81_FR_45008 81 FR 44876 - Agency Information Collection Activities; Submission for Office of Management and Budget Review; Comment Request; Current Good Manufacturing Practice for Positron Emission Tomography Drugs

81 FR 44876 - Agency Information Collection Activities; Submission for Office of Management and Budget Review; Comment Request; Current Good Manufacturing Practice for Positron Emission Tomography Drugs

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration

Federal Register Volume 81, Issue 132 (July 11, 2016)

Page Range44876-44878
FR Document2016-16360

The Food and Drug Administration (FDA) is announcing that a proposed collection of information has been submitted to the Office of Management and Budget (OMB) for review and clearance under the Paperwork Reduction Act of 1995.

Federal Register, Volume 81 Issue 132 (Monday, July 11, 2016)
[Federal Register Volume 81, Number 132 (Monday, July 11, 2016)]
[Notices]
[Pages 44876-44878]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-16360]



[[Page 44876]]

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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

[Docket No. FDA-2013-N-0242]


Agency Information Collection Activities; Submission for Office 
of Management and Budget Review; Comment Request; Current Good 
Manufacturing Practice for Positron Emission Tomography Drugs

AGENCY: Food and Drug Administration, HHS.

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: The Food and Drug Administration (FDA) is announcing that a 
proposed collection of information has been submitted to the Office of 
Management and Budget (OMB) for review and clearance under the 
Paperwork Reduction Act of 1995.

DATES: Fax written comments on the collection of information by August 
10, 2016.

ADDRESSES: To ensure that comments on the information collection are 
received, OMB recommends that written comments be faxed to the Office 
of Information and Regulatory Affairs, OMB, Attn: FDA Desk Officer, 
FAX: 202-395-7285, or emailed to [email protected]. All 
comments should be identified with the OMB control number 0910-0667 and 
title ``Current Good Manufacturing Practice for Positron Emission 
Tomography Drugs.'' Also include the FDA docket number found in 
brackets in the heading of this document.

FOR FURTHER INFORMATION CONTACT: FDA PRA Staff, Office of Operations, 
Food and Drug Administration, Three White Flint North 10A63, 11601 
Landsdown St., North Bethesda, MD 20852, [email protected].

SUPPLEMENTARY INFORMATION: In compliance with 44 U.S.C. 3507, FDA has 
submitted the following proposed collection of information to OMB for 
review and clearance.

Current Good Manufacturing Practice for Positron Emission Tomography 
Drugs OMB Control Number 0910-0667--Extension

    Positron emission tomography is a medical imaging modality 
involving the use of a unique type of radiopharmaceutical drug product. 
FDA's Current Good Manufacturing Practice (CGMP) regulations at 21 CFR 
part 212 are intended to ensure that positron emission tomography (PET) 
drug products meet the requirements of the Federal Food, Drug, and 
Cosmetic Act (the FD&C Act) regarding safety, identity, strength, 
quality, and purity. The CGMP requirements for PET drugs are issued 
under the provisions of the Food and Drug Administration Modernization 
Act of 1997 (the Modernization Act). These CGMP requirements are 
designed to take into account the unique characteristics of PET drugs, 
including their short half-lives, and the fact that most PET drugs are 
produced at locations that are very close to the patients to whom the 
drugs are administered.
    The CGMP regulations are intended to ensure that approved PET drugs 
meet the requirements of the FD&C Act as to safety, identity, strength, 
quality, and purity. The regulations address the following matters: 
Personnel and resources; quality assurance; facilities and equipment; 
control of components, in-process materials, and finished products; 
production and process controls; laboratory controls; acceptance 
criteria; labeling and packaging controls; distribution controls; 
complaint handling; and recordkeeping.
    The CGMP regulations establish several recordkeeping requirements 
and a third-party disclosure requirement for the production of PET 
drugs. In making our estimates of the time spent in complying with 
these information collection requirements, we relied on informal 
communications we have had with PET producers, visits by our staff to 
PET facilities, and our familiarity with both PET and general 
pharmaceutical manufacturing practices.
    In the Federal Register of December 29, 2015 (80 FR 81332), FDA 
published a 60-day notice requesting public comment on the proposed 
collection of information and the estimated annual burden for 
recordkeeping and third party disclosure. In response to the notice, 
FDA received several comments. The comments raised a number of issues 
that are discussed as follows.
    (Comment 1) The comment disagreed with FDA's estimate that 129 PET 
drug production facilities are required to comply with part 212. Based 
on its records, the comment said that approximately 150 facilities are 
subject to the PET CGMP requirements.
    (Response) We have revised the burden estimates to account for 150 
PET drug production facilities.
    (Comment 2) The comment disagreed with FDA's statement in section I 
of the December 29, 2015, Federal Register notice, ``Investigational 
and Research PET Drugs.'' The comment said that PET facilities devote 
resources to comply with USP 32 Chapter 823, and that FDA should 
estimate the recordkeeping burden under USP 32 Chapter 823.
    (Response) FDA agrees with the comment that facilities incur a 
burden to comply with USP 32 Chapter 823. However, compliance with USP 
provisions is beyond the scope of this information collection, which 
only pertains to the requirements under part 212.
    (Comment 3) The comment said FDA ``averages'' the burden across 
different categories of respondents and responses, and that this 
approach results in lower burden estimates. For example, the comment 
said that most recordkeeping will continue to be with a paper-based 
system and not an electronic system, and that the costs are different 
for each system. In addition, there are differences between the costs 
incurred by commercial and academic facilities.
    (Response) All commercial PET drug facilities are currently 
utilizing electronic records for recordkeeping as well as paper-based 
records. Commercial PET drug manufacturers comprise approximately 90 
percent of the manufacturing sites. Many academic PET facilities still 
use paper-based records. However, academic PET sites produce fewer 
batches for clinical use compared to commercial sites, and have fewer 
records. Sufficient resources and personnel are needed to perform the 
PET drug production activities, and academic PET drug sites limited in 
personnel and resources do bear more of the regulatory burden. After a 
firm's recordkeeping process is established, the burdens are generally 
the same for entering records into an electronic system or a paper-
based system. We question whether it is worthwhile to prepare separate 
estimates for commercial versus academic sites because academic sites 
are a small percentage of the total. Also, providing an average 
estimate is consistent with PRA requirements and, based on our 
calculations, the number of academic sites that apply for drug 
applications represents a small percentage.
    (Comment 4) The comment questioned FDA's methodology for 
determining the burden estimates, especially in table 2 where the 
actual burden may be underestimated ``by a factor of 10 to 100.''
    (Response) In estimating the time to comply with these information 
collection requirements, we relied on

