81_FR_43167 81 FR 43040 - Space Flight

81 FR 43040 - Space Flight

NATIONAL AERONATICS AND SPACE ADMINISTRATION

Federal Register Volume 81, Issue 127 (July 1, 2016)

Page Range43040-43042
FR Document2016-15431

The National Aeronautics and Space Administration (NASA) is issuing a final rule for its regulations that govern International Space Station crewmembers, mementos aboard Orion and Space Launch System (SLS) missions, and the authority of the NASA Commander, and removes the Agency's policy on space flight participation and other policies that were relevant to the Space Shuttle. The revision to this rule is part of NASA's retrospective plan under Executive Order (EO) 13563 completed in August 2011. NASA's full plan can be accessed on the Agency's open Government Web site at http://www.nasa.gov/open/.

Federal Register, Volume 81 Issue 127 (Friday, July 1, 2016)
[Federal Register Volume 81, Number 127 (Friday, July 1, 2016)]
[Rules and Regulations]
[Pages 43040-43042]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-15431]


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NATIONAL AERONATICS AND SPACE ADMINISTRATION

14 CFR Part 1214

[Docket No: NASA-2015-0010]
RIN 2700-AD98


Space Flight

AGENCY: National Aeronautics and Space Administration.

ACTION: Final rule.

-----------------------------------------------------------------------

SUMMARY: The National Aeronautics and Space Administration (NASA) is 
issuing a final rule for its regulations that govern International 
Space Station crewmembers, mementos aboard Orion and Space Launch 
System (SLS) missions, and the authority of the NASA Commander, and 
removes the Agency's policy on space flight participation and other 
policies that were relevant to the Space Shuttle. The revision to this 
rule is part of NASA's retrospective plan under Executive Order (EO) 
13563 completed in August 2011. NASA's full plan can be accessed on the 
Agency's open Government Web site at http://www.nasa.gov/open/.

DATES: Effective: August 1, 2016.

FOR FURTHER INFORMATION CONTACT: Craig Salvas at (202)-358-2330, 
[email protected].

SUPPLEMENTARY INFORMATION: 

Background

    NASA published a proposed rule in the Federal Register at 80 FR 
63474 on October 20, 2015, to amend its regulations that govern 
International Space Station crewmembers, mementos aboard Orion and 
Space Launch System (SLS) missions, and the authority of the NASA 
Commander and removes the Agency's policy on space flight participation 
and other policies that were relevant to the Space Shuttle. The Space 
Shuttle Program formally commenced in 1972. After a total of 135 
flights, the last of which occurred in July 2011, the Space Shuttle was 
officially retired after 30 years of operation. During this period, the 
fleet and its crews carried out a large and varied number of tasks to 
meet the goals and objectives of the Nation's space program. These 
included the launch of large interplanetary probes, the performance of 
scientific experiments under microgravity conditions, the on-orbit 
servicing of the Hubble Space Telescope, and the assembly and resupply 
of the International Space Station. Functions previously performed by 
the Space Shuttle will now be done by many different spacecraft 
currently flying or in development, including vehicles owned by both 
the Government and the private sector.
    NASA is currently developing a new human-rated spacecraft, the 
Orion, and launch system, the Space Launch System (SLS). The Orion and 
SLS are designed to conduct journeys into deep space. With the end of 
the Space Shuttle Program, many sections of this rule are no longer 
relevant and will be deleted. However, sections which have current or 
future application will be maintained and updated or amended as 
required.
    Significant elements of part 1214, in its current form, govern the 
use and operation of the Space Shuttle and cover a diverse number of 
areas including requirements for reimbursement for Space Shuttle 
services to civil U.S. Government and foreign users, the flight of 
Payload Specialists and Space Flight Participants on Space Shuttle 
missions, reimbursement terms, and conditions for use of the Spacelab 
Module. Also covered in part 1214 are the rules for the NASA Astronaut 
Candidate Recruitment and Selection Program, the Code of Conduct for 
the International Space Station Crew, and the Authority of the Space 
Shuttle Commander.
    The intent of these amendments is to repeal those portions of the 
regulation that, with the ending of the Space Shuttle Program, are no 
longer relevant. Sections that remain in effect will be amended because 
they are outdated. Other sections that are applicable to the Orion and 
SLS will also be amended. Provisions currently in force relating to 
approving mementoes for flight and preventing the use of mementoes for 
economic gain remain relevant and were incorrectly omitted from the 
proposed rule published on October 20, 2015. These provisions have been 
reincorporated in the final rule at 14 CFR 1214.601 and 1214.602, 
except for language relating to dimensions and areas specific to the 
Space Shuttle which have not been retained.

Discussion and Analysis

    There were two public comments received in response to the proposed 
rule. Comments were supportive in nature and do not warrant any changes 
in the rule's language.

Statutory Authority

    Section 1214 is established under the National Aeronautics and 
Space Act (Space Act) (51 U.S.C. 20101, et seq.).

