81_FR_48547 81 FR 48405 - 36(b)(1) Arms Sales Notification

81 FR 48405 - 36(b)(1) Arms Sales Notification

DEPARTMENT OF DEFENSE
Office of the Secretary

Federal Register Volume 81, Issue 142 (July 25, 2016)

Page Range48405-48407
FR Document2016-17472

The Department of Defense is publishing the unclassified text of a section 36(b)(1) arms sales notification. This is published to fulfill the requirements of section 155 of Public Law 104-164 dated July 21, 1996.

Federal Register, Volume 81 Issue 142 (Monday, July 25, 2016)
[Federal Register Volume 81, Number 142 (Monday, July 25, 2016)]
[Notices]
[Pages 48405-48407]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-17472]


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DEPARTMENT OF DEFENSE

Office of the Secretary

[Transmittal No. 16-39]


36(b)(1) Arms Sales Notification

AGENCY: Defense Security Cooperation Agency, Department of Defense.

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: The Department of Defense is publishing the unclassified text 
of a section 36(b)(1) arms sales notification. This is published to 
fulfill the requirements of section 155 of Public Law 104-164 dated 
July 21, 1996.

FOR FURTHER INFORMATION CONTACT: Chandelle K. Parker, DSCA/LMO, (703) 
697-9027.
    The following is a copy of a letter to the Speaker of the House of 
Representatives, Transmittal 16-39 with attached Policy Justification 
and Sensitivity of Technology.

    Dated: July 20, 2016.
Aaron Siegel,
Alternate OSD Federal Register Liaison Officer, Department of Defense.

[[Page 48406]]

[GRAPHIC] [TIFF OMITTED] TN25JY16.015

Transmittal No. 16-39
Notice of Proposed Issuance of Letter of Offer Pursuant to Section 
36(b)(1) of the Arms Export Control Act, as amended
    (i) Prospective Purchaser: Government of Chile
    (ii) Total Estimated Value:

Major Defense Equipment *..............................    $73.2 million
Other..................................................    $66.9 million
                                                        ----------------
  TOTAL................................................   $140.1 million
 
*as defined in Section 47(6) of the Arms Export Control Act.

    (iii) Description and Quantity or Quantities of Articles or 
Services Under Consideration for Purchase:

    Major Defense Equipment (MDE):
    Thirty-three (33) Evolved Seasparrow Missiles (ESSMs)
    Six (6) Evolved Seasparrow Telemetry Missiles
    Three (3) MK 41 Vertical Launching Systems (VLS), tactical version, 
baseline VII
    Non-MDE:
    This request also includes the following Non-MDE: Five (5) ESSM 
Shipping Containers, Five (5) MK-73 Continuous Wave Illumination 
Transmitters, Ten (10) MK25 Quad Pack Containers, One (1) Inertial 
Missile Initializer Power Supply (IMIPS), canisters, spare and repair 
parts, support and test equipment, publications and technical 
documentation, personnel training, U.S. Government and contractor 
engineering, technical and logistics support services, technical 
assistance, installation and integration oversight support, logistics, 
program management, packaging and transportation.
    (iv) Military Department: Navy

[[Page 48407]]

    (v) Prior Related Cases, if any: CI-P-AFO, P&A data
    (vi) Sales Commission, Fee, etc., Paid, Offered, or Agreed To Be 
Paid: None
    (vii) Sensitivity of Technology Contained in the Defense Article or 
Defense Services Proposed To Be Sold: See Annex attached.
    (viii) Date Report Delivered to Congress: 1 July 2016

POLICY JUSTIFCATION

Chile--Evolved Seasparrow Missiles (ESSMs):

    The Government of Chile has requested a possible sale of:

