81_FR_51649 81 FR 51499 - Agency Information Collection Activities; Submission for OMB Review; Comment Request; Employee Benefit Plan Claims Procedure Under the Employee Retirement Income Security Act

81 FR 51499 - Agency Information Collection Activities; Submission for OMB Review; Comment Request; Employee Benefit Plan Claims Procedure Under the Employee Retirement Income Security Act

DEPARTMENT OF LABOR
Office of the Secretary

Federal Register Volume 81, Issue 150 (August 4, 2016)

Page Range51499-51499
FR Document2016-18414

The Department of Labor (DOL) will submit the Employee Benefits Security Administration (EBSA) sponsored information collection request (ICR) titled, ``Employee Benefit Plan Claims Procedure Under the Employee Retirement Income Security Act,'' to the Office of Management and Budget (OMB) on July 29, 2016, for review and approval for continued use, without change, in accordance with the Paperwork Reduction Act of 1995 (PRA), 44 U.S.C. 3501 et seq. Public comments on the ICR are invited.

Federal Register, Volume 81 Issue 150 (Thursday, August 4, 2016)
[Federal Register Volume 81, Number 150 (Thursday, August 4, 2016)]
[Notices]
[Page 51499]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-18414]


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DEPARTMENT OF LABOR

Office of the Secretary


Agency Information Collection Activities; Submission for OMB 
Review; Comment Request; Employee Benefit Plan Claims Procedure Under 
the Employee Retirement Income Security Act

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: The Department of Labor (DOL) will submit the Employee 
Benefits Security Administration (EBSA) sponsored information 
collection request (ICR) titled, ``Employee Benefit Plan Claims 
Procedure Under the Employee Retirement Income Security Act,'' to the 
Office of Management and Budget (OMB) on July 29, 2016, for review and 
approval for continued use, without change, in accordance with the 
Paperwork Reduction Act of 1995 (PRA), 44 U.S.C. 3501 et seq. Public 
comments on the ICR are invited.

DATES: The OMB will consider all written comments that agency receives 
on or before September 6, 2016.

ADDRESSES: A copy of this ICR with applicable supporting documentation; 
including a description of the likely respondents, proposed frequency 
of response, and estimated total burden may be obtained free of charge 
from the RegInfo.gov Web site at http://www.reginfo.gov/public/do/PRAViewICR?ref_nbr=201607-1210-004 (this link will only become active 
on July 30, 2016) or by contacting Michel Smyth by telephone at 202-
693-4129, TTY 202-693-8064, (these are not toll-free numbers) or by 
email at [email protected].
    Submit comments about this request by mail or courier to the Office 
of Information and Regulatory Affairs, Attn: OMB Desk Officer for DOL-
EBSA, Office of Management and Budget, Room 10235, 725 17th Street NW., 
Washington, DC 20503; by Fax: 202-395-5806 (this is not a toll-free 
number); or by email: [email protected]. Commenters are 
encouraged, but not required, to send a courtesy copy of any comments 
by mail or courier to the U.S. Department of Labor-OASAM, Office of the 
Chief Information Officer, Attn: Departmental Information Compliance 
Management Program, Room N1301, 200 Constitution Avenue NW., 
Washington, DC 20210; or by email: [email protected].

FOR FURTHER INFORMATION CONTACT: Michel Smyth by telephone at 202-693-
4129, TTY 202-693-8064, (these are not toll-free numbers) or by email 
at [email protected].

SUPPLEMENTARY INFORMATION: 

    Authority:  44 U.S.C. 3507(a)(1)(D).