Regulatory Analysis

Executive Order 12866, Regulatory Planning and Review and Executive 
Order 13563, Improving Regulation and Regulation Review

    Executive Orders 13563 and 12866 direct agencies to assess all 
costs and benefits of available regulatory alternatives and, if 
regulation is necessary, to select regulatory approaches that maximize 
net benefits (including potential economic, environmental, public 
health and safety effects, distributive impacts, and equity). Executive 
Order 13563 emphasizes the importance of quantifying both costs and 
benefits, reducing costs, harmonizing rules, and promoting flexibility. 
This rule has been designated as ``not significant'' under section 3(f) 
of Executive Order 12866.

Review Under the Regulatory Flexibility Act

    The Regulatory Flexibility Act (5 U.S.C. 601 et seq.) requires an 
agency to prepare an initial regulatory flexibility analysis to be 
published at the time the rule is published. This requirement does not 
apply if the agency ``certifies that the rule will not, if promulgated, 
have a significant economic impact on a substantial number of small 
entities'' (5 U.S.C. 603). This rule updates these sections of the CFR 
to align with Federal guidelines and does not have a significant 
economic impact on a substantial number of small entities.

Review Under the Paperwork Reduction Act

    This final rule does not contain any information collection 
requirements subject to the Paperwork Reduction Act of 1995 (44 U.S.C. 
3501 et seq.).

Review Under Executive Order of 13132

    Executive Order 13132, ``Federalism,'' 64 FR 43255 (August 4, 1999) 
requires regulations be reviewed for Federalism effects on the 
institutional interest of states and local governments, and if the 
effects are sufficiently substantial, preparation of the Federal 
assessment is required to assist senior policy makers. The amendments 
will not have any substantial direct effects on state and local 
governments within the meaning of the Executive Order. Therefore, no 
Federalism assessment is required.

[[Page 43041]]

List of Subjects in 14 CFR Part 1214

    Government employees, Government procurement, Security measures, 
Space transportation and exploration.

    For the reason stated in the preamble, NASA is amending 14 CFR part 
1214 as follows:

PART 1214--SPACE FLIGHT

0
1. The authority citation for part 1214 is revised to read as follows:

    Authority:  Pub. L. 111-314, sec. 3, 124 Stat. 3328 (51 U.S.C. 
20101, et seq.).

Subpart 1214.1--[Removed and Reserved]

0
2. Remove and reserve subpart 1214.1, consisting of Sec. Sec.  1214.100 
through 1214.119.

Subpart 1214.2--[Removed and Reserved]

0
3. Remove and reserve subpart 1214.2, consisting of Sec. Sec.  1214.200 
through 1214.207 and Appendices A and B.

Subpart 1214.3--[Removed and Reserved]

0
4. Remove and reserve subpart 1214.300, consisting of Sec. Sec.  
1214.300 through 1214.306.

Subpart 1214.4--International Space Station Crew

0
5. The authority citation for subpart 4 is revised to read as follows:

    Authority:  Pub. L. 111-314, sec. 3, 124 Stat. 3328 (51 U.S.C. 
20101, et seq.).
* * * * *

0
6. Revise subpart 1214.6 to read as follows:
Subpart 1214.6--Mementos Aboard NASA Missions
Sec.
1214.600 Scope.
1214.601 Definitions.
1214.602 Policy.
1214.603 Official Flight Kit.
1214.604 Personal Preference Kit.
1214.605-1214.606 [Reserved]
1214.607 Media and public inquiries.
1214.608 [Reserved]
1214.609 Loss or theft.
1214.610 Violations.

    Authority:  Pub. L. 111-314, sec. 3, 124 Stat. 3328 (51 U.S.C. 
20101, et seq.).

Subpart 1214.6--Mementos Aboard NASA Missions


Sec.  1214.600  Scope.

    This subpart establishes policy and procedures for carrying 
mementos on the NASA missions, with the exception of mementos and 
personal effects carried onboard the International Space Station (ISS).


Sec.  1214.601  Definitions.

    Mementos. Flags, patches, insignia, medallions, minor graphics, and 
similar items of little commercial value, especially suited for display 
by the individuals or groups to whom they have been presented.


Sec.  1214.602  Policy.

    Premise. Mementos are welcome aboard NASA missions. However, they 
are flown as a courtesy--not as an entitlement. All mementos must be 
approved by the Associate Administrator for Human Exploration and 
Operations and are stowed only in an Official Flight Kit (OFK) or 
Personal Preference Kit (PPK).
    (a) Economic gain. Items carried in an OFK or a PPK will not be 
sold, transferred for sale, used or transferred for personal gain, or 
used or transferred for any commercial or fund-raising purpose. Items 
such as philatelic materials and coins that, by their nature, lend 
themselves to exploitation by the recipients, or create problems with 
respect to good taste; or that are large, bulky, or heavy items will 
not be approved for flight.
    (b) [Reserved]


Sec.  1214.603  Official Flight Kit.

