81_FR_48538 81 FR 48396 - 36(b)(1) Arms Sales Notification

81 FR 48396 - 36(b)(1) Arms Sales Notification

DEPARTMENT OF DEFENSE
Office of the Secretary

Federal Register Volume 81, Issue 142 (July 25, 2016)

Page Range48396-48398
FR Document2016-17476

The Department of Defense is publishing the unclassified text of a section 36(b)(1) arms sales notification. This is published to fulfill the requirements of section 155 of Public Law 104-164 dated July 21, 1996.

Federal Register, Volume 81 Issue 142 (Monday, July 25, 2016)
[Federal Register Volume 81, Number 142 (Monday, July 25, 2016)]
[Notices]
[Pages 48396-48398]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-17476]


=======================================================================
-----------------------------------------------------------------------

DEPARTMENT OF DEFENSE

Office of the Secretary

[Transmittal No. 16-47]


36(b)(1) Arms Sales Notification

AGENCY: Department of Defense, Defense Security Cooperation Agency.

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: The Department of Defense is publishing the unclassified text 
of a section 36(b)(1) arms sales notification. This is published to 
fulfill the requirements of section 155 of Public Law 104-164 dated 
July 21, 1996.

FOR FURTHER INFORMATION CONTACT: Chandelle K. Parker, DSCA/LMO, (703) 
697-9027.
    The following is a copy of a letter to the Speaker of the House of 
Representatives, Transmittal 16-47 with attached Policy Justification 
and Sensitivity of Technology.

    Dated: July 20, 2016.
Aaron Siegel,
Alternate OSD Federal Register Liaison Officer, Department of Defense.

[[Page 48397]]

[GRAPHIC] [TIFF OMITTED] TN25JY16.017

Transmittal No. 16-47
Notice of Proposed Issuance of Letter of Offer Pursuant to Section 
36(b)(1) of the Arms Export Control Act, as amended
    (i) Prospective Purchaser: Government of Japan
    (ii) Total Estimated Value:

Major Defense Equipment*.................  $685 million
Other....................................  $136 million
                                          ------------------------------
  TOTAL..................................  $821 million
 

    (iii) Description and Quantity or Quantities of Articles or 
Services under Consideration for Purchase:
    Major Defense Equipment (MDE): Up to two hundred forty-six (246) 
Standard Missiles (SM-2), Block IIIB Vertical Launching Tactical All-Up 
Rounds, RIM-66M-09
    Non-MDE: This request also includes the following Non-MDE: MK 13 
MOD 0 Vertical Launching System Canisters, operator manuals, U.S. 
Government and contractor engineering, technical and logistics support 
services.
    (iv) Military Department: Navy (ATA and ASZ)
    (v)  Prior Related Cases, if any: JA-P-ARH--MAR 11, $32,149,836; 
JA-P-AQO--FEB 08, $36,133,478; JA-P-AQE--AUG 06, $25,932,921; JA-P-
AQF--AUG 06, $32,030,680; JA-P-ANW--SEP 05, $46,147,937; JA-P-ANX--SEP 
05, $30,207,196; JA-P-APS--SEP 05, $24,923,134; JA-P-APT--NOV 04, 
$25,041,269; JA-P-APU--NOV 04, $18,297,591; JA-P-APV--NOV 04, 
$13,328,470; JA-P-

[[Page 48398]]

APG--JUL 03, $26,545,311; JA-P-APP--JUL 03, $15,581,478
    (vi) Sales Commission, Fee, etc. Paid, Offered, or Agreed to be 
Paid: None
    (vii) Sensitivity of Technology Contained in the Defense Article or 
Defense Services Proposed to be Sold: See Annex attached
    (viii) Date Report Delivered to Congress: 15 July 2016
    * as defined in Section 47(6) of the Arms Export Control Act

