81_FR_52767 81 FR 52614 - Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to Waterfront Improvement Projects

81 FR 52614 - Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to Waterfront Improvement Projects

DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration

Federal Register Volume 81, Issue 153 (August 9, 2016)

Page Range52614-52635
FR Document2016-18815

NMFS has received a request from the U.S. Department of the Navy (Navy) for authorization to take marine mammals incidental to construction activities as part of waterfront improvement projects at several berths. Pursuant to the Marine Mammal Protection Act (MMPA), NMFS is requesting public comment on its proposal to issue an incidental harassment authorization (IHA) to the Navy to incidentally take marine mammals, by Level B harassment only, during the specified activity at Portsmouth Naval Shipyard (the Shipyard) in Kittery, Maine.

Federal Register, Volume 81 Issue 153 (Tuesday, August 9, 2016)
[Federal Register Volume 81, Number 153 (Tuesday, August 9, 2016)]
[Notices]
[Pages 52614-52635]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-18815]


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DEPARTMENT OF COMMERCE

National Oceanic and Atmospheric Administration

RIN 0648-XE74


Takes of Marine Mammals Incidental to Specified Activities; 
Taking Marine Mammals Incidental to Waterfront Improvement Projects

AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and 
Atmospheric Administration (NOAA), Commerce.

ACTION: Notice; proposed incidental harassment authorization; request 
for comments.

-----------------------------------------------------------------------

SUMMARY: NMFS has received a request from the U.S. Department of the 
Navy (Navy) for authorization to take marine mammals incidental to 
construction activities as part of waterfront improvement projects at 
several berths. Pursuant to the Marine Mammal Protection Act (MMPA), 
NMFS is requesting public comment on its proposal to issue an 
incidental harassment authorization (IHA) to the Navy to incidentally 
take marine mammals, by Level B harassment only, during the specified 
activity at Portsmouth Naval Shipyard (the Shipyard) in Kittery, Maine.

DATES: Comments and information must be received no later than 
September 8, 2016.

ADDRESSES: Comments on the application should be addressed to Jolie 
Harrison, Chief, Permits and Conservation Division, Office of Protected 
Resources, National Marine Fisheries Service. Physical comments should 
be sent to 1315 East-West Highway, Silver Spring, MD 20910, and 
electronic comments should be sent to ITP.Pauline@noaa.gov.
    Instructions: NMFS is not responsible for comments sent by any 
other method, to any other address or individual, or received after the 
end of the comment period. Comments received electronically, including 
all attachments, must not exceed a 25-megabyte file size. Attachments 
to

[[Page 52615]]

electronic comments will be accepted in Microsoft Word or Excel or 
Adobe PDF file formats only. All comments received are a part of the 
public record and will generally be posted to the Internet at http://www.nmfs.noaa.gov/pr/permits/incidental/construction.htm without 
change. All personal identifying information (e.g., name, address) 
voluntarily submitted by the commenter may be publicly accessible. Do 
not submit confidential business information or otherwise sensitive or 
protected information.

FOR FURTHER INFORMATION CONTACT: Rob Pauline, Office of Protected 
Resources, NMFS, (301) 427-8401.

SUPPLEMENTARY INFORMATION: 

Availability

    An electronic copy of the Navy's application and supporting 
documents, as well as a list of the references cited in this document, 
may be obtained by visiting the Internet at: www.nmfs.noaa.gov/pr/permits/incidental/construction.htm. In case of problems accessing 
these documents, please call the contact listed above (see FOR FURTHER 
INFORMATION CONTACT).

National Environmental Policy Act

    The Navy has prepared a draft Environmental Assessment (Waterfront 
Improvement Projects, Portsmouth Naval Shipyard, Kittery, ME) in 
accordance with the National Environmental Policy Act (NEPA) and the 
regulations published by the Council on Environmental Quality. NMFS 
will independently evaluate the Environmental Assessment (EA) and 
determine whether or not to adopt it. We may prepare a separate NEPA 
analysis and incorporate relevant portions of Navy's EA by reference. 
Information in the Navy's application, EA, and this notice collectively 
provide the environmental information related to proposed issuance of 
this IHA for public review and comment. These documents will be posted 
at the foregoing Web site. We will review all comments submitted in 
response to this notice as we complete the NEPA process, including a 
decision of whether to sign a Finding of No Significant Impact (FONSI), 
prior to a final decision on the incidental take authorization request.

Background

    Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361 et seq.) 
direct the Secretary of Commerce to allow, upon request, the 
incidental, but not intentional, taking of small numbers of marine 
mammals by U.S. citizens who engage in a specified activity (other than 
commercial fishing) within a specified geographical region if certain 
findings are made and either regulations are issued or, if the taking 
is limited to harassment, a notice of a proposed authorization is 
provided to the public for review.
    An authorization for incidental takings shall be granted if NMFS 
finds that the taking will have a negligible impact on the species or 
stock(s), will not have an unmitigable adverse impact on the 
availability of the species or stock(s) for subsistence uses (where 
relevant), and if the permissible methods of taking and requirements 
pertaining to the mitigation, monitoring and reporting of such takings 
are set forth. NMFS has defined ``negligible impact'' in 50 CFR 216.103 
as ``an impact resulting from the specified activity that cannot be 
reasonably expected to, and is not reasonably likely to, adversely 
affect the species or stock through effects on annual rates of 
recruitment or survival.''
    Except with respect to certain activities not pertinent here, the 
MMPA defines ``harassment'' as: Any act of pursuit, torment, or 
annoyance which (i) has the potential to injure a marine mammal or 
marine mammal stock in the wild [Level A harassment]; or (ii) has the 
potential to disturb a marine mammal or marine mammal stock in the wild 
by causing disruption of behavioral patterns, including, but not 
limited to, migration, breathing, nursing, breeding, feeding, or 
sheltering [Level B harassment].

Summary of Request

    On Wednesday February 17, 2016, NMFS received an application from 
the Navy for the taking of marine mammals incidental to Waterfront 
Improvement Projects. NMFS determined that the application was adequate 
and complete on April 1, 2016. The Navy is proposing to restore and 
modernize waterfront infrastructure associated with Dry Docks 1 and 3 
at the Shipyard in Kittery, York County, Maine. The proposed action 
would include two waterfront improvement projects, structural repairs 
to Berths 11, 12, and 13, and replacement of the Dry Dock 3 caisson. 
The waterfront improvement projects would be constructed between 
October 2016 and October 2022, with in-water work expected to begin no 
earlier than January 2017. The requested IHA would run from January 1, 
2017 through December 31, 2017.
    The use of vibratory and impact pile driving for pile installation 
and removal as well as drilling is expected to produce underwater sound 
at levels that have the potential to result in behavioral harassment of 
marine mammals. The term ``pile driving'' throughout this document 
shall include vibratory driving, impact pile driving, vibratory pile 
extraction as well as pile drilling unless unless specified otherwise. 
Species with the potential to be present during the project timeframe 
include harbor porpoise (Phocoena phocoena), gray seal (Halichoerus 
grypus), harbor seal (Phoca vitulina), hooded seal (Crystphora 
cristata) and harp seal (Pagophilus groenlandicus).

Description of the Specified Activity

Overview

    The U.S. Department of the Navy (Navy) is proposing to restore and 
modernize waterfront infrastructure associated with Dry Docks 1 and 3 
at the Shipyard in Kittery, York County, Maine (See Figure 1-1 in the 
Application). The proposed action would include two waterfront 
improvement projects, structural repairs to Berths 11, 12, and 13 and 
replacement of the Dry Dock 3 caisson.
    The purpose of the proposed action is to modernize and maximize dry 
dock capabilities for performing current and future missions 
efficiently and with maximum flexibility. The need for the proposed 
action is to correct deficiencies associated with the pier structure at 
Berths 11, 12, and 13 and the Dry Dock 3 caisson and concrete seats and 
ensure that the Shipyard can continue to support its primary mission to 
service, maintain, and overhaul submarines. By supporting the 
Shipyard's mission, the proposed action would assist in meeting the 
larger need for the Navy to provide capabilities for training and 
equipping combat-capable naval forces ready to deploy worldwide. 
Proposed activities included as part of the Waterfront Improvement 
Projects with potential to affect marine mammals within the waterways 
adjacent to the Shipyard include vibratory and impact pile driving as 
well as pile drilling operations in the project area.

Dates and Duration

    In-water construction associated with the Proposed Action would 
occur in phases over a six-year construction period. In-water 
construction is scheduled to begin in January 2017 and be completed by 
October 2022. This application is for the first year of in-water 
construction, from January 1, 2017 to December 31, 2017. No seasonal 
limitations would be imposed on the construction timeline. Construction 
schedules for in-water work at Berth 11 are under development and 
subject to change based on operational

[[Page 52616]]

requirements. Therefore, this IHA application covers all in-water 
construction planned for Berth 11 structural repairs. The Navy intends 
to apply for sequential IHAs to cover each of the subsequent years of 
construction.
    Table 1 summarizes the in-water construction activities including 
pile extraction, driving, and drilling, scheduled to take place during 
the timeframe covered by this IHA application. Note that pile driving 
days are not necessarily consecutive. Also note that certain activities 
may occur at the same time, decreasing the total number of pile driving 
days, thus making the total days described below a conservative 
estimate. Total driving time will be approximately 72 days which 
includes the installation of 327 piles and removal of 141 piles.

              Table 1--Activity Summary for Year 1 of the Berths 11, 12, and 13 Structural Repairs
----------------------------------------------------------------------------------------------------------------
                                                                                     Number of       Number of
       Activity/method              Timing       Number of days     Pile type          piles           piles
                                                                                     installed       extracted
----------------------------------------------------------------------------------------------------------------
Extract timber piles/          January 2017 to           \1\ 10  15-inch timber   ..............              77
 vibratory hammer.              December 2017.                    pile.
Install temporary sister       January 2017 to           \2\ 16  14-inch steel H-             64  ..............
 piles for trestle system/      December 2017.                    type.
 vibratory hammer.
Install permanent king piles   January 2017 to               10  36-inch steel H-             94  ..............
 for bulkhead/auger drilling.   December 2017.                    type piles.
Install steel sheet-pile       January 2017 to                6  24-inch steel               112  ..............
 bulkhead/vibratory hammer      December 2017.                    sheet-piles.
 (sheet piles and sheet pile
 returns).
Install permanent sister       January 2017 to           \2\ 13  14-inch steel H-             50  ..............
 piles/impact hammer.           December 2017.                    type.
Install timber dolphin.......  January 2017 to            \1\ 1  15-inch timber                7  ..............
                                January 2017.                     piles.
Extract temporary sister       January 2017 to           \2\ 16  14-inch steel H- ..............              64
 piles for trestle system/      December 2017.                    type.
 vibratory hammer.
                                                ----------------                 -------------------------------
    Totals...................  ................              72  ...............             327             141
----------------------------------------------------------------------------------------------------------------
\1\ Estimate based on assumption of 30 minutes to drive each pile and 30-minute transition and set up time,
  resulting in one pile per hour and eight piles per day (ICF Jones and Strokes and Illingworth and Rodkin, Inc.
  2012).
\2\ Estimate based on assumption of a one-hour transition and set up time, resulting in one pile per two hours
  and four piles per day (ICF Jones and Strokes and Illingworth and Rodkin, Inc. 2012).
Note: The Navy provided the following information in response to technical questions:
King Piles--estimate of 10 per day.
Sheet piles--estimate of 20 per day, based on 20 piles in 8 hours (i.e., one day) because they will be installed
  two at a time.

Specified Geographic Region

    The Shipyard is located along the Piscataqua River in Kittery, 
Maine. The Shipyard occupies the whole of Seavey Island, encompassing 
278 acres on what were originally five separate islands (Seavey, 
Pumpkin, Dennett's, Clarks, and Jamaica). Over the past 200 years, as a 
result of expansion from land-making activity, four of these islands 
(Seavey, Pumpkin, Dennett's, and Jamaica) were consolidated into one 
large island, which kept the name Seavey Island. Clarks Island is now 
attached to Seavey Island by a causeway. Seavey Island is located in 
the lower Piscataqua River approximately 547 yards from its southwest 
bank, 219 yards from its north bank, and approximately 2.5 miles from 
the mouth of the river.

Detailed Description of Activities

    The Navy's application focuses primarily on the in-water 
construction activities that will occur during the first year of 
construction, including completion of the king pile and concrete 
shutter panel bulkhead at Berth 11. Additional applications will be 
submitted for each subsequent year of in-water construction at Berths 
11, 12, and 13 as well as for the replacement of the Dry Dock 3 
caisson.

Pile Driving Operations

    Piles of differing sizes will be utilized during construction 
activities including 25-inch steel sheet piles driven by vibratory 
hammer at Berth 11; 14-inch steel H-type piles driven using impact 
hammer at Berth 11; 15-inch timber piles installed via vibratory hammer 
to reconstruct dolphins at the corner of Berth 11; and 36-inch steel H-
type piles at Berth 11. Additionally 14-inch steel H-type piles would 
be used to align and construct the trestle that would be extracted 
using vibratory hammer at Berth 11 and 15-inch timber fender piles, 
which would be extracted using a vibratory hammer at Berth 11 and the 
timber dolphin at the corners of Berths 11 and 12.
    The number of piles that can be driven per day varies for different 
project elements and is subject to change based on site conditions at 
the time. At the beginning of the in-water work, existing timber piles 
would be removed from the berth faces and the timber dolphin at the 
western end of the berth, and the contractor either would construct a 
temporary construction trestle or place a jack-up barge alongside the 
berths to provide additional construction workspace. Pile driving and 
extraction would also be needed to construct and disassemble the 
temporary construction trestle if the construction contractor selects 
this method over use of a jack-up barge, which would require no pile 
driving. The trestle system has been included in this analysis in order 
to model a conservative, worst-case scenario. If a jack-up barge is 
used instead of a trestle system, less pile driving will be needed, 
resulting in fewer marine mammal takes than predicted in this 
application.
    For the proposed king pile and concrete shutter panel bulkhead (see 
Figures 2-1 and 2-2 in Application), the contractor would likely create 
templates and work in increments along the berth from the trestle or 
jack-up barge. For example, an approximately 50-foot-long template 
would allow installation of about 10 king piles and 20 sheet piles 
(along segments of the berths where sheet piles would be installed). 
The work would consist of setting a template (including temporary piles 
and horizontal members), which might take one or two days. Then the 
contractor

[[Page 52617]]

would drill the rock sockets, which could take about one day per 
socket. King piles would be regularly spaced along the berths and 
grouted into sockets drilled into the bedrock (i.e., ``rock-
socketed'').
    The concrete shutter panels would then be installed in stacks 
between the king piles along most of the length of Berth 11. 
Installation of the concrete piles is not included in the noise 
analysis because no pile driving would be required. Along an 
approximately 16-foot section at the eastern end of Berth 11A and an 
additional 101 feet between Berths 11A and 11B, the depth to bedrock is 
greater, thus allowing a conventional sheet-pile bulkhead to be 
constructed. The steel sheet-piles would be driven to bedrock using a 
vibratory hammer. Sheet piles installed with a vibratory hammer also 
would be used to construct ``returns,'' which would be shorter 
bulkheads connecting the new bulkheads to the existing bulkhead under 
the pier. Installation of the sheeting with a vibratory hammer is 
estimated to take less than one hour per pair of sheets. The contractor 
would probably install two sheets at a time and so the time required 
install the sheeting (10 pairs = 20 sheets) using vibratory hammers 
would only be about 8 hours per 10 pairs of sheets. Time requirements 
for all other pile types were estimated based on information compiled 
from ICF Jones and Strokes and Illingworth and Rodkin, Inc. (2012).
    If sufficient construction funds are available, the Navy may 
install a king pile and concrete shutter panel bulkhead at Berth 11C as 
part of Phase 1. The bulkhead would extend from the western end of 
Berth 11B to the southern end of Berth 12. The in-water construction 
process would be the same as the process described above. The analysis 
in this application includes construction at Berth 11C. Once the Berth 
11 bulkheads are complete, the timber dolphins at the western end of 
the berth would be replaced with a similar dolphin constructed of 
approximately seven piles.
    Additional in-water work would be required to install steel H-type 
sister piles at the location of the inboard portal crane rail beam at 
Berth 11, including Berth 11C. The sister piles would provide 
additional support for the portal crane rail system and restore its 
load-bearing capacity. The sister piles would be driven into the 
bedrock below the pier, in water generally less than 10 feet deep, 
using an impact hammer. The timing of this work depends on operational 
schedules at the berths. The sister piles may be installed either 
before or after the bulkheads are constructed.

Description of Marine Mammals in the Area of the Specified Activity

    Five marine mammal species, including one cetacean and four 
pinnipeds, may inhabit or transit the waters near the Shipyard in the 
lower Piscataqua River during the specified activity. These include the 
harbor porpoise (Phocoena phocoena), Gray seal (Halichoerus grypus), 
harbor seal (Phoca vitulina), hooded seal (Crystphora cristata), and 
harp seal (Pagophilus groenlandicus). None of the marine mammals that 
may be found in the Piscataqua River are listed under the Endangered 
Species Act (ESA). Table 2 lists the marine mammal species that could 
occur in the vicinity of the Shipyard and their estimated densities 
within the Project area. As there are not specific density data for any 
of the species in the Piscataqua River, density data from the nearshore 
zone outside the mouth the Piscataqua River in the Atlantic Ocean have 
been used instead. Therefore, it can be assumed that the density 
estimates presented here for each species are conservative and much 
higher than densities that would typically be expected in an estuarine 
environment such as the lower Piscataqua River in the vicinity of the 
Shipyard.

                       Table 2--Marine Mammal Species Potentially Present in the Piscataqua River in the Vicinity of the Shipyard
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                                            Approximate density in the vicinity of the
                                                                       Relative          Season(s) of        project area (individuals per km\2\) \3\
             Species                  Stock(s) abundance \1\         occurrence in        occurrence     -----------------------------------------------
                                                                   Piscataqua River                         Winter      Spring      Summer       Fall
--------------------------------------------------------------------------------------------------------------------------------------------------------
Harbor Porpoise, Phocoena         79,883 (CV = 0.32)............  Occasional use....  Spring to Fall          1.2122      1.1705      0.7903      0.9125
 phocoena, Gulf of Maine/Bay of                                                        (April to
 Fundy stock.                                                                          December). \4\
Gray Seal, Halichoerus grypus,    331,000 \2\...................  Common............  Year-round........      0.2202      0.2202      0.2202      0.2202
 Western North Atlantic stock.
Harbor Seal, Phoca vitulina,      75,834 (CV = 0.15)............  Common............  Year-round........      0.1998      0.1998      0.1998      0.1998
 Western North Atlantic stock.
Hooded Seal, Crystphora           592,100 \2\...................  Rare..............  Winter to Spring           N/A         N/A         N/A         N/A
 cristata, Western North                                                               (January-May).
 Atlantic stock.
Harp Seal, Pagophilus             7,100,000.....................  Rare..............  Winter to Spring        0.0125      0.0125      0.0125      0.0125
 groenlandicus, Western North                                                          (January-May).
 Atlantic stock.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Source: Waring et al., 2015, except where noted.
Notes:
\1\ No population estimate is available for the U.S. western North Atlantic stock; therefore, the best population estimates are those for the Canadian
  populations as reported in Waring et al., 2015.
\2\ Source: Waring et al., 2007. The population estimate for the Western North Atlantic hooded seal population was not updated in Waring et al., 2015.
\3\ Density data are taken from the Navy Marine Species Density Database (Crain 2015; Krause 2015). It should be noted that these data overestimate the
  potential species density in the Piscataqua River. The Navy Marine Species Density Database data presented in the table are based on a relative
  environmental suitability study and represent data with low confidence. These data are generally used for broad-scale offshore activities; however,
  due to a lack of any other data within the general Project area, these data are presented as the best available data for the Piscataqua River.
\4\ Densities shown for seasons when each species would not be likely to occur in the river.
Key: CV = coefficient of variation. km\2\ = square kilometer.

    We have reviewed the Navy's detailed species descriptions, 
including life history information, for accuracy and completeness and 
refer the reader to Section 3 of the Navy's Application instead of 
reprinting the information here. Please also refer to NMFS' Web site 
(www.nmfs.noaa.gov/pr/species/mammals) for generalized species 
accounts.

Harbor Porpoise

    Harbor porpoises are found commonly in coastal and offshore waters 
of both the Atlantic and Pacific Oceans. In the western North Atlantic, 
the species is found in both U.S. and Canadian waters. More 
specifically, the species can be found between West Greenland and Cape 
Hatteras, North Carolina (NOAA Fisheries Service

[[Page 52618]]

2014a). Based on genetic analysis, it is assumed that harbor porpoises 
in the U.S. and Canadian waters are divided into four populations, as 
follows: (1) Gulf of St. Lawrence; (2) Newfoundland; (3) Greenland; and 
(4) Gulf of Maine/Bay of Fundy. For management purposes in U.S. waters, 
harbor porpoises have been divided into 10 stocks along both the East 
and West Coasts. Of those 10 stocks, only one, the Gulf of Maine/Bay of 
Fundy stock, is found along the U.S. East Coast, and thus only 
individuals from this stock could be found in the Project area. The 
species is primarily found over the Continental Shelf in waters less 
than approximately 500 feet deep (Waring et al., 2014). In general, the 
species is commonly found in bays, estuaries, and harbors (NOAA 
Fisheries Service 2014a).
    Line-transect surveys have been conducted in the Gulf of Maine 
between 1991 and 2011. Based on the 2011 aerial surveys, the best 
abundance estimate for the Gulf of Maine/Bay of Fundy stock of harbor 
porpoise is 79,883 animals (CV = 0.32). The aerial surveys included 
central Virginia to the lower Bay of Fundy. The minimum population 
estimate is 61,415 animals (Waring et al., 2014). Because no trend 
analysis has been conducted for this stock, no population trend is 
available. A Bayesian population model was used to determine the 
currently accepted population growth rate. Fertility data and age-at-
death data from stranded animals and animals taken in gillnets were 
used for the model (Waring et al., 2014). It was then determined that 
the potential natural growth rate for the Gulf of Maine/Bay of Fundy 
stock of harbor porpoises was 0.046 (Waring et al., 2014). The harbor 
porpoise is likely the most abundant cetacean within the Piscataqua 
River (Smith n.d.)

Gray Seal

    Gray seals, which are members of the ``true seal'' family 
(Phocidae), are a coastal species that generally remains within the 
Continental Shelf region. Gray seals can be found on both sides of the 
North Atlantic. Within this area, the species is split into three 
primary populations: (1) Eastern Canada, (2) northwestern Europe, and 
(3) the Baltic Sea (Katona et al., 1993). Gray seals within U.S. waters 
are considered the western North Atlantic stock and are expected to be 
part of the eastern Canadian population (Waring et al., 2014). In U.S. 
waters, year-round breeding of approximately 400 animals has been 
documented on areas of outer Cape Cod and Mukeget Island in 
Massachusetts. In general, this species can be found year-round in the 
coastal waters of the Gulf of Maine (Waring et al., 2014).
    There are currently no population estimates for the western North 
Atlantic gray seal stock (Waring et al., 2014). However, estimates are 
available for portions of the total population for certain time periods 
(Waring et al., 2014). For example, between 1993 and 2004, the Gray 
seal population in Canada was estimated at between 144,000 and 223,220 
individuals. This estimate was based on three separate surveys and also 
depended on the population-estimation model that was used (Mohn and 
Bowen 1996; Department of Fisheries and Oceans 2003; Trzcinski et al., 
2005). The most recent Canadian gray seal population estimate is 
331,000. This estimate is based on surveys conducted during 2012 in the 
Gulf of St. Lawrence, Nova Scotia Eastern Shore, and Sable Island 
(Waring et al., 2014). In U.S. waters, gray seals are known to pup at 
three separate locations: (1) Muskeget Island, Massachusetts; (2) Green 
Island, Maine; and (3) Seal Island, Maine. Surveys of these areas 
indicate that in these colonies pup production is increasing, as are 
the colony populations. General population increases in U.S. waters are 
likely a result of this natural increase and immigration of individuals 
from Canadian populations (Waring et al., 2014).

Harbor Seal

    Harbor seals are also members of the true seal family (Phocidae) 
and can be found in nearshore waters along both the North Atlantic and 
North Pacific coasts, generally at latitudes above 30[deg] N. (Burns 
2009). In the western Atlantic Ocean, the harbor seal's range extends 
from the eastern Canadian Arctic to New York; however, they can be 
found as far south as the Carolinas (Waring et al., 2014). In New 
England, the species can be found in coastal waters year-round (Waring 
et al., 2014). Overall, there are five recognized subspecies of harbor 
seal, two of which occur in the Atlantic Ocean. The western Atlantic 
harbor seal (Phoca vitulina concolor) is the subspecies likely to occur 
in the project area. There is some uncertainly about the overall 
population stock structure of harbor seals in the western North 
Atlantic Ocean. However, it is theorized that harbor seals along the 
eastern U.S. and Canada are all from a single population (Temte et al., 
1991).
    An aerial abundance survey was conducted in 2012 during the pupping 
season along the entire Maine coast. As a result of this survey, the 
best estimate of abundance for the western North Atlantic stock of 
harbor seal was 70,142 animals. The minimum population was estimated as 
55,409 animals (also based on the 2012 aerial abundance survey). No 
trend analysis has been conducted for this species, likely because of 
the long interval between the 2012 survey and the previous 2001 survey 
and the somewhat imprecise abundance estimates that were generated from 
them. In the Piscataqua River, harbor seals are the most abundant 
pinniped species (Smith n.d.).

Hooded Seal

    Hooded seals are also members of the true seal family (Phocidae) 
and are generally found in deeper waters or on drifting pack ice. The 
world population of hooded seals has been divided into three stocks, 
which coincide with specific breeding areas, as follows: (1) Northwest 
Atlantic, (2) Greenland Sea, and (3) White Sea (Waring et al., 2007). 
The hooded seal is a highly migratory species, and its range can extend 
from the Canadian arctic to Puerto Rico. In the U.S. waters, the 
species has an increasing presence in the coastal waters between Maine 
and Florida (Waring et al., 2007). In the United States, they are 
considered members of the western North Atlantic stock and generally 
occur in New England waters from January through May and further south 
in the summer and fall seasons (Waring et al., 2007).
    Population abundance of hooded seals in the western North Atlantic 
is derived from pup production estimates. These estimates are developed 
from whelping pack surveys. The most recent population estimate in the 
western North Atlantic was derived in 2005. There have been no recent 
surveys conducted or population estimates developed for this species. 
The 2005 best population estimate for hooded seals is 592,100 
individuals, with a minimum population estimate of 512,000 individuals 
(Waring et al., 2007). Currently, not enough data are available to 
determine what percentage of this estimate may represent the population 
within U.S. waters. A population trend also cannot be developed for 
this species due to a lack of sufficient data. Hooded seals are known 
to occur in the Piscataqua River; however, they are not as abundant as 
the more commonly observed harbor seal. Anecdotal sighting information 
indicates that two hooded seals were observed from the Shipyard in 
August 2009, but no other observations have been recorded (Trefry 
November 20, 2015).

[[Page 52619]]

Harp Seal

    Harp seals are also members of the true seal family and classified 
into three stocks, which coincide with specific pupping sites on pack 
ice, as follows: (1) Eastern Canada, including the areas off the coast 
of Newfoundland and Labrador and the area near the Magdalen Islands in 
the Gulf of St. Lawrence; (2) the West Ice off eastern Greenland, and 
(3) the ice in the White Sea off the coast of Russia (Waring et al., 
2014). The harp seal is a highly migratory species, and its range can 
extend from the Canadian arctic to New Jersey. In U.S. waters, the 
species has an increasing presence in the coastal waters between Maine 
and New Jersey (Waring et al., 2014). In the United States, they are 
considered members of the western North Atlantic stock and generally 
occur in New England waters from January through May in the winter and 
spring (Waring et al., 2014). The observed influx of harp seals and 
geographic distribution in New England to mid-Atlantic waters is based 
primarily on strandings and secondarily on fishery bycatch.
    Population abundance of harp seals in the western North Atlantic is 
derived from aerial surveys and mark-recapture (Waring et al., 2014). 
The most recent population estimate in the western North Atlantic was 
derived in 2012 from an aerial harp seal survey. The 2012 best 
population estimate for hooded seals is 7.1 million individuals (Waring 
et al., 2014). Currently, not enough data are available to determine 
what percentage of this estimate may represent the population within 
U.S. waters. A population trend also cannot be developed for this 
species due to a lack of sufficient data, as recent increases in 
strandings may not be indicative of population size. Harp seals are 
known to occur in the Piscataqua River; however, they are not as 
abundant as the more commonly observed harbor seal (Crain 2015).

