81_FR_44342 81 FR 44212 - Standards of Performance for Stationary Compression Ignition Internal Combustion Engines

81 FR 44212 - Standards of Performance for Stationary Compression Ignition Internal Combustion Engines

ENVIRONMENTAL PROTECTION AGENCY

Federal Register Volume 81, Issue 130 (July 7, 2016)

Page Range44212-44220
FR Document2016-16045

The Environmental Protection Agency (EPA) is finalizing amendments to the standards of performance for stationary compression ignition (CI) internal combustion engines to allow manufacturers to design the engines so that operators can temporarily override performance inducements related to the emission control system for stationary CI internal combustion engines. The amendments apply to engines operating during emergency situations where the operation of the engine or equipment is needed to protect human life, and to require compliance with Tier 1 emission standards during such emergencies. The EPA is also amending the standards of performance for certain stationary CI internal combustion engines located in remote areas of Alaska.

Federal Register, Volume 81 Issue 130 (Thursday, July 7, 2016)
[Federal Register Volume 81, Number 130 (Thursday, July 7, 2016)]
[Rules and Regulations]
[Pages 44212-44220]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-16045]


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ENVIRONMENTAL PROTECTION AGENCY

40 CFR Part 60

[EPA-HQ-OAR-2014-0866; FRL-9948-65-OAR]
RIN 2060-AS43


Standards of Performance for Stationary Compression Ignition 
Internal Combustion Engines

AGENCY: Environmental Protection Agency (EPA).

ACTION: Final rule.

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SUMMARY: The Environmental Protection Agency (EPA) is finalizing 
amendments to the standards of performance for stationary compression 
ignition (CI) internal combustion engines to allow manufacturers to 
design the engines so that operators can temporarily override 
performance inducements related to the emission control system for 
stationary CI internal combustion engines. The amendments apply to 
engines operating during emergency situations where the operation of 
the engine or equipment is needed to protect human life, and to require 
compliance with Tier 1 emission standards during such emergencies. The 
EPA is also amending the standards of performance for certain 
stationary CI internal combustion engines located in remote areas of 
Alaska.

DATES: This final rule is effective on September 6, 2016.

ADDRESSES: Docket: The EPA has established a docket for this action 
under Docket ID No. EPA-HQ-OAR-2014-0866. All documents in the docket 
are listed in the http://www.regulations.gov index. The EPA also relies 
on materials in Docket ID Nos. EPA-HQ-OAR-2008-0708, EPA-HQ-OAR-2010-
0295, and EPA-HQ-OAR-2011-1032, and incorporates those dockets into the 
record for this final rule.
    Although listed in the index, some information is not publicly 
available (e.g., confidential business information or other information 
whose disclosure is restricted by statute). Certain other material, 
such as copyrighted material, will be publicly available only in hard 
copy. Publicly available docket materials are available either 
electronically in http://www.regulations.gov or in hard copy at the EPA 
Docket Center, EPA WJC West Building, Room 3334, 1301 Constitution Ave. 
NW., Washington, DC. The Public Reading Room is open from 8:30 a.m. to 
4:30 p.m., Monday through Friday, excluding federal holidays. The 
telephone number for the Public Reading Room is (202) 566-1744, and the 
telephone number for the Air Docket is (202) 566-1742. Visit the EPA 
Docket Center homepage at http://www.epa.gov/dockets for additional 
information about the EPA's public docket.
    In addition to being available in the docket, an electronic copy of 
this final rule will be available on the World Wide Web (WWW). 
Following signature, a copy of this final rule will be posted at the 
following address: http://www3.epa.gov/ttn/atw/icengines.

FOR FURTHER INFORMATION CONTACT: Ms. Melanie King, Energy Strategies 
Group, Sector Policies and Programs Division (D243-01), Environmental 
Protection Agency, Research Triangle Park, North Carolina 27711; 
telephone number: (919) 541-2469; facsimile number: (919) 541-5450; 
email address: [email protected].

SUPPLEMENTARY INFORMATION: 
    Organization of this document. The information presented in this 
preamble is organized as follows:


[[Page 44213]]


I. General Background
II. Final Amendments
    A. Temporary Override of Inducements in Emergency Situations
    B. Remote Areas of Alaska
III. Public Comments and Responses
    A. Temporary Override of Inducements in Emergency Situations
    B. Remote Areas of Alaska
IV. Impacts of the Final Action
    A. Economic Impacts
    B. Environmental Impacts
V. Statutory and Executive Order Reviews
    A. Executive Order 12866: Regulatory Planning and Review, and 
Executive Order 13563: Improving Regulation and Regulatory Review
    B. Paperwork Reduction Act (PRA)
    C. Regulatory Flexibility Act (RFA)
    D. Unfunded Mandates Reform Act (UMRA)
    E. Executive Order 13132: Federalism
    F. Executive Order 13175: Consultation and Coordination With 
Indian Tribal Governments
    G. Executive Order 13045: Protection of Children From 
Environmental Health Risks and Safety Risks
    H. Executive Order 13211: Actions Concerning Regulations That 
Significantly Affect Energy Supply, Distribution or Use
    I. National Technology Transfer and Advancement Act (NTTAA)
    J. Executive Order 12898: Federal Actions To Address 
Environmental Justice in Minority Populations and Low-Income 
Populations
    K. Congressional Review Act (CRA)

I. General Background

    On July 11, 2006, the EPA promulgated standards of performance for 
stationary CI internal combustion engines (71 FR 39154). These 
standards, known as new source performance standards (NSPS), implement 
section 111(b) of the Clean Air Act, and are issued for categories of 
sources that cause, or contribute significantly to, air pollution that 
may reasonably be anticipated to endanger public health or welfare. The 
standards are codified at 40 CFR part 60 subpart IIII. The standards 
apply to new stationary sources of emissions, i.e., sources whose 
construction, reconstruction, or modification begins after a standard 
for those sources is proposed. The NSPS for stationary CI internal 
combustion engines established limits on emissions of particulate 
matter (PM), nitrogen oxides (NOX), carbon monoxide (CO) and 
non-methane hydrocarbons (NMHC). The emission standards are generally 
modeled after the EPA's standards for nonroad and marine diesel 
engines. The nonroad CI engine standards are phased in over several 
years and have Tiers with increasing levels of stringency. The engine 
model year in which the Tiers take effect varies for different size 
ranges of engines. The Tier 4 final standards for new stationary non-
emergency and nonroad CI engines generally begin with either the 2014 
or 2015 model year.
    In 2011, the EPA finalized revisions to the NSPS for stationary CI 
engines that amended the standards for engines with a displacement 
greater than 10 liters per cylinder, and also for engines located in 
remote areas of Alaska (76 FR 37954, June 28, 2011). In this action, 
the EPA is finalizing amendments to the NSPS regarding performance 
inducements for Tier 4 engines and the criteria for defining remote 
areas of Alaska. The final amendments are discussed below.

II. Final Amendments

A. Temporary Override of Inducements in Emergency Situations

    Many Tier 4 final engines are equipped by the engine manufacturer 
with selective catalytic reduction (SCR) to reduce emissions of 
NOX. The consumable reactant in an SCR system is typically 
supplied as a solution of urea in water known as diesel exhaust fluid 
(DEF). Engines equipped with SCR generally include controls that limit 
the function of the engines if they are operated without DEF, or if the 
engine's electronic control module cannot otherwise confirm that the 
SCR system is properly operating. Such controls are generally called 
``inducements'' because they induce the operator to properly maintain 
the SCR emission control system. In normal circumstances, if 
inducements begin, the engine operator is expected to perform any 
necessary maintenance to avoid shutdown. Manufacturers as well as 
owners or operators of nonroad and stationary CI Tier 4 certified 
engines have raised concerns regarding the inducements being triggered 
and engines shutting down during emergency situations. Additional 
background on Tier 4 engines and this amendment can be found in the 
proposal for this rulemaking (80 FR 68808, November 6, 2015). On August 
8, 2014, the EPA promulgated provisions allowing manufacturers of 
nonroad engines certified to the emission standards in 40 CFR part 1039 
to give operators the means to temporarily override emission control 
inducements during qualified emergency situations, such as those where 
operation of the engine is needed to protect human life (79 FR 46356, 
August 8, 2014). These provisions, which are codified in 40 CFR 
1039.665, allow for auxiliary emission control devices (AECDs) that 
help to ensure proper function of engines in qualified emergency 
situations. AECDs are any element of design that senses temperature, 
motive speed, engine revolutions per minute, transmission gear, or any 
other parameter for the purpose of activating, modulating, delaying, or 
deactivating the operation of any part of the emission control system. 
The provisions of 40 CFR 1039.665 allow the engine manufacturer to 
include a dormant feature in the engine's control software that could 
be activated to override emission control inducements. In this action, 
the EPA is adopting those same provisions for stationary CI engines 
certified to the standards in 40 CFR part 1039 and used in qualified 
emergency situations. It is important to emphasize that the EPA is 
confident that Tier 4 engines will function properly in the vast 
majority of emergency situations. Thus, the EPA expects that AECDs 
allowed under this provision will rarely be activated. The EPA is 
adopting this provision merely as a precaution to ensure that 
stationary CI engines can continue to operate in emergency situations.
    The final amendments allow engine manufacturers to design into 
their stationary CI engines a dormant AECD that can be activated for up 
to 120 engine hours per use during a qualified emergency situation to 
prevent emission controls from interfering with engine operation. The 
EPA is finalizing amendments that allow engine manufacturers to offer, 
and operators to request, re-activations of the AECD for additional 
time in increments of 120 engine hours in cases of a prolonged 
emergency situation. During the emergency situation, the engine must 
meet the Tier 1 emission standard in 40 CFR 89.112 that applies to the 
engine's rated power. Operators activating the AECD will be required to 
report the incident to the engine manufacturers, and engine 
manufacturers will submit an annual report to the EPA summarizing the 
use of these AECDs during the prior year. These final amendments are 
discussed in more detail below.
1. Definition of Qualified Emergency Situation
    The EPA is using the definition of qualified emergency situation 
established in the August 8, 2014, amendments for nonroad engines. This 
definition is found in the introductory text to 40 CFR 1039.665 and is 
cross-referenced in the NSPS for stationary CI internal combustion 
engines, specifically in 40 CFR 60.4204(f). The definition specifies 
that a qualified emergency situation is one in which the condition of 
an engine's emission controls poses a significant direct or indirect 
risk to human life. An example

[[Page 44214]]

of a direct risk would be an emission control condition that inhibits 
the performance of an engine being used to rescue a person from a life-
threatening situation (for example, providing power to a medical 
facility during an emergency situation). An example of an indirect risk 
would be an emission control condition that inhibits the performance of 
an engine being used to provide electrical power to a data center that 
routes ``911'' emergency response telecommunications.
2. Basic AECD Criteria
    Section 1039.665 specifies provisions allowing for AECDs that are 
necessary to ensure proper function of engines and equipment in 
emergency situations. It also includes specific criteria that the 
engine manufacturer must meet to ensure that any adverse environmental 
impacts are minimized. These criteria are cross-referenced in the NSPS 
for stationary CI engines and are as follows:
     The AECD must be designed so that it cannot be activated 
more than once without the specific permission of the certificate 
holder. Reactivation of the AECD must require the input of a temporary 
code or equivalent security feature.
     The AECD must become inactive within 120 engine hours of 
becoming active. The engine must also include a feature that allows the 
operator to deactivate the AECD once the emergency is over.
     The manufacturer must show that the AECD deactivates 
emission controls (such as inducement strategies) only to the extent 
necessary to address the expected emergency situation.
     The engine controls must be configured to record in non-
volatile electronic memory the total number of activations of the AECD 
for each engine.
     The manufacturer must take appropriate additional steps to 
induce operators to report AECD activation and request resetting of the 
AECD. The EPA recommends including one or more persistent visible and/
or audible alarms that are active from the point when the AECD is 
activated to the point when it is reset.
     The manufacturer must provide purchasers with instructions 
on how to activate the AECD in emergency situations, as well as 
information about penalties for overuse.
3. Emission Standards During Qualified Emergency Situations
    The EPA is requiring stationary CI engines to meet different 
emission standards for the very narrow period of operation where there 
is an emergency situation with a risk to human life and the owner or 
operator is warned that the inducement is about to occur. The emission 
standards that apply when the AECD is activated during the qualified 
emergency situation are the Tier 1 standards in 40 CFR 89.112. Engine 
manufacturers indicated that meeting the Tier 2 or 3 standards in 40 
CFR 89.112 is not feasible because the base engine used in Tier 4 
configurations does not have exhaust gas recirculation (EGR), which is 
the engine design technology used to meet the Tier 2 and 3 standards. 
The EGR is not needed for Tier 4 because NOX is controlled 
by the SCR.\1\ The Tier 1 requirement applies only when there is a 
qualified emergency situation and bypass of inducements is necessary to 
ensure continued operation of the engine. Once the emergency situation 
has ended and the AECD is deactivated, the engine must comply with the 
otherwise applicable emission standard specified in 40 CFR 60.4202. 
Engine manufacturers must demonstrate that the engine complies with the 
Tier 1 standard when the AECD is activated when applying for 
certification of an engine equipped with an AECD.
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    \1\ See Document ID No. EPA-HQ-OAR-2014-0866-0010.
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4. Approval, Recordkeeping and Reporting for Engine Manufacturers
    Manufacturers may ask for approval of the use of emergency AECDs at 
any time; however, the EPA encourages manufacturers to obtain 
preliminary approval before submitting an application for 
certification. Otherwise, the EPA's review of the AECD, which may 
include many unique features, may delay the approval of the application 
for certification.
    The manufacturer is required to keep records to document the use of 
emergency AECDs until the end of the calendar year 5 years after the 
onset of the relevant emergency situation. The manufacturer must submit 
an annual compliance report to the EPA within 90 calendar days of the 
end of each calendar year in which it authorizes use of an AECD. The 
annual report must include a description of each AECD activation and 
copies of the reports submitted by owners or operators (or statements 
that an owner or operator did not submit a report, to the extent of the 
manufacturer's knowledge). If an owner or operator fails to report the 
use of an emergency AECD to the manufacturer, the manufacturer, to the 
extent it has been made aware of the AECD activation, must send written 
notification to the operator that failure to meet the submission 
requirements may subject the operator to penalties.
5. Engine Owner or Operator Requirements
    Owners or operators who purchase engines with this dormant feature 
will receive instructions from the engine manufacturer on how to 
activate the AECD in qualified emergency situations, as well as 
information about penalties for overuse. The EPA would consider 
appropriate use of this feature to be during a situation where 
operation of a stationary CI engine is needed to protect human life (or 
where impaired operation poses a significant direct or indirect risk to 
human life), and temporarily overriding emission controls enables full 
operation of the equipment. The EPA is adopting this provision to give 
operators the means to obtain short-term relief one time without the 
need to contact the engine manufacturer or the EPA. In a qualified 
emergency situation, delaying the activation to obtain approval could 
put lives at risk, and would be unacceptable. However, the EPA retains 
the authority to evaluate, after the fact, whether it was reasonable to 
judge that there was a significant risk to human life to justify the 
activation of the AECD. Where the EPA determines that it was not 
reasonable to judge (1) that there was a significant risk to human 
life; or (2) that the emission control strategy was curtailing the 
ability of the engine to perform, the owner or operator may be subject 
to penalties for tampering with emission controls. The owner or 
operator requirements also include a specific prohibition on operating 
the engine with the AECD beyond the time reasonably needed for such 
operation. The owner or operator may also be subject to penalties for 
tampering if they continue to operate the engine with the AECD once the 
emergency situation has ended or the problem causing the emission 
control strategy to interfere with the performance of the engine has 
been or can reasonably be fixed. Nevertheless, the EPA will consider 
the totality of the circumstances when assessing penalties, and retain 
discretion to reduce penalties where the EPA determines that an owner 
or operator acted in good faith.
    The owner or operator must send a written report to the engine 
manufacturer within 60 calendar days after activating an emergency 
AECD. If any consecutive reactivations occur, this report is still due 
60 calendar days from the first activation. The report must include:

