81_FR_47873 81 FR 47732 - Amendments to Regulatory Guidance Concerning Periodic Inspection of Commercial Motor Vehicles

81 FR 47732 - Amendments to Regulatory Guidance Concerning Periodic Inspection of Commercial Motor Vehicles

DEPARTMENT OF TRANSPORTATION
Federal Motor Carrier Safety Administration

Federal Register Volume 81, Issue 141 (July 22, 2016)

Page Range47732-47733
FR Document2016-17362

FMCSA amends regulatory guidance, previously published in the Federal Register, regarding the periodic inspection of commercial motor vehicles (CMVs). Elsewhere in today's issue of the Federal Register, FMCSA amends the Federal Motor Carrier Safety Regulations (FMCSRs) to, among other things, eliminate the option for a motor carrier to satisfy the periodic (annual) inspection requirement through a violation-free roadside inspection. As a result of this amendment to the FMCSRs, certain regulatory guidance is amended to ensure consistency between the FMCSRs and the published guidance.

Federal Register, Volume 81 Issue 141 (Friday, July 22, 2016)
[Federal Register Volume 81, Number 141 (Friday, July 22, 2016)]
[Rules and Regulations]
[Pages 47732-47733]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-17362]


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DEPARTMENT OF TRANSPORTATION

Federal Motor Carrier Safety Administration

49 CFR Part 396

[Docket No. FMCSA-2015-0176]
RIN 2126-AB81


Amendments to Regulatory Guidance Concerning Periodic Inspection 
of Commercial Motor Vehicles

AGENCY: Federal Motor Carrier Safety Administration (FMCSA), DOT.

ACTION: Amendment of regulatory guidance.

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SUMMARY: FMCSA amends regulatory guidance, previously published in the 
Federal Register, regarding the periodic inspection of commercial motor 
vehicles (CMVs). Elsewhere in today's issue of the Federal Register, 
FMCSA amends the Federal Motor Carrier Safety Regulations (FMCSRs) to, 
among other things, eliminate the option for a motor carrier to satisfy 
the periodic (annual) inspection requirement through a violation-free 
roadside inspection. As a result of this amendment to the FMCSRs, 
certain regulatory guidance is amended to ensure consistency between 
the FMCSRs and the published guidance.

DATES: Effective Date: This regulatory guidance is effective July 22, 
2016.

FOR FURTHER INFORMATION CONTACT: Mr. Mike Huntley, Vehicle and Roadside 
Operations Division, Office of Bus and Truck Standards and Operations, 
Federal Motor Carrier Safety Administration, telephone: 202-366-5370; 
[email protected].

SUPPLEMENTARY INFORMATION: On November 17, 1993, the Federal Highway 
Administration (FHWA) \1\ published ``Regulatory Guidance for the 
Federal Motor Carrier Safety Regulations'' at 58 FR 60734. The 
publication included interpretations of

[[Page 47733]]

49 CFR 396.17, a rule that requires all CMVs to be inspected at least 
once every 12 months in accordance with Appendix G to the FMCSRs 
(``Minimum Periodic Inspection Standards''), and 49 CFR 396.23, a rule 
that identifies alternative inspections that are considered equivalent 
to the annual inspection required under 49 CFR 396.17. The Agency 
interpreted the regulations to permit a roadside inspection to be 
considered as equivalent to the annual inspection. The regulatory 
guidance was republished on April 4, 1997, at 62 FR 16370.
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    \1\ The Motor Carrier Safety Improvement Act of 1999 [Pub. L. 
106-159, 113 Stat. 1748 (December 9, 1999)] established the FMCSA in 
the Department of Transportation. On January 4, 2000, the Office of 
the Secretary published a final rule delegating to the FMCSA 
Administrator the motor carrier safety functions required by MCSIA, 
which included certain motor carrier safety functions previously 
delegated to the FHWA (65 FR 200).
---------------------------------------------------------------------------