Potential Effects of the Specified Activity on Marine Mammals and Their 
Habitat

    This section includes a summary and discussion of the ways that 
stressors, (e.g., pile driving,) and potential mitigation activities, 
associated with the proposed waterfront improvement project may impact 
marine mammals and their habitat. The ``Estimated Take by Incidental 
Harassment'' section later in this document will include a quantitative 
analysis of the number of individuals that are expected to be taken by 
this activity. The ``Negligible Impact Analysis'' section will include 
the analysis of how this specific activity will impact marine mammals 
and will consider the content of this section, the ``Estimated Take by 
Incidental Harassment'' section, and the ``Proposed Mitigation'' 
section to draw conclusions regarding the likely impacts of this 
activity on the reproductive success or survivorship of individuals and 
from that on the affected marine mammal populations or stocks. In the 
following discussion, we provide general background information on 
sound and marine mammal hearing before considering potential effects to 
marine mammals from sound produced by pile driving.

Description of Sound Sources

    Sound travels in waves, the basic components of which are 
frequency, wavelength, velocity, and amplitude. Frequency is the number 
of pressure waves that pass by a reference point per unit of time and 
is measured in hertz (Hz) or cycles per second. Wavelength is the 
distance between two peaks of a sound wave; lower frequency sounds have 
longer wavelengths than higher frequency sounds and attenuate 
(decrease) more rapidly in shallower water. Amplitude is the height of 
the sound pressure wave or the `loudness' of a sound and is typically 
measured using the decibel (dB) scale. A dB is the ratio between a 
measured pressure (with sound) and a reference pressure (sound at a 
constant pressure, established by scientific standards). It is a 
logarithmic unit that accounts for large variations in amplitude; 
therefore, relatively small changes in dB ratings correspond to large 
changes in sound pressure. When referring to sound pressure levels 
(SPLs; the sound force per unit area), sound is referenced in the 
context of underwater sound pressure to 1 microPascal ([mu]Pa). One 
pascal is the pressure resulting from a force of one newton exerted 
over an area of one square meter. The source level (SL) represents the 
sound level at a distance of 1 m from the source (referenced to 1 
[mu]Pa). The received level is the sound level at the listener's 
position. Note that all underwater sound levels in this document are 
referenced to a pressure of 1 [mu]Pa and all airborne sound levels in 
this document are referenced to a pressure of 20 [mu]Pa.
    Root mean square (rms) is the quadratic mean sound pressure over 
the duration of an impulse. Rms is calculated by squaring all of the 
sound amplitudes, averaging the squares, and then taking the square 
root of the average (Urick, 1983). Rms accounts for both positive and 
negative values; squaring the pressures makes all values positive so 
that they may be accounted for in the summation of pressure levels 
(Hastings and Popper, 2005). This measurement is often used in the 
context of discussing behavioral effects, in part because behavioral 
effects, which often result from auditory cues, may be better expressed 
through averaged units than by peak pressures.
    When underwater objects vibrate or activity occurs, sound-pressure 
waves are created. These waves alternately compress and decompress the 
water as the sound wave travels. Underwater sound waves radiate in all 
directions away from the source (similar to ripples on the surface of a 
pond), except in cases where the source is directional. The 
compressions and decompressions associated with sound waves are 
detected as changes in pressure by aquatic life and man-made sound 
receptors such as hydrophones.
    Even in the absence of sound from the specified activity, the 
underwater environment is typically loud due to ambient sound. Ambient 
sound is defined as environmental background sound levels lacking a 
single source or point (Richardson et al., 1995), and the sound level 
of a region is defined by the total acoustical energy being generated 
by known and unknown sources. These sources may include physical (e.g., 
waves, earthquakes, ice, atmospheric sound), biological (e.g., sounds 
produced by marine mammals, fish, and invertebrates), and anthropogenic 
sound (e.g., vessels, dredging, aircraft, construction). A number of 
sources contribute to ambient sound, including the following 
(Richardson et al., 1995):
     Wind and waves: The complex interactions between wind and 
water surface, including processes such as breaking waves and wave-
induced bubble oscillations and cavitation, are a main source of 
naturally occurring ambient noise for frequencies between 200 Hz and 50 
kHz (Mitson, 1995). In general, ambient sound levels tend to increase 
with increasing wind speed and wave height. Surf noise becomes 
important near shore, with measurements collected at a distance of 8.5 
km from shore showing an increase of 10 dB in the 100 to 700 Hz band 
during heavy surf conditions.
     Precipitation: Sound from rain and hail impacting the 
water surface can become an important component of total noise at 
frequencies above 500 Hz, and possibly down to 100 Hz during quiet 
times.
     Biological: Marine mammals can contribute significantly to 
ambient noise levels, as can some fish and shrimp. The frequency band 
for biological contributions is from approximately 12 Hz to over 100 
kHz.

[[Page 52620]]

     Anthropogenic: Sources of ambient noise related to human 
activity include transportation (surface vessels and aircraft), 
dredging and construction, oil and gas drilling and production, seismic 
surveys, sonar, explosions, and ocean acoustic studies. Shipping noise 
typically dominates the total ambient noise for frequencies between 20 
and 300 Hz. In general, the frequencies of anthropogenic sounds are 
below 1 kHz and, if higher frequency sound levels are created, they 
attenuate rapidly (Richardson et al., 1995). Sound from identifiable 
anthropogenic sources other than the activity of interest (e.g., a 
passing vessel) is sometimes termed background sound, as opposed to 
ambient sound.
    The sum of the various natural and anthropogenic sound sources at 
any given location and time--which comprise ``ambient'' or 
``background'' sound--depends not only on the source levels (as 
determined by current weather conditions and levels of biological and 
shipping activity) but also on the ability of sound to propagate 
through the environment. In turn, sound propagation is dependent on the 
spatially and temporally varying properties of the water column and sea 
floor, and is frequency-dependent. As a result of the dependence on a 
large number of varying factors, ambient sound levels can be expected 
to vary widely over both coarse and fine spatial and temporal scales. 
Sound levels at a given frequency and location can vary by 10-20 dB 
from day to day (Richardson et al., 1995). The result is that, 
depending on the source type and its intensity, sound from the 
specified activity may be a negligible addition to the local 
environment or could form a distinctive signal that may affect marine 
mammals.
    In the vicinity of the Project area, the average broadband ambient 
underwater noise levels are commonly 52.8 to 80.5 dB SEL re 1[mu]Pa 
with substantially higher maximum peak readings (79.9 to 103.9 
Lpeak dB re 1[mu]Pa) due to passing boats and industrial 
noise (ESS Group, Inc. 2015). However, boat traffic was limited the day 
of the study; three boats passed at a distance greater than 66 yards 
from site. Therefore, given the short duration of the measurements, it 
would be difficult to determine whether vessel noise associated with 
the Proposed Action would add greatly to the existing background vessel 
noise in the lower Piscataqua River. However, based on these 
measurements, it cannot be assumed that the sound produced by vibratory 
pile driving would be completely masked by background vessel noise, 
especially in areas close to the vibratory hammer.
    There are two general categories of sound types: Impulse and non-
pulse. Vibratory pile driving is considered to be continuous or non-
pulsed while impact pile driving is considered to be an impulse or 
pulsed sound type. The distinction between these two sound types is 
important because they have differing potential to cause physical 
effects, particularly with regard to hearing (e.g., Ward, 1997 in 
Southall et al., 2007). Please see Southall et al., (2007) for an in-
depth discussion of these concepts.
    Pulsed sound sources (e.g., explosions, gunshots, sonic booms, 
impact pile driving) produce signals that are brief (typically 
considered to be less than one second), broadband, atonal transients 
(ANSI, 1986; Harris, 1998; NIOSH, 1998; ISO, 2003; ANSI, 2005) and 
occur either as isolated events or repeated in some succession. Pulsed 
sounds are all characterized by a relatively rapid rise from ambient 
pressure to a maximal pressure value followed by a rapid decay period 
that may include a period of diminishing, oscillating maximal and 
minimal pressures, and generally have an increased capacity to induce 
physical injury as compared with sounds that lack these features.
    Non-pulsed sounds can be tonal, narrowband, or broadband, brief or 
prolonged, and may be either continuous or non-continuous (ANSI, 1995; 
NIOSH, 1998). Some of these non-pulsed sounds can be transient signals 
of short duration but without the essential properties of pulses (e.g., 
rapid rise time). Examples of non-pulsed sounds include those produced 
by vessels, aircraft, machinery operations such as drilling or 
dredging, vibratory pile driving, and active sonar systems (such as 
those used by the U.S. Navy). The duration of such sounds, as received 
at a distance, can be greatly extended in a highly reverberant 
environment.
    Impact hammers operate by repeatedly dropping a heavy piston onto a 
pile to drive the pile into the substrate. Sound generated by impact 
hammers is characterized by rapid rise times and high peak levels, a 
potentially injurious combination (Hastings and Popper, 2005). 
Vibratory hammers install piles by vibrating them and allowing the 
weight of the hammer to push them into the sediment. Vibratory hammers 
produce significantly less sound than impact hammers. Peak SPLs may be 
180 dB or greater, but are generally 10 to 20 dB lower than SPLs 
generated during impact pile driving of the same-sized pile (Oestman et 
al., 2009). Rise time is slower, reducing the probability and severity 
of injury, and sound energy is distributed over a greater amount of 
time (Nedwell and Edwards, 2002; Carlson et al., 2005).

                                              Table 3--Representative Sound Levels of Anthropogenic Sources
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                              Frequency
               Sound source                  range (Hz)       Underwater sound level                                Reference
--------------------------------------------------------------------------------------------------------------------------------------------------------
Small vessels............................       250-1,000  151 dB rms at 1 m...........  Richardson et al., 1995.
Tug docking gravel barge.................       200-1,000  149 dB rms at 100 m.........  Blackwell and Greene, 2002.
Vibratory driving of 72-in steel pipe            10-1,500  180 dB rms at 10 m..........  Reyff, 2007.
 pile.
Impact driving of 36-in steel pipe pile..        10-1,500  195 dB rms at 10 m..........  Laughlin, 2005.
Impact driving of 66-in cast-in-steel-           10-1,500  195 dB rms at 10 m..........  Reviewed in Hastings and Popper, 2005.
 shell (CISS) pile.
--------------------------------------------------------------------------------------------------------------------------------------------------------

    The likely or possible impacts of the proposed project on marine 
mammals could involve both non-acoustic and acoustic stressors. 
Potential non-acoustic stressors could result from the physical 
presence of the equipment and personnel. Any impacts to marine mammals, 
however, are expected to primarily be acoustic in nature.

Marine Mammal Hearing

    Hearing is the most important sensory modality for marine mammals, 
and exposure to sound can have deleterious effects. To appropriately 
assess these potential effects, it is necessary to understand the 
frequency ranges marine mammals are able to hear. Current data indicate 
that not all marine mammal species have equal hearing capabilities 
(e.g., Richardson et al., 1995; Wartzok

[[Page 52621]]

and Ketten, 1999). To reflect this, Southall et al., (2007) recommended 
that marine mammals be divided into functional hearing groups based on 
measured or estimated hearing ranges on the basis of available 
behavioral data, audiograms derived using auditory evoked potential 
techniques, anatomical modeling, and other data. The lower and/or upper 
frequencies for some of these functional hearing groups have been 
modified from those designated by Southall et al., (2007). The 
functional groups and the associated frequencies are indicated below 
(note that these frequency ranges do not necessarily correspond to the 
range of best hearing, which varies by species):
     Low-frequency cetaceans (mysticetes): Functional hearing 
is estimated to occur between approximately 7 Hz and 25 kHz (extended 
from 22 kHz; Watkins, 1986; Lucifredi and Stein, 2007; Ketten and 
Mountain, 2009; Tubelli et al., 2012);
     Mid-frequency cetaceans (larger toothed whales, beaked 
whales, and most delphinids): Functional hearing is estimated to occur 
between approximately 150 Hz and 160 kHz;
     High-frequency cetaceans (porpoises, river dolphins, and 
members of the genera Kogia and Cephalorhynchus; now considered to 
include two members of the genus Lagenorhynchus on the basis of recent 
echolocation data and genetic data [May-Collado and Agnarsson, 2006; 
Kyhn et al., 2009, 2010; Tougaard et al., 2010]): Functional hearing is 
estimated to occur between approximately 200 Hz and 180 kHz; and
     Pinnipeds in water: Functional hearing is estimated to 
occur between approximately 75 Hz to 100 kHz for Phocidae (true seals) 
and between 100 Hz and 48 kHz for Otariidae (eared seals), with the 
greatest sensitivity between approximately 700 Hz and 20 kHz. The 
pinniped functional hearing group was modified from Southall et al., 
(2007) on the basis of data indicating that phocid species have 
consistently demonstrated an extended frequency range of hearing 
compared to otariids, especially in the higher frequency range 
(Kastelein et al., 2009; Reichmuth et al., 2013).
    The single cetacean species likely to occur in the proposed project 
area and for which take is requested, is classified as a high-frequency 
cetacean (i.e., harbor porpoise) (Southall et al., 2007). Additionally, 
gray seals, harbor seals, hooded seals, and harp seals are classified 
as members of the phocid pinnipeds in-water functional hearing group.

Acoustic Effects, Underwater

    Potential Effects of Pile Driving Sound--The effects of sounds from 
pile driving might result in one or more of the following: Temporary or 
permanent hearing impairment, non-auditory physical or physiological 
effects, behavioral disturbance, and masking (Richardson et al., 1995; 
Gordon et al., 2004; Nowacek et al., 2007; Southall et al., 2007). The 
effects of pile driving on marine mammals are dependent on several 
factors, including the size, type, and depth of the animal; the depth, 
intensity, and duration of the pile driving sound; the depth of the 
water column; the substrate of the habitat; the standoff distance 
between the pile and the animal; and the sound propagation properties 
of the environment. Impacts to marine mammals from pile driving 
activities are expected to result primarily from acoustic pathways. As 
such, the degree of effect is intrinsically related to the received 
level and duration of the sound exposure, which are in turn influenced 
by the distance between the animal and the source. The further away 
from the source, the less intense the exposure should be.
    The substrate and depth of the habitat affect the sound propagation 
properties of the environment. Shallow environments are typically more 
structurally complex, which leads to rapid sound attenuation. In 
addition, substrates that are soft (e.g., sand) would absorb or 
attenuate the sound more readily than hard substrates (e.g., rock) 
which may reflect the acoustic wave. Soft porous substrates would also 
likely require less time to drive the pile, and possibly less forceful 
equipment, which would ultimately decrease the intensity of the 
acoustic source. Much of the shoreline in the project area has been 
characterized as hard shores (rocky intertidal). In general, rocky 
intertidal areas consist of bedrock that alternates between marine and 
terrestrial habitats, depending on the tide. Rocky intertidal areas are 
characterized by bedrock, stones, or boulders that singly or in 
combination cover 75 percent or more of an area that is covered less 
than 30 percent by vegetation.
    In the absence of mitigation, impacts to marine species would be 
expected to result from physiological and behavioral responses to both 
the type and strength of the acoustic signature (Viada et al., 2008). 
The type and severity of behavioral impacts are more difficult to 
document due to limited studies addressing the behavioral effects of 
impulse sounds on marine mammals. Potential effects from impulsive 
sound sources can range in severity from effects such as behavioral 
disturbance or tactile perception to physical discomfort, slight injury 
of the internal organs and the auditory system, or mortality (Yelverton 
et al., 1973).
    Hearing Impairment and Other Physical Effects--Marine mammals 
exposed to high intensity sound repeatedly or for prolonged periods can 
experience hearing threshold shift (TS), which is the loss of hearing 
sensitivity at certain frequency ranges (Kastak et al., 1999; Schlundt 
et al., 2000; Finneran et al., 2003, 2005). TS can be permanent (PTS), 
in which case the loss of hearing sensitivity is not recoverable, or 
temporary (TTS), in which case the animal's hearing threshold would 
recover over time (Southall et al., 2007). Marine mammals depend on 
acoustic cues for vital biological functions, (e.g., orientation, 
communication, finding prey, avoiding predators); thus, TTS may result 
in reduced fitness in survival and reproduction. However, this depends 
on the frequency and duration of TTS, as well as the biological context 
in which it occurs. TTS of limited duration, occurring in a frequency 
range that does not coincide with that used for recognition of 
important acoustic cues, would have little to no effect on an animal's 
fitness. Repeated sound exposure that leads to TTS could cause PTS. PTS 
constitutes injury, but TTS does not (Southall et al., 2007). The 
following subsections discuss in somewhat more detail the possibilities 
of TTS, PTS, and non-auditory physical effects.
    Temporary Threshold Shift--TTS is the mildest form of hearing 
impairment that can occur during exposure to a strong sound (Kryter, 
1985). While experiencing TTS, the hearing threshold rises, and a sound 
must be stronger in order to be heard. In terrestrial mammals, TTS can 
last from minutes or hours to days (in cases of strong TTS). For sound 
exposures at or somewhat above the TTS threshold, hearing sensitivity 
in both terrestrial and marine mammals recovers rapidly after exposure 
to the sound ends. Few data on sound levels and durations necessary to 
elicit mild TTS have been obtained for marine mammals, and none of the 
published data concern TTS elicited by exposure to multiple pulses of 
sound. Available data on TTS in marine mammals are summarized in 
Southall et al., (2007).
    Given the available data, the received level of a single pulse 
(with no frequency weighting) might need to be approximately 186 dB re 
1 [mu]Pa\2\-s (i.e., 186 dB sound exposure level [SEL] or approximately 
221-226 dB p-p [peak]) in order to produce brief, mild TTS.

[[Page 52622]]

Exposure to several strong pulses that each have received levels near 
190 dB rms (175-180 dB SEL) might result in cumulative exposure of 
approximately 186 dB SEL and thus slight TTS in a small odontocete, 
assuming the TTS threshold is (to a first approximation) a function of 
the total received pulse energy (Southall et al. 2007).
    The above TTS information for odontocetes is derived from studies 
on the bottlenose dolphin (Tursiops truncatus) and beluga whale. There 
is no published TTS information for other species of cetaceans. 
However, preliminary evidence from a harbor porpoise exposed to pulsed 
sound suggests that its TTS threshold may have been lower (Lucke et 
al., 2009). Furthermore, harbor porpoise are high frequency hearing 
specialists so they are not as sensitive to lower frequency sounds 
produced by pile driving as much as belugas and bottlenose dolphins 
are. As summarized above, data that are now available imply that TTS is 
unlikely to occur unless odontocetes are exposed to pile driving pulses 
stronger than 180 dB re 1 [mu]Pa rms.
    Permanent Threshold Shift--When PTS occurs, there is physical 
damage to the sound receptors in the ear. In severe cases, there can be 
total or partial deafness, while in other cases the animal has an 
impaired ability to hear sounds in specific frequency ranges (Kryter, 
1985). There is no specific evidence that exposure to pulses of sound 
can cause PTS in any marine mammal. However, given the possibility that 
mammals close to a sound source can incur TTS, it is possible that some 
individuals might incur PTS. Single or occasional occurrences of mild 
TTS are not indicative of permanent auditory damage, but repeated or 
(in some cases) single exposures to a level well above that causing TTS 
onset might elicit PTS.
    Relationships between TTS and PTS thresholds have not been studied 
in marine mammals but are assumed to be similar to those in humans and 
other terrestrial mammals, based on anatomical similarities. PTS might 
occur at a received sound level at least several decibels above that 
inducing mild TTS if the animal were exposed to strong sound pulses 
with rapid rise time. Based on data from terrestrial mammals, a 
precautionary assumption is that the PTS threshold for impulse sounds 
(such as pile driving pulses as received close to the source) is at 
least 6 dB higher than the TTS threshold on a peak-pressure basis and 
probably greater than 6 dB (Southall et al., 2007). On an SEL basis, 
Southall et al., (2007) estimated that received levels would need to 
exceed the TTS threshold by at least 15 dB for there to be risk of PTS. 
Thus, for cetaceans, Southall et al., (2007) estimate that the PTS 
threshold might be an M-weighted SEL (for the sequence of received 
pulses) of approximately 198 dB re 1 [mu]Pa\2\-s (15 dB higher than the 
TTS threshold for an impulse). Given the higher level of sound 
necessary to cause PTS as compared with TTS, it is considerably less 
likely that PTS could occur.
    Although no marine mammals have been shown to experience TTS or PTS 
as a result of being exposed to pile driving activities, captive 
bottlenose dolphins and beluga whales exhibited changes in behavior 
when exposed to strong pulsed sounds (Finneran et al., 2000, 2003, 
2005). The animals tolerated high received levels of sound before 
exhibiting aversive behaviors. Experiments on a beluga whale showed 
that exposure to a single watergun impulse at a received level of 207 
kPa (30 psi) p-p, which is equivalent to 228 dB p-p, resulted in a 7 
and 6 dB TTS in the beluga whale at 0.4 and 30 kHz, respectively. 
Thresholds returned to within 2 dB of the pre-exposure level within 
four minutes of the exposure (Finneran et al., 2003). Although the 
source level of pile driving from one hammer strike is expected to be 
much lower than the single watergun impulse cited here, animals being 
exposed for a prolonged period to repeated hammer strikes could receive 
more sound exposure in terms of SEL than from the single watergun 
impulse (estimated at 188 dB re 1 [mu]Pa\2\-s) in the aforementioned 
experiment (Finneran et al., 2003). However, in order for marine 
mammals to experience TTS or PTS, the animals have to be close enough 
to be exposed to high intensity sound levels for a prolonged period of 
time. Based on the best scientific information available, these SPLs 
are far below the thresholds that could cause TTS or the onset of PTS.
    Non-auditory Physiological Effects--Non-auditory physiological 
effects or injuries that theoretically might occur in marine mammals 
exposed to strong underwater sound include stress, neurological 
effects, bubble formation, resonance effects, and other types of organ 
or tissue damage (Cox et al., 2006; Southall et al., 2007). Studies 
examining such effects are limited. In general, little is known about 
the potential for pile driving to cause auditory impairment or other 
physical effects in marine mammals. Available data suggest that such 
effects, if they occur at all, would presumably be limited to short 
distances from the sound source and to activities that extend over a 
prolonged period. The available data do not allow identification of a 
specific exposure level above which non-auditory effects can be 
expected (Southall et al., 2007) or any meaningful quantitative 
predictions of the numbers (if any) of marine mammals that might be 
affected in those ways. Marine mammals that show behavioral avoidance 
of pile driving, including some odontocetes and some pinnipeds, are 
especially unlikely to incur auditory impairment or non-auditory 
physical effects.

Disturbance Reactions

    Disturbance includes a variety of effects, including subtle changes 
in behavior, more conspicuous changes in activities, and displacement. 
Behavioral responses to sound are highly variable and context-specific 
and reactions, if any, depend on species, state of maturity, 
experience, current activity, reproductive state, auditory sensitivity, 
time of day, and many other factors (Richardson et al., 1995; Wartzok 
et al., 2003; Southall et al., 2007).
    Habituation can occur when an animal's response to a stimulus wanes 
with repeated exposure, usually in the absence of unpleasant associated 
events (Wartzok et al., 2003). Animals are most likely to habituate to 
sounds that are predictable and unvarying. The opposite process is 
sensitization, when an unpleasant experience leads to subsequent 
responses, often in the form of avoidance, at a lower level of 
exposure. Behavioral state may affect the type of response as well. For 
example, animals that are resting may show greater behavioral change in 
response to disturbing sound levels than animals that are highly 
motivated to remain in an area for feeding (Richardson et al., 1995; 
NRC, 2003; Wartzok et al., 2003).
    Controlled experiments with captive marine mammals showed 
pronounced behavioral reactions, including avoidance of loud sound 
sources (Ridgway et al., 1997; Finneran et al., 2003). Observed 
responses of wild marine mammals to loud pulsed sound sources 
(typically seismic guns or acoustic harassment devices, but also 
including pile driving) have been varied but often consist of avoidance 
behavior or other behavioral changes suggesting discomfort (Morton and 
Symonds, 2002; Thorson and Reyff, 2006; see also Gordon et al., 2004; 
Wartzok et al., 2003; Nowacek et al., 2007). Responses to continuous 
sound, such as vibratory pile installation, have not been documented as 
well as responses to pulsed sounds.
    With both types of pile driving, it is likely that the onset of 
pile driving

[[Page 52623]]

could result in temporary, short term changes in an animal's typical 
behavior and/or avoidance of the affected area. These behavioral 
changes may include (Richardson et al., 1995): Changing durations of 
surfacing and dives, number of blows per surfacing, or moving direction 
and/or speed; reduced/increased vocal activities; changing/cessation of 
certain behavioral activities (such as socializing or feeding); visible 
startle response or aggressive behavior (such as tail/fluke slapping or 
jaw clapping); avoidance of areas where sound sources are located; and/
or flight responses (e.g., pinnipeds flushing into water from haul-outs 
or rookeries). Pinnipeds may increase their haul-out time, possibly to 
avoid in-water disturbance (Thorson and Reyff, 2006).
    The biological significance of many of these behavioral 
disturbances is difficult to predict, especially if the detected 
disturbances appear minor. However, the consequences of behavioral 
modification could be expected to be biologically significant if the 
change affects growth, survival, or reproduction. Significant 
behavioral modifications that could potentially lead to effects on 
growth, survival, or reproduction include:
     Drastic changes in diving/surfacing patterns (such as 
those thought to cause beaked whale stranding due to exposure to 
military mid-frequency tactical sonar);
     Habitat abandonment due to loss of desirable acoustic 
environment; and
     Cessation of feeding or social interaction.
    The onset of behavioral disturbance from anthropogenic sound 
depends on both external factors (characteristics of sound sources and 
their paths) and the specific characteristics of the receiving animals 
(hearing, motivation, experience, demography) and is difficult to 
predict (Southall et al., 2007).

Auditory Masking

    Natural and artificial sounds can disrupt behavior by masking, or 
interfering with, a marine mammal's ability to hear other sounds. 
Masking occurs when the receipt of a sound is interfered with by 
another coincident sound at similar frequencies and at similar or 
higher levels. Chronic exposure to excessive, though not high-
intensity, sound could cause masking at particular frequencies for 
marine mammals that utilize sound for vital biological functions. 
Masking can interfere with detection of acoustic signals such as 
communication calls, echolocation sounds, and environmental sounds 
important to marine mammals. Therefore, under certain circumstances, 
marine mammals whose acoustical sensors or environment are being 
severely masked could also be impaired from maximizing their 
performance fitness in survival and reproduction. If the coincident 
(masking) sound were anthropogenic, it could be potentially harassing 
if it disrupted hearing-related behavior. It is important to 
distinguish TTS and PTS, which persist after the sound exposure, from 
masking, which occurs only during the sound exposure. Because masking 
(without resulting in TS) is not associated with abnormal physiological 
function, it is not considered a physiological effect, but rather a 
potential behavioral effect.
    Masking occurs at the frequency band which the animals utilize so 
the frequency range of the potentially masking sound is important in 
determining any potential behavioral impacts. Because sound generated 
from in-water vibratory pile driving is mostly concentrated at low 
frequency ranges, it may have less effect on high frequency 
echolocation sounds made by porpoises. However, lower frequency man-
made sounds are more likely to affect detection of communication calls 
and other potentially important natural sounds such as surf and prey 
sound. It may also affect communication signals when they occur near 
the sound band and thus reduce the communication space of animals 
(e.g., Clark et al., 2009) and cause increased stress levels (e.g., 
Foote et al., 2004; Holt et al., 2009).
    Masking affects both senders and receivers of the signals and can 
potentially have long-term chronic effects on marine mammal species and 
populations. Recent research suggests that low frequency ambient sound 
levels have increased by as much as 20 dB (more than three times in 
terms of SPL) in the world's ocean from pre-industrial periods, and 
that most of these increases are from distant shipping (Hildebrand, 
2009). All anthropogenic sound sources, such as those from vessel 
traffic, pile driving, and dredging activities, contribute to the 
elevated ambient sound levels, thus intensifying masking.
    The most intense underwater sounds in the proposed action are those 
produced by impact pile driving. Given that the energy distribution of 
pile driving covers a broad frequency spectrum, sound from these 
sources would likely be within the audible range of marine mammals 
present in the project area. Impact pile driving activity is relatively 
short-term, with rapid pulses occurring for approximately fifteen 
minutes per pile. The probability for impact pile driving resulting 
from this proposed action masking acoustic signals important to the 
behavior and survival of marine mammal species is likely to be 
negligible. Vibratory pile driving is also relatively short-term, with 
rapid oscillations occurring for approximately one and a half hours per 
pile. It is possible that vibratory pile driving resulting from this 
proposed action may mask acoustic signals important to the behavior and 
survival of marine mammal species, but the short-term duration and 
limited affected area would result in insignificant impacts from 
masking. Any masking event that could possibly rise to Level B 
harassment under the MMPA would occur concurrently within the zones of 
behavioral harassment already estimated for vibratory and impact pile 
driving, and which have already been taken into account in the exposure 
analysis.