    Major Defense Equipment (MDE):
    Thirty-three (33) Evolved Seasparrow Missiles (ESSMs)
    Six (6) Evolved Seasparrow Telemetry Missiles
    Three (3) MK 41 Vertical Launching Systems (VLS), tactical version, 
baseline VII
    Non-MDE:
    This request also includes the following Non-MDE: Ten (10) MK25 
Quad Pack Canisters; Five (5) ESSM Shipping Containers; Five (5) MK-73 
Continuous Wave Illumination Transmitters, One (1) Inertial Missile 
Initializer Power Supply (IMIPS); spare and repair parts, support and 
test equipment, publications and technical documentation, personnel 
training, U.S. Government and contractor engineering, technical and 
logistics support services, technical assistance, installation and 
integration oversight support, logistics, program management, packaging 
and transportation.
    The total estimated value of MDE is $73.2 million. The total 
overall estimated value is $140.1 million.
    This proposed sale will contribute to the foreign policy and 
national security of the United States by increasing Chile's ability to 
contribute to regional security and promoting interoperability with the 
U.S. forces. The sale will provide upgraded air defense capabilities on 
Chile's type 23 frigates. The proposed sale improves Chile's capability 
to deter regional threats and strengthen its homeland defense. Chile 
will have no difficulty absorbing this equipment into its armed forces.
    The proposed sale of this equipment and support will not alter the 
basic military balance in the region.
    The prime contractors will be Raytheon Missile Systems, Tucson, 
Arizona, BAE Systems, Aberdeen, South Dakota, and Lockheed Martin, 
Bethesda, MD. There are no known offset agreements proposed in 
connection with this potential sale.
    Implementation of this proposed sale will not require the 
assignment of any additional U.S. Government or contractor 
representatives to Chile.
    There will be no adverse impact on U.S. defense readiness as a 
result of this proposed sale.
Transmittal No. 16-39
Notice of Proposed Issuance of Letter of Offer Pursuant to Section 
36(b)(1) of the Arms Export Control Act
Annex
Item No. vii
    (vii) Sensitivity of Technology:
    1. The sale of Evolved Seasparrow missiles (ESSM) under this 
proposed FMS case will result in the transfer of classified missile 
equipment to Chile. Both classified and unclassified defense equipment 
and technical data will be transferred. The missile includes the 
guidance section, warhead section, transition section, propulsion 
section, control section and Thrust Vector Control (TVC), of which the 
guidance section and transition section are classified CONFIDENTIAL. 
Standard missile documentation to be provided under this FMS case will 
include:
    a. Parametric documents classified CONFIDENTIAL.
    b. Missile Handling/Maintenance Procedures.
    c. General Performance Data classified CONFIDENTIAL.
    d. Firing Guidance classified CONFIDENTIAL.
    e. Dynamics Information classified CONFIDENTIAL.
    2. The MK 41 Vertical Launching Systems (VLS) is a fixed, vertical, 
multi-missile launching system with the capability to store and launch 
multiple missile variants depending on the warfighting mission. MK 41 
VLS is a modular, below-deck configuration with each module consisting 
of 8 missile cells with an associated gas management and deluge system. 
The highest classification of the hardware to be exported is 
UNCLASSIFIED. The highest classification of the technical documentation 
to be exported is UNCLASSIFIED. The highest classification of software 
to be exported is CONFIDENTIAL.
    3. The proposed sale of ESSM under this FMS case will result in the 
transfer of sensitive technological information and or restricted 
information contained in the missile guidance section. Certain 
operating frequencies and performance characteristics are classified 
SECRET because they could be used to develop tactics and/or 
countermeasures to reduce or defeat missile effectiveness.
    4. If a technologically advanced adversary were to obtain knowledge 
of the specific hardware and software elements, primarily performance 
characteristics, engagement algorithms, and transmitter specific 
frequencies, the information could be used to develop countermeasures 
that might reduce weapon system effectiveness.
    5. A determination has been made that the recipient country can 
provide substantially the same degree of protection for the sensitive 
technology being released as the U.S. Government. This sale is 
necessary in furtherance of the U.S. foreign policy and national 
security objectives outlined in the Policy Justification.
    6. All defense articles and services listed in this transmittal 
have been authorized for release and export to Chile.