    A final rule issued by FMCSA, published elsewhere in today's issue 
of the Federal Register, amends 49 CFR 396.17(f) and removes 49 CFR 
396.23(a) to eliminate the option for a motor carrier to meet the 
periodic inspection requirements through roadside inspections.
    Because not every element of Appendix G is reviewed/inspected 
during a roadside inspection conducted under the North American 
Standard Inspection, most roadside inspections do not meet the periodic 
(annual) inspection requirements under 49 CFR 396.17. For this reason, 
FMCSA does not believe it is appropriate to continue to allow motor 
carriers to use roadside inspections conducted by enforcement officials 
to satisfy the annual inspection requirements in 49 CFR 396.17(f). 
Motor carriers or their agents will now be required to complete a 
periodic inspection of every CMV under their control in accordance with 
Appendix G at least once every 12 months, irrespective of whether a 
roadside inspection is performed, unless the vehicle is subject to a 
mandatory State inspection program in accordance with 49 CFR 396.23 
which has been determined to be as effective as the requirements of 49 
CFR 396.17.
    Given the amendments to 49 CFR 396.17(f) discussed above, the final 
rule also removes 49 CFR 396.23(a), which currently permits a roadside 
inspection program of a State or other jurisdiction to be considered as 
meeting the periodic inspection requirements of 49 CFR 396.17.
    As a result of the final rule, and to maintain consistency between 
the amended FMCSRs and the published regulatory guidance, two 
regulatory guidance questions/answers are amended as follows:

Section 396.17, Question 1

    Question 1: Some of a motor carrier's vehicles are registered in a 
State with a mandated inspection program which has been determined to 
be as effective as the Federal periodic inspection program, but these 
vehicles are not used in that State. Is the motor carrier required to 
make sure the vehicles are inspected under that State's program in 
order to meet the Federal periodic inspection requirements?
    Guidance: If the State requires all vehicles registered in the 
State to be inspected through its mandatory program, then the motor 
carrier must use the State program to satisfy the Federal requirements. 
If, however, the State inspection program includes an exception or 
exemption for vehicles which are registered in the State but domiciled 
outside of the State, then the motor carrier may meet the Federal 
requirements through a self-inspection, a third party inspection, or a 
periodic inspection performed in any State with a program that the 
Federal Motor Carrier Administration (FMCSA) determines is comparable 
to, or as effective as, the part 396 requirements.

Section 396.23, Question 1

    Question 1: Can a violation-free Commercial Vehicle Safety Alliance 
(CVSA) Level I or Level V inspection be used to satisfy the periodic 
inspection requirements of Sec.  396.17?
    Guidance: No, a CVSA Level I or Level V inspection is not 
equivalent to the Federal periodic inspection requirements.

    Issued on July 14, 2016.
T.F. Scott Darling, III,
Acting Administrator.
[FR Doc. 2016-17362 Filed 7-21-16; 8:45 am]
BILLING CODE 4910-EX-P