[[Page 44215]]

     Contact name, mail and email addresses, and telephone 
number for the responsible company or entity.
     A description of the emergency situation, the location of 
the engine during the emergency, and the contact information for an 
official who can verify the emergency situation (such as a county 
sheriff, fire marshal, or hospital administrator).
     The reason for AECD activation during the emergency 
situation, such as the lack of DEF, or the failure of an emission-
related sensor when the engine was needed to respond to an emergency 
situation.
     The engine's serial number (or equivalent).
     A description of the extent and duration of the engine 
operation while the AECD was active, including a statement describing 
whether or not the AECD was manually deactivated after the emergency 
situation ended.
    Paragraph 40 CFR 1039.665(g) specifies that failure to provide this 
information to the engine manufacturer within the deadline is improper 
use of the AECD and is prohibited.

B. Remote Areas of Alaska

    The EPA is finalizing an amendment to the NSPS for stationary CI 
internal combustion engines that would align the definition of remote 
areas of Alaska with the definition currently used in the National 
Emission Standards for Hazardous Air Pollutants (NESHAP) for Stationary 
Reciprocating Internal Combustion Engines, which can be found at 40 CFR 
part 63, subpart ZZZZ. The amendment specifies that engines in areas 
that are accessible by the Federal Aid Highway System (FAHS) can be 
considered remote if each of the following conditions is met: (1) The 
only connection to the FAHS is through the Alaska Marine Highway 
System, or the stationary CI engine operation is within an isolated 
grid in Alaska that is not connected to the statewide electrical grid 
referred to as the Alaska Railbelt Grid; (2) at least 10 percent of the 
power generated by the engine on an annual basis is used for 
residential purposes; and (3) the generating capacity of the facility 
is less than 12 megawatts, or the engine is used exclusively for backup 
power for renewable energy. The Alaska Railbelt Grid is defined as the 
service areas of the six regulated public utilities that extend from 
Fairbanks to Anchorage and the Kenai Peninsula. These utilities are 
Golden Valley Electric Association; Chugach Electric Association; 
Matanuska Electric Association; Homer Electric Association; Anchorage 
Municipal Light & Power; and the City of Seward Electric System. 
Background on the provisions related to remote areas of Alaska can be 
found in the proposal for this rulemaking (80 FR 68808, November 6, 
2015).
    The following NSPS provisions that currently apply to stationary CI 
internal combustion engines for engines that are located in areas of 
Alaska that are not accessible by the FAHS will be extended to 
stationary CI internal combustion engines located in the areas 
identified above:
     Exemption for all pre-2014 model year engines from diesel 
fuel sulfur requirements (see 40 CFR 60.4216(d));
     Allowance for owners and operators of stationary CI 
engines to use engines certified to marine engine standards, rather 
than land-based nonroad engine standards (see 40 CFR 60.4216(b));
     No requirement to meet emission standards that would 
necessitate the use of aftertreatment devices for NOX, in 
particular, SCR (emission standards that are not based on the use of 
aftertreatment devices for NOX will apply) (see 40 CFR 
60.4216(c));
     No requirement to meet emission standards that would 
necessitate the use of aftertreatment devices for PM until the 2014 
model year (see 40 CFR 60.4216(c)); and
     Allowance for the blending of used lubricating oil, in 
volumes of up to 1.75 percent of the total fuel, if the sulfur content 
of the used lubricating oil is less than 200 parts per million and the 
used lubricating oil is ``on-spec,'' i.e., it meets the on-
specification levels and properties of 40 CFR 279.11 (see 40 CFR 
60.4216(f)).

III. Public Comments and Responses

    This section presents a summary of the public comments that the EPA 
received on the proposed amendments and the responses developed. The 
EPA received 7 public comments on the proposed rule. The comments can 
be obtained online from the Federal Docket Management System at http://www.regulations.gov.

A. Temporary Override of Inducements in Emergency Situations

    Comment: Two commenters supported the proposed amendment to allow 
manufacturers of stationary CI engines certified to the emission 
standards in 40 CFR part 1039 to give engine operators the means to 
temporarily override emission control inducements while operating in 
qualified emergency situations. One commenter noted the critical need 
for the proposed amendment to ensure that stationary CI engines, when 
used in emergency situations, may continue to operate to ameliorate the 
emergency and protect human life. The commenter noted that the EPA had 
already adopted the proposed provision for nonroad engines, and that it 
was essential for stationary engines as well. The commenter also 
supported the proposed amendment so that engines could be dual-
certified for both stationary and nonroad use, which reduces the cost 
and burden of certification.
    Response: No response necessary.
    Comment: One commenter supported the proposed definition of an 
emergency situation. Another commenter stated that the EPA should not 
impose any limitations on the operating time of an engine during an 
emergency situation, and noted that in the NESHAP for Stationary 
Reciprocating Internal Combustion Engines, emergencies are excluded 
from operating time limitations and should similarly be excluded here. 
The commenter stated that it is not necessary to newly incorporate a 
definition of a qualified emergency situation because there are 
applicable examples of emergency situations already provided in the 
definition of an emergency stationary internal combustion engine in the 
NSPS for stationary CI internal combustion engines. The commenter 
indicated that if the EPA believes it must finalize specific 
requirements for emergency operations, then the definition of a 
qualified emergency situation should be revised so that it is more 
generalized and more applicable to different types of emergency 
situations which would necessitate the operation of stationary CI 
engines. According to the commenter, the proposed definition of a 
qualified emergency situation and the associated examples of indirect 
and direct risk to human life apply very specifically to nonroad 
engines that are able to be transported. The commenter urged the EPA to 
acknowledge that the examples provided in 40 CFR 1039.665 are merely 
examples, and do not constitute limits on interpreting the definition 
of a qualified emergency situation for stationary CI engines. The 
commenter indicated the EPA should clarify that there are other 
possible emergency situations that might pose a risk to human life, or 
list additional examples.
    Response: The definition of emergency stationary internal 
combustion engine in the NSPS for stationary CI internal combustion 
engines, and the similar definition in the NESHAP for Stationary 
Reciprocating Internal Combustion Engines, defines a subcategory of 
engines that are subject to different standards, whether operating in 
an actual emergency or in other limited

[[Page 44216]]

non-emergency circumstances. The definition of a qualified emergency 
situation has a different purpose; it defines when the inducement can 
be overridden for a non-emergency engine. The definition of a qualified 
emergency situation where an inducement can be overridden is intended 
to be more limited to emergency situations where there is a significant 
direct or indirect risk to human life.
    The EPA does not agree with the commenter that the proposed 
definition is not sufficiently generalized and that the examples 
provided are not representative of stationary engines. One of the 
examples is ``an engine being used to provide electrical power to a 
data center that routes `911' emergency response telecommunications,'' 
which would likely be a stationary generator. The possible scenarios 
provided in the definition are merely examples and are not intended to 
be the only types of applications and situations that can qualify. The 
use of the word ``example'' in the definition is an indication that 
they are just examples and not limits on interpreting the definition. 
It would not be possible to provide examples of all of the potential 
uses of engines in qualified emergency situations.
    Comment: One commenter recommended that the initial period for AECD 
operation should be 15 days (360 hours) rather than the proposed 120 
hours, with follow-on increments of 120 hours activated by 
communications with the engine certificate holder. The commenter stated 
that the time limit should be designed to address a worst-case 
situation, such as a region-wide disaster and a remote area, where 
extended communications and/or supply chain disruptions may impact the 
engine operator and the certificate holder beyond 120 hours. According 
to the commenter, the threat of post-emergency analysis and punishment 
by the EPA will likely be sufficient to minimize overuse of the leeway 
provided by the proposed amendment.
    Another commenter opposed any hour limit during an emergency 
situation. According to the commenter, because emergencies are sudden, 
uncontrollable, and unlikely, there is no need to limit the amount of 
override time allowable to keep engines running during emergencies. The 
commenter also expressed concern about the procedures set forth for 
reactivation of the AECD, and urged the EPA to remove the requirements 
for resetting of the AECD. The commenter stated that the engine 
manufacturer is not the appropriately qualified entity to determine a 
facility's qualified emergency, and that there need not be such 
stringent requirements for activation of the AECD, since the EPA has 
the authority to evaluate after the fact whether or not it was 
reasonable to justify the qualified emergency.
    Response: The proposed definition of a qualified emergency 
situation specifies emergency situations for which an engine owner or 
operator may temporarily override emission control inducements. Should 
the engine owner or operator need to extend the override beyond the 
initial 120 hour period, it can work with the engine manufacturer to 
reset the AECD for additional time. Thus, the engine owner/operator 
will be able to override the emission controls throughout the duration 
of the qualified emergency situation. The limit on AECD activation 
periods and procedures for resetting the AECD are necessary to ensure 
that the time of the override is truly limited to the time necessary to 
address the emergency situation, and minimize excess emissions, which 
would lead to adverse environmental impacts. The commenters that 
suggested an initial 360 hour AECD activation period to address a 
``worst case scenario'' or an unlimited activation period did not 
provide any specific example of a qualified emergency situation of 
longer than 120 hours where the procedures for resetting the AECD could 
not have been followed, or explain why 360 hours represents a ``worst 
case scenario.'' The EPA's approach appropriately balances the need to 
provide regulatory relief in emergency circumstances with the need to 
deter overuse, and the EPA does not agree that an unlimited period is 
necessary or that a period of 360 hours or unlimited hours is 
preferable. In order to reactivate the AECD, the engine manufacturer is 
only required to have evidence that the emergency situation is 
continuing and is not required to judge if the situation is a 
qualifying emergency. As indicated in the proposal, it is expected that 
AECDs would be activated rarely, if ever, so the provisions are 
unlikely to impose a significant burden on engine owners/operators.
    Further, the EPA's decision to adopt requirements concerning 
initial AECD activation periods, reactivation and notification that are 
identical to such requirements in the nonroad engine rules is 
influenced by our desire to allow for dual certification of stationary 
and nonroad engines, which reduces the burden of the rule on engine 
manufacturers. The Truck and Engine Manufacturers Association noted in 
their public comments \2\ that the ability to dual certify nonroad and 
stationary engines reduces the number of engine families that a 
manufacturer must certify, reduces the number of engine models that 
dealers, distributors, and customers must inventory and manage, and 
reduces the number of engine families that the EPA must certify. 
According to the commenter, if the EPA were to foreclose the ability of 
manufacturers to continue to dual certify, significant costs and 
burdens would result. Given that the NSPS for stationary CI internal 
combustion engines places a great deal of the compliance demonstration 
burden on the engine manufacturer, it is reasonable to have the 
manufacturer's compliance obligations be as consistent as possible for 
stationary and nonroad engines.
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    \2\ EPA-HQ-OAR-2014-0866-0017.
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    Comment: One commenter supported the recordkeeping process outlined 
in the proposed rule. Another commenter disagreed with the proposed 
requirements for the engine owner/operator to send a written report to 
the engine manufacturer detailing the activation of the emergency AECD. 
According to the commenter, the engine manufacturer has no authority to 
enforce penalties or regulations promulgated by the EPA, and, 
therefore, the commenter did not think it made logical sense for 
owners/operators to be required to submit reports to the engine 
manufacturers, nor are the engine manufacturers qualified to determine 
what constitutes a qualified emergency situation at the affected 
facility. The commenter stated that using the engine manufacturers to 
collect reports and then report this information to the EPA is 
unprecedented and creates an unnecessary middleman. The commenter 
recommended that the proposed provisions be revised so that owners/
operators are required to report the information directly to the EPA, 
or to the appropriate permitting authority.
    Response: Similar to the limit on AECD activation periods and the 
procedures for resetting the AECD, the recordkeeping process is 
necessary to ensure the AECD is used in true emergencies only and 
prevent adverse environmental impacts. The proposed reporting 
provisions do not require engine manufacturers to enforce penalties or 
EPA regulations. Rather, they require that, in cases where the 
manufacturer is aware of use of the AECD, the manufacturer must make 
the engine owner/operator aware that they may be subject to penalties 
from the EPA for failing to report the use of the AECD. There are other 
situations in the regulations where an engine manufacturer is required 
to indicate that an owner/operator may be subject to

