81_FR_44182 81 FR 44053 - Records Schedules; Availability and Request for Comments

81 FR 44053 - Records Schedules; Availability and Request for Comments

NATIONAL ARCHIVES AND RECORDS ADMINISTRATION

Federal Register Volume 81, Issue 129 (July 6, 2016)

Page Range44053-44054
FR Document2016-15962

The National Archives and Records Administration (NARA) publishes notice at least once monthly of certain Federal agency requests for records disposition authority (records schedules). Once approved by NARA, records schedules provide mandatory instructions on what happens to records when agencies no longer need them for current Government business. The records schedules authorize agencies to preserve records of continuing value in the National Archives of the United States and to destroy, after a specified period, records lacking administrative, legal, research, or other value. NARA publishes notice in the Federal Register for records schedules in which agencies propose to destroy records not previously authorized for disposal or reduce the retention period of records already authorized for disposal. NARA invites public comments on such records schedules, as required by 44 U.S.C. 3303a(a).

Federal Register, Volume 81 Issue 129 (Wednesday, July 6, 2016)
[Federal Register Volume 81, Number 129 (Wednesday, July 6, 2016)]
[Notices]
[Pages 44053-44054]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-15962]


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NATIONAL ARCHIVES AND RECORDS ADMINISTRATION

[NARA-2016-040]


Records Schedules; Availability and Request for Comments

AGENCY: National Archives and Records Administration (NARA).

ACTION: Notice of availability of proposed records schedules; request 
for comments.

-----------------------------------------------------------------------

SUMMARY: The National Archives and Records Administration (NARA) 
publishes notice at least once monthly of certain Federal agency 
requests for records disposition authority (records schedules). Once 
approved by NARA, records schedules provide mandatory instructions on 
what happens to records when agencies no longer need them for current 
Government business. The records schedules authorize agencies to 
preserve records of continuing value in the National Archives of the 
United States and to destroy, after a specified period, records lacking 
administrative, legal, research, or other value. NARA publishes notice 
in the Federal Register for records schedules in which agencies propose 
to destroy records not previously authorized for disposal or reduce the 
retention period of records already authorized for disposal. NARA 
invites public comments on such records schedules, as required by 44 
U.S.C. 3303a(a).

DATES: NARA must receive requests for copies in writing by August 5, 
2016. Once NARA finishes appraising the records, we will send you a 
copy of the schedule you requested. We usually prepare appraisal 
memoranda that contain additional information concerning the records 
covered by a proposed schedule. You may also request these. If you do, 
we will also provide them once we have completed the appraisal. You 
have 30 days after we send to you these requested documents in which to 
submit comments.

ADDRESSES: You may request a copy of any records schedule identified in 
this notice by contacting Records Appraisal and Agency Assistance 
(ACRA) using one of the following means:
    Mail: NARA (ACRA); 8601 Adelphi Road; College Park, MD 20740-6001.
    Email: [email protected].
    FAX: 301-837-3698.
    You must cite the control number, which appears in parentheses 
after the name of the agency that submitted the schedule, and a mailing 
address. If you would like an appraisal report, please include that in 
your request.

FOR FURTHER INFORMATION CONTACT: Margaret Hawkins, Director, by mail at 
Records Appraisal and Agency Assistance (ACRA), National Archives and 
Records Administration, 8601 Adelphi Road, College Park, MD 20740-6001, 
by phone at 301-837-1799, or by email at [email protected].