Acoustic Effects, Airborne

    Marine mammals that occur in the project area could be exposed to 
airborne sounds associated with pile driving that have the potential to 
cause harassment, depending on their distance from pile driving 
activities. Airborne pile driving sound would not impact cetaceans 
because sound from atmospheric sources does not transmit well 
underwater (Richardson et al., 1995); thus, airborne sound may only be 
an issue for pinnipeds either hauled-out or looking with heads above 
water in the project area. Most likely, airborne sound would cause 
behavioral responses similar to those discussed above in relation to 
underwater sound. For instance, anthropogenic sound could cause hauled-
out pinnipeds to exhibit changes in their normal behavior, such as 
reduction in vocalizations, or cause them to temporarily abandon their 
habitat and move further from the source. Studies by Blackwell et al., 
(2004) and Moulton et al., (2005) indicate a tolerance or lack of 
response to unweighted airborne sounds as high as 112 dB peak and 96 dB 
rms. However, since there are no regular haul-outs in the vicinity of 
the site of the proposed project area, we believe that incidents of 
incidental take resulting from airborne sound or visual disturbance are 
unlikely.

Vessel Interaction

    Besides being susceptible to vessel strikes, cetacean and pinniped 
responses to vessels may result in behavioral changes, including 
greater variability in the dive, surfacing, and respiration patterns; 
changes in vocalizations; and changes in swimming speed or direction 
(NRC 2003). There

[[Page 52624]]

will be a temporary and localized increase in vessel traffic during 
construction.

Potential Effects on Marine Mammal Habitat

    The proposed activities at Portsmouth Naval Shipyard would not 
result in permanent impacts to habitats used directly by marine 
mammals, but may have potential short-term impacts to food sources such 
as forage fish and may affect acoustic habitat (see masking discussion 
above). There are no known foraging hotspots or other ocean bottom 
structure of significant biological importance to marine mammals 
present in the marine waters of the project area. Therefore, the main 
impact issue associated with the proposed activity would be temporarily 
elevated sound levels and the associated direct effects on marine 
mammals, as discussed previously in this document. The most likely 
impact to marine mammal habitat would be the effect of pile driving on 
likely marine mammal prey (i.e., fish) and minor impacts to the 
immediate substrate during installation and removal of piles.

Potential Pile Driving Effects on Prey

    Construction activities may produce both pulsed (i.e., impact pile 
driving) and continuous (i.e., vibratory pile driving) sounds. Fish 
react to sounds which are especially strong and/or intermittent low-
frequency sounds. Short duration, sharp sounds can cause overt or 
subtle changes in fish behavior and local distribution. Hastings and 
Popper (2005) identified several studies that suggest fish may relocate 
to avoid certain areas of sound energy. Additional studies have 
documented effects of pile driving (or other types of sounds) on fish, 
although several are based on studies in support of large, multiyear 
bridge construction projects (e.g., Scholik and Yan, 2001, 2002; Popper 
and Hastings, 2009). Sound pulses at received levels of 160 dB re 1 
[mu]Pa may cause subtle changes in fish behavior. SPLs of 180 dB may 
cause noticeable changes in behavior (Pearson et al., 1992; Skalski et 
al., 1992). SPLs of sufficient strength have been known to cause injury 
to fish and fish mortality. The most likely impact to fish from pile 
driving activities at the project area would be temporary behavioral 
avoidance of the area. The duration of fish avoidance of this area 
after pile driving stops is unknown, but a rapid return to normal 
recruitment, distribution and behavior is anticipated. In general, 
impacts to marine mammal prey species are expected to be minor and 
temporary due to the short timeframe for the project.

Effects to Foraging Habitat

    During the course of the proposed project, various activities are 
expected to disturb the sediment. These activities include pile 
driving, dredging, and filling. In order to minimize the amount of 
debris, sediment, and silt escaping when backfilling the Berth 11 
bulkhead, the Navy will install geotextile fabric against the interior 
of the bulkhead to catch debris, sediment, and silt forced through 
seams in the bulkhead when the backfill is compacted. In addition, a 
temporary silt curtain and boom would be installed outside of Berth 11, 
approximately 18 feet off the berth, during backfilling to catch 
additional debris, sediment, and silt that escapes the bulkhead.
    Pile driving and dredging activities may re-suspend disturbed 
sediment and result in turbid conditions within the immediate project 
area. Suspended sediments may be transported and re-deposited 
downstream of the prevailing currents, which could increase siltation 
in the vicinity of the Shipyard. Resulting sedimentation is also 
expected to be localized and temporary. Since the currents are so 
strong in the area, suspended sediments in the water column should 
dissipate and quickly return to background levels. Following the 
completion of sediment-disturbing activities, the turbidity levels 
within the temporary offshore workspace are expected to return to 
normal ambient levels following the end of construction in all 
construction scenarios. Turbidity within the water column has the 
potential to reduce the level of oxygen in the water and irritate the 
gills of cetacean or pinniped prey fish species in the project area. 
However, turbidity plumes associated with the project would be 
temporary and localized, and fish in the project area would be able to 
move away from and avoid the areas where plumes may occur. Therefore, 
it is expected that the impacts on prey fish species from turbidity, 
and therefore on marine mammals, would be minimal and temporary. In 
general, the area likely impacted by the project is relatively small 
compared to the available habitat in Great Bay Estuary. As a result, 
activity at the project site would be inconsequential in terms of its 
effects on marine mammal foraging.
    In summary, given the short daily duration of sound associated with 
individual pile driving events and the relatively small areas being 
affected, pile driving activities associated with the proposed action 
are not likely to have a permanent, adverse effect on any fish habitat, 
populations of fish species or marine mammal foraging habitat at the 
project area. Furthermore, any impacts to marine mammal habitat that 
may occur are not expected to cause significant or long-term 
consequences for individual marine mammals or their populations.

Proposed Mitigation Measures

    In order to issue an IHA under section 101(a)(5)(D) of the MMPA, 
NMFS must set forth the permissible methods of taking pursuant to such 
activity, ``and other means of effecting the least practicable impact 
on such species or stock and its habitat, paying particular attention 
to rookeries, mating grounds, and areas of similar significance, and on 
the availability of such species or stock for taking'' for certain 
subsistence uses. NMFS regulations require applicants for incidental 
take authorizations to include information about the availability and 
feasibility (economic and technological) of equipment, methods, and 
manner of conducting such activity or other means of effecting the 
least practicable adverse impact upon the affected species or stocks, 
their habitat. 50 CFR 216.104(a)(11). For the proposed project, the 
Navy worked with NMFS and proposed the following mitigation measures to 
minimize the potential impacts to marine mammals in the project 
vicinity. The primary purposes of these mitigation measures are to 
minimize sound levels from the activities, and to monitor marine 
mammals within designated zones of influence corresponding to NMFS' 
current Level A and B harassment thresholds which are depicted in Table 
9 found later in the Estimated Take by Incidental Harassment section.
    In addition to the measures described later in this section, the 
Navy would employ the following standard mitigation measures:
    Time Restrictions--Pile driving/removal (vibratory as well as 
impact), drilling, and vibratory extraction will only be conducted 
during daylight hours.
    Establishment of Shutdown Zone--During pile driving and removal, 
the shutdown zone shall include all areas where the underwater SPLs are 
anticipated to equal or exceed the Level A (injury) harassment criteria 
for marine mammals (180 dB rms isopleth for cetaceans; 190 dB rms 
isopleth for pinnipeds). During all pile driving and removal 
activities, regardless of predicted SPLs, the entire Level A zone, or 
shutdown zone, will be monitored to prevent injury to marine mammals 
from their physical interaction with construction equipment during in-
water

[[Page 52625]]

activities. Pile driving or removal operations will cease if a marine 
mammal approaches the zone. Pile driving/removal operations will 
restart once the marine mammal is visibly seen leaving the Level A 
zone, or after 15 minutes have passed with no sightings
    During all in-water construction or demolition activities having 
the potential to affect marine mammals, a shutdown zone of 10 m will be 
implemented to ensure marine mammals are not present within this zone. 
These activities could include, but are not limited to: (1) Pile 
driving and removal and the the removal of a pile from the water 
column/substrate via a crane (i.e., a ``dead pull''). These 
precautionary measures would also further reduce the possibility of 
auditory injury and behavioral impacts as well as limit the unlikely 
possibility of injury from direct physical interaction with 
construction operations. For in-water heavy machinery work other than 
pile driving (using, e.g., standard barges, tug boats), if a marine 
mammal comes within 10 m, operations shall cease and vessels shall 
reduce speed to the minimum level required to maintain steerage and 
safe working conditions.
    Establishment of Disturbance Zone or Zone of Influence--Disturbance 
zones or zones of influence (ZOI) are the areas in which SPLs equal or 
exceed 160 dB rms for impact driving and 120 dB rms for vibratory 
driving. Disturbance zones provide utility for monitoring conducted for 
mitigation purposes (i.e., shutdown zone monitoring) by establishing 
monitoring protocols for areas adjacent to the shutdown zones. 
Monitoring of disturbance zones enables observers to be aware of and 
communicate the presence of marine mammals in the project area but 
outside the shutdown zone and thus prepare for potential shutdowns of 
activity. However, the primary purpose of disturbance zone monitoring 
is for documenting incidents of Level B harassment; disturbance zone 
monitoring is discussed in greater detail later (see ``Proposed 
Monitoring and Reporting''). Nominal radial distances for disturbance 
zones are shown in Table 9 in this Notice. Due to the increased costs 
associated with monitoring the entire Level B zone, or buffer zone, the 
zone will be monitored during two-thirds of all pile driving days. If a 
marine mammal is observed entering the buffer zone, an exposure would 
be recorded and behaviors documented. The Navy will extrapolate data 
collected during monitoring days and extrapolate and calculate total 
takes for all pile driving days.
    All shutdown and disturbance zones will initially be based on the 
distances from the source that were predicted for each threshold level.
    Soft Start--The use of a soft start procedure is believed to 
provide additional protection to marine mammals by providing a warning 
and/or giving marine mammals a chance to leave the area prior to the 
hammer operating at full capacity. The Navy will use soft-start 
techniques (ramp-up/dry fire) recommended by NMFS for impact driving. 
Soft start must be conducted at beginning of day's activity and at any 
time pile driving has ceased for more than 30 minutes. For impact 
hammer driving, contractors are required to provide an initial set of 
three strikes from the impact hammer at 40 percent energy, followed by 
a 30-second waiting period, then two subsequent 3-strike sets. The 30-
second waiting period is proposed based on the Navy's recent experience 
and consultation with NOAA Fisheries Service on a similar project at 
Naval Base Kitsap at Bangor (Department of the Navy 2010).

Monitoring Protocols

    Visual Marine Mammal Observation--The Navy will collect sighting 
data and behavioral responses to construction for marine mammal species 
observed in the region of activity during the period of activity. All 
observers will be trained in marine mammal identification and behaviors 
and are required to have no other construction-related tasks while 
conducting monitoring. The Navy will monitor the shutdown zone and 
disturbance zone before, during, and after pile driving, with observers 
located at the best practicable vantage points. Based on NMFS 
requirements, the Marine Mammal Monitoring Plan would implement the 
following procedures for pile driving and removal:
     Impact Installation: Monitoring will be conducted within 
the Level A harassment shutdown zone during all pile driving operations 
and the Level B harassment buffer zone during two-thirds of pile 
driving days. Monitoring will take place from 15 minutes prior to 
initiation through 30 minutes post-completion of pile driving/removal 
activities.
     A minimum of two marine mammal observers (MMOs) will be in 
place during all pile-driving/removal operations. MMOs designated by 
the contractor will be placed at the best vantage point(s) practicable 
to monitor for marine mammals and implement shutdown/delay procedures 
when applicable by calling for the shutdown to equipment operators. The 
MMOs shall have no other construction-related tasks while conducting 
monitoring and will be trained on the observation zones, species 
identification, how to observe, and how to fill out the data sheets by 
the Navy Natural Resources Manager prior to any pile driving 
activities.
     The Navy shall conduct a pre-construction briefing with 
the contractor. During the briefing, all contractor personnel working 
in the Project area will watch the Navy's Marine Species Awareness 
Training video. An informal guide will be included with the monitoring 
plan to aid in identifying species if they are observed in the vicinity 
of the Project area.
     Prior to the start of pile driving/removal activity, the 
shutdown and safety zones will be monitored for 15 minutes to ensure 
that they are clear of marine mammals. Pile driving will only commence 
once observers have declared the shutdown zone clear of marine mammals; 
animals will be allowed to remain in the disturbance zone and their 
behavior will be monitored and documented.
     In the unlikely event of conditions that prevent the 
visual detection of marine mammals, such as heavy fog, activities with 
the potential to result in Level A or Level B harassment will not be 
initiated. Pile driving would be curtailed, but vibratory pile driving 
or extraction would be allowed to continue if such conditions arise 
after the activity has begun.
     The waters will continue to be scanned for at least 30 
minutes after pile driving has completed each day.

Mitigation Conclusions

    NMFS has carefully evaluated the applicant's proposed mitigation 
measures and considered a range of other measures in the context of 
ensuring that NMFS prescribes the means of affecting the least 
practicable impact on the affected marine mammal species and stocks and 
their habitat. Our evaluation of potential measures included 
consideration of the following factors in relation to one another:
     The manner in which, and the degree to which, the 
successful implementation of the measure is expected to minimize 
adverse impacts to marine mammals;
     The proven or likely efficacy of the specific measure to 
minimize adverse impacts as planned; and
     The practicability of the measure for applicant 
implementation.
    Any mitigation measure(s) prescribed by NMFS should be able to 
accomplish, have a reasonable likelihood of accomplishing (based on 
current

[[Page 52626]]

science), or contribute to the accomplishment of one or more of the 
general goals listed below:
    1. Avoidance or minimization of injury or death of marine mammals 
wherever possible (goals 2, 3, and 4 may contribute to this goal).
    2. A reduction in the numbers of marine mammals (total number or 
number at biologically important time or location) exposed to received 
levels of pile driving, or other activities expected to result in the 
take of marine mammals (this goal may contribute to 1, above, or to 
reducing harassment takes only).
    3. A reduction in the number of times (total number or number at 
biologically important time or location) individuals would be exposed 
to received levels of pile driving, or other activities expected to 
result in the take of marine mammals (this goal may contribute to 1, 
above, or to reducing harassment takes only).
    4. A reduction in the intensity of exposures (either total number 
or number at biologically important time or location) to received 
levels of pile driving, or other activities expected to result in the 
take of marine mammals (this goal may contribute to a, above, or to 
reducing the severity of harassment takes only).
    5. Avoidance or minimization of adverse effects to marine mammal 
habitat, paying special attention to the food base, activities that 
block or limit passage to or from biologically important areas, 
permanent destruction of habitat, or temporary destruction/disturbance 
of habitat during a biologically important time.
    6. For monitoring directly related to mitigation--an increase in 
the probability of detecting marine mammals, thus allowing for more 
effective implementation of the mitigation.
    Based on our evaluation of the applicant's proposed measures, as 
well as other measures considered by NMFS, our preliminarily 
determination is that the proposed mitigation measures provide the 
means of effecting the least practicable impact on marine mammals 
species or stocks and their habitat, paying particular attention to 
rookeries, mating grounds, and areas of similar significance.

Proposed Monitoring and Reporting

    In order to issue an ITA for an activity, section 101(a)(5)(D) of 
the MMPA states that NMFS must set forth, ``requirements pertaining to 
the monitoring and reporting of such taking.'' The MMPA implementing 
regulations at 50 CFR 216.104 (a)(13) indicate that requests for ITAs 
must include the suggested means of accomplishing the necessary 
monitoring and reporting that will result in increased knowledge of the 
species and of the level of taking or impacts on populations of marine 
mammals that are expected to be present in the proposed action area. 
The Navy submitted a marine mammal monitoring plan as part of the IHA 
application. It can be found in Section 13 of the application. http://www.nmfs.noaa.gov/pr/permits/incidental/construction.htm.
    Monitoring measures prescribed by NMFS should accomplish one or 
more of the following general goals:
    1. An increase in the probability of detecting marine mammals, both 
within the mitigation zone (thus allowing for more effective 
implementation of the mitigation) and in general to generate more data 
to contribute to the analyses mentioned below;
    2. An increase in our understanding of how many marine mammals are 
likely to be exposed to levels of pile driving that we associate with 
specific adverse effects, such as behavioral harassment, TTS, or PTS;
    3. An increase in our understanding of how marine mammals respond 
to stimuli expected to result in take and how anticipated adverse 
effects on individuals (in different ways and to varying degrees) may 
impact the population, species, or stock (specifically through effects 
on annual rates of recruitment or survival) through any of the 
following methods:
    [ssquf] Behavioral observations in the presence of stimuli compared 
to observations in the absence of stimuli (need to be able to 
accurately predict received level, distance from source, and other 
pertinent information);
    [ssquf] Physiological measurements in the presence of stimuli 
compared to observations in the absence of stimuli (need to be able to 
accurately predict received level, distance from source, and other 
pertinent information);
    [ssquf] Distribution and/or abundance comparisons in times or areas 
with concentrated stimuli versus times or areas without stimuli;
    4. An increased knowledge of the affected species; and
    5. An increase in our understanding of the effectiveness of certain 
mitigation and monitoring measures.

Acoustic Monitoring

    The Navy will implement in situ acoustic monitoring efforts to 
measure SPL from in-water construction activities. The Navy will 
collect and evaluate acoustic sound record levels for 10 percent of the 
pile-driving activities conducted, sufficient to confirm measured 
contours associated with the acoustic ZOIs. Acoustic sound recordings 
will be collected sufficient to document sound source levels for 10 
percent of the proposed piles to be driven and extracted. The Navy will 
conduct acoustic monitoring at the source (33 feet) and, where the 
potential for Level A harassment exists, at a second representative 
monitoring location at an intermediate distance between the cetacean 
and pinniped shutdown zones. In conjunction with measurements of SPLs 
at the source and shutdown monitoring locations, there will also be 
intermittent verification for impact driving or pile driving and 
extraction to determine the actual distance to either the 120 dB re 
1[mu]Pa rms isopleth or the point at which the SPL (maximum rms) from 
the equipment diminishes to the median ambient SPL (rms) and hence 
becomes indistinguishable. Acoustic measurements will continue during 
subsequent years of in-water construction for the Project.

Visual Marine Mammal Observations

    The Navy will collect sighting data and behavioral responses to 
construction for marine mammal species observed in the region of 
activity during the period of construction. All observers will be 
trained in marine mammal identification and behaviors. NOAA Fisheries 
Service requires that the observers have no other construction-related 
tasks while conducting monitoring.
    The Navy will monitor the shutdown zone and safety zone before, 
during, and after pile driving activities. Based on NOAA Fisheries 
Service requirements, the Marine Mammal Monitoring Plan would include 
the following procedures:
     MMOs will be primarily located on boats, docks, and piers 
at the best vantage point(s) in order to properly see the entire shut 
down zone(s);
     MMOs will be located at the best vantage point(s) to 
observe the zone associated with behavioral impact thresholds;
     During all observation periods, observers will use 
binoculars and the naked eye to search continuously for marine mammals;
     Monitoring distances will be measured with range finders;
     Distances to animals will be based on the best estimate of 
the MMO, relative to known distances to objects in the vicinity of the 
MMO;
     Bearing to animals will be determined using a compass; and

[[Page 52627]]

     Pile driving activities will be curtailed under conditions 
of fog or poor visibility that might obscure the presence of a marine 
mammal within the shutdown zone;

Post-Activity Monitoring

    Monitoring of the shutdown and disturbance zones will continue for 
30 minutes following the completion of the activity.

Data Collection

    MMOs will use NMFS' approved data forms. Among other pieces of 
information, the Navy will record detailed information about any 
implementation of shutdowns, including the distance of animals to the 
pile and description of specific actions that ensued and resulting 
behavior of the animal, if any. At a minimum, the following information 
would be collected on the sighting forms:
     Date and time that monitored activity begins or ends;
     Construction activities occurring during each observation 
period;
     Weather parameters (e.g., percent cover, visibility);
     Water conditions (e.g., sea state, tide state);
     Species, numbers, and, if possible, sex and age class of 
marine mammals;
     Description of any observable marine mammal behavior 
patterns, including bearing and direction of travel and distance from 
pile driving activity;
     Distance from pile driving activities to marine mammals 
and distance from the marine mammals to the observation point;
     Locations of all marine mammal observations; and
     Other human activity in the area.

Reporting Measures

    The Navy would provide NMFS with a draft monitoring report within 
60 days prior to any subsequent authorization, whichever is sooner. A 
monitoring report is required before another authorization can be 
issued to the Navy. This report will detail the monitoring protocol, 
summarize the data recorded during monitoring, and estimate the number 
of marine mammals that may have been harassed. If no comments are 
received from NMFS within 30 days, the draft final report will 
constitute the final report. If comments are received, a final report 
must be submitted within 30 days after receipt of comments. The report 
should include data and information listed in Section 13.3 of the 
application.
    In the unanticipated event that the specified activity clearly 
causes the take of a marine mammal in a manner prohibited by the IHA 
(if issued), such as an injury, serious injury or mortality (e.g., 
ship-strike, gear interaction, and/or entanglement), the Navy shall 
immediately cease the specified activities and report the incident to 
the Chief of the Permits and Conservation Division, Office of Protected 
Resources, NMFS, and the Northeast/Greater Atlantic Regional Stranding 
Coordinator. The report would include the following information:
     Time, date, and location (latitude/longitude) of the 
incident;
     Name and type of vessel involved;
     Vessel's speed during and leading up to the incident;
     Description of the incident;
     Status of all sound source use in the 24 hours preceding 
the incident;
     Water depth;
     Environmental conditions (e.g., wind speed and direction, 
Beaufort sea state, cloud cover, and visibility);
     Description of all marine mammal observations in the 24 
hours preceding the incident;
     Species identification or description of the animal(s) 
involved;
     Fate of the animal(s); and
     Photographs or video footage of the animal(s) (if 
equipment is available).
    Activities would not resume until NMFS is able to review the 
circumstances of the prohibited take. NMFS would work with the Navy to 
determine what is necessary to minimize the likelihood of further 
prohibited take and ensure MMPA compliance. The Navy would not be able 
to resume their activities until notified by NMFS via letter, email, or 
telephone.
    In the event that the Navy discovers an injured or dead marine 
mammal, and the lead MMO determines that the cause of the injury or 
death is unknown and the death is relatively recent (i.e., in less than 
a moderate state of decomposition as described in the next paragraph), 
the Navy would immediately report the incident to the Chief of the 
Permits and Conservation Division, Office of Protected Resources, NMFS, 
and the Greater Atlantic Regional Stranding Coordinator. The report 
would include the same information identified in the paragraph above. 
Activities would be able to continue while NMFS reviews the 
circumstances of the incident. NMFS would work with the Navy to 
determine whether modifications in the activities are appropriate.
    In the event that the Navy discovers an injured or dead marine 
mammal, and the lead MMO determines that the injury or death is not 
associated with or related to the activities authorized in the IHA 
(e.g., previously wounded animal, carcass with moderate to advanced 
decomposition, or scavenger damage), The Navy would report the incident 
to the Chief of the Permits and Conservation Division, Office of 
Protected Resources, NMFS, and the Greater Atlantic Regional Stranding 
Coordinator within 24 hours of the discovery. The Navy would provide 
photographs or video footage (if available) or other documentation of 
the stranded animal sighting to NMFS and the Marine Mammal Stranding 
Network.

Estimated Take by Incidental Harassment

    Except with respect to certain activities not pertinent here, 
section 3(18) of the MMPA defines ``harassment'' as: ``any act of 
pursuit, torment, or annoyance which (i) has the potential to injure a 
marine mammal or marine mammal stock in the wild [Level A harassment]; 
or (ii) has the potential to disturb a marine mammal or marine mammal 
stock in the wild by causing disruption of behavioral patterns, 
including, but not limited to, migration, breathing, nursing, breeding, 
feeding, or sheltering [Level B harassment].''
    All anticipated takes would be by Level B harassment resulting from 
pile driving and are likely to involve temporary changes in behavior. 
Physical injury or lethal takes are not expected due to the expected 
source levels and sound source characteristics associated with the 
activity, and the proposed mitigation and monitoring measures are 
expected to further minimize the possibility of such take.
    Given the many uncertainties in predicting the quantity and types 
of impacts of sound on marine mammals, it is common practice to 
estimate how many animals are likely to be present within a particular 
distance of a given activity, or exposed to a particular level of 
sound, where NMFS believes take is likely.
    The Navy has requested authorization for the incidental taking of 
small numbers of harbor porpoise, harbor seal, gray seal, hooded seal 
and harp seal that may result from vibratory and impact pile driving 
and removal during activities associated with the waterfront 
improvement project.
    In order to estimate the potential incidents of take that may occur 
incidental to the specified activity, we must first estimate the extent 
of the sound field that may be produced by the activity and then 
consider in combination with information about marine mammal density or 
abundance in the project area. We first provide information on 
applicable sound thresholds for determining effects to marine mammals 
before describing the

[[Page 52628]]

information used in estimating the sound fields, the available marine 
mammal density or abundance information, and the method of estimating 
potential incidences of take.

Sound Thresholds

    We use generic sound exposure thresholds to determine when an 
activity that produces sound might result in impacts to a marine mammal 
such that a take by harassment might occur. To date, no studies have 
been conducted that explicitly examine impacts to marine mammals from 
pile driving sounds or from which empirical sound thresholds have been 
established. These thresholds (Table 4) are used to estimate when 
harassment may occur (i.e., when an animal is exposed to levels equal 
to or exceeding the relevant criterion) in specific contexts; however, 
useful contextual information that may inform our assessment of effects 
is typically lacking and we consider these thresholds as step 
functions. NMFS is working to revise these acoustic guidelines; for 
more information on that process, please visit www.nmfs.noaa.gov/pr/acoustics/guidelines.htm.

 Table 4--Underwater Injury and Disturbance Threshold Decibel Levels for
                             Marine Mammals
------------------------------------------------------------------------
          Criterion             Criterion definition       Threshold *
------------------------------------------------------------------------
Level A harassment..........  PTS (injury) **.........  190 dB RMS for
                                                         pinnipeds.
                                                        180 dB RMS for
                                                         cetaceans.
Level B harassment..........  Behavioral disruption     160 dB RMS.
                               for impulse noise
                               (e.g., impact pile
                               driving).
Level B harassment..........  Behavioral disruption     120 dB RMS.***
                               for non-pulse noise
                               (e.g., vibratory pile
                               driving, drilling).
------------------------------------------------------------------------
* All decibel levels referenced to 1 micropascal (re: 1 [mu]Pa). Note
  all thresholds are based off root mean square (RMS) levels.
** PTS = Permanent Threshold Shift conservatively based on TTS
  (Temporary Threshold Shift) Distance to Sound Thresholds.