                                           47732                Federal Register / Vol. 81, No. 141 / Friday, July 22, 2016 / Rules and Regulations

                                           thereon shall be corrected in accordance                 Appendix G to Subchapter B of Chapter                        Issued under the authority of delegation in
                                           with § 396.11(a)(3). Repairs of items of                 III—Minimum Periodic Inspection                            49 CFR 1.87. July 14, 2016.
                                           intermodal equipment placed out-of-                      Standards                                                  T.F. Scott Darling, III,
                                           service are also to be documented in the                 *        *        *       *       *                        Acting Administrator.
                                           maintenance records for such                             1. Brake System                                            [FR Doc. 2016–17364 Filed 7–21–16; 8:45 am]
                                           equipment.                                                                                                          BILLING CODE 4910–EX–P
                                                                                                    *        *        *       *       *
                                           *     *     *     *     *                                   l. Antilock Brake System 1
                                           ■ 7. Revise § 396.17(f) to read as                          (1) Missing ABS malfunction indicator
                                           follows:                                                 components (i.e., bulb, wiring, etc.).                     DEPARTMENT OF TRANSPORTATION
                                                                                                       (2) ABS malfunction indicator that does
                                           § 396.17   Periodic inspection.                          not illuminate when power is first applied to              Federal Motor Carrier Safety
                                           *      *    *     *     *                                the ABS controller (ECU) during initial                    Administration
                                                                                                    power up.
                                              (f) Vehicles passing periodic                            (3) ABS malfunction indicator that stays
                                           inspections performed under the                                                                                     49 CFR Part 396
                                                                                                    illuminated while power is continuously
                                           auspices of any State government or                      applied to the ABS controller (ECU).                       [Docket No. FMCSA–2015–0176]
                                           equivalent jurisdiction, meeting the                        (4) ABS malfunction indicator lamp on a
                                                                                                                                                               RIN 2126–AB81
                                           minimum standards contained in                           trailer or dolly does not cycle when electrical
                                           appendix G of this subchapter, will be                   power is applied:
                                                                                                       (a) Only to the vehicle’s constant ABS
                                                                                                                                                               Amendments to Regulatory Guidance
                                           considered to have met the                                                                                          Concerning Periodic Inspection of
                                                                                                    power circuit, or
                                           requirements of an annual inspection                                                                                Commercial Motor Vehicles
                                                                                                       (b) Only to the vehicle.2
                                           for a period of 12 months commencing                        (5) With its brakes released and its ignition
                                           from the last day of the month in which                  switch in the normal run position, power                   AGENCY: Federal Motor Carrier Safety
                                           the inspection was performed.                            unit does not provide continuous electrical                Administration (FMCSA), DOT.
                                           *      *    *     *     *                                power to the ABS on any vehicle it is                      ACTION: Amendment of regulatory
                                                                                                    equipped to tow.                                           guidance.
                                           ■ 8. Revise § 396.19(b) to read as
                                                                                                       (6) Other missing or inoperative ABS
                                           follows:                                                 components.                                                SUMMARY:    FMCSA amends regulatory
                                           § 396.19   Inspector qualifications.                        m. Automatic Brake Adjusters                            guidance, previously published in the
                                                                                                       (1) Failure to maintain a brake within the              Federal Register, regarding the periodic
                                           *     *     *    *     *                                 brake stroke limit specified by the vehicle
                                             (b) Motor carriers and intermodal                      manufacturer.
                                                                                                                                                               inspection of commercial motor
                                           equipment providers must retain                             (2) Any automatic brake adjuster that has               vehicles (CMVs). Elsewhere in today’s
                                           evidence of that individual’s                            been replaced with a manual adjuster.                      issue of the Federal Register, FMCSA
                                           qualifications under this section. They                     (3) Damaged, loose, or missing                          amends the Federal Motor Carrier Safety
                                           must retain this evidence for the period                 components.                                                Regulations (FMCSRs) to, among other
                                                                                                       (4) Any brake that is found to be out of                things, eliminate the option for a motor
                                           during which that individual is                          adjustment on initial inspection must be
                                           performing annual motor vehicle                                                                                     carrier to satisfy the periodic (annual)
                                                                                                    evaluated to determine why the automatic                   inspection requirement through a
                                           inspections for the motor carrier or                     brake adjuster is not functioning properly
                                           intermodal equipment provider, and for                                                                              violation-free roadside inspection. As a
                                                                                                    and the problem must be corrected in order
                                           one year thereafter. However, motor                      for the vehicle to pass the inspection. It is not          result of this amendment to the
                                           carriers and intermodal equipment                        acceptable to manually adjust automatic                    FMCSRs, certain regulatory guidance is
                                           providers do not have to maintain                        brake adjusters without first correcting the               amended to ensure consistency between
                                           documentation of inspector                               underlying problem. For example, there may                 the FMCSRs and the published
                                                                                                    be other components within the braking                     guidance.
                                           qualifications for those inspections                     system that are distressed or out of
                                           performed as part of a State periodic                    specification (i.e., broken welds, loose                   DATES: Effective Date: This regulatory
                                           inspection program.                                      mounting hardware, cracked brake drums,                    guidance is effective July 22, 2016.
                                                                                                    worn bushings, etc.) that would require                    FOR FURTHER INFORMATION CONTACT: Mr.
                                           § 396.23   [Amended]                                     immediate attention.                                       Mike Huntley, Vehicle and Roadside
                                           ■ 9. In § 396.23, remove paragraph (a)                   *        *        *       *       *                        Operations Division, Office of Bus and
                                           and redesignate paragraph (b) as                              10. Tires                                             Truck Standards and Operations,
                                           paragraph (a) and reserve a new                          *        *        *       *       *                        Federal Motor Carrier Safety
                                           paragraph (b).                                             c. Installation of speed-restricted tires                Administration, telephone: 202–366–
                                           ■ 10. Amend Appendix G to Subchapter                     unless specifically designated by motor                    5370; michael.huntley@dot.gov.
                                           B of Chapter III by:                                     carrier.
                                                                                                                                                               SUPPLEMENTARY INFORMATION: On
                                           ■ a. Adding Section 1.l and footnotes 1                  *        *        *       *       *                        November 17, 1993, the Federal
                                           and 2;                                                     14. Motorcoach Seats                                     Highway Administration (FHWA) 1
                                                                                                      a. Any passenger seat that is not securely
                                           ■ b. Adding Section 1.m;                                                                                            published ‘‘Regulatory Guidance for the
                                                                                                    fastened to the vehicle structure.
                                           ■ b. Adding Section 10.c;                                  b. [Reserved]                                            Federal Motor Carrier Safety
                                           ■ c. Adding Section 14; and                                                                                         Regulations’’ at 58 FR 60734. The
                                           ■ d. Removing ‘‘Comparison of                              1 Power units manufactured after March 1, 2001,          publication included interpretations of
                                           Appendix G, and the New North                            have two ABS malfunction indicators, one for the
                                                                                                    power unit and one for the units that they tow. Both         1 The Motor Carrier Safety Improvement Act of
                                           American Uniform Driver Vehicle                          malfunction indicators are required to be fully
ehiers on DSK5VPTVN1PROD with RULES