SUPPLEMENTARY INFORMATION: Each year, Federal agencies create billions 
of records on paper, film, magnetic tape, and other media. To control 
this accumulation, agency records managers prepare schedules proposing 
records retention periods and submit these schedules for NARA's 
approval. These schedules provide for timely transfer into the National 
Archives of historically valuable records and authorize the agency to 
dispose of all other records after the agency no longer needs them to 
conduct its business. Some schedules are comprehensive and cover all 
the records of an agency or one of its major subdivisions. Most 
schedules, however, cover records of only one office or program or a 
few series of records. Many of these update previously approved 
schedules, and some include records proposed as permanent.
    The schedules listed in this notice are media neutral unless 
otherwise specified. An item in a schedule is media neutral when an 
agency may apply the disposition instructions to records regardless of 
the medium in which it creates or maintains the records. Items included 
in schedules submitted to NARA on or after December 17, 2007, are media 
neutral unless the item is expressly limited to a specific medium. (See 
36 CFR 1225.12(e).)
    Agencies may not destroy Federal records without Archivist of the 
United States' approval. The Archivist approves destruction only after 
thoroughly considering the records' administrative use by the agency of 
origin, the rights of the Government and of private people directly 
affected by the Government's activities, and whether or not the records 
have historical or other value.
    In addition to identifying the Federal agencies and any 
subdivisions requesting disposition authority, this notice lists the 
organizational unit(s) accumulating the records (or notes that the 
schedule has agency-wide applicability when schedules cover records 
that may be accumulated throughout an agency); provides the control 
number assigned to each schedule, the total number of schedule items, 
and the number of temporary items (the records proposed for 
destruction); and includes a brief description of the temporary 
records. The records schedule itself contains a full description of the 
records at the file unit level as well as their disposition. If NARA 
staff has prepared an appraisal memorandum for the schedule, it also 
includes information about the records. You may request additional 
information about the disposition process at the addresses above.

Schedules Pending

    1. Department of Agriculture, Agricultural Research Service (DAA-
0310-2014-0003, 10 items, 10 temporary items). Correspondence, reports, 
contracts, agreements, and experimental data related to agricultural 
research projects.
    2. Department of Agriculture, Farm Service Agency (DAA-0145-2015-
0001, 3 items, 2 temporary items). Records related to the Conservation 
Reserve Program, including correspondence, reports, contract folders, 
and payment documents. Proposed for permanent retention are significant 
case files.
    3. Department of the Army, Agency-wide (DAA-AU-2016-0032, 1 item, 1 
temporary item). Master files of an electronic information system that 
contains records relating to contracts and contractor personnel in 
Germany.
    4. Department of Defense, Defense Threat Reduction Agency (DAA-
0374-2012-0002, 1 item, 1 temporary item). Records regarding the 
security clearance of individual personnel including interviews, 
assessments, and investigative reports.
    5. Department of Homeland Security, United States Secret Service 
(DAA-0087-2016-0001, 4 items, 4 temporary

[[Page 44054]]

items). Accreditation records relating to an agency training facility 
and courses.
    6. Department of the Treasury, Bureau of Fiscal Service (DAA-0425-
2016-0009, 2 items, 2 temporary items). Records used to stop 
potentially improper payments by Federal agencies.
    7. Department of the Treasury, Internal Revenue Service (DAA-0058-
2016-0016, 1 item, 1 temporary item). Case files for corrections to 
agency employee retirement plans.
    8. Commodity Futures Trading Commission, Risk Surveillance (DAA-
0180-2014-0001, 3 items, 3 temporary items). Hypothetical fiscal 
projections and reports used to perform market risk analysis.
    9. National Archives and Records Administration, Government-wide 
(DAA-GRS-2016-0004, 2 items, 2 temporary items). A General Records 
Schedule for continuity and emergency planning records.
    10. National Archives and Records Administration, Government-wide 
(DAA-GRS-2016-0005, 5 items, 5 temporary items). A General Records 
Schedule for records related to public communications and information 
exchanges between the Federal government, citizens, and stakeholders, 
including routine operational records for public affairs offices, 
public correspondence requiring no formal action, product production 
files, routine media relations records, and routine audiovisual 
records.