    Underwater Sound Propagation Formula--Pile driving generates 
underwater noise that can potentially result in disturbance to marine 
mammals in the project area. Transmission loss (TL) is the decrease in 
acoustic intensity as an acoustic pressure wave propagates out from a 
source. TL parameters vary with frequency, temperature, sea conditions, 
current, source and receiver depth, water depth, water chemistry, and 
bottom composition and topography. This formula neglects loss due to 
scattering and absorption, which is assumed to be zero here. The degree 
to which underwater sound propagates away from a sound source is 
dependent on a variety of factors, most notably the water bathymetry 
and presence or absence of reflective or absorptive conditions 
including in-water structures and sediments.
    Cylindrical spreading occurs in an environment in which sound 
propagation is bounded by the water surface and sea bottom, resulting 
in a reduction of 3 dB in sound level for each doubling of distance 
from the source. The formula for practical spreading transmission loss 
is TL = 10 log10 (R/10), where R is the distance from the source 
assuming the near source levels are measured at 10 meters (33 feet). 
This transmission loss model was used for piles being driven in a water 
depth less than approximately 3 meters (10 feet). Specifically, the 
model was used for the 14-inch H-type (sister) piles that would be 
driven using an impact hammer at Rail Beam 1 at Berth 11,12, and 13.
    A practical spreading value of fifteen is often used in the absence 
of reliable data and under conditions where water increases with depth 
as the receiver moves away from the shoreline, resulting in an expected 
propagation environment that would lie between spherical and 
cylindrical spreading loss conditions. Practical spreading loss (4.5 dB 
reduction in sound level for each doubling of distance) was used in 
water depths ranging from 3 meters to 15 meters which is the greatest 
depth at which pile driving activities will take place for this 
project. The formula for cylindrical spreading transmission loss is TL 
= 15 log10 (R/10), where R is the distance from the source assuming the 
near source levels are measured at 10 meters (33 feet).
    This transmission loss model was used for the piles being driven 
(or drilled) in water depths of between approximately 10 and 50 feet. 
These pile types and sizes included:
     25-inch steel sheet piles, which would be driven using a 
vibratory hammer at Berth 11.
     14-inch steel H-type piles, which would be driven using an 
impact hammer at Berth 11during trestle alignment and construction.
     15-inch timber piles, which would be installed using a 
vibratory hammer to reconstruct timber dolphins at the corner of Berths 
11 and 12.
     36-inch steel H-type (king) piles at Berth 11 which would 
be drilled and rock-socketed into the bedrock.
    This model was also used for piles extracted in water depths of 10 
to 50 feet and included:
     14-inch steel H-type piles, which would be used to align 
and construct the trestle that would be extracted using a vibratory 
hammer at Berth 11.
     15-inch timber fender piles, which would be extracted 
using a vibratory hammer at Berth 11 and the timber dolphin at the 
corners of Berths 11 and 12.
    Source levels for the two pile driving methods that are proposed 
for use during the project were obtained from the ``Compendium of Pile 
Driving Sound Data,'' which is included as Appendix I to ``Technical 
Guidance for Assessment and Mitigation of the Hydroacoustic Effects of 
Pile Driving on Fish'' (ICF Jones & Stokes and Illingworth & Rodkin, 
Inc. 2012). The information presented in the compendium is a 
compilation of sound pressure levels recorded during various in-water 
pile driving projects in California, Oregon, Washington, and Nebraska. 
The compendium is a commonly used reference document for pile driving 
source levels when analyzing impacts on protected species, including 
marine mammals, from pile driving activities.
    Source levels were collected for the four types of piles that would 
be installed and two pile driving methods proposed for the project:
     14-inch steel H-type piles will be used as sister piles to 
align and construct the trestle; installed via impact hammer.
     15-inch timber piles will be used for re-installation of 
dolphins and installed via vibratory hammer.
     25-inch steel sheet piles will be used for the bulkhead at 
Berth 11 and installed via vibratory hammer.
    Reference source levels for the Project were determined using data 
for piles of similar sizes, the same pile driving method as that 
proposed for the Project, and at similar water depths. While the

[[Page 52629]]

pile sizes and water depths chosen as proxies do not exactly match 
those for the Project, they are the closest matches available, and it 
is assumed that the source levels shown in Table 5 and 6 are the most 
representative for each pile type and associated pile driving method.

                                  Table 5--Source Levels for In-Water Impact Hammer 14-Inch Steel H-Type (Sister) Piles
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                        Distance
          Pile size and pile type             Water     measured  Peak (dB)   RMS (dB)   SEL (dB)                         Location
                                            depth (m)     (m)
--------------------------------------------------------------------------------------------------------------------------------------------------------
12-inch Steel H-type pile--Thick..........          5         10        200        183        170  CA (Specific location unknown).
15-inch Steel H-type pile--Thick..........          3         10        195        180        170  Ballena Isle Marina, Alameda, CA, San Francisco Bay.
12- to 15-inch H-type pile--Thick                   4         10        198        182        170  .....................................................
 (Average).
--------------------------------------------------------------------------------------------------------------------------------------------------------
Source: ICF Jones & Stokes and Illingworth & Rodkin, Inc. 2012.
Note: All source levels are referenced to 1 microPascal (re 1 [micro]Pa).
\1\ As printed in source material.
Key: dB = decibel; m = meter; RMS = root mean square; SEL = sound exposure level.


           Table 6--Source Levels for In-Water Vibratory Hammer 25-Inch Steel Sheet Piles, 20-Inch Steel Sheet Piles and 15-Inch Timber Piles
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                        Distance
          Pile size and pile type             Water     measured  Peak (dB)   RMS (dB)   SEL (dB)                         Location
                                            depth (m)     (m)
--------------------------------------------------------------------------------------------------------------------------------------------------------
24-inch AZ * Steel Sheet \1\..............         15         10        177        163        162  Berth 23, Port of Oakland, CA.
24-inch AZ Steel Sheet \1\................         15         10        175        162        162  Berth 30, Port of Oakland, CA.
24-inch AZ Steel Sheet \1\................         15         10        177        163        163  Berth 35/37 Port of Oakland, CA.
24-inch AZ Steel Sheet--Typical \1\.......         15         10        175        160        160  CA (Specific location unknown).
24-inch AZ Steel Sheet--Loudest \1\.......         15         10        182        165        165  CA (Specific location unknown).
24-inch AZ Steel Sheet (Average) \1\......         15         10        178        163        163  .....................................................
15-inch Timber Pile \2\...................         10         16        164        150         NP  WSF Port Townsend Ferry Terminal, WA.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Source:
\1\ ICF Jones & Stokes and Illingworth & Rodkin, Inc. 2012.
\2\ WSDOT 2010.

    The exact source level for a given pile and pile driving method 
largely depends not only on the pile size and water depth but also on 
site-specific conditions such as environmental and physical factors, 
including water temperature and sediment composition. Therefore, in 
this analysis, several source levels for each pile type and associated 
pile driving method were averaged when multiple levels were available. 
These averaged source levels were used as inputs to determine 
transmission loss, which, in turn, was used in the propagation models 
described above.

Drilling

    Drilling is considered an intermittent, non-impulsive noise source, 
similar to vibratory pile driving. Very little information is available 
regarding source levels of in-water drilling activities associated with 
nearshore pile installation such as that proposed for the Berths 11, 
12, and 13 structural repairs project. Dazey et al., (2012) attempted 
to characterize the source levels of several marine pile-drilling 
activities. One such activity was auger drilling (including 
installation and removal of the associated steel casing). The average 
sound pressure levels re 1 [mu]Pa RMS were displayed for casing 
installation, auger drilling (inside the casing), and casing removal. 
For the purposes of this plan, it is assumed that the casing 
installation and removal activities would be conducted in a manner 
similar to that described in Dazey et al., (2012), primarily via 
oscillation. These average source levels are reported in Table 7.

              Table 7--Average Source Levels for Auger Drilling Activities During Pile Installation
----------------------------------------------------------------------------------------------------------------
                                          Water depth      Distance
           Drilling activity                  (m)        measured (m)      RMS (dB)             Location
----------------------------------------------------------------------------------------------------------------
Casing Installation...................             1-5               1             157  Bechers Bay Santa Rosa
                                                                                         Island, CA.
Auger Drilling........................             1-5               1             151  Bechers Bay Santa Rosa
                                                                                         Island, CA.
Casing Removal........................             1-5               1             152  Bechers Bay Santa Rosa
                                                                                         Island, CA.
----------------------------------------------------------------------------------------------------------------
Source: Dazey et al., 2012.
Note: All source levels are referenced to 1 microPascal (re 1 [micro]Pa).

    IHA applications for other construction projects have reported 
that, due to a lack of information regarding pile drilling source 
levels, it is generally assumed that pile drilling would produce less 
in-water noise than both impact and vibratory pile driving. Based on 
the general lack of information about these activities and the 
assumption that in-water noise from pile drilling would be less than 
either impact or vibratory pile driving, it is assumed that the

[[Page 52630]]

source levels presented in Table 7 are the most applicable for acoustic 
impact analysis at Berths 11, 12, and 13. For the purposes of this 
proposed IHA we will conservatively assume that drilling has similar 
source levels as vibratory driving when calculating zones of 
influences.

Pile Extraction

    Vibratory pile extraction is considered an intermittent, non-
impulsive noise source. Little information is available specific to 
vibratory extraction for most types of piles. The source level for 
timber-pile extraction was obtained from ``Port Townsend Test Pile 
Project: Underwater Noise Monitoring Draft Final Report,'' prepared by 
Jim Loughlin for the Washington State Department of Transportation 
Office of Air Quality and Noise (WSDOT 2010) and is shown in Table 8.
    Source levels for vibratory extraction of H-type piles were 
obtained from ``Underwater Acoustic Measurements of Vibratory Pile 
Driving at the Pipeline 5 Crossing in the Snohomish River, Everett, 
Washington,'' prepared by Greeneridge Science, Inc., for the City of 
Everett (Burgess et al., 2005).
    For vibratory pile extraction of the 24-inch steel sheet piles 
(used as a proxy for the 20-inch steel sheet piles that would be 
extracted at the circular, cellular cofferdam), the average value for 
the vibratory installation source levels from Table 6 was used. Sources 
including ICF Jones & Stokes and Illingworth & Rodkin, Inc. (2012) 
report the same values for vibratory installation and extraction, 
assuming that the two activities would produce similar source levels if 
water depth, pile size, and equipment remain constant.
    Reference source levels for the project were determined using data 
for piles of similar size, the same extraction method as that proposed 
for the project, and at similar water depths. While the pile sizes and 
water depths chosen as proxies do not exactly match those for the 
project, they are the closest matches available, and it is assumed that 
the source levels shown in Table 8 and are representative of the 
vibratory pile extraction method used for the project.

                               Table 8--Average Source Level for Vibratory Pile Extraction 15-Inch Timber Fender Piles \1\
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                       Distance
             Pile size and pile type              Water depth (m)    measured (m)      Peak (dB)         RMS (dB)                  Location
--------------------------------------------------------------------------------------------------------------------------------------------------------
15-inch Timber Fender Pile \2\..................             10m              16m              164              150   WSF Port, Townsend Ferry Terminal,
                                                                                                                       WA.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Notes:
\1\ All source levels are referenced to 1 microPascal (re 1 [mu]Pa).
\2\ WSDOT 2010.

Zones of Influence

    Attenuation distances to the NOAA Fisheries thresholds for Level B 
takes for pile driving are described in Table 9. These attenuation 
distances have been developed using the propagation models described 
above. Modeling was performed for each driving, drilling, installing, 
and removing activity described above using the depth-appropriate 
model. Activities that would result in the longest attenuation 
distances were selected as the worst-case sound exposure distances that 
would determine the ZOI for each project location.

                                 Table 9--Pile Driving Sound Exposure Distances
                                                   [In-water]
----------------------------------------------------------------------------------------------------------------
                                        Behavioral thresholds
          Drilling activity               for cetaceans and        Propagation model       Attenuation distance
                                              pinnipeds                                        to threshold
----------------------------------------------------------------------------------------------------------------
Vibratory Hammer.....................  120 dB RMS.............  Practical Spreading      4.57 mi (7.35 km).
                                                                 Loss (3 m to 15 m
                                                                 water depth).
Impact Hammer........................  160 dB RMS.............  Cylindrical Spreading    0.984 mi (1.58 km).
                                                                 Loss (<3 m water
                                                                 depth).
----------------------------------------------------------------------------------------------------------------
Note: All source levels are referenced to 1 microPascal (re 1 [mu]Pa).

    During vibratory hammer operation modeled sound would attenuate to 
120 dB at approximately 4.57 miles from the Berth 11 Structural Repairs 
Project. During operation of the impact hammer, modeled sound would 
attenuate to 160 dB at approximately 0.98 miles from the Berths 11 
Structural Repairs Project site. Note that these attenuation distances 
are based on sound characteristics in open water. The Project area is 
located in a river surrounded by topographic features and not in open 
water; therefore, given the numerous land features and islands within 
the vicinity of the Project sites in the Piscataqua River, these 
attenuation distances are extremely conservative.
    No Level A takes are expected because attenuation out to the 
pinniped injury threshold of 190 dB rms is calculated at 5 feet (1.58 
meters), and attenuation out to the 180 dB RMS injury threshold for 
cetaceans is calculated at 52 feet (15.8 meters). These very small 
areas can easily be monitored for marine mammals, and mitigative 
measures would be implemented to ensure that no Level A takes occur.
    The ZOIs for each of the two separate sound sources (impact driving 
and vibratory driving/drilling) at Berth 11 are shown on Figure 6-1 in 
the application. Work would occur in phases over several years. All of 
the construction-related in-water sound occurring within the waters of 
these ZOIs would exceed the designated NOAA Fisheries thresholds for 
behavioral take. The ZOIs were used to calculate potential takes from 
each sound source and would be monitored during in-water work at Berth 
11 to estimate actual harassment takes of marine mammals. The total 
area ensonified by these two sources is 0.36 square miles (mi\2\) 
(233.4 acres).

[[Page 52631]]

    The numerous topographic features present in and along the 
Piscataqua River would greatly limit the area that would be impacted 
from in-water sound. Sound from either source would be truncated with 
minimal attenuation. Due to the numerous islands and other land 
features at and around the site, the actual ZOIs for both the vibratory 
hammer and impact hammer are identical even though the calculated ZOIs 
are different. This is illustrated in Figure 6-1 in the Application.
    No sound is expected to fully attenuate to the 120-decibel 
threshold for vibratory pile driving because topographic features (e.g. 
islands, shorelines) in the river would prevent attenuation to the full 
distance of 4.57 miles. Very little sound would reach the 160 dB 
threshold at the full distance of 0.984 miles for the impact hammer due 
to these same sound-blocking topographical features. The longest 
attenuation distance from the Berth 11 Project site would occur to the 
southeast where, during impact pile driving, sound would attenuate 
through the waters east of Pierce Island to the 160 dB threshold (a 
distance of 0.88 miles) at Goat Island (See Figure 6-1 in application). 
The actual ZOI used to estimate exposure excludes water areas blocked 
by topographical features.

Airborne Exposure

    Airborne transmission loss was calculated using the spherical 
spreading model above. Using this model, the greatest possible 
distances to airborne harassment thresholds were estimated, using a 
source level of 111 dB 20 [mu]Pa rms for 24'' round steel piles, as 
552.5 ft (168.3 m) to the 90 dB threshold for harbor seals and 174.5 ft 
(53.2 m) to the 100 dB threshold for all other seals. Other types of 
pile driving and extraction that would occur during the project would 
generate lower airborne sound pressures, with smaller distances and 
areas of potential disturbance, and for that reason are not considered 
further in this application. Since protective measures are in place out 
to the distances calculated for the underwater Level B thresholds, the 
distances for the airborne thresholds will be effectively covered by 
monitoring. The closest known haul-out site for seals within the 
Piscataqua River is 1.5 miles (2414 m) downstream of the Project area 
while the attenuation distance to the 90 dB threshold is 0.108 miles 
(174.5 m) and the 100 dB threshold is 0.033 miles (53.2 m). While there 
are no documented haul-outs, animals do occasionally haul-out on nearby 
rocks/jetties and could be flushed into the water. However, it is 
assumed that any hauled out animals within the disturbance zone will 
also enter the water and be exposed to underwater noise. Therefore, 
acoustic disturbance to pinniped resulting from airborne sound from 
pile driving and drilling are not considered further in this 
application.
    The take calculations presented here relied on the best data 
currently available for marine mammal populations within close 
proximity to the Piscataqua River. There are not population data for 
any marine mammal species specifically within the Piscataqua River; 
however, the population data used are from the most recent NMFS Stock 
Assessment Reports (SAR) for the Atlantic Ocean. The most recent SAR 
population number was used for each species. The specific SAR used is 
discussed within each species take calculation in Sections 6.6.1 
through 6.6.5 of the application. The formula was developed for 
calculating take due to pile driving, extraction, and drilling and 
applied to the species-specific noise-impact threshold. The formula is 
founded on the following assumptions:
     All piles to be installed would have a noise disturbance 
distance equal to the pile that causes the greatest noise disturbance.
     Pile driving could potentially occur every day of the in-
water work window; however, it is estimated no more than a few hours of 
pile driving would occur per day.
     An individual can only be taken once per day due to sound 
from pile driving, whether from impact or vibratory pile driving, or 
vibratory extraction
    The conservative assumption is made that all pinnipeds within the 
ZOI would be underwater during at least a portion of the noise 
generating activity and, hence, exposed to sound at the predicted 
levels.
    The calculation for marine mammal takes is estimated by:

Take estimate = (n * ZOI) * X days of total activity

Where:

n = density estimate used for each species
X = number of days of pile driving, estimated based on the total 
number of piles and the average number of piles that the contractor 
can install per day.
ZOI = noise threshold zone of influence (ZOI) impact area

    The calculation n * ZOI produces an estimate of the abundance of 
animals that could be present in the area of exposure per day. The 
abundance is then multiplied by the total number of days of pile 
driving to determine the take estimate. Because the estimate must be a 
whole number, this value was rounded up.
    The ZOI impact area is the estimated range of impact on marine 
mammals during in-water construction. The ZOI is the area in which in-
water sound would exceed designated NOAA Fisheries Service thresholds. 
The formula for determining the area of a circle ([pi] * radius\2\) was 
used to calculate the ZOI around each pile, for each threshold. The 
distances specified were used for the radius in the equation. The ZOI 
impact area does not encompass landforms that may occur within the 
circle. The ZOI also took into consideration the possible affected area 
of the Piscataqua River from the furthest pile driving/extraction site 
with attenuation due to land shadowing from islands in the river as 
well as the river shoreline.

Harbor Porpoise

    Harbor porpoises may be present in the Project area during spring, 
summer, and fall, from April to December. Based on density data from 
the Navy Marine Species Density Database, their presence is highest in 
spring, decreases in summer, and slightly increases in fall. However, 
in general, porpoises are known to occasionally occur in the river. 
Average density for the predicted seasons of occurrence was used to 
determine abundance of animals that could be present in the area for 
exposure, using the equation abundance = n * ZOI. Estimated abundance 
estimate for harbor porpoises was 0.90 animals generated from the 
equation (0.9445 km\2\ * 0.9578 animals/km\2\). Therefore, the number 
of Level B harbor porpoises exposures within the ZOIs is (72 days * 
0.90 animals/day) which equals 65 animals. Therefore, the total 
requested harbor seal takes is 65.

Gray Seal

    Gray seals may be present year-round in the project vicinity, with 
constant densities throughout the year. Gray seals are less common in 
the Piscataqua River than the harbor seal. Average density for the 
predicted seasons of occurrence was used to determine abundance of 
animals that could be present in the area for exposure, using the 
equation abundance = n * ZOI. Estimated abundance for gray seals was 
0.21/day generated from the equation (0.9445 km\2\ * 0.2202 animals/
km\2\). The number of Level B harbor porpoises exposures within the 
ZOIs is (72 days * 0.21 animals/day) resulting in up to 15 Level B 
exposures of gray seals within the ZOIs. Total requested gray seal 
takes is 15.

[[Page 52632]]

Harbor Seal

    Harbor seals may be present year-round in the project vicinity, 
with constant densities throughout the year. Harbor seals are the most 
common pinniped in the Piscataqua River near the Shipyard. Average 
density for the predicted seasons of occurrence was used to determine 
abundance of animals that could be present in the area for exposure, 
using the equation abundance = n * ZOI. Abundance for harbor seals was 
0.19/day generated from the equation (0.9445 km\2\ * 0.1998 animals/
km\2\). The number of Level B harbor seal exposures within the ZOIs is 
(72 days * 0.19 animals/day) resulting in 14 harbor seals. Therefore, 
total requested harbor seal takes is 14.

Harp Seal

    Harp seals may be present in the Project vicinity during the winter 
and spring, from January through February. In general, harp seals are 
much rarer than the harbor seal and gray seal in the Piscataqua River. 
Average density for the predicted seasons of occurrence was used to 
determine abundance of animals that could be present in the area for 
exposure, using the equation abundance = n * ZOI. Abundance for harp 
seals was 0.012/day generated from the equation (0.9445 km\2\ * 0.0125 
km\2\). The number of Level B harp seal exposures within the ZOI is (72 
days * 0.012 animals/day) resulting in one Level B exposure. Therefore, 
the total requested harp seal takes is 1.

Hooded Seal

    Hooded seals may be present in the project vicinity during the 
winter and spring, from January through May, though their exact 
seasonal densities are unknown. In general, hooded seals are much rarer 
than the harbor seal and gray seal in the Piscataqua River. Anecdotal 
sighting information indicates that two hooded seals were observed from 
the Shipyard in August 2009, but no other observations have been 
recorded (Trefry November 20, 2015). Average density for the predicted 
seasons of occurrence was used to determine abundance of animals that 
could be present in the area for exposure. Since the average density 
for hooded seals is unknown and the animal is described as being rare, 
no authorized take of hooded seals is requested.
    The total numbers of takes proposed for the five marine mammal 
species that may occur within the Navy's project area during the 
duration of proposed in-water construction activities are presented in 
Table 10.

                              Table 10--Calculations for Incidental Take Estimation
----------------------------------------------------------------------------------------------------------------
                                                    Animals in                       Proposed authorized takes
                     Species                        ensonified    Number of days -------------------------------
                                                     area/day       of activity       Level A         Level B
----------------------------------------------------------------------------------------------------------------
Harbor Porpoise.................................            0.90              72               0              65
Gray Seal.......................................            0.21              72               0              15
Harbor Seal.....................................            0.19              72               0              14
Harp Seal.......................................           0.012              72               0               1
                                                 ---------------------------------------------------------------
    Total Exposures.............................  ..............  ..............  ..............              95
----------------------------------------------------------------------------------------------------------------

Analysis and Preliminary Determinations

Negligible Impact

    Negligible impact is ``an impact resulting from the specified 
activity that cannot be reasonably expected to, and is not reasonably 
likely to, adversely affect the species or stock through effects on 
annual rates of recruitment or survival'' (50 CFR 216.103). A 
negligible impact finding is based on the lack of likely adverse 
effects on annual rates of recruitment or survival (i.e., population-
level effects). An estimate of the number of Level B harassment takes, 
alone, is not enough information on which to base an impact 
determination. In addition to considering estimates of the number of 
marine mammals that might be ``taken'' through behavioral harassment, 
NMFS must consider other factors, such as the likely nature of any 
responses (their intensity, duration, etc.), the context of any 
responses (critical reproductive time or location, migration, etc.), as 
well as the number and nature of estimated Level A harassment takes, 
the number of estimated mortalities, effects on habitat, and the status 
of the species.
    To avoid repetition, the discussion of our analyses applies to all 
the species listed in Table 2, given that the anticipated effects of 
this pile driving project on marine mammals are expected to be 
relatively similar in nature. There is no information about the size, 
status, or structure of any species or stock that would lead to a 
different analysis for this activity, else species-specific factors 
would be identified and analyzed.
    Pile driving activities associated with the Navy's Waterfront 
Improvement Projects, as outlined previously, have the potential to 
disturb or displace marine mammals. Specifically, the specified 
activities may result in take, in the form of Level B harassment 
(behavioral disturbance) only, from underwater sounds generated from 
pile driving. Harassment takes could occur if individuals of these 
species are present in the ensonified zone when pile driving is 
happening.
    No injury, serious injury, or mortality is anticipated given the 
nature of the activity and measures designed to minimize the 
possibility of injury to marine mammals. The potential for these 
outcomes is minimized through the implementation of the following 
planned mitigation measures. The Navy will employ a ``soft start'' when 
initiating impact driving activities. Given sufficient ``notice'' 
through use of soft start, marine mammals are expected to move away 
from a pile driving source. The Navy will delineate and monitor 
shutdown and disturbance zones while the likelihood of marine mammal 
detection by trained observers is high under the environmental 
conditions described for waters around the project area. Furthermore, 
shutdowns will occur if animals come within 10 meters of operational 
activity to avoid injury, serious injury, or mortality. The Navy's 
proposed activities are localized and of relatively short duration. The 
total time duration will amount to approximately 72 days.
    The project also is not expected to have significant adverse 
effects on affected marine mammals' habitat, as analyzed in detail in 
the ``Anticipated Effects on Marine Mammal Habitat'' section. No 
important feeding and/or reproductive areas for marine mammals are 
known to be near the proposed project area. Project-related activities 
may cause some fish to leave the area

[[Page 52633]]

of disturbance, thus temporarily impacting marine mammals' foraging 
opportunities in a limited portion of the foraging range; but, because 
of the short duration of the activities and the relatively small area 
of the habitat that may be affected, the impacts to marine mammal 
habitat are not expected to cause significant or long-term negative 
consequences.
    These localized Level B exposures may cause brief startle reactions 
or short-term behavioral modification by the animals. Effects on 
individuals that are taken by Level B harassment, on the basis of 
reports in the literature as well as monitoring from other similar 
activities, will likely be limited to reactions such as increased 
swimming speeds, increased surfacing time, or decreased foraging (if 
such activity were occurring) (e.g., Thorson and Reyff, 2006; Lerma, 
2014). Most likely, individuals will simply move away from the sound 
source and be temporarily displaced from the areas of pile driving, 
although even this reaction has been observed primarily only in 
association with impact pile driving. These reactions and behavioral 
changes are expected to subside quickly when the exposures cease. The 
pile driving activities analyzed here are similar to, or less impactful 
than, numerous construction activities conducted in other similar 
locations, which have taken place with no reported injuries or 
mortality to marine mammals, and no known long-term adverse 
consequences from behavioral harassment. Repeated exposures of 
individuals to levels of sound that may cause Level B harassment here 
are unlikely to result in hearing impairment or to significantly 
disrupt foraging behavior. Thus, even repeated Level B harassment of 
some small subset of the species is unlikely to result in any 
significant realized decrease in fitness for the affected individuals, 
and thus would not result in any adverse impact to the stock as a 
whole. Level B harassment will be reduced to the level of least 
practicable impact through use of mitigation measures described herein. 
Finally, if sound produced by project activities is sufficiently 
disturbing, animals are likely to simply avoid the project area while 
the activity is occurring.
    In summary, the negligible impact analysis is based on the 
following: (1) The possibility of injury, serious injury, or mortality 
may reasonably be considered discountable; (2) the anticipated 
incidents of Level B harassment consist of, at worst, temporary 
modifications in behavior; (3) the absence of any significant habitat 
within the project area, including rookeries, significant haul-outs, or 
known areas or features of special significance for foraging or 
reproduction; and (4) the anticipated efficacy of the proposed 
mitigation measures in reducing the effects of the specified activity. 
In combination, we believe that these factors, as well as the available 
body of evidence from other similar activities, demonstrate that the 
potential effects of the specified activity will have only short-term 
effects on individuals. The specified activity is not expected to 
impact rates of recruitment or survival and will therefore have a 
negligible impact on those species.
    Therefore, based on the analysis contained herein of the likely 
effects of the specified activity on marine mammals and their habitat, 
and taking into consideration the implementation of the proposed 
monitoring and mitigation measures, NMFS preliminarily finds that the 
total marine mammal take from the Navy's proposed Waterfront 
Improvement Projects will have a negligible impact on the affected 
marine mammal species or stocks.

Small Numbers

    Table 11 illustrates the numbers of animals that could be exposed 
to Level B behavioral harassment thresholds from work associated with 
the proposed Waterfront Improvement Projects. The analyses provided 
represents <0.01% of the populations of these stocks that could be 
affected by Level B behavioral harassment. These are small numbers of 
marine mammals relative to the sizes of the affected species and 
population stocks under consideration.

   Table 11--Estimated Number of Exposures and Percentage of Stocks That May Be Subject to Level B Harassment
----------------------------------------------------------------------------------------------------------------
                                                                     Proposed        Stock(s)      Percentage of
                             Species                                authorized       abundance      total stock
                                                                       takes         estimate        (percent)
----------------------------------------------------------------------------------------------------------------
Harbor Porpoise, Gulf of Maine/Bay of Fundy stock...............              65          79,883           <0.01
Gray Seal, Western North Atlantic stock.........................              15         331,000           <0.01
Harbor Seal, Western North Atlantic stock.......................              14          75,834           <0.01
Harp Seal, Western North Atlantic stock.........................               1       7,100,000           <0.01
----------------------------------------------------------------------------------------------------------------

    Based on the methods used to estimate take, and taking into 
consideration the implementation of the mitigation and monitoring 
measures, we preliminarily find that small numbers of marine mammals 
will be taken relative to the populations of the affected species or 
stocks.