[[Page 44877]]

informal communications we have had with PET producers, visits by our 
staff to PET facilities, our familiarity with both PET and general 
pharmaceutical manufacturing practices, and the different facilities 
listed in new drug applications (NDAs) and abbreviated new drug 
applications (ANDAs) submitted to FDA for PET drugs. FDA is willing to 
consider any specific estimates to replace the data we used in the 
tables, just as we did for the 150 facilities submitted by the comment. 
However, other than the 150 facilities, the comment has submitted no 
other specific estimates upon which we could base alternative 
estimates.
    (Comment 5) The comment said more time is needed to prepare its 
analysis of FDA's information collection burden for part 212. The 
comment also offered to work with FDA in the future to develop 
estimates that more fairly reflect the burden to comply with these 
regulations.
    (Response) As required under the Paperwork Reduction Act (PRA), FDA 
provided 60 days for respondents to submit comment in response to the 
December 29, 2015, notice. Upon submission to OMB, respondents are 
afforded 30 additional days to submit comments. Finally, because FDA 
must seek OMB approval for any information collection at least every 
three years, respondents are invited to submit comments accordingly. 
FDA considers all comments it receives and continually seeks ways to 
improve its burden estimates as well as the efficiency of its 
information collection activities, including suggestions from PET drug 
producers and facilities in estimating the burden of the information 
collection in part 212. Any specific estimates submitted by PET drug 
producers and facilities subsequent to the comment period provided for 
under the PRA will be reviewed and considered by FDA for future 
renewals of this information collection.
    We estimate the burden of this collection of information as 
follows:

                                                   Table 1--Estimated Annual Recordkeeping Burden \1\
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                    Number of
            Activity; 21 CFR section                Number of      records per    Total annual       Average burden per recordkeeper        Total hours
                                                  recordkeepers   recordkeeper       records                                                    \2\
--------------------------------------------------------------------------------------------------------------------------------------------------------
Batch Production and Control Records--                      150            1.71           256.5  20.....................................           5,130
 212.20(c); 212.20(e); 212.50(a); 212.50(b).
Batch Production and Control Records--212.20(d)             150             501          75,150  0.50 (30 mins.)........................          37,575
 and (e); 212.50(c); 212.80(c).
Equipment and Facilities Records--212.20(c);                150              15           2,250  1......................................           2,250
 212.30(b); 212.50(d); 212.60(f).
Equipment and Facilities Records--212.30(b);                150           3,758         563,700  0.08 (5 mins.).........................          45,096
 212.50(d); 212.60(f).
Records of Components, Containers, and                      150               2             300  1......................................             300
 Closures--212.20(c); 212.40(a); 212.40(b).
Records of Components, Containers, and                      150              36           5,400  0.17 (10 mins.)........................             918
 Closures--212.40(e).
Laboratory Testing Records--212.20(c);                      150              25           3,750  1......................................           3,750
 212.60(a); 212.60(b); 212.61(a); 212.70(a);
 212.70(b); 212.70(d).
Laboratory Testing Records--212.60(g);                      150             501          75,150  0.17 (10 mins.)........................          12,776
 212.61(b); 212.70(d)(2); 212.70(d)(3).
Conditional Final Releases--212.70(f)..........             150               1             150  1......................................             150
Out-of-Specification Investigations--212.20(c);             150              36           5,400  1......................................           5,400
 212.71(a); 212.71(b).
Reprocessing Procedures--212.20(c); 212.71(d)..             150               1             150  1......................................             150
Distribution Records--212.20(c); 212.90(a);                 150             501          75,150  0.25 (15 mins.)........................          18,788
 212.90(b).
Complaints--212.20(c); 212.100(a)..............             150               1             150  1......................................             150
Complaints--212.100(b); 212.100(c).............             150               1             150  0.50 (30 mins.)........................              75
                                                --------------------------------------------------------------------------------------------------------
    Total......................................  ..............  ..............  ..............  .......................................         132,508
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ There are no capital costs or operating and maintenance costs associated with this collection of information.
\2\ Number rounded to the nearest whole number.


