81 FR 48847 - Agency Information Collection Activities; Proposed eCollection eComments Requested; Firearms Transaction Record (ATF Form 4473 (5300.9)

DEPARTMENT OF JUSTICE
Bureau of Alcohol, Tobacco, Firearms and Explosives

Federal Register Volume 81, Issue 143 (July 26, 2016)

Page Range		48847-48848
FR Document		2016-17616

The Department of Justice (DOJ), Bureau of Alcohol, Tobacco, Firearms and Explosives (ATF), will submit the following information collection request to the Office of Management and Budget (OMB) for review and approval in accordance with the Paperwork Reduction Act of 1995. The proposed information collection was previously published in the Federal Register 81 FR 20424, on April 7, 2016, allowing for a 60- day comment period.

Federal Register, Volume 81 Issue 143 (Tuesday, July 26, 2016)

[Federal Register Volume 81, Number 143 (Tuesday, July 26, 2016)]
[Notices]
[Pages 48847-48848]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-17616]


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DEPARTMENT OF JUSTICE

Bureau of Alcohol, Tobacco, Firearms and Explosives

[OMB Number 1140-0020]


Agency Information Collection Activities; Proposed eCollection 
eComments Requested; Firearms Transaction Record (ATF Form 4473 
(5300.9)

AGENCY: Bureau of Alcohol, Tobacco, Firearms and Explosives, Department 
of Justice.

ACTION: 30-day notice.

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SUMMARY:  The Department of Justice (DOJ), Bureau of Alcohol, Tobacco, 
Firearms and Explosives (ATF), will submit the following information 
collection request to the Office of Management and Budget (OMB) for 
review and approval in accordance with the Paperwork Reduction Act of 
1995. The proposed information collection was previously published in 
the Federal Register 81 FR 20424, on April 7, 2016, allowing for a 60-
day comment period.

DATES: Comments are encouraged and will be accepted for an additional 
30 days until August 25, 2016.

FOR FURTHER INFORMATION CONTACT: If you have additional comments 
especially on the estimated public burden or associated response time, 
suggestions, or need a copy of the proposed information collection 
instrument with instructions or additional information, please contact: 
Helen Koppe, Program Manager, ATF Firearms & Explosives Industry 
Division, 99 New York Avenue NE., Washington, DC 20226 at email: 
FederalRegisterNoticeATFF4473@atf.gov. Written comments and/or 
suggestions can also be directed to the Office of Management and 
Budget, Office of Information and Regulatory Affairs, Attention 
Department of Justice Desk Officer, Washington, DC 20503 or sent to 
OIRA_submissions@omb.eop.gov.

SUPPLEMENTARY INFORMATION: Written comments and suggestions from the 
public and affected agencies concerning the proposed collection of 
information are encouraged. Your comments should address one or more of 
the following four points:
     Evaluate whether the proposed collection of information is 
necessary for the proper performance of the functions of the agency, 
including whether the information will have practical utility;
     Evaluate the accuracy of the agency's estimate of the 
burden of the proposed collection of information, including the 
validity of the methodology and assumptions used;
     Evaluate whether and if so how the quality, utility, and 
clarity of the information to be collected can be enhanced; and
     Minimize the burden of the collection of information on 
those who are to respond, including through the use of appropriate 
automated, electronic, mechanical, or other technological collection 
techniques or other forms of information technology, e.g., permitting 
electronic submission of responses.

Overview of This Information Collection

    1 Type of Information Collection: Revision of a currently approved 
collection.
    2 The Title of the Form/Collection: Firearms Transaction Record 
Outreach.
    3 The agency form number, if any, and the applicable component of 
the Department sponsoring the collection:
    Form number: ATF Form 4473 (5300.9.).
    Component: Bureau of Alcohol, Tobacco, Firearms and Explosives, 
U.S. Department of Justice.
    4 Affected public who will be asked or required to respond, as well 
as a brief abstract:
    Primary: Individuals or households.
    Other: Business or other for-profit.
    Abstract: The information and certification on the Form 4473 are 
designed so that a person licensed under 18 U.S.C. 923 may determine if 
he or she may lawfully sell or deliver a firearm to the person 
identified in Section A. It also alerts buyers to certain restrictions 
on the receipt and possession of firearms.
    5 An estimate of the total number of respondents and the amount of 
time estimated for an average respondent to respond: An estimated 
18,275,240 respondents will take 30 minutes to complete the form.
    6 An estimate of the total public burden (in hours) associated with 
the collection: The estimated annual public burden associated with this 
collection is 9,137,620 hours.
    If additional information is required contact: Jerri Murray, 
Department Clearance Officer, United States Department of Justice, 
Justice Management Division, Policy and Planning Staff, Two 
Constitution Square, 145 N Street NE., Room 3E-405B, Washington, DC 
20530.