Impact on Availability of Affected Species for Taking for Subsistence 
Uses

    There are no relevant subsistence uses of marine mammals implicated 
by this action. Therefore, NMFS has determined that the total taking of 
affected species or stocks would not have an unmitigable adverse impact 
on the availability of such species or stocks for taking for 
subsistence purposes.

Endangered Species Act (ESA)

    No species listed under the ESA are expected to be affected by 
these activities. Therefore, NMFS has determined that a section 7 
consultation under the ESA is not required.

National Environmental Policy Act (NEPA)

    The Navy has prepared a draft Environmental Assessment (Waterfront 
Improvement Projects, Portsmouth Naval Shipyard, Kittery, ME) in 
accordance with the National Environmental Policy Act (NEPA) and the 
regulations published by the Council on Environmental Quality. NMFS 
will independently evaluate the EA and determine whether or not to 
adopt it. We may prepare a separate NEPA analysis and incorporate 
relevant portions of Navy's EA by reference. Information in the Navy's 
application, EA, and this notice collectively provide the environmental 
information related to proposed issuance of this IHA for public review 
and comment. We will review all comments submitted in response to this 
notice as we complete the NEPA process, including a decision of whether 
to sign a Finding of No Significant Impact (FONSI), prior to a

[[Page 52634]]

final decision on the incidental take authorization request.

Proposed Authorization

    As a result of these preliminary determinations, NMFS proposes to 
issue an IHA to the Navy for Waterfront Improvements Projects at the 
Portsmouth Naval Shipyard in Kittery, Maine, provided the previously 
mentioned mitigation, monitoring, and reporting requirements are 
incorporated. The proposed IHA language is provided next.
    1. This Incidental Harassment Authorization (IHA) is valid from 
January 1, 2017 through December 31, 2017.
    2. This Authorization is valid only for in-water construction work 
associated with Waterfront Improvement Projects at the Portsmouth Naval 
Shipyard in Kittery, Maine.
    3. General Conditions
    (a) A copy of this IHA must be in the possession of the Navy, its 
designees, and work crew personnel operating under the authority of 
this IHA.
    (b) The species authorized for taking are harbor porpoise (Phocoena 
phocoena), gray seal (Halichoerus grypus), harbor seal (Phoca 
vitulina), and harp seal (Pagophilus groenlandicus).
    (c) The taking, by Level B harassment only, is limited to the 
species listed in condition 3(b). See Table 1 below:

                    Table 1--Authorized Take Numbers
------------------------------------------------------------------------
                                                  Authorized  Authorized
                     Species                        takes--     takes--
                                                    Level A     Level B
------------------------------------------------------------------------
Harbor Porpoise.................................           0          65
Gray Seal.......................................           0          15
Harbor Seal.....................................           0          14
Harp Seal.......................................           0           1
------------------------------------------------------------------------

    (d) The taking by injury (Level A harassment), serious injury, or 
death of any of the species listed in condition 3(b) of the 
Authorization or any taking of any other species of marine mammal is 
prohibited and may result in the modification, suspension, or 
revocation of this IHA.
    (e) The Navy shall conduct briefings between construction 
supervisors and crews, marine mammal monitoring team, and staff prior 
to the start of all in-water pile driving, and when new personnel join 
the work, in order to explain responsibilities, communication 
procedures, marine mammal monitoring protocol, and operational 
procedures.
    4. Mitigation Measures
    The holder of this Authorization is required to implement the 
following mitigation measures:
    (a) Time Restriction: For all in-water pile driving activities, the 
Navy shall operate only during daylight hours.
    (b) Pile Driving Weather Delays: Pile driving shall only take place 
when the entire ZOI is visible and can be adequately monitored. If 
conditions (e.g., fog) prevent the visual detection of marine mammals, 
activities with the potential to result in Level A or Level B 
harassment will not be initiated. If such conditions arise after the 
activity has begun, impact pile driving would be curtailed, but 
vibratory pile driving or extraction would be allowed to continue.
    (c) If a marine mammal approaches the shutdown zone during the 
course of pile driving/removal operations, pile driving shall be halted 
and delayed until either the animal has voluntarily left and been 
visually confirmed beyond the shutdown zone or 15 minutes have passed 
without re-detection of the animal.
    (d) Establishment of Level A and B Harassment (ZOI)
    (i) For all pile driving, the Navy shall implement a minimum 
shutdown zone of 10 m radius around the pile. If a marine mammal comes 
within or approaches the shutdown zone, such operations will cease. See 
Table 9 for minimum radial distances required for Level A and Level B 
disturbance zones.
    (e) Use of Soft-start
    (i) The project shall utilize soft start techniques for impact pile 
driving. The Navy shall conduct an initial set of three strikes from 
the impact hammer at 40 percent energy, followed by a 1-minute waiting 
period, then two subsequent three strike sets. Soft start shall be 
required for any impact driving, including at the beginning of the day, 
and at any time following a cessation of pile driving of thirty minutes 
or longer.
    (ii) Whenever there has been downtime of 30 minutes or more without 
impact driving, the contractor shall initiate the driving with soft-
start procedures described above.
    (f) Standard mitigation measures
    (i) For in-water heavy machinery work other than pile driving 
(using, e.g., standard barges, tug boats), if a marine mammal comes 
within 10 m, operations shall cease and vessels shall reduce speed to 
the minimum level required to maintain steerage and safe working 
conditions.
    (g) Visual Marine Mammal Monitoring and Observation
    (i) A minimum of two MMOs shall be in place at the best practicable 
vantage points.
    (ii) Monitoring will be conducted during all impact driving 
activity and during two-thirds of all vibratory driving activity
    (iii) MMOs shall begin observing for marine mammals within the 
Level A and Level B harassment zones for 15 minutes before in-water 
pile driving begins. If a marine mammal(s) is present within the 10 
meter shutdown zone prior to pile driving or during the ``soft start'' 
the start of pile driving shall be delayed until the animal(s) leaves 
the 10 meter shutdown zone. Pile driving shall resume only after the 
MMOs have determined, through sighting or by waiting 15 minutes, that 
the animal(s) has moved outside of and is on a path away from the 10 
meter shutdown zone.
    (iv) The individuals shall scan the waters within each monitoring 
zone activity using binoculars (25x or equivalent), hand held 
binoculars (7x) and visual observation
    (v) The waters shall continue to be scanned for at least 30 minutes 
after pile driving has completed each day.
    5. Monitoring and Reporting
    The holder of this Authorization is required to submit a draft 
report on all monitoring conducted under the IHA 60 days prior to the 
issuance of a subsequent authorization, A final report shall be 
prepared and submitted within thirty days following resolution of 
comments on the draft report from NMFS. This report must contain the 
informational elements described in the Monitoring Plan, at a minimum 
and shall also include:
    (a) Acoustic Monitoring
    (i) The Navy shall conduct acoustic monitoring to ensure source 
levels are in line what is expected and therefore the Level A and Level 
B zones are accurate.
    (b) Data Collection
    (i) For all marine mammal and acoustic monitoring, information 
shall be recorded as described in the Monitoring Plan.
    (c) Reporting Measures
    (i) In the unanticipated event that the specified activity clearly 
causes the take of a marine mammal in a manner prohibited by the IHA, 
such as an injury (Level A harassment), serious injury or mortality 
(e.g., ship-strike, gear interaction, and/or entanglement), the Navy 
shall immediately cease the specified activities and the Navy shall 
report the incident to the Chief of the Permits and Conservation 
Division, Office of Protected Resources, NMFS, and the NMFS Northeast/
Greater Atlantic Regional Stranding Coordinator within 24 hours of the 
discovery. The report would include the following information:
    1. Time, date, and location (latitude/longitude) of the incident;

[[Page 52635]]

    2. Name and type of vessel involved;
    3. Vessel's speed during and leading up to the incident, if 
applicable;
    4. Description of the incident;
    5. Status of all sound source use in the 24 hours preceding the 
incident;
    6. Water depth;
    7. Environmental conditions (e.g., wind speed and direction, 
Beaufort sea state, cloud cover, and visibility);
    8. Description of all marine mammal observations in the 24 hours 
preceding the incident;
    9. Species identification or description of the animal(s) involved;
    10. Fate of the animal(s); and
    11. Photographs or video footage of the animal(s) (if equipment is 
available).
    (ii) Activities would not resume until NMFS is able to review the 
circumstances of the prohibited take. NMFS shall work with the Navy to 
determine what is necessary to minimize the likelihood of further 
prohibited take and ensure MMPA compliance. The Navy would not be able 
to resume their activities until notified by NMFS via letter, email, or 
telephone.
    (iii) In the event that the Navy discovers an injured or dead 
marine mammal, and the lead MMO determines that the cause of the injury 
or death is unknown and the death is relatively recent (i.e., in less 
than a moderate state of decomposition as described in the next 
paragraph), the Navy shall report the incident to the Chief of the 
Permits and Conservation Division, Office of Protected Resources, NMFS, 
and the NMFS Northeast/Greater Atlantic Regional Stranding hotline and/
or by email to the Northeast/Greater Atlantic Regional Stranding 
Coordinator within 24 hours of the discovery. The report shall include 
the same information identified in the paragraph above. Activities 
would be able to continue while NMFS reviews the circumstances of the 
incident. NMFS would work with the Navy to determine whether 
modifications in the activities are appropriate.
    (iv) In the event that the Navy discovers an injured or dead marine 
mammal, and the lead MMO determines that the injury or death is not 
associated with or related to the activities authorized in the IHA 
(e.g., previously wounded animal, carcass with moderate to advanced 
decomposition, or scavenger damage), the Navy shall report the incident 
to the Chief of the Permits and Conservation Division, Office of 
Protected Resources, NMFS, and the NMFS Northeast/Greater Atlantic 
Regional Stranding hotline and/or by email to the Northeast/Greater 
Atlantic Regional Stranding Coordinator within 24 hours of the 
discovery. The Navy would provide photographs or video footage (if 
available) or other documentation of the stranded animal sighting to 
NMFS and the Marine Mammal Stranding Network.
    6. This Authorization may be modified, suspended or withdrawn if 
the holder fails to abide by the conditions prescribed herein, or if 
NMFS determines the authorized taking is having more than a negligible 
impact on the species or stock of affected marine mammals.

Request for Public Comments

    NMFS requests comment on our analysis, the draft authorization, and 
any other aspect of the Notice of Proposed IHA for the Navy's 
Waterfront Improvement Projects at Portsmouth Navy Shipyard in Kittery, 
Maine. Please include with your comments any supporting data or 
literature citations to help inform our final decision on the Navy's 
request for an MMPA authorization.

    Dated: August 3, 2016.
Donna S. Wieting,
Director, Office of Protected Resources, National Marine Fisheries 
Service.
[FR Doc. 2016-18815 Filed 8-8-16; 8:45 am]
 BILLING CODE 3510-22-P



                                                    52614                         Federal Register / Vol. 81, No. 153 / Tuesday, August 9, 2016 / Notices

                                                       Whereas, notice inviting public                      examiner’s report, and finds that the                 Board’s standard 2,000-acre activation
                                                    comment was given in the Federal                        requirements of the FTZ Act and the                   limit for the zone.
                                                    Register (80 FR 48806–48807, August                     Board’s regulations are satisfied;                      Signed at Washington, DC, this 29th day of
                                                    14, 2015) and the amended application                     Now, Therefore, the Board hereby                    July 2016.
                                                    has been processed pursuant to the FTZ                  orders:                                               Ronald K. Lorentzen,
                                                    Act and the Board’s regulations; and,                     The application to expand FTZ 149—
                                                                                                                                                                  Acting Assistant Secretary of Commerce for
                                                       Whereas, the Board adopts the                        Site 1 under the ASF is approved,
                                                                                                                                                                  Enforcement and Compliance, Alternate
                                                    findings and recommendation of the                      subject to the FTZ Act and the Board’s                Chairman, Foreign-Trade Zones Board.
                                                    examiner’s report, and finds that the                   regulations, including Section 400.13, to
                                                                                                                                                                  [FR Doc. 2016–18789 Filed 8–8–16; 8:45 am]
                                                    requirements of the FTZ Act and the                     the Board’s standard 2,000-acre
                                                                                                                                                                  BILLING CODE 3510–DS–P
                                                    Board’s regulations are satisfied;                      activation limit for the zone.
                                                       Now, Therefore, the Board hereby                       Signed at Washington, DC, this 29th day of
                                                    orders:                                                 2016.                                                 DEPARTMENT OF COMMERCE
                                                       The amended application to expand                    Ronald K. Lorentzen,
                                                    FTZ 225 under the ASF is approved,                                                                            National Oceanic and Atmospheric
                                                                                                            Acting Assistant Secretary of Commerce for
                                                    subject to the FTZ Act and the Board’s                  Enforcement and Compliance, Alternate                 Administration
                                                    regulations, including Section 400.13, to               Chairman, Foreign-Trade Zones Board.
                                                    the Board’s standard 2,000-acre                                                                               RIN 0648–XE74
                                                                                                            [FR Doc. 2016–18784 Filed 8–8–16; 8:45 am]
                                                    activation limit for the zone, and to an
                                                                                                            BILLING CODE 3510–DS–P                                Takes of Marine Mammals Incidental to
                                                    ASF sunset provision for magnet sites
                                                                                                                                                                  Specified Activities; Taking Marine
                                                    that would terminate authority for Site
                                                                                                                                                                  Mammals Incidental to Waterfront
                                                    4 if not activated within five years from               DEPARTMENT OF COMMERCE                                Improvement Projects
                                                    the month of approval.
                                                      Signed at Washington, DC, this 29th day of            Foreign-Trade Zones Board                             AGENCY:  National Marine Fisheries
                                                    July, 2016.                                             [Order No. 2011]
                                                                                                                                                                  Service (NMFS), National Oceanic and
                                                    Ronald K. Lorentzen,                                                                                          Atmospheric Administration (NOAA),
                                                    Acting Assistant Secretary of Commerce for              Reorganization of Foreign-Trade Zone                  Commerce.
                                                    Enforcement and Compliance, Alternate                   103 Under Alternative Site Framework                  ACTION: Notice; proposed incidental
                                                    Chairman, Foreign-Trade Zones Board.                    Grand Forks, North Dakota                             harassment authorization; request for
                                                    [FR Doc. 2016–18791 Filed 8–8–16; 8:45 am]                                                                    comments.
                                                                                                              Pursuant to its authority under the Foreign-
                                                    BILLING CODE 3510–DS–P
                                                                                                            Trade Zones Act of June 18, 1934, as                  SUMMARY:    NMFS has received a request
                                                                                                            amended (19 U.S.C. 81a–81u), the Foreign-             from the U.S. Department of the Navy
                                                                                                            Trade Zones Board (the Board) adopts the
                                                    DEPARTMENT OF COMMERCE                                                                                        (Navy) for authorization to take marine
                                                                                                            following Order:
                                                                                                                                                                  mammals incidental to construction
                                                    Foreign-Trade Zones Board                                  Whereas, the Board adopted the                     activities as part of waterfront
                                                                                                            alternative site framework (ASF) (15                  improvement projects at several berths.
                                                    [Order No. 2009]
                                                                                                            CFR Sec. 400.2(c)) as an option for the               Pursuant to the Marine Mammal
                                                    Expansion of Foreign-Trade Zone 149                     establishment or reorganization of                    Protection Act (MMPA), NMFS is
                                                    Under Alternative Site Framework                        zones;                                                requesting public comment on its
                                                    Freeport, Texas                                            Whereas, the Grand Forks Regional                  proposal to issue an incidental
                                                                                                            Airport Authority, grantee of Foreign-                harassment authorization (IHA) to the
                                                      Pursuant to its authority under the Foreign-          Trade Zone 103, submitted an                          Navy to incidentally take marine
                                                    Trade Zones Act of June 18, 1934, as                    application to the Board (FTZ Docket B–               mammals, by Level B harassment only,
                                                    amended (19 U.S.C. 81a–81u), the Foreign-               27–2016, docketed May 2, 2016)
                                                    Trade Zones Board (the Board) adopts the
                                                                                                                                                                  during the specified activity at
                                                                                                            requesting to reorganize under the ASF                Portsmouth Naval Shipyard (the
                                                    following Order:                                        with a service area of Grand Forks                    Shipyard) in Kittery, Maine.
                                                       Whereas, the Board adopted the                       County, North Dakota, in and adjacent
                                                                                                                                                                  DATES: Comments and information must
                                                    alternative site framework (ASF) (15                    to the Grand Forks U.S. Customs and
                                                    CFR Sec. 400.2(c)) as an option for the                                                                       be received no later than September 8,
                                                                                                            Border Protection port of entry, and to
                                                    establishment or reorganization of                                                                            2016.
                                                                                                            remove existing Sites 1, 2 and 3 from
                                                    zones;                                                  the zone;                                             ADDRESSES: Comments on the
                                                       Whereas, Port Freeport, grantee of                      Whereas, notice inviting public                    application should be addressed to Jolie
                                                    Foreign-Trade Zone 149, submitted an                    comment was given in the Federal                      Harrison, Chief, Permits and
                                                    application to the Board (FTZ Docket B–                 Register (81 FR 27410–27411, May 6,                   Conservation Division, Office of
                                                    65–2015, docketed September 22, 2015)                   2016) and the application has been                    Protected Resources, National Marine
                                                    for authority to expand existing Site 1                 processed pursuant to the FTZ Act and                 Fisheries Service. Physical comments
                                                    of the zone under the ASF to include                    the Board’s regulations; and,                         should be sent to 1315 East-West
                                                    additional acreage in Freeport, Texas,                     Whereas, the Board adopts the                      Highway, Silver Spring, MD 20910, and
                                                    adjacent to the Freeport Customs and                    findings and recommendations of the                   electronic comments should be sent to
                                                                                                                                                                  ITP.Pauline@noaa.gov.
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                    Border Protection port of entry;                        examiner’s report, and finds that the
                                                       Whereas, notice inviting public                      requirements of the FTZ Act and the                      Instructions: NMFS is not responsible
                                                    comment was given in the Federal                        Board’s regulations are satisfied;                    for comments sent by any other method,
                                                    Register (80 FR 58464, September 29,                       Now, Therefore, the Board hereby                   to any other address or individual, or
                                                    2015) and the application has been                      orders:                                               received after the end of the comment
                                                    processed pursuant to the FTZ Act and                      The application to reorganize FTZ 103              period. Comments received
                                                    the Board’s regulations; and,                           under the ASF is approved, subject to                 electronically, including all
                                                       Whereas, the Board adopts the                        the FTZ Act and the Board’s regulations,              attachments, must not exceed a 25-
                                                    findings and recommendation of the                      including Section 400.13, and to the                  megabyte file size. Attachments to


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                                                                                  Federal Register / Vol. 81, No. 153 / Tuesday, August 9, 2016 / Notices                                          52615

                                                    electronic comments will be accepted in                 commercial fishing) within a specified                harassment of marine mammals. The
                                                    Microsoft Word or Excel or Adobe PDF                    geographical region if certain findings               term ‘‘pile driving’’ throughout this
                                                    file formats only. All comments                         are made and either regulations are                   document shall include vibratory
                                                    received are a part of the public record                issued or, if the taking is limited to                driving, impact pile driving, vibratory
                                                    and will generally be posted to the                     harassment, a notice of a proposed                    pile extraction as well as pile drilling
                                                    Internet at http://www.nmfs.noaa.gov/                   authorization is provided to the public               unless unless specified otherwise.
                                                    pr/permits/incidental/construction.htm                  for review.                                           Species with the potential to be present
                                                    without change. All personal identifying                   An authorization for incidental                    during the project timeframe include
                                                    information (e.g., name, address)                       takings shall be granted if NMFS finds                harbor porpoise (Phocoena phocoena),
                                                    voluntarily submitted by the commenter                  that the taking will have a negligible                gray seal (Halichoerus grypus), harbor
                                                    may be publicly accessible. Do not                      impact on the species or stock(s), will               seal (Phoca vitulina), hooded seal
                                                    submit confidential business                            not have an unmitigable adverse impact                (Crystphora cristata) and harp seal
                                                    information or otherwise sensitive or                   on the availability of the species or                 (Pagophilus groenlandicus).
                                                    protected information.                                  stock(s) for subsistence uses (where
                                                                                                            relevant), and if the permissible                     Description of the Specified Activity
                                                    FOR FURTHER INFORMATION CONTACT: Rob
                                                    Pauline, Office of Protected Resources,                 methods of taking and requirements                    Overview
                                                    NMFS, (301) 427–8401.                                   pertaining to the mitigation, monitoring
                                                                                                            and reporting of such takings are set                    The U.S. Department of the Navy
                                                    SUPPLEMENTARY INFORMATION:                                                                                    (Navy) is proposing to restore and
                                                                                                            forth. NMFS has defined ‘‘negligible
                                                    Availability                                            impact’’ in 50 CFR 216.103 as ‘‘an                    modernize waterfront infrastructure
                                                                                                            impact resulting from the specified                   associated with Dry Docks 1 and 3 at the
                                                      An electronic copy of the Navy’s
                                                                                                            activity that cannot be reasonably                    Shipyard in Kittery, York County,
                                                    application and supporting documents,
                                                                                                            expected to, and is not reasonably likely             Maine (See Figure 1–1 in the
                                                    as well as a list of the references cited
                                                                                                            to, adversely affect the species or stock             Application). The proposed action
                                                    in this document, may be obtained by
                                                                                                            through effects on annual rates of                    would include two waterfront
                                                    visiting the Internet at:
                                                                                                            recruitment or survival.’’                            improvement projects, structural repairs
                                                    www.nmfs.noaa.gov/pr/permits/
                                                                                                               Except with respect to certain                     to Berths 11, 12, and 13 and
                                                    incidental/construction.htm. In case of
                                                                                                            activities not pertinent here, the MMPA               replacement of the Dry Dock 3 caisson.
                                                    problems accessing these documents,
                                                                                                            defines ‘‘harassment’’ as: Any act of                    The purpose of the proposed action is
                                                    please call the contact listed above (see
                                                                                                            pursuit, torment, or annoyance which (i)              to modernize and maximize dry dock
                                                    FOR FURTHER INFORMATION CONTACT).
                                                                                                            has the potential to injure a marine                  capabilities for performing current and
                                                    National Environmental Policy Act                       mammal or marine mammal stock in the                  future missions efficiently and with
                                                      The Navy has prepared a draft                         wild [Level A harassment]; or (ii) has                maximum flexibility. The need for the
                                                    Environmental Assessment (Waterfront                    the potential to disturb a marine                     proposed action is to correct
                                                    Improvement Projects, Portsmouth                        mammal or marine mammal stock in the                  deficiencies associated with the pier
                                                    Naval Shipyard, Kittery, ME) in                         wild by causing disruption of behavioral              structure at Berths 11, 12, and 13 and
                                                    accordance with the National                            patterns, including, but not limited to,              the Dry Dock 3 caisson and concrete
                                                    Environmental Policy Act (NEPA) and                     migration, breathing, nursing, breeding,              seats and ensure that the Shipyard can
                                                    the regulations published by the                        feeding, or sheltering [Level B                       continue to support its primary mission
                                                    Council on Environmental Quality.                       harassment].                                          to service, maintain, and overhaul
                                                    NMFS will independently evaluate the                                                                          submarines. By supporting the
                                                                                                            Summary of Request                                    Shipyard’s mission, the proposed action
                                                    Environmental Assessment (EA) and
                                                    determine whether or not to adopt it.                     On Wednesday February 17, 2016,                     would assist in meeting the larger need
                                                    We may prepare a separate NEPA                          NMFS received an application from the                 for the Navy to provide capabilities for
                                                    analysis and incorporate relevant                       Navy for the taking of marine mammals                 training and equipping combat-capable
                                                    portions of Navy’s EA by reference.                     incidental to Waterfront Improvement                  naval forces ready to deploy worldwide.
                                                    Information in the Navy’s application,                  Projects. NMFS determined that the                    Proposed activities included as part of
                                                    EA, and this notice collectively provide                application was adequate and complete                 the Waterfront Improvement Projects
                                                    the environmental information related                   on April 1, 2016. The Navy is proposing               with potential to affect marine mammals
                                                    to proposed issuance of this IHA for                    to restore and modernize waterfront                   within the waterways adjacent to the
                                                    public review and comment. These                        infrastructure associated with Dry Docks              Shipyard include vibratory and impact
                                                    documents will be posted at the                         1 and 3 at the Shipyard in Kittery, York              pile driving as well as pile drilling
                                                    foregoing Web site. We will review all                  County, Maine. The proposed action                    operations in the project area.
                                                    comments submitted in response to this                  would include two waterfront
                                                                                                                                                                  Dates and Duration
                                                    notice as we complete the NEPA                          improvement projects, structural repairs
                                                    process, including a decision of whether                to Berths 11, 12, and 13, and                           In-water construction associated with
                                                    to sign a Finding of No Significant                     replacement of the Dry Dock 3 caisson.                the Proposed Action would occur in
                                                    Impact (FONSI), prior to a final decision               The waterfront improvement projects                   phases over a six-year construction
                                                    on the incidental take authorization                    would be constructed between October                  period. In-water construction is
                                                    request.                                                2016 and October 2022, with in-water                  scheduled to begin in January 2017 and
                                                                                                            work expected to begin no earlier than                be completed by October 2022. This
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                    Background                                              January 2017. The requested IHA would                 application is for the first year of in-
                                                      Sections 101(a)(5)(A) and (D) of the                  run from January 1, 2017 through                      water construction, from January 1,
                                                    MMPA (16 U.S.C. 1361 et seq.) direct                    December 31, 2017.                                    2017 to December 31, 2017. No seasonal
                                                    the Secretary of Commerce to allow,                       The use of vibratory and impact pile                limitations would be imposed on the
                                                    upon request, the incidental, but not                   driving for pile installation and removal             construction timeline. Construction
                                                    intentional, taking of small numbers of                 as well as drilling is expected to                    schedules for in-water work at Berth 11
                                                    marine mammals by U.S. citizens who                     produce underwater sound at levels that               are under development and subject to
                                                    engage in a specified activity (other than              have the potential to result in behavioral            change based on operational


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                                                    52616                                  Federal Register / Vol. 81, No. 153 / Tuesday, August 9, 2016 / Notices

                                                    requirements. Therefore, this IHA                                       extraction, driving, and drilling,                                  number of pile driving days, thus
                                                    application covers all in-water                                         scheduled to take place during the                                  making the total days described below
                                                    construction planned for Berth 11                                       timeframe covered by this IHA                                       a conservative estimate. Total driving
                                                    structural repairs. The Navy intends to                                 application. Note that pile driving days                            time will be approximately 72 days
                                                    apply for sequential IHAs to cover each                                 are not necessarily consecutive. Also                               which includes the installation of 327
                                                    of the subsequent years of construction.                                note that certain activities may occur at                           piles and removal of 141 piles.
                                                       Table 1 summarizes the in-water                                      the same time, decreasing the total
                                                    construction activities including pile

                                                                        TABLE 1—ACTIVITY SUMMARY FOR YEAR 1 OF THE BERTHS 11, 12, AND 13 STRUCTURAL REPAIRS
                                                                                                                                                                Number of                                                 Number of                  Number of
                                                                         Activity/method                                            Timing                                                 Pile type
                                                                                                                                                                  days                                                  piles installed           piles extracted

                                                    Extract timber piles/vibratory hammer ..........                     January 2017 to           De-                  1 10     15-inch timber pile ....              ........................                       77
                                                                                                                           cember 2017.
                                                    Install temporary sister piles for trestle sys-                      January 2017 to           De-                  2 16     14-inch steel H-type ..                                   64     ........................
                                                      tem/vibratory hammer.                                                cember 2017.
                                                    Install permanent king piles for bulkhead/                           January 2017 to           De-                      10   36-inch steel H-type                                      94     ........................
                                                      auger drilling.                                                      cember 2017.                                            piles.
                                                    Install steel sheet-pile bulkhead/vibratory                          January 2017 to           De-                       6   24-inch steel sheet-                                    112      ........................
                                                      hammer (sheet piles and sheet pile re-                               cember 2017.                                            piles.
                                                      turns).
                                                    Install permanent sister piles/impact ham-                           January 2017 to De-                            2 13     14-inch steel H-type ..                                   50     ........................
                                                      mer.                                                                 cember 2017.
                                                    Install timber dolphin .....................................         January 2017 to Jan-                               11   15-inch timber piles ..                                    7     ........................
                                                                                                                           uary 2017.
                                                    Extract temporary sister piles for trestle sys-                      January 2017 to De-                            2 16     14-inch steel H-type ..               ........................                       64
                                                      tem/vibratory hammer.                                                cember 2017.