Laurence Brewer,
Chief Records Officer for the U.S. Government.
[FR Doc. 2016-15962 Filed 7-5-16; 8:45 am]
 BILLING CODE 7515-01-P



                                                                           Federal Register / Vol. 81, No. 129 / Wednesday, July 6, 2016 / Notices                                             44053

                                             the public for inspection and, to the                    schedule you requested. We usually                    a specific medium. (See 36 CFR
                                             extent permitted by law, will not be                     prepare appraisal memoranda that                      1225.12(e).)
                                             released under the Freedom of                            contain additional information                           Agencies may not destroy Federal
                                             Information Act, 5 U.S.C. 552.                           concerning the records covered by a                   records without Archivist of the United
                                             ADDRESSES: Objections relating to the                    proposed schedule. You may also                       States’ approval. The Archivist approves
                                             prospective license may be submitted to                  request these. If you do, we will also                destruction only after thoroughly
                                             Patent Counsel, Office of Chief Counsel,                 provide them once we have completed                   considering the records’ administrative
                                             MS 30, NASA Langley Research Center,                     the appraisal. You have 30 days after we              use by the agency of origin, the rights
                                             Hampton, VA 23681; (757) 864–3230                        send to you these requested documents                 of the Government and of private people
                                             (phone), (757) 864–9190 (fax).                           in which to submit comments.                          directly affected by the Government’s
                                                                                                                                                            activities, and whether or not the
                                             FOR FURTHER INFORMATION CONTACT:                         ADDRESSES: You may request a copy of
                                                                                                                                                            records have historical or other value.
                                             Robin W. Edwards, Patent Counsel,                        any records schedule identified in this
                                                                                                                                                               In addition to identifying the Federal
                                             Office of Chief Counsel, MS 30, NASA                     notice by contacting Records Appraisal                agencies and any subdivisions
                                             Langley Research Center, Hampton, VA                     and Agency Assistance (ACRA) using                    requesting disposition authority, this
                                             23681; (757) 864–3230; Fax: (757) 864–                   one of the following means:                           notice lists the organizational unit(s)
                                             9190. Information about other NASA                         Mail: NARA (ACRA); 8601 Adelphi                     accumulating the records (or notes that
                                             inventions available for licensing can be                Road; College Park, MD 20740–6001.                    the schedule has agency-wide
                                             found online at http://                                    Email: request.schedule@nara.gov.                   applicability when schedules cover
                                             technology.nasa.gov.                                       FAX: 301–837–3698.                                  records that may be accumulated
                                             Mark P. Dvorscak,                                          You must cite the control number,                   throughout an agency); provides the
                                             Agency Counsel for Intellectual Property.                which appears in parentheses after the                control number assigned to each
                                                                                                      name of the agency that submitted the                 schedule, the total number of schedule
                                             [FR Doc. 2016–15860 Filed 7–5–16; 8:45 am]
                                                                                                      schedule, and a mailing address. If you               items, and the number of temporary
                                             BILLING CODE 7510–13–P
                                                                                                      would like an appraisal report, please                items (the records proposed for
                                                                                                      include that in your request.                         destruction); and includes a brief
                                                                                                      FOR FURTHER INFORMATION CONTACT:                      description of the temporary records.
                                             NATIONAL ARCHIVES AND RECORDS                                                                                  The records schedule itself contains a
                                             ADMINISTRATION                                           Margaret Hawkins, Director, by mail at
                                                                                                      Records Appraisal and Agency                          full description of the records at the file
                                             [NARA–2016–040]                                          Assistance (ACRA), National Archives                  unit level as well as their disposition. If
                                                                                                      and Records Administration, 8601                      NARA staff has prepared an appraisal
                                             Records Schedules; Availability and                      Adelphi Road, College Park, MD 20740–                 memorandum for the schedule, it also