                                                                                                                                                               1999 [Pub. L. 106–159, 113 Stat. 1748 (December 9,
                                           Inspection Procedure (North American                     functional.                                                1999)] established the FMCSA in the Department of
                                           Commercial Vehicle Critical Safety                         2 This section is applicable to tractors with air        Transportation. On January 4, 2000, the Office of
                                           Inspection Items and Out-Of-Service                      brakes built on or after March 1, 1997, and all other      the Secretary published a final rule delegating to
                                           Criteria),’’ including the introductory                  vehicles with air brakes built on or after March 1,        the FMCSA Administrator the motor carrier safety
                                                                                                    1998. This section is also applicable to vehicles          functions required by MCSIA, which included
                                           text and paragraphs 1.–13.                               over 10,000 lbs. GVWR with hydraulic brakes built          certain motor carrier safety functions previously
                                             The additions read as follows:                         on or after March 1, 1999.                                 delegated to the FHWA (65 FR 200).



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                                                                Federal Register / Vol. 81, No. 141 / Friday, July 22, 2016 / Rules and Regulations                                         47733

                                           49 CFR 396.17, a rule that requires all                  program, but these vehicles are not used              Management Council (Council). This
                                           CMVs to be inspected at least once                       in that State. Is the motor carrier                   final rule extends the current Gulf
                                           every 12 months in accordance with                       required to make sure the vehicles are                commercial shrimp permit moratorium
                                           Appendix G to the FMCSRs (‘‘Minimum                      inspected under that State’s program in               for 10 more years. The intent of this
                                           Periodic Inspection Standards’’), and 49                 order to meet the Federal periodic                    final rule and Amendment 17A is to
                                           CFR 396.23, a rule that identifies                       inspection requirements?                              protect federally managed Gulf shrimp
                                           alternative inspections that are                            Guidance: If the State requires all                stocks while promoting catch efficiency,
                                           considered equivalent to the annual                      vehicles registered in the State to be                economic efficiency, and stability in the
                                           inspection required under 49 CFR                         inspected through its mandatory                       fishery.
                                           396.17. The Agency interpreted the                       program, then the motor carrier must                  DATES: This rule is effective August 22,
                                           regulations to permit a roadside                         use the State program to satisfy the                  2016.
                                           inspection to be considered as                           Federal requirements. If, however, the                ADDRESSES: Electronic copies of
                                           equivalent to the annual inspection. The                 State inspection program includes an                  Amendment 17A, which includes an
                                           regulatory guidance was republished on                   exception or exemption for vehicles                   environmental assessment, a Regulatory
                                           April 4, 1997, at 62 FR 16370.                           which are registered in the State but                 Flexibility Act analysis, and a regulatory
                                              A final rule issued by FMCSA,                         domiciled outside of the State, then the              impact review, may be obtained from
                                           published elsewhere in today’s issue of                  motor carrier may meet the Federal                    the Southeast Regional Office Web site
                                           the Federal Register, amends 49 CFR                      requirements through a self-inspection,               at http://sero.nmfs.noaa.gov/
                                           396.17(f) and removes 49 CFR 396.23(a)                   a third party inspection, or a periodic               sustainable_fisheries/gulf_fisheries/
                                           to eliminate the option for a motor                      inspection performed in any State with                shrimp/2016/am17a/index.html.
                                           carrier to meet the periodic inspection                  a program that the Federal Motor Carrier              FOR FURTHER INFORMATION CONTACT:
                                           requirements through roadside                            Administration (FMCSA) determines is                  Susan Gerhart, telephone: 727–824–
                                           inspections.                                             comparable to, or as effective as, the                5305, or email: Susan.Gerhart@
                                              Because not every element of                          part 396 requirements.                                noaa.gov.
                                           Appendix G is reviewed/inspected
                                           during a roadside inspection conducted                   Section 396.23, Question 1                            SUPPLEMENTARY INFORMATION: The
                                           under the North American Standard                          Question 1: Can a violation-free                    shrimp fishery in the Gulf is managed
                                           Inspection, most roadside inspections                    Commercial Vehicle Safety Alliance                    under the FMP. The FMP was prepared
                                           do not meet the periodic (annual)                        (CVSA) Level I or Level V inspection be               by the Council and implemented
                                           inspection requirements under 49 CFR                     used to satisfy the periodic inspection               through regulations at 50 CFR part 622
                                           396.17. For this reason, FMCSA does                      requirements of § 396.17?                             under the authority of the Magnuson-
                                           not believe it is appropriate to continue                  Guidance: No, a CVSA Level I or                     Stevens Fishery Conservation and
                                           to allow motor carriers to use roadside                  Level V inspection is not equivalent to               Management Act (Magnuson-Stevens