                                                          Totals .....................................................   ...................................                72   ...................................                     327                        141
                                                       1 Estimate based on assumption of 30 minutes to drive each pile and 30-minute transition and set up time, resulting in one pile per hour and
                                                    eight piles per day (ICF Jones and Strokes and Illingworth and Rodkin, Inc. 2012).
                                                      2 Estimate based on assumption of a one-hour transition and set up time, resulting in one pile per two hours and four piles per day (ICF Jones
                                                    and Strokes and Illingworth and Rodkin, Inc. 2012).
                                                      Note: The Navy provided the following information in response to technical questions:
                                                      King Piles—estimate of 10 per day.
                                                      Sheet piles—estimate of 20 per day, based on 20 piles in 8 hours (i.e., one day) because they will be installed two at a time.


                                                    Specified Geographic Region                                             in-water construction at Berths 11, 12,                             construct a temporary construction
                                                                                                                            and 13 as well as for the replacement of                            trestle or place a jack-up barge alongside
                                                       The Shipyard is located along the                                    the Dry Dock 3 caisson.                                             the berths to provide additional
                                                    Piscataqua River in Kittery, Maine. The                                                                                                     construction workspace. Pile driving
                                                    Shipyard occupies the whole of Seavey                                   Pile Driving Operations
                                                                                                                                                                                                and extraction would also be needed to
                                                    Island, encompassing 278 acres on what                                     Piles of differing sizes will be utilized                        construct and disassemble the
                                                    were originally five separate islands                                   during construction activities including                            temporary construction trestle if the
                                                    (Seavey, Pumpkin, Dennett’s, Clarks,                                    25-inch steel sheet piles driven by                                 construction contractor selects this
                                                    and Jamaica). Over the past 200 years,                                  vibratory hammer at Berth 11; 14-inch                               method over use of a jack-up barge,
                                                    as a result of expansion from land-                                     steel H-type piles driven using impact                              which would require no pile driving.
                                                    making activity, four of these islands                                  hammer at Berth 11; 15-inch timber                                  The trestle system has been included in
                                                    (Seavey, Pumpkin, Dennett’s, and                                        piles installed via vibratory hammer to                             this analysis in order to model a
                                                    Jamaica) were consolidated into one                                     reconstruct dolphins at the corner of                               conservative, worst-case scenario. If a
                                                    large island, which kept the name                                       Berth 11; and 36-inch steel H-type piles                            jack-up barge is used instead of a trestle
                                                    Seavey Island. Clarks Island is now                                     at Berth 11. Additionally 14-inch steel                             system, less pile driving will be needed,
                                                    attached to Seavey Island by a                                          H-type piles would be used to align and                             resulting in fewer marine mammal takes
                                                    causeway. Seavey Island is located in                                   construct the trestle that would be                                 than predicted in this application.
                                                    the lower Piscataqua River                                              extracted using vibratory hammer at                                    For the proposed king pile and
                                                    approximately 547 yards from its                                        Berth 11 and 15-inch timber fender                                  concrete shutter panel bulkhead (see
                                                    southwest bank, 219 yards from its                                      piles, which would be extracted using a                             Figures 2–1 and 2–2 in Application), the
                                                    north bank, and approximately 2.5 miles                                 vibratory hammer at Berth 11 and the                                contractor would likely create templates
                                                    from the mouth of the river.                                            timber dolphin at the corners of Berths                             and work in increments along the berth
                                                    Detailed Description of Activities                                      11 and 12.                                                          from the trestle or jack-up barge. For
                                                                                                                               The number of piles that can be                                  example, an approximately 50-foot-long
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                      The Navy’s application focuses                                        driven per day varies for different                                 template would allow installation of
                                                    primarily on the in-water construction                                  project elements and is subject to                                  about 10 king piles and 20 sheet piles
                                                    activities that will occur during the first                             change based on site conditions at the                              (along segments of the berths where
                                                    year of construction, including                                         time. At the beginning of the in-water                              sheet piles would be installed). The
                                                    completion of the king pile and concrete                                work, existing timber piles would be                                work would consist of setting a template
                                                    shutter panel bulkhead at Berth 11.                                     removed from the berth faces and the                                (including temporary piles and
                                                    Additional applications will be                                         timber dolphin at the western end of the                            horizontal members), which might take
                                                    submitted for each subsequent year of                                   berth, and the contractor either would                              one or two days. Then the contractor


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                                                                                   Federal Register / Vol. 81, No. 153 / Tuesday, August 9, 2016 / Notices                                                                              52617

                                                    would drill the rock sockets, which                          were estimated based on information                                        Description of Marine Mammals in the
                                                    could take about one day per socket.                         compiled from ICF Jones and Strokes                                        Area of the Specified Activity
                                                    King piles would be regularly spaced                         and Illingworth and Rodkin, Inc. (2012).
                                                    along the berths and grouted into                               If sufficient construction funds are                                       Five marine mammal species,
                                                    sockets drilled into the bedrock (i.e.,                      available, the Navy may install a king                                     including one cetacean and four
                                                    ‘‘rock-socketed’’).                                          pile and concrete shutter panel                                            pinnipeds, may inhabit or transit the
                                                       The concrete shutter panels would                         bulkhead at Berth 11C as part of Phase                                     waters near the Shipyard in the lower
                                                    then be installed in stacks between the                      1. The bulkhead would extend from the                                      Piscataqua River during the specified
                                                    king piles along most of the length of                       western end of Berth 11B to the                                            activity. These include the harbor
                                                    Berth 11. Installation of the concrete                       southern end of Berth 12. The in-water                                     porpoise (Phocoena phocoena), Gray
                                                    piles is not included in the noise                           construction process would be the same                                     seal (Halichoerus grypus), harbor seal
                                                    analysis because no pile driving would                       as the process described above. The                                        (Phoca vitulina), hooded seal
                                                    be required. Along an approximately 16-                      analysis in this application includes                                      (Crystphora cristata), and harp seal
                                                    foot section at the eastern end of Berth                     construction at Berth 11C. Once the                                        (Pagophilus groenlandicus). None of the
                                                    11A and an additional 101 feet between                       Berth 11 bulkheads are complete, the                                       marine mammals that may be found in
                                                    Berths 11A and 11B, the depth to                             timber dolphins at the western end of                                      the Piscataqua River are listed under the
                                                    bedrock is greater, thus allowing a                          the berth would be replaced with a                                         Endangered Species Act (ESA). Table 2
                                                    conventional sheet-pile bulkhead to be                       similar dolphin constructed of                                             lists the marine mammal species that
                                                    constructed. The steel sheet-piles would                     approximately seven piles.
                                                                                                                                                                                            could occur in the vicinity of the
                                                    be driven to bedrock using a vibratory                          Additional in-water work would be
                                                                                                                 required to install steel H-type sister                                    Shipyard and their estimated densities
                                                    hammer. Sheet piles installed with a
                                                                                                                 piles at the location of the inboard                                       within the Project area. As there are not
                                                    vibratory hammer also would be used to
                                                    construct ‘‘returns,’’ which would be                        portal crane rail beam at Berth 11,                                        specific density data for any of the
                                                    shorter bulkheads connecting the new                         including Berth 11C. The sister piles                                      species in the Piscataqua River, density
                                                    bulkheads to the existing bulkhead                           would provide additional support for                                       data from the nearshore zone outside
                                                    under the pier. Installation of the                          the portal crane rail system and restore                                   the mouth the Piscataqua River in the
                                                    sheeting with a vibratory hammer is                          its load-bearing capacity. The sister                                      Atlantic Ocean have been used instead.
                                                    estimated to take less than one hour per                     piles would be driven into the bedrock                                     Therefore, it can be assumed that the
                                                    pair of sheets. The contractor would                         below the pier, in water generally less                                    density estimates presented here for
                                                    probably install two sheets at a time and                    than 10 feet deep, using an impact                                         each species are conservative and much
                                                    so the time required install the sheeting                    hammer. The timing of this work                                            higher than densities that would
                                                    (10 pairs = 20 sheets) using vibratory                       depends on operational schedules at the                                    typically be expected in an estuarine
                                                    hammers would only be about 8 hours                          berths. The sister piles may be installed                                  environment such as the lower
                                                    per 10 pairs of sheets. Time                                 either before or after the bulkheads are                                   Piscataqua River in the vicinity of the
                                                    requirements for all other pile types                        constructed.                                                               Shipyard.
                                                           TABLE 2—MARINE MAMMAL SPECIES POTENTIALLY PRESENT IN THE PISCATAQUA RIVER IN THE VICINITY OF THE
                                                                                                    SHIPYARD
                                                                                                                                                                                              Approximate density in the vicinity of the project
                                                                                                                                         Relative                                                                  area
                                                                                                                                                                      Season(s) of
                                                                     Species                     Stock(s) abundance 1                 occurrence in                                                       (individuals per km2) 3
                                                                                                                                                                       occurrence
                                                                                                                                     Piscataqua River
                                                                                                                                                                                              Winter         Spring       Summer           Fall

                                                    Harbor Porpoise, Phocoena phocoena,        79,883 (CV = 0.32) .........         Occasional use .....          Spring to Fall (April          1.2122        1.1705        0.7903        0.9125
                                                      Gulf of Maine/Bay of Fundy stock.                                                                             to December). 4
                                                    Gray Seal, Halichoerus grypus, West-       331,000 2 ........................   Common ...............        Year-round ............        0.2202        0.2202        0.2202        0.2202
                                                      ern North Atlantic stock.
                                                    Harbor Seal, Phoca vitulina, Western       75,834 (CV = 0.15) .........         Common ...............        Year-round ............        0.1998        0.1998        0.1998        0.1998
                                                      North Atlantic stock.
                                                    Hooded Seal, Crystphora cristata,          592,100 2 ........................   Rare ......................   Winter to Spring                  N/A           N/A           N/A               N/A
                                                      Western North Atlantic stock.                                                                                (January–May).
                                                    Harp Seal, Pagophilus groenlandicus,       7,100,000 ........................   Rare ......................   Winter to Spring               0.0125        0.0125        0.0125        0.0125
                                                      Western North Atlantic stock.                                                                                (January–May).
                                                      Source: Waring et al., 2015, except where noted.
                                                      Notes:
                                                      1 No population estimate is available for the U.S. western North Atlantic stock; therefore, the best population estimates are those for the Canadian populations as
                                                    reported in Waring et al., 2015.
                                                      2 Source: Waring et al., 2007. The population estimate for the Western North Atlantic hooded seal population was not updated in Waring et al., 2015.
                                                      3 Density data are taken from the Navy Marine Species Density Database (Crain 2015; Krause 2015). It should be noted that these data overestimate the potential
                                                    species density in the Piscataqua River. The Navy Marine Species Density Database data presented in the table are based on a relative environmental suitability
                                                    study and represent data with low confidence. These data are generally used for broad-scale offshore activities; however, due to a lack of any other data within the
                                                    general Project area, these data are presented as the best available data for the Piscataqua River.
                                                      4 Densities shown for seasons when each species would not be likely to occur in the river.
                                                      Key: CV = coefficient of variation. km2 = square kilometer.
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                      We have reviewed the Navy’s detailed                       site (www.nmfs.noaa.gov/pr/species/                                        waters of both the Atlantic and Pacific
                                                    species descriptions, including life                         mammals) for generalized species                                           Oceans. In the western North Atlantic,
                                                    history information, for accuracy and                        accounts.                                                                  the species is found in both U.S. and
                                                    completeness and refer the reader to                                                                                                    Canadian waters. More specifically, the
                                                                                                                 Harbor Porpoise
                                                    Section 3 of the Navy’s Application                                                                                                     species can be found between West
                                                    instead of reprinting the information                          Harbor porpoises are found                                               Greenland and Cape Hatteras, North
                                                    here. Please also refer to NMFS’ Web                         commonly in coastal and offshore                                           Carolina (NOAA Fisheries Service


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                                                    52618                         Federal Register / Vol. 81, No. 153 / Tuesday, August 9, 2016 / Notices

                                                    2014a). Based on genetic analysis, it is                can be found year-round in the coastal                Atlantic stock of harbor seal was 70,142
                                                    assumed that harbor porpoises in the                    waters of the Gulf of Maine (Waring et                animals. The minimum population was
                                                    U.S. and Canadian waters are divided                    al., 2014).                                           estimated as 55,409 animals (also based
                                                    into four populations, as follows: (1)                     There are currently no population                  on the 2012 aerial abundance survey).
                                                    Gulf of St. Lawrence; (2) Newfoundland;                 estimates for the western North Atlantic              No trend analysis has been conducted
                                                    (3) Greenland; and (4) Gulf of Maine/                   gray seal stock (Waring et al., 2014).                for this species, likely because of the
                                                    Bay of Fundy. For management                            However, estimates are available for                  long interval between the 2012 survey
                                                    purposes in U.S. waters, harbor                         portions of the total population for                  and the previous 2001 survey and the
                                                    porpoises have been divided into 10                     certain time periods (Waring et al.,                  somewhat imprecise abundance
                                                    stocks along both the East and West                     2014). For example, between 1993 and                  estimates that were generated from
                                                    Coasts. Of those 10 stocks, only one, the               2004, the Gray seal population in                     them. In the Piscataqua River, harbor
                                                    Gulf of Maine/Bay of Fundy stock, is                    Canada was estimated at between                       seals are the most abundant pinniped
                                                    found along the U.S. East Coast, and                    144,000 and 223,220 individuals. This                 species (Smith n.d.).
                                                    thus only individuals from this stock                   estimate was based on three separate
                                                    could be found in the Project area. The                 surveys and also depended on the                      Hooded Seal
                                                    species is primarily found over the                     population-estimation model that was
                                                    Continental Shelf in waters less than                   used (Mohn and Bowen 1996;                               Hooded seals are also members of the
                                                    approximately 500 feet deep (Waring et                  Department of Fisheries and Oceans                    true seal family (Phocidae) and are
                                                    al., 2014). In general, the species is                  2003; Trzcinski et al., 2005). The most               generally found in deeper waters or on
                                                    commonly found in bays, estuaries, and                  recent Canadian gray seal population                  drifting pack ice. The world population
                                                    harbors (NOAA Fisheries Service                         estimate is 331,000. This estimate is                 of hooded seals has been divided into
                                                    2014a).                                                 based on surveys conducted during                     three stocks, which coincide with
                                                      Line-transect surveys have been                       2012 in the Gulf of St. Lawrence, Nova                specific breeding areas, as follows: (1)
                                                    conducted in the Gulf of Maine between                  Scotia Eastern Shore, and Sable Island                Northwest Atlantic, (2) Greenland Sea,
                                                    1991 and 2011. Based on the 2011 aerial                 (Waring et al., 2014). In U.S. waters,                and (3) White Sea (Waring et al., 2007).
                                                    surveys, the best abundance estimate for                gray seals are known to pup at three                  The hooded seal is a highly migratory
                                                    the Gulf of Maine/Bay of Fundy stock of                 separate locations: (1) Muskeget Island,              species, and its range can extend from
                                                    harbor porpoise is 79,883 animals (CV =                 Massachusetts; (2) Green Island, Maine;               the Canadian arctic to Puerto Rico. In
                                                    0.32). The aerial surveys included                      and (3) Seal Island, Maine. Surveys of                the U.S. waters, the species has an
                                                    central Virginia to the lower Bay of                    these areas indicate that in these                    increasing presence in the coastal
                                                    Fundy. The minimum population                           colonies pup production is increasing,                waters between Maine and Florida
                                                    estimate is 61,415 animals (Waring et                   as are the colony populations. General                (Waring et al., 2007). In the United
                                                    al., 2014). Because no trend analysis has               population increases in U.S. waters are               States, they are considered members of
                                                    been conducted for this stock, no                       likely a result of this natural increase              the western North Atlantic stock and
                                                    population trend is available. A                        and immigration of individuals from                   generally occur in New England waters
                                                    Bayesian population model was used to                   Canadian populations (Waring et al.,                  from January through May and further
                                                    determine the currently accepted                        2014).                                                south in the summer and fall seasons
                                                    population growth rate. Fertility data                                                                        (Waring et al., 2007).
                                                                                                            Harbor Seal
                                                    and age-at-death data from stranded                                                                              Population abundance of hooded
                                                    animals and animals taken in gillnets                      Harbor seals are also members of the
                                                                                                            true seal family (Phocidae) and can be                seals in the western North Atlantic is
                                                    were used for the model (Waring et al.,                                                                       derived from pup production estimates.
                                                    2014). It was then determined that the                  found in nearshore waters along both
                                                                                                            the North Atlantic and North Pacific                  These estimates are developed from
                                                    potential natural growth rate for the
                                                                                                            coasts, generally at latitudes above 30°              whelping pack surveys. The most recent
                                                    Gulf of Maine/Bay of Fundy stock of
                                                                                                            N. (Burns 2009). In the western Atlantic              population estimate in the western
                                                    harbor porpoises was 0.046 (Waring et
                                                                                                            Ocean, the harbor seal’s range extends                North Atlantic was derived in 2005.
                                                    al., 2014). The harbor porpoise is likely
                                                                                                            from the eastern Canadian Arctic to                   There have been no recent surveys
                                                    the most abundant cetacean within the
                                                    Piscataqua River (Smith n.d.)                           New York; however, they can be found                  conducted or population estimates
                                                                                                            as far south as the Carolinas (Waring et              developed for this species. The 2005
                                                    Gray Seal                                               al., 2014). In New England, the species               best population estimate for hooded
                                                       Gray seals, which are members of the                 can be found in coastal waters year-                  seals is 592,100 individuals, with a
                                                    ‘‘true seal’’ family (Phocidae), are a                  round (Waring et al., 2014). Overall,                 minimum population estimate of
                                                    coastal species that generally remains                  there are five recognized subspecies of               512,000 individuals (Waring et al.,
                                                    within the Continental Shelf region.                    harbor seal, two of which occur in the                2007). Currently, not enough data are
                                                    Gray seals can be found on both sides                   Atlantic Ocean. The western Atlantic                  available to determine what percentage
                                                    of the North Atlantic. Within this area,                harbor seal (Phoca vitulina concolor) is              of this estimate may represent the
                                                    the species is split into three primary                 the subspecies likely to occur in the                 population within U.S. waters. A
                                                    populations: (1) Eastern Canada, (2)                    project area. There is some uncertainly               population trend also cannot be
                                                    northwestern Europe, and (3) the Baltic                 about the overall population stock                    developed for this species due to a lack
                                                    Sea (Katona et al., 1993). Gray seals                   structure of harbor seals in the western              of sufficient data. Hooded seals are
                                                    within U.S. waters are considered the                   North Atlantic Ocean. However, it is                  known to occur in the Piscataqua River;
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                    western North Atlantic stock and are                    theorized that harbor seals along the                 however, they are not as abundant as
                                                    expected to be part of the eastern                      eastern U.S. and Canada are all from a                the more commonly observed harbor
                                                    Canadian population (Waring et al.,                     single population (Temte et al., 1991).               seal. Anecdotal sighting information
                                                    2014). In U.S. waters, year-round                          An aerial abundance survey was                     indicates that two hooded seals were
                                                    breeding of approximately 400 animals                   conducted in 2012 during the pupping                  observed from the Shipyard in August
                                                    has been documented on areas of outer                   season along the entire Maine coast. As               2009, but no other observations have
                                                    Cape Cod and Mukeget Island in                          a result of this survey, the best estimate            been recorded (Trefry November 20,
                                                    Massachusetts. In general, this species                 of abundance for the western North                    2015).


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                                                                                  Federal Register / Vol. 81, No. 153 / Tuesday, August 9, 2016 / Notices                                          52619

                                                    Harp Seal                                               analysis of how this specific activity                for in the summation of pressure levels
                                                       Harp seals are also members of the                   will impact marine mammals and will                   (Hastings and Popper, 2005). This
                                                    true seal family and classified into three              consider the content of this section, the             measurement is often used in the
                                                    stocks, which coincide with specific                    ‘‘Estimated Take by Incidental                        context of discussing behavioral effects,
                                                    pupping sites on pack ice, as follows: (1)              Harassment’’ section, and the ‘‘Proposed              in part because behavioral effects,
                                                    Eastern Canada, including the areas off                 Mitigation’’ section to draw conclusions              which often result from auditory cues,
                                                    the coast of Newfoundland and                           regarding the likely impacts of this                  may be better expressed through
                                                    Labrador and the area near the                          activity on the reproductive success or               averaged units than by peak pressures.
                                                                                                            survivorship of individuals and from                     When underwater objects vibrate or
                                                    Magdalen Islands in the Gulf of St.
                                                                                                            that on the affected marine mammal                    activity occurs, sound-pressure waves
                                                    Lawrence; (2) the West Ice off eastern
                                                                                                            populations or stocks. In the following               are created. These waves alternately
                                                    Greenland, and (3) the ice in the White
                                                                                                            discussion, we provide general                        compress and decompress the water as
                                                    Sea off the coast of Russia (Waring et al.,                                                                   the sound wave travels. Underwater
                                                                                                            background information on sound and
                                                    2014). The harp seal is a highly                                                                              sound waves radiate in all directions
                                                                                                            marine mammal hearing before
                                                    migratory species, and its range can                                                                          away from the source (similar to ripples
                                                                                                            considering potential effects to marine
                                                    extend from the Canadian arctic to New                                                                        on the surface of a pond), except in
                                                                                                            mammals from sound produced by pile
                                                    Jersey. In U.S. waters, the species has an                                                                    cases where the source is directional.
                                                                                                            driving.
                                                    increasing presence in the coastal                                                                            The compressions and decompressions
                                                    waters between Maine and New Jersey                     Description of Sound Sources                          associated with sound waves are
                                                    (Waring et al., 2014). In the United                       Sound travels in waves, the basic                  detected as changes in pressure by
                                                    States, they are considered members of                  components of which are frequency,                    aquatic life and man-made sound
                                                    the western North Atlantic stock and                    wavelength, velocity, and amplitude.                  receptors such as hydrophones.
                                                    generally occur in New England waters                   Frequency is the number of pressure                      Even in the absence of sound from the
                                                    from January through May in the winter                  waves that pass by a reference point per              specified activity, the underwater
                                                    and spring (Waring et al., 2014). The                   unit of time and is measured in hertz                 environment is typically loud due to
                                                    observed influx of harp seals and                       (Hz) or cycles per second. Wavelength is              ambient sound. Ambient sound is
                                                    geographic distribution in New England                  the distance between two peaks of a                   defined as environmental background
                                                    to mid-Atlantic waters is based                         sound wave; lower frequency sounds                    sound levels lacking a single source or
                                                    primarily on strandings and secondarily                 have longer wavelengths than higher                   point (Richardson et al., 1995), and the
                                                    on fishery bycatch.                                     frequency sounds and attenuate                        sound level of a region is defined by the
                                                       Population abundance of harp seals in                (decrease) more rapidly in shallower                  total acoustical energy being generated
                                                    the western North Atlantic is derived                   water. Amplitude is the height of the                 by known and unknown sources. These
                                                    from aerial surveys and mark-recapture                  sound pressure wave or the ‘loudness’                 sources may include physical (e.g.,
                                                    (Waring et al., 2014). The most recent                  of a sound and is typically measured                  waves, earthquakes, ice, atmospheric
                                                    population estimate in the western                      using the decibel (dB) scale. A dB is the             sound), biological (e.g., sounds
                                                    North Atlantic was derived in 2012 from                 ratio between a measured pressure (with               produced by marine mammals, fish, and
                                                    an aerial harp seal survey. The 2012 best               sound) and a reference pressure (sound                invertebrates), and anthropogenic sound
                                                    population estimate for hooded seals is                 at a constant pressure, established by                (e.g., vessels, dredging, aircraft,
                                                    7.1 million individuals (Waring et al.,                 scientific standards). It is a logarithmic            construction). A number of sources
                                                    2014). Currently, not enough data are                   unit that accounts for large variations in            contribute to ambient sound, including
                                                    available to determine what percentage                  amplitude; therefore, relatively small                the following (Richardson et al., 1995):
                                                    of this estimate may represent the                      changes in dB ratings correspond to                      • Wind and waves: The complex
                                                    population within U.S. waters. A                        large changes in sound pressure. When                 interactions between wind and water
                                                    population trend also cannot be                         referring to sound pressure levels (SPLs;             surface, including processes such as
                                                    developed for this species due to a lack                the sound force per unit area), sound is              breaking waves and wave-induced
                                                    of sufficient data, as recent increases in              referenced in the context of underwater               bubble oscillations and cavitation, are a
                                                    strandings may not be indicative of                     sound pressure to 1 microPascal (mPa).                main source of naturally occurring
                                                    population size. Harp seals are known                   One pascal is the pressure resulting                  ambient noise for frequencies between
                                                    to occur in the Piscataqua River;                       from a force of one newton exerted over               200 Hz and 50 kHz (Mitson, 1995). In
                                                    however, they are not as abundant as                    an area of one square meter. The source               general, ambient sound levels tend to
                                                    the more commonly observed harbor                       level (SL) represents the sound level at              increase with increasing wind speed
                                                    seal (Crain 2015).                                      a distance of 1 m from the source                     and wave height. Surf noise becomes
                                                                                                            (referenced to 1 mPa). The received level             important near shore, with
                                                    Potential Effects of the Specified
                                                                                                            is the sound level at the listener’s                  measurements collected at a distance of
                                                    Activity on Marine Mammals and Their
                                                                                                            position. Note that all underwater sound              8.5 km from shore showing an increase
                                                    Habitat                                                 levels in this document are referenced                of 10 dB in the 100 to 700 Hz band
                                                       This section includes a summary and                  to a pressure of 1 mPa and all airborne               during heavy surf conditions.
                                                    discussion of the ways that stressors,                  sound levels in this document are                        • Precipitation: Sound from rain and
                                                    (e.g., pile driving,) and potential                     referenced to a pressure of 20 mPa.                   hail impacting the water surface can
                                                    mitigation activities, associated with the                 Root mean square (rms) is the                      become an important component of total
                                                    proposed waterfront improvement                         quadratic mean sound pressure over the                noise at frequencies above 500 Hz, and
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                    project may impact marine mammals                       duration of an impulse. Rms is                        possibly down to 100 Hz during quiet
                                                    and their habitat. The ‘‘Estimated Take                 calculated by squaring all of the sound               times.
                                                    by Incidental Harassment’’ section later                amplitudes, averaging the squares, and                   • Biological: Marine mammals can
                                                    in this document will include a                         then taking the square root of the                    contribute significantly to ambient noise
                                                    quantitative analysis of the number of                  average (Urick, 1983). Rms accounts for               levels, as can some fish and shrimp. The
                                                    individuals that are expected to be taken               both positive and negative values;                    frequency band for biological
                                                    by this activity. The ‘‘Negligible Impact               squaring the pressures makes all values               contributions is from approximately 12
                                                    Analysis’’ section will include the                     positive so that they may be accounted                Hz to over 100 kHz.


