81_FR_49840 81 FR 49695 - In the Matter of Troy A. Morehead

81 FR 49695 - In the Matter of Troy A. Morehead

NUCLEAR REGULATORY COMMISSION

Federal Register Volume 81, Issue 145 (July 28, 2016)

Page Range49695-49698
FR Document2016-17921

The U.S. Nuclear Regulatory Commission (NRC) issued a confirmatory order to Troy A. Morehead confirming agreements reached in an Alternative Dispute Resolution mediation session held on June 3, 2016. As part of the agreement, Mr. Morehead has completed and will complete future agreed upon actions within 18 months of the issuance date of the confirmatory order.

Federal Register, Volume 81 Issue 145 (Thursday, July 28, 2016)
[Federal Register Volume 81, Number 145 (Thursday, July 28, 2016)]
[Notices]
[Pages 49695-49698]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-17921]


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NUCLEAR REGULATORY COMMISSION

[IA-16-025; NRC-2016-0149]


In the Matter of Troy A. Morehead

AGENCY: Nuclear Regulatory Commission.

ACTION: Confirmatory order; issuance.

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SUMMARY: The U.S. Nuclear Regulatory Commission (NRC) issued a 
confirmatory order to Troy A. Morehead confirming agreements reached in 
an Alternative Dispute Resolution mediation session held on June 3, 
2016. As part of the agreement, Mr. Morehead has completed and will 
complete future agreed upon actions within 18 months of the issuance 
date of the confirmatory order.

DATES: The confirmatory order was issued on July 11, 2016.

ADDRESSES: Please refer to Docket ID NRC-2016-0149 when contacting the 
NRC about the availability of information regarding this document. You 
may obtain publicly-available information related to this document 
using any of the following methods:
     Federal Rulemaking Web site: Go to http://www.regulations.gov and search for Docket ID NRC-2016-0149. Address 
questions about NRC dockets to Carol Gallagher; telephone: 301-415-
3463; email: [email protected]. For questions about the Order, 
contact the individual listed in the FOR FURTHER INFORMATION CONTACT 
section of this document.
     NRC's Agencywide Documents Access and Management System 
(ADAMS): You may obtain publicly-available documents online in the 
ADAMS Public Documents collection at http://www.nrc.gov/reading-rm/adams.html. To begin the search, select ``ADAMS Public Documents'' and 
then select ``Begin Web-based ADAMS Search.'' For problems with ADAMS, 
please contact the NRC's Public Document Room (PDR) reference staff at 
1-800-397-4209, 301-415-4737, or by email to [email protected]. The 
ADAMS accession number for each document referenced in this document 
(if that document is available in ADAMS) is provided the first time 
that a document is referenced.
     NRC's PDR: You may examine and purchase copies of public 
documents at the NRC's PDR, Room O1-F21, One White Flint North, 11555 
Rockville Pike, Rockville, Maryland 20852.

FOR FURTHER INFORMATION CONTACT: John Kramer, Region IV, U.S. Nuclear 
Regulatory Commission, Washington, DC 20555-0001; telephone: 817-200-
1121; email: [email protected].

SUPPLEMENTARY INFORMATION: The text of the Order is attached.

    Dated at Arlington, Texas, this 11th day of July 2016.

    For the Nuclear Regulatory Commission.
Kriss M. Kennedy,
Regional Administrator.

United States of America

Nuclear Regulatory Commission

    In the Matter of Troy Allen Morehead IA-16-025 Confirmatory 
Order

I.

    Mr. Troy Allen Morehead is a radiographer employed by Acuren USA in 
Kenai, Alaska. Acuren USA is the holder of license 50-32443-01 issued 
by the U.S. Nuclear Regulatory Commission (NRC or Commission) pursuant 
to title 10 of the Code of Federal Regulations (10 CFR) part 30 on 
December 17, 2012.
    This Confirmatory Order is the result of an agreement reached 
between Mr. Morehead and the NRC during an alternative dispute 
resolution (ADR) mediation session conducted on June 3, 2016.

II.

    On August 21, 2014, the NRC's Office of Investigations, Region IV 
Field Office, initiated an investigation to determine if radiographers 
assigned to the Acuren USA facility in Kenai, Alaska, willfully 
conducted radiographic operations without maintaining direct visual 
surveillance of the operation and without the proper postings. The 
investigation was completed on August 17, 2015, and was documented in 
NRC Investigation Report 4-2014-043.
    Based on the evidence developed during the investigation, the NRC 
has concluded that a violation of 10 CFR 30.10(a)(1) occurred. 
Specifically, on April 10, 2014, Mr. Morehead caused Acuren USA to be 
in violation of 10 CFR 34.51 and 10 CFR 34.53 by performing industrial 
radiographic operations without conspicuously posting the area with 
radiation area and high radiation area signs, and without maintaining 
continuous direct visual surveillance of the operation to protect 
against unauthorized entry into a high radiation area.
    In a letter dated March 24, 2016 (ADAMS Accession No. ML16085A088), 
the NRC notified Mr. Morehead of the results of the investigation, 
informed Mr. Morehead that escalated enforcement action was being 
considered for an apparent violation, and provided Mr. Morehead the 
opportunity to attend a predecisional enforcement conference or to 
participate in an ADR mediation session in an effort to resolve the 
concern. In response to the NRC's offer, Mr. Morehead requested the use 
of the NRC's ADR process to resolve differences Mr. Morehead had with 
the NRC. On June 3, 2016, the NRC and Mr. Morehead met in an ADR 
session mediated by a professional mediator, arranged through Cornell 
University's Institute on Conflict Resolution. Alternative dispute 
resolution is a process in which a neutral mediator, with no decision-
making authority, assists the parties in reaching an agreement on 
resolving any differences regarding the dispute. This Confirmatory 
Order is issued pursuant

[[Page 49696]]

to the agreement reached during the ADR process.

III.