POLICY JUSTIFICATION

Japan--SM-2 Block IIIB Standard Missiles

    The Government of Japan has requested a possible sale of up to two 
hundred forty-six (246) Standard Missile (SM-2), Block IIIB Vertical 
Launching Tactical All-Up Rounds, RIM-66M-09. This request also 
includes MK 13 MOD 0 Vertical Launching System Canisters, operator 
manuals and technical documentation, U.S. Government and contractor 
engineering, technical and logistics support services. The total 
estimated value of Major Defense Equipment (MDE) is $685 million. The 
total overall estimated value is $821 million.
    Japan is one of the major political and economic powers in East 
Asia and the Western Pacific, a key democratic partner of the United 
States in ensuring regional peace and stability, a close coalition ally 
in regional contingency operations, and a close cooperative and 
international exchange agreement partner. It is vital to U.S. national 
interests that Japan develops and maintains a strong and ready self-
defense capability. This transaction is consistent with U.S. foreign 
policy and national security objectives and the 1960 Treaty of Mutual 
Cooperation and Security.
    These SM-2 Block IIIB missiles will be used for anti-air warfare at 
sea. Japan currently fields four Kongo-class and two Atago-class 
destroyers, all of which are equipped with the Aegis Combat system and 
SM-2 Block IIIA/IIIB missiles. Japan is also building two new Aegis-
equipped destroyers based on a modified Atago-class hull. The SM-2 
Block IIIB missiles proposed in this sale will be used on these two 
future destroyers as well as supplementing Japan's missile inventory. 
Combined with the Aegis combat system, the SM-2 Block IIIB provides 
significantly enhanced area defense capabilities over critical East 
Asian and Western Pacific air and sea-lines of communication. Japan has 
two Intermediate-Level Maintenance Facilities capable of maintaining 
the SM-2 Block IIIB and will have no difficulty absorbing these new 
missiles into its armed forces.
    The proposed sale of this equipment and support will not alter the 
basic military balance in the region.
    The principal contractors will be Raytheon Missile Systems Company, 
Tucson, Arizona; Raytheon Company, Camden, Arkansas; and BAE of 
Minneapolis and Aberdeen, South Dakota. There are no known offset 
agreements proposed in connection with this potential sale.
    Implementation of this sale will not require the assignment of any 
U.S. or contractor representatives to Japan.
    There will be no adverse impact on U.S. defense readiness as a 
result of this proposed sale.
Transmittal No. 16-47
Notice of Proposed Issuance of Letter of Offer Pursuant to Section 
36(b)(1) of the Arms Export Control Act
Annex Item No. vii
    (vii) Sensitivity of Technology:
    1. A completely assembled Standard Missile-2 (SM-2) Block IIIB with 
or without a conventional warhead, whether a tactical, telemetry or 
inert (training) configuration, is classified CONFIDENTIAL. Missile 
component hardware includes: Guidance Section (classified 
CONFIDENTIAL), Target Detection Device (classified CONFIDENTIAL), 
Warhead (UNCLASSIFIED), Rocket Motor (UNCLASSIFIED), Steering Control 
Section (UNCLASSIFIED), Safe and Arming Device (UNCLASSIFIED), 
Autopilot Battery Unit (classified CONFIDENTIAL), and if telemetry 
missiles, AN/DKT-71 Telemeters (UNCLASSIFIED).
    2. SM-2 operator and maintenance documentation is usually 
CONFIDENTIAL. Shipboard operation/firing guidance is generally 
CONFIDENTIAL. Pre-firing missile assembly/pedigree information is 
UNCLASSIFIED.
    3. If a technologically advanced adversary were to obtain knowledge 
of the specific hardware and software elements, the information could 
be used to develop countermeasures that might reduce weapon system 
effectiveness or be used in the development of a system with similar or 
advanced capabilities.
    4. A determination has been made that Japan can provide 
substantially the same degree of protection for the sensitive 
technology being released as the U.S. Government. This sale is 
necessary in furtherance of the U.S. foreign policy and national 
security objectives outlined in the Policy Justification.
    5. All defense articles and services listed in this transmittal 
have been authorized for release and export to the Government of Japan.