    This ICR seeks to extend PRA authority for the Employee Benefit 
Plan Claims Procedure Under the Employee Retirement Income Security Act 
(ERISA) information collection. ERISA section 503 and regulations 29 
CFR 2560.503-1 require an employee benefit plan subject to the Act to 
establish procedures for resolving benefit claims under the plan, 
including initial claims and appeal of denied claims. The regulation 
requires specific information to be disclosed at different stages of 
the claims process. The regulation also requires claims denial notices 
to be provided within specific time frames and that the notices include 
specific information. ERISA section 503 authorizes this information 
collection. See 29 U.S.C. 1133.
    This information collection is subject to the PRA. A Federal agency 
generally cannot conduct or sponsor a collection of information, and 
the public is generally not required to respond to an information 
collection, unless it is approved by the OMB under the PRA and displays 
a currently valid OMB Control Number. In addition, notwithstanding any 
other provisions of law, no person shall generally be subject to 
penalty for failing to comply with a collection of information that 
does not display a valid Control Number. See 5 CFR 1320.5(a) and 
1320.6. The DOL obtains OMB approval for this information collection 
under Control Number 1210-0053.
    The DOL seeks to extend PRA authorization for this information 
collection for three (3) more years, without any change to existing 
requirements. The DOL notes that existing information collection 
requirements submitted to the OMB receive a month-to-month extension 
while they undergo review. For additional substantive information about 
this ICR, see the related notice published in the Federal Register on 
November 23, 2015 (80 FR 72990).
    Interested parties are encouraged to send comments to the OMB, 
Office of Information and Regulatory Affairs at the address shown in 
the ADDRESSES section within thirty (30) days of publication of this 
notice in the Federal Register. In order to help ensure appropriate 
consideration, comments should mention OMB Control Number 1210-0053. 
The OMB is particularly interested in comments that:
     Evaluate whether the proposed collection of information is 
necessary for the proper performance of the functions of the agency, 
including whether the information will have practical utility;
     Evaluate the accuracy of the agency's estimate of the 
burden of the proposed collection of information, including the 
validity of the methodology and assumptions used;
     Enhance the quality, utility, and clarity of the 
information to be collected; and
     Minimize the burden of the collection of information on 
those who are to respond, including through the use of appropriate 
automated, electronic, mechanical, or other technological collection 
techniques or other forms of information technology, e.g., permitting 
electronic submission of responses.
    Agency: DOL-EBSA.
    Title of Collection: Employee Benefit Plan Claims Procedure Under 
the Employee Retirement Income Security Act.
    OMB Control Number: 1210-0053.
    Affected Public: Private Sector--businesses or other for profits 
and not-for-profit institutions.
    Total Estimated Number of Respondents: 5,790,000.
    Total Estimated Number of Responses: 311,153,000.
    Total Estimated Annual Time Burden: 492,500 hours.
    Total Estimated Annual Other Costs Burden: $719,438.

     Dated: July 27, 2016.
Michel Smyth,
Departmental Clearance Officer.
[FR Doc. 2016-18414 Filed 8-3-16; 8:45 am]
 BILLING CODE 4510-29-P



                                                                             Federal Register / Vol. 81, No. 150 / Thursday, August 4, 2016 / Notices                                                 51499