[FR Doc. 2016-17472 Filed 7-22-16; 8:45 am]
 BILLING CODE 5001-06-P



                                                                                  Federal Register / Vol. 81, No. 142 / Monday, July 25, 2016 / Notices                                                  48405

                                                  ACTION:   Notice.                                        www.regulations.gov for submitting                    participation and whether the desired
                                                                                                           comments. Please submit comments on                   support is permissible and/or available.
                                                  SUMMARY:    In compliance with the                       any given form identified by docket                   If the forms are not provided, the review
                                                  Paperwork Reduction Act of 1995, the                     number, form number, and title.                       process is greatly increased because the
                                                  Office of the Assistant to the Secretary                                                                       Armed Forces must make additional
                                                                                                           FOR FURTHER INFORMATION CONTACT: To
                                                  of Defense for Public Affairs announces                                                                        written and telephonic inquiries with
                                                                                                           request more information on this
                                                  the proposed extension of a public                                                                             the event sponsor. In addition, use of
                                                                                                           proposed information collection or to
                                                  information collection and seeks public                                                                        the forms reduces the event sponsor’s
                                                                                                           obtain a copy of the proposal and
                                                  comment on the provisions thereof.                                                                             preparation time because the forms
                                                                                                           associated collection instruments,
                                                  Comments are invited on: Whether the                                                                           provide a detailed outline of
                                                                                                           please write to: The Office of the
                                                  proposed collection of information is                                                                          information required, eliminate the
                                                                                                           Assistant to the Secretary of Defense for
                                                  necessary for the proper performance of                                                                        need for a detailed letter, and contain
                                                                                                           Public Affairs, ATTN: CPO (Adrien F.
                                                  the functions of the agency, including                                                                         concise information necessary for
                                                                                                           Creecy-Starks), 1400 Defense, The
                                                  whether the information shall have                                                                             determining appropriateness of military
                                                                                                           Pentagon, Washington, DC 20301–1400,
                                                  practical utility; the accuracy of the                                                                         support. Use of the forms is essential to
                                                                                                           or call the Directorate for Community
                                                  agency’s estimate of the burden of the                                                                         reduce preparation and processing time,
                                                                                                           and Public Outreach at (703) 695–3845.
                                                  proposed information collection; ways                                                                          increase productivity, and maximize
                                                  to enhance the quality, utility, and                     SUPPLEMENTARY INFORMATION:
                                                                                                             Title; Associated Form; and OMB                     responsiveness to the public.
                                                  clarity of the information to be
                                                  collected; and ways to minimize the                      Number: Request for Armed Forces                        Dated: July 20, 2016.
                                                  burden of the information collection on                  Participation in Public Events (Non-                  Aaron Siegel,
                                                  respondents, including through the use                   Aviation), DD Form 2536 and Request                   Alternate OSD Federal Register Liaison
                                                  of automated collection techniques or                    for Military Aerial Support, DD Form                  Officer, Department of Defense.
                                                  other forms of information technology.                   2535; OMB Control Number 0704–0290.                   [FR Doc. 2016–17457 Filed 7–22–16; 8:45 am]
                                                                                                             Needs and Uses: This information
                                                  DATES: Consideration will be given to all                                                                      BILLING CODE 5001–06–P
                                                                                                           collection requirement is necessary to
                                                  comments received by September 23,                       evaluate the eligibility of events to
                                                  2016.                                                    receive Armed Forces community                        DEPARTMENT OF DEFENSE
                                                  ADDRESSES: You may submit comments,                      relations support and to determine
                                                  identified by docket number and title,                   whether requested military assets are                 Office of the Secretary
                                                  by any of the following methods:                         available.
                                                    • Federal eRulemaking Portal: http://                    Affected Public: State, local, or tribal            [Transmittal No. 16–39]
                                                  www.regulations.gov. Follow the                          governments; Federal agencies or
                                                  instructions for submitting comments.                    employees; for-profit and non-profit                  36(b)(1) Arms Sales Notification
                                                    • Mail: Department of Defense, Office                  institutions; and individuals or                      AGENCY: Defense Security Cooperation
                                                  of the Deputy Chief Management                           households.                                           Agency, Department of Defense.
                                                  Officer, Directorate for Oversight and                     Annual Burden Hours: 17,850.                        ACTION: Notice.
                                                  Compliance, 4800 Mark Center Drive,                        Number of Respondents: 51,000.
                                                  Mailbox #24, Alexandria, VA 22350–                         Responses per Respondent: 1.                        SUMMARY:   The Department of Defense is
                                                  1700.                                                      Average Burden per Response: 21                     publishing the unclassified text of a
                                                     Instructions: All submissions received                minutes.                                              section 36(b)(1) arms sales notification.
                                                  must include the agency name, docket                       Frequency: On Occasion.                             This is published to fulfill the
                                                  number and title for this Federal                          Respondents are individuals or                      requirements of section 155 of Public
                                                  Register document. The general policy                    representatives of Federal and non-                   Law 104–164 dated July 21, 1996.
                                                  for comments and other submissions                       Federal government agencies,
                                                                                                                                                                 FOR FURTHER INFORMATION CONTACT:
                                                  from members of the public is to make                    community groups, for-profit and non-
                                                                                                           profit organizations, and civic                       Chandelle K. Parker, DSCA/LMO, (703)
                                                  these submissions available for public
                                                                                                           organizations requesting Armed Forces                 697–9027.
                                                  viewing on the Internet at http://
                                                                                                           support for patriotic events conducted                   The following is a copy of a letter to
                                                  www.regulations.gov as they are
                                                                                                           in the civilian domain. DD Forms 2535                 the Speaker of the House of
                                                  received without change, including any
                                                                                                           and 2536 record the type of military                  Representatives, Transmittal 16–39 with
                                                  personal identifiers or contact
                                                                                                           support requested, event data, and                    attached Policy Justification and
                                                  information.
                                                     Any associated form(s) for this                       sponsoring organization information.                  Sensitivity of Technology.
                                                  collection may be located within this                    The completed forms provide the                         Dated: July 20, 2016.
                                                  same electronic docket and downloaded                    Armed Forces the minimum                              Aaron Siegel,
                                                  for review/testing. Follow the                           information necessary to determine                    Alternate OSD Federal Register Liaison
                                                  instructions at http://                                  whether an event is eligible for military             Officer, Department of Defense.
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                                                  48406                           Federal Register / Vol. 81, No. 142 / Monday, July 25, 2016 / Notices