[[Page 44217]]

penalties, such as the labeling requirement in 40 CFR 1039.20. The 
commenter did not provide any information to show that it would be 
unreasonable for engine manufacturers to compile information on the use 
of AECDs, and the engine manufacturers have not objected to the 
requirement. As stated previously, it is expected that AECDs will be 
activated rarely, if ever, so the reporting provisions are unlikely to 
impose a significant burden on engine owners/operators or engine 
manufacturers.
    Comment: One commenter requested that the EPA clarify that 
manufacturers are not required to submit actual certification test-
based data to demonstrate that engines equipped with an AECD that helps 
to ensure proper function of engines in qualified emergency situations 
will meet the Tier 1 emission standards in 40 CFR 89.112 when the AECD 
is activated. According to the commenter, submittal of certification 
test-based data would be unduly expensive and burdensome for engine 
manufacturers and the EPA. The commenter recommended that engine 
manufacturers be allowed to demonstrate that an engine complies with 
the Tier 1 emission standards when the AECD is activated by submitting 
the conversion efficiencies for the Tier 4 engine's emission control 
systems and using good engineering judgement to demonstrate that the 
engine complies with the Tier 1 standard. Specifically, according to 
the commenter, manufacturers could compare the conversion efficiency 
with the Tier 4 emission standard for the engine to demonstrate that 
the engine would meet the Tier 1 emission standard if the emission 
control system is disabled. The commenter noted that the EPA allows the 
demonstration of compliance through means other than the generation of 
actual certification data for the not-to-exceed standards in part 1039. 
The commenter suggested specific edits to 40 CFR 60.4210(j) to help 
clarify the required demonstration.
    Response: The proposed rule was not intended to require 
certification test-based data to be submitted to demonstrate that the 
engines will meet the Tier 1 emission standards. The final rule 
includes language in 40 CFR 60.4210(j) to clarify that certification 
test-based data are not required for such demonstration. The intent of 
the provision is that engine manufacturers would demonstrate 
achievement of the Tier 1 emission standards at the time that the 
manufacturer applies for certification of the engine equipped with an 
AECD. Manufacturers must document that the engine complies with the 
Tier 1 emission standards when the AECD is activated and provide any 
relevant testing, engineering analysis, or other information in 
sufficient detail to support such statement when applying for 
certification (or amending an existing certificate) of an engine 
equipped with an AECD.

B. Remote Areas of Alaska

    Comment: Four commenters supported the proposed amendment to align 
the definition of remote areas of Alaska in the NSPS for stationary CI 
engines with the definition currently used in the NESHAP for Stationary 
Reciprocating Internal Combustion Engines. Commenters indicated that 
the proposed amendment would address the unique circumstances of 
engines located in remote areas of Alaska. No commenters opposed the 
proposed amendment.
    Response: No response necessary.
    Comment: One commenter requested that the EPA reconsider the 
effectiveness of, and need for, PM emission control equipment on new 
Tier 3 marine engines providing prime power in remote areas of Alaska. 
The commenter questioned the benefit of installing PM emission controls 
on engines certified to the Tier 3 marine engine standards, which have 
lower PM emissions than engines certified to the Tier 3 standards for 
nonroad engines. The commenter stated that it believes that the capital 
and operating cost, questionable reliability, and additional complexity 
resulting from the PM emission control requirement do not appear to be 
warranted or economically viable.
    Response: This comment is outside the scope of the proposal, which 
did not seek comment on the appropriateness of the PM emission control 
requirement in 40 CFR 61.4216(c) for remote areas of Alaska.

IV. Impacts of the Final Action

A. Economic Impacts

    The EPA does not expect any significant economic impacts as a 
result of this final rule. A significant economic impact for the 
amendment allowing the temporary override of inducements in emergency 
situations is not anticipated because AECDs are expected to be 
activated rarely (if ever), and, thus, the impacts to affected sources 
and consumers of affected output will be minimal.
    The economic impact from the change to the criteria for remote 
areas of Alaska will be a cost savings for owners or operators of 
engines that are located in the additional areas that will now be 
considered remote. The precise savings depends on the number and size 
of engines that will be installed each year. Information provided by 
the Alaska Energy Authority indicated that one to two new engines are 
expected to be installed each year. Information provided by the state 
of Alaska indicated that the expected initial capital cost savings per 
engine ranges from $28,000 to $163,000, depending on the size of the 
engine. There will also be annual operating and maintenance cost 
savings due to avoidance of the need to obtain and store DEF.

B. Environmental Impacts

    The EPA does not expect any significant environmental impacts as a 
result of the amendment to allow a temporary override of inducements in 
emergency situations. The AECDs are expected to be activated rarely (if 
ever) and will only affect emissions for a very short period.
    The EPA also does not expect significant environmental impacts as a 
result of the amendments to the criteria for remote areas of Alaska. As 
an example, allowing the use of a Tier 3 engine instead of a Tier 4 
engine would result in less reductions for a 250 horsepower (HP) 
stationary CI engine of 5.4 tons per year (tpy) of NOX, 0.1 
tpy of NMHC, 1.6 tpy of CO, and 0.3 tpy of PM, assuming the engine 
operates full time (8,760 hours per year).\3\ As stated previously, the 
state of Alaska estimates that only one to two new engines will be 
installed each year in the additional remote areas.
---------------------------------------------------------------------------

    \3\ Estimates are based on Tier 3 and Tier 4 emission factors 
for a 175-300 HP engine provided in Table A4 of Exhaust and 
Crankcase Emission Factors for Nonroad Engine Modeling--Compression-
Ignition. NR-009d. Assessment and Standards Division, Office of 
Transportation and Air Quality. U.S. Environmental Protection 
Agency. EPA-420-R-10-018. July 2010. http://www.epa.gov/otaq/models/nonrdmdl/nonrdmdl2010/420r10018.pdf.
---------------------------------------------------------------------------

V. Statutory and Executive Order Reviews

    Additional information about these statutes and Executive Orders 
can be found at http://www2.epa.gov/laws-regulations/laws-and-executive-orders.

A. Executive Order 12866: Regulatory Planning and Review, and Executive 
Order 13563: Improving Regulation and Regulatory Review

    This action is not a significant regulatory action and was 
therefore not submitted to the Office of Management and Budget (OMB) 
for review.

[[Page 44218]]

B. Paperwork Reduction Act (PRA)

    The information collection activities in this rule have been 
submitted for approval to the OMB under the PRA. The Information 
Collection Request (ICR) document that the EPA prepared has been 
assigned EPA ICR number 2196.05. The only new information collection 
activity in this rule is the reporting by engine owners and operators 
and engine manufacturers that would occur if the AECD is activated 
during a qualified emergency situation. The EPA expects that it is 
unlikely that these AECDs will ever need to be activated. Therefore, 
the EPA estimates that there will be no additional burden from this 
reporting requirement.
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid OMB control number. The OMB control numbers for the 
EPA's regulations in 40 CFR are listed in 40 CFR part 9. When OMB 
approves this ICR, the Agency will announce that approval in the 
Federal Register and publish a technical amendment to 40 CFR part 9 to 
display the OMB control number for the approved information collection 
activities contained in this final rule. The OMB has previously 
approved the information collection activities contained in the 
existing regulations and has assigned OMB control number 2060-0590.

C. Regulatory Flexibility Act (RFA)

    I certify that this action will not have a significant economic 
impact on a substantial number of small entities under the RFA. In 
making this determination, the impact of concern is any significant 
adverse economic impact on small entities. An agency may certify that a 
rule will not have a significant economic impact on a substantial 
number of small entities if the rule relieves regulatory burden, has no 
net burden or otherwise has a positive economic effect on the small 
entities subject to the rule. As mentioned earlier in this preamble, 
the EPA is harmonizing the NSPS for stationary CI engines in this 
action with an existing rule issued by the EPA for nonroad CI engines. 
Thus, this action is reducing regulatory impacts to small entities as 
well as other affected entities. The EPA is also including additional 
remote areas of Alaska in the regulatory flexibility provisions already 
in the rule for remote areas of Alaska, which further reduces the 
burden of the existing rule on small entities and other affected 
entities. We have, therefore, concluded that this action will relieve 
regulatory burden for all directly regulated small entities.

D. Unfunded Mandates Reform Act (UMRA)

    This action does not contain any unfunded mandate as described in 
UMRA, 2 U.S.C. 1531-1538, and does not significantly or uniquely affect 
small governments. The action imposes no enforceable duty on any state, 
local, or tribal governments or the private sector.

E. Executive Order 13132: Federalism

    This action does not have federalism implications. It will not have 
substantial direct effects on the states, on the relationship between 
the national government and the states, or on the distribution of power 
and responsibilities among the various levels of government.

F. Executive Order 13175: Consultation and Coordination With Indian 
Tribal Governments

    This action does not have tribal implications as specified in 
Executive Order 13175. It will not have substantial direct effects on 
tribal governments, on the relationship between the federal government 
and Indian tribes, or on the distribution of power and responsibilities 
between the federal government and Indian tribes, as specified in 
Executive Order 13175. This final rule would impose compliance costs 
primarily on engine manufacturers, depending on the extent to which 
they take advantage of the flexibilities offered. The final amendments 
to expand the areas that are considered remote areas of Alaska would 
reduce the compliance costs for owners and operators of stationary 
engines in those areas. Thus, Executive Order 13175 does not apply to 
this action.

G. Executive Order 13045: Protection of Children From Environmental 
Health Risks and Safety Risks

    The EPA interprets Executive Order 13045 as applying to those 
regulatory actions that concern environmental health or safety risks 
that the EPA has reason to believe may disproportionately affect 
children, per the definition of ``covered regulatory action'' in 
section 2-202 of the Executive Order. This action is not subject to 
Executive Order 13045 because it does not concern an environmental 
health risk or safety risk.

H. Executive Order 13211: Actions Concerning Regulations That 
Significantly Affect Energy Supply, Distribution or Use

    This action is not subject to Executive Order 13211 because it is 
not a significant regulatory action under Executive Order 12866.

I. National Technology Transfer and Advancement Act (NTTAA)

    This rulemaking does not involve technical standards.

J. Executive Order 12898: Federal Actions To Address Environmental 
Justice in Minority Populations and Low-Income Populations

    The EPA believes that this action does not have disproportionately 
high and adverse human health or environmental effects on minority 
populations, low-income populations and/or indigenous peoples, as 
specified in Executive Order 12898 (59 FR 7629, February 16, 1994). The 
provisions being finalized in this action are designed to eliminate 
risks to human life and are expected to be used rarely, if at all, and 
will only affect emissions for a very short period. Other changes the 
EPA is finalizing have minimal effect on emissions.

K. Congressional Review Act (CRA)

    This action is subject to the CRA, and the EPA will submit a rule 
report to each House of the Congress and to the Comptroller General of 
the United States. This action is not a ``major rule'' as defined by 5 
U.S.C. 804(2).

List of Subjects in 40 CFR Part 60

    Environmental protection, Administrative practice and procedure, 
Air pollution control, Intergovernmental relations, Reporting and 
recordkeeping requirements.

    Dated: June 28, 2016.
Gina McCarthy,
Administrator.
    For the reasons stated in the preamble, title 40, chapter I, part 
60 of the Code of the Federal Regulations is amended as follows:

PART 60--STANDARDS OF PERFORMANCE FOR NEW STATIONARY SOURCES

0
1. The authority citation for part 60 continues to read as follows:

    Authority: 42 U.S.C. 7401 et seq.

[[Page 44219]]

Subpart IIII--Standards of Performance for Stationary Compression 
Ignition Internal Combustion Engines

0
2. Amend Sec.  60.4201 by revising paragraph (f)(1) and adding 
paragraph (h) to read as follows:


Sec.  60.4201  What emission standards must I meet for non-emergency 
engines if I am a stationary CI internal combustion engine 
manufacturer?

* * * * *
    (f) * * *
    (1) Remote areas of Alaska; and
* * * * *
    (h) Stationary CI ICE certified to the standards in 40 CFR part 
1039 and equipped with auxiliary emission control devices (AECDs) as 
specified in 40 CFR 1039.665 must meet the Tier 1 certification 
emission standards for new nonroad CI engines in 40 CFR 89.112 while 
the AECD is activated during a qualified emergency situation. A 
qualified emergency situation is defined in 40 CFR 1039.665. When the 
qualified emergency situation has ended and the AECD is deactivated, 
the engine must resume meeting the otherwise applicable emission 
standard specified in this section.

0
3. Amend Sec.  60.4202 by revising paragraph (g)(1) to read as follows:


Sec.  60.4202  What emission standards must I meet for emergency 
engines if I am a stationary CI internal combustion engine 
manufacturer?

* * * * *
    (g) * * *
    (1) Remote areas of Alaska; and
* * * * *

0
4. Amend Sec.  60.4204 by adding paragraph (f) to read as follows:


Sec.  60.4204  What emission standards must I meet for non-emergency 
engines if I am an owner or operator of a stationary CI internal 
combustion engine?

* * * * *
    (f) Owners and operators of stationary CI ICE certified to the 
standards in 40 CFR part 1039 and equipped with AECDs as specified in 
40 CFR 1039.665 must meet the Tier 1 certification emission standards 
for new nonroad CI engines in 40 CFR 89.112 while the AECD is activated 
during a qualified emergency situation. A qualified emergency situation 
is defined in 40 CFR 1039.665. When the qualified emergency situation 
has ended and the AECD is deactivated, the engine must resume meeting 
the otherwise applicable emission standard specified in this section.

0
5. Amend Sec.  60.4210 by adding paragraph (j) to read as follows:


Sec.  60.4210  What are my compliance requirements if I am a stationary 
CI internal combustion engine manufacturer?