                                             Request for Comments                                     6001, by phone at 301–837–1799, or by                 includes information about the records.
                                             AGENCY: National Archives and Records                    email at request.schedule@nara.gov.                   You may request additional information
                                             Administration (NARA).                                   SUPPLEMENTARY INFORMATION: Each year,
                                                                                                                                                            about the disposition process at the
                                                                                                      Federal agencies create billions of                   addresses above.
                                             ACTION: Notice of availability of
                                             proposed records schedules; request for                  records on paper, film, magnetic tape,                Schedules Pending
                                             comments.                                                and other media. To control this                         1. Department of Agriculture,
                                                                                                      accumulation, agency records managers                 Agricultural Research Service (DAA–
                                             SUMMARY:   The National Archives and                     prepare schedules proposing records                   0310–2014–0003, 10 items, 10
                                             Records Administration (NARA)                            retention periods and submit these                    temporary items). Correspondence,
                                             publishes notice at least once monthly                   schedules for NARA’s approval. These                  reports, contracts, agreements, and
                                             of certain Federal agency requests for                   schedules provide for timely transfer                 experimental data related to agricultural
                                             records disposition authority (records                   into the National Archives of                         research projects.
                                             schedules). Once approved by NARA,                       historically valuable records and                        2. Department of Agriculture, Farm
                                             records schedules provide mandatory                      authorize the agency to dispose of all                Service Agency (DAA–0145–2015–0001,
                                             instructions on what happens to records                  other records after the agency no longer              3 items, 2 temporary items). Records
                                             when agencies no longer need them for                    needs them to conduct its business.                   related to the Conservation Reserve
                                             current Government business. The                         Some schedules are comprehensive and                  Program, including correspondence,
                                             records schedules authorize agencies to                  cover all the records of an agency or one             reports, contract folders, and payment
                                             preserve records of continuing value in                  of its major subdivisions. Most                       documents. Proposed for permanent
                                             the National Archives of the United                      schedules, however, cover records of                  retention are significant case files.
                                             States and to destroy, after a specified                 only one office or program or a few                      3. Department of the Army, Agency-
                                             period, records lacking administrative,                  series of records. Many of these update               wide (DAA–AU–2016–0032, 1 item, 1
                                             legal, research, or other value. NARA                    previously approved schedules, and                    temporary item). Master files of an
                                             publishes notice in the Federal Register                 some include records proposed as                      electronic information system that
                                             for records schedules in which agencies                  permanent.                                            contains records relating to contracts
                                             propose to destroy records not                             The schedules listed in this notice are             and contractor personnel in Germany.
                                             previously authorized for disposal or                    media neutral unless otherwise                           4. Department of Defense, Defense
                                             reduce the retention period of records                   specified. An item in a schedule is                   Threat Reduction Agency (DAA–0374–
                                             already authorized for disposal. NARA                    media neutral when an agency may                      2012–0002, 1 item, 1 temporary item).
                                             invites public comments on such
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                                                                                                      apply the disposition instructions to                 Records regarding the security clearance
                                             records schedules, as required by 44                     records regardless of the medium in                   of individual personnel including
                                             U.S.C. 3303a(a).                                         which it creates or maintains the                     interviews, assessments, and
                                             DATES: NARA must receive requests for                    records. Items included in schedules                  investigative reports.
                                             copies in writing by August 5, 2016.                     submitted to NARA on or after                            5. Department of Homeland Security,
                                             Once NARA finishes appraising the                        December 17, 2007, are media neutral                  United States Secret Service (DAA–
                                             records, we will send you a copy of the                  unless the item is expressly limited to               0087–2016–0001, 4 items, 4 temporary


