81_FR_5044 81 FR 5025 - Sunshine Act Meetings; National Science Board

81 FR 5025 - Sunshine Act Meetings; National Science Board

NATIONAL SCIENCE FOUNDATION

Federal Register Volume 81, Issue 19 (January 29, 2016)

Page Range5025-5027
FR Document2016-01757

Federal Register, Volume 81 Issue 19 (Friday, January 29, 2016)
[Federal Register Volume 81, Number 19 (Friday, January 29, 2016)]
[Notices]
[Pages 5025-5027]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-01757]


=======================================================================
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NATIONAL SCIENCE FOUNDATION


Sunshine Act Meetings; National Science Board

    The National Science Board, pursuant to NSF regulations (45 CFR 
part 614), the National Science Foundation Act, as amended, (42 U.S.C. 
1862n-5), and the Government in the Sunshine Act (5 U.S.C. 552b), 
hereby gives notice of the scheduling of meetings for the transaction 
of National Science Board business as follows:

Date and Time:  February 2, 2016 from 8:00 a.m. to 5:10 p.m., and 
February 3, 2016 from 8:50 a.m. to 1:30 p.m. EST.

Place:  These meetings will be held at the National Science Foundation, 
4201 Wilson Blvd., Room 1235, Arlington, VA 22230. All visitors must 
contact the Board Office (call 703-292-7000 or send an email to 
[email protected]) at least 24 hours prior to the meeting and 
provide your name and organizational affiliation. Visitors must report 
to the NSF visitors desk in the lobby of the 9th and N. Stuart Street 
entrance to receive a visitor's badge.

Webcast Information:  Public meetings and public portions of meetings 
will be webcast. To view the meetings, go to http://www.tvworldwide.com/events/nsf/160202/ and follow the instructions.

Updates:  Please refer to the National Science Board Web site for 
additional information. Meeting information and schedule updates (time, 
place, subject matter or status of meeting) may be found at http://www.nsf.gov/nsb/meetings/notices.jsp.

Agency Contact:  Ron Campbell, [email protected], 703-292-7000.

[[Page 5026]]


Public Affairs Contact:  Nadine Lymn, [email protected], 703-292-2490.

Status:  Portions open; portions closed.

Open Sessions: 

February 2, 2016

8:00-8:30 a.m. (Plenary introduction, NSB Chair and NSF Director 
Reports)
8:30-10:10 a.m. (CPP)
11:30-11:45 a.m. (Plenary)
1:50-2:35 p.m. (Joint meeting CPP, CSB and SCF)
3:40-4:10 p.m. (SCF)
4:10-5:10 p.m. (AO)

February 3, 2016

8:50-9:50 a.m. (SEI)
9:50-10:05 a.m. (CSB)
1:00-1:30 p.m. (Plenary)

Closed Sessions: 

February 2, 2016

10:25-11:25 a.m. (CPP)
12:50-1:50 p.m. (Plenary)
2:40-3:25 p.m. (Joint meeting CPP, CSB and SCF)

February 3, 2016

10:10-10:50 a.m. (CSB)
11:15-11:30 a.m. (Plenary executive)
12:30-1:00 p.m. (Plenary)

Matters to be Discussed: 

Tuesday, February 2, 2016

Plenary Board Meeting

Open Session: 8:00-8:30 a.m.

Introduction and NSB Chair's Report
NSF Director's Report

Committee on Programs and Plans (CPP)

Open Session: 8:30-10:10 a.m.

CPP Chair's remarks
    Arctic contract update
    CY 2016 schedule of planned action and information items
    Information item--Extreme Science and Engineering Discovery 
Environment (XSEDE)
    Information item--National Superconducting Cyclotron Laboratory 
(NSCL)
Approval of open CPP minutes for November 2015
Information item--Update on icebreaker support for McMurdo Station
Information item--iPlant
An overview of infrastructure investments in the Mathematical and 
Physical Sciences Directorate
CPP Chair's closing remarks

Committee on Programs and Plans

Closed Session: 10:25-11:25 a.m.