* * * * *
    (j) Stationary CI ICE manufacturers may equip their stationary CI 
internal combustion engines certified to the emission standards in 40 
CFR part 1039 with AECDs for qualified emergency situations according 
to the requirements of 40 CFR 1039.665. Manufacturers of stationary CI 
ICE equipped with AECDs as allowed by 40 CFR 1039.665 must meet all of 
the requirements in 40 CFR 1039.665 that apply to manufacturers. 
Manufacturers must document that the engine complies with the Tier 1 
standard in 40 CFR 89.112 when the AECD is activated. Manufacturers 
must provide any relevant testing, engineering analysis, or other 
information in sufficient detail to support such statement when 
applying for certification (including amending an existing certificate) 
of an engine equipped with an AECD as allowed by 40 CFR 1039.665.

0
6. Amend Sec.  60.4211 by adding paragraph (h) to read as follows:


Sec.  60.4211  What are my compliance requirements if I am an owner or 
operator of a stationary CI internal combustion engine?

* * * * *
    (h) The requirements for operators and prohibited acts specified in 
40 CFR 1039.665 apply to owners or operators of stationary CI ICE 
equipped with AECDs for qualified emergency situations as allowed by 40 
CFR 1039.665.

0
7. Amend Sec.  60.4214 by adding paragraph (e) to read as follows:


Sec.  60.4214  What are my notification, reporting, and recordkeeping 
requirements if I am an owner or operator of a stationary CI internal 
combustion engine?

* * * * *
    (e) Owners or operators of stationary CI ICE equipped with AECDs 
pursuant to the requirements of 40 CFR 1039.665 must report the use of 
AECDs as required by 40 CFR 1039.665(e).

0
8. Amend Sec.  60.4216 by revising paragraphs (b) through (d) and (f) 
to read as follows:


Sec.  60.4216  What requirements must I meet for engines used in 
Alaska?

* * * * *
    (b) Except as indicated in paragraph (c) of this section, 
manufacturers, owners and operators of stationary CI ICE with a 
displacement of less than 10 liters per cylinder located in remote 
areas of Alaska may meet the requirements of this subpart by 
manufacturing and installing engines meeting the requirements of 40 CFR 
parts 94 or 1042, as appropriate, rather than the otherwise applicable 
requirements of 40 CFR parts 89 and 1039, as indicated in Sec. Sec.  
60.4201(f) and 60.4202(g).
    (c) Manufacturers, owners and operators of stationary CI ICE that 
are located in remote areas of Alaska may choose to meet the applicable 
emission standards for emergency engines in Sec. Sec.  60.4202 and 
60.4205, and not those for non-emergency engines in Sec. Sec.  60.4201 
and Sec.  60.4204, except that for 2014 model year and later non-
emergency CI ICE, the owner or operator of any such engine that was not 
certified as meeting Tier 4 PM standards, must meet the applicable 
requirements for PM in Sec. Sec.  60.4201 and 60.4204 or install a PM 
emission control device that achieves PM emission reductions of 85 
percent, or 60 percent for engines with a displacement of greater than 
or equal to 30 liters per cylinder, compared to engine-out emissions.
    (d) The provisions of Sec.  60.4207 do not apply to owners and 
operators of pre-2014 model year stationary CI ICE subject to this 
subpart that are located in remote areas of Alaska.
* * * * *
    (f) The provisions of this section and Sec.  60.4207 do not prevent 
owners and operators of stationary CI ICE subject to this subpart that 
are located in remote areas of Alaska from using fuels mixed with used 
lubricating oil, in volumes of up to 1.75 percent of the total fuel. 
The sulfur content of the used lubricating oil must be less than 200 
parts per million. The used lubricating oil must meet the on-
specification levels and properties for used oil in 40 CFR 279.11.

0
9. Amend Sec.  60.4219 by adding in alphabetical order the definitions 
for ``Alaska Railbelt Grid'' and ``Remote areas of Alaska'' to read as 
follows:


Sec.  60.4219  What definitions apply to this subpart?

* * * * *
    Alaska Railbelt Grid means the service areas of the six regulated 
public utilities that extend from Fairbanks to Anchorage and the Kenai 
Peninsula. These utilities are Golden Valley Electric Association; 
Chugach Electric Association; Matanuska Electric Association; Homer 
Electric Association; Anchorage Municipal Light & Power; and the City 
of Seward Electric System.
* * * * *
    Remote areas of Alaska means areas of Alaska that meet either 
paragraph (1) or (2) of this definition.

[[Page 44220]]

    (1) Areas of Alaska that are not accessible by the Federal Aid 
Highway System (FAHS).
    (2) Areas of Alaska that meet all of the following criteria:
    (i) The only connection to the FAHS is through the Alaska Marine 
Highway System, or the stationary CI ICE operation is within an 
isolated grid in Alaska that is not connected to the statewide 
electrical grid referred to as the Alaska Railbelt Grid.
    (ii) At least 10 percent of the power generated by the stationary 
CI ICE on an annual basis is used for residential purposes.
    (iii) The generating capacity of the source is less than 12 
megawatts, or the stationary CI ICE is used exclusively for backup 
power for renewable energy.
* * * * *
[FR Doc. 2016-16045 Filed 7-6-16; 8:45 am]
 BILLING CODE 6560-50-P



                                           44212                     Federal Register / Vol. 81, No. 130 / Thursday, July 7, 2016 / Rules and Regulations

                                               (e) * * *

                                                                                                EPA-APPROVED TENNESSEE NON-REGULATORY PROVISIONS
                                               Name of non-regulatory SIP                             Applicable geographic or                      State effective          EPA approval date                    Explanation
                                                       provision                                        nonattainment area                               date


                                                     *               *                                          *                                  *                         *                    *                       *
                                           2008 Lead Maintenance Plan for                      Bristol Area ..................................             7/10/2015     7/7/2016 [insert Federal
                                             the Bristol Area.                                                                                                             Register citation].



                                           PART 81—DESIGNATION OF AREAS                                               Authority: 42 U.S.C. 7401 et seq.                            amended by revising the entry ‘‘Bristol,
                                           FOR AIR QUALITY PLANNING                                                                                                                TN:’’ to read as follows:
                                                                                                                  Subpart C—Section 107 Attainment
                                           PURPOSES
                                                                                                                  Status Designations                                              § 81.343    Tennessee.
                                           ■ 3. The authority citation for part 81                                ■  4. In § 81.343, the table entitled                            *       *     *       *    *
                                           continues to read as follows:                                          ‘‘Tennessee—2008 Lead NAAQS’’ is

                                                                                                                          TENNESSEE—2008 LEAD NAAQS
                                                                                                                                                                                   Designation for the 2008 NAAQS a
                                                                                            Designated area
                                                                                                                                                                          Date 1                             Type

                                           Bristol, TN:
                                           Sullivan County (part) ...................................................................................................       7/7/2016      Attainment
                                           Area is bounded by a 1.25 km radius surrounding the UTM coordinates 4042923
                                             meters E., 386267 meters N., Zone 17, which surrounds the Exide Technologies
                                             Facility.

                                                        *                              *                              *                            *                         *                       *                    *
                                               a Includes    Indian Country in each county or area, except as otherwise specified.
                                               1 December      31, 2011 unless otherwise noted.


                                           [FR Doc. 2016–16002 Filed 7–6–16; 8:45 am]                             needed to protect human life, and to                             Building, Room 3334, 1301 Constitution
                                           BILLING CODE 6560–50–P                                                 require compliance with Tier 1 emission                          Ave. NW., Washington, DC. The Public
                                                                                                                  standards during such emergencies. The                           Reading Room is open from 8:30 a.m. to
                                                                                                                  EPA is also amending the standards of                            4:30 p.m., Monday through Friday,
                                           ENVIRONMENTAL PROTECTION                                               performance for certain stationary CI                            excluding federal holidays. The
                                           AGENCY                                                                 internal combustion engines located in                           telephone number for the Public
                                                                                                                  remote areas of Alaska.                                          Reading Room is (202) 566–1744, and
                                           40 CFR Part 60                                                         DATES: This final rule is effective on                           the telephone number for the Air Docket
                                           [EPA–HQ–OAR–2014–0866; FRL–9948–65–                                    September 6, 2016.                                               is (202) 566–1742. Visit the EPA Docket
                                           OAR]                                                                   ADDRESSES: Docket: The EPA has                                   Center homepage at http://
                                                                                                                  established a docket for this action                             www.epa.gov/dockets for additional
                                           RIN 2060–AS43                                                                                                                           information about the EPA’s public
                                                                                                                  under Docket ID No. EPA–HQ–OAR–
                                                                                                                  2014–0866. All documents in the docket                           docket.
                                           Standards of Performance for                                                                                                               In addition to being available in the
                                           Stationary Compression Ignition                                        are listed in the http://
                                                                                                                  www.regulations.gov index. The EPA                               docket, an electronic copy of this final
                                           Internal Combustion Engines                                                                                                             rule will be available on the World
                                                                                                                  also relies on materials in Docket ID
                                           AGENCY:  Environmental Protection                                      Nos. EPA–HQ–OAR–2008–0708, EPA–                                  Wide Web (WWW). Following
                                           Agency (EPA).                                                          HQ–OAR–2010–0295, and EPA–HQ–                                    signature, a copy of this final rule will
                                                                                                                  OAR–2011–1032, and incorporates                                  be posted at the following address:
                                           ACTION: Final rule.
                                                                                                                  those dockets into the record for this                           http://www3.epa.gov/ttn/atw/icengines.
                                           SUMMARY:   The Environmental Protection                                final rule.                                                      FOR FURTHER INFORMATION CONTACT: Ms.
                                           Agency (EPA) is finalizing amendments                                     Although listed in the index, some                            Melanie King, Energy Strategies Group,
                                           to the standards of performance for                                    information is not publicly available                            Sector Policies and Programs Division
                                           stationary compression ignition (CI)                                   (e.g., confidential business information                         (D243–01), Environmental Protection
                                           internal combustion engines to allow                                   or other information whose disclosure is                         Agency, Research Triangle Park, North
                                           manufacturers to design the engines so                                 restricted by statute). Certain other                            Carolina 27711; telephone number:
                                           that operators can temporarily override                                material, such as copyrighted material,                          (919) 541–2469; facsimile number: (919)
Lhorne on DSK30JT082PROD with RULES




                                           performance inducements related to the                                 will be publicly available only in hard                          541–5450; email address: king.melanie@
                                           emission control system for stationary                                 copy. Publicly available docket                                  epa.gov.
                                           CI internal combustion engines. The                                    materials are available either                                   SUPPLEMENTARY INFORMATION:
                                           amendments apply to engines operating                                  electronically in http://                                           Organization of this document. The
                                           during emergency situations where the                                  www.regulations.gov or in hard copy at                           information presented in this preamble
                                           operation of the engine or equipment is                                the EPA Docket Center, EPA WJC West                              is organized as follows:


                                      VerDate Sep<11>2014        13:01 Jul 06, 2016        Jkt 238001    PO 00000         Frm 00006    Fmt 4700        Sfmt 4700    E:\FR\FM\07JYR1.SGM    07JYR1


                                                               Federal Register / Vol. 81, No. 130 / Thursday, July 7, 2016 / Rules and Regulations                                        44213