[[Page 48848]]


    Dated: July 21, 2016.
Jerri Murray,
Department Clearance Officer for PRA, U.S. Department of Justice.
[FR Doc. 2016-17616 Filed 7-25-16; 8:45 am]
 BILLING CODE 4410-FY-P

48848 Federal Register / Vol. 81, No. 143 / Tuesday, July 26, 2016 / Notices

Dated: July 21, 2016. 200 Constitution Avenue, NW., description of the policies and
Jerri Murray, Washington, DC 20210; or by email: procedures that will be used; (E) the
Department Clearance Officer for PRA, U.S. DOL_PRA_PUBLIC@dol.gov. identity of the compliance officer
Department of Justice. FOR FURTHER INFORMATION CONTACT: responsible for reviewing the
[FR Doc. 2016–17616 Filed 7–25–16; 8:45 am] Michel Smyth by telephone at 202–693– investment manager’s compliance with
BILLING CODE 4410–FY–P 4129, TTY 202–693–8064, (these are not ERISA section 408(b)(19) and its written
toll-free numbers) or by email at DOL_ cross-trading policies and procedures
PRA_PUBLIC@dol.gov. and the compliance officer’s
DEPARTMENT OF LABOR Authority: 44 U.S.C. 3507(a)(1)(D). qualifications for this position; (F) the
steps to be performed by the compliance
SUPPLEMENTARY INFORMATION: This ICR
Office of the Secretary officer during its periodic review of the
seeks to extend PRA authority for the
Statutory Exemption for Cross-Trading investment manager’s purchases and
Agency Information Collection sales of securities to ensure compliance
Activities; Submission for OMB of Securities information collection
requirements codified in regulations 29 with the written cross-trading policies
Review; Comment Request; Statutory and procedures; and (G) a description of
Exemption for Cross-Trading of CFR 2550.408b–19 that implements the
content requirements for written cross- the procedures by which the
Securities compliance officer will determine
trading policies and procedures
ACTION: Notice. required under Employee Retirement whether the requirements of section
Income Security Act of 1974 (ERISA) 408(b)(19) are met. Pension Protection
SUMMARY: The Department of Labor section 408(b)(19)(H). ERISA section Act section 611(g) authorizes this
(DOL) is submitting the Employee 408(b)(19) exempts cross-trading information collection. See Public Law
Benefits Security Administration transactions involving the purchase and 109–280 section 611(g)(3).
(EBSA) sponsored information sale of a security between an account This information collection is subject
collection request (ICR) titled, holding assets of a pension plan and any to the PRA. A Federal agency generally
‘‘Statutory Exemption for Cross-Trading other account managed by the same cannot conduct or sponsor a collection
of Securities,’’ to the Office of investment manager from ERISA of information, and the public is
Management and Budget (OMB) for sections 406(a)(1)(A) and 406(b)(2) generally not required to respond to an
review and approval for continued use, prohibitions, provided that certain information collection, unless it is
without change, in accordance with the conditions are satisfied. approved by the OMB under the PRA
Paperwork Reduction Act of 1995 Regulations 29 CFR 2550.408b–19 and displays a currently valid OMB
(PRA), 44 U.S.C. 3501 et seq. Public provides that policies and procedures Control Number. In addition,
comments on the ICR are invited. for cross-trading under the statutory notwithstanding any other provisions of
DATES: The OMB will consider all exemption must: (1) be written in a law, no person shall generally be subject
written comments that agency receives manner calculated to be understood by to penalty for failing to comply with a
on or before August 25, 2016. the plan fiduciary authorizing cross- collection of information that does not
ADDRESSES: A copy of this ICR with trading, (2) be sufficiently detailed to display a valid Control Number. See 5
applicable supporting documentation; facilitate a periodic review of all cross- CFR 1320.5(a) and 1320.6. The DOL
including a description of the likely trades by a compliance officer obtains OMB approval for this
respondents, proposed frequency of designated by the investment manager information collection under Control
response, and estimated total burden and a determination by the compliance Number 1210–0130.
may be obtained free of charge from the officer that the cross-trades comply with OMB authorization for an ICR cannot
RegInfo.gov Web site at http:// the investment manager’s written cross- be for more than three (3) years without
www.reginfo.gov/public/do/ trading policies and procedures, and (3) renewal, and the current approval for
PRAViewICR?ref_nbr=201605–1210–005 include, at a minimum: (A) a statement this collection is scheduled to expire on
(this link will only become active on the of general policy describing the criteria July 31, 2016. The DOL seeks to extend
day following publication of this notice) that will be applied by the investment PRA authorization for this information
or by contacting Michel Smyth by manager in determining whether collection for three (3) more years,
telephone at 202–693–4129, TTY 202– execution of a securities transaction as without any change to existing
693–8064, (these are not toll-free a cross-trade will be beneficial to both requirements. The DOL notes that
numbers) or by email at DOL_PRA_ parties to the transaction; (B) a existing information collection
PUBLIC@dol.gov. description of how the investment requirements submitted to the OMB
Submit comments about this request manager will determine the price at receive a month-to-month extension
by mail or courier to the Office of which the securities are cross-traded, in while they undergo review. For
Information and Regulatory Affairs, a manner that is consistent with 17 CFR additional substantive information
Attn: OMB Desk Officer for DOL–EBSA, 270.17a–7(b) and Securities and about this ICR, see the related notice
Office of Management and Budget, Exchange Commission interpretations published in the Federal Register on
Room 10235, 725 17th Street, NW., thereunder, including the identity of November 23, 2015 (80 FR 72990).
Washington, DC 20503; by Fax: 202– sources used to establish the price; (C) Interested parties are encouraged to
395–5806 (this is not a toll-free a description of how the investment send comments to the OMB, Office of
number); or by email: OIRA_ manager’s policies and procedures will Information and Regulatory Affairs at
submission@omb.eop.gov. Commenters mitigate any potentially conflicting the address shown in the ADDRESSES
srobinson on DSK5SPTVN1PROD with NOTICES