CPP Chair's remarks
Approval of closed CPP minutes for November 2015
NSB action item--Gemini Observatory
NSB action item--Stampede 2
CPP Chair's closing remarks

Plenary Board Meeting

Open Session: 11:30-11:45 a.m.

NSB Chair's remarks
Guest speaker--Senator Gary Peters
NSB Chair's closing remarks

Plenary Board Meeting

Closed Session: 12:50-1:50 p.m.

NSB Chair's remarks
NEON update and next steps
NSB Chair's closing remarks

Joint Meeting--Committee on Programs and Plans, Committee on Strategy 
and Budget and Subcommittee on Facilities

Open Session: 1:50-2:35 p.m.

Committee Chairs' remarks
Discussion of facilities planning
Committee Chair's closing remarks

Joint Meeting--Committee on Programs and Plans, Committee on Strategy 
and Budget, and Subcommittee on Facilities

Closed Session: 2:40-3:25 p.m.

Committee Chairs' remarks
Discussion of facilities planning, including future planning and 
budgets
Discussion of emerging needs in science and engineering
Chairs' closing remarks

Subcommittee on Facilities (SCF)

Open Session: 3:40-4:10 p.m.

SCF Chair's remarks
Approval of open SCF minutes from November 2015
Discussion of SCF's roles and responsibilities
Discussion of SCF 2016 activities
SCF Chair's closing remarks

Committee on Audit and Oversight (A&O)

Open Session: 4:10-5:10 p.m.

A&O Chair's remarks
Approval of open A&O minutes from November 2015
Update on NAPA report
Inspector General's update, including Presentation on FY 2015 Financial 
Statement and FISMA audit results
Chief Financial Officer's update, including Presentation on internal 
control quality assurance program
Update on two-month salary support compensation policy
A&O Chair's closing remarks

Matters To Be Discussed

Wednesday, February 3, 2016

Committee on Science and Engineering Indicators (SEI)

Open Session: 8:50-9:50 a.m.

SEI Chair's remarks
Approval of open SEI minutes for January 5, 2016 teleconference
Update on Science and Engineering Indicators 2016 outreach
Update and discussion of the Science and Engineering Indicators 2016 
companion briefs
Update and discussion of proposed workshop: ``Future of Science and 
Engineering Indicators''
SEI Chair's closing remarks

Committee on Strategy and Budget (CSB)

Open Session: 9:50-10:05 a.m.

CSB Chair's remarks
Approval of open CSB minutes for November 2015
NSF FY 2016 budget update
CSB Chair's closing remarks

Committee on Strategy and Budget

Closed Session: 10:10-10:50 a.m.

CSB Chair's remarks
Approval of closed CSB minutes for November 2015
NSF FY 2016 budget issues under negotiation
NSF FY 2017 budget request update
Discussion of Board's FY 2017 budget testimony
CSB Chair's closing remarks

Plenary Board (Executive)

Closed Session: 11:15-11:30 a.m.

NSB Chair's remarks
Approval of closed executive minutes for November and December 2015
Elections Committee update
NOMS Committee report
NSB Chair's closing remarks

Plenary Board

Closed Session: 12:30-1:00 p.m.

NSB Chair's remarks
Approval of closed plenary minutes for November 2015
Approval of Stampede 2 preliminary resolution
Approval of Gemini preliminary resolution
Closed committee reports
NSB Chair's closing remarks

Plenary Board

Open Session: 1:00-1:30 p.m.

NSB Chair's remarks
NSF Director's remarks
Approval of open plenary minutes for November 2015

[[Page 5027]]

NEON update from the Chair of the ad hoc task force on NEON Performance 
and Plans
Open committee reports
NSB Chair's closing remarks

Meeting Adjourns: 1:30 p.m.

