81_FR_51672 81 FR 51522 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

81 FR 51522 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 81, Issue 150 (August 4, 2016)

Page Range51522-51523
FR Document2016-18468

Applicant, a unit investment trust, seeks an order declaring that it has ceased to be an investment company. Applicant will continue to operate as a private investment fund in reliance on section 3(c)(1) of the Act. Filing Dates: The application was filed on June 29, 2016 and amended on July 12, 2016. Applicant's Address: 601 6th Avenue, Des Moines, Iowa 50309.

Federal Register, Volume 81 Issue 150 (Thursday, August 4, 2016) 
[Federal Register Volume 81, Number 150 (Thursday, August 4, 2016)]
[Notices]
[Pages 51522-51523]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-18468]


-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

[Release No. IC-32198]


Notice of Applications for Deregistration Under Section 8(f) of 
the Investment Company Act of 1940

July 29, 2016.
    The following is a notice of applications for deregistration under 
section 8(f) of the Investment Company Act of 1940 for the month of 
July 2016. A copy of each application may be obtained via the 
Commission's Web site by searching for the file number, or for an 
applicant using the Company name box, at http://www.sec.gov/search/search.htm or by calling (202) 551-8090. An order granting each 
application will be issued unless the SEC orders a hearing. Interested 
persons may request a hearing on any application by writing to the 
SEC's Secretary at the address below and serving the relevant applicant 
with a copy of the request, personally or by mail. Hearing requests 
should be received by the SEC by 5:30 p.m. on August 23, 2016, and 
should be accompanied by proof of service on applicants, in the form of 
an affidavit or, for lawyers, a certificate of service. Pursuant to 
Rule 0-5 under the Act, hearing requests should state the nature of the 
writer's interest, any facts bearing upon the desirability of a hearing 
on the matter, the reason for the request, and the issues contested. 
Persons who wish to be notified of a hearing may request notification 
by writing to the Commission's Secretary.

ADDRESSES:  The Commission: Secretary, U.S. Securities and Exchange 
Commission, 100 F Street NE., Washington, DC 20549-1090.

FOR FURTHER INFORMATION CONTACT:  Jessica Shin, Attorney-Adviser, at 
(202) 551-5921 or Chief Counsel's Office at (202) 551-6821; SEC, 
Division of Investment Management, Chief Counsel's Office, 100 F Street 
NE., Washington, DC 20549-8010.

American Republic Variable Annuity Account

 [File No. 811-04921]

    Summary: Applicant, a unit investment trust, seeks an order 
declaring that it has ceased to be an investment company. Applicant 
will continue to operate as a private investment fund in reliance on 
section 3(c)(1) of the Act.
    Filing Dates: The application was filed on June 29, 2016 and 
amended on July 12, 2016.
    Applicant's Address: 601 6th Avenue, Des Moines, Iowa 50309.

Stratus Fund Inc.

[File No. 811-06259]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. On June 10, 2016, applicant made a 
liquidating distribution to its shareholders, based on net asset value. 
Expenses of $67,531.59 incurred in connection with the liquidation were 
paid by the applicant.
    Filing Date: The application was filed on June 30, 2016.
    Applicant's Address: 6801 S. 27th Street, P.O. Box 82535, Lincoln, 
Nebraska 68501.

Fort Dearborn Income Securities, Inc.

[File No. 811-02319]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. The applicant 
has transferred its assets to UBS Total Return Bond Fund and, on May 
23, 2016, made a final distribution to its shareholders based on net 
asset value. Expenses of $430,602.97 incurred in connection with the 
reorganization were paid by the applicant.
    Filing Dates: The application was filed on June 30, 2016 and 
amended on July 22, 2016.
    Applicant's Address: One North Wacker Drive, Chicago, Illinois 
60606.

American Real Estate Income Fund

[File No. 811-22599]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On March 22, 
2016 and March 30, 2016, applicant made liquidating distributions to 
its shareholders, based on net asset value. In-kind share 
distributions, which required re-registrations of shares in order to 
complete the distributions, were effected on various dates between 
March 30, 2016 and June 30, 2016. Expenses of $132,000 incurred in 
connection with the liquidation were paid by the applicant and 
applicant's investment adviser.
    Filing Dates: The application was filed on March 31, 2016 and June 
30, 2016.
    Applicant's Address: 405 Park Avenue, 14th Floor, New York, New 
York 10022.

