81 FR 4726 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Exchange's Schedule of Fees and Charges To Define the Term “Exchange Traded Products” and To Provide for the Proration of Annual Fees Applicable to Exchange Traded Products That Have Liquidated
SECURITIES AND EXCHANGE COMMISSION Federal Register Volume 81, Issue 17 (January 27, 2016)
Federal Register Volume 81, Issue 17 (January 27, 2016)
| Page Range | 4726-4728 | |
| FR Document | 2016-01668 |
[Federal Register Volume 81, Number 17 (Wednesday, January 27, 2016)] [Notices] [Pages 4726-4728] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2016-01668] ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION [Release No. 34-76969; File No. SR-NYSEArca-2016-13] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Exchange's Schedule of Fees and Charges To Define the Term ``Exchange Traded Products'' and To Provide for the Proration of Annual Fees Applicable to Exchange Traded Products That Have Liquidated January 22, 2016. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that on January 14, 2016, NYSE Arca, Inc. (the ``Exchange'' or ``NYSE Arca'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the Exchange.\3\ The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. --------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1). \2\ 17 CFR 240.19b-4. \3\ The Exchange originally filed this proposed rule change on December 23, 2015 under File No. SR-NYSEArca-2015-126, and the Exchange subsequently withdrew that filing on January 5, 2016. The Exchange refiled this proposed rule change on January 5, 2016 under File No. SR-NYSEArca-2016-07. The Exchange subsequently withdrew that filing on January 14, 2016 and filed this filing. --------------------------------------------------------------------------- I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes to amend the Exchange's Schedule of Fees and Charges to define the term ``Exchange Traded Products'' and to provide for the proration of Annual Fees applicable to Exchange Traded Products that have liquidated. The proposed rule change is available on the Exchange's Web site at www.nyse.com, at the principal office of the Exchange, and at the Commission's Public Reference Room. II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the self-regulatory organization included statements concerning the purpose of, and basis for, the proposed rule change and discussed any comments it received on the proposed rule change. The text of those statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant parts of such statements. A. Self-Regulatory Organization's Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change 1. Purpose The Exchange proposes to amend its Schedule of Fees and Charges for NYSE Arca Equities listing fees (``Schedule'') to define the term ``Exchange Traded Products,'' to revise the Annual Fees paid by issuers of Exchange Traded Products, and to make technical, non-substantive changes to the Schedule. The term ``Derivative Securities Products'' is currently defined in Footnote 3 of the Schedule to mean the securities described in NYSE Arca Equities Rules 5.2(j)(3) (Investment Company Units); 8.100 (Portfolio Depositary Receipts); 8.200 (Trust Issued Receipts); 8.201 (Commodity-Based Trust Shares); 8.202 (Currency Trust Shares); 8.203 (Commodity Index Trust Shares); 8.204 (Commodity Futures Trust Shares); 8.300 (Partnership Units); 8.500 (Trust Units); 8.600 (Managed Fund Shares), and 8.700 (Managed Trust Securities). The Exchange proposes to replace the term ``Derivative Securities Products'' with the term ``Exchange Traded Products'' as a term that is more commonly used by investors and the public with respect to the equity securities that list and trade on the Exchange and distinguishes them from derivatives, such as futures or swaps. To effect this change, the Exchange proposes to amend footnote 3 of the Schedule and to replace the term ``Derivative Securities Products'' with the term ``Exchange Traded Products'' throughout the Schedule. The Schedule includes ``Annual Fees'' payable by issuers of Exchange Traded Products listed on the Exchange. Pursuant to Footnote 8 of the Schedule, issuers are subject to Annual Fees in the year of listing, pro-rated based on days listed that calendar year. The Annual Fees for Exchange Traded Products are billed in January for the forthcoming [[Page 4727]] year. Currently, when an Exchange Traded Product liquidates, and as a result, is delisted from the Exchange, the issuer is