are encouraged, but not required, to division of loyalties and responsibilities section within thirty (30) days of
send a courtesy copy of any comments to the parties involved in any cross- publication of this notice in the Federal
by mail or courier to the U.S. trade transaction; (D) a requirement that Register. In order to help ensure
Department of Labor-OASAM, Office of the investment manager allocate cross- appropriate consideration, comments
the Chief Information Officer, Attn: trades among accounts participating in should mention OMB Control Number
Departmental Information Compliance the cross-trading program in an 1210–0130. The OMB is particularly
Management Program, Room N1301, objective and equitable manner and a interested in comments that:

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Document Created: 2018-02-08 08:00:53
Document Modified: 2018-02-08 08:00:53

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
Action		30-day notice.
Dates		Comments are encouraged and will be accepted for an additional 30 days until August 25, 2016.
Contact		If you have additional comments especially on the estimated public burden or associated response time, suggestions, or need a copy of the proposed information collection instrument with instructions or additional information, please contact: Helen Koppe, Program Manager, ATF Firearms & Explosives Industry Division, 99 New York Avenue NE., Washington, DC 20226 at email: [email protected] Written comments and/or suggestions can also be directed to the Office of Management and Budget, Office of Information and Regulatory Affairs, Attention Department of Justice Desk Officer, Washington, DC 20503 or sent to [email protected]
FR Citation		81 FR 48847

81 FR 48847 - Agency Information Collection Activities; Proposed eCollection eComments Requested; Firearms Transaction Record (ATF Form 4473 (5300.9)

DEPARTMENT OF JUSTICEBureau of Alcohol, Tobacco, Firearms and Explosives

Federal Register Volume 81, Issue 143 (July 26, 2016)

DEPARTMENT OF JUSTICE
Bureau of Alcohol, Tobacco, Firearms and Explosives