    During the ADR session, Mr. Morehead and the NRC reached a 
preliminary settlement agreement. The elements of the agreement 
recognized corrective actions that Mr. Morehead already completed as 
described below and included future agreed upon actions as follows:
    Corrective actions taken by Mr. Morehead included:
    A. Repeated annual refresher training, which included the following 
topics:
    1. Changes to Acuren USA Operating and Emergency Manual.
    2. Changes to Federal and State regulations.
    3. Department of Transportation requirements and regulation 
changes.
    4. Security Awareness and Emergency Planning.
    5. Increased controls and 10 CFR part 37.
    6. Violation and incident review.
    7. Notification procedures.
    8. Radiation surveys and documentation.
    9. Equipment maintenance and documentation.
    10. As Low As Reasonably Achievable (ALARA) commitment.
    B. Successfully completed annual refresher training test for items 
described in Section A.
    C. Completed training and review of the following regulatory 
documents:
    1. 10 CFR parts 19, 20, 21, 30, 34, 37, and 71.
    2. New NRC license issued December 17, 2012.
    3. ROEM-2011, Revision 1 (Radiographic Operation Emergency Manual).
    4. NRC Form 3 (Notice to Employees).
    5. Alaska Department of Health and Social Services (DHSS), 
Radiation Protection.
    6. Blank daily radiation reports.
    7. Blank Trustworthiness and Reliability (T&R) escort log.
    8. Blank exposure device utilization sign out sheet.
    9. Shipper's declaration of dangerous goods.
    D. Completed Radiographic Personnel Training, which included an 
examination and follow-up practical demonstrations of the following:
    1. Use of an exposure device.
    2. Use of personnel monitoring equipment.
    3. Use of radiographic survey meters.
    4. Performance of daily visual inspections.
    5. Demonstration of leak test procedures.
    6. Instructions of field audit examinations.
    E. Successfully completed training and examination of:
    1. ``Golden Rules'' of radiography.
    2. ``Buddy Check'' systems.
    3. Barrier controls.
    F. Completed U.S. Department of Transportation, Hazmat, Emergency 
Planning, and Security Awareness Training.
    G. Subjected to and passed additional Acuren USA field audits.
    The elements of the agreement, as signed by both parties, consist 
of the following:
    A. The NRC and Mr. Morehead agreed that on April 10, 2014, Mr. 
Morehead caused Acuren USA to be in violation of 10 CFR 34.51 and 10 
CFR 34.53 by performing industrial radiographic operations without 
conspicuously posting the area with radiation and high radiation area 
signs and without maintaining continuous direct visual surveillance of 
the operation to protect against unauthorized entry into a high 
radiation area. However, the NRC and Mr. Morehead disagree on the 
deliberate characterization of the violation. More specifically:
    1. It is the NRC's view that the preponderance of the evidence 
supports the proposition that Mr. Morehead deliberately performed 
industrial radiographic operations without conspicuously posting the 
area with radiation and high radiation area signs and without 
maintaining continuous direct visual surveillance of the operation to 
protect against unauthorized entry into a high radiation area.
    2. However, Mr. Morehead disagrees with the deliberate 
characterization of the violation.
    B. Within 12 months of the issuance date of the Confirmatory Order, 
if supported by Mr. Morehead's employer (currently Acuren USA), Mr. 
Morehead will provide training to Acuren USA radiographers and 
radiographer's assistants.
    1. Within 30 days before providing the training, Mr. Morehead will 
submit the training agenda, materials, or content to the Director, 
Division of Nuclear Materials Safety (DNMS), Region IV.
    2. The training (e.g., peer-to-peer, teleconference, etc.) will 
convey personal lessons learned from the associated issue.
    C. Within 18 months of the issuance date of the Confirmatory Order, 
Mr. Morehead will meet with and observe (i.e., ``shadow'') a radiation 
safety officer as the radiation safety officer performs observations of 
the performance of radiography crews as described in Section 
34.43(e)(1) of 10 CFR part 34.
    1. Mr. Morehead will perform the field observations of at least 
four radiographic operations.
    2. The observations will be conducted, to the extent possible, 
without the crew's knowledge.
    3. The observations will be conducted at temporary job sites (i.e., 
``in the field'').
    4. Mr. Morehead will notify the Director, DNMS, Region IV, prior to 
the observations. This notification will be made by telephone at 817-
200-1106 or email.
    5. Within 1 month of the completion of each observation, Mr. 
Morehead will provide written documentation to the NRC of the date that 
the observation occurred and the details of the observation 
(compliances and noncompliances observed, etc.). The information will 
be sent to the Director, DNMS, 1600 East Lamar Blvd., Arlington, Texas 
76011-4511.
    D. Within 18 months of the issuance date of the Confirmatory Order, 
Mr. Morehead will submit an article to an industry publication or to a 
certifying entity (as defined in 10 CFR 34.3) for publication.
    1. The article will convey personal lessons learned from the 
associated issue and may be co-written with the other radiographer 
involved with this case.
    2. Mr. Morehead will provide the article to the Director, DNMS, 
Region IV, 30 days prior to the submission of the article.
    3. Mr. Morehead will provide to the Director, DNMS, Region IV, 
demonstration of at least two attempts to publish the article, if 
publication of the article was not possible.
    E. Administrative items.
    1. The NRC and Mr. Morehead agree that the above elements will be 
incorporated into a Confirmatory Order.
    2. The NRC will consider the order an escalated enforcement action 
with respect to any future enforcement actions.
    3. In consideration of the commitments delineated above, the NRC 
will refrain from issuing a Notice of Violation to Mr. Morehead for the 
violation discussed in NRC Investigation Report 4-2014-043 and NRC 
Inspection Report 030-38596/2014-001 dated March 24, 2016 (IA-16-025).
    On July 8, 2016, Mr. Morehead consented to issuing this 
Confirmatory Order with the commitments, as described in Section V 
below. Mr. Morehead further agreed that this Confirmatory Order will be 
effective

[[Page 49697]]

upon issuance, the agreement memorialized in this Confirmatory Order 
settles the matter between the parties, and that Mr. Morehead has 
waived his right to a hearing.

IV.

    I find that Mr. Morehead's commitments as set forth in Section V 
are acceptable and necessary, and conclude that with these commitments 
the public health and safety are reasonably assured. In view of the 
foregoing, I have determined that public health and safety require that 
Mr. Morehead's commitments be confirmed by this Confirmatory Order. 
Based on the above and Mr. Morehead's consent, this Confirmatory Order 
is effective upon issuance.

V.