Kyscha Slater-Williams,
Program Specialist, National Science Board.
[FR Doc. 2016-01757 Filed 1-27-16; 4:15 pm]
 BILLING CODE 7555-01-P



                                                                                 Federal Register / Vol. 81, No. 19 / Friday, January 29, 2016 / Notices                                                  5025

                                                  Village of Atmautluak                                   are encouraged. Your comments should                     6. An estimate of the total public
                                                  Village of Bill Moore’s Slough                          address one or more of the following                   burden (in hours) associated with the
                                                  Village of Chefornak                                    four points:                                           collection: The estimated public burden
                                                  Village of Clarks Point                                   —Evaluate whether the proposed                       associated with this collection is 400
                                                  Village of Crooked Creek                                collection of information is necessary                 hours. It is estimated that respondents
                                                  Village of Dot Lake                                     for the proper performance of the                      will take 2 hours to complete the form.
                                                  Village of Iliamna                                      functions of the Executive Office for                  The burden hours for collecting
                                                  Village of Kalskag                                      Immigration Review, including whether                  respondent data sum to 400 hours (200
                                                  Village of Kaltag                                       the information will have practical                    respondents × 2 hours = 400 hours).
                                                  Village of Kotlik                                       utility;                                                 If additional information is required
                                                  Village of Lower Kalskag                                  —Evaluate the accuracy of the                        contact: Jerri Murray, Department
                                                  Village of Ohogamiut                                    agency’s estimate of the burden of the                 Clearance Officer, United States
                                                  Village of Red Devil                                    proposed collection of information,                    Department of Justice, Justice
                                                  Village of Salamatoff                                   including the validity of the                          Management Division, Policy and
                                                  Village of Sleetmute                                    methodology and assumptions used;                      Planning Staff, Two Constitution
                                                  Village of Solomon                                        —Evaluate whether and if so how the                  Square, 145 N Street NE., 3E.405B,
                                                  Village of Stony River                                  quality, utility, and clarity of the                   Washington, DC 20530.
                                                  Village of Venetie (See Native Village of               information to be collected can be                       Dated: January 25, 2016.
                                                    Venetie Tribal Government)                            enhanced; and                                          Jerri Murray,
                                                  Village of Wainwright                                     —Minimize the burden of the
                                                  Wrangell Cooperative Association                                                                               Department Clearance Officer for PRA, U.S.
                                                                                                          collection of information on those who                 Department of Justice.
                                                  Yakutat Tlingit Tribe                                   are to respond, including through the
                                                                                                                                                                 [FR Doc. 2016–01692 Filed 1–28–16; 8:45 am]
                                                  Yupiit of Andreafski                                    use of appropriate automated,
                                                                                                                                                                 BILLING CODE 4410–30–P
                                                  [FR Doc. 2016–01769 Filed 1–28–16; 8:45 am]             electronic, mechanical, or other
                                                  BILLING CODE 4337–15–P                                  technological collection techniques or
                                                                                                          other forms of information technology,
                                                                                                          e.g., permitting electronic submission of              NATIONAL SCIENCE FOUNDATION
                                                  DEPARTMENT OF JUSTICE                                   responses.
                                                                                                                                                                 Sunshine Act Meetings; National
                                                  [OMB Number 1125–0007]                                  Overview of This Information                           Science Board
                                                                                                          Collection
                                                                                                                                                                    The National Science Board, pursuant
                                                  Agency Information Collection                             1. Type of Information Collection:                   to NSF regulations (45 CFR part 614),