                                                   Authority: 44 U.S.C. 3506(c)(2)(A).                  Departmental Information Compliance                   publication of this notice in the Federal
                                                Portia Wu,                                              Management Program, Room N1301,                       Register. In order to help ensure
                                                                                                        200 Constitution Avenue NW.,                          appropriate consideration, comments
                                                Assistant Secretary, Employment and
                                                Training Administration.                                Washington, DC 20210; or by email:                    should mention OMB Control Number
                                                                                                        DOL_PRA_PUBLIC@dol.gov.                               1210–0053. The OMB is particularly
                                                [FR Doc. 2016–18405 Filed 8–3–16; 8:45 am]
                                                                                                        FOR FURTHER INFORMATION CONTACT:                      interested in comments that:
                                                                                                                                                                • Evaluate whether the proposed
                                                BILLING CODE 4510–FN–P
                                                                                                        Michel Smyth by telephone at 202–693–
                                                                                                        4129, TTY 202–693–8064, (these are not                collection of information is necessary
                                                DEPARTMENT OF LABOR                                     toll-free numbers) or by email at DOL_                for the proper performance of the
                                                                                                        PRA_PUBLIC@dol.gov.                                   functions of the agency, including
                                                Office of the Secretary                                 SUPPLEMENTARY INFORMATION:                            whether the information will have
                                                                                                          Authority: 44 U.S.C. 3507(a)(1)(D).
                                                                                                                                                              practical utility;
                                                Agency Information Collection                                                                                   • Evaluate the accuracy of the
                                                Activities; Submission for OMB                            This ICR seeks to extend PRA                        agency’s estimate of the burden of the
                                                Review; Comment Request; Employee                       authority for the Employee Benefit Plan               proposed collection of information,
                                                Benefit Plan Claims Procedure Under                     Claims Procedure Under the Employee                   including the validity of the
                                                the Employee Retirement Income                          Retirement Income Security Act (ERISA)                methodology and assumptions used;
                                                Security Act                                            information collection. ERISA section                   • Enhance the quality, utility, and
                                                                                                        503 and regulations 29 CFR 2560.503–                  clarity of the information to be
                                                ACTION:   Notice.                                       1 require an employee benefit plan                    collected; and
                                                                                                        subject to the Act to establish                         • Minimize the burden of the
                                                SUMMARY:   The Department of Labor
                                                                                                        procedures for resolving benefit claims               collection of information on those who
                                                (DOL) will submit the Employee
                                                                                                        under the plan, including initial claims              are to respond, including through the
                                                Benefits Security Administration
                                                                                                        and appeal of denied claims. The                      use of appropriate automated,
                                                (EBSA) sponsored information
                                                                                                        regulation requires specific information              electronic, mechanical, or other
                                                collection request (ICR) titled,
                                                                                                        to be disclosed at different stages of the            technological collection techniques or
                                                ‘‘Employee Benefit Plan Claims
                                                                                                        claims process. The regulation also                   other forms of information technology,
                                                Procedure Under the Employee
                                                                                                        requires claims denial notices to be                  e.g., permitting electronic submission of
                                                Retirement Income Security Act,’’ to the
                                                                                                        provided within specific time frames                  responses.
                                                Office of Management and Budget
                                                                                                        and that the notices include specific                   Agency: DOL–EBSA.
                                                (OMB) on July 29, 2016, for review and
                                                                                                        information. ERISA section 503                          Title of Collection: Employee Benefit
                                                approval for continued use, without
                                                                                                        authorizes this information collection.               Plan Claims Procedure Under the
                                                change, in accordance with the
                                                                                                        See 29 U.S.C. 1133.                                   Employee Retirement Income Security
                                                Paperwork Reduction Act of 1995                           This information collection is subject
                                                (PRA), 44 U.S.C. 3501 et seq. Public                                                                          Act.
                                                                                                        to the PRA. A Federal agency generally
                                                comments on the ICR are invited.                                                                                OMB Control Number: 1210–0053.
                                                                                                        cannot conduct or sponsor a collection
                                                DATES: The OMB will consider all                                                                                Affected Public: Private Sector—
                                                                                                        of information, and the public is
                                                written comments that agency receives                                                                         businesses or other for profits and not-
                                                                                                        generally not required to respond to an
                                                on or before September 6, 2016.                         information collection, unless it is                  for-profit institutions.
                                                ADDRESSES: A copy of this ICR with                      approved by the OMB under the PRA                       Total Estimated Number of
                                                applicable supporting documentation;                    and displays a currently valid OMB                    Respondents: 5,790,000.
                                                including a description of the likely                   Control Number. In addition,                            Total Estimated Number of
                                                respondents, proposed frequency of                      notwithstanding any other provisions of               Responses: 311,153,000.
                                                response, and estimated total burden                    law, no person shall generally be subject               Total Estimated Annual Time Burden:
                                                may be obtained free of charge from the                 to penalty for failing to comply with a               492,500 hours.
                                                RegInfo.gov Web site at http://                         collection of information that does not                 Total Estimated Annual Other Costs
                                                www.reginfo.gov/public/do/                              display a valid Control Number. See 5                 Burden: $719,438.
                                                PRAViewICR?ref_nbr=201607-1210-004                      CFR 1320.5(a) and 1320.6. The DOL                       Dated: July 27, 2016.
                                                (this link will only become active on                   obtains OMB approval for this                         Michel Smyth,
                                                July 30, 2016) or by contacting Michel                  information collection under Control                  Departmental Clearance Officer.
                                                Smyth by telephone at 202–693–4129,                     Number 1210–0053.                                     [FR Doc. 2016–18414 Filed 8–3–16; 8:45 am]
                                                TTY 202–693–8064, (these are not toll-                    The DOL seeks to extend PRA                         BILLING CODE 4510–29–P
                                                free numbers) or by email at DOL_PRA_                   authorization for this information
                                                PUBLIC@dol.gov.                                         collection for three (3) more years,
                                                   Submit comments about this request                   without any change to existing                        DEPARTMENT OF LABOR
                                                by mail or courier to the Office of                     requirements. The DOL notes that
                                                Information and Regulatory Affairs,                     existing information collection                       Occupational Safety and Health
                                                Attn: OMB Desk Officer for DOL–EBSA,                    requirements submitted to the OMB                     Administration
                                                Office of Management and Budget,                        receive a month-to-month extension
                                                Room 10235, 725 17th Street NW.,                                                                              [Docket No. OSHA–2012–0008]
                                                                                                        while they undergo review. For
                                                Washington, DC 20503; by Fax: 202–                      additional substantive information                    Newport News Shipbuilding; Grant of a
                                                395–5806 (this is not a toll-free
sradovich on DSK3GMQ082PROD with NOTICES




                                                                                                        about this ICR, see the related notice                Permanent Variance
                                                number); or by email: OIRA_                             published in the Federal Register on
                                                submission@omb.eop.gov. Commenters                      November 23, 2015 (80 FR 72990).                      AGENCY: Occupational Safety and Health
                                                are encouraged, but not required, to                      Interested parties are encouraged to                Administration (OSHA), Labor.
                                                send a courtesy copy of any comments                    send comments to the OMB, Office of                   ACTION: Notice.
                                                by mail or courier to the U.S.                          Information and Regulatory Affairs at
                                                Department of Labor-OASAM, Office of                    the address shown in the ADDRESSES                    SUMMARY:In this notice, OSHA grants a
                                                the Chief Information Officer, Attn:                    section within thirty (30) days of                    permanent variance to Newport News


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Document Created: 2016-08-04 02:53:37
Document Modified: 2016-08-04 02:53:37
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
DatesThe OMB will consider all written comments that agency receives on or before September 6, 2016.
ContactMichel Smyth by telephone at 202-693- 4129, TTY 202-693-8064, (these are not toll-free numbers) or by email at [email protected]
FR Citation81 FR 51499 

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