                                                  Transmittal No. 16–39                                     (iii) Description and Quantity or                    Continuous Wave Illumination
                                                  Notice of Proposed Issuance of Letter of                Quantities of Articles or Services Under               Transmitters, Ten (10) MK25 Quad Pack
                                                  Offer Pursuant to Section 36(b)(1) of the               Consideration for Purchase:                            Containers, One (1) Inertial Missile
                                                  Arms Export Control Act, as amended                       Major Defense Equipment (MDE):                       Initializer Power Supply (IMIPS),
                                                                                                            Thirty-three (33) Evolved Seasparrow                 canisters, spare and repair parts,
                                                    (i) Prospective Purchaser: Government Missiles (ESSMs)                                                       support and test equipment,
                                                  of Chile                                                  Six (6) Evolved Seasparrow Telemetry                 publications and technical
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                                                    (ii) Total Estimated Value:                           Missiles                                               documentation, personnel training, U.S.
                                                                                                            Three (3) MK 41 Vertical Launching                   Government and contractor engineering,
                                                  Major Defense Equip-
                                                    ment * .............................    $73.2 million
                                                                                                          Systems (VLS), tactical version, baseline              technical and logistics support services,
                                                  Other ..................................  $66.9 million VII                                                    technical assistance, installation and
                                                                                                            Non-MDE:                                             integration oversight support, logistics,
                                                    TOTAL ............................     $140.1 million   This request also includes the                       program management, packaging and
                                                    *as defined in Section 47(6) of the Arms following Non-MDE: Five (5) ESSM                                    transportation.
                                                                                                          Shipping Containers, Five (5) MK–73                       (iv) Military Department: Navy
                                                                                                                                                                                                             EN25JY16.015</GPH>




                                                  Export Control Act.