                                           I. General Background                                    Tier 4 final standards for new stationary             temperature, motive speed, engine
                                           II. Final Amendments                                     non-emergency and nonroad CI engines                  revolutions per minute, transmission
                                              A. Temporary Override of Inducements in               generally begin with either the 2014 or               gear, or any other parameter for the
                                                 Emergency Situations
                                                                                                    2015 model year.                                      purpose of activating, modulating,
                                              B. Remote Areas of Alaska
                                           III. Public Comments and Responses                          In 2011, the EPA finalized revisions to            delaying, or deactivating the operation
                                              A. Temporary Override of Inducements in               the NSPS for stationary CI engines that               of any part of the emission control
                                                 Emergency Situations                               amended the standards for engines with                system. The provisions of 40 CFR
                                              B. Remote Areas of Alaska                             a displacement greater than 10 liters per             1039.665 allow the engine manufacturer
                                           IV. Impacts of the Final Action                          cylinder, and also for engines located in             to include a dormant feature in the
                                              A. Economic Impacts                                   remote areas of Alaska (76 FR 37954,                  engine’s control software that could be
                                              B. Environmental Impacts                              June 28, 2011). In this action, the EPA               activated to override emission control
                                           V. Statutory and Executive Order Reviews
                                                                                                    is finalizing amendments to the NSPS                  inducements. In this action, the EPA is
                                              A. Executive Order 12866: Regulatory
                                                 Planning and Review, and Executive                 regarding performance inducements for                 adopting those same provisions for
                                                 Order 13563: Improving Regulation and              Tier 4 engines and the criteria for                   stationary CI engines certified to the
                                                 Regulatory Review                                  defining remote areas of Alaska. The                  standards in 40 CFR part 1039 and used
                                              B. Paperwork Reduction Act (PRA)                      final amendments are discussed below.                 in qualified emergency situations. It is
                                              C. Regulatory Flexibility Act (RFA)                                                                         important to emphasize that the EPA is
                                              D. Unfunded Mandates Reform Act                       II. Final Amendments                                  confident that Tier 4 engines will
                                                 (UMRA)                                             A. Temporary Override of Inducements                  function properly in the vast majority of
                                              E. Executive Order 13132: Federalism
                                                                                                    in Emergency Situations                               emergency situations. Thus, the EPA
                                              F. Executive Order 13175: Consultation
                                                 and Coordination With Indian Tribal                   Many Tier 4 final engines are                      expects that AECDs allowed under this
                                                 Governments                                        equipped by the engine manufacturer                   provision will rarely be activated. The
                                              G. Executive Order 13045: Protection of               with selective catalytic reduction (SCR)              EPA is adopting this provision merely
                                                 Children From Environmental Health
                                                                                                    to reduce emissions of NOX. The                       as a precaution to ensure that stationary
                                                 Risks and Safety Risks                                                                                   CI engines can continue to operate in
                                              H. Executive Order 13211: Actions                     consumable reactant in an SCR system
                                                                                                                                                          emergency situations.
                                                 Concerning Regulations That                        is typically supplied as a solution of
                                                                                                                                                            The final amendments allow engine
                                                 Significantly Affect Energy Supply,                urea in water known as diesel exhaust
                                                                                                                                                          manufacturers to design into their
                                                 Distribution or Use                                fluid (DEF). Engines equipped with SCR                stationary CI engines a dormant AECD
                                              I. National Technology Transfer and                   generally include controls that limit the
                                                 Advancement Act (NTTAA)                                                                                  that can be activated for up to 120
                                                                                                    function of the engines if they are                   engine hours per use during a qualified
                                              J. Executive Order 12898: Federal Actions             operated without DEF, or if the engine’s
                                                 To Address Environmental Justice in                                                                      emergency situation to prevent emission
                                                 Minority Populations and Low-Income
                                                                                                    electronic control module cannot                      controls from interfering with engine
                                                 Populations                                        otherwise confirm that the SCR system                 operation. The EPA is finalizing
                                              K. Congressional Review Act (CRA)                     is properly operating. Such controls are              amendments that allow engine
                                                                                                    generally called ‘‘inducements’’ because              manufacturers to offer, and operators to
                                           I. General Background                                    they induce the operator to properly                  request, re-activations of the AECD for
                                              On July 11, 2006, the EPA                             maintain the SCR emission control                     additional time in increments of 120
                                           promulgated standards of performance                     system. In normal circumstances, if                   engine hours in cases of a prolonged
                                           for stationary CI internal combustion                    inducements begin, the engine operator                emergency situation. During the
                                           engines (71 FR 39154). These standards,                  is expected to perform any necessary                  emergency situation, the engine must
                                           known as new source performance                          maintenance to avoid shutdown.                        meet the Tier 1 emission standard in 40
                                           standards (NSPS), implement section                      Manufacturers as well as owners or                    CFR 89.112 that applies to the engine’s
                                           111(b) of the Clean Air Act, and are                     operators of nonroad and stationary CI                rated power. Operators activating the
                                           issued for categories of sources that                    Tier 4 certified engines have raised                  AECD will be required to report the
                                           cause, or contribute significantly to, air               concerns regarding the inducements                    incident to the engine manufacturers,
                                           pollution that may reasonably be                         being triggered and engines shutting                  and engine manufacturers will submit
                                           anticipated to endanger public health or                 down during emergency situations.                     an annual report to the EPA
                                           welfare. The standards are codified at 40                Additional background on Tier 4                       summarizing the use of these AECDs
                                           CFR part 60 subpart IIII. The standards                  engines and this amendment can be                     during the prior year. These final
                                           apply to new stationary sources of                       found in the proposal for this                        amendments are discussed in more
                                           emissions, i.e., sources whose                           rulemaking (80 FR 68808, November 6,                  detail below.
                                           construction, reconstruction, or                         2015). On August 8, 2014, the EPA
                                           modification begins after a standard for                 promulgated provisions allowing                       1. Definition of Qualified Emergency
                                           those sources is proposed. The NSPS for                  manufacturers of nonroad engines                      Situation
                                           stationary CI internal combustion                        certified to the emission standards in 40                The EPA is using the definition of
                                           engines established limits on emissions                  CFR part 1039 to give operators the                   qualified emergency situation
                                           of particulate matter (PM), nitrogen                     means to temporarily override emission                established in the August 8, 2014,
                                           oxides (NOX), carbon monoxide (CO)                       control inducements during qualified                  amendments for nonroad engines. This
                                           and non-methane hydrocarbons                             emergency situations, such as those                   definition is found in the introductory
                                           (NMHC). The emission standards are                       where operation of the engine is needed               text to 40 CFR 1039.665 and is cross-
                                           generally modeled after the EPA’s                        to protect human life (79 FR 46356,                   referenced in the NSPS for stationary CI
                                           standards for nonroad and marine diesel                  August 8, 2014). These provisions,                    internal combustion engines,
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                                           engines. The nonroad CI engine                           which are codified in 40 CFR 1039.665,                specifically in 40 CFR 60.4204(f). The
                                           standards are phased in over several                     allow for auxiliary emission control                  definition specifies that a qualified
                                           years and have Tiers with increasing                     devices (AECDs) that help to ensure                   emergency situation is one in which the
                                           levels of stringency. The engine model                   proper function of engines in qualified               condition of an engine’s emission
                                           year in which the Tiers take effect varies               emergency situations. AECDs are any                   controls poses a significant direct or
                                           for different size ranges of engines. The                element of design that senses                         indirect risk to human life. An example


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                                           44214               Federal Register / Vol. 81, No. 130 / Thursday, July 7, 2016 / Rules and Regulations

                                           of a direct risk would be an emission                    the owner or operator is warned that the              to meet the submission requirements
                                           control condition that inhibits the                      inducement is about to occur. The                     may subject the operator to penalties.
                                           performance of an engine being used to                   emission standards that apply when the
                                           rescue a person from a life-threatening                  AECD is activated during the qualified                5. Engine Owner or Operator
                                           situation (for example, providing power                  emergency situation are the Tier 1                    Requirements
                                           to a medical facility during an                          standards in 40 CFR 89.112. Engine                       Owners or operators who purchase
                                           emergency situation). An example of an                   manufacturers indicated that meeting                  engines with this dormant feature will
                                           indirect risk would be an emission                       the Tier 2 or 3 standards in 40 CFR                   receive instructions from the engine
                                           control condition that inhibits the                      89.112 is not feasible because the base               manufacturer on how to activate the
                                           performance of an engine being used to                   engine used in Tier 4 configurations                  AECD in qualified emergency situations,
                                           provide electrical power to a data center                does not have exhaust gas recirculation               as well as information about penalties
                                           that routes ‘‘911’’ emergency response                   (EGR), which is the engine design                     for overuse. The EPA would consider
                                           telecommunications.                                      technology used to meet the Tier 2 and                appropriate use of this feature to be
                                                                                                    3 standards. The EGR is not needed for                during a situation where operation of a
                                           2. Basic AECD Criteria
                                                                                                    Tier 4 because NOX is controlled by the               stationary CI engine is needed to protect
                                              Section 1039.665 specifies provisions                 SCR.1 The Tier 1 requirement applies
                                           allowing for AECDs that are necessary to                                                                       human life (or where impaired
                                                                                                    only when there is a qualified                        operation poses a significant direct or
                                           ensure proper function of engines and                    emergency situation and bypass of
                                           equipment in emergency situations. It                                                                          indirect risk to human life), and
                                                                                                    inducements is necessary to ensure                    temporarily overriding emission
                                           also includes specific criteria that the                 continued operation of the engine. Once
                                           engine manufacturer must meet to                                                                               controls enables full operation of the
                                                                                                    the emergency situation has ended and
                                           ensure that any adverse environmental                                                                          equipment. The EPA is adopting this
                                                                                                    the AECD is deactivated, the engine
                                           impacts are minimized. These criteria                                                                          provision to give operators the means to
                                                                                                    must comply with the otherwise
                                           are cross-referenced in the NSPS for                                                                           obtain short-term relief one time
                                                                                                    applicable emission standard specified
                                           stationary CI engines and are as follows:                                                                      without the need to contact the engine
                                                                                                    in 40 CFR 60.4202. Engine
                                              • The AECD must be designed so that                   manufacturers must demonstrate that
                                                                                                                                                          manufacturer or the EPA. In a qualified
                                           it cannot be activated more than once                                                                          emergency situation, delaying the
                                                                                                    the engine complies with the Tier 1
                                           without the specific permission of the                                                                         activation to obtain approval could put
                                                                                                    standard when the AECD is activated
                                           certificate holder. Reactivation of the                                                                        lives at risk, and would be
                                                                                                    when applying for certification of an
                                           AECD must require the input of a                                                                               unacceptable. However, the EPA retains
                                                                                                    engine equipped with an AECD.
                                           temporary code or equivalent security                                                                          the authority to evaluate, after the fact,
                                           feature.                                                 4. Approval, Recordkeeping and                        whether it was reasonable to judge that
                                              • The AECD must become inactive                       Reporting for Engine Manufacturers                    there was a significant risk to human
                                           within 120 engine hours of becoming                                                                            life to justify the activation of the AECD.
                                                                                                      Manufacturers may ask for approval
                                           active. The engine must also include a                                                                         Where the EPA determines that it was
                                                                                                    of the use of emergency AECDs at any
                                           feature that allows the operator to                                                                            not reasonable to judge (1) that there
                                                                                                    time; however, the EPA encourages
                                           deactivate the AECD once the                                                                                   was a significant risk to human life; or
                                                                                                    manufacturers to obtain preliminary
                                           emergency is over.                                                                                             (2) that the emission control strategy
                                                                                                    approval before submitting an
                                              • The manufacturer must show that                                                                           was curtailing the ability of the engine
                                                                                                    application for certification. Otherwise,
                                           the AECD deactivates emission controls                                                                         to perform, the owner or operator may
                                                                                                    the EPA’s review of the AECD, which
                                           (such as inducement strategies) only to                                                                        be subject to penalties for tampering
                                                                                                    may include many unique features, may
                                           the extent necessary to address the                                                                            with emission controls. The owner or
                                                                                                    delay the approval of the application for
                                           expected emergency situation.                                                                                  operator requirements also include a
                                              • The engine controls must be                         certification.
                                                                                                                                                          specific prohibition on operating the
                                           configured to record in non-volatile                       The manufacturer is required to keep                engine with the AECD beyond the time
                                           electronic memory the total number of                    records to document the use of                        reasonably needed for such operation.
                                           activations of the AECD for each engine.                 emergency AECDs until the end of the                  The owner or operator may also be
                                              • The manufacturer must take                          calendar year 5 years after the onset of              subject to penalties for tampering if they
                                           appropriate additional steps to induce                   the relevant emergency situation. The                 continue to operate the engine with the
                                           operators to report AECD activation and                  manufacturer must submit an annual                    AECD once the emergency situation has
                                           request resetting of the AECD. The EPA                   compliance report to the EPA within 90                ended or the problem causing the
                                           recommends including one or more                         calendar days of the end of each
                                                                                                                                                          emission control strategy to interfere
                                           persistent visible and/or audible alarms                 calendar year in which it authorizes use
                                                                                                                                                          with the performance of the engine has
                                           that are active from the point when the                  of an AECD. The annual report must
                                                                                                                                                          been or can reasonably be fixed.
                                           AECD is activated to the point when it                   include a description of each AECD
                                                                                                                                                          Nevertheless, the EPA will consider the
                                           is reset.                                                activation and copies of the reports
                                                                                                                                                          totality of the circumstances when
                                              • The manufacturer must provide                       submitted by owners or operators (or
                                                                                                                                                          assessing penalties, and retain
                                           purchasers with instructions on how to                   statements that an owner or operator did
                                                                                                                                                          discretion to reduce penalties where the
                                           activate the AECD in emergency                           not submit a report, to the extent of the
                                                                                                                                                          EPA determines that an owner or
                                           situations, as well as information about                 manufacturer’s knowledge). If an owner
                                                                                                                                                          operator acted in good faith.
                                           penalties for overuse.                                   or operator fails to report the use of an
                                                                                                    emergency AECD to the manufacturer,                      The owner or operator must send a
                                           3. Emission Standards During Qualified                   the manufacturer, to the extent it has                written report to the engine
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                                           Emergency Situations                                     been made aware of the AECD                           manufacturer within 60 calendar days
                                              The EPA is requiring stationary CI                    activation, must send written                         after activating an emergency AECD. If
                                           engines to meet different emission                       notification to the operator that failure             any consecutive reactivations occur, this
                                           standards for the very narrow period of                                                                        report is still due 60 calendar days from
                                           operation where there is an emergency                      1 See Document ID No. EPA–HQ–OAR–2014–              the first activation. The report must
                                           situation with a risk to human life and                  0866–0010.                                            include:


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                                                               Federal Register / Vol. 81, No. 130 / Thursday, July 7, 2016 / Rules and Regulations                                         44215

