81_FR_52067 81 FR 51916 - Agency Information Collection Activities: Proposed Collection; Comment Request

81 FR 51916 - Agency Information Collection Activities: Proposed Collection; Comment Request

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Centers for Medicare & Medicaid Services

Federal Register Volume 81, Issue 151 (August 5, 2016)

Page Range51916-51917
FR Document2016-18662

The Centers for Medicare & Medicaid Services (CMS) is announcing an opportunity for the public to comment on CMS' intention to collect information from the public. Under the Paperwork Reduction Act of 1995 (the PRA), federal agencies are required to publish notice in the Federal Register concerning each proposed collection of information (including each proposed extension or reinstatement of an existing collection of information) and to allow 60 days for public comment on the proposed action. Interested persons are invited to send comments regarding our burden estimates or any other aspect of this collection of information, including any of the following subjects: The necessity and utility of the proposed information collection for the proper performance of the agency's functions; the accuracy of the estimated burden; ways to enhance the quality, utility, and clarity of the information to be collected; and the use of automated collection techniques or other forms of information technology to minimize the information collection burden.

Federal Register, Volume 81 Issue 151 (Friday, August 5, 2016)
[Federal Register Volume 81, Number 151 (Friday, August 5, 2016)]
[Notices]
[Pages 51916-51917]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-18662]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Centers for Medicare & Medicaid Services

[Document Identifiers: CMS-10340 and CMS-10630]


Agency Information Collection Activities: Proposed Collection; 
Comment Request

AGENCY: Centers for Medicare & Medicaid Services, HHS.

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: The Centers for Medicare & Medicaid Services (CMS) is 
announcing an opportunity for the public to comment on CMS' intention 
to collect information from the public. Under the Paperwork Reduction 
Act of 1995 (the PRA), federal agencies are required to publish notice 
in the Federal Register concerning each proposed collection of 
information (including each proposed extension or reinstatement of an 
existing collection of information) and to allow 60 days for public 
comment on the proposed action. Interested persons are invited to send 
comments regarding our burden estimates or any other aspect of this 
collection of information, including any of the following subjects: The 
necessity and utility of the proposed information collection for the 
proper performance of the agency's functions; the accuracy of the 
estimated burden; ways to enhance the quality, utility, and clarity of 
the information to be collected; and the use of automated collection 
techniques or other forms of information technology to minimize the 
information collection burden.

DATES: Comments must be received by October 4, 2016.

ADDRESSES: When commenting, please reference the document identifier or 
OMB control number. To be assured consideration, comments and 
recommendations must be submitted in any one of the following ways:
    1. Electronically. You may send your comments electronically to 
http://www.regulations.gov. Follow the instructions for ``Comment or 
Submission'' or ``More Search Options'' to find the information 
collection document(s) that are accepting comments.
    2. By regular mail. You may mail written comments to the following 
address: CMS, Office of Strategic Operations and Regulatory Affairs, 
Division of Regulations Development, Attention: Document Identifier/OMB 
Control Number __, Room C4-26-05, 7500 Security Boulevard, Baltimore, 
Maryland 21244-1850.
    To obtain copies of a supporting statement and any related forms 
for the proposed collection(s) summarized in this notice, you may make 
your request using one of following:
    1. Access CMS' Web site address at http://www.cms.hhs.gov/PaperworkReductionActof1995.
    2. Email your request, including your address, phone number, OMB 
number, and CMS document identifier, to [email protected].
    3. Call the Reports Clearance Office at (410) 786-1326.

FOR FURTHER INFORMATION CONTACT: Reports Clearance Office at (410) 786-
1326.

SUPPLEMENTARY INFORMATION:

Contents

    This notice sets out a summary of the use and burden associated 
with the following information collections. More detailed information 
can be found in each collection's supporting statement and associated 
materials (see ADDRESSES).

