81 FR 42777 - SEC Advisory Committee on Small and Emerging Companies

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 81, Issue 126 (June 30, 2016)

Page Range		42777-42777
FR Document		2016-15509

The Securities and Exchange Commission Advisory Committee on Small and Emerging Companies is providing notice that it will hold a public meeting on Tuesday, July 19, 2016, in Multi-Purpose Room LL-006 at the Commission's headquarters, 100 F Street NE., Washington, DC. The meeting will begin at 9:30 a.m. (EDT) and will be open to the public. The meeting will be webcast on the Commission's Web site at www.sec.gov. Persons needing special accommodations to take part because of a disability should notify the contact person listed below. The public is invited to submit written statements to the Committee. The agenda for the meeting includes matters relating to rules and regulations affecting small and emerging companies under the federal securities laws.

Federal Register, Volume 81 Issue 126 (Thursday, June 30, 2016)

[Federal Register Volume 81, Number 126 (Thursday, June 30, 2016)]
[Notices]
[Page 42777]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-15509]


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SECURITIES AND EXCHANGE COMMISSION

[Release Nos. 33-10105; 34-78158; File No. 265-27]


SEC Advisory Committee on Small and Emerging Companies

AGENCY: Securities and Exchange Commission.

ACTION: Notice of meeting.

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SUMMARY: The Securities and Exchange Commission Advisory Committee on 
Small and Emerging Companies is providing notice that it will hold a 
public meeting on Tuesday, July 19, 2016, in Multi-Purpose Room LL-006 
at the Commission's headquarters, 100 F Street NE., Washington, DC. The 
meeting will begin at 9:30 a.m. (EDT) and will be open to the public. 
The meeting will be webcast on the Commission's Web site at 
www.sec.gov. Persons needing special accommodations to take part 
because of a disability should notify the contact person listed below. 
The public is invited to submit written statements to the Committee. 
The agenda for the meeting includes matters relating to rules and 
regulations affecting small and emerging companies under the federal 
securities laws.

DATES: The public meeting will be held on Tuesday, July 19, 2016. 
Written statements should be received on or before July 15, 2016.

ADDRESSES: The meeting will be held at the Commission's headquarters, 
100 F Street NE., Washington, DC. Written statements may be submitted 
by any of the following methods:

Electronic Statements

     Use the Commission's Internet submission form (http://www.sec.gov/info/smallbus/acsec.shtml); or
     Send an email message to [email protected]. Please 
include File Number 265-27 on the subject line; or

Paper Statements

     Send paper statements to Brent J. Fields, Federal Advisory 
Committee Management Officer, Securities and Exchange Commission, 100 F 
Street NE., Washington, DC 20549-1090.

All submissions should refer to File No. 265-27. This file number 
should be included on the subject line if email is used. To help us 
process and review your statement more efficiently, please use only one 
method. The Commission will post all statements on the Advisory 
Committee's Web site (http://www.sec.gov/spotlight/acsec-spotlight.shtml).
    Statements also will be available for Web site viewing and printing 
in the Commission's Public Reference Room, 100 F Street NE., 
Washington, DC 20549, on official business days between the hours of 
10:00 a.m. and 3:00 p.m. All statements received will be posted without 
change; we do not edit personal identifying information from 
submissions. You should submit only information that you wish to make 
available publicly.

FOR FURTHER INFORMATION CONTACT: Julie Z. Davis, Senior Special 
Counsel, at (202) 551-3460, Office of Small Business Policy, Division 
of Corporation Finance, Securities and Exchange Commission, 100 F 
Street NE., Washington, DC 20549-3628.

SUPPLEMENTARY INFORMATION: In accordance with Section 10(a) of the 
Federal Advisory Committee Act, 5 U.S.C.-App. 1, and the regulations 
thereunder, Keith Higgins, Designated Federal Officer of the Committee, 
has ordered publication of this notice.

    Dated: June 27, 2016.
Brent J. Fields,
Committee Management Officer.
[FR Doc. 2016-15509 Filed 6-29-16; 8:45 am]
 BILLING CODE 8011-01-P