Capital Southwest Venture Corporation

[File No. 811-01947]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On June 14, 
2016, June 30, 2016, and July 8, 2016, applicant made liquidating 
distributions to its shareholders. Expenses of $36,944 incurred in 
connection with the liquidation were paid by an affiliate, Capital 
Southwest Corporation.
    Filing Date: The application was filed on July 12, 2016.
    Applicant's Address: 5400 Lyndon B. Johnson Freeway, Suite 1300, 
Dallas, Texas 75240.

Iowa Public Agency Investment Trust

[File No. 811-07696]

    Summary: Applicant is a common law trust organized and operated as 
a diversified, open-end management investment company. Applicant states 
that it was established under Iowa law, which authorizes Iowa cities, 
counties, and municipal utilities to jointly invest their monies 
pursuant to a joint investment agreement.
    Applicant states that in 1993 it voluntarily registered under the 
Act.

[[Page 51523]]

Applicant states that at a meeting on February 27, 2016 its Board of 
Trustees determined that it was in the best interests of applicant to 
seek an order declaring that it has ceased to be an investment company. 
Applicant states that it is an instrumentality of the State of Iowa. 
Applicant further states that if an order for deregistration is granted 
it will continue to operate in reliance on the Section 2(b) exemption 
from registration under the Act.
    Filing Date: The application was filed on July 21, 2016.
    Applicant's Address: 1415 28th Street, Suite 200, West Des Moines, 
Iowa 50266.

    For the Commission, by the Division of Investment Management, 
pursuant to delegated authority.
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2016-18468 Filed 8-3-16; 8:45 am]
 BILLING CODE 8011-01-P