CMS-10340 Collection of Encounter Data From: Medicare Advantage 
Organizations, Section 1876 Cost HMOS/CMPS, Section 1833 Health Care 
Prepayment Plans (HCPPS), and PACE Organizations
CMS-10630 The PACE Organization (PO) Monitoring and Audit Process in 42 
CFR part 460

    Under the PRA (44 U.S.C. 3501-3520), federal agencies must obtain 
approval from the Office of Management and Budget (OMB) for each 
collection of information they conduct or sponsor. The term 
``collection of information'' is defined in 44 U.S.C. 3502(3) and 5 CFR 
1320.3(c) and includes agency requests or requirements that members of 
the public submit reports, keep records, or provide information to a 
third party. Section 3506(c)(2)(A) of the PRA requires federal agencies 
to publish a 60-day notice in the Federal Register concerning each 
proposed collection of information, including each proposed extension 
or reinstatement of an existing collection of information, before 
submitting the collection to OMB for approval. To comply with this 
requirement, CMS is publishing this notice.

Information Collection

    1. Type of Information Collection Request: Revision of a currently 
approved collection; Title of Information Collection: Collection of 
Encounter Data From: Medicare Advantage Organizations, Section 1876 
Cost HMOS/CMPS, Section 1833 Health Care Prepayment Plans (HCPPS), and 
PACE Organizations; Use: We collect encounter data or data on each item 
or service delivered to enrollees of Medicare Advantage (MA) plans 
offered by MA organizations. The MA organizations currently obtain this 
data from providers. We collect this information using standard 
transaction forms and code sets. We will use the data for determining 
risk adjustment factors for payment, updating the risk adjustment 
model, calculating Medicare DSH percentages, Medicare coverage 
purposes, and quality review and improvement activities. The data is 
also used to verify the accuracy and validity of the costs claimed on 
cost reports. For PACE organizations, encounter data would serve the 
same purpose it does related to the MA program and would be submitted 
in a similar manner. Form Number: CMS-10340 (OMB control number: 0938-
1152); Frequency: Weekly, bi-weekly, and monthly; Affected Public: 
Private sector (Business or other for-profits); Number of Respondents: 
691; Total Annual Responses: 18,854,605; Total Annual Hours: 54,054. 
(For policy questions regarding this collection contact Michael 
Massimini at 410-786-1566.)

[[Page 51917]]

    2. Type of Information Collection Request: New collection (Request 
for a new OMB control number); Title of Information Collection: The 
PACE Organization (PO) Monitoring and Audit Process in 42 CFR part 460; 
Use: Historically, the Programs of All-Inclusive Care for the Elderly 
(PACE) audit protocols have been included in the Medicare Advantage 
(MA) and Medicare Part D audit protocol's information collection 
request (CMS-10191, OMB 0938-1000). However, in examining previous 
submissions, we do not believe that including it with the MA and Part D 
audit protocols allowed for an accurate representation of the PACE 
burden. Due to PACE audits being substantially different from our MA 
and Part D audits, we have separated the PACE audit protocols from the 
MA and Part D protocols and created this information collection request 
which seeks OMB approval under a new control number.
    POs are required to comply with all PACE program requirements. The 
growth of these PACE organizations forced CMS to develop an audit 
strategy to ensure we continue to obtain meaningful audit results. As a 
result, CMS' audit strategy reflected a move to a more targeted, data-
driven and outcomes-based audit approach. We focused on high-risk areas 
that have the greatest potential for participant harm.
    CMS has developed an audit protocol and will post it to the CMS Web 
site each year for use by POs to prepare for their audit. The data 
collected for audit is detailed in this protocol and the exact fields 
are located in the record layouts, at the end of the protocol. In 
addition, a questionnaire will be distributed as part of our audit. 
This questionnaire is also included in this package. Form Number: CMS-
10630 (OMB control number: 0938-New); Frequency: Yearly; Affected 
Public: Private sector (Business or other for-profits and Not-for-
profits institutions); Number of Respondents: 72; Total Annual 
Responses: 72; Total Annual Hours: 12,960. (For policy questions 
regarding this collection contact Caroline Zeman at 410-786-0116.)