responsible for the full year's Annual Fee as billed in January. The issuer receives no refund for amounts paid or reduction of amounts payable even though the Exchange Traded Product has liquidated. The Exchange proposes to amend Footnote 8 of the Schedule to provide that the Annual Fees applicable to Exchange Traded Products that have liquidated and as a result are delisted from the Exchange will be prorated for the portion of the calendar year that such issue was listed on the Exchange, based on days listed that calendar year. Thus, for example, if the issuer of an Exchange Traded Product has paid an Annual Fee of $20,000 as billed in January and such issue is liquidated and then delisted from the Exchange on June 30, the issuer would receive a refund of $10,000, which represents a pro rata credit of Annual Fees owed for the year. Notwithstanding the proposed proration of the Annual Fees for Exchange Traded Products, the Exchange will continue to be able to fund its regulatory obligations. The Exchange also proposes non-substantive amendments to the Schedule. First, the Exchange proposes to add the operative date to the Schedule, which, for this filing, would be January 14, 2016. Second, the Exchange proposes to delete the last two sentences of Commentary .4 to the Schedule, which refer to the transfer of securities from NYSE Alternext US to NYSE Arca, which occurred in 2008, and therefore is outdated text. 2. Statutory Basis NYSE Arca believes that the proposal is consistent with Section 6(b) \4\ of the Act, in general, and Section 6(b)(4) \5\ of the Act in particular, in that it provides for the equitable allocation of reasonable dues, fees and other charges among its issuers and other persons using its facilities. In addition, the Exchange believes the proposal is consistent with the requirement under Section 6(b)(5) \6\ that an exchange have rules that are designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to remove impediments to, and perfect the mechanism of a free and open market and, in general, to protect investors and the public interest. --------------------------------------------------------------------------- \4\ 15 U.S.C. 78f(b). \5\ 15 U.S.C. 78f(b)(4). \6\ 15 U.S.C. 78f(b)(5). --------------------------------------------------------------------------- The Exchange believes that adding the operative date will clarify the Schedule by specifying the date as of which the most recent changes to the Schedule apply. Replacing the term ``Derivative Securities Products'' with the term ``Exchange Traded Products'' will remove impediments to and perfect the mechanism of a free and open market by using a term commonly used by the public and investors to refer to the products that are listed on the Exchange. The Exchange further believes that using the term ``Exchange Traded Products'' will promote transparency in Exchange rules by distinguishing the equity securities that list and trade on the Exchange from derivatives, such as futures or swaps. In addition, the deletion of the last two sentences of Commentary .4 to the Schedule will eliminate outdated text. The Exchange further believes that the proposed pro rata reduction of the Annual Fees as a result of liquidation and termination of an issue of Exchange Traded Products is equitable and does not unfairly discriminate between issuers because it would apply uniformly to all Exchange Traded Products and issuers of such products. The Exchange believes such reduction is reasonable in that it constitutes a potential reduction in Annual Fees for issues that are liquidated, and therefore are no longer collecting a management fee to pay for such expenses. Notwithstanding the proposed proration of the Annual Fees for Exchange Traded Products, the Exchange will continue to be able to fund its regulatory obligations. B. Self-Regulatory Organization's Statement on Burden on Competition The Exchange does not believe that the proposed rule change will impose any burden on competition that is not necessary or appropriate in furtherance of the purpose of the Act. The Exchange believes the proposed rule change would promote competition because it will permit the Exchange to better compete with other exchanges with respect to fees charged in connection with listing Exchange Traded Products. C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others No written comments were solicited or received with respect to the proposed rule change. III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action