                                              • Contact name, mail and email                        System. Background on the provisions                  operate to ameliorate the emergency and
                                           addresses, and telephone number for the                  related to remote areas of Alaska can be              protect human life. The commenter
                                           responsible company or entity.                           found in the proposal for this                        noted that the EPA had already adopted
                                              • A description of the emergency                      rulemaking (80 FR 68808, November 6,                  the proposed provision for nonroad
                                           situation, the location of the engine                    2015).                                                engines, and that it was essential for
                                           during the emergency, and the contact                       The following NSPS provisions that                 stationary engines as well. The
                                           information for an official who can                      currently apply to stationary CI internal             commenter also supported the proposed
                                           verify the emergency situation (such as                  combustion engines for engines that are               amendment so that engines could be
                                           a county sheriff, fire marshal, or                       located in areas of Alaska that are not               dual-certified for both stationary and
                                           hospital administrator).                                 accessible by the FAHS will be                        nonroad use, which reduces the cost
                                              • The reason for AECD activation                      extended to stationary CI internal                    and burden of certification.
                                           during the emergency situation, such as                  combustion engines located in the areas                  Response: No response necessary.
                                           the lack of DEF, or the failure of an                    identified above:                                        Comment: One commenter supported
                                           emission-related sensor when the                            • Exemption for all pre-2014 model                 the proposed definition of an emergency
                                           engine was needed to respond to an                       year engines from diesel fuel sulfur                  situation. Another commenter stated
                                           emergency situation.                                     requirements (see 40 CFR 60.4216(d));                 that the EPA should not impose any
                                              • The engine’s serial number (or                         • Allowance for owners and operators               limitations on the operating time of an
                                           equivalent).                                             of stationary CI engines to use engines               engine during an emergency situation,
                                              • A description of the extent and                     certified to marine engine standards,                 and noted that in the NESHAP for
                                           duration of the engine operation while                   rather than land-based nonroad engine                 Stationary Reciprocating Internal
                                           the AECD was active, including a                         standards (see 40 CFR 60.4216(b));                    Combustion Engines, emergencies are
                                           statement describing whether or not the                     • No requirement to meet emission                  excluded from operating time
                                           AECD was manually deactivated after                      standards that would necessitate the use              limitations and should similarly be
                                           the emergency situation ended.                           of aftertreatment devices for NOX, in                 excluded here. The commenter stated
                                              Paragraph 40 CFR 1039.665(g)                          particular, SCR (emission standards that              that it is not necessary to newly
                                           specifies that failure to provide this                   are not based on the use of                           incorporate a definition of a qualified
                                           information to the engine manufacturer                   aftertreatment devices for NOX will                   emergency situation because there are
                                           within the deadline is improper use of                   apply) (see 40 CFR 60.4216(c));                       applicable examples of emergency
                                           the AECD and is prohibited.                                 • No requirement to meet emission                  situations already provided in the
                                           B. Remote Areas of Alaska                                standards that would necessitate the use              definition of an emergency stationary
                                                                                                    of aftertreatment devices for PM until                internal combustion engine in the NSPS
                                             The EPA is finalizing an amendment                     the 2014 model year (see 40 CFR                       for stationary CI internal combustion
                                           to the NSPS for stationary CI internal                   60.4216(c)); and                                      engines. The commenter indicated that
                                           combustion engines that would align                         • Allowance for the blending of used               if the EPA believes it must finalize
                                           the definition of remote areas of Alaska                 lubricating oil, in volumes of up to 1.75             specific requirements for emergency
                                           with the definition currently used in the                percent of the total fuel, if the sulfur              operations, then the definition of a
                                           National Emission Standards for                          content of the used lubricating oil is less           qualified emergency situation should be
                                           Hazardous Air Pollutants (NESHAP) for                    than 200 parts per million and the used               revised so that it is more generalized
                                           Stationary Reciprocating Internal                        lubricating oil is ‘‘on-spec,’’ i.e., it meets        and more applicable to different types of
                                           Combustion Engines, which can be                         the on-specification levels and                       emergency situations which would
                                           found at 40 CFR part 63, subpart ZZZZ.                   properties of 40 CFR 279.11 (see 40 CFR               necessitate the operation of stationary CI
                                           The amendment specifies that engines                     60.4216(f)).                                          engines. According to the commenter,
                                           in areas that are accessible by the                                                                            the proposed definition of a qualified
                                           Federal Aid Highway System (FAHS)                        III. Public Comments and Responses                    emergency situation and the associated
                                           can be considered remote if each of the                     This section presents a summary of                 examples of indirect and direct risk to
                                           following conditions is met: (1) The                     the public comments that the EPA                      human life apply very specifically to
                                           only connection to the FAHS is through                   received on the proposed amendments                   nonroad engines that are able to be
                                           the Alaska Marine Highway System, or                     and the responses developed. The EPA                  transported. The commenter urged the
                                           the stationary CI engine operation is                    received 7 public comments on the                     EPA to acknowledge that the examples
                                           within an isolated grid in Alaska that is                proposed rule. The comments can be                    provided in 40 CFR 1039.665 are merely
                                           not connected to the statewide electrical                obtained online from the Federal Docket               examples, and do not constitute limits
                                           grid referred to as the Alaska Railbelt                  Management System at http://                          on interpreting the definition of a
                                           Grid; (2) at least 10 percent of the power               www.regulations.gov.                                  qualified emergency situation for
                                           generated by the engine on an annual                                                                           stationary CI engines. The commenter
                                           basis is used for residential purposes;                  A. Temporary Override of Inducements                  indicated the EPA should clarify that
                                           and (3) the generating capacity of the                   in Emergency Situations                               there are other possible emergency
                                           facility is less than 12 megawatts, or the                  Comment: Two commenters                            situations that might pose a risk to
                                           engine is used exclusively for backup                    supported the proposed amendment to                   human life, or list additional examples.
                                           power for renewable energy. The Alaska                   allow manufacturers of stationary CI                     Response: The definition of
                                           Railbelt Grid is defined as the service                  engines certified to the emission                     emergency stationary internal
                                           areas of the six regulated public utilities              standards in 40 CFR part 1039 to give                 combustion engine in the NSPS for
                                           that extend from Fairbanks to                            engine operators the means to                         stationary CI internal combustion
                                           Anchorage and the Kenai Peninsula.                       temporarily override emission control                 engines, and the similar definition in
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                                           These utilities are Golden Valley                        inducements while operating in                        the NESHAP for Stationary
                                           Electric Association; Chugach Electric                   qualified emergency situations. One                   Reciprocating Internal Combustion
                                           Association; Matanuska Electric                          commenter noted the critical need for                 Engines, defines a subcategory of
                                           Association; Homer Electric                              the proposed amendment to ensure that                 engines that are subject to different
                                           Association; Anchorage Municipal Light                   stationary CI engines, when used in                   standards, whether operating in an
                                           & Power; and the City of Seward Electric                 emergency situations, may continue to                 actual emergency or in other limited


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                                           44216               Federal Register / Vol. 81, No. 130 / Thursday, July 7, 2016 / Rules and Regulations

                                           non-emergency circumstances. The                         such stringent requirements for                        to dual certify nonroad and stationary
                                           definition of a qualified emergency                      activation of the AECD, since the EPA                  engines reduces the number of engine
                                           situation has a different purpose; it                    has the authority to evaluate after the                families that a manufacturer must
                                           defines when the inducement can be                       fact whether or not it was reasonable to               certify, reduces the number of engine
                                           overridden for a non-emergency engine.                   justify the qualified emergency.                       models that dealers, distributors, and
                                           The definition of a qualified emergency                     Response: The proposed definition of                customers must inventory and manage,
                                           situation where an inducement can be                     a qualified emergency situation                        and reduces the number of engine
                                           overridden is intended to be more                        specifies emergency situations for                     families that the EPA must certify.
                                           limited to emergency situations where                    which an engine owner or operator may                  According to the commenter, if the EPA
                                           there is a significant direct or indirect                temporarily override emission control                  were to foreclose the ability of
                                           risk to human life.                                      inducements. Should the engine owner                   manufacturers to continue to dual
                                              The EPA does not agree with the                       or operator need to extend the override                certify, significant costs and burdens
                                           commenter that the proposed definition                   beyond the initial 120 hour period, it                 would result. Given that the NSPS for
                                           is not sufficiently generalized and that                 can work with the engine manufacturer                  stationary CI internal combustion
                                           the examples provided are not                            to reset the AECD for additional time.                 engines places a great deal of the
                                           representative of stationary engines.                    Thus, the engine owner/operator will be                compliance demonstration burden on
                                           One of the examples is ‘‘an engine being                 able to override the emission controls                 the engine manufacturer, it is reasonable
                                           used to provide electrical power to a                    throughout the duration of the qualified               to have the manufacturer’s compliance
                                           data center that routes ‘911’ emergency                  emergency situation. The limit on AECD                 obligations be as consistent as possible
                                           response telecommunications,’’ which                     activation periods and procedures for                  for stationary and nonroad engines.
                                           would likely be a stationary generator.                  resetting the AECD are necessary to                       Comment: One commenter supported
                                           The possible scenarios provided in the                   ensure that the time of the override is                the recordkeeping process outlined in
                                           definition are merely examples and are                   truly limited to the time necessary to                 the proposed rule. Another commenter
                                           not intended to be the only types of                     address the emergency situation, and                   disagreed with the proposed
                                           applications and situations that can                     minimize excess emissions, which                       requirements for the engine owner/
                                           qualify. The use of the word ‘‘example’’                 would lead to adverse environmental                    operator to send a written report to the
                                           in the definition is an indication that                  impacts. The commenters that suggested                 engine manufacturer detailing the
                                           they are just examples and not limits on                 an initial 360 hour AECD activation                    activation of the emergency AECD.
                                           interpreting the definition. It would not                period to address a ‘‘worst case                       According to the commenter, the engine
                                           be possible to provide examples of all of                scenario’’ or an unlimited activation                  manufacturer has no authority to
                                           the potential uses of engines in qualified               period did not provide any specific                    enforce penalties or regulations
                                           emergency situations.                                    example of a qualified emergency                       promulgated by the EPA, and, therefore,
                                              Comment: One commenter                                situation of longer than 120 hours where               the commenter did not think it made
                                           recommended that the initial period for                  the procedures for resetting the AECD                  logical sense for owners/operators to be
                                           AECD operation should be 15 days (360                    could not have been followed, or                       required to submit reports to the engine
                                           hours) rather than the proposed 120                      explain why 360 hours represents a                     manufacturers, nor are the engine
                                           hours, with follow-on increments of 120                  ‘‘worst case scenario.’’ The EPA’s                     manufacturers qualified to determine
                                           hours activated by communications                        approach appropriately balances the                    what constitutes a qualified emergency
                                           with the engine certificate holder. The                  need to provide regulatory relief in                   situation at the affected facility. The
                                           commenter stated that the time limit                     emergency circumstances with the need                  commenter stated that using the engine
                                           should be designed to address a worst-                   to deter overuse, and the EPA does not                 manufacturers to collect reports and
                                           case situation, such as a region-wide                    agree that an unlimited period is                      then report this information to the EPA
                                           disaster and a remote area, where                        necessary or that a period of 360 hours                is unprecedented and creates an
                                           extended communications and/or                           or unlimited hours is preferable. In                   unnecessary middleman. The
                                           supply chain disruptions may impact                      order to reactivate the AECD, the engine               commenter recommended that the
                                           the engine operator and the certificate                  manufacturer is only required to have                  proposed provisions be revised so that
                                           holder beyond 120 hours. According to                    evidence that the emergency situation is               owners/operators are required to report
                                           the commenter, the threat of post-                       continuing and is not required to judge                the information directly to the EPA, or
                                           emergency analysis and punishment by                     if the situation is a qualifying                       to the appropriate permitting authority.
                                           the EPA will likely be sufficient to                     emergency. As indicated in the                            Response: Similar to the limit on
                                           minimize overuse of the leeway                           proposal, it is expected that AECDs                    AECD activation periods and the
                                           provided by the proposed amendment.                      would be activated rarely, if ever, so the             procedures for resetting the AECD, the
                                              Another commenter opposed any                         provisions are unlikely to impose a                    recordkeeping process is necessary to
                                           hour limit during an emergency                           significant burden on engine owners/                   ensure the AECD is used in true
                                           situation. According to the commenter,                   operators.                                             emergencies only and prevent adverse
                                           because emergencies are sudden,                             Further, the EPA’s decision to adopt                environmental impacts. The proposed
                                           uncontrollable, and unlikely, there is no                requirements concerning initial AECD                   reporting provisions do not require
                                           need to limit the amount of override                     activation periods, reactivation and                   engine manufacturers to enforce
                                           time allowable to keep engines running                   notification that are identical to such                penalties or EPA regulations. Rather,
                                           during emergencies. The commenter                        requirements in the nonroad engine                     they require that, in cases where the
                                           also expressed concern about the                         rules is influenced by our desire to                   manufacturer is aware of use of the
                                           procedures set forth for reactivation of                 allow for dual certification of stationary             AECD, the manufacturer must make the
                                           the AECD, and urged the EPA to remove                    and nonroad engines, which reduces the                 engine owner/operator aware that they
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                                           the requirements for resetting of the                    burden of the rule on engine                           may be subject to penalties from the
                                           AECD. The commenter stated that the                      manufacturers. The Truck and Engine                    EPA for failing to report the use of the
                                           engine manufacturer is not the                           Manufacturers Association noted in                     AECD. There are other situations in the
                                           appropriately qualified entity to                        their public comments 2 that the ability               regulations where an engine
                                           determine a facility’s qualified                                                                                manufacturer is required to indicate that
                                           emergency, and that there need not be                         2 EPA–HQ–OAR–2014–0866–0017.                      an owner/operator may be subject to


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                                                               Federal Register / Vol. 81, No. 130 / Thursday, July 7, 2016 / Rules and Regulations                                                44217