51522 Federal Register / Vol. 81, No. 150 / Thursday, August 4, 2016 / Notices change, or within such longer period up serving the relevant applicant with a transferred its assets to UBS Total to 90 days as the Commission may copy of the request, personally or by Return Bond Fund and, on May 23, designate if it finds such longer period mail. Hearing requests should be 2016, made a final distribution to its to be appropriate and publishes its received by the SEC by 5:30 p.m. on shareholders based on net asset value. reasons for so finding or as to which the August 23, 2016, and should be Expenses of $430,602.97 incurred in self-regulatory organization consents, accompanied by proof of service on connection with the reorganization were the Commission shall either approve the applicants, in the form of an affidavit or, paid by the applicant. proposed rule change, disapprove the for lawyers, a certificate of service. Filing Dates: The application was proposed rule change, or institute Pursuant to Rule 0–5 under the Act, filed on June 30, 2016 and amended on proceedings to determine whether the hearing requests should state the nature July 22, 2016. proposed rule change should be of the writer’s interest, any facts bearing Applicant’s Address: One North disapproved. The 45th day after upon the desirability of a hearing on the Wacker Drive, Chicago, Illinois 60606. publication of the notice for this matter, the reason for the request, and American Real Estate Income Fund proposed rule change is August 1, 2016. the issues contested. Persons who wish The Commission is extending this 45- to be notified of a hearing may request [File No. 811–22599] day time period for Commission action notification by writing to the Summary: Applicant, a closed-end on the proposed rule change. Commission’s Secretary. investment company, seeks an order The Commission finds it appropriate ADDRESSES: The Commission: Secretary, declaring that it has ceased to be an to designate a longer period within U.S. Securities and Exchange investment company. On March 22, which to take action on the proposed Commission, 100 F Street NE., 2016 and March 30, 2016, applicant rule change so that it has sufficient time made liquidating distributions to its Washington, DC 20549–1090. to consider this proposed rule change. shareholders, based on net asset value. FOR FURTHER INFORMATION CONTACT: Accordingly, the Commission, pursuant In-kind share distributions, which Jessica Shin, Attorney-Adviser, at (202) required re-registrations of shares in to section 19(b)(2) of the Act,5 and for 551–5921 or Chief Counsel’s Office at the reason noted above, designates order to complete the distributions, (202) 551–6821; SEC, Division of were effected on various dates between September 15, 2016 as the date by Investment Management, Chief which the Commission shall either March 30, 2016 and June 30, 2016. Counsel’s Office, 100 F Street NE., Expenses of $132,000 incurred in approve or disapprove, or institute Washington, DC 20549–8010. proceedings to determine whether to connection with the liquidation were disapprove, the proposed rule change American Republic Variable Annuity paid by the applicant and applicant’s (File No. SR–NYSE–2016–31). Account investment adviser. Filing Dates: The application was For the Commission, by the Division of [File No. 811–04921] filed on March 31, 2016 and June 30, Trading and Markets, pursuant to delegated Summary: Applicant, a unit 2016. authority.6 investment trust, seeks an order Applicant’s Address: 405 Park Robert W. Errett, declaring that it has ceased to be an Avenue, 14th Floor, New York, New Deputy Secretary. investment company. Applicant will York 10022. [FR Doc. 2016–18469 Filed 8–3–16; 8:45 am] continue to operate as a private investment fund in reliance on section Capital Southwest Venture Corporation BILLING CODE 8011–01–P 3(c)(1) of the Act. [File No. 811–01947] Filing Dates: The application was Summary: Applicant, a closed-end SECURITIES AND EXCHANGE filed on June 29, 2016 and amended on investment company, seeks an order COMMISSION July 12, 2016. declaring that it has ceased to be an Applicant’s Address: 601 6th Avenue, investment company. On June 14, 2016, [Release No. IC–32198] Des Moines, Iowa 50309. June 30, 2016, and July 8, 2016, Notice of Applications for Stratus Fund Inc. applicant made liquidating distributions Deregistration Under Section 8(f) of the to its shareholders. Expenses of $36,944 [File No. 811–06259] incurred in connection with the Investment Company Act of 1940 Summary: Applicant seeks an order liquidation were paid by an affiliate, July 29, 2016. declaring that it has ceased to be an Capital Southwest Corporation. The following is a notice of investment company. On June 10, 2016, Filing Date: The application was filed applications for deregistration under applicant made a liquidating on July 12, 2016. section 8(f) of the Investment Company distribution to its shareholders, based Applicant’s Address: 5400 Lyndon B. Act of 1940 for the month of July 2016. on net asset value. Expenses of Johnson Freeway, Suite 1300, Dallas, A copy of each application may be $67,531.59 incurred in connection with Texas 75240. obtained via the Commission’s Web site the liquidation were paid by the Iowa Public Agency Investment Trust by searching for the file number, or for applicant. an applicant using the Company name Filing Date: The application was filed [File No. 811–07696] box, at http://www.sec.gov/search/ on June 30, 2016. Summary: Applicant is a common law search.htm or by calling (202) 551– Applicant’s Address: 6801 S. 27th trust organized and operated as a 8090. An order granting each Street, P.O. Box 82535, Lincoln, diversified, open-end management Nebraska 68501. sradovich on DSK3GMQ082PROD with NOTICES application will be issued unless the investment company. Applicant states SEC orders a hearing. Interested persons Fort Dearborn Income Securities, Inc. that it was established under Iowa law, may request a hearing on any which authorizes Iowa cities, counties, application by writing to the SEC’s [File No. 811–02319] and municipal utilities to jointly invest Secretary at the address below and Summary: Applicant, a closed-end their monies pursuant to a joint investment company, seeks an order investment agreement. 5 15 U.S.C. 78s(b)(2). declaring that it has ceased to be an Applicant states that in 1993 it 6 17 CFR 200.30–3(a)(31). investment company. The applicant has voluntarily registered under the Act. VerDate Sep<11>2014 18:12 Aug 03, 2016 Jkt 238001 PO 00000 Frm 00093 Fmt 4703 Sfmt 4703 E:\FR\FM\04AUN1.SGM 04AUN1