    Accordingly, pursuant to Sections 81, 161b, 161i, 161o, 182, and 
186 of the Atomic Energy Act of 1954, as amended, and the Commission's 
regulations in 10 CFR 2.202 and 10 CFR part 30, IT IS HEREBY ORDERED, 
EFFECTIVE UPON ISSUANCE, THAT:
    A. Within 12 months of the issuance date of the Confirmatory Order, 
if supported by Mr. Morehead's employer (currently Acuren USA), Mr. 
Morehead will provide training to Acuren USA radiographers and 
radiographer's assistants.
    1. Within 30 days before providing the training, Mr. Morehead will 
submit the training agenda, materials, or content to the Director, 
DNMS, Region IV.
    2. The training (e.g., peer-to-peer, teleconference, etc.) will 
convey personal lessons learned from the associated issue.
    B. Within 18 months of the issuance date of the Confirmatory Order, 
Mr. Morehead will meet with and observe (i.e., ``shadow'') a radiation 
safety officer as the radiation safety officer performs observations of 
the performance of radiography crews as described in Section 
34.43(e)(1) of 10 CFR part 34.
    1. Mr. Morehead will perform the field observations of at least 
four radiographic operations.
    2. The observations will be conducted, to the extent possible, 
without the crew's knowledge.
    3. The observations will be conducted at temporary job sites (i.e., 
``in the field'').
    4. Mr. Morehead will notify the Director, DNMS, Region IV, prior to 
the observations. This notification will be made by telephone at 817-
200-1106 or email.
    5. Within 1 month of the completion of each observation, Mr. 
Morehead will provide written documentation to the NRC of the date that 
the observation occurred and the details of the observation 
(compliances and noncompliances observed, etc.). The information will 
be sent to the Director, Division of Nuclear Materials Safety, 1600 
East Lamar Blvd., Arlington, Texas 76011-4511.
    C. Within 18 months of the issuance date of the Confirmatory Order, 
Mr. Morehead will submit an article to an industry publication or to a 
certifying entity (as defined in 10 CFR 34.3) for publication.
    1. The article will convey personal lessons learned from the 
associated issue and may be co-written with the other radiographer 
involved with this case.
    2. Mr. Morehead will provide the article to the Director, DNMS, 
Region IV, 30 days prior to the submission of the article.
    3. Mr. Morehead will provide to the Director, DNMS, Region IV, 
demonstration of at least two attempts to publish the article, if 
publication of the article was not possible within the 18 month period.
    The Regional Administrator, Region IV, may, in writing, relax or 
rescind any of the above conditions upon demonstration by Mr. Morehead 
of good cause.

VI.

    In accordance with 10 CFR 2.202 and 10 CFR 2.309, any person 
adversely affected by this Confirmatory Order, other than Mr. Morehead, 
may request a hearing within 30 days of the issuance date of this 
Confirmatory Order. Where good cause is shown, consideration will be 
given to extending the time to request a hearing. A request for 
extension of time must be directed to the Director, Office of 
Enforcement, U.S. Nuclear Regulatory Commission, Washington, DC 20555, 
and include a statement of good cause for the extension.
    All documents filed in NRC adjudicatory proceedings, including a 
request for hearing, a petition for leave to intervene, any motion or 
other document filed in the proceeding prior to the submission of a 
request for hearing or petition to intervene, and documents filed by 
interested governmental entities participating under 10 CFR 2.315(c), 
must be filed in accordance with the NRC E-Filing rule (72 FR 49139, 
August 28, 2007, as amended at 77 FR 46562, August 3, 2012), which is 
codified in pertinent part at 10 CFR part 2, subpart C. The E-Filing 
process requires participants to submit and serve all adjudicatory 
documents over the internet, or in some cases to mail copies on 
electronic storage media. Participants may not submit paper copies of 
their filings unless they seek an exemption in accordance with the 
procedures described below.
    To comply with the procedural requirements of E-Filing, at least 
ten (10) days prior to the filing deadline, the participant should 
contact the Office of the Secretary by email at [email protected], 
or by telephone at (301) 415-1677, to (1) request a digital 
identification (ID) certificate, which allows the participant (or its 
counsel or representative) to digitally sign documents and access the 
E-Submittal server for any proceeding in which it is participating; and 
(2) advise the Secretary that the participant will be submitting a 
request or petition for hearing (even in instances in which the 
participant, or its counsel or representative, already holds an NRC-
issued digital ID certificate). Based upon this information, the 
Secretary will establish an electronic docket for the hearing in this 
proceeding if the Secretary has not already established an electronic 
docket.
    Information about applying for a digital ID certificate is 
available on NRC's public Web site at http://www.nrc.gov/site-help/e-submittals/getting-started.html. System requirements for accessing the 
E-Submittal server are detailed in NRC's ``Guidance for Electronic 
Submission,'' which is available on the agency's public Web site at 
http://www.nrc.gov/site-help/e-submittals.html. Participants may 
attempt to use other software not listed on the Web site, but should 
note that the NRC's E-Filing system does not support unlisted software, 
and the NRC Electronic Filing Help Desk will not be able to offer 
assistance in using unlisted software.
    If a participant is electronically submitting a document to the NRC 
in accordance with the E-Filing rule, the participant must file the 
document using the NRC's online, Web-based submission form. In order to 
serve documents through the Electronic Information Exchange System 
(EIE), users will be required to install a Web browser plug-in from the 
NRC Web site. Further information on the Web-based submission form, 
including the installation of the Web browser plug-in, is available on 
the NRC's public Web site at http://www.nrc.gov/site-help/e-submittals.html.
    Once a participant has obtained a digital ID certificate and a 
docket has been created, the participant can then submit a request for 
hearing or petition for leave to intervene. Submissions

[[Page 49698]]