    Dated: August 2, 2016.
William N. Parham, III,
Director, Paperwork Reduction Staff, Office of Strategic Operations and 
Regulatory Affairs.
[FR Doc. 2016-18662 Filed 8-4-16; 8:45 am]
BILLING CODE 4120-01-P



                                                  51916                          Federal Register / Vol. 81, No. 151 / Friday, August 5, 2016 / Notices

                                                  whether they are applying for a patient                 any of the following subjects: The                      Care Prepayment Plans (HCPPS), and
                                                  advocate position, for an at-large                      necessity and utility of the proposed                   PACE Organizations
                                                  standing position, or as an industry                    information collection for the proper                 CMS–10630 The PACE Organization
                                                  representative. Potential candidates will               performance of the agency’s functions;                  (PO) Monitoring and Audit Process in
                                                  be asked to provide detailed information                the accuracy of the estimated burden;                   42 CFR part 460
                                                  concerning such matters as financial                    ways to enhance the quality, utility, and               Under the PRA (44 U.S.C. 3501–
                                                  holdings, consultancies, and research                   clarity of the information to be                      3520), federal agencies must obtain
                                                  grants or contracts in order to permit                  collected; and the use of automated                   approval from the Office of Management
                                                  evaluation of possible sources of                       collection techniques or other forms of               and Budget (OMB) for each collection of
                                                  financial conflict of interest. Department              information technology to minimize the                information they conduct or sponsor.
                                                  policy prohibits multiple committee                     information collection burden.                        The term ‘‘collection of information’’ is
                                                  memberships. A federal advisory                         DATES: Comments must be received by                   defined in 44 U.S.C. 3502(3) and 5 CFR
                                                  committee member may not serve on                       October 4, 2016.                                      1320.3(c) and includes agency requests
                                                  more than one committee within an                                                                             or requirements that members of the
                                                                                                          ADDRESSES: When commenting, please
                                                  agency at the same time.                                                                                      public submit reports, keep records, or
                                                     Members are invited to serve for                     reference the document identifier or
                                                                                                          OMB control number. To be assured                     provide information to a third party.
                                                  overlapping 2-year terms. A member                                                                            Section 3506(c)(2)(A) of the PRA
                                                  may continue to serve after the                         consideration, comments and
                                                                                                          recommendations must be submitted in                  requires federal agencies to publish a
                                                  expiration of the member’s term until a                                                                       60-day notice in the Federal Register
                                                  successor is named. Any interested                      any one of the following ways:
                                                                                                            1. Electronically. You may send your                concerning each proposed collection of
                                                  person may nominate one or more                                                                               information, including each proposed
                                                  qualified persons. Self-nominations are                 comments electronically to http://
                                                                                                          www.regulations.gov. Follow the                       extension or reinstatement of an existing
                                                  also accepted. Individuals interested in                                                                      collection of information, before
                                                  the representative positions must                       instructions for ‘‘Comment or
                                                                                                          Submission’’ or ‘‘More Search Options’’               submitting the collection to OMB for
                                                  include a letter of support from the                                                                          approval. To comply with this
                                                  organization or interest group they                     to find the information collection
                                                                                                          document(s) that are accepting                        requirement, CMS is publishing this
                                                  would represent.                                                                                              notice.
                                                                                                          comments.
                                                    Dated: July 26, 2016.                                   2. By regular mail. You may mail
                                                  Kate Goodrich,
                                                                                                                                                                Information Collection
                                                                                                          written comments to the following