Federal Register / Vol. 81, No. 126 / Thursday, June 30, 2016 / Notices 42777

information that you wish to make Paper Statements (‘‘Act’’),1 and Rule 19b–4 thereunder,2
available publicly. All submissions notice is hereby given that on June 17,
• Send paper statements to Brent J.
should refer to File Number SR– 2016, The Options Clearing Corporation
Fields, Federal Advisory Committee
NASDAQ–2016–086 and should be (‘‘OCC’’) filed with the Securities and
Management Officer, Securities and
submitted on or before July 21, 2016. Exchange Commission (‘‘Commission’’)
Exchange Commission, 100 F Street NE.,
For the Commission, by the Division of the proposed rule change as described
Washington, DC 20549–1090.
Trading and Markets, pursuant to delegated in Items I, II and III below, which Items
authority.32 All submissions should refer to File No. have been prepared by OCC. OCC filed
Brent J. Fields, 265–27. This file number should be the proposed rule change pursuant to
Secretary.
included on the subject line if email is Section 19(b)(3)(A)(iii) of the Act 3 and
used. To help us process and review Rule 19b–4(f)(4)(ii) thereunder 4 so that
[FR Doc. 2016–15454 Filed 6–29–16; 8:45 am]
your statement more efficiently, please the proposal was effective upon filing
BILLING CODE 8011–01–P
use only one method. The Commission with the Commission. The Commission
will post all statements on the Advisory is publishing this notice to solicit
Committee’s Web site (http:// comments on the proposed rule change
SECURITIES AND EXCHANGE
www.sec.gov/spotlight/acsec- from interested persons.
COMMISSION
spotlight.shtml).
I. Clearing Agency’s Statement of the
Statements also will be available for
[Release Nos. 33–10105; 34–78158; File No. Terms of Substance of the Proposed
Web site viewing and printing in the
265–27] Rule Change
Commission’s Public Reference Room,
SEC Advisory Committee on Small and 100 F Street NE., Washington, DC The proposed rule change by OCC
Emerging Companies 20549, on official business days would amend OCC Rule 604 to permit
between the hours of 10:00 a.m. and pass-through letters of credit (‘‘Pass-
AGENCY: Securities and Exchange 3:00 p.m. All statements received will Through Letters of Credit’’) as a form of
Commission. be posted without change; we do not margin asset to satisfy margin
ACTION: Notice of meeting. edit personal identifying information obligations for futures, futures options,
from submissions. You should submit and commodity options positions
SUMMARY: The Securities and Exchange only information that you wish to make (collectively referred to as ‘‘futures
Commission Advisory Committee on available publicly. positions’’) held in segregated futures
Small and Emerging Companies is accounts and segregated futures
FOR FURTHER INFORMATION CONTACT: Julie
providing notice that it will hold a professional accounts (collectively
public meeting on Tuesday, July 19, Z. Davis, Senior Special Counsel, at
referred to as ‘‘segregated futures
2016, in Multi-Purpose Room LL–006 at (202) 551–3460, Office of Small
accounts’’) that are not eligible to hold
the Commission’s headquarters, 100 F Business Policy, Division of Corporation
positions in security futures.5
Street NE., Washington, DC. The Finance, Securities and Exchange
Capitalized terms not defined herein
meeting will begin at 9:30 a.m. (EDT) Commission, 100 F Street NE.,
have the same meaning as set forth in
and will be open to the public. The Washington, DC 20549–3628.
the OCC By-Laws and Rules.
meeting will be webcast on the SUPPLEMENTARY INFORMATION: In
Commission’s Web site at www.sec.gov. accordance with Section 10(a) of the II. Clearing Agency’s Statement of the
Persons needing special Federal Advisory Committee Act, 5 Purpose of, and Statutory Basis for, the
accommodations to take part because of U.S.C.-App. 1, and the regulations Proposed Rule Change
a disability should notify the contact thereunder, Keith Higgins, Designated In its filing with the Commission,
person listed below. The public is Federal Officer of the Committee, has OCC included statements concerning
invited to submit written statements to ordered publication of this notice. the purpose of and basis for the
the Committee. The agenda for the Dated: June 27, 2016. proposed rule change and discussed any
meeting includes matters relating to Brent J. Fields,
comments it received on the proposed
rules and regulations affecting small and rule change. The text of these statements
Committee Management Officer.
emerging companies under the federal may be examined at the places specified
[FR Doc. 2016–15509 Filed 6–29–16; 8:45 am]
securities laws. in Item IV below. OCC has prepared
BILLING CODE 8011–01–P summaries, set forth in sections (A), (B),
DATES: The public meeting will be held
on Tuesday, July 19, 2016. Written and (C) below, of the most significant
statements should be received on or aspects of these statements.
SECURITIES AND EXCHANGE
before July 15, 2016. COMMISSION (A) Clearing Agency’s Statement of the
ADDRESSES: The meeting will be held at Purpose of, and Statutory Basis for, the
the Commission’s headquarters, 100 F [Release No. 34–78151; File No. SR–OCC– Proposed Rule Change
Street NE., Washington, DC. Written 2016–003] (1) Purpose
statements may be submitted by any of
the following methods: Self-Regulatory Organizations; The The purpose of the proposed rule
Options Clearing Corporation; Notice change is to amend OCC Rule 604 to
Electronic Statements permit Pass-Through Letters of Credit as
of Filing and Immediate Effectiveness
• Use the Commission’s Internet of Proposed Rule Change Related to a form of margin asset to satisfy margin
mstockstill on DSK3G9T082PROD with NOTICES

submission form (http://www.sec.gov/ the Acceptance of Pass-Through
info/smallbus/acsec.shtml); or Letters of Credit as a Form of Margin 1 15 U.S.C. 78s(b)(1).
• Send an email message to rule- Asset
2 17 CFR 240.19b–4.
3 15 U.S.C. 78s(b)(3)(A)(iii).
comments@sec.gov. Please include File 4 17 CFR 240.19b–4(f)(4)(ii).
Number 265–27 on the subject line; or June 24, 2016.
5 See OCC By-Laws Article I, Section 1.S.(5) and
Pursuant to Section 19(b)(1) of the (6) defining segregated futures accounts and
32 17 CFR 200.30–3(a)(12). Securities Exchange Act of 1934 segregated futures professional accounts.

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Document Created: 2018-02-08 07:44:42
Document Modified: 2018-02-08 07:44:42

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
Action		Notice of meeting.
Dates		The public meeting will be held on Tuesday, July 19, 2016. Written statements should be received on or before July 15, 2016.
Contact		Julie Z. Davis, Senior Special Counsel, at (202) 551-3460, Office of Small Business Policy, Division of Corporation Finance, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-3628.
FR Citation		81 FR 42777