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                                                                                  Federal Register / Vol. 81, No. 142 / Monday, July 25, 2016 / Notices                                                  48407

                                                    (v) Prior Related Cases, if any: CI–P–                 additional U.S. Government or                         elements, primarily performance
                                                  AFO, P&A data                                            contractor representatives to Chile.                  characteristics, engagement algorithms,
                                                    (vi) Sales Commission, Fee, etc., Paid,                  There will be no adverse impact on                  and transmitter specific frequencies, the
                                                  Offered, or Agreed To Be Paid: None                      U.S. defense readiness as a result of this            information could be used to develop
                                                    (vii) Sensitivity of Technology                        proposed sale.                                        countermeasures that might reduce
                                                  Contained in the Defense Article or                                                                            weapon system effectiveness.
                                                  Defense Services Proposed To Be Sold:                    Transmittal No. 16–39
                                                                                                                                                                    5. A determination has been made
                                                  See Annex attached.                                      Notice of Proposed Issuance of Letter of              that the recipient country can provide
                                                    (viii) Date Report Delivered to                        Offer Pursuant to Section 36(b)(1) of the             substantially the same degree of
                                                  Congress: 1 July 2016                                    Arms Export Control Act                               protection for the sensitive technology
                                                  POLICY JUSTIFCATION                                      Annex                                                 being released as the U.S. Government.
                                                                                                                                                                 This sale is necessary in furtherance of
                                                  Chile—Evolved Seasparrow Missiles                        Item No. vii                                          the U.S. foreign policy and national
                                                  (ESSMs):                                                    (vii) Sensitivity of Technology:                   security objectives outlined in the
                                                     The Government of Chile has                              1. The sale of Evolved Seasparrow                  Policy Justification.
                                                  requested a possible sale of:                            missiles (ESSM) under this proposed                      6. All defense articles and services
                                                     Major Defense Equipment (MDE):                        FMS case will result in the transfer of               listed in this transmittal have been
                                                     Thirty-three (33) Evolved Seasparrow                  classified missile equipment to Chile.                authorized for release and export to
                                                  Missiles (ESSMs)                                         Both classified and unclassified defense              Chile.
                                                     Six (6) Evolved Seasparrow Telemetry                  equipment and technical data will be                  [FR Doc. 2016–17472 Filed 7–22–16; 8:45 am]
                                                  Missiles                                                 transferred. The missile includes the                 BILLING CODE 5001–06–P
                                                     Three (3) MK 41 Vertical Launching                    guidance section, warhead section,
                                                  Systems (VLS), tactical version, baseline                transition section, propulsion section,
                                                  VII                                                      control section and Thrust Vector                     DEPARTMENT OF DEFENSE
                                                     Non-MDE:                                              Control (TVC), of which the guidance
                                                     This request also includes the                        section and transition section are                    Office of the Secretary
                                                  following Non-MDE: Ten (10) MK25                         classified CONFIDENTIAL. Standard
                                                  Quad Pack Canisters; Five (5) ESSM                                                                             [Docket ID: DOD–2012–OS–0014]
                                                                                                           missile documentation to be provided
                                                  Shipping Containers; Five (5) MK–73                      under this FMS case will include:                     Proposed Collection; Comment
                                                  Continuous Wave Illumination                                a. Parametric documents classified                 Request
                                                  Transmitters, One (1) Inertial Missile                   CONFIDENTIAL.
                                                  Initializer Power Supply (IMIPS); spare                     b. Missile Handling/Maintenance                    AGENCY:   Defense Logistics Agency, DoD.
                                                  and repair parts, support and test                       Procedures.                                           ACTION:   Notice.
                                                  equipment, publications and technical                       c. General Performance Data classified
                                                  documentation, personnel training, U.S.                  CONFIDENTIAL.                                         SUMMARY:    In compliance with the
                                                  Government and contractor engineering,                      d. Firing Guidance classified                      Paperwork Reduction Act of 1995, the