                                                  Director, Center for Clinical Standards and             address: CMS, Office of Strategic                        1. Type of Information Collection
                                                  Quality, Centers for Medicare & Medicaid                Operations and Regulatory Affairs,                    Request: Revision of a currently
                                                  Services.                                               Division of Regulations Development,                  approved collection; Title of
                                                  [FR Doc. 2016–18545 Filed 8–4–16; 8:45 am]              Attention: Document Identifier/OMB                    Information Collection: Collection of
                                                  BILLING CODE 4120–01–P                                  Control Number ll, Room C4–26–05,                     Encounter Data From: Medicare
                                                                                                          7500 Security Boulevard, Baltimore,                   Advantage Organizations, Section 1876
                                                                                                          Maryland 21244–1850.                                  Cost HMOS/CMPS, Section 1833 Health
                                                  DEPARTMENT OF HEALTH AND                                  To obtain copies of a supporting                    Care Prepayment Plans (HCPPS), and
                                                  HUMAN SERVICES                                          statement and any related forms for the               PACE Organizations; Use: We collect
                                                                                                          proposed collection(s) summarized in                  encounter data or data on each item or
                                                  Centers for Medicare & Medicaid                                                                               service delivered to enrollees of
                                                  Services                                                this notice, you may make your request
                                                                                                          using one of following:                               Medicare Advantage (MA) plans offered
                                                  [Document Identifiers: CMS–10340 and                      1. Access CMS’ Web site address at                  by MA organizations. The MA
                                                  CMS–10630]                                              http://www.cms.hhs.gov/Paperwork                      organizations currently obtain this data
                                                                                                          ReductionActof1995.                                   from providers. We collect this
                                                  Agency Information Collection                                                                                 information using standard transaction
                                                                                                            2. Email your request, including your
                                                  Activities: Proposed Collection;                                                                              forms and code sets. We will use the
                                                                                                          address, phone number, OMB number,
                                                  Comment Request                                                                                               data for determining risk adjustment
                                                                                                          and CMS document identifier, to
                                                  AGENCY: Centers for Medicare &                          Paperwork@cms.hhs.gov.                                factors for payment, updating the risk
                                                  Medicaid Services, HHS.                                   3. Call the Reports Clearance Office at             adjustment model, calculating Medicare
                                                  ACTION: Notice.                                         (410) 786–1326.                                       DSH percentages, Medicare coverage
                                                                                                                                                                purposes, and quality review and
                                                                                                          FOR FURTHER INFORMATION CONTACT:
                                                  SUMMARY:   The Centers for Medicare &                                                                         improvement activities. The data is also
                                                                                                          Reports Clearance Office at (410) 786–
                                                  Medicaid Services (CMS) is announcing                                                                         used to verify the accuracy and validity
                                                                                                          1326.
                                                  an opportunity for the public to                                                                              of the costs claimed on cost reports. For
                                                  comment on CMS’ intention to collect                    SUPPLEMENTARY INFORMATION:                            PACE organizations, encounter data
                                                  information from the public. Under the                  Contents                                              would serve the same purpose it does
                                                  Paperwork Reduction Act of 1995 (the                                                                          related to the MA program and would
                                                  PRA), federal agencies are required to                    This notice sets out a summary of the               be submitted in a similar manner. Form
                                                  publish notice in the Federal Register                  use and burden associated with the                    Number: CMS–10340 (OMB control
                                                  concerning each proposed collection of                  following information collections. More               number: 0938–1152); Frequency:
                                                  information (including each proposed                    detailed information can be found in                  Weekly, bi-weekly, and monthly;
mstockstill on DSK3G9T082PROD with NOTICES