should be in Portable Document Format (PDF) in accordance with NRC 
guidance available on the NRC public Web site at http://www.nrc.gov/site-help/e-submittals.html. A filing is considered complete at the 
time the documents are submitted through the NRC's E-Filing system. To 
be timely, an electronic filing must be submitted to the E-Filing 
system no later than 11:59 p.m. Eastern Time on the due date. Upon 
receipt of a transmission, the E-Filing system time-stamps the document 
and sends the submitter an email notice confirming receipt of the 
document. The E-Filing system also distributes an email notice that 
provides access to the document to the NRC's Office of the General 
Counsel and any others who have advised the Office of the Secretary 
that they wish to participate in the proceeding, so that the filer need 
not serve the documents on those participants separately. Therefore, 
applicants and other participants (or their counsel or representative) 
must apply for and receive a digital ID certificate before a hearing 
request/petition to intervene is filed so that they can obtain access 
to the document via the E-Filing system.
    A person filing electronically using the agency's adjudicatory E-
Filing system may seek assistance by contacting the NRC Electronic 
Filing Help Desk through the ``Contact Us'' link located on the NRC's 
Web site at http://www.nrc.gov/site-help/e-submittals.html, by email 
at [email protected], or by a toll-free call to (866) 672-7640. The 
NRC Electronic Filing Help Desk is available between 8 a.m. and 8 p.m., 
Eastern Time, Monday through Friday, excluding government holidays.
    Participants who believe that they have a good cause for not 
submitting documents electronically must file an exemption request, in 
accordance with 10 CFR 2.302(g), with their initial paper filing 
requesting authorization to continue to submit documents in paper 
format. Such filings must be submitted by: (1) First class mail 
addressed to the Office of the Secretary of the Commission, U.S. 
Nuclear Regulatory Commission, Washington, DC 20555-0001, Attention: 
Rulemaking and Adjudications Staff; or (2) courier, express mail, or 
expedited delivery service to the Office of the Secretary, Sixteenth 
Floor, One White Flint North, 11555 Rockville Pike, Rockville, 
Maryland, 20852, Attention: Rulemaking and Adjudications Staff. 
Participants filing a document in this manner are responsible for 
serving the document on all other participants. Filing is considered 
complete by first-class mail as of the time of deposit in the mail, or 
by courier, express mail, or expedited delivery service upon depositing 
the document with the provider of the service. A presiding officer, 
having granted an exemption request from using E-Filing, may require a 
participant or party to use E-Filing if the presiding officer 
subsequently determines that the reason for granting the exemption from 
use of E-Filing no longer exists.
    Documents submitted in adjudicatory proceedings will appear in 
NRC's electronic hearing docket, which is available to the public at 
http://ehd1.nrc.gov/ehd/, unless excluded pursuant to an order of the 
Commission or the presiding officer. Participants are requested not to 
include personal privacy information, such as social security numbers, 
home addresses, or home phone numbers in their filings, unless an NRC 
regulation or other law requires submission of such information. With 
respect to copyrighted works, except for limited excerpts that serve 
the purpose of the adjudicatory filings and would constitute a Fair Use 
application, participants are requested not to include copyrighted 
materials in their submission.
    If a person other than Mr. Morehead requests a hearing, that person 
shall set forth with particularity the manner in which his interest is 
adversely affected by this Confirmatory Order and shall address the 
criteria set forth in 10 CFR 2.309(d) and (f).
    If a hearing is requested by a person whose interest is adversely 
affected, the Commission will issue an Order designating the time and 
place of any hearing. If a hearing is held, the issue to be considered 
at such hearing shall be whether this Confirmatory Order should be 
sustained.
    In the absence of any request for hearing, or written approval of 
an extension of time in which to request a hearing, the provisions 
specified in Section V above shall be final 30 days from the date of 
issuance without further order or proceedings. If an extension of time 
for requesting a hearing has been approved, the provisions specified in 
Section V shall be final when the extension expires if a hearing 
request has not been received.

    For the Nuclear Regulatory Commission.

    Dated this 11th day of July 2016.

Kriss M. Kennedy,

Regional Administrator, Region IV.

[FR Doc. 2016-17921 Filed 7-27-16; 8:45 am]
BILLING CODE 7590-01-P



                                                                            Federal Register / Vol. 81, No. 145 / Thursday, July 28, 2016 / Notices                                           49695

                                             or the presiding officer. Participants are               agreed upon actions within 18 months                  in Kenai, Alaska. Acuren USA is the
                                             requested not to include personal                        of the issuance date of the confirmatory              holder of license 50–32443–01 issued by
                                             privacy information, such as social                      order.                                                the U.S. Nuclear Regulatory
                                             security numbers, home addresses, or                     DATES: The confirmatory order was                     Commission (NRC or Commission)
                                             home phone numbers in their filings,                     issued on July 11, 2016.                              pursuant to title 10 of the Code of
                                             unless an NRC regulation or other law                    ADDRESSES: Please refer to Docket ID
                                                                                                                                                            Federal Regulations (10 CFR) part 30 on
                                             requires submission of such                              NRC–2016–0149 when contacting the                     December 17, 2012.
                                             information. With respect to                                                                                      This Confirmatory Order is the result
                                                                                                      NRC about the availability of
                                             copyrighted works, except for limited                                                                          of an agreement reached between Mr.
                                                                                                      information regarding this document.
                                             excerpts that serve the purpose of the                                                                         Morehead and the NRC during an
                                                                                                      You may obtain publicly-available
                                             adjudicatory filings and would                                                                                 alternative dispute resolution (ADR)
                                                                                                      information related to this document
                                             constitute a Fair Use application,                                                                             mediation session conducted on June 3,
                                                                                                      using any of the following methods:
                                             participants are requested not to include                                                                      2016.
                                                                                                         • Federal Rulemaking Web site: Go to
                                             copyrighted materials in their                           http://www.regulations.gov and search                 II.
                                             submission.                                              for Docket ID NRC–2016–0149. Address
                                                If a person other than Mr. Dickerson                                                                           On August 21, 2014, the NRC’s Office
                                                                                                      questions about NRC dockets to Carol                  of Investigations, Region IV Field Office,
                                             requests a hearing, that person shall set                Gallagher; telephone: 301–415–3463;
                                             forth with particularity the manner in                                                                         initiated an investigation to determine if
                                                                                                      email: Carol.Gallagher@nrc.gov. For                   radiographers assigned to the Acuren
                                             which his interest is adversely affected                 questions about the Order, contact the
                                             by this Confirmatory Order and shall                                                                           USA facility in Kenai, Alaska, willfully
                                                                                                      individual listed in the FOR FURTHER                  conducted radiographic operations