The foregoing rule change is effective upon filing pursuant to Section 19(b)(3)(A) \7\ of the Act and subparagraph (f)(2) of Rule 19b- 4 \8\ thereunder, because it establishes a due, fee, or other charge imposed by the Exchange. --------------------------------------------------------------------------- \7\ 15 U.S.C. 78s(b)(3)(A). \8\ 17 CFR 240.19b-4(f)(2). --------------------------------------------------------------------------- At any time within 60 days of the filing of such proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings under Section 19(b)(2)(B) \9\ of the Act to determine whether the proposed rule change should be approved or disapproved. --------------------------------------------------------------------------- \9\ 15 U.S.C. 78s(b)(2)(B). --------------------------------------------------------------------------- IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: Electronic CommentsUse the Commission's Internet comment form (http://www.sec.gov/rules/sro.shtml); or Send an email to [email protected]. Please include File Number SR-NYSEArca-2016-13 on the subject line. Paper Comments Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090. All submissions should refer to File Number SR-NYSEArca-2016-13. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (http://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and [[Page 4728]] printing in the Commission's Public Reference Room, 100 F Street NE., Washington, DC 20549 on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-NYSEArca-2016-13, and should be submitted on or before February 17, 2016. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.\10\ --------------------------------------------------------------------------- \10\ 17 CFR 200.30-3(a)(12). --------------------------------------------------------------------------- Brent J. Fields, Secretary. [FR Doc. 2016-01668 Filed 1-26-16; 8:45 am] BILLING CODE 8011-01-P
![4726 Federal Register / Vol. 81, No. 17 / Wednesday, January 27, 2016 / Notices
IV. Solicitation of Comments For the Commission, by the Division of II. Self-Regulatory Organization’s
Trading and Markets, pursuant to delegated Statement of the Purpose of, and
Interested persons are invited to authority.10 Statutory Basis for, the Proposed Rule
submit written data, views, and Brent J. Fields, Change
arguments concerning the foregoing, Secretary. In its filing with the Commission, the
including whether the proposed rule [FR Doc. 2016–01665 Filed 1–26–16; 8:45 am] self-regulatory organization included
change is consistent with the Act. BILLING CODE 8011–01–P statements concerning the purpose of,
Comments may be submitted by any of and basis for, the proposed rule change
the following methods: and discussed any comments it received
SECURITIES AND EXCHANGE on the proposed rule change. The text
Electronic Comments COMMISSION of those statements may be examined at
• Use the Commission’s Internet the places specified in Item IV below.
comment form (http://www.sec.gov/ [Release No. 34–76969; File No. SR– The Exchange has prepared summaries,
rules/sro.shtml); or NYSEArca–2016–13] set forth in sections A, B, and C below,
of the most significant parts of such
• Send an email to rule-comments@ Self-Regulatory Organizations; NYSE statements.
sec.gov. Please include File Number SR– Arca, Inc.; Notice of Filing and
Phlx–2016–06 on the subject line. Immediate Effectiveness of Proposed A. Self-Regulatory Organization’s
Rule Change Amending the Statement of the Purpose of, and the
Paper Comments Statutory Basis for, the Proposed Rule
Exchange’s Schedule of Fees and
• Send paper comments in triplicate Charges To Define the Term Change
to Secretary, Securities and Exchange ‘‘Exchange Traded Products’’ and To 1. Purpose
Commission, 100 F Street NE., Provide for the Proration of Annual
Fees Applicable to Exchange Traded The Exchange proposes to amend its
Washington, DC 20549–1090. Schedule of Fees and Charges for NYSE
Products That Have Liquidated
All submissions should refer to File Arca Equities listing fees (‘‘Schedule’’)
Number SR–Phlx–2016–06. This file January 22, 2016. to define the term ‘‘Exchange Traded
number should be included on the Products,’’ to revise the Annual Fees
Pursuant to Section 19(b)(1) of the
subject line if email is used. To help the paid by issuers of Exchange Traded
Securities Exchange Act of 1934
Products, and to make technical, non-
Commission process and review your (‘‘Act’’),1 and Rule 19b–4 thereunder,2
substantive changes to the Schedule.