[FR Doc. 2016-17476 Filed 7-22-16; 8:45 am]
 BILLING CODE 5001-06-P



                                                  48396                           Federal Register / Vol. 81, No. 142 / Monday, July 25, 2016 / Notices

                                                  ADDRESSES:   The meetings will be held at                • Review landings data (commercial                    DEPARTMENT OF DEFENSE
                                                  the Caribbean Fishery Management                           and recreational) for entire historical
                                                  Council Headquarters, 270 Muñoz                           series                                              Office of the Secretary
                                                  Rivera Avenue, Suite 401, San Juan,                      • Recommendations to the SSC                          [Transmittal No. 16–47]
                                                  Puerto Rico 00918.
                                                                                                           • Other Business
                                                  FOR FURTHER INFORMATION CONTACT:                                                                               36(b)(1) Arms Sales Notification
                                                  Caribbean Fishery Management Council,                    Special Accommodations
                                                  270 Muñoz Rivera Avenue, Suite 401,                                                                           AGENCY:  Department of Defense, Defense
                                                  San Juan, Puerto Rico 00918–1903,                          These meetings are physically                       Security Cooperation Agency.
                                                  telephone: (787) 766–5926.                               accessible to people with disabilities.               ACTION: Notice.
                                                                                                           For more information or request for sign
                                                  SUPPLEMENTARY INFORMATION:                                                                                     SUMMARY:   The Department of Defense is
                                                                                                           language interpretation and other
                                                     The Caribbean Fishery Management                                                                            publishing the unclassified text of a
                                                                                                           auxiliary aids, please contact Mr.
                                                  Council’s ABC Control Rule Group will                                                                          section 36(b)(1) arms sales notification.
                                                  hold a two-day meeting to discuss the                    Miguel A. Rolón, Executive Director,
                                                                                                           Caribbean Fishery Management Council,                 This is published to fulfill the
                                                  items contained in the following                                                                               requirements of section 155 of Public
                                                  agenda:                                                  270 Muñoz Rivera Avenue, Suite 401,
                                                                                                                                                                 Law 104–164 dated July 21, 1996.
                                                                                                           San Juan, Puerto Rico, 00918–1903,
                                                  • Call to Order                                          telephone (787) 766–5926, at least 5                  FOR FURTHER INFORMATION CONTACT:
                                                  • Adoption of Agenda                                     days prior to the meeting date.                       Chandelle K. Parker, DSCA/LMO, (703)
                                                  • Brief Review of ABC Control Rule                                                                             697–9027.
                                                  • Examples of ABC Control Rules:                           Dated: July 19, 2016.                                  The following is a copy of a letter to
                                                     South Atlantic, Gulf of Mexico,                       Tracey L. Thompson,                                   the Speaker of the House of
                                                     Western Pacific                                       Acting Deputy Director, Office of Sustainable         Representatives, Transmittal 16–47 with
                                                  • Discussion on tiers ABC Control Rule                   Fisheries, National Marine Fisheries Service.         attached Policy Justification and
                                                  • Evaluation of components of                            [FR Doc. 2016–17451 Filed 7–22–16; 8:45 am]           Sensitivity of Technology.
                                                     uncertainty                                           BILLING CODE 3510–22–P                                  Dated: July 20, 2016.
                                                  • Potential guidance coming out of data                                                                        Aaron Siegel,
                                                     poor models (OFL advice to ABC SSC                                                                          Alternate OSD Federal Register Liaison
                                                     advice to CFMC)                                                                                             Officer, Department of Defense.
mstockstill on DSK3G9T082PROD with NOTICES




                                             VerDate Sep<11>2014   18:27 Jul 22, 2016   Jkt 238001   PO 00000   Frm 00022   Fmt 4703   Sfmt 4703   E:\FR\FM\25JYN1.SGM   25JYN1


                                                                                          Federal Register / Vol. 81, No. 142 / Monday, July 25, 2016 / Notices                                             48397




                                                  Transmittal No. 16–47                                               (iii) Description and Quantity or                     (iv) Military Department: Navy (ATA
                                                                                                                    Quantities of Articles or Services under              and ASZ)
                                                  Notice of Proposed Issuance of Letter of
                                                                                                                    Consideration for Purchase:                             (v) Prior Related Cases, if any: JA–P–
                                                  Offer Pursuant to Section 36(b)(1) of the
                                                  Arms Export Control Act, as amended                                 Major Defense Equipment (MDE): Up                   ARH—MAR 11, $32,149,836; JA–P–
                                                                                                                    to two hundred forty-six (246) Standard               AQO—FEB 08, $36,133,478; JA–P–
                                                    (i) Prospective Purchaser: Government                           Missiles (SM–2), Block IIIB Vertical                  AQE—AUG 06, $25,932,921; JA–P–
                                                  of Japan                                                          Launching Tactical All-Up Rounds,
mstockstill on DSK3G9T082PROD with NOTICES




                                                                                                                                                                          AQF—AUG 06, $32,030,680; JA–P–
                                                                                                                    RIM–66M–09                                            ANW—SEP 05, $46,147,937; JA–P–
                                                    (ii) Total Estimated Value:
                                                                                                                      Non-MDE: This request also includes                 ANX—SEP 05, $30,207,196; JA–P–
                                                  Major Defense Equipment* ..                    $685 million
                                                                                                                    the following Non-MDE: MK 13 MOD 0                    APS—SEP 05, $24,923,134; JA–P–
                                                  Other ......................................   $136 million
                                                                                                                    Vertical Launching System Canisters,                  APT—NOV 04, $25,041,269; JA–P–
                                                     TOTAL ...............................       $821 million       operator manuals, U.S. Government and                 APU—NOV 04, $18,297,591; JA–P–
                                                                                                                    contractor engineering, technical and
                                                                                                                                                                          APV—NOV 04, $13,328,470; JA–P–
                                                                                                                    logistics support services.
                                                                                                                                                                                                                     EN25JY16.017</GPH>




