81_FR_45035 81 FR 44903 - Investor Advisory Committee Meeting

81 FR 44903 - Investor Advisory Committee Meeting

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 81, Issue 132 (July 11, 2016)

Page Range44903-44903
FR Document2016-16311

The Securities and Exchange Commission published a document in the Federal Register on June 27, 2016, providing notice that the Securities and Exchange Commission Investor Advisory Committee would hold a public meeting on Thursday, July 14, 2016. The document contained an incorrect description of the agenda for the meeting.

Federal Register, Volume 81 Issue 132 (Monday, July 11, 2016) 
[Federal Register Volume 81, Number 132 (Monday, July 11, 2016)]
[Notices]
[Page 44903]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-16311]


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SECURITIES AND EXCHANGE COMMISSION

[Release Nos. 33-10102A; 34-78127A; File No. 265-28]


Investor Advisory Committee Meeting

AGENCY: Securities and Exchange Commission.

ACTION: Notice of meeting of Securities and Exchange Commission Dodd-
Frank Investor Advisory Committee; correction.

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SUMMARY: The Securities and Exchange Commission published a document in 
the Federal Register on June 27, 2016, providing notice that the 
Securities and Exchange Commission Investor Advisory Committee would 
hold a public meeting on Thursday, July 14, 2016. The document 
contained an incorrect description of the agenda for the meeting.

FOR FURTHER INFORMATION CONTACT: Marc Oorloff Sharma, Senior Special 
Counsel, Office of the Investor Advocate, at (202) 551-3302, Securities 
and Exchange Commission, 100 F Street NE., Washington, DC 20549.

Correction

    In the Federal Register of June 27, 2016, in FR Doc. 2016-15109, on 
page 41629, in the first column, correct the description of the meeting 
agenda to read:
    The agenda for the meeting includes: Remarks from Commissioners; a 
discussion of the state of sustainability reporting; a discussion 
regarding investment company reporting modernization; and a nonpublic 
administrative work session during lunch.

    Dated: July 6, 2016.
Brent J. Fields,
Secretary.
[FR Doc. 2016-16311 Filed 7-8-16; 8:45 am]
 BILLING CODE 8011-01-P