                                                  Activities; Proposed eCollection;                       Extension Without Change of a                          the National Science Foundation Act, as
                                                  eComments Requested; Immigration                        Currently Approved Collection.                         amended, (42 U.S.C. 1862n–5), and the
                                                  Practitioner Complaint Form                               2. The Title of the Form/Collection:                 Government in the Sunshine Act (5
                                                  AGENCY:  Executive Office for                           Immigration Practitioner Complaint                     U.S.C. 552b), hereby gives notice of the
                                                  Immigration Review, Department of                       Form.                                                  scheduling of meetings for the
                                                  Justice                                                   3. The agency form number, if any,                   transaction of National Science Board
                                                                                                          and the applicable component of the                    business as follows:
                                                  ACTION: 60-Day notice.
                                                                                                          Department sponsoring the collection:                  DATE AND TIME: February 2, 2016 from
                                                  SUMMARY:   The Department of Justice                    Form EOIR–44. The applicable                           8:00 a.m. to 5:10 p.m., and February 3,
                                                  (DOJ), Executive Office for Immigration                 component within the Department of                     2016 from 8:50 a.m. to 1:30 p.m. EST.
                                                  Review, will be submitting the                          Justice is the Office of General Counsel,
                                                                                                                                                                 PLACE: These meetings will be held at
                                                  following information collection request                Executive Office for Immigration
                                                                                                                                                                 the National Science Foundation, 4201
                                                  to the Office of Management and Budget                  Review.
                                                                                                            4. Affected public who will be asked                 Wilson Blvd., Room 1235, Arlington,
                                                  (OMB) for review and approval in                                                                               VA 22230. All visitors must contact the
                                                  accordance with the Paperwork                           or required to respond, as well as a brief
                                                                                                          abstract: Primary: Individuals who wish                Board Office (call 703–292–7000 or send
                                                  Reduction Act of 1995.                                                                                         an email to nationalsciencebrd@nsf.gov)
                                                                                                          to file a complaint against an
                                                  DATES: Comments are encouraged and                                                                             at least 24 hours prior to the meeting
                                                                                                          immigration practitioner authorized to
                                                  will be accepted for 60 days until March                appear before the Board of Immigration                 and provide your name and
                                                  29, 2016.                                               Appeals and the immigration courts.                    organizational affiliation. Visitors must
                                                  FOR FURTHER INFORMATION CONTACT: If                     Abstract: The information on this form                 report to the NSF visitors desk in the
                                                  you have additional comments                            will be used to determine whether the                  lobby of the 9th and N. Stuart Street
                                                  especially on the estimated public                      Office of the General Counsel of the                   entrance to receive a visitor’s badge.
                                                  burden or associated response time,                     Executive Office for Immigration                       WEBCAST INFORMATION: Public meetings
                                                  suggestions, or need a copy of the                      Review should conduct a preliminary                    and public portions of meetings will be
                                                  proposed information collection                         disciplinary inquiry, request additional               webcast. To view the meetings, go to
                                                  instrument with instructions or                         information from the complainant, refer                http://www.tvworldwide.com/events/
                                                  additional information, please contact                  the matter to a state bar disciplinary                 nsf/160202/ and follow the instructions.
                                                  Jean King, General Counsel, Executive                   authority or other law enforcement                     UPDATES: Please refer to the National
                                                  Office for Immigration Review, U.S.                                                                            Science Board Web site for additional
jstallworth on DSK7TPTVN1PROD with NOTICES