                                             VerDate Sep<11>2014        18:27 Jul 22, 2016       Jkt 238001   PO 00000   Frm 00023   Fmt 4703   Sfmt 4703   E:\FR\FM\25JYN1.SGM   25JYN1


                                                  48398                           Federal Register / Vol. 81, No. 142 / Monday, July 25, 2016 / Notices

                                                  APG—JUL 03, $26,545,311; JA–P–                           will have no difficulty absorbing these                  5. All defense articles and services
                                                  APP—JUL 03, $15,581,478                                  new missiles into its armed forces.                   listed in this transmittal have been
                                                    (vi) Sales Commission, Fee, etc. Paid,                   The proposed sale of this equipment                 authorized for release and export to the
                                                  Offered, or Agreed to be Paid: None                      and support will not alter the basic                  Government of Japan.
                                                    (vii) Sensitivity of Technology                        military balance in the region.                       [FR Doc. 2016–17476 Filed 7–22–16; 8:45 am]
                                                  Contained in the Defense Article or                        The principal contractors will be                   BILLING CODE 5001–06–P
                                                  Defense Services Proposed to be Sold:                    Raytheon Missile Systems Company,
                                                  See Annex attached                                       Tucson, Arizona; Raytheon Company,
                                                    (viii) Date Report Delivered to                        Camden, Arkansas; and BAE of                          DEPARTMENT OF DEFENSE
                                                  Congress: 15 July 2016                                   Minneapolis and Aberdeen, South
                                                    * as defined in Section 47(6) of the                   Dakota. There are no known offset                     Office of the Secretary
                                                  Arms Export Control Act                                  agreements proposed in connection
                                                                                                                                                                 [Docket ID: DOD–2016–OS–0078]
                                                                                                           with this potential sale.
                                                  POLICY JUSTIFICATION                                       Implementation of this sale will not                Proposed Collection; Comment
                                                  Japan—SM–2 Block IIIB Standard                           require the assignment of any U.S. or                 Request
                                                  Missiles                                                 contractor representatives to Japan.
                                                                                                             There will be no adverse impact on                  AGENCY: Office of the Under Secretary of
                                                    The Government of Japan has
                                                                                                           U.S. defense readiness as a result of this            Defense for Personnel and Readiness,
                                                  requested a possible sale of up to two
                                                                                                           proposed sale.                                        DoD.
                                                  hundred forty-six (246) Standard
                                                  Missile (SM–2), Block IIIB Vertical                      Transmittal No. 16–47                                 ACTION: Notice.
                                                  Launching Tactical All-Up Rounds,                        Notice of Proposed Issuance of Letter of              SUMMARY:    In compliance with the
                                                  RIM–66M–09. This request also                            Offer Pursuant to Section 36(b)(1) of the             Paperwork Reduction Act of 1995, the
                                                  includes MK 13 MOD 0 Vertical                            Arms Export Control Act                               Office of the Under Secretary of Defense
                                                  Launching System Canisters, operator                                                                           for Personnel and Readiness announces
                                                  manuals and technical documentation,                     Annex Item No. vii
                                                                                                                                                                 a proposed public information
                                                  U.S. Government and contractor                              (vii) Sensitivity of Technology:                   collection and seeks public comment on
                                                  engineering, technical and logistics                        1. A completely assembled Standard                 the provisions thereof. Comments are
                                                  support services. The total estimated                    Missile–2 (SM–2) Block IIIB with or                   invited on: Whether the proposed
                                                  value of Major Defense Equipment                         without a conventional warhead,                       collection of information is necessary
                                                  (MDE) is $685 million. The total overall                 whether a tactical, telemetry or inert                for the proper performance of the
                                                  estimated value is $821 million.                         (training) configuration, is classified               functions of the agency, including
                                                    Japan is one of the major political and                CONFIDENTIAL. Missile component                       whether the information shall have
                                                  economic powers in East Asia and the                     hardware includes: Guidance Section                   practical utility; the accuracy of the
                                                  Western Pacific, a key democratic                        (classified CONFIDENTIAL), Target                     agency’s estimate of the burden of the
                                                  partner of the United States in ensuring                 Detection Device (classified                          proposed information collection; ways