    (a) Purpose. The Official Flight Kit (OFK) on a particular mission 
allows NASA, and other domestic and friendly foreign countries' 
organizations with NASA approval, to utilize mementos as awards and 
commendations or preserve them in museums or archives. No personal 
items will be carried in the OFK.
    (b) Approval of contents. At least 120 days prior to the scheduled 
launch of a particular mission, an authorized representative of each 
organization desiring mementos to be carried on a flight in the OFK 
must submit a letter or request describing the item(s) to be flown and 
the intended purpose or distribution. Letters should be directed to the 
Associate Administrator for Human Exploration and Operations, NASA 
Headquarters, Washington DC 20546.


Sec.  1214.604  Personal Preference Kit.

    (a) Purpose. The Personal Preference Kit (PPK) enables persons on a 
particular mission to carry personal items for use as mementos. Only 
those individuals actually accompanying such flights may request 
authorization to carry personal items as mementos.
    (b) Approval of content. At least 60 days prior to the scheduled 
launch of a particular mission, each person assigned to the flight who 
desires to carry items in a PPK must submit a proposed list of items 
and their recipients to the Associate Director, NASA Johnson Space 
Center. The Associate Director will review the proposed list of items 
and, if approved, submit the crew members' PPK lists through 
supervisory channels to the Associate Administrator for Human 
Exploration and Operations for approval. A signed copy of approval from 
the Associate Administrator for Human Exploration and Operations will 
be returned to the Director, NASA Johnson Space Center, for 
distribution.


Sec.  1214.605-1214.606  [Reserved]


Sec.  1214.607  Media and public inquiries.

    Information on mementos flown on a particular mission will be 
routinely released by the Associate Administrator of the Office of 
Communications to the media and to the public upon their request, but 
only after they have been approved for flight.


Sec.  1214.608  [Reserved]


Sec.  1214.609  Loss or Theft.

    (a) Liability. Neither NASA nor the U.S. Government will be liable 
for the loss or theft of, or damage to, items carried in OFKs or PPKs.
    (b) Report of loss or theft. Any person who learns that an item 
contained in an OFK or a PPK is missing shall immediately report the 
loss to the Johnson Space Center Security Office and the NASA Inspector 
General.


Sec.  1214.610  Violations.

    Any items carried in violation of the requirements of this subpart 
shall become property of the U.S. Government, subject to applicable 
Federal laws and regulations, and the violator may be subject to 
disciplinary action, including being permanently prohibited from use 
of, or if an individual, from flying aboard a NASA mission.

Subpart 1214.7--The Authority of the NASA Commander

0
7. Revise subpart 1214.7 to read as follows:

Sec.
1214.700 Scope.
1214.701 Definitions.
1214.702 Authority and responsibility of the NASA Commander.
1214.703 Chain of command.
1214.704 Violations.

    Authority:  Pub. L. 111-314, sec. 3, 124 Stat. 3328 (51 U.S.C. 
20101, et seq.).

[[Page 43042]]

Subpart 1214.7--The Authority of the NASA Commander


Sec.  1214.700  Scope.

    This subpart establishes the authority of the NASA Commander of a 
NASA mission, excluding missions related to the ISS and activities 
licensed under Title 51 U.S.C. Chapter 509, to enforce order and 
discipline during a mission and to take whatever action in his/her 
judgment is reasonable and necessary for the protection, safety, and 
well-being of all personnel and on-board equipment, including the 
spacecraft and payloads. During the final launch countdown, following 
crew ingress, the NASA Commander has the authority to enforce order and 
discipline among all on-board personnel. During emergency situations 
prior to liftoff, the NASA Commander has the authority to take whatever 
action in his/her judgment is necessary for the protection or security, 
safety, and well-being of all personnel on board.


Sec.  1214.701  Definitions.

    (a) The flight crew consists of the NASA Commander, astronaut crew 
members, and [any] other persons aboard the spacecraft.
    (b) A mission is the period including the flight-phases from launch 
to landing on the surface of the Earth--a single round trip. (In the 
case of a forced landing, the NASA Commander's authority continues 
until a competent authority takes over the responsibility for the 
persons and property aboard).
    (c) The flight-phases consist of launch, in orbit/transit, 
extraterrestrial mission, deorbit, entry, and landing, and post-landing 
back on Earth.
    (d) A payload is a specific complement of instruments, space 
equipment, and support hardware/software carried into space to 
accomplish a scientific mission or discrete activity.


Sec.  1214.702  Authority and responsibility of the NASA Commander.

    (a) During all flight phases, the NASA Commander shall have the 
absolute authority to take whatever action is in his/her discretion 
necessary to:
    (1) Enhance order and discipline.
    (2) Provide for the safety and well-being of all personnel on 
board.
    (3) Provide for the protection of the spacecraft and payloads.
    The NASA Commander shall have authority, throughout the mission, to 
use any reasonable and necessary means, including the use of physical 
force, to achieve this end.
    (b) The authority of the NASA Commander extends to any and all 
personnel on board the spacecraft including Federal officers and 
employees and all other persons whether or not they are U.S. nationals.
    (c) The authority of the NASA Commander extends to all spaceflight 
elements, payloads, and activities originating with or defined to be a 
part of the NASA mission.
    (d) The NASA Commander may, when he/she deems such action to be 
necessary for the safety of the spacecraft and personnel on board, 
subject any of the personnel on board to such restraint as the 
circumstances require until such time as delivery of such individual or 
individuals to the proper authorities is possible.