                                             address the criteria set forth in 10 CFR                 INFORMATION CONTACT section of this
                                             2.309(d) and (f).                                                                                              without maintaining direct visual
                                                                                                      document.                                             surveillance of the operation and
                                                If a hearing is requested by a person                    • NRC’s Agencywide Documents
                                             whose interest is adversely affected, the                                                                      without the proper postings. The
                                                                                                      Access and Management System                          investigation was completed on August
                                             Commission will issue an Order                           (ADAMS): You may obtain publicly-
                                             designating the time and place of any                                                                          17, 2015, and was documented in NRC
                                                                                                      available documents online in the                     Investigation Report 4–2014–043.
                                             hearing. If a hearing is held, the issue to              ADAMS Public Documents collection at                     Based on the evidence developed
                                             be considered at such hearing shall be                   http://www.nrc.gov/reading-rm/                        during the investigation, the NRC has
                                             whether this Confirmatory Order should                   adams.html. To begin the search, select               concluded that a violation of 10 CFR
                                             be sustained.                                            ‘‘ADAMS Public Documents’’ and then                   30.10(a)(1) occurred. Specifically, on
                                                In the absence of any request for                     select ‘‘Begin Web-based ADAMS                        April 10, 2014, Mr. Morehead caused
                                             hearing, or written approval of an                       Search.’’ For problems with ADAMS,                    Acuren USA to be in violation of 10
                                             extension of time in which to request a                  please contact the NRC’s Public                       CFR 34.51 and 10 CFR 34.53 by
                                             hearing, the provisions specified in                     Document Room (PDR) reference staff at                performing industrial radiographic
                                             Section V above shall be final 30 days                   1–800–397–4209, 301–415–4737, or by                   operations without conspicuously
                                             from the date of issuance without                        email to pdr.resource@nrc.gov. The                    posting the area with radiation area and
                                             further order or proceedings. If an                      ADAMS accession number for each                       high radiation area signs, and without
                                             extension of time for requesting a                       document referenced in this document                  maintaining continuous direct visual
                                             hearing has been approved, the                           (if that document is available in                     surveillance of the operation to protect
                                             provisions specified in Section V shall                  ADAMS) is provided the first time that                against unauthorized entry into a high
                                             be final when the extension expires if a                 a document is referenced.                             radiation area.
                                             hearing request has not been received.                      • NRC’s PDR: You may examine and                      In a letter dated March 24, 2016
                                               For the Nuclear Regulatory Commission.                 purchase copies of public documents at                (ADAMS Accession No. ML16085A088),
                                               Dated this 11th day of July 2016.                      the NRC’s PDR, Room O1–F21, One                       the NRC notified Mr. Morehead of the
                                             Kriss M. Kennedy,                                        White Flint North, 11555 Rockville                    results of the investigation, informed
                                             Regional Administrator, Region IV.                       Pike, Rockville, Maryland 20852.                      Mr. Morehead that escalated
                                                                                                      FOR FURTHER INFORMATION CONTACT: John                 enforcement action was being
                                             [FR Doc. 2016–17920 Filed 7–27–16; 8:45 am]
                                                                                                      Kramer, Region IV, U.S. Nuclear                       considered for an apparent violation,
                                             BILLING CODE 7590–01–P
                                                                                                      Regulatory Commission, Washington,                    and provided Mr. Morehead the
                                                                                                      DC 20555–0001; telephone: 817–200–                    opportunity to attend a predecisional
                                             NUCLEAR REGULATORY                                       1121; email: John.Kramer@nrc.gov.                     enforcement conference or to participate
                                             COMMISSION                                               SUPPLEMENTARY INFORMATION: The text of
                                                                                                                                                            in an ADR mediation session in an effort
                                                                                                      the Order is attached.                                to resolve the concern. In response to
                                             [IA–16–025; NRC–2016–0149]                                                                                     the NRC’s offer, Mr. Morehead
                                                                                                        Dated at Arlington, Texas, this 11th day of         requested the use of the NRC’s ADR
                                             In the Matter of Troy A. Morehead                        July 2016.                                            process to resolve differences Mr.
                                                                                                        For the Nuclear Regulatory Commission.              Morehead had with the NRC. On June
                                             AGENCY:  Nuclear Regulatory
                                             Commission.                                              Kriss M. Kennedy,                                     3, 2016, the NRC and Mr. Morehead met
                                             ACTION: Confirmatory order; issuance.
                                                                                                      Regional Administrator.                               in an ADR session mediated by a
                                                                                                      United States of America                              professional mediator, arranged through
                                             SUMMARY:   The U.S. Nuclear Regulatory                                                                         Cornell University’s Institute on
                                                                                                      Nuclear Regulatory Commission
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                                             Commission (NRC) issued a                                                                                      Conflict Resolution. Alternative dispute
                                             confirmatory order to Troy A. Morehead                     In the Matter of Troy Allen Morehead IA–            resolution is a process in which a
                                             confirming agreements reached in an                      16–025 Confirmatory Order                             neutral mediator, with no decision-
                                             Alternative Dispute Resolution                                                                                 making authority, assists the parties in
                                             mediation session held on June 3, 2016.                  I.                                                    reaching an agreement on resolving any
                                             As part of the agreement, Mr. Morehead                     Mr. Troy Allen Morehead is a                        differences regarding the dispute. This
                                             has completed and will complete future                   radiographer employed by Acuren USA                   Confirmatory Order is issued pursuant


