room systems and evolutions                 license program to the requalification                 new topics as they become available. In
                                                  (and separately each of the in-plant                    program: ES–605, Section C.1.b, states,                accordance with 10 CFR 55.51,
                                                  systems and evolutions) selected . . .                  ‘‘Newly licensed operators must enter                     If the Commission determines that an
                                                  should evaluate a different safety                      the requalification training and                       applicant for an operator license or a senior
                                                  function . . .,’’ will still be followed,               examination program promptly upon                      operator license meets the requirements of
                                                  thus ensuring that the content of each                  receiving their licenses.’’ Also, ES–204               the Act and its regulations, it will issue a
                                                  operating test sufficiently samples the                 states that the region may administer a                license in the form and containing any
                                                  safety functions and K/As. Thus, the                    license examination to an applicant who                conditions and limitations it considers
                                                  NRC staff concludes that the elimination                has not satisfied the applicable training              appropriate and necessary.
                                                  of these eight tasks from the possible                  or experience requirements at the time                 Therefore, the Commission may find it
                                                  pool of in-plant system JPMs at this time               of the examination, but is expected to                 necessary to issue licenses with any
                                                  does not result in any omission of K/As                 complete them shortly thereafter. These                conditions or limitations that may be
                                                  from the operator licensing                             requirements in NUREG–1021 help to                     necessary to ensure that the applicants
                                                  examinations administered to                            ensure that the period of time between                 have retained knowledge and learned
                                                  applicants at VEGP Unit 3 at this time.                 completing all of the requirements to be               new operationally-important topics
                                                  Therefore, the examinations                             licensed, which includes completing the                during the time between completion of
                                                  administered to applicants at VEGP Unit                 initial license training program and                   the operator licensing examination and
                                                  3 at this time will be content-valid                    passing the operator licensing                         issuance of the license.
                                                  examinations.                                           examination, and entering a
                                                                                                          requalification program that meets the                    In summary, as allowed by NUREG–
                                                  Impact of Alternative Method on                                                                                1021, ES–201, Section B, ‘‘Background,’’
                                                                                                          requirements of 10 CFR 55.59 is
                                                  Knowledge Retention and Learning New                                                                           with its exemption request, the facility
                                                                                                          minimized so that applicants (1) receive
                                                  Knowledge                                                                                                      licensee proposed alternatives to the
                                                                                                          refresher training on topics learned in
                                                                                                          the initial training program, which                    examination criteria contained in
                                                     The NRC staff has assurance that all                                                                        NUREG–1021 with respect to the in-
                                                  applicants who become licensed at                       ensures knowledge retention of
                                                                                                          operationally-important topics, and (2)                plant/plant walk-through portions of the
                                                  VEGP Unit 3 will be trained and tested                                                                         operating test. The NRC staff reviewed
                                                  on new procedures and tasks as they                     receive training on new operationally-
                                                                                                          important topics as they become                        the proposed method of administering
                                                  become available. This is because all                                                                          in-plant system JPMs described in
                                                  licensed operators are subject to the                   available (e.g., new procedures and
                                                                                                          tasks).                                                Enclosure 1 of the May 27 letter. For the
                                                  requalification requirements of 10 CFR                                                                         reasons described above, the NRC staff
                                                  55.59. These requirements include                          In Enclosure 1, ‘‘Plant Walkthrough
                                                                                                          Exemptions,’’ Section 6.3, ‘‘Otherwise                 concluded that the proposed
                                                  additional operating tests as follows:                                                                         alternatives provide an acceptable
                                                                                                          in the Public Interest,’’ of the May 27
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                                                     (a) Requalification requirements. Each               letter, the facility licensee stated that              method of complying with the
                                                  licensee shall—                                                                                                Commission’s regulations, as exempted.
                                                                                                          applicants ‘‘enrolled in an initial license
                                                     (1) Successfully complete a requalification
                                                  program developed by the facility licensee              training (ILT) program are training as a                  If, in the future, the facility licensee
                                                  that has been approved by the Commission.               full-time job and cannot participate in                desires to implement an approach that
                                                  This program shall be conducted for a                   completing the required 6 months of                    differs from the alternative described in
                                                  continuous period not to exceed 24 months               meaningful work experience.’’ As                       the May 27 letter, then it should seek
                                                  in duration.                                            described in NEI 06–13A, Appendix A,                   approval from the NRC.