                                                  extension or reinstatement of an existing               each collection’s supporting statement                Affected Public: Private sector (Business
                                                  collection of information) and to allow                 and associated materials (see                         or other for-profits); Number of
                                                  60 days for public comment on the                       ADDRESSES).                                           Respondents: 691; Total Annual
                                                  proposed action. Interested persons are                 CMS–10340 Collection of Encounter                     Responses: 18,854,605; Total Annual
                                                  invited to send comments regarding our                    Data From: Medicare Advantage                       Hours: 54,054. (For policy questions
                                                  burden estimates or any other aspect of                   Organizations, Section 1876 Cost                    regarding this collection contact
                                                  this collection of information, including                 HMOS/CMPS, Section 1833 Health                      Michael Massimini at 410–786–1566.)


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                                                                                 Federal Register / Vol. 81, No. 151 / Friday, August 5, 2016 / Notices                                          51917

                                                     2. Type of Information Collection                    DEPARTMENT OF HEALTH AND                              SUPPLEMENTARY INFORMATION:
                                                  Request: New collection (Request for a                  HUMAN SERVICES                                           Agenda: On September 7, 2016, the
                                                  new OMB control number); Title of                                                                             committee will meet by teleconference.
                                                  Information Collection: The PACE                        Food and Drug Administration                          In open session, the committee will hear
                                                  Organization (PO) Monitoring and Audit                                                                        updates of research programs in the
                                                                                                          [Docket No. FDA–2016–N–0001]
                                                  Process in 42 CFR part 460; Use:                                                                              Gene Transfer and Immunogenicity
                                                  Historically, the Programs of All-                      Cellular, Tissue, and Gene Therapies                  Branch, Division of Cellular and Gene
                                                  Inclusive Care for the Elderly (PACE)                   Advisory Committee; Notice of Meeting                 Therapies, Office of Cellular, Tissue,
                                                                                                                                                                and Gene Therapies, Center for
                                                  audit protocols have been included in                   AGENCY:    Food and Drug Administration,              Biologics Evaluation and Research.
                                                  the Medicare Advantage (MA) and                         HHS.                                                     FDA intends to make background
                                                  Medicare Part D audit protocol’s                        ACTION:   Notice.                                     material available to the public no later
                                                  information collection request (CMS–                                                                          than 2 business days before the meeting.
                                                  10191, OMB 0938–1000). However, in                      SUMMARY:   The Food and Drug                          If FDA is unable to post the background
                                                  examining previous submissions, we do                   Administration (FDA) announces a                      material on its Web site prior to the
                                                  not believe that including it with the                  forthcoming public advisory committee                 meeting, the background material will
                                                  MA and Part D audit protocols allowed                   meeting of the Cellular, Tissue, and                  be made publicly available at the
                                                  for an accurate representation of the                   Gene Therapies Advisory Committee.                    location of the advisory committee
                                                  PACE burden. Due to PACE audits being                   The general function of the committee is              meeting, and the background material
                                                  substantially different from our MA and                 to provide advice and recommendations                 will be posted on FDA’s Web site after
                                                  Part D audits, we have separated the                    to the Agency on FDA’s regulatory                     the meeting. Background material is
                                                  PACE audit protocols from the MA and                    issues. At least one portion of the                   available at http://www.fda.gov/
                                                  Part D protocols and created this                       meeting will be closed to the public.                 AdvisoryCommittees/Calendar/
                                                  information collection request which                    DATES: The meeting will be held on                    default.htm. Scroll down to the
                                                  seeks OMB approval under a new                          September 7, 2016, from 1 p.m. to 4                   appropriate advisory committee meeting
                                                  control number.                                         p.m.                                                  link.
                                                                                                                                                                   Procedure: On September 7, 2016,
                                                     POs are required to comply with all                  ADDRESSES:    FDA White Oak Campus,
                                                                                                                                                                from 1 p.m. to 2:20 p.m., the meeting is
                                                  PACE program requirements. The                          10903 New Hampshire Ave., Bldg. 31
                                                                                                                                                                open to the public. Interested persons
                                                  growth of these PACE organizations                      Conference Center, the Great Room (Rm.
                                                                                                                                                                may present data, information, or views,
                                                  forced CMS to develop an audit strategy                 1503), Silver Spring, MD 20993–0002.                  orally or in writing, on issues pending
                                                  to ensure we continue to obtain                         Answers to commonly asked questions                   before the committee. Written