                                                                                                          agency, or take no further action.
                                                  Department of Justice, Suite 2600, 5107                   5. An estimate of the total number of                information. Meeting information and
                                                  Leesburg Pike, Falls Church, Virginia                   respondents and the amount of time                     schedule updates (time, place, subject
                                                  22041; telephone: (703) 305–0470.                       estimated for an average respondent to                 matter or status of meeting) may be
                                                  SUPPLEMENTARY INFORMATION: Written                      respond: It is estimated that 200                      found at http://www.nsf.gov/nsb/
                                                  comments and suggestions from the                       respondents will complete the form                     meetings/notices.jsp.
                                                  public and affected agencies concerning                 annually, with an average of 2 hours per               AGENCY CONTACT: Ron Campbell,
                                                  the proposed collection of information                  response.                                              jrcampbe@nsf.gov, 703–292–7000.


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                                                  5026                           Federal Register / Vol. 81, No. 19 / Friday, January 29, 2016 / Notices

                                                  PUBLIC AFFAIRS CONTACT: Nadine Lymn,                    NSB action item—Gemini Observatory                     Matters To Be Discussed
                                                  nlymn@nsf.gov, 703–292–2490.                            NSB action item—Stampede 2                             Wednesday, February 3, 2016
                                                  STATUS: Portions open; portions closed.                 CPP Chair’s closing remarks
                                                                                                                                                                 Committee on Science and Engineering
                                                  OPEN SESSIONS:
                                                                                                          Plenary Board Meeting                                  Indicators (SEI)
                                                  February 2, 2016                                        Open Session: 11:30–11:45 a.m.                         Open Session: 8:50–9:50 a.m.
                                                  8:00–8:30 a.m. (Plenary introduction,                                                                          SEI Chair’s remarks
                                                      NSB Chair and NSF Director                          NSB Chair’s remarks
                                                                                                          Guest speaker—Senator Gary Peters                      Approval of open SEI minutes for
                                                      Reports)                                                                                                     January 5, 2016 teleconference
                                                  8:30–10:10 a.m. (CPP)                                   NSB Chair’s closing remarks                            Update on Science and Engineering
                                                  11:30–11:45 a.m. (Plenary)
                                                                                                          Plenary Board Meeting                                    Indicators 2016 outreach
                                                  1:50–2:35 p.m. (Joint meeting CPP, CSB
                                                                                                                                                                 Update and discussion of the Science
                                                      and SCF)                                            Closed Session: 12:50–1:50 p.m.                          and Engineering Indicators 2016
                                                  3:40–4:10 p.m. (SCF)
                                                  4:10–5:10 p.m. (AO)                                     NSB Chair’s remarks                                      companion briefs
                                                                                                          NEON update and next steps                             Update and discussion of proposed
                                                  February 3, 2016                                                                                                 workshop: ‘‘Future of Science and
                                                                                                          NSB Chair’s closing remarks
                                                  8:50–9:50 a.m. (SEI)                                                                                             Engineering Indicators’’
                                                  9:50–10:05 a.m. (CSB)                                   Joint Meeting—Committee on Programs                    SEI Chair’s closing remarks
                                                  1:00–1:30 p.m. (Plenary)                                and Plans, Committee on Strategy and
                                                                                                                                                                 Committee on Strategy and Budget
                                                  CLOSED SESSIONS:                                        Budget and Subcommittee on Facilities
                                                                                                                                                                 (CSB)
                                                  February 2, 2016                                        Open Session: 1:50–2:35 p.m.
                                                                                                                                                                 Open Session: 9:50–10:05 a.m.
                                                  10:25–11:25 a.m. (CPP)                                  Committee Chairs’ remarks                              CSB Chair’s remarks
                                                  12:50–1:50 p.m. (Plenary)                               Discussion of facilities planning                      Approval of open CSB minutes for
                                                  2:40–3:25 p.m. (Joint meeting CPP, CSB                  Committee Chair’s closing remarks                        November 2015
                                                      and SCF)                                                                                                   NSF FY 2016 budget update
                                                                                                          Joint Meeting—Committee on Programs                    CSB Chair’s closing remarks
