81 FR 47845 - Harbert Mezzanine Partners II SBIC, L.P., License No. 04/04-0298; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest
SMALL BUSINESS ADMINISTRATION Federal Register Volume 81, Issue 141 (July 22, 2016)
Federal Register Volume 81, Issue 141 (July 22, 2016)
| Page Range | 47845-47845 | |
| FR Document | 2016-17317 |
[Federal Register Volume 81, Number 141 (Friday, July 22, 2016)] [Notices] [Page 47845] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2016-17317] ======================================================================= ----------------------------------------------------------------------- SMALL BUSINESS ADMINISTRATION Harbert Mezzanine Partners II SBIC, L.P., License No. 04/04-0298; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest Notice is hereby given that Harbert Mezzanine Partners II SBIC, L.P., 2100 Third Avenue North, Suite 600, Birmingham, AL 35203, a Federal Licensee under the Small Business Investment Act of 1958, as amended (``the Act''), in connection with the financing of CDA, Inc., 8500 South Tyron Street, Charlotte, NC 28273, has sought an exemption under Section 312 of the Act and 13 CFR 107.730 financings which constitute conflicts of interest of the Small Business Administration (``SBA'') Rules and Regulations. Harbert Mezzanine Partners II SBIC, L.P. proposes to provide debt financing to CDA, Inc., owned by Harbinger Mezzanine Partners, L.P., an associate as defined in 13 CFR 107.50 of the SBA Rules and Regulations. Therefore this transaction is considered a conflict of interest requiring SBA's prior written exemption. Notice is hereby given that any interested person may submit written comments on the transaction, within fifteen days of the date of this publication, to the Associate Administrator for Investment, U.S. Small Business Administration, 409 Third Street SW., Washington, DC 20416. Mark Walsh, Associate Administrator, Office of Investment and Innovation. [FR Doc. 2016-17317 Filed 7-21-16; 8:45 am] BILLING CODE P
![Federal Register / Vol. 81, No. 141 / Friday, July 22, 2016 / Notices 47845
that there is a lack of current and a class of securities registered with the SMALL BUSINESS ADMINISTRATION
accurate information concerning the Commission pursuant to Exchange Act
securities of Scanner Technologies Section 12(g) because it is delinquent in Harbert Mezzanine Partners II SBIC,
Corp. (‘‘SCNI 1’’) (CIK No. 217222), a its periodic filings with the L.P., License No. 04/04–0298; Notice
revoked New Mexico corporation Commission, having not filed any Seeking Exemption Under Section 312
located in Minneapolis, Minnesota with periodic reports since it filed a Form of the Small Business Investment Act,
a class of securities registered with the 10–K for the period ended December 31, Conflicts of Interest
Commission pursuant to Securities 2010. On March 3, 2014, Corporation
Exchange Act of 1934 (‘‘Exchange Act’’) Notice is hereby given that Harbert
Finance sent a delinquency letter to Mezzanine Partners II SBIC, L.P., 2100
Section 12(g) because it is delinquent in
STIV requesting compliance with its Third Avenue North, Suite 600,
its periodic filings with the
periodic filing requirements but STIV Birmingham, AL 35203, a Federal
Commission, having not filed any
periodic reports since it filed a Form did not receive the delinquency letter Licensee under the Small Business
10–Q for the period ended September due to its failure to maintain a valid Investment Act of 1958, as amended
30, 2008. On January 29, 2016, the address on file with the Commission as (‘‘the Act’’), in connection with the
Commission’s Division of Corporation required by Commission Issuer Address financing of CDA, Inc., 8500 South
Finance (‘‘Corporation Finance’’) sent a Rules. As of July 14, 2016, the common Tyron Street, Charlotte, NC 28273, has
delinquency letter to SCNI requesting stock of STIV was quoted on OTC Link, sought an exemption under Section 312
compliance with its periodic filing had five market makers, and was of the Act and 13 CFR 107.730
requirements but SCNI did not receive eligible for the ‘‘piggyback’’ exception of financings which constitute conflicts of
the delinquency letter due to its failure Exchange Act Rule 15c2–11(f)(3). interest of the Small Business
to maintain a valid address on file with Administration (‘‘SBA’’) Rules and
It appears to the Commission that Regulations. Harbert Mezzanine
the Commission as required by there is a lack of current and accurate
Commission rules (Rule 301 of Partners II SBIC, L.P. proposes to
information concerning the securities of provide debt financing to CDA, Inc.,
Regulation S–T, 17 CFR 232.301 and The Digital Development Group Corp.