                                                  meaningful audit results. As a result,                  including information regarding special               submissions may be made to the contact
                                                                                                          accommodations due to a disability,                   person on or before August 23, 2016.
                                                  CMS’ audit strategy reflected a move to
                                                                                                          visitor parking, and transportation may               Oral presentations from the public will
                                                  a more targeted, data-driven and
                                                                                                          be accessed at: http://www.fda.gov/                   be scheduled between approximately
                                                  outcomes-based audit approach. We                       AdvisoryCommittees/AboutAdvisory
                                                  focused on high-risk areas that have the                                                                      2:20 p.m. to 3:20 p.m. Those individuals
                                                                                                          Committees/ucm408555.htm.                             interested in making formal oral
                                                  greatest potential for participant harm.
                                                                                                          FOR FURTHER INFORMATION CONTACT:                      presentations should notify the contact
                                                     CMS has developed an audit protocol                  Janie Kim or Denise Royster, Center for               person and submit a brief statement of
                                                  and will post it to the CMS Web site                    Biologics Evaluation and Research,                    the general nature of the evidence or
                                                  each year for use by POs to prepare for                 Food and Drug Administration, 10903                   arguments they wish to present, the
                                                  their audit. The data collected for audit               New Hampshire Ave., Bldg. 71, Silver                  names and addresses of proposed
                                                  is detailed in this protocol and the exact              Spring, MD 20993–0002, 301–796–9016                   participants, and an indication of the
                                                  fields are located in the record layouts,               or 240–402–8158, Janie.kim@                           approximate time requested to make
                                                  at the end of the protocol. In addition,                fda.hhs.gov or Denise.royster@                        their presentation on or before August
                                                  a questionnaire will be distributed as                  fda.hhs.gov; or FDA Advisory                          15, 2016. Time allotted for each
                                                  part of our audit. This questionnaire is                Committee Information Line, 1–800–                    presentation may be limited. If the
                                                  also included in this package. Form                     741–8138 (301–443–0572 in the                         number of registrants requesting to
                                                  Number: CMS–10630 (OMB control                          Washington, DC area). A notice in the                 speak is greater than can be reasonably
                                                  number: 0938–New); Frequency: Yearly;                   Federal Register about last minute                    accommodated during the scheduled
                                                  Affected Public: Private sector (Business               modifications that impact a previously                open public hearing session, FDA may
                                                  or other for-profits and Not-for-profits                announced advisory committee meeting                  conduct a lottery to determine the
                                                  institutions); Number of Respondents:                   cannot always be published quickly                    speakers for the scheduled open public
                                                  72; Total Annual Responses: 72; Total                   enough to provide timely notice.                      hearing session. The contact person will
                                                  Annual Hours: 12,960. (For policy                       Therefore, you should always check the                notify interested persons regarding their
                                                                                                          Agency’s Web site at http://                          request to speak by August 16, 2016.
                                                  questions regarding this collection
                                                                                                          www.fda.gov/AdvisoryCommittees/                          Closed Committee Deliberations: On
                                                  contact Caroline Zeman at 410–786–
                                                                                                          default.htm and scroll down to the                    September 7, 2016, from 3:20 p.m. to 4
                                                  0116.)                                                  appropriate advisory committee meeting                p.m., the meeting will be closed to
                                                     Dated: August 2, 2016.                               link, or call the advisory committee                  permit discussion where disclosure
                                                                                                          information line to learn about possible              would constitute a clearly unwarranted
mstockstill on DSK3G9T082PROD with NOTICES




                                                  William N. Parham, III,
                                                  Director, Paperwork Reduction Staff, Office             modifications before coming to the                    invasion of personal privacy (5 U.S.C.
                                                  of Strategic Operations and Regulatory                  meeting. For those unable to attend in                552b(c)(6)). The committee will discuss
                                                  Affairs.                                                person, the meeting will also be                      reports of intramural research programs
                                                  [FR Doc. 2016–18662 Filed 8–4–16; 8:45 am]              available via Webcast. The Webcast will               and make recommendations regarding
                                                                                                          be available at the following link:                   personnel staffing decisions.
                                                  BILLING CODE 4120–01–P
                                                                                                          https://collaboration.fda.gov/                           Persons attending FDA’s advisory
                                                                                                          ctgtac0916/.                                          committee meetings are advised that the


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Document Created: 2016-08-05 06:43:34
Document Modified: 2016-08-05 06:43:34
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
DatesComments must be received by October 4, 2016.
ContactReports Clearance Office at (410) 786- 1326.
FR Citation81 FR 51916 

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