                                           penalties, such as the labeling                          the Tier 1 emission standards when the                considered remote. The precise savings
                                           requirement in 40 CFR 1039.20. The                       AECD is activated and provide any                     depends on the number and size of
                                           commenter did not provide any                            relevant testing, engineering analysis, or            engines that will be installed each year.
                                           information to show that it would be                     other information in sufficient detail to             Information provided by the Alaska
                                           unreasonable for engine manufacturers                    support such statement when applying                  Energy Authority indicated that one to
                                           to compile information on the use of                     for certification (or amending an                     two new engines are expected to be
                                           AECDs, and the engine manufacturers                      existing certificate) of an engine                    installed each year. Information
                                           have not objected to the requirement. As                 equipped with an AECD.                                provided by the state of Alaska
                                           stated previously, it is expected that                                                                         indicated that the expected initial
                                           AECDs will be activated rarely, if ever,                 B. Remote Areas of Alaska
                                                                                                                                                          capital cost savings per engine ranges
                                           so the reporting provisions are unlikely                    Comment: Four commenters                           from $28,000 to $163,000, depending on
                                           to impose a significant burden on                        supported the proposed amendment to                   the size of the engine. There will also be
                                           engine owners/operators or engine                        align the definition of remote areas of               annual operating and maintenance cost
                                           manufacturers.                                           Alaska in the NSPS for stationary CI                  savings due to avoidance of the need to
                                              Comment: One commenter requested                      engines with the definition currently                 obtain and store DEF.
                                           that the EPA clarify that manufacturers                  used in the NESHAP for Stationary
                                           are not required to submit actual                        Reciprocating Internal Combustion                     B. Environmental Impacts
                                           certification test-based data to                         Engines. Commenters indicated that the
                                           demonstrate that engines equipped with                   proposed amendment would address                        The EPA does not expect any
                                           an AECD that helps to ensure proper                      the unique circumstances of engines                   significant environmental impacts as a
                                           function of engines in qualified                         located in remote areas of Alaska. No                 result of the amendment to allow a
                                           emergency situations will meet the Tier                  commenters opposed the proposed                       temporary override of inducements in
                                           1 emission standards in 40 CFR 89.112                    amendment.                                            emergency situations. The AECDs are
                                           when the AECD is activated. According                       Response: No response necessary.                   expected to be activated rarely (if ever)
                                           to the commenter, submittal of                              Comment: One commenter requested                   and will only affect emissions for a very
                                           certification test-based data would be                   that the EPA reconsider the                           short period.
                                           unduly expensive and burdensome for                      effectiveness of, and need for, PM                      The EPA also does not expect
                                           engine manufacturers and the EPA. The                    emission control equipment on new                     significant environmental impacts as a
                                           commenter recommended that engine                        Tier 3 marine engines providing prime                 result of the amendments to the criteria
                                           manufacturers be allowed to                              power in remote areas of Alaska. The                  for remote areas of Alaska. As an
                                           demonstrate that an engine complies                      commenter questioned the benefit of                   example, allowing the use of a Tier 3
                                           with the Tier 1 emission standards                       installing PM emission controls on                    engine instead of a Tier 4 engine would
                                           when the AECD is activated by                            engines certified to the Tier 3 marine                result in less reductions for a 250
                                           submitting the conversion efficiencies                   engine standards, which have lower PM                 horsepower (HP) stationary CI engine of
                                           for the Tier 4 engine’s emission control                 emissions than engines certified to the               5.4 tons per year (tpy) of NOX, 0.1 tpy
                                           systems and using good engineering                       Tier 3 standards for nonroad engines.
                                           judgement to demonstrate that the                                                                              of NMHC, 1.6 tpy of CO, and 0.3 tpy of
                                                                                                    The commenter stated that it believes                 PM, assuming the engine operates full
                                           engine complies with the Tier 1                          that the capital and operating cost,
                                           standard. Specifically, according to the                                                                       time (8,760 hours per year).3 As stated
                                                                                                    questionable reliability, and additional              previously, the state of Alaska estimates
                                           commenter, manufacturers could                           complexity resulting from the PM
                                           compare the conversion efficiency with                                                                         that only one to two new engines will
                                                                                                    emission control requirement do not                   be installed each year in the additional
                                           the Tier 4 emission standard for the                     appear to be warranted or economically
                                           engine to demonstrate that the engine                                                                          remote areas.
                                                                                                    viable.
                                           would meet the Tier 1 emission                              Response: This comment is outside                  V. Statutory and Executive Order
                                           standard if the emission control system                  the scope of the proposal, which did not              Reviews
                                           is disabled. The commenter noted that                    seek comment on the appropriateness of
                                           the EPA allows the demonstration of                      the PM emission control requirement in                  Additional information about these
                                           compliance through means other than                      40 CFR 61.4216(c) for remote areas of                 statutes and Executive Orders can be
                                           the generation of actual certification                   Alaska.                                               found at http://www2.epa.gov/laws-
                                           data for the not-to-exceed standards in                                                                        regulations/laws-and-executive-orders.
                                           part 1039. The commenter suggested                       IV. Impacts of the Final Action
                                           specific edits to 40 CFR 60.4210(j) to                                                                         A. Executive Order 12866: Regulatory
                                                                                                    A. Economic Impacts                                   Planning and Review, and Executive
                                           help clarify the required demonstration.
                                              Response: The proposed rule was not                     The EPA does not expect any                         Order 13563: Improving Regulation and
                                           intended to require certification test-                  significant economic impacts as a result              Regulatory Review
                                           based data to be submitted to                            of this final rule. A significant economic
                                           demonstrate that the engines will meet                   impact for the amendment allowing the                   This action is not a significant
                                           the Tier 1 emission standards. The final                 temporary override of inducements in                  regulatory action and was therefore not
                                           rule includes language in 40 CFR                         emergency situations is not anticipated               submitted to the Office of Management
                                           60.4210(j) to clarify that certification                 because AECDs are expected to be                      and Budget (OMB) for review.
                                           test-based data are not required for such                activated rarely (if ever), and, thus, the
                                                                                                                                                            3 Estimates are based on Tier 3 and Tier 4
                                           demonstration. The intent of the                         impacts to affected sources and
                                                                                                                                                          emission factors for a 175–300 HP engine provided
                                           provision is that engine manufacturers                   consumers of affected output will be
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                                                                                                                                                          in Table A4 of Exhaust and Crankcase Emission
                                           would demonstrate achievement of the                     minimal.                                              Factors for Nonroad Engine Modeling—
                                           Tier 1 emission standards at the time                      The economic impact from the change                 Compression-Ignition. NR–009d. Assessment and
                                           that the manufacturer applies for                        to the criteria for remote areas of Alaska            Standards Division, Office of Transportation and
                                                                                                                                                          Air Quality. U.S. Environmental Protection Agency.
                                           certification of the engine equipped                     will be a cost savings for owners or                  EPA–420–R–10–018. July 2010. http://
                                           with an AECD. Manufacturers must                         operators of engines that are located in              www.epa.gov/otaq/models/nonrdmdl/
                                           document that the engine complies with                   the additional areas that will now be                 nonrdmdl2010/420r10018.pdf.



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                                           44218               Federal Register / Vol. 81, No. 130 / Thursday, July 7, 2016 / Rules and Regulations

                                           B. Paperwork Reduction Act (PRA)                         regulatory burden for all directly                    H. Executive Order 13211: Actions
                                              The information collection activities                 regulated small entities.                             Concerning Regulations That
                                           in this rule have been submitted for                                                                           Significantly Affect Energy Supply,
                                                                                                    D. Unfunded Mandates Reform Act
                                           approval to the OMB under the PRA.                                                                             Distribution or Use
                                                                                                    (UMRA)
                                           The Information Collection Request
                                                                                                                                                            This action is not subject to Executive
                                           (ICR) document that the EPA prepared                        This action does not contain any
                                                                                                                                                          Order 13211 because it is not a
                                           has been assigned EPA ICR number                         unfunded mandate as described in
                                           2196.05. The only new information                                                                              significant regulatory action under
                                                                                                    UMRA, 2 U.S.C. 1531–1538, and does
                                           collection activity in this rule is the                                                                        Executive Order 12866.
                                                                                                    not significantly or uniquely affect small
                                           reporting by engine owners and                           governments. The action imposes no                    I. National Technology Transfer and
                                           operators and engine manufacturers that                  enforceable duty on any state, local, or              Advancement Act (NTTAA)
                                           would occur if the AECD is activated                     tribal governments or the private sector.
                                           during a qualified emergency situation.                                                                          This rulemaking does not involve
                                           The EPA expects that it is unlikely that                 E. Executive Order 13132: Federalism                  technical standards.
                                           these AECDs will ever need to be
                                           activated. Therefore, the EPA estimates                    This action does not have federalism                J. Executive Order 12898: Federal
                                           that there will be no additional burden                  implications. It will not have substantial            Actions To Address Environmental
                                           from this reporting requirement.                         direct effects on the states, on the                  Justice in Minority Populations and
                                              An agency may not conduct or                          relationship between the national                     Low-Income Populations
                                           sponsor, and a person is not required to                 government and the states, or on the
                                                                                                    distribution of power and                                The EPA believes that this action does
                                           respond to, a collection of information
                                                                                                    responsibilities among the various                    not have disproportionately high and
                                           unless it displays a currently valid OMB
                                                                                                    levels of government.                                 adverse human health or environmental
                                           control number. The OMB control
                                           numbers for the EPA’s regulations in 40                                                                        effects on minority populations, low-
                                                                                                    F. Executive Order 13175: Consultation                income populations and/or indigenous
                                           CFR are listed in 40 CFR part 9. When
                                                                                                    and Coordination With Indian Tribal                   peoples, as specified in Executive Order
                                           OMB approves this ICR, the Agency will
                                                                                                    Governments                                           12898 (59 FR 7629, February 16, 1994).
                                           announce that approval in the Federal
                                           Register and publish a technical                                                                               The provisions being finalized in this
                                                                                                       This action does not have tribal
                                           amendment to 40 CFR part 9 to display                                                                          action are designed to eliminate risks to
                                                                                                    implications as specified in Executive
                                           the OMB control number for the                                                                                 human life and are expected to be used
                                                                                                    Order 13175. It will not have substantial
                                           approved information collection                                                                                rarely, if at all, and will only affect
                                                                                                    direct effects on tribal governments, on
                                           activities contained in this final rule.                                                                       emissions for a very short period. Other
                                                                                                    the relationship between the federal
                                           The OMB has previously approved the                                                                            changes the EPA is finalizing have
                                                                                                    government and Indian tribes, or on the
                                           information collection activities                                                                              minimal effect on emissions.
                                                                                                    distribution of power and
                                           contained in the existing regulations
                                                                                                    responsibilities between the federal                  K. Congressional Review Act (CRA)
                                           and has assigned OMB control number
                                           2060–0590.                                               government and Indian tribes, as
                                                                                                    specified in Executive Order 13175.                     This action is subject to the CRA, and
                                           C. Regulatory Flexibility Act (RFA)                      This final rule would impose                          the EPA will submit a rule report to
                                                                                                    compliance costs primarily on engine                  each House of the Congress and to the
                                              I certify that this action will not have
                                                                                                    manufacturers, depending on the extent                Comptroller General of the United
                                           a significant economic impact on a
                                           substantial number of small entities                     to which they take advantage of the                   States. This action is not a ‘‘major rule’’
                                           under the RFA. In making this                            flexibilities offered. The final                      as defined by 5 U.S.C. 804(2).
                                           determination, the impact of concern is                  amendments to expand the areas that                   List of Subjects in 40 CFR Part 60
                                           any significant adverse economic                         are considered remote areas of Alaska
                                           impact on small entities. An agency may                  would reduce the compliance costs for                   Environmental protection,
                                           certify that a rule will not have a                      owners and operators of stationary                    Administrative practice and procedure,
                                           significant economic impact on a                         engines in those areas. Thus, Executive               Air pollution control, Intergovernmental
                                           substantial number of small entities if                  Order 13175 does not apply to this                    relations, Reporting and recordkeeping
                                           the rule relieves regulatory burden, has                 action.                                               requirements.
                                           no net burden or otherwise has a                                                                                 Dated: June 28, 2016.
                                           positive economic effect on the small                    G. Executive Order 13045: Protection of
                                           entities subject to the rule. As                         Children From Environmental Health                    Gina McCarthy,
                                           mentioned earlier in this preamble, the                  Risks and Safety Risks                                Administrator.
                                           EPA is harmonizing the NSPS for                                                                                  For the reasons stated in the
                                           stationary CI engines in this action with                  The EPA interprets Executive Order
                                                                                                    13045 as applying to those regulatory                 preamble, title 40, chapter I, part 60 of
                                           an existing rule issued by the EPA for                                                                         the Code of the Federal Regulations is
                                           nonroad CI engines. Thus, this action is                 actions that concern environmental
                                                                                                    health or safety risks that the EPA has               amended as follows:
                                           reducing regulatory impacts to small
                                           entities as well as other affected entities.             reason to believe may                                 PART 60—STANDARDS OF
                                           The EPA is also including additional                     disproportionately affect children, per               PERFORMANCE FOR NEW
                                           remote areas of Alaska in the regulatory                 the definition of ‘‘covered regulatory                STATIONARY SOURCES
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                                           flexibility provisions already in the rule               action’’ in section 2–202 of the
                                           for remote areas of Alaska, which                        Executive Order. This action is not
                                                                                                                                                          ■ 1. The authority citation for part 60
                                           further reduces the burden of the                        subject to Executive Order 13045
                                                                                                                                                          continues to read as follows:
                                           existing rule on small entities and other                because it does not concern an
                                           affected entities. We have, therefore,                   environmental health risk or safety risk.                 Authority: 42 U.S.C. 7401 et seq.
                                           concluded that this action will relieve


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                                                               Federal Register / Vol. 81, No. 130 / Thursday, July 7, 2016 / Rules and Regulations                                             44219