                                                  technical and logistics support services,                CONFIDENTIAL.                                         Defense Logistics Agency announces a
                                                  technical assistance, installation and                      e. Dynamics Information classified                 proposed public information collection
                                                  integration oversight support, logistics,                CONFIDENTIAL.                                         and seeks public comment on the
                                                  program management, packaging and                           2. The MK 41 Vertical Launching                    provisions thereof. Comments are
                                                  transportation.                                          Systems (VLS) is a fixed, vertical, multi-            invited on: whether the proposed
                                                     The total estimated value of MDE is                   missile launching system with the                     collection of information is necessary
                                                  $73.2 million. The total overall                         capability to store and launch multiple               for the proper performance of the
                                                  estimated value is $140.1 million.                       missile variants depending on the                     functions of the agency, including
                                                     This proposed sale will contribute to                 warfighting mission. MK 41 VLS is a                   whether the information shall have
                                                  the foreign policy and national security                 modular, below-deck configuration with                practical utility; the accuracy of the
                                                  of the United States by increasing                       each module consisting of 8 missile                   agency’s estimate of the burden of the
                                                  Chile’s ability to contribute to regional                cells with an associated gas                          proposed information collection; ways
                                                  security and promoting interoperability                  management and deluge system. The                     to enhance the quality, utility, and
                                                  with the U.S. forces. The sale will                      highest classification of the hardware to             clarity of the information to be
                                                  provide upgraded air defense                             be exported is UNCLASSIFIED. The                      collected; and ways to minimize the
                                                  capabilities on Chile’s type 23 frigates.                highest classification of the technical               burden of the information collection on
                                                  The proposed sale improves Chile’s                       documentation to be exported is                       respondents, including through the use
                                                  capability to deter regional threats and                 UNCLASSIFIED. The highest                             of automated collection techniques or
                                                  strengthen its homeland defense. Chile                   classification of software to be exported             other forms of information technology.
                                                  will have no difficulty absorbing this                   is CONFIDENTIAL.
                                                                                                                                                                 DATES: Consideration will be given to all
                                                  equipment into its armed forces.                            3. The proposed sale of ESSM under
                                                                                                           this FMS case will result in the transfer             comments received by September 23,
                                                     The proposed sale of this equipment
                                                                                                           of sensitive technological information                2016.
                                                  and support will not alter the basic
                                                  military balance in the region.                          and or restricted information contained               ADDRESSES:   You may submit comments,
                                                     The prime contractors will be                         in the missile guidance section. Certain              identified by docket number and title,
                                                  Raytheon Missile Systems, Tucson,                        operating frequencies and performance                 by any of the following methods:
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                                                  Arizona, BAE Systems, Aberdeen, South                    characteristics are classified SECRET                   • Federal eRulemaking Portal: http://
                                                  Dakota, and Lockheed Martin, Bethesda,                   because they could be used to develop                 www.regulations.gov. Follow the
                                                  MD. There are no known offset                            tactics and/or countermeasures to                     instructions for submitting comments.
                                                  agreements proposed in connection                        reduce or defeat missile effectiveness.                 • Mail: Department of Defense, Office
                                                  with this potential sale.                                   4. If a technologically advanced                   of the Deputy Chief Management
                                                     Implementation of this proposed sale                  adversary were to obtain knowledge of                 Officer, Directorate for Oversight and
                                                  will not require the assignment of any                   the specific hardware and software                    Compliance, 4800 Mark Center Drive,


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Document Created: 2016-07-23 02:00:24
Document Modified: 2016-07-23 02:00:24
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
ContactChandelle K. Parker, DSCA/LMO, (703) 697-9027.
FR Citation81 FR 48405 

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