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                                                  42756                         Federal Register / Vol. 81, No. 126 / Thursday, June 30, 2016 / Notices

                                                  Limitations and Expiration                              or consequences from radiological                      request dated August 20, 2015, from
                                                     The facility licensee requested the                  accidents. Finally, the requirements to                Duke Energy Carolinas, LLC (Duke
                                                  exemption from the regulation that                      which the exemption applies involve                    Energy or the licensee) from portions of
                                                  requires the operating test to be                       qualification requirements. Accordingly,               the regulations to support the use of fuel
                                                  administered in a plant walk-through                    the exemption meets the eligibility                    that is clad in Optimized ZIRLOTM.
                                                  because of the incomplete construction                  criteria for categorical exclusion set                 ADDRESSES: Please refer to Docket ID
                                                  of the plant. As construction of different              forth in 10 CFR 51.22(c)(25). Pursuant to              NRC–2016–0128 when contacting the
                                                  sections of the facility becomes                        10 CFR 51.22(b), no environmental                      NRC about the availability of
                                                  substantially complete and in-plant                     impact statement or environmental                      information regarding this document.
                                                                                                          assessment need be prepared in                         You may obtain publicly-available
                                                  systems, components, and structures
                                                                                                          connection with the issuance of the                    information related to this document
                                                  (SSCs) near completion, usage of this
                                                                                                          exemption.                                             using any of the following methods:
                                                  exemption will become unnecessary for
                                                  those areas and SSCs. Accordingly, on                   IV. Conclusion                                            • Federal Rulemaking Web site: Go to
                                                  a case-by-case basis, for those tasks that                                                                     http://www.regulations.gov and search
                                                                                                             Accordingly, the Commission has                     for Docket ID NRC–2016–0128. Address
                                                  are selected to be part of an operating                 determined that, pursuant to 10 CFR
                                                  task in accordance with NUREG–1021,                                                                            questions about NRC dockets to Carol
                                                                                                          55.11, issuing this exemption from the                 Gallagher; telephone: 301–415–3463;
                                                  ES–301, Section D.4.a and Section                       requirement in 55.45(b) to administer a                email: Carol.Gallagher@nrc.gov.
                                                  D.4.b, where it is possible to both                     portion of the operating test in a plant                  • NRC’s Agencywide Documents
                                                  perform on-the-job training in the plant                walk-through is authorized by law and                  Access and Management System
                                                  and administer part of an operating test                will not endanger life or property and is              (ADAMS): You may obtain publicly-
                                                  in a plant walk-through, as determined                  otherwise in the public interest. The                  available documents online in the
                                                  by the NRC examiners, this exemption                    Commission also has approved the                       ADAMS Public Documents collection at
                                                  may not be used. Furthermore, this                      facility licensee’s proposed alternative               http://www.nrc.gov/reading-rm/
                                                  exemption will finally expire and may                   to the examination criteria in NUREG–                  adams.html. To begin the search, select
                                                  no longer be used upon the                              1021, ES–301, Section D.4.a and Section                ‘‘ADAMS Public Documents’’ and then
                                                  Commission’s finding for VEGP Unit 3                    D.4.b and therefore will allow one, two,               select ‘‘Begin Web-based ADAMS
                                                  in accordance with 10 CFR 52.103(g)                     or three of the required in-plant system               Search.’’ For problems with ADAMS,
                                                  (‘‘The licensee shall not operate the                   JPMs to be performed using discussion                  please contact the NRC’s Public
                                                  facility until the Commission makes a                   and performance methods in                             Document Room (PDR) reference staff at
                                                  finding that the acceptance criteria in                 combination with plant layout                          1–800–397–4209, 301–415–4737, or by
                                                  the combined license are met, except for                diagrams, maps, equipment diagrams,                    email to pdr.resource@nrc.gov. The
                                                  those acceptance criteria that the                      pictures, and mock-ups in lieu of plant                ADAMS accession number for each
                                                  Commission found were met under                         equipment until the Commission makes                   document referenced (if it is available in
                                                  § 52.97(a)(2).’’).                                      a finding for VEGP Unit 3 that                         ADAMS) is provided the first time that
                                                  Environmental Consideration                             acceptance criteria in the combined                    it is mentioned in this document.