                                                  February 3, 2016                                        and Plans, Committee on Strategy and
                                                  10:10–10:50 a.m. (CSB)                                  Budget, and Subcommittee on Facilities                 Committee on Strategy and Budget
                                                  11:15–11:30 a.m. (Plenary executive)                    Closed Session: 2:40–3:25 p.m.                         Closed Session: 10:10–10:50 a.m.
                                                  12:30–1:00 p.m. (Plenary)
                                                                                                          Committee Chairs’ remarks                              CSB Chair’s remarks
                                                  MATTERS TO BE DISCUSSED:
                                                                                                                                                                 Approval of closed CSB minutes for
                                                                                                          Discussion of facilities planning,
                                                  Tuesday, February 2, 2016                                                                                        November 2015
                                                                                                            including future planning and
                                                                                                                                                                 NSF FY 2016 budget issues under
                                                  Plenary Board Meeting                                     budgets
                                                                                                                                                                   negotiation
                                                  Open Session: 8:00–8:30 a.m.                            Discussion of emerging needs in science                NSF FY 2017 budget request update
                                                                                                            and engineering                                      Discussion of Board’s FY 2017 budget
                                                  Introduction and NSB Chair’s Report
                                                  NSF Director’s Report                                   Chairs’ closing remarks                                  testimony
                                                                                                                                                                 CSB Chair’s closing remarks
                                                  Committee on Programs and Plans                         Subcommittee on Facilities (SCF)
                                                  (CPP)                                                   Open Session: 3:40–4:10 p.m.                           Plenary Board (Executive)
                                                  Open Session: 8:30–10:10 a.m.                                                                                  Closed Session: 11:15–11:30 a.m.
                                                                                                          SCF Chair’s remarks
                                                  CPP Chair’s remarks                                     Approval of open SCF minutes from                      NSB Chair’s remarks
                                                    Arctic contract update                                  November 2015                                        Approval of closed executive minutes
                                                    CY 2016 schedule of planned action                                                                             for November and December 2015
                                                                                                          Discussion of SCF’s roles and
                                                      and information items                                                                                      Elections Committee update
                                                                                                            responsibilities                                     NOMS Committee report
                                                    Information item—Extreme Science                      Discussion of SCF 2016 activities
                                                      and Engineering Discovery                                                                                  NSB Chair’s closing remarks
                                                      Environment (XSEDE)                                 SCF Chair’s closing remarks
                                                                                                                                                                 Plenary Board
                                                    Information item—National                             Committee on Audit and Oversight
                                                      Superconducting Cyclotron                                                                                  Closed Session: 12:30–1:00 p.m.
                                                                                                          (A&O)
                                                      Laboratory (NSCL)                                                                                          NSB Chair’s remarks
                                                                                                          Open Session: 4:10–5:10 p.m.                           Approval of closed plenary minutes for
                                                  Approval of open CPP minutes for
                                                      November 2015                                       A&O Chair’s remarks                                      November 2015
                                                  Information item—Update on icebreaker                   Approval of open A&O minutes from                      Approval of Stampede 2 preliminary
                                                      support for McMurdo Station                           November 2015                                          resolution
                                                  Information item—iPlant                                                                                        Approval of Gemini preliminary
                                                                                                          Update on NAPA report
                                                  An overview of infrastructure                                                                                    resolution
                                                      investments in the Mathematical                     Inspector General’s update, including                  Closed committee reports
                                                      and Physical Sciences Directorate                     Presentation on FY 2015 Financial                    NSB Chair’s closing remarks
jstallworth on DSK7TPTVN1PROD with NOTICES