                                               Table 2--Estimated Annual Third-Party Disclosure Burden \1\
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                         Number of
                           21 CFR section                               Number of     disclosures per    Total annual    Average burden  Total hours \2\
                                                                       respondents       respondent      disclosures     per disclosure
--------------------------------------------------------------------------------------------------------------------------------------------------------
Sterility Test Failure Notices--212.70(e)..........................             150              .25             37.5                1               38
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ There are no capital costs or operating and maintenance costs associated with this information collection.
\2\ Number rounded to the nearest whole number.

I. Investigational and Research PET Drugs

    Section 212.5(b)(2) provides that for investigational PET drugs 
produced under an investigational new drug (IND) and research PET drugs 
produced with approval of a Radioactive Drug Research Committee (RDRC), 
the requirement under the FD&C Act to follow current good manufacturing 
practice is met by complying with the regulations in part 212 or with 
USP 32 Chapter 823. We believe that PET production facilities producing 
drugs under INDs and RDRCs are currently substantially complying with 
the recordkeeping requirements of USP 32 Chapter 823 (see section 
121(b) of the Modernization Act), and accordingly, we do not estimate 
any recordkeeping burden for this provision.

[[Page 44878]]

II. Batch Production and Control Records

    Sections 212.20(c) through (e), 212.50(a) through (c), and 
212.80(c) set forth requirements for batch and production records as 
well as written control records. We estimate that it would take 
approximately 20 hours annually for each PET production facility to 
prepare and maintain written production and control procedures and to 
create and maintain master batch records for each PET drug produced. We 
also estimate that there will be a total of approximately 256.5 PET 
drugs produced, with a total recordkeeping burden of approximately 
5,130 hours. We estimate that it would take a PET production facility 
an average of 30 minutes to complete a batch record for each of 
approximately 501 batches. Our estimated burden for completing batch 
records is approximately 37,575 hours.

III. Equipment and Facilities Records

    Sections 212.20(c), 212.30(b), 212.50(d), and 212.60(f) contain 
requirements for records dealing with equipment and physical 
facilities. We estimate that it would take approximately 1 hour to 
establish and maintain these records for each piece of equipment in 
each PET production facility. We estimate that the total burden for 
establishing procedures for these records would be approximately 2,250 
hours. We estimate that recording maintenance and cleaning information 
would take approximately 5 minutes a day for each piece of equipment, 
for a total recordkeeping burden of approximately 45,096 hours.

IV. Records of Components, Containers, and Closures

    Sections 212.20(c) and 212.40(a), (b), and (e) contain requirements 
on records regarding receiving and testing of components, containers, 
and closures. We estimate that the annual burden for establishing these 
records would be approximately 300 hours. We estimate that each 
facility would receive approximately 36 shipments annually and would 
spend approximately 10 minutes per shipment entering records. The 
annual burden for maintaining these records would be approximately 918 
hours.

V. Process Verification

    Section 212.50(f)(2) requires that any process verification 
activities and results be recorded. Because process verification is 
only required when results of the production of an entire batch are not 
fully verified through finished-product testing, we believe that 
process verification will be a very rare occurrence, and we do not 
estimate any recordkeeping burden for documenting process verification.

VI. Laboratory Testing Records

    Sections 212.20(c), 212.60(a), (b), and (g), 212.61(a) and (b), and 
212.70(a), (b), and (d) set out requirements for documenting laboratory 
testing and specifications referred to in laboratory testing, including 
final release testing and stability testing. Each PET drug production 
facility will need to establish procedures and create forms for the 
different tests for each product they produce. We estimate that it will 
take each facility an average of 1 hour to establish procedures and 
create forms for one test. The estimated annual burden for establishing 
procedures and creating forms for these records is approximately 3,750 
hours, and the associated annual burden for recording laboratory test 
results is approximately 12,776 hours.