Sec.  1214.703  Chain of command.

    (a) The NASA Commander is a trained NASA astronaut who has been 
designated to serve as commander on a NASA mission and who shall have 
the authority described in Sec.  1214.702 of this part. Under normal 
flight conditions (other than emergencies or when otherwise designated) 
the NASA Commander is responsible to the Mission Flight Director.
    (b) Before each flight, the other flight crewmembers will be 
designated in the order in which they will assume the authority of the 
NASA Commander under this subpart in the event that the NASA Commander 
is not able to carry out his/her duties.
    (c) The determinations, if any, that a crewmember in the chain of 
command is not able to carry out his or her command duties and is, 
therefore, to be relieved of command, and that another crewmember in 
the chain of command is to succeed to the authority of the NASA 
Commander, will be made by the NASA Administrator or his/her designee.


Sec.  1214.704  Violations.

    (a) All personnel on board the NASA mission are subject to the 
authority of the NASA Commander and shall conform to his/her orders and 
direction as authorized by this subpart.
    (b) This subpart is a regulation within the meaning of 18 U.S.C. 
799, and whoever willfully violates, attempts to violate, or conspires 
to violate any provision of this subpart or any order or direction 
issued under this subpart shall be subject to fines and imprisonment, 
as specified by law.

Subpart 1214.8--[Removed and Reserved]

0
8. Remove and reserve subpart 1214.8, consisting sections 1214.800 
through 1214.813.
* * * * *

Subpart 1214.17--[Removed and Reserved]

0
9. Remove and reserve subpart 1214.17, consisting of sections 1214.1700 
through 1214.1707.

Cheryl E. Parker,
Federal Register Liaison Officer.
[FR Doc. 2016-15431 Filed 6-30-16; 8:45 am]
 BILLING CODE P