                                                  regional peace and stability, a close                    CONFIDENTIAL), Warhead                                to enhance the quality, utility, and
                                                  coalition ally in regional contingency                   (UNCLASSIFIED), Rocket Motor                          clarity of the information to be
                                                  operations, and a close cooperative and                  (UNCLASSIFIED), Steering Control                      collected; and ways to minimize the
                                                  international exchange agreement                         Section (UNCLASSIFIED), Safe and                      burden of the information collection on
                                                  partner. It is vital to U.S. national                    Arming Device (UNCLASSIFIED),                         respondents, including through the use
                                                  interests that Japan develops and                        Autopilot Battery Unit (classified                    of automated collection techniques or
                                                  maintains a strong and ready self-                       CONFIDENTIAL), and if telemetry                       other forms of information technology.
                                                  defense capability. This transaction is                  missiles, AN/DKT–71 Telemeters
                                                  consistent with U.S. foreign policy and                                                                        DATES: Consideration will be given to all
                                                                                                           (UNCLASSIFIED).
                                                  national security objectives and the                                                                           comments received by September 23,
                                                                                                              2. SM–2 operator and maintenance
                                                  1960 Treaty of Mutual Cooperation and                                                                          2016.
                                                                                                           documentation is usually
                                                  Security.                                                CONFIDENTIAL. Shipboard operation/                    ADDRESSES:   You may submit comments,
                                                    These SM–2 Block IIIB missiles will                    firing guidance is generally                          identified by docket number and title,
                                                  be used for anti-air warfare at sea. Japan               CONFIDENTIAL. Pre-firing missile                      by any of the following methods:
                                                  currently fields four Kongo-class and                    assembly/pedigree information is                        • Federal eRulemaking Portal: http://
                                                  two Atago-class destroyers, all of which                 UNCLASSIFIED.                                         www.regulations.gov. Follow the
                                                  are equipped with the Aegis Combat                          3. If a technologically advanced                   instructions for submitting comments.
                                                  system and SM–2 Block IIIA/IIIB                          adversary were to obtain knowledge of                   • Mail: Department of Defense, Office
                                                  missiles. Japan is also building two new                 the specific hardware and software                    of the Deputy Chief Management
                                                  Aegis-equipped destroyers based on a                     elements, the information could be used               Officer, Directorate for Oversight and
                                                  modified Atago-class hull. The SM–2                      to develop countermeasures that might                 Compliance, 4800 Mark Center Drive,
                                                  Block IIIB missiles proposed in this sale                reduce weapon system effectiveness or                 Mailbox #24, Alexandria, VA 22350–
                                                  will be used on these two future                         be used in the development of a system                1700.
                                                  destroyers as well as supplementing                      with similar or advanced capabilities.                   Instructions: All submissions received
                                                  Japan’s missile inventory. Combined                         4. A determination has been made                   must include the agency name, docket
                                                  with the Aegis combat system, the SM–                    that Japan can provide substantially the              number and title for this Federal
mstockstill on DSK3G9T082PROD with NOTICES




                                                  2 Block IIIB provides significantly                      same degree of protection for the                     Register document. The general policy
                                                  enhanced area defense capabilities over                  sensitive technology being released as                for comments and other submissions
                                                  critical East Asian and Western Pacific                  the U.S. Government. This sale is                     from members of the public is to make
                                                  air and sea-lines of communication.                      necessary in furtherance of the U.S.                  these submissions available for public
                                                  Japan has two Intermediate-Level                         foreign policy and national security                  viewing on the Internet at http://
                                                  Maintenance Facilities capable of                        objectives outlined in the Policy                     www.regulations.gov as they are
                                                  maintaining the SM–2 Block IIIB and                      Justification.                                        received without change, including any


                                             VerDate Sep<11>2014   18:27 Jul 22, 2016   Jkt 238001   PO 00000   Frm 00024   Fmt 4703   Sfmt 4703   E:\FR\FM\25JYN1.SGM   25JYN1



Document Created: 2016-07-23 02:00:11
Document Modified: 2016-07-23 02:00:11
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
ContactChandelle K. Parker, DSCA/LMO, (703) 697-9027.
FR Citation81 FR 48396 

2025 Federal Register | Disclaimer | Privacy Policy
USC | CFR | eCFR