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                                             44054                         Federal Register / Vol. 81, No. 129 / Wednesday, July 6, 2016 / Notices

                                             items). Accreditation records relating to                installations (ISFSIs) and certificates of            experience with spent fuel storage
                                             an agency training facility and courses.                 compliance of spent fuel dry storage                  renewal reviews and the valuable input
                                                6. Department of the Treasury, Bureau                 systems.                                              received from stakeholders. The draft
                                             of Fiscal Service (DAA–0425–2016–                        ADDRESSES: Please refer to Docket ID                  NUREG–1927, Revision 1, was
                                             0009, 2 items, 2 temporary items).                       NRC–2015–0106 when contacting the                     published for public comment on July 7,
                                             Records used to stop potentially                         NRC about the availability of                         2015 (80 FR 38780). The staff
                                             improper payments by Federal agencies.                   information regarding this document.                  considered public comments received
                                                7. Department of the Treasury,                        You may access publicly-available                     on the draft guidance in preparing the
                                             Internal Revenue Service (DAA–0058–                      information related to this document                  final NUREG–1927, Revision 1. The
                                             2016–0016, 1 item, 1 temporary item).                    using any of the following methods:                   public comments are located in ADAMS
                                             Case files for corrections to agency                        • Federal Rulemaking Web site: Go to               under Accession No. ML15356A560.
                                             employee retirement plans.                               http://www.regulations.gov and search                 The staff also prepared responses to the
                                                8. Commodity Futures Trading                          for Docket ID NRC–2015–0106. Address                  public comments (ADAMS Accession
                                             Commission, Risk Surveillance (DAA–                      questions about NRC dockets to Carol                  No. ML16125A534).
                                             0180–2014–0001, 3 items, 3 temporary                     Gallagher; telephone: 301–415–3463;                   II. Backfitting and Issue Finality
                                             items). Hypothetical fiscal projections                  email: Carol.Gallagher@nrc.gov. For                   Provisions
                                             and reports used to perform market risk                  technical questions, contact the
                                             analysis.                                                                                                         NUREG–1927, Revision 1, provides
                                                                                                      individual listed in the FOR FURTHER                  guidance to the NRC staff for the safety
                                                9. National Archives and Records
                                                                                                      INFORMATION CONTACT section of this
                                             Administration, Government-wide                                                                                review of renewal applications for
                                                                                                      document.                                             specific ISFSI licenses and certificates
                                             (DAA–GRS–2016–0004, 2 items, 2                              • NRC’s Agencywide Documents
                                             temporary items). A General Records                                                                            of compliance of spent fuel dry storage
                                                                                                      Access and Management System                          systems. This revision to NUREG–1927
                                             Schedule for continuity and emergency                    (ADAMS): You may obtain publicly
                                             planning records.                                                                                              does not present a new staff position,
                                                                                                      available documents online in the                     but only clarifies and expands upon
                                                10. National Archives and Records                     ADAMS Public Documents collection at
                                             Administration, Government-wide                                                                                information previously provided.
                                                                                                      http://www.nrc.gov/reading-rm/                        Issuance of this NUREG would not
                                             (DAA–GRS–2016–0005, 5 items, 5                           adams.html. To begin the search, select
                                             temporary items). A General Records                                                                            constitute backfitting as defined in the
                                                                                                      ‘‘ADAMS Public Documents’’ and then                   backfitting provisions in section 72.62
                                             Schedule for records related to public                   select ‘‘Begin Web-based ADAMS
                                             communications and information                                                                                 of title 10 of the Code of Federal
                                                                                                      Search.’’ For problems with ADAMS,                    Regulations (10 CFR), which are
                                             exchanges between the Federal                            please contact the NRC’s Public
                                             government, citizens, and stakeholders,                                                                        applicable to specific ISFSI licensees.
                                                                                                      Document Room (PDR) reference staff at                Issuance of the NUREG would also not
                                             including routine operational records                    1–800–397–4209, 301–415–4737, or by
                                             for public affairs offices, public                                                                             constitute backfitting under 10 CFR
                                                                                                      email to pdr.resource@nrc.gov. The                    50.109, or otherwise be inconsistent
                                             correspondence requiring no formal                       ADAMS accession number for each