                                                  43040                 Federal Register / Vol. 81, No. 127 / Friday, July 1, 2016 / Rules and Regulations

                                                  radius of Washington County Veteran’s                   and objectives of the Nation’s space                   Statutory Authority
                                                  Memorial Airport.                                       program. These included the launch of
                                                    Issued in Fort Worth, Texas, on June 22,              large interplanetary probes, the                         Section 1214 is established under the
                                                  2016.                                                   performance of scientific experiments                  National Aeronautics and Space Act
                                                  Walter Tweedy,                                          under microgravity conditions, the on-                 (Space Act) (51 U.S.C. 20101, et seq.).
                                                  Acting Manager, Operations Support Group,               orbit servicing of the Hubble Space                    Regulatory Analysis
                                                  ATO Central Service Center.                             Telescope, and the assembly and
                                                  [FR Doc. 2016–15406 Filed 6–30–16; 8:45 am]             resupply of the International Space                    Executive Order 12866, Regulatory
                                                  BILLING CODE 4910–13–P
                                                                                                          Station. Functions previously performed                Planning and Review and Executive
                                                                                                          by the Space Shuttle will now be done                  Order 13563, Improving Regulation and
                                                                                                          by many different spacecraft currently                 Regulation Review
                                                                                                          flying or in development, including
                                                  NATIONAL AERONATICS AND SPACE                           vehicles owned by both the Government                     Executive Orders 13563 and 12866
                                                  ADMINISTRATION                                          and the private sector.                                direct agencies to assess all costs and
                                                                                                             NASA is currently developing a new                  benefits of available regulatory
                                                  14 CFR Part 1214
                                                                                                          human-rated spacecraft, the Orion, and                 alternatives and, if regulation is
                                                  [Docket No: NASA–2015–0010]                             launch system, the Space Launch                        necessary, to select regulatory
                                                                                                          System (SLS). The Orion and SLS are                    approaches that maximize net benefits
                                                  RIN 2700–AD98                                           designed to conduct journeys into deep                 (including potential economic,
                                                  Space Flight                                            space. With the end of the Space Shuttle               environmental, public health and safety
                                                                                                          Program, many sections of this rule are                effects, distributive impacts, and
                                                  AGENCY:  National Aeronautics and                       no longer relevant and will be deleted.                equity). Executive Order 13563
                                                  Space Administration.                                   However, sections which have current                   emphasizes the importance of
                                                  ACTION: Final rule.                                     or future application will be maintained               quantifying both costs and benefits,
                                                                                                          and updated or amended as required.                    reducing costs, harmonizing rules, and
                                                  SUMMARY:    The National Aeronautics and                   Significant elements of part 1214, in               promoting flexibility. This rule has been
                                                  Space Administration (NASA) is issuing                  its current form, govern the use and                   designated as ‘‘not significant’’ under
                                                  a final rule for its regulations that                   operation of the Space Shuttle and cover               section 3(f) of Executive Order 12866.
                                                  govern International Space Station                      a diverse number of areas including
                                                  crewmembers, mementos aboard Orion                      requirements for reimbursement for                     Review Under the Regulatory Flexibility
                                                  and Space Launch System (SLS)                           Space Shuttle services to civil U.S.                   Act
                                                  missions, and the authority of the NASA                 Government and foreign users, the flight
                                                  Commander, and removes the Agency’s                     of Payload Specialists and Space Flight                   The Regulatory Flexibility Act (5
                                                  policy on space flight participation and                Participants on Space Shuttle missions,                U.S.C. 601 et seq.) requires an agency to
                                                  other policies that were relevant to the                reimbursement terms, and conditions                    prepare an initial regulatory flexibility
                                                  Space Shuttle. The revision to this rule                for use of the Spacelab Module. Also                   analysis to be published at the time the
                                                  is part of NASA’s retrospective plan                    covered in part 1214 are the rules for the             rule is published. This requirement does
                                                  under Executive Order (EO) 13563                        NASA Astronaut Candidate Recruitment                   not apply if the agency ‘‘certifies that
                                                  completed in August 2011. NASA’s full                   and Selection Program, the Code of                     the rule will not, if promulgated, have
                                                  plan can be accessed on the Agency’s                    Conduct for the International Space                    a significant economic impact on a
                                                  open Government Web site at http://                     Station Crew, and the Authority of the                 substantial number of small entities’’ (5
                                                  www.nasa.gov/open/.                                     Space Shuttle Commander.                               U.S.C. 603). This rule updates these
                                                                                                             The intent of these amendments is to                sections of the CFR to align with Federal
                                                  DATES: Effective: August 1, 2016.
                                                                                                          repeal those portions of the regulation                guidelines and does not have a
                                                  FOR FURTHER INFORMATION CONTACT:                        that, with the ending of the Space                     significant economic impact on a
                                                  Craig Salvas at (202)–358–2330,                         Shuttle Program, are no longer relevant.               substantial number of small entities.
                                                  craig.b.salvas@nasa.gov.                                Sections that remain in effect will be
                                                  SUPPLEMENTARY INFORMATION:                              amended because they are outdated.                     Review Under the Paperwork Reduction
                                                                                                          Other sections that are applicable to the              Act
                                                  Background
                                                                                                          Orion and SLS will also be amended.                      This final rule does not contain any
                                                     NASA published a proposed rule in                    Provisions currently in force relating to              information collection requirements
                                                  the Federal Register at 80 FR 63474 on                  approving mementoes for flight and
                                                  October 20, 2015, to amend its                                                                                 subject to the Paperwork Reduction Act
                                                                                                          preventing the use of mementoes for                    of 1995 (44 U.S.C. 3501 et seq.).
                                                  regulations that govern International                   economic gain remain relevant and were
                                                  Space Station crewmembers, mementos                     incorrectly omitted from the proposed                  Review Under Executive Order of 13132
                                                  aboard Orion and Space Launch System                    rule published on October 20, 2015.
                                                  (SLS) missions, and the authority of the                These provisions have been                                Executive Order 13132, ‘‘Federalism,’’
                                                  NASA Commander and removes the                          reincorporated in the final rule at 14                 64 FR 43255 (August 4, 1999) requires
                                                  Agency’s policy on space flight                         CFR 1214.601 and 1214.602, except for                  regulations be reviewed for Federalism
                                                  participation and other policies that                   language relating to dimensions and                    effects on the institutional interest of
                                                  were relevant to the Space Shuttle. The                 areas specific to the Space Shuttle                    states and local governments, and if the
asabaliauskas on DSK3SPTVN1PROD with RULES




                                                  Space Shuttle Program formally                          which have not been retained.                          effects are sufficiently substantial,
                                                  commenced in 1972. After a total of 135                                                                        preparation of the Federal assessment is
                                                  flights, the last of which occurred in                  Discussion and Analysis                                required to assist senior policy makers.
                                                  July 2011, the Space Shuttle was                          There were two public comments                       The amendments will not have any
                                                  officially retired after 30 years of                    received in response to the proposed                   substantial direct effects on state and
                                                  operation. During this period, the fleet                rule. Comments were supportive in                      local governments within the meaning
                                                  and its crews carried out a large and                   nature and do not warrant any changes                  of the Executive Order. Therefore, no
                                                  varied number of tasks to meet the goals                in the rule’s language.                                Federalism assessment is required.