Section 5.4 of EDGAR Filer Manual) owned by Harbinger Mezzanine
(‘‘DIDG’’) (CIK No. 1379699), a Nevada Partners, L.P., an associate as defined in
(‘‘Commission Issuer Address Rules’’).
As of July 14, 2016, the common stock corporation located in Los Angeles, 13 CFR 107.50 of the SBA Rules and
of SCNI was quoted on OTC Link California with a class of securities Regulations. Therefore this transaction
operated by OTC Markets Group Inc. registered with the Commission is considered a conflict of interest
(formerly ‘‘Pink Sheets’’) (‘‘OTC Link’’), pursuant to Exchange Act Section 12(g) requiring SBA’s prior written
had four market makers, and was because it is delinquent in its periodic exemption.
eligible for the ‘‘piggyback’’ exception of filings with the Commission, having not Notice is hereby given that any
Exchange Act Rule 15c2–11(f)(3). filed any periodic reports since it filed interested person may submit written
It appears to the Commission that a Form 10–Q for the period ended comments on the transaction, within
there is a lack of current and accurate September 30, 2014. On November 30, fifteen days of the date of this
information concerning the securities of 2015, Corporation Finance sent a publication, to the Associate
Seville Ventures Corp. (‘‘SVLE’’) (CIK delinquency letter to DIDG requesting Administrator for Investment, U.S.
No. 1527424), a revoked Nevada compliance with its periodic filing Small Business Administration, 409
corporation located in Byron, Illinois requirements but DIDG did not receive Third Street SW., Washington, DC
with a class of securities registered with the delinquency letter due to its failure 20416.
the Commission pursuant to Exchange to maintain a valid address on file with Mark Walsh,
Act Section 12(g) because it is the Commission as required by Associate Administrator, Office of Investment
delinquent in its periodic filings with Commission Issuer Address Rules. As of and Innovation.
the Commission, having not filed any July 14, 2016, the common stock of [FR Doc. 2016–17317 Filed 7–21–16; 8:45 am]
periodic reports since it filed a Form
DIDG was quoted on OTC Link, had five BILLING CODE P
10–Q for the period ended April 30,
market makers, and was eligible for the
2014. On October 19, 2015, Corporation
Finance sent a delinquency letter to ‘‘piggyback’’ exception of Exchange Act
SVLE requesting compliance with its Rule 15c2–11(f)(3). SOCIAL SECURITY ADMINISTRATION
periodic filing requirements but SVLE The Commission is of the opinion that [Docket No: SSA–2016–0033]
did not receive the delinquency letter the public interest and the protection of
due to its failure to maintain a valid investors require a suspension of trading Agency Information Collection
address on file with the Commission as in the securities of the above-listed Activities: Proposed Request and
required by Commission Issuer Address companies. Therefore, it is ordered, Comment Request
Rules. As of July 14, 2016, the common pursuant to Section 12(k) of the
stock of SVLE was quoted on OTC Link, The Social Security Administration
Securities Exchange Act of 1934, that
had one market makers, and was eligible (SSA) publishes a list of information
trading in the securities of the above-
for the ‘‘piggyback’’ exception of collection packages requiring clearance
listed companies is suspended for the by the Office of Management and
Exchange Act Rule 15c2–11(f)(3). period from 9:30 a.m. EDT on July 20,
It appears to the Commission that Budget (OMB) in compliance with
2016, through 11:59 p.m. EDT on Public Law 104–13, the Paperwork
there is a lack of current and accurate
August 2, 2016.
ehiers on DSK5VPTVN1PROD with NOTICES
information concerning the securities of Reduction Act of 1995, effective October
StarInvest Group, Inc. (‘‘STIV’’) (CIK No. By the Commission. 1, 1995. This notice includes revisions
810270), a revoked Nevada corporation Jill M. Peterson, and one extension of OMB-approved
located in Long Beach, New York with Assistant Secretary.
information collections.
SSA is soliciting comments on the
[FR Doc. 2016–17449 Filed 7–20–16; 11:15 am]
1 The short form of each issuer’s name is also its accuracy of the agency’s burden
stock symbol. BILLING CODE 8011–01–P estimate; the need for the information;
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Document Created: 2016-07-22 02:38:22
Document Modified: 2016-07-22 02:38:22
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
| Publisher | Office of the Federal Register, National Archives and Records Administration | |
| Section | Notices | |
| FR Citation | 81 FR 47845 |
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