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                                                    52620                                 Federal Register / Vol. 81, No. 153 / Tuesday, August 9, 2016 / Notices

                                                       • Anthropogenic: Sources of ambient                                   In the vicinity of the Project area, the                     pressure to a maximal pressure value
                                                    noise related to human activity include                               average broadband ambient underwater                            followed by a rapid decay period that
                                                    transportation (surface vessels and                                   noise levels are commonly 52.8 to 80.5                          may include a period of diminishing,
                                                    aircraft), dredging and construction, oil                             dB SEL re 1mPa with substantially                               oscillating maximal and minimal
                                                    and gas drilling and production, seismic                              higher maximum peak readings (79.9 to                           pressures, and generally have an
                                                    surveys, sonar, explosions, and ocean                                 103.9 Lpeak dB re 1mPa) due to passing                          increased capacity to induce physical
                                                    acoustic studies. Shipping noise                                      boats and industrial noise (ESS Group,                          injury as compared with sounds that
                                                    typically dominates the total ambient                                 Inc. 2015). However, boat traffic was                           lack these features.
                                                    noise for frequencies between 20 and                                  limited the day of the study; three boats                          Non-pulsed sounds can be tonal,
                                                    300 Hz. In general, the frequencies of                                passed at a distance greater than 66                            narrowband, or broadband, brief or
                                                    anthropogenic sounds are below 1 kHz                                  yards from site. Therefore, given the                           prolonged, and may be either
                                                    and, if higher frequency sound levels                                 short duration of the measurements, it                          continuous or non-continuous (ANSI,
                                                    are created, they attenuate rapidly                                   would be difficult to determine whether                         1995; NIOSH, 1998). Some of these non-
                                                    (Richardson et al., 1995). Sound from                                 vessel noise associated with the                                pulsed sounds can be transient signals
                                                    identifiable anthropogenic sources other                              Proposed Action would add greatly to                            of short duration but without the
                                                    than the activity of interest (e.g., a                                the existing background vessel noise in                         essential properties of pulses (e.g., rapid
                                                    passing vessel) is sometimes termed                                   the lower Piscataqua River. However,                            rise time). Examples of non-pulsed
                                                    background sound, as opposed to                                       based on these measurements, it cannot                          sounds include those produced by
                                                    ambient sound.                                                        be assumed that the sound produced by                           vessels, aircraft, machinery operations
                                                                                                                          vibratory pile driving would be                                 such as drilling or dredging, vibratory
                                                       The sum of the various natural and                                 completely masked by background                                 pile driving, and active sonar systems
                                                    anthropogenic sound sources at any                                    vessel noise, especially in areas close to                      (such as those used by the U.S. Navy).
                                                    given location and time—which                                         the vibratory hammer.                                           The duration of such sounds, as
                                                    comprise ‘‘ambient’’ or ‘‘background’’                                   There are two general categories of                          received at a distance, can be greatly
                                                    sound—depends not only on the source                                  sound types: Impulse and non-pulse.                             extended in a highly reverberant
                                                    levels (as determined by current                                      Vibratory pile driving is considered to                         environment.
                                                    weather conditions and levels of                                      be continuous or non-pulsed while                                  Impact hammers operate by
                                                    biological and shipping activity) but                                 impact pile driving is considered to be                         repeatedly dropping a heavy piston onto
                                                    also on the ability of sound to propagate                             an impulse or pulsed sound type. The                            a pile to drive the pile into the substrate.
                                                    through the environment. In turn, sound                               distinction between these two sound                             Sound generated by impact hammers is
                                                    propagation is dependent on the                                       types is important because they have                            characterized by rapid rise times and
                                                    spatially and temporally varying                                      differing potential to cause physical                           high peak levels, a potentially injurious
                                                    properties of the water column and sea                                effects, particularly with regard to                            combination (Hastings and Popper,
                                                    floor, and is frequency-dependent. As a                               hearing (e.g., Ward, 1997 in Southall et                        2005). Vibratory hammers install piles
                                                    result of the dependence on a large                                   al., 2007). Please see Southall et al.,                         by vibrating them and allowing the
                                                    number of varying factors, ambient                                    (2007) for an in-depth discussion of                            weight of the hammer to push them into
                                                    sound levels can be expected to vary                                  these concepts.                                                 the sediment. Vibratory hammers
                                                    widely over both coarse and fine spatial                                 Pulsed sound sources (e.g.,                                  produce significantly less sound than
                                                    and temporal scales. Sound levels at a                                explosions, gunshots, sonic booms,                              impact hammers. Peak SPLs may be 180
                                                    given frequency and location can vary                                 impact pile driving) produce signals                            dB or greater, but are generally 10 to 20
                                                    by 10–20 dB from day to day                                           that are brief (typically considered to be                      dB lower than SPLs generated during
                                                    (Richardson et al., 1995). The result is                              less than one second), broadband, atonal                        impact pile driving of the same-sized
                                                    that, depending on the source type and                                transients (ANSI, 1986; Harris, 1998;                           pile (Oestman et al., 2009). Rise time is
                                                    its intensity, sound from the specified                               NIOSH, 1998; ISO, 2003; ANSI, 2005)                             slower, reducing the probability and
                                                    activity may be a negligible addition to                              and occur either as isolated events or                          severity of injury, and sound energy is
                                                    the local environment or could form a                                 repeated in some succession. Pulsed                             distributed over a greater amount of
                                                    distinctive signal that may affect marine                             sounds are all characterized by a                               time (Nedwell and Edwards, 2002;
                                                    mammals.                                                              relatively rapid rise from ambient                              Carlson et al., 2005).

                                                                                            TABLE 3—REPRESENTATIVE SOUND LEVELS OF ANTHROPOGENIC SOURCES
                                                                                                                                      Frequency
                                                                                Sound source                                            range            Underwater sound level                                Reference
                                                                                                                                         (Hz)

                                                    Small vessels ................................................................      250–1,000       151   dB   rms   at   1 m ............   Richardson et al., 1995.
                                                    Tug docking gravel barge .............................................              200–1,000       149   dB   rms   at   100 m ........     Blackwell and Greene, 2002.
                                                    Vibratory driving of 72-in steel pipe pile .......................                   10–1,500       180   dB   rms   at   10 m ..........    Reyff, 2007.
                                                    Impact driving of 36-in steel pipe pile ..........................                   10–1,500       195   dB   rms   at   10 m ..........    Laughlin, 2005.
                                                    Impact driving of 66-in cast-in-steel-shell (CISS) pile ..                           10–1,500       195   dB   rms   at   10 m ..........    Reviewed in Hastings and Popper, 2005.
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                      The likely or possible impacts of the                               mammals, however, are expected to                               effects. To appropriately assess these
                                                    proposed project on marine mammals                                    primarily be acoustic in nature.                                potential effects, it is necessary to
                                                    could involve both non-acoustic and                                                                                                   understand the frequency ranges marine
                                                                                                                          Marine Mammal Hearing
                                                    acoustic stressors. Potential non-                                                                                                    mammals are able to hear. Current data
                                                    acoustic stressors could result from the                                Hearing is the most important sensory                         indicate that not all marine mammal
                                                    physical presence of the equipment and                                modality for marine mammals, and                                species have equal hearing capabilities
                                                    personnel. Any impacts to marine                                      exposure to sound can have deleterious                          (e.g., Richardson et al., 1995; Wartzok


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                                                                                  Federal Register / Vol. 81, No. 153 / Tuesday, August 9, 2016 / Notices                                            52621

                                                    and Ketten, 1999). To reflect this,                     Acoustic Effects, Underwater                          effects such as behavioral disturbance or
                                                    Southall et al., (2007) recommended                        Potential Effects of Pile Driving                  tactile perception to physical
                                                    that marine mammals be divided into                     Sound—The effects of sounds from pile                 discomfort, slight injury of the internal
                                                    functional hearing groups based on                      driving might result in one or more of                organs and the auditory system, or
                                                    measured or estimated hearing ranges                    the following: Temporary or permanent                 mortality (Yelverton et al., 1973).
                                                    on the basis of available behavioral data,                                                                       Hearing Impairment and Other
                                                                                                            hearing impairment, non-auditory
                                                    audiograms derived using auditory                                                                             Physical Effects—Marine mammals
                                                                                                            physical or physiological effects,
                                                    evoked potential techniques, anatomical                                                                       exposed to high intensity sound
                                                                                                            behavioral disturbance, and masking
                                                    modeling, and other data. The lower                                                                           repeatedly or for prolonged periods can
                                                                                                            (Richardson et al., 1995; Gordon et al.,
                                                    and/or upper frequencies for some of                                                                          experience hearing threshold shift (TS),
                                                                                                            2004; Nowacek et al., 2007; Southall et
                                                    these functional hearing groups have                                                                          which is the loss of hearing sensitivity
                                                                                                            al., 2007). The effects of pile driving on
                                                    been modified from those designated by                                                                        at certain frequency ranges (Kastak et
                                                                                                            marine mammals are dependent on
                                                    Southall et al., (2007). The functional                                                                       al., 1999; Schlundt et al., 2000;
                                                                                                            several factors, including the size, type,
                                                    groups and the associated frequencies                                                                         Finneran et al., 2003, 2005). TS can be
                                                                                                            and depth of the animal; the depth,
                                                    are indicated below (note that these                                                                          permanent (PTS), in which case the loss
                                                                                                            intensity, and duration of the pile                   of hearing sensitivity is not recoverable,
                                                    frequency ranges do not necessarily                     driving sound; the depth of the water
                                                    correspond to the range of best hearing,                                                                      or temporary (TTS), in which case the
                                                                                                            column; the substrate of the habitat; the             animal’s hearing threshold would
                                                    which varies by species):                               standoff distance between the pile and
                                                       • Low-frequency cetaceans                                                                                  recover over time (Southall et al., 2007).
                                                                                                            the animal; and the sound propagation                 Marine mammals depend on acoustic
                                                    (mysticetes): Functional hearing is                     properties of the environment. Impacts
                                                    estimated to occur between                                                                                    cues for vital biological functions, (e.g.,
                                                                                                            to marine mammals from pile driving                   orientation, communication, finding
                                                    approximately 7 Hz and 25 kHz                           activities are expected to result
                                                    (extended from 22 kHz; Watkins, 1986;                                                                         prey, avoiding predators); thus, TTS
                                                                                                            primarily from acoustic pathways. As                  may result in reduced fitness in survival
                                                    Lucifredi and Stein, 2007; Ketten and                   such, the degree of effect is intrinsically
                                                    Mountain, 2009; Tubelli et al., 2012);                                                                        and reproduction. However, this
                                                                                                            related to the received level and                     depends on the frequency and duration
                                                       • Mid-frequency cetaceans (larger                    duration of the sound exposure, which
                                                    toothed whales, beaked whales, and                                                                            of TTS, as well as the biological context
                                                                                                            are in turn influenced by the distance                in which it occurs. TTS of limited
                                                    most delphinids): Functional hearing is                 between the animal and the source. The
                                                    estimated to occur between                                                                                    duration, occurring in a frequency range
                                                                                                            further away from the source, the less                that does not coincide with that used for
                                                    approximately 150 Hz and 160 kHz;                       intense the exposure should be.                       recognition of important acoustic cues,
                                                       • High-frequency cetaceans                              The substrate and depth of the habitat             would have little to no effect on an
                                                    (porpoises, river dolphins, and members                 affect the sound propagation properties               animal’s fitness. Repeated sound
                                                    of the genera Kogia and                                 of the environment. Shallow                           exposure that leads to TTS could cause
                                                    Cephalorhynchus; now considered to                      environments are typically more                       PTS. PTS constitutes injury, but TTS
                                                    include two members of the genus                        structurally complex, which leads to                  does not (Southall et al., 2007). The
                                                    Lagenorhynchus on the basis of recent                   rapid sound attenuation. In addition,                 following subsections discuss in
                                                    echolocation data and genetic data                      substrates that are soft (e.g., sand) would           somewhat more detail the possibilities
                                                    [May-Collado and Agnarsson, 2006;                       absorb or attenuate the sound more                    of TTS, PTS, and non-auditory physical
                                                    Kyhn et al., 2009, 2010; Tougaard et al.,               readily than hard substrates (e.g., rock)             effects.
                                                    2010]): Functional hearing is estimated                 which may reflect the acoustic wave.                     Temporary Threshold Shift—TTS is
                                                    to occur between approximately 200 Hz                   Soft porous substrates would also likely              the mildest form of hearing impairment
                                                    and 180 kHz; and                                        require less time to drive the pile, and              that can occur during exposure to a
                                                       • Pinnipeds in water: Functional                     possibly less forceful equipment, which               strong sound (Kryter, 1985). While
                                                    hearing is estimated to occur between                   would ultimately decrease the intensity               experiencing TTS, the hearing threshold
                                                    approximately 75 Hz to 100 kHz for                      of the acoustic source. Much of the                   rises, and a sound must be stronger in
                                                    Phocidae (true seals) and between 100                   shoreline in the project area has been                order to be heard. In terrestrial
                                                    Hz and 48 kHz for Otariidae (eared                      characterized as hard shores (rocky                   mammals, TTS can last from minutes or
                                                    seals), with the greatest sensitivity                   intertidal). In general, rocky intertidal             hours to days (in cases of strong TTS).
                                                    between approximately 700 Hz and 20                     areas consist of bedrock that alternates              For sound exposures at or somewhat
                                                    kHz. The pinniped functional hearing                    between marine and terrestrial habitats,              above the TTS threshold, hearing
                                                    group was modified from Southall et al.,                depending on the tide. Rocky intertidal               sensitivity in both terrestrial and marine
                                                    (2007) on the basis of data indicating                  areas are characterized by bedrock,                   mammals recovers rapidly after
                                                    that phocid species have consistently                   stones, or boulders that singly or in                 exposure to the sound ends. Few data
                                                    demonstrated an extended frequency                      combination cover 75 percent or more of               on sound levels and durations necessary
                                                    range of hearing compared to otariids,                  an area that is covered less than 30                  to elicit mild TTS have been obtained
                                                    especially in the higher frequency range                percent by vegetation.                                for marine mammals, and none of the
                                                    (Kastelein et al., 2009; Reichmuth et al.,                 In the absence of mitigation, impacts              published data concern TTS elicited by
                                                    2013).                                                  to marine species would be expected to                exposure to multiple pulses of sound.
                                                       The single cetacean species likely to                result from physiological and behavioral              Available data on TTS in marine
                                                    occur in the proposed project area and                  responses to both the type and strength               mammals are summarized in Southall et
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                    for which take is requested, is classified              of the acoustic signature (Viada et al.,              al., (2007).
                                                    as a high-frequency cetacean (i.e.,                     2008). The type and severity of                          Given the available data, the received
                                                    harbor porpoise) (Southall et al., 2007).               behavioral impacts are more difficult to              level of a single pulse (with no
                                                    Additionally, gray seals, harbor seals,                 document due to limited studies                       frequency weighting) might need to be
                                                    hooded seals, and harp seals are                        addressing the behavioral effects of                  approximately 186 dB re 1 mPa2-s (i.e.,
                                                    classified as members of the phocid                     impulse sounds on marine mammals.                     186 dB sound exposure level [SEL] or
                                                    pinnipeds in-water functional hearing                   Potential effects from impulsive sound                approximately 221–226 dB p-p [peak])
                                                    group.                                                  sources can range in severity from                    in order to produce brief, mild TTS.


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                                                    52622                         Federal Register / Vol. 81, No. 153 / Tuesday, August 9, 2016 / Notices

                                                    Exposure to several strong pulses that                  need to exceed the TTS threshold by at                The available data do not allow
                                                    each have received levels near 190 dB                   least 15 dB for there to be risk of PTS.              identification of a specific exposure
                                                    rms (175–180 dB SEL) might result in                    Thus, for cetaceans, Southall et al.,                 level above which non-auditory effects
                                                    cumulative exposure of approximately                    (2007) estimate that the PTS threshold                can be expected (Southall et al., 2007)
                                                    186 dB SEL and thus slight TTS in a                     might be an M-weighted SEL (for the                   or any meaningful quantitative
                                                    small odontocete, assuming the TTS                      sequence of received pulses) of                       predictions of the numbers (if any) of
                                                    threshold is (to a first approximation) a               approximately 198 dB re 1 mPa2-s (15 dB               marine mammals that might be affected
                                                    function of the total received pulse                    higher than the TTS threshold for an                  in those ways. Marine mammals that
                                                    energy (Southall et al. 2007).                          impulse). Given the higher level of                   show behavioral avoidance of pile
                                                       The above TTS information for                        sound necessary to cause PTS as                       driving, including some odontocetes
                                                    odontocetes is derived from studies on                  compared with TTS, it is considerably                 and some pinnipeds, are especially
                                                    the bottlenose dolphin (Tursiops                        less likely that PTS could occur.                     unlikely to incur auditory impairment
                                                    truncatus) and beluga whale. There is                      Although no marine mammals have                    or non-auditory physical effects.
                                                    no published TTS information for other                  been shown to experience TTS or PTS
                                                    species of cetaceans. However,                          as a result of being exposed to pile                  Disturbance Reactions
                                                    preliminary evidence from a harbor                      driving activities, captive bottlenose                   Disturbance includes a variety of
                                                    porpoise exposed to pulsed sound                        dolphins and beluga whales exhibited                  effects, including subtle changes in
                                                    suggests that its TTS threshold may                     changes in behavior when exposed to                   behavior, more conspicuous changes in
                                                    have been lower (Lucke et al., 2009).                   strong pulsed sounds (Finneran et al.,                activities, and displacement. Behavioral
                                                    Furthermore, harbor porpoise are high                   2000, 2003, 2005). The animals tolerated              responses to sound are highly variable
                                                    frequency hearing specialists so they are               high received levels of sound before                  and context-specific and reactions, if
                                                    not as sensitive to lower frequency                     exhibiting aversive behaviors.                        any, depend on species, state of
                                                    sounds produced by pile driving as                      Experiments on a beluga whale showed                  maturity, experience, current activity,
                                                    much as belugas and bottlenose                          that exposure to a single watergun                    reproductive state, auditory sensitivity,
                                                    dolphins are. As summarized above,                      impulse at a received level of 207 kPa                time of day, and many other factors
                                                    data that are now available imply that                  (30 psi) p-p, which is equivalent to 228              (Richardson et al., 1995; Wartzok et al.,
                                                    TTS is unlikely to occur unless                         dB p-p, resulted in a 7 and 6 dB TTS                  2003; Southall et al., 2007).
                                                    odontocetes are exposed to pile driving                 in the beluga whale at 0.4 and 30 kHz,                   Habituation can occur when an
                                                    pulses stronger than 180 dB re 1 mPa                    respectively. Thresholds returned to                  animal’s response to a stimulus wanes
                                                    rms.                                                    within 2 dB of the pre-exposure level                 with repeated exposure, usually in the
                                                       Permanent Threshold Shift—When                       within four minutes of the exposure                   absence of unpleasant associated events
                                                    PTS occurs, there is physical damage to                 (Finneran et al., 2003). Although the                 (Wartzok et al., 2003). Animals are most
                                                    the sound receptors in the ear. In severe               source level of pile driving from one                 likely to habituate to sounds that are
                                                    cases, there can be total or partial                    hammer strike is expected to be much                  predictable and unvarying. The opposite
                                                    deafness, while in other cases the                      lower than the single watergun impulse                process is sensitization, when an
                                                    animal has an impaired ability to hear                  cited here, animals being exposed for a               unpleasant experience leads to
                                                    sounds in specific frequency ranges                     prolonged period to repeated hammer                   subsequent responses, often in the form
                                                    (Kryter, 1985). There is no specific                    strikes could receive more sound                      of avoidance, at a lower level of
                                                    evidence that exposure to pulses of                     exposure in terms of SEL than from the                exposure. Behavioral state may affect
                                                    sound can cause PTS in any marine                       single watergun impulse (estimated at                 the type of response as well. For
                                                    mammal. However, given the possibility                  188 dB re 1 mPa2-s) in the                            example, animals that are resting may
                                                    that mammals close to a sound source                    aforementioned experiment (Finneran et                show greater behavioral change in
                                                    can incur TTS, it is possible that some                 al., 2003). However, in order for marine              response to disturbing sound levels than
                                                    individuals might incur PTS. Single or                  mammals to experience TTS or PTS, the                 animals that are highly motivated to
                                                    occasional occurrences of mild TTS are                  animals have to be close enough to be                 remain in an area for feeding
                                                    not indicative of permanent auditory                    exposed to high intensity sound levels                (Richardson et al., 1995; NRC, 2003;
                                                    damage, but repeated or (in some cases)                 for a prolonged period of time. Based on              Wartzok et al., 2003).
                                                    single exposures to a level well above                  the best scientific information available,               Controlled experiments with captive
                                                    that causing TTS onset might elicit PTS.                these SPLs are far below the thresholds               marine mammals showed pronounced
                                                       Relationships between TTS and PTS                    that could cause TTS or the onset of                  behavioral reactions, including
                                                    thresholds have not been studied in                     PTS.                                                  avoidance of loud sound sources
                                                    marine mammals but are assumed to be                       Non-auditory Physiological Effects—                (Ridgway et al., 1997; Finneran et al.,
                                                    similar to those in humans and other                    Non-auditory physiological effects or                 2003). Observed responses of wild
                                                    terrestrial mammals, based on                           injuries that theoretically might occur in            marine mammals to loud pulsed sound
                                                    anatomical similarities. PTS might                      marine mammals exposed to strong                      sources (typically seismic guns or
                                                    occur at a received sound level at least                underwater sound include stress,                      acoustic harassment devices, but also
                                                    several decibels above that inducing                    neurological effects, bubble formation,               including pile driving) have been varied
                                                    mild TTS if the animal were exposed to                  resonance effects, and other types of                 but often consist of avoidance behavior
                                                    strong sound pulses with rapid rise                     organ or tissue damage (Cox et al., 2006;             or other behavioral changes suggesting
                                                    time. Based on data from terrestrial                    Southall et al., 2007). Studies examining             discomfort (Morton and Symonds, 2002;
                                                    mammals, a precautionary assumption                     such effects are limited. In general, little          Thorson and Reyff, 2006; see also
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                    is that the PTS threshold for impulse                   is known about the potential for pile                 Gordon et al., 2004; Wartzok et al.,
                                                    sounds (such as pile driving pulses as                  driving to cause auditory impairment or               2003; Nowacek et al., 2007). Responses
                                                    received close to the source) is at least               other physical effects in marine                      to continuous sound, such as vibratory
                                                    6 dB higher than the TTS threshold on                   mammals. Available data suggest that                  pile installation, have not been
                                                    a peak-pressure basis and probably                      such effects, if they occur at all, would             documented as well as responses to
                                                    greater than 6 dB (Southall et al., 2007).              presumably be limited to short distances              pulsed sounds.
                                                    On an SEL basis, Southall et al., (2007)                from the sound source and to activities                  With both types of pile driving, it is
                                                    estimated that received levels would                    that extend over a prolonged period.                  likely that the onset of pile driving


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                                                                                  Federal Register / Vol. 81, No. 153 / Tuesday, August 9, 2016 / Notices                                            52623

                                                    could result in temporary, short term                   marine mammals. Therefore, under                      this proposed action masking acoustic
                                                    changes in an animal’s typical behavior                 certain circumstances, marine mammals                 signals important to the behavior and
                                                    and/or avoidance of the affected area.                  whose acoustical sensors or                           survival of marine mammal species is
                                                    These behavioral changes may include                    environment are being severely masked                 likely to be negligible. Vibratory pile
                                                    (Richardson et al., 1995): Changing                     could also be impaired from maximizing                driving is also relatively short-term,
                                                    durations of surfacing and dives,                       their performance fitness in survival                 with rapid oscillations occurring for
                                                    number of blows per surfacing, or                       and reproduction. If the coincident                   approximately one and a half hours per
                                                    moving direction and/or speed;                          (masking) sound were anthropogenic, it                pile. It is possible that vibratory pile
                                                    reduced/increased vocal activities;                     could be potentially harassing if it                  driving resulting from this proposed
                                                    changing/cessation of certain behavioral                disrupted hearing-related behavior. It is             action may mask acoustic signals
                                                    activities (such as socializing or                      important to distinguish TTS and PTS,                 important to the behavior and survival
                                                    feeding); visible startle response or                   which persist after the sound exposure,               of marine mammal species, but the
                                                    aggressive behavior (such as tail/fluke                 from masking, which occurs only during                short-term duration and limited affected
                                                    slapping or jaw clapping); avoidance of                 the sound exposure. Because masking                   area would result in insignificant
                                                    areas where sound sources are located;                  (without resulting in TS) is not                      impacts from masking. Any masking
                                                    and/or flight responses (e.g., pinnipeds                associated with abnormal physiological                event that could possibly rise to Level
                                                    flushing into water from haul-outs or                   function, it is not considered a                      B harassment under the MMPA would
                                                    rookeries). Pinnipeds may increase their                physiological effect, but rather a                    occur concurrently within the zones of
                                                    haul-out time, possibly to avoid in-                    potential behavioral effect.                          behavioral harassment already
                                                    water disturbance (Thorson and Reyff,                      Masking occurs at the frequency band               estimated for vibratory and impact pile
                                                    2006).                                                  which the animals utilize so the                      driving, and which have already been
                                                       The biological significance of many of               frequency range of the potentially                    taken into account in the exposure
                                                    these behavioral disturbances is difficult              masking sound is important in                         analysis.
                                                    to predict, especially if the detected                  determining any potential behavioral
                                                                                                            impacts. Because sound generated from                 Acoustic Effects, Airborne
                                                    disturbances appear minor. However,
                                                    the consequences of behavioral                          in-water vibratory pile driving is mostly                Marine mammals that occur in the
                                                    modification could be expected to be                    concentrated at low frequency ranges, it              project area could be exposed to
                                                    biologically significant if the change                  may have less effect on high frequency                airborne sounds associated with pile
                                                    affects growth, survival, or                            echolocation sounds made by porpoises.                driving that have the potential to cause
                                                    reproduction. Significant behavioral                    However, lower frequency man-made                     harassment, depending on their distance
                                                    modifications that could potentially                    sounds are more likely to affect                      from pile driving activities. Airborne
                                                    lead to effects on growth, survival, or                 detection of communication calls and                  pile driving sound would not impact
                                                    reproduction include:                                   other potentially important natural                   cetaceans because sound from
                                                       • Drastic changes in diving/surfacing                sounds such as surf and prey sound. It                atmospheric sources does not transmit
                                                    patterns (such as those thought to cause                may also affect communication signals                 well underwater (Richardson et al.,
                                                    beaked whale stranding due to exposure                  when they occur near the sound band                   1995); thus, airborne sound may only be
                                                    to military mid-frequency tactical                      and thus reduce the communication                     an issue for pinnipeds either hauled-out
                                                    sonar);                                                 space of animals (e.g., Clark et al., 2009)           or looking with heads above water in
                                                       • Habitat abandonment due to loss of                 and cause increased stress levels (e.g.,              the project area. Most likely, airborne
                                                    desirable acoustic environment; and                     Foote et al., 2004; Holt et al., 2009).               sound would cause behavioral
                                                       • Cessation of feeding or social                        Masking affects both senders and                   responses similar to those discussed
                                                    interaction.                                            receivers of the signals and can                      above in relation to underwater sound.
                                                       The onset of behavioral disturbance                  potentially have long-term chronic                    For instance, anthropogenic sound
                                                    from anthropogenic sound depends on                     effects on marine mammal species and                  could cause hauled-out pinnipeds to
                                                    both external factors (characteristics of               populations. Recent research suggests                 exhibit changes in their normal
                                                    sound sources and their paths) and the                  that low frequency ambient sound levels               behavior, such as reduction in
                                                    specific characteristics of the receiving               have increased by as much as 20 dB                    vocalizations, or cause them to
                                                    animals (hearing, motivation,                           (more than three times in terms of SPL)               temporarily abandon their habitat and
                                                    experience, demography) and is difficult                in the world’s ocean from pre-industrial              move further from the source. Studies
                                                    to predict (Southall et al., 2007).                     periods, and that most of these increases             by Blackwell et al., (2004) and Moulton
                                                                                                            are from distant shipping (Hildebrand,                et al., (2005) indicate a tolerance or lack
                                                    Auditory Masking
                                                                                                            2009). All anthropogenic sound sources,               of response to unweighted airborne
                                                      Natural and artificial sounds can                     such as those from vessel traffic, pile               sounds as high as 112 dB peak and 96
                                                    disrupt behavior by masking, or                         driving, and dredging activities,                     dB rms. However, since there are no
                                                    interfering with, a marine mammal’s                     contribute to the elevated ambient                    regular haul-outs in the vicinity of the
                                                    ability to hear other sounds. Masking                   sound levels, thus intensifying masking.              site of the proposed project area, we
                                                    occurs when the receipt of a sound is                      The most intense underwater sounds                 believe that incidents of incidental take
                                                    interfered with by another coincident                   in the proposed action are those                      resulting from airborne sound or visual
                                                    sound at similar frequencies and at                     produced by impact pile driving. Given                disturbance are unlikely.
                                                    similar or higher levels. Chronic                       that the energy distribution of pile
                                                    exposure to excessive, though not high-                 driving covers a broad frequency                      Vessel Interaction
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                                                    intensity, sound could cause masking at                 spectrum, sound from these sources                       Besides being susceptible to vessel
                                                    particular frequencies for marine                       would likely be within the audible                    strikes, cetacean and pinniped
                                                    mammals that utilize sound for vital                    range of marine mammals present in the                responses to vessels may result in
                                                    biological functions. Masking can                       project area. Impact pile driving activity            behavioral changes, including greater
                                                    interfere with detection of acoustic                    is relatively short-term, with rapid                  variability in the dive, surfacing, and
                                                    signals such as communication calls,                    pulses occurring for approximately                    respiration patterns; changes in
                                                    echolocation sounds, and                                fifteen minutes per pile. The probability             vocalizations; and changes in swimming
                                                    environmental sounds important to                       for impact pile driving resulting from                speed or direction (NRC 2003). There


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                                                    52624                         Federal Register / Vol. 81, No. 153 / Tuesday, August 9, 2016 / Notices