                                           Subpart IIII—Standards of Performance                    § 60.4210 What are my compliance                      manufacturing and installing engines
                                           for Stationary Compression Ignition                      requirements if I am a stationary CI internal         meeting the requirements of 40 CFR
                                           Internal Combustion Engines                              combustion engine manufacturer?                       parts 94 or 1042, as appropriate, rather
                                                                                                    *       *    *     *     *                            than the otherwise applicable
                                           ■ 2. Amend § 60.4201 by revising                            (j) Stationary CI ICE manufacturers                requirements of 40 CFR parts 89 and
                                           paragraph (f)(1) and adding paragraph                    may equip their stationary CI internal                1039, as indicated in §§ 60.4201(f) and
                                           (h) to read as follows:                                  combustion engines certified to the                   60.4202(g).
                                                                                                    emission standards in 40 CFR part 1039                   (c) Manufacturers, owners and
                                           § 60.4201 What emission standards must I
                                                                                                    with AECDs for qualified emergency                    operators of stationary CI ICE that are
                                           meet for non-emergency engines if I am a
                                           stationary CI internal combustion engine                 situations according to the requirements              located in remote areas of Alaska may
                                           manufacturer?                                            of 40 CFR 1039.665. Manufacturers of                  choose to meet the applicable emission
                                                                                                    stationary CI ICE equipped with AECDs                 standards for emergency engines in
                                           *     *     *    *     *
                                                                                                    as allowed by 40 CFR 1039.665 must                    §§ 60.4202 and 60.4205, and not those
                                             (f) * * *
                                             (1) Remote areas of Alaska; and                        meet all of the requirements in 40 CFR                for non-emergency engines in
                                                                                                    1039.665 that apply to manufacturers.                 §§ 60.4201 and § 60.4204, except that for
                                           *     *     *    *     *                                 Manufacturers must document that the                  2014 model year and later non-
                                             (h) Stationary CI ICE certified to the                 engine complies with the Tier 1                       emergency CI ICE, the owner or operator
                                           standards in 40 CFR part 1039 and                        standard in 40 CFR 89.112 when the                    of any such engine that was not certified
                                           equipped with auxiliary emission                         AECD is activated. Manufacturers must                 as meeting Tier 4 PM standards, must
                                           control devices (AECDs) as specified in                  provide any relevant testing,                         meet the applicable requirements for
                                           40 CFR 1039.665 must meet the Tier 1                     engineering analysis, or other                        PM in §§ 60.4201 and 60.4204 or install
                                           certification emission standards for new                 information in sufficient detail to                   a PM emission control device that
                                           nonroad CI engines in 40 CFR 89.112                      support such statement when applying                  achieves PM emission reductions of 85
                                           while the AECD is activated during a                     for certification (including amending an              percent, or 60 percent for engines with
                                           qualified emergency situation. A                         existing certificate) of an engine                    a displacement of greater than or equal
                                           qualified emergency situation is defined                 equipped with an AECD as allowed by                   to 30 liters per cylinder, compared to
                                           in 40 CFR 1039.665. When the qualified                   40 CFR 1039.665.                                      engine-out emissions.
                                           emergency situation has ended and the                                                                             (d) The provisions of § 60.4207 do not
                                                                                                    ■ 6. Amend § 60.4211 by adding
                                           AECD is deactivated, the engine must                                                                           apply to owners and operators of pre-
                                           resume meeting the otherwise                             paragraph (h) to read as follows:
                                                                                                                                                          2014 model year stationary CI ICE
                                           applicable emission standard specified                   § 60.4211 What are my compliance                      subject to this subpart that are located
                                           in this section.                                         requirements if I am an owner or operator             in remote areas of Alaska.
                                           ■ 3. Amend § 60.4202 by revising                         of a stationary CI internal combustion
                                                                                                    engine?                                               *      *     *    *     *
                                           paragraph (g)(1) to read as follows:                                                                              (f) The provisions of this section and
                                                                                                    *      *    *     *    *
                                           § 60.4202 What emission standards must I                                                                       § 60.4207 do not prevent owners and
                                                                                                       (h) The requirements for operators
                                           meet for emergency engines if I am a                                                                           operators of stationary CI ICE subject to
                                                                                                    and prohibited acts specified in 40 CFR
                                           stationary CI internal combustion engine                                                                       this subpart that are located in remote
                                           manufacturer?
                                                                                                    1039.665 apply to owners or operators
                                                                                                                                                          areas of Alaska from using fuels mixed
                                                                                                    of stationary CI ICE equipped with
                                           *     *     *     *    *                                                                                       with used lubricating oil, in volumes of
                                                                                                    AECDs for qualified emergency
                                             (g) * * *                                                                                                    up to 1.75 percent of the total fuel. The
                                                                                                    situations as allowed by 40 CFR
                                             (1) Remote areas of Alaska; and                                                                              sulfur content of the used lubricating oil
                                                                                                    1039.665.
                                           *     *     *     *    *                                                                                       must be less than 200 parts per million.
                                                                                                    ■ 7. Amend § 60.4214 by adding                        The used lubricating oil must meet the
                                           ■ 4. Amend § 60.4204 by adding                           paragraph (e) to read as follows:
                                           paragraph (f) to read as follows:                                                                              on-specification levels and properties
                                                                                                    § 60.4214 What are my notification,                   for used oil in 40 CFR 279.11.
                                           § 60.4204 What emission standards must I                 reporting, and recordkeeping requirements             ■ 9. Amend § 60.4219 by adding in
                                           meet for non-emergency engines if I am an                if I am an owner or operator of a stationary          alphabetical order the definitions for
                                           owner or operator of a stationary CI internal            CI internal combustion engine?                        ‘‘Alaska Railbelt Grid’’ and ‘‘Remote
                                           combustion engine?
                                                                                                    *     *     *    *    *                               areas of Alaska’’ to read as follows:
                                           *     *     *     *     *                                  (e) Owners or operators of stationary
                                             (f) Owners and operators of stationary                 CI ICE equipped with AECDs pursuant                   § 60.4219    What definitions apply to this
                                           CI ICE certified to the standards in 40                                                                        subpart?
                                                                                                    to the requirements of 40 CFR 1039.665
                                           CFR part 1039 and equipped with                          must report the use of AECDs as                       *      *     *     *     *
                                           AECDs as specified in 40 CFR 1039.665                    required by 40 CFR 1039.665(e).                         Alaska Railbelt Grid means the
                                           must meet the Tier 1 certification                                                                             service areas of the six regulated public
                                                                                                    ■ 8. Amend § 60.4216 by revising
                                           emission standards for new nonroad CI                                                                          utilities that extend from Fairbanks to
                                                                                                    paragraphs (b) through (d) and (f) to
                                           engines in 40 CFR 89.112 while the                                                                             Anchorage and the Kenai Peninsula.
                                                                                                    read as follows:
                                           AECD is activated during a qualified                                                                           These utilities are Golden Valley
                                           emergency situation. A qualified                         § 60.4216 What requirements must I meet               Electric Association; Chugach Electric
                                           emergency situation is defined in 40                     for engines used in Alaska?                           Association; Matanuska Electric
                                           CFR 1039.665. When the qualified                         *      *     *     *    *                             Association; Homer Electric
                                           emergency situation has ended and the                       (b) Except as indicated in paragraph               Association; Anchorage Municipal Light
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                                           AECD is deactivated, the engine must                     (c) of this section, manufacturers,                   & Power; and the City of Seward Electric
                                           resume meeting the otherwise                             owners and operators of stationary CI                 System.
                                           applicable emission standard specified                   ICE with a displacement of less than 10               *      *     *     *     *
                                           in this section.                                         liters per cylinder located in remote                   Remote areas of Alaska means areas
                                           ■ 5. Amend § 60.4210 by adding                           areas of Alaska may meet the                          of Alaska that meet either paragraph (1)
                                           paragraph (j) to read as follows:                        requirements of this subpart by                       or (2) of this definition.


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                                           44220               Federal Register / Vol. 81, No. 130 / Thursday, July 7, 2016 / Rules and Regulations

                                              (1) Areas of Alaska that are not                      ADDRESSES:   EPA has established a                    conditions that specified that use of the
                                           accessible by the Federal Aid Highway                    docket for this action under Docket                   sites would be suspended if, within 120
                                           System (FAHS).                                           Identification No. EPA–R01–OW–2016–                   days of completion of the DMMP, and
                                              (2) Areas of Alaska that meet all of the              0068. All documents in the docket are                 subject to EPA’s consideration of public
                                           following criteria:                                      listed on the http://www.regulations.gov              comments, EPA does not issue legally
                                              (i) The only connection to the FAHS                   Web site. Publically available docket                 binding final amendments adopting
                                           is through the Alaska Marine Highway                     materials are also available from EPA’s               such procedures and standards. Any
                                           System, or the stationary CI ICE                         Web site https://www.epa.gov/ocean-                   such suspension in the use of the sites
                                           operation is within an isolated grid in                  dumping/dredged-material-                             would be lifted if and when EPA issues
                                           Alaska that is not connected to the                      management-long-island-sound.                         the required final rule.
                                           statewide electrical grid referred to as                 FOR FURTHER INFORMATION CONTACT:                      II. Response to Comments
                                           the Alaska Railbelt Grid.                                Stephen Perkins, U.S. Environmental
                                              (ii) At least 10 percent of the power                                                                          EPA received comments on the
                                                                                                    Protection Agency, New England
                                           generated by the stationary CI ICE on an                                                                       Proposed Rule from 119 individuals,
                                                                                                    Regional Office, 5 Post Office Square,
                                           annual basis is used for residential                                                                           groups or entities. Comments were
                                                                                                    Suite 100, Mail Code: OEP06–3, Boston,
                                           purposes.                                                                                                      received from the Connecticut
                                                                                                    MA 02109–3912, telephone (617) 918–
                                              (iii) The generating capacity of the                                                                        Congressional Delegation, USACE, the
                                                                                                    1501, electronic mail: perkins.stephen@
                                           source is less than 12 megawatts, or the                                                                       states of Connecticut and New York, a
                                                                                                    epa.gov.
                                           stationary CI ICE is used exclusively for                                                                      number of municipalities,
                                                                                                    SUPPLEMENTARY INFORMATION:                            environmental groups, harbor and
                                           backup power for renewable energy.                       Organization of this document. The                    marine trade groups, and many private
                                           *       *    *     *     *                               following outline is provided to aid in               citizens. Approximately eighty percent
                                           [FR Doc. 2016–16045 Filed 7–6–16; 8:45 am]               locating information in this preamble.                of the commenters supported the
                                           BILLING CODE 6560–50–P
                                                                                                    I. Background                                         Proposed Rule, with some offering
                                                                                                    II. Response to Comments                              suggested improvements. The remainder
                                                                                                    III. Changes From the Proposed Rule                   expressed opposition in part or in whole
                                           ENVIRONMENTAL PROTECTION                                 IV. Compliance With Statutory and                     to the Proposed Rule. A document
                                           AGENCY                                                         Regulatory Requirements                         containing copies of all of the public
                                                                                                    V. Final Action
                                           40 CFR Part 228                                                                                                comments received by EPA and a
                                                                                                    VI. Statutory and Executive Order Reviews
                                                                                                                                                          document containing EPA’s response to
                                           [EPA–R01–OW–2016–0068; FRL–9948–61–                      I. Background                                         each of the comments have been placed
                                           Region 1]                                                                                                      in the public docket and on the Web site
                                                                                                       On February 10, 2016, EPA published                identified in the ADDRESSES section of
                                           Ocean Disposal; Amendments to                            in the Federal Register (81 FR 7055) a                this document. There was significant
                                           Restrictions on Use of Dredged                           proposed rule (the Proposed Rule)                     overlap among the comments received.
                                           Material Disposal Sites in the Central                   amending federal regulations that                     Below, EPA summarizes the main
                                           and Western Regions of Long Island                       designated, and placed restrictions on                points of the commenters and provides
                                           Sound; Connecticut                                       the use of, the Central Long Island                   responses.
                                                                                                    Sound (CLDS) and Western Long Island                     Comment #1. A number of
                                           AGENCY:  Environmental Protection                        Sound (WLDS) dredged material                         commenters, including the states of
                                           Agency (EPA).                                            disposal sites, located offshore from                 Connecticut and New York, asked that
                                           ACTION: Final rule.                                      New Haven and Stamford, Connecticut,                  EPA be explicit in retaining the
                                                                                                    respectively. The existing restrictions on            common goal of the 2005 Rule—to
                                           SUMMARY:    The Environmental Protection                 the sites were imposed when EPA                       reduce or eliminate open-water disposal
                                           Agency (EPA) today is amending federal                   designated CLDS and WLDS (70 FR                       of dredged material in Long Island
                                           regulations that designated, and placed                  32498) (the 2005 Rule), to ensure                     Sound.
                                           restrictions on the use of, the Central                  appropriate use and management of the                    Response #1. EPA did not intend to
                                           Long Island Sound and Western Long                       designated disposal sites and to support              signal any change to the goal of the 2005
                                           Island Sound dredged material disposal                   the common goal of New York and                       Rule. In fact, the goal was so stated in
                                           sites, located offshore from New Haven                   Connecticut to reduce or eliminate the                the first paragraph of the Background
                                           and Stamford, Connecticut,                               disposal of dredged material in Long                  section of the Proposed Rule. EPA did
                                           respectively. The amended regulations                    Island Sound.                                         not include the goal statement in the
                                           incorporate standards and procedures                        To support this goal, the restrictions             proposed regulations because it was
                                           for the use of those sites consistent with               in the 2005 Rule contemplated that                    previously included in a provision
                                           those recommended in the Long Island                     there would be a regional dredged                     addressing development of the DMMP
                                           Sound Dredged Material Management                        material management plan (DMMP) for                   and EPA deleted that provision because
                                           Plan, which was completed by the U.S.                    Long Island Sound that would help to                  the DMMP had been completed. Again,
                                           Army Corps of Engineers on January 11,                   guide the management of dredged                       EPA did not by this deletion intend to
                                           2016. The Dredged Material                               material from projects which occur after              signal a change in the goal. Therefore,
                                           Management Plan identifies a wide                        completion of the DMMP. The amended                   to address this comment, EPA has
                                           range of alternatives to open-water                      restrictions in this Final Rule                       added a sentence, restating the common
                                           disposal and recommends standards                        incorporate standards and procedures                  goal, in the introductory paragraph
                                           and procedures for determining which                     for the use of those sites consistent with            (b)(4)(vi) in the Final Rule.
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                                           alternatives to pursue for different                     those recommended in the Long Island                     Comment #2. The states of
                                           dredging projects, so as to reduce or                    Sound DMMP, which was completed by                    Connecticut and New York proposed
                                           eliminate the open-water disposal of                     the U.S. Army Corps of Engineers                      similar ideas for revisions to the
                                           dredged material.                                        (USACE) on January 11, 2016.                          Proposed Rule intended to spur
                                           DATES: This final regulation is effective                   The restrictions imposed on the sites              increased beneficial use and result in
                                           on August 8, 2016.                                       in the 2005 Rule also included                        staged reductions in open water


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Document Created: 2018-02-08 07:54:25
Document Modified: 2018-02-08 07:54:25
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesThis final rule is effective on September 6, 2016.
ContactMs. Melanie King, Energy Strategies Group, Sector Policies and Programs Division (D243-01), Environmental Protection Agency, Research Triangle Park, North Carolina 27711; telephone number: (919) 541-2469; facsimile number: (919) 541-5450;
FR Citation81 FR 44212 
RIN Number2060-AS43
CFR AssociatedEnvironmental Protection; Administrative Practice and Procedure; Air Pollution Control; Intergovernmental Relations and Reporting and Recordkeeping Requirements

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