Federal Register / Vol. 81, No. 150 / Thursday, August 4, 2016 / Notices 51523 Applicant states that at a meeting on CLO, Limited, Avery Point IV CLO, (F) Europe, L.P. (collectively, the February 27, 2016 its Board of Trustees Limited, Avery Point V CLO, Limited, ‘‘Existing Affiliated Funds’’). determined that it was in the best Avery Point VI CLO, Limited, Filing Dates: The application was interests of applicant to seek an order Newhaven II CLO, Designated Activity filed on November 6, 2015 and amended declaring that it has ceased to be an Company, Race Point IX CLO, Limited, on April 1, 2016 and July 18, 2016. investment company. Applicant states Race Point X CLO, Limited, Race Point Hearing or Notification of Hearing: An that it is an instrumentality of the State V CLO, Limited, Race Point VI CLO, order granting the requested relief will of Iowa. Applicant further states that if Limited, Race Point VII CLO, Limited, be issued unless the Commission orders an order for deregistration is granted it Race Point VIII CLO, Limited, Bain a hearing. Interested persons may will continue to operate in reliance on Capital CLO Partners, L.P., Sankaty request a hearing by writing to the the Section 2(b) exemption from Credit Opportunities (Offshore Master) Commission’s Secretary and serving registration under the Act. IV, L.P., Sankaty Credit Opportunities II, applicants with a copy of the request, Filing Date: The application was filed L.P., Sankaty Credit Opportunities III, personally or by mail. Hearing requests on July 21, 2016. L.P., Sankaty Credit Opportunities IV, should be received by the Commission Applicant’s Address: 1415 28th L.P., Bain Capital Distressed and Special by 5:30 p.m. on August 23, 2016, and Street, Suite 200, West Des Moines, Situations 2013 (AIV I), L.P., Bain should be accompanied by proof of Iowa 50266. Capital Distressed and Special service on applicants, in the form of an For the Commission, by the Division of Situations 2013 (AIV II Master), L.P., affidavit or, for lawyers, a certificate of Investment Management, pursuant to Bain Capital Distressed and Special service. Hearing requests should state delegated authority. Situations 2013 (A), L.P., Sankaty Credit the nature of the writer’s interest, the Robert W. Errett, Opportunities V–A2 (Master), L.P., Bain reason for the request, and the issues Deputy Secretary. Capital Distressed and Special contested. Persons who wish to be [FR Doc. 2016–18468 Filed 8–3–16; 8:45 am] Situations 2013 (B), L.P., Bain Capital notified of a hearing may request BILLING CODE 8011–01–P Direct Lending 2015 (L), L.P., SDLF (L– notification by writing to the A), LLC, Bain Capital Direct Lending Commission’s Secretary. 2015 (U), L.P., Sankaty Drawbridge ADDRESSES: Secretary, U.S. Securities SECURITIES AND EXCHANGE Opportunities, L.P., Sankaty High and Exchange Commission, 100 F St. COMMISSION Income Feeder II, L.P., Sankaty High NE., Washington, DC 20549–1090. [Release No. IC–32197; File No. 812–14575] Income Feeder, Ltd., Bain Capital High Applicants: Ranesh Ramanathan, Esq., Income Partnership, L.P., Bain Capital General Counsel, Bain Capital Credit, Bain Capital Specialty Finance, Inc., et Credit Managed Account (CalPERS), LP, 200 Clarendon Street, 37th Floor, al.; Notice of Application L.P., Bain Capital Credit Managed Boston, MA, 02116. Account (E), L.P., Bain Capital Credit FOR FURTHER INFORMATION CONTACT: July 29, 2016. Managed Account (Newport Mobile), Elizabeth G. Miller, Senior Counsel, at AGENCY: Securities and Exchange (202) 551–8707 or Holly Hunter-Ceci, L.P., Sankaty Managed Account (NZSF), Commission (‘‘Commission’’). Branch Chief, at (202) 551–6825 (Chief L.P., Bain Capital Credit Managed ACTION: Notice of application for an Account (PSERS), L.P., Bain Capital Counsel’s Office, Division of Investment order under sections 17(d) and 57(i) of Credit Managed Account (TCCC), L.P., Management). the Investment Company Act of 1940 Bain Capital Credit