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                                             49696                          Federal Register / Vol. 81, No. 145 / Thursday, July 28, 2016 / Notices

                                             to the agreement reached during the                         6. Instructions of field audit                     radiography crews as described in
                                             ADR process.                                             examinations.                                         Section 34.43(e)(1) of 10 CFR part 34.
                                                                                                         E. Successfully completed training                    1. Mr. Morehead will perform the
                                             III.                                                     and examination of:                                   field observations of at least four
                                               During the ADR session, Mr.                               1. ‘‘Golden Rules’’ of radiography.                radiographic operations.
                                             Morehead and the NRC reached a                              2. ‘‘Buddy Check’’ systems.                           2. The observations will be
                                             preliminary settlement agreement. The                       3. Barrier controls.                               conducted, to the extent possible,
                                             elements of the agreement recognized                        F. Completed U.S. Department of                    without the crew’s knowledge.
                                             corrective actions that Mr. Morehead                     Transportation, Hazmat, Emergency                        3. The observations will be conducted
                                             already completed as described below                     Planning, and Security Awareness                      at temporary job sites (i.e., ‘‘in the
                                             and included future agreed upon actions                  Training.                                             field’’).
                                             as follows:                                                 G. Subjected to and passed additional                 4. Mr. Morehead will notify the
                                               Corrective actions taken by Mr.                        Acuren USA field audits.                              Director, DNMS, Region IV, prior to the
                                             Morehead included:                                          The elements of the agreement, as                  observations. This notification will be
                                               A. Repeated annual refresher training,                 signed by both parties, consist of the                made by telephone at 817–200–1106 or
                                             which included the following topics:                     following:                                            email.
                                               1. Changes to Acuren USA Operating                        A. The NRC and Mr. Morehead agreed                    5. Within 1 month of the completion
                                             and Emergency Manual.                                    that on April 10, 2014, Mr. Morehead                  of each observation, Mr. Morehead will
                                               2. Changes to Federal and State                        caused Acuren USA to be in violation                  provide written documentation to the
                                             regulations.                                             of 10 CFR 34.51 and 10 CFR 34.53 by                   NRC of the date that the observation
                                               3. Department of Transportation                        performing industrial radiographic                    occurred and the details of the
                                             requirements and regulation changes.                     operations without conspicuously                      observation (compliances and
                                               4. Security Awareness and Emergency                    posting the area with radiation and high              noncompliances observed, etc.). The
                                             Planning.                                                radiation area signs and without                      information will be sent to the Director,
                                               5. Increased controls and 10 CFR part                  maintaining continuous direct visual                  DNMS, 1600 East Lamar Blvd.,
                                             37.                                                      surveillance of the operation to protect              Arlington, Texas 76011–4511.
                                               6. Violation and incident review.                      against unauthorized entry into a high                   D. Within 18 months of the issuance
                                               7. Notification procedures.                            radiation area. However, the NRC and                  date of the Confirmatory Order, Mr.
                                               8. Radiation surveys and                               Mr. Morehead disagree on the deliberate               Morehead will submit an article to an
                                             documentation.                                           characterization of the violation. More               industry publication or to a certifying
                                               9. Equipment maintenance and                           specifically:                                         entity (as defined in 10 CFR 34.3) for
                                             documentation.                                              1. It is the NRC’s view that the                   publication.
                                               10. As Low As Reasonably Achievable                    preponderance of the evidence supports                   1. The article will convey personal
                                             (ALARA) commitment.                                      the proposition that Mr. Morehead                     lessons learned from the associated
                                               B. Successfully completed annual                       deliberately performed industrial                     issue and may be co-written with the
                                             refresher training test for items                        radiographic operations without                       other radiographer involved with this
                                             described in Section A.                                  conspicuously posting the area with                   case.
                                               C. Completed training and review of                    radiation and high radiation area signs                  2. Mr. Morehead will provide the
                                             the following regulatory documents:                      and without maintaining continuous                    article to the Director, DNMS, Region
                                               1. 10 CFR parts 19, 20, 21, 30, 34, 37,                direct visual surveillance of the                     IV, 30 days prior to the submission of
                                             and 71.                                                  operation to protect against                          the article.
                                               2. New NRC license issued December                     unauthorized entry into a high radiation                 3. Mr. Morehead will provide to the
                                             17, 2012.                                                area.                                                 Director, DNMS, Region IV,
                                               3. ROEM–2011, Revision 1                                  2. However, Mr. Morehead disagrees                 demonstration of at least two attempts
                                             (Radiographic Operation Emergency                        with the deliberate characterization of               to publish the article, if publication of
                                             Manual).                                                 the violation.                                        the article was not possible.
                                               4. NRC Form 3 (Notice to Employees).                      B. Within 12 months of the issuance                   E. Administrative items.
                                               5. Alaska Department of Health and                     date of the Confirmatory Order, if                       1. The NRC and Mr. Morehead agree
                                             Social Services (DHSS), Radiation                        supported by Mr. Morehead’s employer                  that the above elements will be
                                             Protection.                                              (currently Acuren USA), Mr. Morehead                  incorporated into a Confirmatory Order.
                                               6. Blank daily radiation reports.                      will provide training to Acuren USA                      2. The NRC will consider the order an
                                               7. Blank Trustworthiness and                           radiographers and radiographer’s                      escalated enforcement action with
                                             Reliability (T&R) escort log.                            assistants.                                           respect to any future enforcement
                                               8. Blank exposure device utilization                      1. Within 30 days before providing                 actions.
                                             sign out sheet.                                          the training, Mr. Morehead will submit                   3. In consideration of the
                                               9. Shipper’s declaration of dangerous                  the training agenda, materials, or                    commitments delineated above, the
                                             goods.                                                   content to the Director, Division of                  NRC will refrain from issuing a Notice
                                               D. Completed Radiographic Personnel                    Nuclear Materials Safety (DNMS),                      of Violation to Mr. Morehead for the
                                             Training, which included an                              Region IV.                                            violation discussed in NRC
                                             examination and follow-up practical                         2. The training (e.g., peer-to-peer,               Investigation Report 4–2014–043 and
                                             demonstrations of the following:                         teleconference, etc.) will convey                     NRC Inspection Report 030–38596/
                                               1. Use of an exposure device.                          personal lessons learned from the                     2014–001 dated March 24, 2016 (IA–16–
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                                               2. Use of personnel monitoring                         associated issue.                                     025).
                                             equipment.                                                  C. Within 18 months of the issuance                   On July 8, 2016, Mr. Morehead
                                               3. Use of radiographic survey meters.                  date of the Confirmatory Order, Mr.                   consented to issuing this Confirmatory
                                               4. Performance of daily visual                         Morehead will meet with and observe                   Order with the commitments, as
                                             inspections.                                             (i.e., ‘‘shadow’’) a radiation safety officer         described in Section V below. Mr.
                                               5. Demonstration of leak test                          as the radiation safety officer performs              Morehead further agreed that this
                                             procedures.                                              observations of the performance of                    Confirmatory Order will be effective


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                                                                            Federal Register / Vol. 81, No. 145 / Thursday, July 28, 2016 / Notices                                            49697