VII. Sterility Test Failure Notices

    Section 212.70(e) requires PET drug producers to notify all 
receiving facilities if a batch fails sterility tests. We believe that 
sterility test failures might occur in only 0.05 percent of the batches 
of PET drugs produced each year. Therefore, we have estimated in table 
2 that each PET drug producer will need to provide approximately 0.25 
sterility test failure notices per year to receiving facilities. The 
notice would be provided using email or fax transmission and should 
take no more than 1 hour.

VIII. Conditional Final Releases

    Section 212.70(f) requires PET drug producers to document any 
conditional final releases of a product. We believe that conditional 
final releases will be fairly uncommon, but for purposes of the PRA, we 
estimated that each PET production facility would have one conditional 
final release a year and would spend approximately 1 hour documenting 
the release and notifying receiving facilities. The estimate of one 
conditional final release per year per facility is an appropriate 
average number because many facilities may have no conditional final 
releases while others might have only a few.

IX. Out-of-Specification Investigations

    Sections 212.20(c) and 212.71(a) and (b) require PET drug producers 
to establish procedures for investigating products that do not conform 
to specifications and conduct these investigations as needed. We 
estimate that it will take approximately 1 hour annually to record and 
update these procedures for each PET production facility. We also 
estimate, for purposes of the PRA, that 36 out-of-specification 
investigations would be conducted at each facility each year and that 
it would take approximately 1 hour to document the investigation, which 
results in an annual burden of 5,400 hours.

X. Reprocessing Procedures

    Sections 212.20(c) and 212.71(d) require PET drug producers to 
establish and document procedures for reprocessing PET drugs. We 
estimate that it will take approximately 1 hour a year to document 
these procedures for each PET production facility. We do not estimate a 
separate burden for recording the actual reprocessing, both because we 
believe it would be an uncommon event and because the recordkeeping 
burden has been included in our estimate for batch production and 
control records.

XI. Distribution Records

    Sections 212.20(c) and 212.90(a) require that written procedures 
regarding distribution of PET drug products be established and 
maintained. We estimate that it will take approximately 1 hour annually 
to establish and maintain records of these procedures for each PET 
production facility. Section 212.90(b) requires that distribution 
records be maintained. We estimate that it will take approximately 15 
minutes to create an actual distribution record for each batch of PET 
drug products, with a total burden of approximately hours for all PET 
producers.

XII. Complaints

    Sections 212.20(c) and 212.100 require that PET drug producers 
establish written procedures for dealing with complaints, as well as 
document how each complaint is handled. We estimate that establishing 
and maintaining written procedures for complaints will take 
approximately 1 hour annually for each PET production facility and that 
each facility will receive approximately one complaint a year and will 
spend approximately 30 minutes recording how the complaint was 
addressed.

    Dated: July 5, 2016.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2016-16360 Filed 7-8-16; 8:45 am]
 BILLING CODE 4164-01-P