comments more efficiently, please use notice is hereby given that on January The term ‘‘Derivative Securities
only one method. The Commission will 14, 2016, NYSE Arca, Inc. (the Products’’ is currently defined in
post all comments on the Commission’s ‘‘Exchange’’ or ‘‘NYSE Arca’’) filed with Footnote 3 of the Schedule to mean the
Internet Web site (http://www.sec.gov/ the Securities and Exchange securities described in NYSE Arca
rules/sro.shtml). Copies of the Commission (‘‘SEC’’ or ‘‘Commission’’) Equities Rules 5.2(j)(3) (Investment
submission, all subsequent the proposed rule change as described Company Units); 8.100 (Portfolio
amendments, all written statements in Items I, II, and III below, which Items Depositary Receipts); 8.200 (Trust
with respect to the proposed rule have been prepared by the Exchange.3 Issued Receipts); 8.201 (Commodity-
change that are filed with the The Commission is publishing this Based Trust Shares); 8.202 (Currency
Commission, and all written notice to solicit comments on the Trust Shares); 8.203 (Commodity Index
proposed rule change from interested Trust Shares); 8.204 (Commodity
communications relating to the
persons. Futures Trust Shares); 8.300
proposed rule change between the
Commission and any person, other than I. Self-Regulatory Organization’s (Partnership Units); 8.500 (Trust Units);
those that may be withheld from the Statement of the Terms of Substance of 8.600 (Managed Fund Shares), and
public in accordance with the the Proposed Rule Change 8.700 (Managed Trust Securities). The
provisions of 5 U.S.C. 552, will be Exchange proposes to replace the term
The Exchange proposes to amend the ‘‘Derivative Securities Products’’ with
available for Web site viewing and
Exchange’s Schedule of Fees and the term ‘‘Exchange Traded Products’’
printing in the Commission’s Public Charges to define the term ‘‘Exchange
Reference Room, 100 F Street NE., as a term that is more commonly used
Traded Products’’ and to provide for the by investors and the public with respect
Washington, DC 20549, on official proration of Annual Fees applicable to
business days between the hours of to the equity securities that list and
Exchange Traded Products that have trade on the Exchange and distinguishes
10:00 a.m. and 3:00 p.m. Copies of the liquidated. The proposed rule change is them from derivatives, such as futures
filing also will be available for available on the Exchange’s Web site at or swaps. To effect this change, the
inspection and copying at the principal www.nyse.com, at the principal office of Exchange proposes to amend footnote 3
office of the Exchange. All comments the Exchange, and at the Commission’s of the Schedule and to replace the term
received will be posted without change; Public Reference Room. ‘‘Derivative Securities Products’’ with
the Commission does not edit personal the term ‘‘Exchange Traded Products’’
identifying information from 10 17 CFR 200.30–3(a)(12). throughout the Schedule.
submissions. You should submit only 1 15 U.S.C. 78s(b)(1). The Schedule includes ‘‘Annual
asabaliauskas on DSK5VPTVN1PROD with NOTICES
2 17 CFR 240.19b–4.
information that you wish to make Fees’’ payable by issuers of Exchange
3 The Exchange originally filed this proposed rule
available publicly. All submissions Traded Products listed on the Exchange.
change on December 23, 2015 under File No. SR–
should refer to File Number SR–Phlx– NYSEArca–2015–126, and the Exchange Pursuant to Footnote 8 of the Schedule,
2016–06 and should be submitted on or subsequently withdrew that filing on January 5, issuers are subject to Annual Fees in the
before February 17, 2016. 2016. The Exchange refiled this proposed rule year of listing, pro-rated based on days
change on January 5, 2016 under File No. SR–
NYSEArca–2016–07. The Exchange subsequently
listed that calendar year. The Annual
withdrew that filing on January 14, 2016 and filed Fees for Exchange Traded Products are
this filing. billed in January for the forthcoming
VerDate Sep<11>2014 19:41 Jan 26, 2016 Jkt 238001 PO 00000 Frm 00119 Fmt 4703 Sfmt 4703 E:\FR\FM\27JAN1.SGM 27JAN1](https://thefederalregister.org/doc/81_FR_4743/page/1.svg)
![4728 Federal Register / Vol. 81, No. 17 / Wednesday, January 27, 2016 / Notices
printing in the Commission’s Public both the pilot Program and exemption For the Commission, by the Division of
Reference Room, 100 F Street NE., are scheduled to expire on January 31, Trading and Markets, pursuant to delegated
Washington, DC 20549 on official 2016. authority. 7
business days between the hours of Brent J. Fields,
The Exchange now seeks to extend
10:00 a.m. and 3:00 p.m. Copies of the Secretary.