                                             upon issuance, the agreement                             provide written documentation to the                  cases to mail copies on electronic
                                             memorialized in this Confirmatory                        NRC of the date that the observation                  storage media. Participants may not
                                             Order settles the matter between the                     occurred and the details of the                       submit paper copies of their filings
                                             parties, and that Mr. Morehead has                       observation (compliances and                          unless they seek an exemption in
                                             waived his right to a hearing.                           noncompliances observed, etc.). The                   accordance with the procedures
                                                                                                      information will be sent to the Director,             described below.
                                             IV.                                                      Division of Nuclear Materials Safety,                    To comply with the procedural
                                               I find that Mr. Morehead’s                             1600 East Lamar Blvd., Arlington, Texas               requirements of E-Filing, at least ten
                                             commitments as set forth in Section V                    76011–4511.                                           (10) days prior to the filing deadline, the
                                             are acceptable and necessary, and                           C. Within 18 months of the issuance                participant should contact the Office of
                                             conclude that with these commitments                     date of the Confirmatory Order, Mr.                   the Secretary by email at
                                             the public health and safety are                         Morehead will submit an article to an                 hearing.docket@nrc.gov, or by telephone
                                             reasonably assured. In view of the                       industry publication or to a certifying               at (301) 415–1677, to (1) request a
                                             foregoing, I have determined that public                 entity (as defined in 10 CFR 34.3) for                digital identification (ID) certificate,
                                             health and safety require that Mr.                       publication.                                          which allows the participant (or its
                                             Morehead’s commitments be confirmed                         1. The article will convey personal                counsel or representative) to digitally
                                             by this Confirmatory Order. Based on                     lessons learned from the associated                   sign documents and access the E-
                                             the above and Mr. Morehead’s consent,                    issue and may be co-written with the                  Submittal server for any proceeding in
                                             this Confirmatory Order is effective                     other radiographer involved with this                 which it is participating; and (2) advise
                                             upon issuance.                                           case.                                                 the Secretary that the participant will be
                                                                                                         2. Mr. Morehead will provide the                   submitting a request or petition for
                                             V.                                                       article to the Director, DNMS, Region                 hearing (even in instances in which the
                                                Accordingly, pursuant to Sections 81,                 IV, 30 days prior to the submission of                participant, or its counsel or
                                             161b, 161i, 161o, 182, and 186 of the                    the article.                                          representative, already holds an NRC-
                                             Atomic Energy Act of 1954, as amended,                      3. Mr. Morehead will provide to the                issued digital ID certificate). Based upon
                                             and the Commission’s regulations in 10                   Director, DNMS, Region IV,                            this information, the Secretary will
                                             CFR 2.202 and 10 CFR part 30, IT IS                      demonstration of at least two attempts                establish an electronic docket for the
                                             HEREBY ORDERED, EFFECTIVE UPON                           to publish the article, if publication of             hearing in this proceeding if the
                                             ISSUANCE, THAT:                                          the article was not possible within the               Secretary has not already established an
                                                A. Within 12 months of the issuance                   18 month period.                                      electronic docket.
                                             date of the Confirmatory Order, if                          The Regional Administrator, Region                    Information about applying for a
                                             supported by Mr. Morehead’s employer                     IV, may, in writing, relax or rescind any             digital ID certificate is available on
                                             (currently Acuren USA), Mr. Morehead                     of the above conditions upon                          NRC’s public Web site at http://
                                             will provide training to Acuren USA                      demonstration by Mr. Morehead of good                 www.nrc.gov/site-help/e-submittals/
                                             radiographers and radiographer’s                         cause.                                                getting-started.html. System
                                             assistants.                                                                                                    requirements for accessing the E-
                                                                                                      VI.
                                                1. Within 30 days before providing                                                                          Submittal server are detailed in NRC’s
                                             the training, Mr. Morehead will submit                      In accordance with 10 CFR 2.202 and                ‘‘Guidance for Electronic Submission,’’
                                             the training agenda, materials, or                       10 CFR 2.309, any person adversely                    which is available on the agency’s
                                             content to the Director, DNMS, Region                    affected by this Confirmatory Order,                  public Web site at http://www.nrc.gov/
                                             IV.                                                      other than Mr. Morehead, may request                  site-help/e-submittals.html. Participants
                                                2. The training (e.g., peer-to-peer,                  a hearing within 30 days of the issuance              may attempt to use other software not
                                             teleconference, etc.) will convey                        date of this Confirmatory Order. Where                listed on the Web site, but should note
                                             personal lessons learned from the                        good cause is shown, consideration will               that the NRC’s E-Filing system does not
                                             associated issue.                                        be given to extending the time to request             support unlisted software, and the NRC
                                                B. Within 18 months of the issuance                   a hearing. A request for extension of                 Electronic Filing Help Desk will not be
                                             date of the Confirmatory Order, Mr.                      time must be directed to the Director,                able to offer assistance in using unlisted
                                             Morehead will meet with and observe                      Office of Enforcement, U.S. Nuclear                   software.
                                             (i.e., ‘‘shadow’’) a radiation safety officer            Regulatory Commission, Washington,                       If a participant is electronically
                                             as the radiation safety officer performs                 DC 20555, and include a statement of                  submitting a document to the NRC in
                                             observations of the performance of                       good cause for the extension.                         accordance with the E-Filing rule, the
                                             radiography crews as described in                           All documents filed in NRC                         participant must file the document
                                             Section 34.43(e)(1) of 10 CFR part 34.                   adjudicatory proceedings, including a                 using the NRC’s online, Web-based
                                                1. Mr. Morehead will perform the                      request for hearing, a petition for leave             submission form. In order to serve
                                             field observations of at least four                      to intervene, any motion or other                     documents through the Electronic
                                             radiographic operations.                                 document filed in the proceeding prior                Information Exchange System (EIE),
                                                2. The observations will be                           to the submission of a request for                    users will be required to install a Web
                                             conducted, to the extent possible,                       hearing or petition to intervene, and                 browser plug-in from the NRC Web site.
                                             without the crew’s knowledge.                            documents filed by interested                         Further information on the Web-based
                                                3. The observations will be conducted                 governmental entities participating                   submission form, including the
                                             at temporary job sites (i.e., ‘‘in the                   under 10 CFR 2.315(c), must be filed in               installation of the Web browser plug-in,
                                             field’’).                                                accordance with the NRC E-Filing rule                 is available on the NRC’s public Web
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                                                4. Mr. Morehead will notify the                       (72 FR 49139, August 28, 2007, as                     site at http://www.nrc.gov/site-help/e-
                                             Director, DNMS, Region IV, prior to the                  amended at 77 FR 46562, August 3,                     submittals.html.
                                             observations. This notification will be                  2012), which is codified in pertinent                    Once a participant has obtained a
                                             made by telephone at 817–200–1106 or                     part at 10 CFR part 2, subpart C. The E-              digital ID certificate and a docket has
                                             email.                                                   Filing process requires participants to               been created, the participant can then
                                                5. Within 1 month of the completion                   submit and serve all adjudicatory                     submit a request for hearing or petition
                                             of each observation, Mr. Morehead will                   documents over the internet, or in some               for leave to intervene. Submissions


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                                             49698                          Federal Register / Vol. 81, No. 145 / Thursday, July 28, 2016 / Notices