                                                  CPP Chair’s closing remarks                               Statement and FISMA audit results
                                                                                                          Chief Financial Officer’s update,                      Plenary Board
                                                  Committee on Programs and Plans                           including Presentation on internal                   Open Session: 1:00–1:30 p.m.
                                                  Closed Session: 10:25–11:25 a.m.                          control quality assurance program                    NSB Chair’s remarks
                                                  CPP Chair’s remarks                                     Update on two-month salary support                     NSF Director’s remarks
                                                  Approval of closed CPP minutes for                        compensation policy                                  Approval of open plenary minutes for
                                                    November 2015                                         A&O Chair’s closing remarks                             November 2015


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                                                                                 Federal Register / Vol. 81, No. 19 / Friday, January 29, 2016 / Notices                                                         5027

                                                  NEON update from the Chair of the ad                    SECURITIES AND EXCHANGE                                  order institutes proceedings under
                                                   hoc task force on NEON Performance                     COMMISSION                                               Section 19(b)(2)(B) of the Act 7 to
                                                   and Plans                                                                                                       determine whether to disapprove the
                                                                                                          [Release No. 34–76971; File No. SR–NYSE–
                                                  Open committee reports                                  2015–46]
                                                                                                                                                                   proposed rule change.
                                                  NSB Chair’s closing remarks                                                                                      II. Description of the Proposed Rule
                                                                                                          Self-Regulatory Organizations; New                       Change
                                                  Meeting Adjourns: 1:30 p.m.                             York Stock Exchange LLC; Order
                                                                                                          Instituting Proceedings To Determine                       NYSE proposes to adopt NYSE Rule
                                                  Kyscha Slater-Williams,                                 Whether To Disapprove a Proposed                         67(a), (c), (d), and (e) 8 to implement the
                                                  Program Specialist, National Science Board.             Rule Change To Establish Rules To                        quoting and trading requirements of the
                                                  [FR Doc. 2016–01757 Filed 1–27–16; 4:15 pm]             Comply With the Quoting and Trading                      Tick Size Pilot. Proposed Rule 67(a)(1)
                                                                                                          Requirements of the Plan To                              contains definitions 9 of ‘‘Plan,’’ 10 ‘‘Pilot
                                                  BILLING CODE 7555–01–P
                                                                                                          Implement a Tick Size Pilot Plan                         Test Groups,’’ 11 ‘‘Trading Center,’’ 12
                                                                                                          Submitted to the Commission                              and ‘‘Retail Investor Order.’’ 13
                                                                                                          Pursuant to Rule 608 of Regulation                         Proposed NYSE Rule 67(a)(2)
                                                  POSTAL SERVICE                                          NMS Under the Act                                        provides that the Exchange is a
                                                                                                                                                                   Participant 14 in the Plan and is subject
                                                                                                          January 25, 2016.
                                                  Temporary Emergency Committee of                                                                                 to the applicable requirements of the
                                                  the Board of Governors; Sunshine Act                    I. Introduction                                          Plan.15 Proposed NYSE Rule 67(a)(3)
                                                  Meeting                                                    On October 9, 2015, New York Stock                    provides that member organizations
                                                                                                          Exchange LLC (‘‘NYSE’’ or ‘‘Exchange’’)                  shall establish, maintain, and enforce
                                                  DATES AND TIMES: Tuesday, February 9,                   filed with the Securities and Exchange                   written policies and procedures that are
                                                  2016, at 12:00 noon.                                    Commission (‘‘Commission’’), pursuant                    reasonably designed to comply with the
                                                                                                          to Section 19(b)(1) of the Securities                    applicable requirements of the Plan.16
                                                  PLACE:   via Teleconference.                            Exchange Act of 1934 (‘‘Act’’) 1 and Rule
                                                                                                          19b–4 thereunder,2 a proposed rule                       and 76552 (December 3, 2015), 80 FR 76591
                                                  STATUS:   Closed.                                                                                                (December 9, 2015) (SR–BATS–2015–108) (together
                                                                                                          change to establish rules to comply with                 the ‘‘FINRA/BATS Proposals’’).
                                                  MATTERS TO BE CONSIDERED:                               the quoting and trading requirements of                     7 15 U.S.C. 78s(b)(2)(B).

                                                  Tuesday, February 9, 2016, at 12:00                     the Plan to Implement a Tick Size Pilot                     8 The Exchange has reserved proposed Rule 67(b)

                                                  Noon                                                    Program (‘‘Plan’’) submitted to the                      for future use to require compliance by its member
                                                                                                          Commission pursuant to Rule 608 of                       organizations with the collection of data pursuant
                                                                                                                                                                   to the Plan.
                                                  1. Strategic Issues.                                    Regulation NMS under the Act (‘‘Tick                        9 Proposed NYSE Rule 67(a)(1)(E) provides that

                                                  2. Financial Matters.                                   Size Pilot’’). The proposed rule change                  all capitalized terms not otherwise defined in
                                                                                                          was published for comment in the                         proposed NYSE Rule 67 shall have the meanings set
                                                  3. Pricing.                                             Federal Register on October 28, 2015.3                   forth in the Tick Size Pilot, Regulation NMS under
                                                  4. Personnel Matters and Compensation                   The Commission has received two                          the Exchange Act, or Exchange Rules.
                                                                                                                                                                      10 NYSE proposes to define the ‘‘Plan’’ as the Tick
                                                       Issues.                                            comment letters on the proposal.4 On                     Size Pilot plan submitted to the Commission
                                                  5. Executive Session—Discussion of                      December 3, 2015, the Commission                         pursuant to Rule 608 of Regulation NMS. See
                                                       prior agenda items and Board                       designated a longer period for                           proposed NYSE Rule 67(a)(1)(A).

                                                       governance.                                        Commission action on the proposed rule                      11 NYSE proposes to define ‘‘Pilot Test Groups’’