the exemption until July 31, 2016. 4 The
filing also will be available for [FR Doc. 2016–01534 Filed 1–26–16; 8:45 am]
Exchange’s request was made in
inspection and copying at the principal BILLING CODE 8011–01–P
office of the Exchange. All comments conjunction with an immediately
received will be posted without change; effective filing that extends the
the Commission does not edit personal operation of the Program until July 31, SECURITIES AND EXCHANGE
identifying information from 2015. 5 In its request to extend the COMMISSION
submissions. You should submit only exemption, the Exchange notes that the
Program was implemented gradually [Release No. 34–76960; File No. SR–CBOE–
information that you wish to make 2015–107]
available publicly. All submissions over time. Accordingly, the Exchange
should refer to File Number SR– has asked for additional time to allow Self-Regulatory Organizations;
NYSEArca–2016–13, and should be itself and the Commission to analyze Chicago Board Options Exchange,
submitted on or before February 17, data concerning the Program, which the Incorporated; Notice of Filing of
2016. Exchange committed to provide to the Amendment No. 2 and Order Granting
For the Commission, by the Division of Commission. 6 For this reason and the Accelerated Approval of Proposed
Trading and Markets, pursuant to delegated reasons stated in the Order originally Rule Change, as Modified by
authority.10 granting the limited exemption, the Amendment Nos. 1 and 2 Thereto,
Brent J. Fields, Commission finds that extending the Relating to Price Protection
Secretary. exemption, pursuant to its authority Mechanisms for Quotes and Orders
[FR Doc. 2016–01668 Filed 1–26–16; 8:45 am] under Rule 612(c) of Regulation NMS, is
January 21, 2016.
BILLING CODE 8011–01–P appropriate in the public interest and
consistent with the protection of I. Introduction
investors. Chicago Board Options Exchange,
SECURITIES AND EXCHANGE Incorporated (the ‘‘Exchange’’ or
Therefore, it is hereby ordered, that,
COMMISSION ‘‘CBOE’’) filed on November 24, 2015,
pursuant to Rule 612(c) of Regulation
[Release No. 34–76953; File No. SR–BYX– NMS, the Exchange is granted a limited with the Securities and Exchange
2012–019] exemption from Rule 612(c) of Commission (the ‘‘Commission’’),
Regulation NMS that allows it to accept pursuant to section 19(b)(1) of the
Self-Regulatory Organization; BATS Y- Securities Exchange Act of 1934
Exchange, Inc.; Order Granting an and rank orders priced equal to or
greater than $1.00 per share in (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a
Extension to Limited Exemption From proposal to enhance its current price
Rule 612(c) of Regulation NMS in increments of $0.001, in connection
with the operation of its RPI Program. protection mechanisms and adopt
Connection With the Exchange’s Retail certain new price protection
Price Improvement Program The limited and temporary exemption functionality for orders and quotes. On
extended by this Order is subject to December 4, 2015, the Exchange filed
January 21, 2016.