                                             action, product production files, routine                                                                      with the issue finality provisions in 10
                                                                                                      document referenced (if it is available in            CFR part 52, which are applicable to
                                             media relations records, and routine                     ADAMS) is provided the first time that
                                             audiovisual records.                                                                                           general ISFSI licensees using the
                                                                                                      it is mentioned in this document.                     certificates of compliance. The NRC’s
                                             Laurence Brewer,                                            • NRC’s PDR: You may examine and                   position is based upon the following
                                             Chief Records Officer for the U.S.                       purchase copies of public documents at                considerations.
                                             Government.                                              the NRC’s PDR, Room O1–F21, One                          1. The NUREG positions do not
                                             [FR Doc. 2016–15962 Filed 7–5–16; 8:45 am]               White Flint North, 11555 Rockville                    constitute backfitting, inasmuch as the
                                             BILLING CODE 7515–01–P
                                                                                                      Pike, Rockville, Maryland 20852.                      NUREG is internal guidance directed at
                                                                                                      FOR FURTHER INFORMATION CONTACT:                      the NRC staff with respect to their
                                                                                                      Kristina Banovac, Office of Nuclear                   regulatory responsibilities.
                                             NUCLEAR REGULATORY                                       Material Safety and Safeguards, U.S.                     The NUREG provides guidance to the
                                             COMMISSION                                               Nuclear Regulatory Commission,                        staff on how to review an application for
                                                                                                      Washington, DC 20555–0001; telephone:                 the NRC’s regulatory approval in the
                                             [NRC–2015–0106]                                          301–415–7116, email:                                  form of licensing. Changes in internal
                                                                                                      Kristina.Banovac@nrc.gov.                             staff guidance are not matters for which
                                             Standard Review Plan for Renewal of
                                             Specific Licenses and Certificates of                    SUPPLEMENTARY INFORMATION:                            ISFSI applicants or general ISFSI
                                             Compliance for Dry Storage of Spent                                                                            licensees using certificates of
                                                                                                      I. Discussion                                         compliance are protected under the
                                             Nuclear Fuel
                                                                                                         The NRC staff is issuing NUREG–                    backfitting provisions in 10 CFR 72.62
                                             AGENCY: Nuclear Regulatory                               1927, Revision 1 (ADAMS Accession                     and 10 CFR 50.109, or the issue finality
                                             Commission.                                              No. ML16179A148), to provide greater                  provisions of 10 CFR part 52.
                                             ACTION: NUREG; issuance.                                 detail and clarity for the various                       2. The NRC staff has no intention to
                                                                                                      elements of the staff’s safety review of              impose the NUREG positions on existing
                                             SUMMARY:    The U.S. Nuclear Regulatory                  renewal applications for specific ISFSI               licensees and regulatory approvals,
                                             Commission (NRC) is issuing NUREG–                       licenses and certificates of compliance               either now or in the future.
                                             1927, Revision 1, ‘‘Standard Review                      of spent fuel dry storage systems.                       The staff does not intend to impose or
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                                             Plan for Renewal of Specific Licenses                       Through the development of NUREG–                  apply the positions described in the
                                             and Certificates of Compliance for Dry                   1927, Revision 1, the staff engaged with              NUREG to existing (already issued)
                                             Storage of Spent Nuclear Fuel.’’ The                     stakeholders in public meetings to                    licenses and regulatory approvals.
                                             NUREG provides guidance to the NRC                       obtain input on potential changes to the              Therefore, the issuance of this NUREG—
                                             staff for the safety review of renewal                   guidance. The staff developed the draft               even if considered guidance which is
                                             applications for specific licenses of                    NUREG–1927, Revision 1, which                         within the purview of the issue finality
                                             independent spent fuel storage                           addressed the staff’s recent review                   provisions in part 52—need not be


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Document Created: 2016-07-06 07:56:06
Document Modified: 2016-07-06 07:56:06
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice of availability of proposed records schedules; request for comments.
DatesNARA must receive requests for copies in writing by August 5, 2016. Once NARA finishes appraising the records, we will send you a copy of the schedule you requested. We usually prepare appraisal memoranda that contain additional information concerning the records covered by a proposed schedule. You may also request these. If you do, we will also provide them once we have completed the appraisal. You have 30 days after we send to you these requested documents in which to submit comments.
ContactMargaret Hawkins, Director, by mail at Records Appraisal and Agency Assistance (ACRA), National Archives and Records Administration, 8601 Adelphi Road, College Park, MD 20740-6001, by phone at 301-837-1799, or by email at [email protected]
FR Citation81 FR 44053 

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