                                             should be in Portable Document Format                    class mail as of the time of deposit in               POSTAL SERVICE
                                             (PDF) in accordance with NRC guidance                    the mail, or by courier, express mail, or
                                             available on the NRC public Web site at                  expedited delivery service upon                       Temporary Emergency Committee of
                                             http://www.nrc.gov/site-help/e-                          depositing the document with the                      the Board of Governors; Sunshine Act
                                             submittals.html. A filing is considered                  provider of the service. A presiding                  Meeting
                                             complete at the time the documents are                   officer, having granted an exemption
                                             submitted through the NRC’s E-Filing                     request from using E-Filing, may require              DATES AND TIMES:   Wednesday, August
                                             system. To be timely, an electronic                      a participant or party to use E-Filing if             10, 2016, at 9:30 a.m.
                                             filing must be submitted to the E-Filing                 the presiding officer subsequently                    PLACE: Las Vegas, Nevada.
                                             system no later than 11:59 p.m. Eastern                  determines that the reason for granting               STATUS: Closed.
                                             Time on the due date. Upon receipt of                    the exemption from use of E-Filing no                 MATTERS TO BE CONSIDERED:
                                             a transmission, the E-Filing system                      longer exists.
                                             time-stamps the document and sends                                                                             Wednesday, August 10, 2016, at 9:30
                                                                                                        Documents submitted in adjudicatory                 a.m.
                                             the submitter an email notice                            proceedings will appear in NRC’s
                                             confirming receipt of the document. The                                                                          1. Strategic Issues.
                                                                                                      electronic hearing docket, which is
                                             E-Filing system also distributes an email                                                                        2. Pricing.
                                                                                                      available to the public at http://                      3. Financial Matters.
                                             notice that provides access to the
                                                                                                      ehd1.nrc.gov/ehd/, unless excluded                      4. Personnel Matters and
                                             document to the NRC’s Office of the
                                                                                                      pursuant to an order of the Commission                Compensation Issues.
                                             General Counsel and any others who
                                                                                                      or the presiding officer. Participants are              5. Executive Session—Discussion of
                                             have advised the Office of the Secretary
                                                                                                      requested not to include personal                     prior agenda items and Board
                                             that they wish to participate in the
                                                                                                      privacy information, such as social                   governance.
                                             proceeding, so that the filer need not
                                                                                                      security numbers, home addresses, or                  GENERAL COUNSEL CERTIFICATION: The
                                             serve the documents on those
                                                                                                      home phone numbers in their filings,                  General Counsel of the United States
                                             participants separately. Therefore,
                                             applicants and other participants (or                    unless an NRC regulation or other law                 Postal Service has certified that the
                                             their counsel or representative) must                    requires submission of such                           meeting may be closed under the
                                             apply for and receive a digital ID                       information. With respect to                          Government in the Sunshine Act.
                                             certificate before a hearing request/                    copyrighted works, except for limited
                                                                                                                                                            CONTACT PERSON FOR MORE INFORMATION:
                                             petition to intervene is filed so that they              excerpts that serve the purpose of the
                                                                                                      adjudicatory filings and would                        Julie S. Moore, Secretary of the Board,
                                             can obtain access to the document via                                                                          U.S. Postal Service, 475 L’Enfant Plaza
                                             the E-Filing system.                                     constitute a Fair Use application,
                                                                                                      participants are requested not to include             SW., Washington, DC 20260–1000.
                                                A person filing electronically using                                                                        Telephone: (202) 268–4800.
                                             the agency’s adjudicatory E-Filing                       copyrighted materials in their
                                             system may seek assistance by                            submission.                                           Julie S. Moore.
                                             contacting the NRC Electronic Filing                       If a person other than Mr. Morehead                 Secretary.
                                             Help Desk through the ‘‘Contact Us’’                     requests a hearing, that person shall set             [FR Doc. 2016–18063 Filed 7–26–16; 4:15 pm]
                                             link located on the NRC’s Web site at                    forth with particularity the manner in                BILLING CODE 7710–12–P
                                             http://www.nrc.gov/site-help/                            which his interest is adversely affected
                                             e-submittals.html, by email at                           by this Confirmatory Order and shall
                                             MSHD.Resource@nrc.gov, or by a toll-                     address the criteria set forth in 10 CFR              SECURITIES AND EXCHANGE
                                             free call to (866) 672–7640. The NRC                     2.309(d) and (f).                                     COMMISSION
                                             Electronic Filing Help Desk is available                   If a hearing is requested by a person
                                             between 8 a.m. and 8 p.m., Eastern                                                                             [Release No. 34–78396; File No. SR–BATS–
                                                                                                      whose interest is adversely affected, the             2015–100]
                                             Time, Monday through Friday,
                                                                                                      Commission will issue an Order
                                             excluding government holidays.                                                                                 Self-Regulatory Organizations; BATS
                                                                                                      designating the time and place of any
                                                Participants who believe that they
                                                                                                      hearing. If a hearing is held, the issue to           Exchange, Inc.; Order Approving a
                                             have a good cause for not submitting
                                                                                                      be considered at such hearing shall be                Proposed Rule Change, as Modified by
                                             documents electronically must file an
                                                                                                      whether this Confirmatory Order should                Amendment No. 6, To Amend BATS
                                             exemption request, in accordance with
                                                                                                      be sustained.                                         Rule 14.11(i) To Adopt Generic Listing
                                             10 CFR 2.302(g), with their initial paper
                                                                                                        In the absence of any request for                   Standards for Managed Fund Shares
                                             filing requesting authorization to
                                             continue to submit documents in paper                    hearing, or written approval of an                    July 22, 2016.
                                             format. Such filings must be submitted                   extension of time in which to request a
                                             by: (1) First class mail addressed to the                hearing, the provisions specified in                  I. Introduction
                                             Office of the Secretary of the                           Section V above shall be final 30 days                   On November 18, 2015, BATS
                                             Commission, U.S. Nuclear Regulatory                      from the date of issuance without                     Exchange, Inc. (now known as Bats BZX
                                             Commission, Washington, DC 20555–                        further order or proceedings. If an                   Exchange, Inc., ‘‘Exchange’’ or ‘‘BZX’’) 1
                                             0001, Attention: Rulemaking and                          extension of time for requesting a                    filed with the Securities and Exchange
                                             Adjudications Staff; or (2) courier,                     hearing has been approved, the                        Commission (‘‘Commission’’), pursuant
                                             express mail, or expedited delivery                      provisions specified in Section V shall               to section 19(b)(1) of the Securities
                                             service to the Office of the Secretary,                  be final when the extension expires if a              Exchange Act of 1934 (‘‘Act’’ or
                                             Sixteenth Floor, One White Flint North,                  hearing request has not been received.                ‘‘Exchange Act’’) 2 and Rule 19b–4
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                                             11555 Rockville Pike, Rockville,                           For the Nuclear Regulatory Commission.
                                             Maryland, 20852, Attention:                                                                                       1 In March 2016, BATS changed its name from
                                                                                                        Dated this 11th day of July 2016.
                                             Rulemaking and Adjudications Staff.                                                                            ‘‘BATS Exchange, Inc.’’ to ‘‘Bats BZX Exchange,
                                                                                                      Kriss M. Kennedy,                                     Inc.’’ See Securities Exchange Act Release No.
                                             Participants filing a document in this
                                                                                                      Regional Administrator, Region IV.                    77307 (Mar. 7, 2016), 81 FR 12996 (Mar. 11, 2016)
                                             manner are responsible for serving the                                                                         (SR–BATS–2016–25) (publishing notice of the name
                                             document on all other participants.                      [FR Doc. 2016–17921 Filed 7–27–16; 8:45 am]           change to Bats BZX Exchange, Inc.).
                                             Filing is considered complete by first-                  BILLING CODE 7590–01–P                                   2 15 U.S.C. 78s(b)(1).




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Document Created: 2016-07-28 01:47:54
Document Modified: 2016-07-28 01:47:54
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionConfirmatory order; issuance.
DatesThe confirmatory order was issued on July 11, 2016.
ContactJohn Kramer, Region IV, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001; telephone: 817-200- 1121; email: [email protected]
FR Citation81 FR 49695 

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