                                                44876                           Federal Register / Vol. 81, No. 132 / Monday, July 11, 2016 / Notices

                                                DEPARTMENT OF HEALTH AND                                 the Federal Food, Drug, and Cosmetic                  with USP 32 Chapter 823, and that FDA
                                                HUMAN SERVICES                                           Act (the FD&C Act) regarding safety,                  should estimate the recordkeeping
                                                                                                         identity, strength, quality, and purity.              burden under USP 32 Chapter 823.
                                                Food and Drug Administration                             The CGMP requirements for PET drugs
                                                                                                                                                                 (Response) FDA agrees with the
                                                                                                         are issued under the provisions of the
                                                [Docket No. FDA–2013–N–0242]                                                                                   comment that facilities incur a burden
                                                                                                         Food and Drug Administration
                                                                                                         Modernization Act of 1997 (the                        to comply with USP 32 Chapter 823.
                                                Agency Information Collection                                                                                  However, compliance with USP
                                                Activities; Submission for Office of                     Modernization Act). These CGMP
                                                                                                         requirements are designed to take into                provisions is beyond the scope of this
                                                Management and Budget Review;                                                                                  information collection, which only
                                                Comment Request; Current Good                            account the unique characteristics of
                                                                                                         PET drugs, including their short half-                pertains to the requirements under part
                                                Manufacturing Practice for Positron
                                                                                                         lives, and the fact that most PET drugs               212.
                                                Emission Tomography Drugs
                                                                                                         are produced at locations that are very                  (Comment 3) The comment said FDA
                                                AGENCY:    Food and Drug Administration,                 close to the patients to whom the drugs               ‘‘averages’’ the burden across different
                                                HHS.                                                     are administered.                                     categories of respondents and responses,
                                                ACTION:   Notice.                                           The CGMP regulations are intended to               and that this approach results in lower
                                                                                                         ensure that approved PET drugs meet                   burden estimates. For example, the
                                                SUMMARY:    The Food and Drug                            the requirements of the FD&C Act as to
                                                                                                                                                               comment said that most recordkeeping
                                                Administration (FDA) is announcing                       safety, identity, strength, quality, and
                                                                                                                                                               will continue to be with a paper-based
                                                that a proposed collection of                            purity. The regulations address the
                                                information has been submitted to the                    following matters: Personnel and                      system and not an electronic system,
                                                Office of Management and Budget                          resources; quality assurance; facilities              and that the costs are different for each
                                                (OMB) for review and clearance under                     and equipment; control of components,                 system. In addition, there are
                                                the Paperwork Reduction Act of 1995.                     in-process materials, and finished                    differences between the costs incurred
                                                                                                         products; production and process                      by commercial and academic facilities.
                                                DATES: Fax written comments on the
                                                collection of information by August 10,                  controls; laboratory controls; acceptance                (Response) All commercial PET drug
                                                2016.                                                    criteria; labeling and packaging controls;            facilities are currently utilizing
                                                                                                         distribution controls; complaint                      electronic records for recordkeeping as
                                                ADDRESSES: To ensure that comments on
                                                                                                         handling; and recordkeeping.                          well as paper-based records.
                                                the information collection are received,
                                                                                                            The CGMP regulations establish                     Commercial PET drug manufacturers
                                                OMB recommends that written
                                                                                                         several recordkeeping requirements and
                                                comments be faxed to the Office of                                                                             comprise approximately 90 percent of
                                                                                                         a third-party disclosure requirement for
                                                Information and Regulatory Affairs,                                                                            the manufacturing sites. Many academic
                                                                                                         the production of PET drugs. In making
                                                OMB, Attn: FDA Desk Officer, FAX:                                                                              PET facilities still use paper-based
                                                                                                         our estimates of the time spent in
                                                202–395–7285, or emailed to oira_                        complying with these information                      records. However, academic PET sites
                                                submission@omb.eop.gov. All                              collection requirements, we relied on                 produce fewer batches for clinical use
                                                comments should be identified with the                   informal communications we have had                   compared to commercial sites, and have
                                                OMB control number 0910–0667 and                         with PET producers, visits by our staff               fewer records. Sufficient resources and
                                                title ‘‘Current Good Manufacturing                       to PET facilities, and our familiarity                personnel are needed to perform the
                                                Practice for Positron Emission                           with both PET and general                             PET drug production activities, and
                                                Tomography Drugs.’’ Also include the                     pharmaceutical manufacturing                          academic PET drug sites limited in
                                                FDA docket number found in brackets                      practices.                                            personnel and resources do bear more of
                                                in the heading of this document.                            In the Federal Register of December                the regulatory burden. After a firm’s
                                                FOR FURTHER INFORMATION CONTACT: FDA                     29, 2015 (80 FR 81332), FDA published                 recordkeeping process is established,
                                                PRA Staff, Office of Operations, Food                    a 60-day notice requesting public                     the burdens are generally the same for
                                                and Drug Administration, Three White                     comment on the proposed collection of                 entering records into an electronic
                                                Flint North 10A63, 11601 Landsdown                       information and the estimated annual                  system or a paper-based system. We
                                                St., North Bethesda, MD 20852,                           burden for recordkeeping and third                    question whether it is worthwhile to
                                                PRAStaff@fda.hhs.gov.                                    party disclosure. In response to the                  prepare separate estimates for
                                                SUPPLEMENTARY INFORMATION: In                            notice, FDA received several comments.                commercial versus academic sites
                                                compliance with 44 U.S.C. 3507, FDA                      The comments raised a number of issues                because academic sites are a small
                                                has submitted the following proposed                     that are discussed as follows.                        percentage of the total. Also, providing
                                                collection of information to OMB for                        (Comment 1) The comment disagreed                  an average estimate is consistent with
                                                review and clearance.                                    with FDA’s estimate that 129 PET drug
                                                                                                                                                               PRA requirements and, based on our
                                                                                                         production facilities are required to
                                                Current Good Manufacturing Practice                                                                            calculations, the number of academic
                                                                                                         comply with part 212. Based on its
                                                for Positron Emission Tomography                         records, the comment said that                        sites that apply for drug applications
                                                Drugs OMB Control Number 0910–                           approximately 150 facilities are subject              represents a small percentage.
                                                0667—Extension                                           to the PET CGMP requirements.                           (Comment 4) The comment
                                                  Positron emission tomography is a                         (Response) We have revised the                     questioned FDA’s methodology for
                                                medical imaging modality involving the                   burden estimates to account for 150 PET               determining the burden estimates,
sradovich on DSK3GDR082PROD with NOTICES




