81 FR 45546 - Sunshine Act; Notice of Public Meeting

RAILROAD RETIREMENT BOARD

Federal Register Volume 81, Issue 135 (July 14, 2016)

Page Range		45546-45546
FR Document		2016-16765

Federal Register, Volume 81 Issue 135 (Thursday, July 14, 2016)

[Federal Register Volume 81, Number 135 (Thursday, July 14, 2016)]
[Notices]
[Page 45546]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-16765]


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RAILROAD RETIREMENT BOARD


Sunshine Act; Notice of Public Meeting

    Notice is hereby given that the Railroad Retirement Board will hold 
a closed meeting on July 28, 2016 beginning at 10:00 a.m. at the 
Board's meeting room on the 8th floor of its headquarters building, 844 
North Rush Street, Chicago, Illinois 60611. The agenda for this meeting 
follows:
    Closed meeting notice:

(1) Chief Financial Officer Position

    The person to contact for more information is Martha P. Rico, 
Secretary to the Board, Phone No. 312-751-4920.

Martha P. Rico,
Secretary to the Board.
[FR Doc. 2016-16765 Filed 7-12-16; 4:15 pm]
BILLING CODE 7905-01-P

45546 Federal Register / Vol. 81, No. 135 / Thursday, July 14, 2016 / Notices

FOR FURTHER INFORMATION CONTACT: by the Exchange. The Commission is company and has filed a registration
Elizabeth A. Reed, 202–268–3179. publishing this notice to solicit statement with respect to the Fund on
SUPPLEMENTARY INFORMATION: The comments on the proposed rule change Form N–1A (‘‘Registration Statement’’)
United States Postal Service® hereby from interested persons. with the Commission.4
gives notice that, pursuant to 39 U.S.C. I. Self-Regulatory Organization’s Description of the Shares and the Fund
3642 and 3632(b)(3), on July 8, 2016, it Statement of the Terms of Substance of
filed with the Postal Regulatory J.P. Morgan Investment Management
the Proposed Rule Change Inc. will be the investment adviser
Commission a Request of the United
States Postal Service To Add Priority The Exchange filed a proposal to list (‘‘JPMIM’’ or ‘‘Adviser’’) to the Fund.
Mail Express Contract 39 to Competitive and trade shares of the JPMorgan Global The Adviser will serve as the
Product List. Documents are available at Bond Opportunities ETF (the ‘‘Fund’’) administrator for the Fund (the
www.prc.gov, Docket Nos. MC2016–164, of the J.P. Morgan Exchange-Traded ‘‘Administrator’’). SEI Investments
CP2016–238. Fund Trust (the ‘‘Trust’’) under BZX Distribution Co. (the ‘‘Distributor’’)
Rule 14.11(i) (‘‘Managed Fund Shares’’). serves as the distributor for the Trust.
Stanley F. Mires, The shares of the Fund are collectively JPMorgan Chase Bank, N.A. will act as
Attorney, Federal Compliance. referred to herein as the ‘‘Shares.’’ the custodian (the ‘‘Custodian’’) and
[FR Doc. 2016–16630 Filed 7–13–16; 8:45 am] The text of the proposed rule change transfer agent (‘‘Transfer Agent’’) for the
BILLING CODE 7710–12–P is available at the Exchange’s Web site Trust.
at www.batstrading.com, at the BZX Rule 14.11(i)(7) provides that, if
principal office of the Exchange, and at the investment adviser to the
the Commission’s Public Reference investment company issuing Managed
RAILROAD RETIREMENT BOARD
Room. Fund Shares is affiliated with a broker-
Sunshine Act; Notice of Public Meeting dealer, such investment adviser shall
II. Self-Regulatory Organization’s erect a ‘‘fire wall’’ between the
Notice is hereby given that the Statement of the Purpose of, and investment adviser and the broker-
Railroad Retirement Board will hold a Statutory Basis for, the Proposed Rule dealer with respect to access to
closed meeting on July 28, 2016 Change information concerning the composition
beginning at 10:00 a.m. at the Board’s In its filing with the Commission, the and/or changes to such investment
meeting room on the 8th floor of its Exchange included statements company portfolio.5 In addition, Rule
headquarters building, 844 North Rush concerning the purpose of and basis for 14.11(i)(7) further requires that
Street, Chicago, Illinois 60611. The the proposed rule change and discussed personnel who make decisions on the
agenda for this meeting follows: any comments it received on the investment company’s portfolio
Closed meeting notice: proposed rule change. The text of these composition must be subject to