Federal Register / Vol. 81, No. 132 / Monday, July 11, 2016 / Notices 44903 The Commission is extending this 45- reporting; a discussion regarding hours per year. Assuming an average day time period. investment company reporting cost per hour of approximately $291 for The Commission finds that it is modernization; and a nonpublic a compliance manager, the total internal appropriate to designate a longer period administrative work session during cost of compliance for the respondents within which to take action on the lunch. is approximately $13,095 per year.1 proposed rule change so that it has Dated: July 6, 2016. Written comments are invited on: (a) sufficient time to consider the proposed Whether the collection of information is Brent J. Fields, rule change. Accordingly, the necessary for the proper performance of Secretary. Commission, pursuant to section the functions of the agency, including 19(b)(2) of the Act,5 designates August [FR Doc. 2016–16311 Filed 7–8–16; 8:45 am] whether the information shall have 29, 2016, as the date by which the BILLING CODE 8011–01–P practical utility; (b) the accuracy of the Commission should either approve or Commission’s estimate of the burden of disapprove or institute proceedings to the collection of information; (c) ways to determine whether to disapprove the SECURITIES AND EXCHANGE enhance the quality, utility, and clarity proposed rule change (File Number SR– COMMISSION of the information to be collected; and NASDAQ–2016–072), as modified by Proposed Collection; Comment (d) ways to minimize the burden of the Amendment No. 1 thereto. Request collection of information on For the Commission, by the Division of respondents, including through the use Trading and Markets, pursuant to delegated Upon Written Request, Copies Available of automated collection techniques or authority.6 From: Securities and Exchange other forms of information technology. Brent J. Fields, Commission, Office of FOIA Services, Consideration will be given to Secretary. 100 F Street NE., Washington, DC comments and suggestions submitted in [FR Doc. 2016–16269 Filed 7–8–16; 8:45 am] 20549–2736. writing within 60 days of this BILLING CODE 8011–01–P Extension: publication. Rule 17a–7, SEC File No. 270–147, OMB An agency may not conduct or Control No. 3235–0131. sponsor, and a person is not required to SECURITIES AND EXCHANGE Notice is hereby given that pursuant respond to, a collection of information COMMISSION to the Paperwork Reduction Act of 1995 under the PRA unless it displays a (44 U.S.C. 3501 et seq.) (‘‘PRA’’), the currently valid OMB control number. [Release Nos. 33–10102A; 34–78127A; File No. 265–28] Securities and Exchange Commission Please direct your written comments (‘‘Commission’’) is soliciting comments to: Pamela Dyson, Director/Chief Investor Advisory Committee Meeting on the existing collection of information Information Officer, Securities and provided for in Rule 17a–7 (17 CFR Exchange Commission, c/o Remi Pavlik- AGENCY: Securities and Exchange Simon, 100 F Street NE., Washington, Commission. 240.17a–7) under the Securities Exchange Act of 1934 (15 U.S.C. 78a et DC 20549, or send an email to: PRA_ ACTION: Notice of meeting of Securities Mailbox@sec.gov. seq.) (‘‘Exchange Act’’). The and Exchange Commission Dodd-Frank Commission plans to submit this Dated: July 5, 2016. Investor Advisory Committee; existing collection of information to the correction. Brent J. Fields, Office of Management and Budget Secretary. SUMMARY: The Securities and Exchange (‘‘OMB’’) for extension and approval. [FR Doc. 2016–16192 Filed 7–8–16; 8:45 am] Commission published a document in Rule 17a–7 requires a non-resident BILLING CODE 8011–01–P the Federal Register on June 27, 2016, broker-dealer (generally, a broker-dealer providing notice that the Securities and with its principal place of business in a Exchange Commission Investor place not subject to the jurisdiction of SECURITIES AND EXCHANGE Advisory Committee would hold a the United States) registered or applying COMMISSION public meeting on Thursday, July 14, for registration pursuant to section 15 of 2016. The document contained an the Exchange Act to maintain—in the United States—complete and current [Release No. 34–78226; File No. SR– incorrect description of the agenda for BatsBZX–2016–31] the meeting. copies of books and records required to FOR FURTHER INFORMATION CONTACT: be maintained under any rule adopted Self-Regulatory Organizations; Bats Marc Oorloff Sharma, Senior Special under the Exchange Act and furnish to BZX Exchange, Inc.; Notice of Filing Counsel, Office of the Investor the Commission a written notice and Immediate Effectiveness of a Advocate, at (202) 551–3302, Securities specifying the address where the copies Proposed Rule Change To Add and Exchange Commission, 100 F Street are located. Alternatively, Rule 17a–7 Interpretation and Policy .01 to Rule NE., Washington, DC 20549. provides that non-resident broker- 16.1 To Specify the Calculation dealers may file with the Commission a Methodology for Counting Correction written undertaking to furnish the Professional Orders In the Federal Register of June 27, requisite books and records to the 2016, in FR Doc. 2016–15109, on page Commission upon demand within 14 July 5, 2016. 41629, in the first column, correct the days of the demand. Pursuant to section 19(b)(1) of the There are approximately 45 non- Securities Exchange Act of 1934 (the sradovich on DSK3GDR082PROD with NOTICES description of the meeting agenda to read: resident brokers and dealers. Based on The agenda for the meeting includes: the Commission’s experience, the 1 $291 per hour for a compliance manager is from Remarks from Commissioners; a Commission estimates that the average SIFMA’s Management & Professional Earnings in amount of time necessary to comply the Securities Industry 2013, modified by discussion of the state of sustainability Commission staff for an 1800-hour work-year, with Rule 17a–7 is one hour per year. multiplied by 5.35 to account for bonuses, firm size, 5 15 U.S.C. 78s(b)(2). Accordingly, the total industry-wide employee benefits, and overhead, and adjusted for 6 17 CFR 200.30–3(a)(31). reporting burden is approximately 45 inflation. VerDate Sep<11>2014 16:55 Jul 08, 2016 Jkt 238001 PO 00000 Frm 00066 Fmt 4703 Sfmt 4703 E:\FR\FM\11JYN1.SGM 11JYN1


Document Created: 2016-07-09 00:21:17
Document Modified: 2016-07-09 00:21:17
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice of meeting of Securities and Exchange Commission Dodd- Frank Investor Advisory Committee; correction.
ContactMarc Oorloff Sharma, Senior Special Counsel, Office of the Investor Advocate, at (202) 551-3302, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549.
FR Citation81 FR 44903 
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