Managed Account SUPPLEMENTARY INFORMATION: The (the ‘‘Act’’) and rule 17d–1 under the (UCAL), L.P., Sankaty Middle Market following is a summary of the Act to permit certain joint transactions Opportunities Fund (Offshore Master II), application. The complete application otherwise prohibited by sections 17(d) L.P., Sankaty Middle Market may be obtained via the Commission’s and 57(a)(4) of the Act and rule 17d–1 Web site by searching for the file Opportunities Fund (Offshore Master), under the Act. number, or for an applicant using the L.P., Bain Capital Middle Market Credit Summary of Application: Applicants 2014, L.P., Sankaty Middle Market Company name box, at http:// request an order to permit business Opportunities Fund II–A (Master), L.P., www.sec.gov/search/search.htm or by development companies (‘‘BDCs’’) to co- Bain Capital Middle Market Credit 2014 calling (202) 551–8090. invest in portfolio companies with each (F), L.P., Bain Capital Middle Market Applicants’ Representations: other and with affiliated investment Credit 2010, L.P., Bain Capital Credit 1. The Fund is a Delaware corporation funds. Rio Grande FMC, L.P., Bain Capital organized as a closed-end management Applicants: Bain Capital Specialty Senior Loan Fund (SRI), L.P., Sankaty investment company that has elected to Finance, Inc. (the ‘‘Fund’’); BCSF Senior Loan Fund Public Limited be regulated as a BDC under Section Advisors, LP (‘‘BCSFA’’), on behalf of Company, Bain Capital Senior Loan 54(a) of the Act.2 The Fund’s Objectives itself and its successors; 1 Bain Capital Fund, L.P., Warehouse Funding Avery and Strategies 3 are to provide risk- Credit, LP (‘‘Bain’’), Bain Capital Credit Point VII, LLC, Queenscliff Trust, Bain 2 Section 2(a)(48) defines a BDC to be any closed- (Australia), Pty. Ltd, Bain Capital Credit Capital Credit Managed Account (CLO), end investment company that operates for the Asia, LLC, Bain Capital Credit L.P., Cape Schanck Direct Lending purpose of making investments in securities (European Advisors), Ltd., Bain Capital Trust, Bain Capital Distressed and described in sections 55(a)(1) through 55(a)(3) of the Credit, Ltd. (together with BCSFA, the Special Situations 2016 (A), L.P., Bain Act and makes available significant managerial ‘‘Existing Bain Advisers’’), on behalf of Capital Distressed and Special assistance with respect to the issuers of such sradovich on DSK3GMQ082PROD with NOTICES securities. themselves and their successors; Avery Situations 2016 (B Master), L.P., 3 ‘‘Objectives and Strategies’’ means a Regulated Point II CLO, Limited, Avery Point III Sankaty Credit Opportunities VI–B, L.P., Fund’s investment objectives and strategies, as Sankaty Credit Opportunities VI–EU, described in the Regulated Fund’s registration 1 The term ‘‘successor,’’ as applied to each statement on Form 10, other filings the Regulated L.P., Sankaty Credit Opportunities VI– Adviser (defined below), means an entity that Fund has made with the Commission under the results from a reorganization into another EU (Master), L.P., Bain Capital Securities Act of 1933 (the ‘‘Securities Act’’), or jurisdiction or change in the type of business Distressed and Special Situations 2016 under the Securities Exchange Act of 1934 and the organization. (F), L.P., Sankaty Credit Opportunities Regulated Fund’s reports to shareholders. VerDate Sep<11>2014 18:12 Aug 03, 2016 Jkt 238001 PO 00000 Frm 00094 Fmt 4703 Sfmt 4703 E:\FR\FM\04AUN1.SGM 04AUN1


Document Created: 2016-08-04 02:53:41
Document Modified: 2016-08-04 02:53:41
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
DatesThe application was filed on June 29, 2016 and amended on July 12, 2016.
ContactJessica Shin, Attorney-Adviser, at (202) 551-5921 or Chief Counsel's Office at (202) 551-6821; SEC, Division of Investment Management, Chief Counsel's Office, 100 F Street NE., Washington, DC 20549-8010.
FR Citation81 FR 51522 
2025 Federal Register | Disclaimer | Privacy Policy
USC | CFR | eCFR