                                                                                                          license are met in accordance with 10                     • NRC’s PDR: You may examine and
                                                    This exemption allows one, two, or                    CFR 52.103(g).                                         purchase copies of public documents at
                                                  three of the required in-plant system                                                                          the NRC’s PDR, Room O1–F21, One
                                                                                                            Dated at Rockville, Maryland, this 24th day
                                                  JPMs to be performed using discussion                                                                          White Flint North, 11555 Rockville
                                                                                                          of June, 2016.
                                                  and performance methods in                                                                                     Pike, Rockville, Maryland 20852.
                                                                                                            For the Nuclear Regulatory Commission.
                                                  combination with plant layout                                                                                  FOR FURTHER INFORMATION CONTACT: G.
                                                  diagrams, maps, equipment diagrams,                     Samuel S. Lee,
                                                                                                          Acting Deputy Director, Division of New                Edward Miller, Office of Nuclear
                                                  pictures, and mock-ups in lieu of plant                                                                        Reactor Regulation, U.S. Nuclear
                                                  equipment. The NRC staff evaluated                      Reactor Licensing, Office of New Reactors.
                                                                                                          [FR Doc. 2016–15547 Filed 6–29–16; 8:45 am]            Regulatory Commission, Washington DC
                                                  whether there would be significant                                                                             20555–0001; telephone: 301–415–2481,
                                                  environmental impacts associated with                   BILLING CODE 7590–01–P
                                                                                                                                                                 email Ed.Miller@nrc.gov.
                                                  the issuance of the requested
                                                                                                                                                                 SUPPLEMENTARY INFORMATION:
                                                  exemptions. The NRC staff determined
                                                  the proposed action fits a category of                  NUCLEAR REGULATORY                                     I. Background
                                                  actions that do not require an                          COMMISSION
                                                                                                                                                                    Duke Energy is the holder of Facility
                                                  environmental assessment or                             [Docket Nos. 50–369 and 50–370; NRC–                   Operating License Nos. NPF–9, NPF–17,
                                                  environmental impact statement.                         2016–0128]                                             NPF–35, and NPF–52, which authorize
                                                    For the following reasons, this                                                                              operation of the McGuire Nuclear
                                                  exemption meets the eligibility criteria                Duke Energy Carolinas, LLC and North
                                                                                                                                                                 Station (MNS), Units 1 and 2, and
                                                  of 10 CFR 51.22(c)(25) for a categorical                Carolina Electric Membership
                                                                                                                                                                 Catawba Nuclear Station (CNS), Units 1
                                                  exclusion. There is no significant                      Corporation; Acceptance Criteria for
                                                                                                                                                                 and 2. The licenses provide, among
                                                  hazards consideration related to this                   Emergency Core Cooling Systems,
                                                                                                                                                                 other things, that each facility is subject
                                                  exemption. The NRC staff has also                       McGuire Nuclear Station, Units 1 and 2,
                                                                                                                                                                 to all rules, regulations, and orders of
                                                  determined that the exemption involves                  Catawba Nuclear Station, Units 1 and
                                                                                                                                                                 the NRC now or hereafter in effect.
                                                  no significant increase in the amounts,                 2
                                                                                                                                                                    The MNS and CNS units are
                                                  and no significant change in the types,
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                                                                                                          AGENCY:  Nuclear Regulatory                            pressurized-water reactor located in
                                                  of any effluents that may be released                   Commission.                                            Mecklenburg County, North Carolina,
                                                  offsite; that there is no significant                   ACTION: Exemption; issuance.                           and York County, South Carolina,
                                                  increase in individual or cumulative                                                                           respectively.
                                                  public or occupational radiation                        SUMMARY: The U.S. Nuclear Regulatory
                                                  exposure; that there is no significant                  Commission (NRC) is issuing an                         II. Request/Action
                                                  construction impact; and that there is no               exemption in response to a license                        Pursuant to section 50.12 of title 10 of
                                                  significant increase in the potential for               amendment request and exemption                        the Code of Federal Regulations (10


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Document Created: 2018-02-08 07:44:47
Document Modified: 2018-02-08 07:44:47
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionGrant of exemption; approval of alternative.
DatesThis exemption is effective as of June 24, 2016.
ContactPaul Kallan, Office of New Reactors, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001; telephone: 301-415-2809; email: [email protected]
FR Citation81 FR 42745 

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