                                                use of a unique type of                                  drug production facilities.                           especially in table 2 where the actual
                                                radiopharmaceutical drug product.                           (Comment 2) The comment disagreed                  burden may be underestimated ‘‘by a
                                                FDA’s Current Good Manufacturing                         with FDA’s statement in section I of the              factor of 10 to 100.’’
                                                Practice (CGMP) regulations at 21 CFR                    December 29, 2015, Federal Register
                                                part 212 are intended to ensure that                     notice, ‘‘Investigational and Research                  (Response) In estimating the time to
                                                positron emission tomography (PET)                       PET Drugs.’’ The comment said that PET                comply with these information
                                                drug products meet the requirements of                   facilities devote resources to comply                 collection requirements, we relied on



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                                                                                         Federal Register / Vol. 81, No. 132 / Monday, July 11, 2016 / Notices                                                                                            44877

                                                informal communications we have had                                          (Comment 5) The comment said more                                        respondents are invited to submit
                                                with PET producers, visits by our staff                                   time is needed to prepare its analysis of                                   comments accordingly. FDA considers
                                                to PET facilities, our familiarity with                                   FDA’s information collection burden for                                     all comments it receives and continually
                                                both PET and general pharmaceutical                                       part 212. The comment also offered to                                       seeks ways to improve its burden
                                                manufacturing practices, and the                                          work with FDA in the future to develop                                      estimates as well as the efficiency of its
                                                different facilities listed in new drug                                   estimates that more fairly reflect the                                      information collection activities,
                                                applications (NDAs) and abbreviated                                       burden to comply with these                                                 including suggestions from PET drug
                                                new drug applications (ANDAs)                                             regulations.                                                                producers and facilities in estimating
                                                submitted to FDA for PET drugs. FDA                                          (Response) As required under the                                         the burden of the information collection
                                                is willing to consider any specific                                       Paperwork Reduction Act (PRA), FDA                                          in part 212. Any specific estimates
                                                estimates to replace the data we used in                                  provided 60 days for respondents to                                         submitted by PET drug producers and
                                                the tables, just as we did for the 150                                    submit comment in response to the                                           facilities subsequent to the comment
                                                                                                                          December 29, 2015, notice. Upon                                             period provided for under the PRA will
                                                facilities submitted by the comment.
                                                                                                                          submission to OMB, respondents are                                          be reviewed and considered by FDA for
                                                However, other than the 150 facilities,
                                                                                                                          afforded 30 additional days to submit                                       future renewals of this information
                                                the comment has submitted no other                                        comments. Finally, because FDA must                                         collection.
                                                specific estimates upon which we could                                    seek OMB approval for any information                                          We estimate the burden of this
                                                base alternative estimates.                                               collection at least every three years,                                      collection of information as follows:
                                                                                                        TABLE 1—ESTIMATED ANNUAL RECORDKEEPING BURDEN 1
                                                                                                                                                                       Number of                     Total                    Average
                                                                                                                                           Number of                                                                                                     Total
                                                                       Activity; 21 CFR section                                                                       records per                   annual                   burden per
                                                                                                                                         recordkeepers                                                                                                  hours 2
                                                                                                                                                                     recordkeeper                   records                 recordkeeper

                                                Batch Production and Control Records—212.20(c);                                                           150                        1.71                     256.5       20 .....................             5,130
                                                  212.20(e); 212.50(a); 212.50(b).
                                                Batch Production and Control Records—212.20(d) and                                                         150                        501                  75,150         0.50 (30 mins.)                   37,575
                                                  (e); 212.50(c); 212.80(c).
                                                Equipment and Facilities Records—212.20(c); 212.30(b);                                                     150                          15                    2,250       1 .......................            2,250
                                                  212.50(d); 212.60(f).
                                                Equipment and Facilities Records—212.30(b); 212.50(d);                                                     150                     3,758                  563,700         0.08 (5 mins.) ...                45,096
                                                  212.60(f).
                                                Records of Components, Containers, and Closures—                                                           150                           2                       300      1 .......................               300
                                                  212.20(c); 212.40(a); 212.40(b).
                                                Records of Components, Containers, and Closures—                                                           150                          36                    5,400       0.17 (10 mins.)                         918
                                                  212.40(e).
                                                Laboratory Testing Records—212.20(c); 212.60(a);                                                           150                          25                    3,750       1 .......................            3,750
                                                  212.60(b); 212.61(a); 212.70(a); 212.70(b); 212.70(d).
                                                Laboratory Testing Records—212.60(g); 212.61(b);                                                          150                         501                   75,150        0.17 (10 mins.)                   12,776
                                                  212.70(d)(2); 212.70(d)(3).
                                                Conditional Final Releases—212.70(f) .............................                                         150                           1                      150       1 .......................              150
                                                Out-of-Specification          Investigations—212.20(c);                                                    150                          36                    5,400       1 .......................            5,400
                                                  212.71(a); 212.71(b).
                                                Reprocessing Procedures—212.20(c); 212.71(d) ............                                                 150                           1                      150        1 .......................            150
                                                Distribution Records—212.20(c); 212.90(a); 212.90(b) ....                                                 150                         501                   75,150        0.25 (15 mins.)                   18,788
                                                Complaints—212.20(c); 212.100(a) ..................................                                       150                           1                      150        1 .......................            150
                                                Complaints—212.100(b); 212.100(c) ................................                                        150                           1                      150        0.50 (30 mins.)                       75