                                           inspections conducted by enforcement                     the Federal periodic inspection                       Act).
                                           officials to satisfy the annual inspection               requirements.                                            On April 5, 2016, NMFS published a
                                           requirements in 49 CFR 396.17(f). Motor                                                                        notice of availability for Amendment
                                                                                                      Issued on July 14, 2016.
                                           carriers or their agents will now be                                                                           17A and requested public comment (81
                                                                                                    T.F. Scott Darling, III,                              FR 19547). On April 14, 2016, NMFS
                                           required to complete a periodic
                                                                                                    Acting Administrator.                                 published a proposed rule for
                                           inspection of every CMV under their
                                           control in accordance with Appendix G                    [FR Doc. 2016–17362 Filed 7–21–16; 8:45 am]           Amendment 17A and requested public
                                           at least once every 12 months,                           BILLING CODE 4910–EX–P                                comment (81 FR 22042). The proposed
                                           irrespective of whether a roadside                                                                             rule and Amendment 17A outline the
                                           inspection is performed, unless the                                                                            rationale for the actions contained in
                                           vehicle is subject to a mandatory State                  DEPARTMENT OF COMMERCE                                this final rule. A summary of the action
                                           inspection program in accordance with                                                                          implemented by Amendment 17A and
                                           49 CFR 396.23 which has been                             National Oceanic and Atmospheric                      this final rule is provided below.
                                           determined to be as effective as the                     Administration
                                                                                                                                                          Management Measure Contained in
                                           requirements of 49 CFR 396.17.                                                                                 This Final Rule
                                              Given the amendments to 49 CFR                        50 CFR Part 622
                                           396.17(f) discussed above, the final rule                                                                        This final rule extends the Gulf
                                                                                                    [Docket No. 160222132–6585–02]
                                           also removes 49 CFR 396.23(a), which                                                                           shrimp Federal permit moratorium until
                                           currently permits a roadside inspection                  RIN 0648–BF77                                         October 26, 2026. Through Amendment
                                           program of a State or other jurisdiction                                                                       13 to the FMP, the Council established
                                                                                                    Fisheries of the Caribbean, Gulf of                   a 10-year moratorium on the issuance of
                                           to be considered as meeting the periodic                 Mexico, and South Atlantic; Shrimp
                                           inspection requirements of 49 CFR                                                                              new Federal commercial shrimp vessel
                                                                                                    Fishery of the Gulf of Mexico;                        permits (71 FR 56039, September 26,
                                           396.17.                                                  Amendment 17A
                                              As a result of the final rule, and to                                                                       2006). The moratorium on permits
                                           maintain consistency between the                         AGENCY:  National Marine Fisheries                    indirectly controls shrimping effort in
                                           amended FMCSRs and the published                         Service (NMFS), National Oceanic and                  Federal waters and thereby bycatch
                                           regulatory guidance, two regulatory                      Atmospheric Administration (NOAA),                    levels of juvenile red snapper and sea
                                           guidance questions/answers are                           Commerce.                                             turtles. The final rule implementing the
                                           amended as follows:                                      ACTION: Final rule.                                   moratorium became effective October
                                                                                                                                                          26, 2006, and the moratorium permits
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                                           Section 396.17, Question 1                               SUMMARY:   NMFS issues regulations to                 became effective in March 2007.
                                             Question 1: Some of a motor carrier’s                  implement Amendment 17A to the                        Extending the moratorium for an
                                           vehicles are registered in a State with a                Fishery Management Plan for the                       additional 10 years until October 26,
                                           mandated inspection program which                        Shrimp Fishery of the Gulf of Mexico                  2026, is expected to maintain the
                                           has been determined to be as effective                   (FMP), as prepared and submitted by                   biological, social, and economic benefits
                                           as the Federal periodic inspection                       the Gulf of Mexico (Gulf) Fishery                     to the shrimp fishery achieved under


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Document Created: 2016-07-22 02:38:16
Document Modified: 2016-07-22 02:38:16
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionAmendment of regulatory guidance.
ContactMr. Mike Huntley, Vehicle and Roadside Operations Division, Office of Bus and Truck Standards and Operations, Federal Motor Carrier Safety Administration, telephone: 202-366-5370; [email protected]
FR Citation81 FR 47732 
RIN Number2126-AB81

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