                                                                                                          change, until January 26, 2016.5 On                      as the three test groups established under the Plan,
                                                                                                                                                                   consisting of 400 Pilot Securities each, which
                                                  GENERAL COUNSEL CERTIFICATION:     The                  January 15, 2016, the Exchange, on                       satisfy the respective criteria established under the
                                                  General Counsel of the United States                    behalf of NYSE Arca, Inc., NYSE MKT                      Plan for each such test group. See proposed NYSE
                                                  Postal Service has certified that the                   LLC, and the Chicago Stock Exchange,                     Rule 67(a)(1)(B).
                                                                                                                                                                      12 NYSE proposes to define ‘‘Trading Center’’ as
                                                  meeting may be closed under the                         Inc. (‘‘CHX’’), submitted a letter in
                                                                                                                                                                   having the same meaning as Rule 600(b)(78) of
                                                  Government in the Sunshine Act.                         response to the comment letters.6 This                   Regulation NMS and for purposes of a Trading
                                                                                                                                                                   Center operated by a broker-dealer, means an
                                                  CONTACT PERSON FOR MORE INFORMATION:                      1 15  U.S.C. 78s(b)(1).                                independent trading unit, as defined under Rule
                                                  Requests for information about the                        2 17  CFR 240.19b–4.                                   200(f) of Regulation SHO, within such broker-
                                                  meeting should be addressed to the                         3 See Securities Exchange Act Release No. 76229       dealer. See proposed NYSE Rule 67(a)(1)(C).
                                                  Secretary of the Board, Julie S. Moore,                 (October 22, 2015), 80 FR 66065 (‘‘Notice’’).               13 NYSE proposes to define ‘‘Retail Investor
                                                                                                             4 See letters from Mary Lou Von Kaenel,               Order’’ as an agency order or riskless principal
                                                  at 202–268–4800.                                        Managing Director, Financial Information Forum,          order that meets the criteria of FINRA Rule 5320.03
                                                                                                          dated November 5, 2015 (‘‘FIF Letter’’); and             that originates from a natural person and is
                                                  Julie S. Moore,                                                                                                  submitted to the Exchange by a retail member
                                                                                                          Theodore R. Lazo, Managing Director and Associate
                                                  Secretary, Board of Governors.                          General Counsel, Securities Industry and Financial       organization (or a divisions thereof that has been
                                                                                                          Markets Association, dated December 18, 2015             approved by the Exchange under the Exchange’s
                                                  [FR Doc. 2016–01776 Filed 1–27–16; 4:15 pm]
                                                                                                          (‘‘SIFMA Letter’’).                                      retail liquidity program (Rule 107C) to submit Retail
                                                  BILLING CODE 7710–12–P                                     5 See Securities Exchange Act Release No. 76551,      Investor Orders), provided that no change is made
                                                                                                          80 FR 76602 (December 9, 2015).                          to the terms of the order with respect to the price
                                                                                                             6 See letter from Brendon J. Weiss, Co-Head,          or side of market and the order does not originate
                                                                                                          Government Affairs, Intercontinental Exchange, Inc.      from a trading algorithm or any other computerized
                                                                                                          and John K. Kerin, CEO, Chicago Stock Exchange,          technology. A Retail Investor Order is an immediate
jstallworth on DSK7TPTVN1PROD with NOTICES




                                                                                                          Inc., dated January 15, 2016 (‘‘Response Letter’’). In   or cancel orders that operate in accordance with the
                                                                                                          the Response Letter, the Exchange also commented         Exchange’s retail liquidity program as set forth in
                                                                                                          on proposed rule changes submitted by the                NYSE Rule 107C. See proposed NYSE Rule
                                                                                                          Financial Industry Regulatory Authority, Inc.            67(a)(1)(D).
                                                                                                                                                                      14 Unless otherwise noted, capitalized terms not
                                                                                                          (‘‘FINRA’’) and BATS Exchange, Inc. (‘‘BATS’’) to
                                                                                                          implement the quoting and trading requirements of        defined in this order shall have the meanings set
                                                                                                          the Tick Size Pilot. See Securities Exchange Act         forth in the Plan.
                                                                                                                                                                      15 See Proposed NYSE Rule 67(a)(2).
                                                                                                          Release Nos. 76483 (November 19, 2015), 80 FR
                                                                                                          73853 (November 25, 2015) (SR–FINRA–2015–047)               16 See Proposed NYSE Rule 67(a)(3).




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Document Created: 2016-01-29 00:41:15
Document Modified: 2016-01-29 00:41:15
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
DatesPlease refer to the National Science Board Web site for additional information. Meeting information and schedule updates (time, place, subject matter or status of meeting) may be found at http:// www.nsf.gov/nsb/meetings/notices.jsp.
FR Citation81 FR 5025 

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