                                                     Total ...........................................................................   ........................   ........................   ........................   ...........................     132,508
                                                   1 There   are no capital costs or operating and maintenance costs associated with this collection of information.
                                                   2 Number    rounded to the nearest whole number.

                                                                                               TABLE 2—ESTIMATED ANNUAL THIRD-PARTY DISCLOSURE BURDEN 1
                                                                                                                                                                         Number of                     Total                     Average
                                                                                                                                              Number of                  disclosures                                                                     Total
                                                                               21 CFR section                                                                                                         annual                    burden per
                                                                                                                                             respondents                     per                                                                        hours 2
                                                                                                                                                                                                    disclosures                 disclosure
                                                                                                                                                                         respondent

                                                Sterility Test Failure Notices—212.70(e) .............................                              150                         .25                       37.5                         1                  38
                                                   1 There   are no capital costs or operating and maintenance costs associated with this information collection.
                                                   2 Number    rounded to the nearest whole number.
sradovich on DSK3GDR082PROD with NOTICES




                                                I. Investigational and Research PET                                       Committee (RDRC), the requirement                                           are currently substantially complying
                                                Drugs                                                                     under the FD&C Act to follow current                                        with the recordkeeping requirements of
                                                   Section 212.5(b)(2) provides that for                                  good manufacturing practice is met by                                       USP 32 Chapter 823 (see section 121(b)
                                                investigational PET drugs produced                                        complying with the regulations in part                                      of the Modernization Act), and
                                                under an investigational new drug (IND)                                   212 or with USP 32 Chapter 823. We                                          accordingly, we do not estimate any
                                                and research PET drugs produced with                                      believe that PET production facilities                                      recordkeeping burden for this provision.
                                                approval of a Radioactive Drug Research                                   producing drugs under INDs and RDRCs


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                                                44878                           Federal Register / Vol. 81, No. 132 / Monday, July 11, 2016 / Notices