                                             VerDate Sep<11>2014   16:44 Jun 30, 2016   Jkt 238001   PO 00000   Frm 00058   Fmt 4700   Sfmt 4700   E:\FR\FM\01JYR1.SGM   01JYR1


                                                                         Federal Register / Vol. 81, No. 127 / Friday, July 1, 2016 / Rules and Regulations                                            43041

                                                  List of Subjects in 14 CFR Part 1214                     carried onboard the International Space                particular mission, each person assigned
                                                     Government employees, Government                      Station (ISS).                                         to the flight who desires to carry items
                                                  procurement, Security measures, Space                                                                           in a PPK must submit a proposed list of
                                                                                                           § 1214.601    Definitions.                             items and their recipients to the
                                                  transportation and exploration.
                                                                                                              Mementos. Flags, patches, insignia,                 Associate Director, NASA Johnson
                                                     For the reason stated in the preamble,                medallions, minor graphics, and similar                Space Center. The Associate Director
                                                  NASA is amending 14 CFR part 1214 as                     items of little commercial value,                      will review the proposed list of items
                                                  follows:                                                 especially suited for display by the                   and, if approved, submit the crew
                                                                                                           individuals or groups to whom they                     members’ PPK lists through supervisory
                                                  PART 1214—SPACE FLIGHT
                                                                                                           have been presented.                                   channels to the Associate Administrator
                                                  ■  1. The authority citation for part 1214               § 1214.602    Policy.
                                                                                                                                                                  for Human Exploration and Operations
                                                  is revised to read as follows:                                                                                  for approval. A signed copy of approval
                                                                                                              Premise. Mementos are welcome                       from the Associate Administrator for
                                                    Authority: Pub. L. 111–314, sec. 3, 124                aboard NASA missions. However, they
                                                  Stat. 3328 (51 U.S.C. 20101, et seq.).                                                                          Human Exploration and Operations will
                                                                                                           are flown as a courtesy—not as an                      be returned to the Director, NASA
                                                  Subpart 1214.1—[Removed and                              entitlement. All mementos must be                      Johnson Space Center, for distribution.
                                                  Reserved]                                                approved by the Associate
                                                                                                           Administrator for Human Exploration                    § 1214.605–1214.606    [Reserved]
                                                  ■ 2. Remove and reserve subpart 1214.1,                  and Operations and are stowed only in
                                                                                                           an Official Flight Kit (OFK) or Personal               § 1214.607   Media and public inquiries.
                                                  consisting of §§ 1214.100 through
                                                  1214.119.                                                Preference Kit (PPK).                                    Information on mementos flown on a
                                                                                                              (a) Economic gain. Items carried in an              particular mission will be routinely
                                                  Subpart 1214.2—[Removed and                              OFK or a PPK will not be sold,                         released by the Associate Administrator
                                                  Reserved]                                                transferred for sale, used or transferred              of the Office of Communications to the
                                                                                                           for personal gain, or used or transferred              media and to the public upon their
                                                  ■ 3. Remove and reserve subpart 1214.2,                  for any commercial or fund-raising                     request, but only after they have been
                                                  consisting of §§ 1214.200 through                        purpose. Items such as philatelic                      approved for flight.
                                                  1214.207 and Appendices A and B.                         materials and coins that, by their nature,
                                                                                                           lend themselves to exploitation by the                 § 1214.608   [Reserved]
                                                  Subpart 1214.3—[Removed and
                                                                                                           recipients, or create problems with
                                                  Reserved]                                                                                                       § 1214.609   Loss or Theft.
                                                                                                           respect to good taste; or that are large,
                                                  ■ 4. Remove and reserve subpart                          bulky, or heavy items will not be                        (a) Liability. Neither NASA nor the
                                                  1214.300, consisting of §§ 1214.300                      approved for flight.                                   U.S. Government will be liable for the
                                                  through 1214.306.                                           (b) [Reserved]                                      loss or theft of, or damage to, items
                                                                                                                                                                  carried in OFKs or PPKs.
                                                                                                           § 1214.603    Official Flight Kit.
                                                  Subpart 1214.4—International Space                                                                                (b) Report of loss or theft. Any person
                                                  Station Crew                                                (a) Purpose. The Official Flight Kit
                                                                                                                                                                  who learns that an item contained in an
                                                                                                           (OFK) on a particular mission allows
                                                                                                                                                                  OFK or a PPK is missing shall
                                                  ■  5. The authority citation for subpart 4               NASA, and other domestic and friendly
                                                                                                                                                                  immediately report the loss to the
                                                  is revised to read as follows:                           foreign countries’ organizations with
                                                                                                                                                                  Johnson Space Center Security Office
                                                    Authority: Pub. L. 111–314, sec. 3, 124                NASA approval, to utilize mementos as
                                                                                                                                                                  and the NASA Inspector General.
                                                  Stat. 3328 (51 U.S.C. 20101, et seq.).                   awards and commendations or preserve
                                                  *     *    *    *     *                                  them in museums or archives. No                        § 1214.610   Violations.
                                                                                                           personal items will be carried in the
                                                  ■ 6. Revise subpart 1214.6 to read as                                                                             Any items carried in violation of the
                                                                                                           OFK.
                                                  follows:                                                    (b) Approval of contents. At least 120              requirements of this subpart shall
                                                  Subpart 1214.6—Mementos Aboard NASA                      days prior to the scheduled launch of a                become property of the U.S.
                                                  Missions                                                 particular mission, an authorized                      Government, subject to applicable
                                                  Sec.                                                     representative of each organization                    Federal laws and regulations, and the
                                                  1214.600 Scope.                                          desiring mementos to be carried on a                   violator may be subject to disciplinary
                                                  1214.601 Definitions.                                    flight in the OFK must submit a letter                 action, including being permanently
                                                  1214.602 Policy.                                         or request describing the item(s) to be                prohibited from use of, or if an
                                                  1214.603 Official Flight Kit.                            flown and the intended purpose or                      individual, from flying aboard a NASA
                                                  1214.604 Personal Preference Kit.                                                                               mission.
                                                                                                           distribution. Letters should be directed
                                                  1214.605–1214.606 [Reserved]
                                                  1214.607 Media and public inquiries.                     to the Associate Administrator for
                                                                                                                                                                  Subpart 1214.7—The Authority of the
                                                  1214.608 [Reserved]                                      Human Exploration and Operations,
                                                                                                                                                                  NASA Commander
                                                  1214.609 Loss or theft.                                  NASA Headquarters, Washington DC
                                                  1214.610 Violations.                                     20546.
                                                                                                                                                                  ■ 7. Revise subpart 1214.7 to read as
                                                    Authority: Pub. L. 111–314, sec. 3, 124                § 1214.604    Personal Preference Kit.                 follows:
                                                  Stat. 3328 (51 U.S.C. 20101, et seq.).
                                                                                                              (a) Purpose. The Personal Preference                Sec.
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                                                  Subpart 1214.6—Mementos Aboard                           Kit (PPK) enables persons on a                         1214.700 Scope.
                                                  NASA Missions                                            particular mission to carry personal                   1214.701 Definitions.
                                                                                                           items for use as mementos. Only those                  1214.702 Authority and responsibility of
                                                  § 1214.600       Scope.                                  individuals actually accompanying such                      the NASA Commander.
                                                    This subpart establishes policy and                    flights may request authorization to                   1214.703 Chain of command.
                                                  procedures for carrying mementos on                      carry personal items as mementos.                      1214.704 Violations.
                                                  the NASA missions, with the exception                       (b) Approval of content. At least 60                  Authority: Pub. L. 111–314, sec. 3, 124
                                                  of mementos and personal effects                         days prior to the scheduled launch of a                Stat. 3328 (51 U.S.C. 20101, et seq.).