(1) Chief Financial Officer Position statements may be examined at the procedures designed to prevent the use
The person to contact for more places specified in Item IV below. The and dissemination of material
information is Martha P. Rico, Secretary Exchange has prepared summaries, set
4 See Registration Statement on Form N–1A for
to the Board, Phone No. 312–751–4920. forth in Sections A, B, and C below, of
the Trust, dated May 26, 2016 (File Nos. 333–
the most significant parts of such 191837 and 811–22903). The descriptions of the
Martha P. Rico, statements. Fund and the Shares contained herein are based, in
Secretary to the Board. part, on information in the Registration Statement.
[FR Doc. 2016–16765 Filed 7–12–16; 4:15 pm] A. Self-Regulatory Organization’s The Commission has issued an order granting
BILLING CODE 7905–01–P
Statement of the Purpose of, and certain exemptive relief to the Trust under the
Statutory Basis for, the Proposed Rule Investment Company Act of 1940 (15 U.S.C. 80a–
Change 1) (‘‘1940 Act’’) (the ‘‘Exemptive Order’’). See
Investment Company Act Release No. 31990
SECURITIES AND EXCHANGE 1. Purpose (February 9, 2016) (File No. 812–13761).
5 An investment adviser to an open-end fund is
COMMISSION The Exchange proposes to list and required to be registered under the Investment
[Release No. 34–78264; File No. SR- trade the Shares under BZX Rule Advisers Act of 1940 (the ‘‘Advisers Act’’). As a
14.11(i), which governs the listing and result, the Adviser and its related personnel are
BatsBZX–2016–35]
subject to the provisions of Rule 204A–1 under the
trading of Managed Fund Shares on the Advisers Act relating to codes of ethics. This Rule
Self-Regulatory Organizations; Bats Exchange.3 All statements and requires investment advisers to adopt a code of
BZX Exchange, Inc.; Notice of Filing of representations made in this filing ethics that reflects the fiduciary nature of the
a Proposed Rule Change To List and relationship to clients as well as compliance with
regarding (a) the description of the other applicable securities laws. Accordingly,
Trade Shares of the JPMorgan Global portfolio, (b) limitations on portfolio procedures designed to prevent the communication
Bond Opportunities ETF holdings or reference assets, or (c) the and misuse of non-public information by an
applicability of Exchange rules and investment adviser must be consistent with Rule
July 8, 2016. 204A–1 under the Advisers Act. In addition, Rule
surveillance procedures shall constitute
Pursuant to Section 19(b)(1) of the 206(4)-7 under the Advisers Act makes it unlawful
continued listing requirements for for an investment adviser to provide investment
Securities Exchange Act of 1934 (the
listing the Shares on the Exchange. The advice to clients unless such investment adviser has
‘‘Act’’),1 and Rule 19b–4 thereunder,2 (i) adopted and implemented written policies and
Fund will be an actively managed fund.
notice is hereby given that on July 1, procedures reasonably designed to prevent
The Shares will be offered by the Trust,
asabaliauskas on DSK3SPTVN1PROD with NOTICES

2016, Bats BZX Exchange, Inc. (the violation, by the investment adviser and its
which was established as a Delaware supervised persons, of the Advisers Act and the
‘‘Exchange’’ or ‘‘BZX’’) filed with the
statutory trust on February 25, 2010. Commission rules adopted thereunder; (ii)
Securities and Exchange Commission implemented, at a minimum, an annual review
The Trust is registered with the
(‘‘Commission’’) the proposed rule regarding the adequacy of the policies and
Commission as an open-end investment procedures established pursuant to subparagraph (i)
change as described in Items I and II
above and the effectiveness of their
below, which Items have been prepared 3 The Commission approved BZX Rule 14.11(i) in implementation; and (iii) designated an individual
Securities Exchange Act Release No. 65225 (August (who is a supervised person) responsible for
1 15 U.S.C. 78s(b)(1). 30, 2011), 76 FR 55148 (September 6, 2011) (SR– administering the policies and procedures adopted
2 17 CFR 240.19b–4. BATS–2011–018). under subparagraph (i) above.

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Document Created: 2016-07-14 01:55:09
Document Modified: 2016-07-14 01:55:09

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		81 FR 45546