modification or revocation if at any time Amendment No. 1 to the proposed rule
On November 27, 2012, the Securities
and Exchange Commission the Commission determines that such change. The proposed rule change, as
(‘‘Commission’’) issued an order action is necessary or appropriate in modified by Amendment No. 1, was
pursuant to its authority under Rule furtherance of the purposes of the published for comment in the Federal
612(c) of Regulation NMS (‘‘Sub-Penny Securities Exchange Act of 1934. Register on December 11, 2015.3 On
Rule) 1 that granted the BATS Y- Responsibility for compliance with any December 29, 2015, the Exchange filed
Exchange, Inc. (‘‘BYX’’ or the applicable provisions of the federal Amendment No. 2 to the proposed rule
‘‘Exchange’’) a limited exemption from securities laws must rest with the change.4 The Commission received no
the Sub-Penny Rule in connection with persons relying on the exemptions that
7 17 CFR 200.30–3(a)(83).
the operation of the Exchange’s Retail are the subject of this Order. 1 15 U.S.C. 78s(b)(1).
Price Improvement (‘‘RPI’’) Program (the 2 17 CFR 240.19b–4.
‘‘Program’’). The limited exemption was 3 See Securities Exchange Act Release No. 76585
granted concurrently with the (December 8, 2015), 80 FR 77038 (December 11,
Commission’s approval of the 2015) (‘‘Notice’’).
4 In Amendment No. 2, the Exchange amended
Exchange’s proposal to adopt the Exemption From Rule 612(c) of Regulation NMS in
Connection With the Exchange’s Retail Price the proposed rule language to (i) clarify that it will
Program for a one-year pilot term. 2 The notify Trading Permit Holders by electronic
Improvement Program); 74111 (January 22, 2015),
exemption was granted coterminous message if the Exchange determines that the put
80 FR 4598 (January 28, 2015) (SR–BYX–2015–05)
with the effectiveness of the pilot (extending the pilot period); and 74115 (January 22,
strike price or call underlying value check should
Program and has been extended twice; 3 not apply in the interest of maintaining a fair and
2015), 80 FR 4324 (January 27, 2015) (Order orderly market under proposed Exchange Rule
Granting an Extension to Limited Exemption From
asabaliauskas on DSK5VPTVN1PROD with NOTICES
10 17
6.14(a)(ii) and (ii) limit the potential range of the
CFR 200.30–3(a)(12). Rule 612(c) of Regulation NMS in Connection With percentage amount used to calculate the maximum
1 17 CFR 242.612(c). the Exchange’s Retail Price Improvement Program). value acceptable price range check in proposed
2 See Securities Exchange Act Release No. 68303 4 See letter from Anders Franzon, Senior Vice Exchange Rule 6.53C, Interpretation and Policy
(November 27, 2012), 77 FR 71652 (December 3, President and Associate General Counsel, BYX, to .08(g)(1)(iii). In Amendment No. 2, CBOE also
2012) (‘‘RPI Approval Order’’) (SR–BXY–2012–019). represented that it will document, retain, and
3 See Securities Exchange Act Release Nos. 71249
Elizabeth M. Murphy, Secretary, Commission, dated
periodically review any Exchange decision to not
January 12, 2016.
(January 7, 2014), 79 FR 2229 (January 13, 2012) apply the put check or call check under proposed
5 See SR–BYX–2016–01.
(SR–BYX–2014–001) (extending the pilot period); Exchange Rule 6.14(a)(ii), including the reason for
6 See RPI Approval Order, supra note 2, at 77 FR
71250 (January 7, 2014), 79 FR 2234 (January 13, the decision. See Amendment No. 2 to File No. SR–
2012) (Order Granting an Extension to Limited at 71657. CBOE–2015–107, dated December 29, 2015
VerDate Sep<11>2014 19:41 Jan 26, 2016 Jkt 238001 PO 00000 Frm 00121 Fmt 4703 Sfmt 4703 E:\FR\FM\27JAN1.SGM 27JAN1](https://thefederalregister.org/doc/81_FR_4743/page/3.svg)
Document Created: 2018-02-02 12:40:09
Document Modified: 2018-02-02 12:40:09
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
| Publisher | Office of the Federal Register, National Archives and Records Administration | |
| Section | Notices | |
| FR Citation | 81 FR 4726 |
2025 Federal Register | Disclaimer | Privacy Policy
USC | CFR | eCFR