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                                                  43042                   Federal Register / Vol. 81, No. 127 / Friday, July 1, 2016 / Rules and Regulations

                                                  Subpart 1214.7—The Authority of the                       personnel on board the spacecraft                      Subpart 1214.17—[Removed and
                                                  NASA Commander                                            including Federal officers and                         Reserved]
                                                                                                            employees and all other persons
                                                  § 1214.700       Scope.                                   whether or not they are U.S. nationals.                ■ 9. Remove and reserve subpart
                                                     This subpart establishes the authority                   (c) The authority of the NASA                        1214.17, consisting of sections
                                                  of the NASA Commander of a NASA                           Commander extends to all spaceflight                   1214.1700 through 1214.1707.
                                                  mission, excluding missions related to                    elements, payloads, and activities
                                                                                                                                                                   Cheryl E. Parker,
                                                  the ISS and activities licensed under                     originating with or defined to be a part
                                                                                                                                                                   Federal Register Liaison Officer.
                                                  Title 51 U.S.C. Chapter 509, to enforce                   of the NASA mission.
                                                  order and discipline during a mission                       (d) The NASA Commander may,                          [FR Doc. 2016–15431 Filed 6–30–16; 8:45 am]
                                                  and to take whatever action in his/her                    when he/she deems such action to be                    BILLING CODE P