                                                II. Batch Production and Control                         occurrence, and we do not estimate any                procedures for each PET production
                                                Records                                                  recordkeeping burden for documenting                  facility. We also estimate, for purposes
                                                   Sections 212.20(c) through (e),                       process verification.                                 of the PRA, that 36 out-of-specification
                                                212.50(a) through (c), and 212.80(c) set                 VI. Laboratory Testing Records                        investigations would be conducted at
                                                forth requirements for batch and                                                                               each facility each year and that it would
                                                                                                            Sections 212.20(c), 212.60(a), (b), and            take approximately 1 hour to document
                                                production records as well as written
                                                                                                         (g), 212.61(a) and (b), and 212.70(a), (b),           the investigation, which results in an
                                                control records. We estimate that it
                                                                                                         and (d) set out requirements for
                                                would take approximately 20 hours                                                                              annual burden of 5,400 hours.
                                                                                                         documenting laboratory testing and
                                                annually for each PET production
                                                facility to prepare and maintain written                 specifications referred to in laboratory              X. Reprocessing Procedures
                                                production and control procedures and                    testing, including final release testing
                                                                                                         and stability testing. Each PET drug                    Sections 212.20(c) and 212.71(d)
                                                to create and maintain master batch                                                                            require PET drug producers to establish
                                                records for each PET drug produced. We                   production facility will need to
                                                                                                         establish procedures and create forms                 and document procedures for
                                                also estimate that there will be a total of
                                                                                                         for the different tests for each product              reprocessing PET drugs. We estimate
                                                approximately 256.5 PET drugs
                                                produced, with a total recordkeeping                     they produce. We estimate that it will                that it will take approximately 1 hour a
                                                burden of approximately 5,130 hours.                     take each facility an average of 1 hour               year to document these procedures for
                                                We estimate that it would take a PET                     to establish procedures and create forms              each PET production facility. We do not
                                                production facility an average of 30                     for one test. The estimated annual                    estimate a separate burden for recording
                                                minutes to complete a batch record for                   burden for establishing procedures and                the actual reprocessing, both because we
                                                each of approximately 501 batches. Our                   creating forms for these records is                   believe it would be an uncommon event
                                                estimated burden for completing batch                    approximately 3,750 hours, and the                    and because the recordkeeping burden
                                                records is approximately 37,575 hours.                   associated annual burden for recording                has been included in our estimate for
                                                                                                         laboratory test results is approximately              batch production and control records.
                                                III. Equipment and Facilities Records                    12,776 hours.
                                                   Sections 212.20(c), 212.30(b),                                                                              XI. Distribution Records
                                                                                                         VII. Sterility Test Failure Notices
                                                212.50(d), and 212.60(f) contain
                                                                                                            Section 212.70(e) requires PET drug                  Sections 212.20(c) and 212.90(a)
                                                requirements for records dealing with
                                                                                                         producers to notify all receiving                     require that written procedures
                                                equipment and physical facilities. We
                                                estimate that it would take                              facilities if a batch fails sterility tests.          regarding distribution of PET drug
                                                approximately 1 hour to establish and                    We believe that sterility test failures               products be established and maintained.
                                                maintain these records for each piece of                 might occur in only 0.05 percent of the               We estimate that it will take
                                                equipment in each PET production                         batches of PET drugs produced each                    approximately 1 hour annually to
                                                facility. We estimate that the total                     year. Therefore, we have estimated in                 establish and maintain records of these
                                                burden for establishing procedures for                   table 2 that each PET drug producer will              procedures for each PET production
                                                these records would be approximately                     need to provide approximately 0.25                    facility. Section 212.90(b) requires that
                                                2,250 hours. We estimate that recording                  sterility test failure notices per year to            distribution records be maintained. We
                                                maintenance and cleaning information                     receiving facilities. The notice would be             estimate that it will take approximately
                                                would take approximately 5 minutes a                     provided using email or fax                           15 minutes to create an actual
                                                day for each piece of equipment, for a                   transmission and should take no more                  distribution record for each batch of
                                                total recordkeeping burden of                            than 1 hour.                                          PET drug products, with a total burden
                                                approximately 45,096 hours.                              VIII. Conditional Final Releases                      of approximately hours for all PET
                                                IV. Records of Components, Containers,                      Section 212.70(f) requires PET drug                producers.
                                                and Closures                                             producers to document any conditional                 XII. Complaints
                                                  Sections 212.20(c) and 212.40(a), (b),                 final releases of a product. We believe
                                                and (e) contain requirements on records                  that conditional final releases will be                 Sections 212.20(c) and 212.100
                                                regarding receiving and testing of                       fairly uncommon, but for purposes of                  require that PET drug producers
                                                components, containers, and closures.                    the PRA, we estimated that each PET                   establish written procedures for dealing
                                                We estimate that the annual burden for                   production facility would have one                    with complaints, as well as document
                                                establishing these records would be                      conditional final release a year and                  how each complaint is handled. We
                                                approximately 300 hours. We estimate                     would spend approximately 1 hour                      estimate that establishing and
                                                that each facility would receive                         documenting the release and notifying                 maintaining written procedures for
                                                approximately 36 shipments annually                      receiving facilities. The estimate of one             complaints will take approximately 1
                                                and would spend approximately 10                         conditional final release per year per                hour annually for each PET production
                                                minutes per shipment entering records.                   facility is an appropriate average                    facility and that each facility will
                                                The annual burden for maintaining                        number because many facilities may                    receive approximately one complaint a
                                                these records would be approximately                     have no conditional final releases while              year and will spend approximately 30
                                                918 hours.                                               others might have only a few.                         minutes recording how the complaint
                                                V. Process Verification                                  IX. Out-of-Specification Investigations               was addressed.
                                                   Section 212.50(f)(2) requires that any                  Sections 212.20(c) and 212.71(a) and                  Dated: July 5, 2016.
sradovich on DSK3GDR082PROD with NOTICES




                                                process verification activities and                      (b) require PET drug producers to                     Leslie Kux,
                                                results be recorded. Because process                     establish procedures for investigating                Associate Commissioner for Policy.
                                                verification is only required when                       products that do not conform to                       [FR Doc. 2016–16360 Filed 7–8–16; 8:45 am]
                                                results of the production of an entire                   specifications and conduct these
                                                                                                                                                               BILLING CODE 4164–01–P
                                                batch are not fully verified through                     investigations as needed. We estimate
                                                finished-product testing, we believe that                that it will take approximately 1 hour
                                                process verification will be a very rare                 annually to record and update these


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Document Created: 2016-07-09 00:21:47
Document Modified: 2016-07-09 00:21:47
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
DatesFax written comments on the collection of information by August 10, 2016.
ContactFDA PRA Staff, Office of Operations, Food and Drug Administration, Three White Flint North 10A63, 11601 Landsdown St., North Bethesda, MD 20852, [email protected]
FR Citation81 FR 44876 

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