                                                  judgment is reasonable and necessary                      necessary for the safety of the spacecraft
                                                  for the protection, safety, and well-being                and personnel on board, subject any of
                                                  of all personnel and on-board                             the personnel on board to such restraint               SECURITIES AND EXCHANGE
                                                  equipment, including the spacecraft and                   as the circumstances require until such                COMMISSION
                                                  payloads. During the final launch                         time as delivery of such individual or
                                                  countdown, following crew ingress, the                    individuals to the proper authorities is               17 CFR Part 201
                                                  NASA Commander has the authority to                       possible.                                              [Release Nos. 33–10104; 34–78156; IA–
                                                  enforce order and discipline among all                    § 1214.703    Chain of command.
                                                                                                                                                                   4437; IC–32162; File No. S7–11–16]
                                                  on-board personnel. During emergency
                                                                                                               (a) The NASA Commander is a                         RIN 3235–AL94
                                                  situations prior to liftoff, the NASA
                                                                                                            trained NASA astronaut who has been
                                                  Commander has the authority to take                                                                              Adjustments to Civil Monetary Penalty
                                                                                                            designated to serve as commander on a
                                                  whatever action in his/her judgment is                                                                           Amounts
                                                                                                            NASA mission and who shall have the
                                                  necessary for the protection or security,
                                                                                                            authority described in § 1214.702 of this              AGENCY:  Securities and Exchange
                                                  safety, and well-being of all personnel
                                                                                                            part. Under normal flight conditions                   Commission.
                                                  on board.
                                                                                                            (other than emergencies or when                        ACTION: Interim final rule; request for
                                                  § 1214.701       Definitions.                             otherwise designated) the NASA                         comment.
                                                    (a) The flight crew consists of the                     Commander is responsible to the
                                                  NASA Commander, astronaut crew                            Mission Flight Director.                               SUMMARY:    The Securities and Exchange
                                                  members, and [any] other persons                             (b) Before each flight, the other flight            Commission (the ‘‘Commission’’) is
                                                  aboard the spacecraft.                                    crewmembers will be designated in the                  adopting an interim final rule to
                                                    (b) A mission is the period including                   order in which they will assume the                    implement the Federal Civil Penalties
                                                  the flight-phases from launch to landing                  authority of the NASA Commander                        Inflation Adjustment Act Improvements
                                                                                                            under this subpart in the event that the               Act of 2015, which amended the Federal
                                                  on the surface of the Earth—a single
                                                                                                            NASA Commander is not able to carry                    Civil Penalties Inflation Adjustment Act
                                                  round trip. (In the case of a forced
                                                                                                            out his/her duties.                                    of 1990, as previously amended by the
                                                  landing, the NASA Commander’s                                (c) The determinations, if any, that a
                                                  authority continues until a competent                                                                            Debt Collection Improvement Act of
                                                                                                            crewmember in the chain of command                     1996. This interim final rule adjusts for
                                                  authority takes over the responsibility                   is not able to carry out his or her
                                                  for the persons and property aboard).                                                                            inflation the maximum amount of civil
                                                                                                            command duties and is, therefore, to be                monetary penalties under the Securities
                                                    (c) The flight-phases consist of                        relieved of command, and that another
                                                  launch, in orbit/transit, extraterrestrial                                                                       Act of 1933, the Securities Exchange Act
                                                                                                            crewmember in the chain of command                     of 1934, the Investment Company Act of
                                                  mission, deorbit, entry, and landing,                     is to succeed to the authority of the
                                                  and post-landing back on Earth.                                                                                  1940, the Investment Advisers Act of
                                                                                                            NASA Commander, will be made by the                    1940, and certain penalties under the
                                                    (d) A payload is a specific                             NASA Administrator or his/her
                                                  complement of instruments, space                                                                                 Sarbanes-Oxley Act of 2002.
                                                                                                            designee.
                                                  equipment, and support hardware/                                                                                 DATES: Effective Date: This interim final
                                                  software carried into space to                            § 1214.704    Violations.                              rule is effective on August 1, 2016.
                                                  accomplish a scientific mission or                          (a) All personnel on board the NASA                  Comment Date: Comments on the
                                                  discrete activity.                                        mission are subject to the authority of                interim final rule should be received on
                                                                                                            the NASA Commander and shall                           or before August 15, 2016.
                                                  § 1214.702 Authority and responsibility of
                                                  the NASA Commander.
                                                                                                            conform to his/her orders and direction                ADDRESSES: Comments may be
                                                                                                            as authorized by this subpart.                         submitted by any of the following
                                                    (a) During all flight phases, the NASA                    (b) This subpart is a regulation within              methods:
                                                  Commander shall have the absolute                         the meaning of 18 U.S.C. 799, and
                                                  authority to take whatever action is in                   whoever willfully violates, attempts to                Electronic Comments
                                                  his/her discretion necessary to:                          violate, or conspires to violate any                     • Use the Commission’s Internet
                                                    (1) Enhance order and discipline.                       provision of this subpart or any order or              comment form (http://www.sec.gov/
                                                    (2) Provide for the safety and well-                    direction issued under this subpart shall              rules/proposed.shtml); or
                                                  being of all personnel on board.                          be subject to fines and imprisonment, as                 • Send an email to rule-comments@
                                                    (3) Provide for the protection of the                   specified by law.                                      sec.gov. Please include File Number S7–
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                                                  spacecraft and payloads.                                                                                         11–16 on the subject line; or
                                                    The NASA Commander shall have                           Subpart 1214.8—[Removed and                              • Use the Federal eRulemaking Portal
                                                  authority, throughout the mission, to                     Reserved]                                              (http://www.regulations.gov). Follow the
                                                  use any reasonable and necessary                                                                                 instructions for submitting comments.
                                                  means, including the use of physical                      ■ 8. Remove and reserve subpart 1214.8,
                                                  force, to achieve this end.                               consisting sections 1214.800 through                   Paper Comments
                                                    (b) The authority of the NASA                           1214.813.                                                • Send paper comments to Brent J.
                                                  Commander extends to any and all                          *     *    *     *    *                                Fields, Secretary, Securities and


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Document Created: 2016-07-14 11:37:06
Document Modified: 2016-07-14 11:37:06
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesEffective: August 1, 2016.
ContactCraig Salvas at (202)-358-2330, [email protected]
FR Citation81 FR 43040 
RIN Number2700-AD98
CFR AssociatedGovernment Employees; Government Procurement; Security Measures and Space Transportation and Exploration

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