                                                    will be a temporary and localized                       and temporary due to the short                        fish habitat, populations of fish species
                                                    increase in vessel traffic during                       timeframe for the project.                            or marine mammal foraging habitat at
                                                    construction.                                                                                                 the project area. Furthermore, any
                                                                                                            Effects to Foraging Habitat
                                                                                                                                                                  impacts to marine mammal habitat that
                                                    Potential Effects on Marine Mammal                         During the course of the proposed                  may occur are not expected to cause
                                                    Habitat                                                 project, various activities are expected              significant or long-term consequences
                                                       The proposed activities at Portsmouth                to disturb the sediment. These activities             for individual marine mammals or their
                                                    Naval Shipyard would not result in                      include pile driving, dredging, and                   populations.
                                                    permanent impacts to habitats used                      filling. In order to minimize the amount
                                                                                                            of debris, sediment, and silt escaping                Proposed Mitigation Measures
                                                    directly by marine mammals, but may
                                                    have potential short-term impacts to                    when backfilling the Berth 11 bulkhead,                  In order to issue an IHA under section
                                                    food sources such as forage fish and                    the Navy will install geotextile fabric               101(a)(5)(D) of the MMPA, NMFS must
                                                    may affect acoustic habitat (see masking                against the interior of the bulkhead to               set forth the permissible methods of
                                                    discussion above). There are no known                   catch debris, sediment, and silt forced               taking pursuant to such activity, ‘‘and
                                                    foraging hotspots or other ocean bottom                 through seams in the bulkhead when                    other means of effecting the least
                                                    structure of significant biological                     the backfill is compacted. In addition, a             practicable impact on such species or
                                                    importance to marine mammals present                    temporary silt curtain and boom would                 stock and its habitat, paying particular
                                                    in the marine waters of the project area.               be installed outside of Berth 11,                     attention to rookeries, mating grounds,
                                                                                                            approximately 18 feet off the berth,                  and areas of similar significance, and on
                                                    Therefore, the main impact issue
                                                                                                            during backfilling to catch additional                the availability of such species or stock
                                                    associated with the proposed activity
                                                                                                            debris, sediment, and silt that escapes               for taking’’ for certain subsistence uses.
                                                    would be temporarily elevated sound
                                                                                                            the bulkhead.                                         NMFS regulations require applicants for
                                                    levels and the associated direct effects                   Pile driving and dredging activities               incidental take authorizations to include
                                                    on marine mammals, as discussed                         may re-suspend disturbed sediment and                 information about the availability and
                                                    previously in this document. The most                   result in turbid conditions within the                feasibility (economic and technological)
                                                    likely impact to marine mammal habitat                  immediate project area. Suspended                     of equipment, methods, and manner of
                                                    would be the effect of pile driving on                  sediments may be transported and re-                  conducting such activity or other means
                                                    likely marine mammal prey (i.e., fish)                  deposited downstream of the prevailing                of effecting the least practicable adverse
                                                    and minor impacts to the immediate                      currents, which could increase siltation              impact upon the affected species or
                                                    substrate during installation and                       in the vicinity of the Shipyard.                      stocks, their habitat. 50 CFR
                                                    removal of piles.                                       Resulting sedimentation is also                       216.104(a)(11). For the proposed project,
                                                    Potential Pile Driving Effects on Prey                  expected to be localized and temporary.               the Navy worked with NMFS and
                                                                                                            Since the currents are so strong in the               proposed the following mitigation
                                                       Construction activities may produce                  area, suspended sediments in the water                measures to minimize the potential
                                                    both pulsed (i.e., impact pile driving)                 column should dissipate and quickly                   impacts to marine mammals in the
                                                    and continuous (i.e., vibratory pile                    return to background levels. Following                project vicinity. The primary purposes
                                                    driving) sounds. Fish react to sounds                   the completion of sediment-disturbing                 of these mitigation measures are to
                                                    which are especially strong and/or                      activities, the turbidity levels within the           minimize sound levels from the
                                                    intermittent low-frequency sounds.                      temporary offshore workspace are                      activities, and to monitor marine
                                                    Short duration, sharp sounds can cause                  expected to return to normal ambient                  mammals within designated zones of
                                                    overt or subtle changes in fish behavior                levels following the end of construction              influence corresponding to NMFS’
                                                    and local distribution. Hastings and                    in all construction scenarios. Turbidity              current Level A and B harassment
                                                    Popper (2005) identified several studies                within the water column has the                       thresholds which are depicted in Table
                                                    that suggest fish may relocate to avoid                 potential to reduce the level of oxygen               9 found later in the Estimated Take by
                                                    certain areas of sound energy.                          in the water and irritate the gills of                Incidental Harassment section.
                                                    Additional studies have documented                      cetacean or pinniped prey fish species                   In addition to the measures described
                                                    effects of pile driving (or other types of              in the project area. However, turbidity               later in this section, the Navy would
                                                    sounds) on fish, although several are                   plumes associated with the project                    employ the following standard
                                                    based on studies in support of large,                   would be temporary and localized, and                 mitigation measures:
                                                    multiyear bridge construction projects                  fish in the project area would be able to                Time Restrictions—Pile driving/
                                                    (e.g., Scholik and Yan, 2001, 2002;                     move away from and avoid the areas                    removal (vibratory as well as impact),
                                                    Popper and Hastings, 2009). Sound                       where plumes may occur. Therefore, it                 drilling, and vibratory extraction will
                                                    pulses at received levels of 160 dB re 1                is expected that the impacts on prey fish             only be conducted during daylight
                                                    mPa may cause subtle changes in fish                    species from turbidity, and therefore on              hours.
                                                    behavior. SPLs of 180 dB may cause                      marine mammals, would be minimal                         Establishment of Shutdown Zone—
                                                    noticeable changes in behavior (Pearson                 and temporary. In general, the area                   During pile driving and removal, the
                                                    et al., 1992; Skalski et al., 1992). SPLs               likely impacted by the project is                     shutdown zone shall include all areas
                                                    of sufficient strength have been known                  relatively small compared to the                      where the underwater SPLs are
                                                    to cause injury to fish and fish                        available habitat in Great Bay Estuary.               anticipated to equal or exceed the Level
                                                    mortality. The most likely impact to fish               As a result, activity at the project site             A (injury) harassment criteria for marine
                                                    from pile driving activities at the project             would be inconsequential in terms of its              mammals (180 dB rms isopleth for
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                                                    area would be temporary behavioral                      effects on marine mammal foraging.                    cetaceans; 190 dB rms isopleth for
                                                    avoidance of the area. The duration of                     In summary, given the short daily                  pinnipeds). During all pile driving and
                                                    fish avoidance of this area after pile                  duration of sound associated with                     removal activities, regardless of
                                                    driving stops is unknown, but a rapid                   individual pile driving events and the                predicted SPLs, the entire Level A zone,
                                                    return to normal recruitment,                           relatively small areas being affected,                or shutdown zone, will be monitored to
                                                    distribution and behavior is anticipated.               pile driving activities associated with               prevent injury to marine mammals from
                                                    In general, impacts to marine mammal                    the proposed action are not likely to                 their physical interaction with
                                                    prey species are expected to be minor                   have a permanent, adverse effect on any               construction equipment during in-water


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                                                                                  Federal Register / Vol. 81, No. 153 / Tuesday, August 9, 2016 / Notices                                            52625

                                                    activities. Pile driving or removal                        All shutdown and disturbance zones                 shall have no other construction-related
                                                    operations will cease if a marine                       will initially be based on the distances              tasks while conducting monitoring and
                                                    mammal approaches the zone. Pile                        from the source that were predicted for               will be trained on the observation zones,
                                                    driving/removal operations will restart                 each threshold level.                                 species identification, how to observe,
                                                    once the marine mammal is visibly seen                     Soft Start—The use of a soft start                 and how to fill out the data sheets by
                                                    leaving the Level A zone, or after 15                   procedure is believed to provide                      the Navy Natural Resources Manager
                                                    minutes have passed with no sightings                   additional protection to marine                       prior to any pile driving activities.
                                                       During all in-water construction or                  mammals by providing a warning and/                      • The Navy shall conduct a pre-
                                                    demolition activities having the                        or giving marine mammals a chance to                  construction briefing with the
                                                    potential to affect marine mammals, a                   leave the area prior to the hammer                    contractor. During the briefing, all
                                                    shutdown zone of 10 m will be                           operating at full capacity. The Navy will             contractor personnel working in the
                                                    implemented to ensure marine                            use soft-start techniques (ramp-up/dry                Project area will watch the Navy’s
                                                    mammals are not present within this                     fire) recommended by NMFS for impact                  Marine Species Awareness Training
                                                    zone. These activities could include, but               driving. Soft start must be conducted at              video. An informal guide will be
                                                    are not limited to: (1) Pile driving and                beginning of day’s activity and at any                included with the monitoring plan to
                                                    removal and the the removal of a pile                   time pile driving has ceased for more                 aid in identifying species if they are
                                                    from the water column/substrate via a                   than 30 minutes. For impact hammer                    observed in the vicinity of the Project
                                                    crane (i.e., a ‘‘dead pull’’). These                    driving, contractors are required to                  area.
                                                    precautionary measures would also                       provide an initial set of three strikes                  • Prior to the start of pile driving/
                                                    further reduce the possibility of                       from the impact hammer at 40 percent                  removal activity, the shutdown and
                                                    auditory injury and behavioral impacts                  energy, followed by a 30-second waiting               safety zones will be monitored for 15
                                                    as well as limit the unlikely possibility               period, then two subsequent 3-strike                  minutes to ensure that they are clear of
                                                    of injury from direct physical                          sets. The 30-second waiting period is                 marine mammals. Pile driving will only
                                                    interaction with construction                           proposed based on the Navy’s recent                   commence once observers have declared
                                                    operations. For in-water heavy                          experience and consultation with                      the shutdown zone clear of marine
                                                    machinery work other than pile driving                  NOAA Fisheries Service on a similar                   mammals; animals will be allowed to
                                                    (using, e.g., standard barges, tug boats),              project at Naval Base Kitsap at Bangor                remain in the disturbance zone and
                                                    if a marine mammal comes within 10 m,                   (Department of the Navy 2010).                        their behavior will be monitored and
                                                    operations shall cease and vessels shall                                                                      documented.
                                                                                                            Monitoring Protocols
                                                    reduce speed to the minimum level                                                                                • In the unlikely event of conditions
                                                    required to maintain steerage and safe                     Visual Marine Mammal                               that prevent the visual detection of
                                                    working conditions.                                     Observation—The Navy will collect                     marine mammals, such as heavy fog,
                                                       Establishment of Disturbance Zone or                 sighting data and behavioral responses                activities with the potential to result in
                                                    Zone of Influence—Disturbance zones                     to construction for marine mammal                     Level A or Level B harassment will not
                                                    or zones of influence (ZOI) are the areas               species observed in the region of                     be initiated. Pile driving would be
                                                    in which SPLs equal or exceed 160 dB                    activity during the period of activity. All           curtailed, but vibratory pile driving or
                                                    rms for impact driving and 120 dB rms                   observers will be trained in marine                   extraction would be allowed to continue
                                                    for vibratory driving. Disturbance zones                mammal identification and behaviors                   if such conditions arise after the activity
                                                    provide utility for monitoring                          and are required to have no other                     has begun.
                                                    conducted for mitigation purposes (i.e.,                construction-related tasks while                         • The waters will continue to be
                                                    shutdown zone monitoring) by                            conducting monitoring. The Navy will                  scanned for at least 30 minutes after pile
                                                    establishing monitoring protocols for                   monitor the shutdown zone and                         driving has completed each day.
                                                    areas adjacent to the shutdown zones.                   disturbance zone before, during, and
                                                    Monitoring of disturbance zones enables                 after pile driving, with observers located            Mitigation Conclusions
                                                    observers to be aware of and                            at the best practicable vantage points.                 NMFS has carefully evaluated the
                                                    communicate the presence of marine                      Based on NMFS requirements, the                       applicant’s proposed mitigation
                                                    mammals in the project area but outside                 Marine Mammal Monitoring Plan would                   measures and considered a range of
                                                    the shutdown zone and thus prepare for                  implement the following procedures for                other measures in the context of
                                                    potential shutdowns of activity.                        pile driving and removal:                             ensuring that NMFS prescribes the
                                                    However, the primary purpose of                            • Impact Installation: Monitoring will             means of affecting the least practicable
                                                    disturbance zone monitoring is for                      be conducted within the Level A                       impact on the affected marine mammal
                                                    documenting incidents of Level B                        harassment shutdown zone during all                   species and stocks and their habitat. Our
                                                    harassment; disturbance zone                            pile driving operations and the Level B               evaluation of potential measures
                                                    monitoring is discussed in greater detail               harassment buffer zone during two-                    included consideration of the following
                                                    later (see ‘‘Proposed Monitoring and                    thirds of pile driving days. Monitoring               factors in relation to one another:
                                                    Reporting’’). Nominal radial distances                  will take place from 15 minutes prior to                • The manner in which, and the
                                                    for disturbance zones are shown in                      initiation through 30 minutes post-                   degree to which, the successful
                                                    Table 9 in this Notice. Due to the                      completion of pile driving/removal                    implementation of the measure is
                                                    increased costs associated with                         activities.                                           expected to minimize adverse impacts
                                                    monitoring the entire Level B zone, or                     • A minimum of two marine mammal                   to marine mammals;
                                                    buffer zone, the zone will be monitored                 observers (MMOs) will be in place                       • The proven or likely efficacy of the
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                                                    during two-thirds of all pile driving                   during all pile-driving/removal                       specific measure to minimize adverse
                                                    days. If a marine mammal is observed                    operations. MMOs designated by the                    impacts as planned; and
                                                    entering the buffer zone, an exposure                   contractor will be placed at the best                   • The practicability of the measure
                                                    would be recorded and behaviors                         vantage point(s) practicable to monitor               for applicant implementation.
                                                    documented. The Navy will extrapolate                   for marine mammals and implement                        Any mitigation measure(s) prescribed
                                                    data collected during monitoring days                   shutdown/delay procedures when                        by NMFS should be able to accomplish,
                                                    and extrapolate and calculate total takes               applicable by calling for the shutdown                have a reasonable likelihood of
                                                    for all pile driving days.                              to equipment operators. The MMOs                      accomplishing (based on current


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                                                    52626                         Federal Register / Vol. 81, No. 153 / Tuesday, August 9, 2016 / Notices

                                                    science), or contribute to the                          include the suggested means of                        confirm measured contours associated
                                                    accomplishment of one or more of the                    accomplishing the necessary monitoring                with the acoustic ZOIs. Acoustic sound
                                                    general goals listed below:                             and reporting that will result in                     recordings will be collected sufficient to
                                                       1. Avoidance or minimization of                      increased knowledge of the species and                document sound source levels for 10
                                                    injury or death of marine mammals                       of the level of taking or impacts on                  percent of the proposed piles to be
                                                    wherever possible (goals 2, 3, and 4 may                populations of marine mammals that are                driven and extracted. The Navy will
                                                    contribute to this goal).                               expected to be present in the proposed                conduct acoustic monitoring at the
                                                       2. A reduction in the numbers of                     action area. The Navy submitted a                     source (33 feet) and, where the potential
                                                    marine mammals (total number or                         marine mammal monitoring plan as part                 for Level A harassment exists, at a
                                                    number at biologically important time                   of the IHA application. It can be found               second representative monitoring
                                                    or location) exposed to received levels                 in Section 13 of the application. http://             location at an intermediate distance
                                                    of pile driving, or other activities                    www.nmfs.noaa.gov/pr/permits/                         between the cetacean and pinniped
                                                    expected to result in the take of marine                incidental/construction.htm.                          shutdown zones. In conjunction with
                                                    mammals (this goal may contribute to 1,                    Monitoring measures prescribed by                  measurements of SPLs at the source and
                                                    above, or to reducing harassment takes                  NMFS should accomplish one or more                    shutdown monitoring locations, there
                                                    only).                                                  of the following general goals:                       will also be intermittent verification for
                                                       3. A reduction in the number of times                   1. An increase in the probability of               impact driving or pile driving and
                                                    (total number or number at biologically                 detecting marine mammals, both within                 extraction to determine the actual
                                                    important time or location) individuals                 the mitigation zone (thus allowing for                distance to either the 120 dB re 1mPa
                                                    would be exposed to received levels of                  more effective implementation of the                  rms isopleth or the point at which the
                                                    pile driving, or other activities expected              mitigation) and in general to generate                SPL (maximum rms) from the
                                                    to result in the take of marine mammals                 more data to contribute to the analyses               equipment diminishes to the median
                                                    (this goal may contribute to 1, above, or               mentioned below;                                      ambient SPL (rms) and hence becomes
                                                    to reducing harassment takes only).                        2. An increase in our understanding                indistinguishable. Acoustic
                                                       4. A reduction in the intensity of                   of how many marine mammals are                        measurements will continue during
                                                    exposures (either total number or                       likely to be exposed to levels of pile                subsequent years of in-water
                                                    number at biologically important time                   driving that we associate with specific               construction for the Project.
                                                    or location) to received levels of pile                 adverse effects, such as behavioral
                                                    driving, or other activities expected to                harassment, TTS, or PTS;                              Visual Marine Mammal Observations
                                                    result in the take of marine mammals                       3. An increase in our understanding                   The Navy will collect sighting data
                                                    (this goal may contribute to a, above, or               of how marine mammals respond to                      and behavioral responses to
                                                    to reducing the severity of harassment                  stimuli expected to result in take and                construction for marine mammal
                                                    takes only).                                            how anticipated adverse effects on                    species observed in the region of
                                                       5. Avoidance or minimization of                      individuals (in different ways and to                 activity during the period of
                                                    adverse effects to marine mammal                        varying degrees) may impact the                       construction. All observers will be
                                                    habitat, paying special attention to the                population, species, or stock                         trained in marine mammal
                                                    food base, activities that block or limit               (specifically through effects on annual               identification and behaviors. NOAA
                                                    passage to or from biologically                         rates of recruitment or survival) through             Fisheries Service requires that the
                                                    important areas, permanent destruction                  any of the following methods:                         observers have no other construction-
                                                    of habitat, or temporary destruction/                      D Behavioral observations in the                   related tasks while conducting
                                                    disturbance of habitat during a                         presence of stimuli compared to                       monitoring.
                                                    biologically important time.                            observations in the absence of stimuli                   The Navy will monitor the shutdown
                                                       6. For monitoring directly related to                (need to be able to accurately predict                zone and safety zone before, during, and
                                                    mitigation—an increase in the                           received level, distance from source,                 after pile driving activities. Based on
                                                    probability of detecting marine                         and other pertinent information);                     NOAA Fisheries Service requirements,
                                                    mammals, thus allowing for more                            D Physiological measurements in the                the Marine Mammal Monitoring Plan
                                                    effective implementation of the                         presence of stimuli compared to                       would include the following
                                                    mitigation.                                             observations in the absence of stimuli
                                                       Based on our evaluation of the                                                                             procedures:
                                                                                                            (need to be able to accurately predict                   • MMOs will be primarily located on
                                                    applicant’s proposed measures, as well                  received level, distance from source,
                                                    as other measures considered by NMFS,                                                                         boats, docks, and piers at the best
                                                                                                            and other pertinent information);                     vantage point(s) in order to properly see
                                                    our preliminarily determination is that                    D Distribution and/or abundance
                                                    the proposed mitigation measures                                                                              the entire shut down zone(s);
                                                                                                            comparisons in times or areas with
                                                    provide the means of effecting the least                                                                         • MMOs will be located at the best
                                                                                                            concentrated stimuli versus times or
                                                    practicable impact on marine mammals                                                                          vantage point(s) to observe the zone
                                                                                                            areas without stimuli;
                                                    species or stocks and their habitat,                       4. An increased knowledge of the                   associated with behavioral impact
                                                    paying particular attention to rookeries,               affected species; and                                 thresholds;
                                                    mating grounds, and areas of similar                       5. An increase in our understanding                   • During all observation periods,
                                                    significance.                                           of the effectiveness of certain mitigation            observers will use binoculars and the
                                                                                                            and monitoring measures.                              naked eye to search continuously for
                                                    Proposed Monitoring and Reporting                                                                             marine mammals;
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                                                       In order to issue an ITA for an                      Acoustic Monitoring                                      • Monitoring distances will be
                                                    activity, section 101(a)(5)(D) of the                     The Navy will implement in situ                     measured with range finders;
                                                    MMPA states that NMFS must set forth,                   acoustic monitoring efforts to measure                   • Distances to animals will be based
                                                    ‘‘requirements pertaining to the                        SPL from in-water construction                        on the best estimate of the MMO,
                                                    monitoring and reporting of such                        activities. The Navy will collect and                 relative to known distances to objects in
                                                    taking.’’ The MMPA implementing                         evaluate acoustic sound record levels                 the vicinity of the MMO;
                                                    regulations at 50 CFR 216.104 (a)(13)                   for 10 percent of the pile-driving                       • Bearing to animals will be
                                                    indicate that requests for ITAs must                    activities conducted, sufficient to                   determined using a compass; and


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                                                                                  Federal Register / Vol. 81, No. 153 / Tuesday, August 9, 2016 / Notices                                           52627

                                                      • Pile driving activities will be                     as an injury, serious injury or mortality             decomposition, or scavenger damage),
                                                    curtailed under conditions of fog or                    (e.g., ship-strike, gear interaction, and/or          The Navy would report the incident to
                                                    poor visibility that might obscure the                  entanglement), the Navy shall                         the Chief of the Permits and
                                                    presence of a marine mammal within                      immediately cease the specified                       Conservation Division, Office of
                                                    the shutdown zone;                                      activities and report the incident to the             Protected Resources, NMFS, and the
                                                                                                            Chief of the Permits and Conservation                 Greater Atlantic Regional Stranding
                                                    Post-Activity Monitoring                                                                                      Coordinator within 24 hours of the
                                                                                                            Division, Office of Protected Resources,
                                                      Monitoring of the shutdown and                        NMFS, and the Northeast/Greater                       discovery. The Navy would provide
                                                    disturbance zones will continue for 30                  Atlantic Regional Stranding                           photographs or video footage (if
                                                    minutes following the completion of the                 Coordinator. The report would include                 available) or other documentation of the
                                                    activity.                                               the following information:                            stranded animal sighting to NMFS and
                                                    Data Collection                                            • Time, date, and location (latitude/              the Marine Mammal Stranding Network.
                                                                                                            longitude) of the incident;                           Estimated Take by Incidental
                                                       MMOs will use NMFS’ approved data                       • Name and type of vessel involved;
                                                                                                                                                                  Harassment
                                                    forms. Among other pieces of                               • Vessel’s speed during and leading
                                                    information, the Navy will record                       up to the incident;                                      Except with respect to certain
                                                    detailed information about any                             • Description of the incident;                     activities not pertinent here, section
                                                    implementation of shutdowns,                               • Status of all sound source use in the            3(18) of the MMPA defines
                                                    including the distance of animals to the                24 hours preceding the incident;                      ‘‘harassment’’ as: ‘‘any act of pursuit,
                                                    pile and description of specific actions                   • Water depth;                                     torment, or annoyance which (i) has the
                                                    that ensued and resulting behavior of                      • Environmental conditions (e.g.,                  potential to injure a marine mammal or
                                                    the animal, if any. At a minimum, the                   wind speed and direction, Beaufort sea                marine mammal stock in the wild [Level
                                                    following information would be                          state, cloud cover, and visibility);                  A harassment]; or (ii) has the potential
                                                    collected on the sighting forms:                           • Description of all marine mammal                 to disturb a marine mammal or marine
                                                       • Date and time that monitored                       observations in the 24 hours preceding                mammal stock in the wild by causing
                                                    activity begins or ends;                                the incident;                                         disruption of behavioral patterns,
                                                       • Construction activities occurring                     • Species identification or                        including, but not limited to, migration,
                                                    during each observation period;                         description of the animal(s) involved;                breathing, nursing, breeding, feeding, or
                                                       • Weather parameters (e.g., percent                     • Fate of the animal(s); and                       sheltering [Level B harassment].’’
                                                    cover, visibility);                                        • Photographs or video footage of the                 All anticipated takes would be by
                                                       • Water conditions (e.g., sea state,                 animal(s) (if equipment is available).                Level B harassment resulting from pile
                                                    tide state);                                               Activities would not resume until                  driving and are likely to involve
                                                       • Species, numbers, and, if possible,                NMFS is able to review the                            temporary changes in behavior. Physical
                                                    sex and age class of marine mammals;                    circumstances of the prohibited take.                 injury or lethal takes are not expected
                                                       • Description of any observable                      NMFS would work with the Navy to                      due to the expected source levels and
                                                    marine mammal behavior patterns,                        determine what is necessary to                        sound source characteristics associated
                                                    including bearing and direction of travel               minimize the likelihood of further                    with the activity, and the proposed
                                                    and distance from pile driving activity;                prohibited take and ensure MMPA                       mitigation and monitoring measures are
                                                       • Distance from pile driving activities              compliance. The Navy would not be                     expected to further minimize the
                                                    to marine mammals and distance from                     able to resume their activities until                 possibility of such take.
                                                    the marine mammals to the observation                   notified by NMFS via letter, email, or                   Given the many uncertainties in
                                                    point;                                                  telephone.                                            predicting the quantity and types of
                                                       • Locations of all marine mammal                        In the event that the Navy discovers               impacts of sound on marine mammals,
                                                    observations; and                                       an injured or dead marine mammal, and                 it is common practice to estimate how
                                                       • Other human activity in the area.                  the lead MMO determines that the cause                many animals are likely to be present
                                                                                                            of the injury or death is unknown and                 within a particular distance of a given
                                                    Reporting Measures                                      the death is relatively recent (i.e., in less         activity, or exposed to a particular level
                                                       The Navy would provide NMFS with                     than a moderate state of decomposition                of sound, where NMFS believes take is
                                                    a draft monitoring report within 60 days                as described in the next paragraph), the              likely.
                                                    prior to any subsequent authorization,                  Navy would immediately report the                        The Navy has requested authorization
                                                    whichever is sooner. A monitoring                       incident to the Chief of the Permits and              for the incidental taking of small
                                                    report is required before another                       Conservation Division, Office of                      numbers of harbor porpoise, harbor seal,
                                                    authorization can be issued to the Navy.                Protected Resources, NMFS, and the                    gray seal, hooded seal and harp seal that
                                                    This report will detail the monitoring                  Greater Atlantic Regional Stranding                   may result from vibratory and impact
                                                    protocol, summarize the data recorded                   Coordinator. The report would include                 pile driving and removal during
                                                    during monitoring, and estimate the                     the same information identified in the                activities associated with the waterfront
                                                    number of marine mammals that may                       paragraph above. Activities would be                  improvement project.
                                                    have been harassed. If no comments are                  able to continue while NMFS reviews                      In order to estimate the potential
                                                    received from NMFS within 30 days, the                  the circumstances of the incident.                    incidents of take that may occur
                                                    draft final report will constitute the final            NMFS would work with the Navy to                      incidental to the specified activity, we
                                                    report. If comments are received, a final               determine whether modifications in the                must first estimate the extent of the
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                                                    report must be submitted within 30 days                 activities are appropriate.                           sound field that may be produced by the
                                                    after receipt of comments. The report                      In the event that the Navy discovers               activity and then consider in
                                                    should include data and information                     an injured or dead marine mammal, and                 combination with information about
                                                    listed in Section 13.3 of the application.              the lead MMO determines that the                      marine mammal density or abundance
                                                       In the unanticipated event that the                  injury or death is not associated with or             in the project area. We first provide
                                                    specified activity clearly causes the take              related to the activities authorized in the           information on applicable sound
                                                    of a marine mammal in a manner                          IHA (e.g., previously wounded animal,                 thresholds for determining effects to
                                                    prohibited by the IHA (if issued), such                 carcass with moderate to advanced                     marine mammals before describing the


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                                                    52628                         Federal Register / Vol. 81, No. 153 / Tuesday, August 9, 2016 / Notices

                                                    information used in estimating the                             such that a take by harassment might                                      criterion) in specific contexts; however,
                                                    sound fields, the available marine                             occur. To date, no studies have been                                      useful contextual information that may
                                                    mammal density or abundance                                    conducted that explicitly examine                                         inform our assessment of effects is
                                                    information, and the method of                                 impacts to marine mammals from pile                                       typically lacking and we consider these
                                                    estimating potential incidences of take.                       driving sounds or from which empirical                                    thresholds as step functions. NMFS is
                                                    Sound Thresholds                                               sound thresholds have been established.                                   working to revise these acoustic
                                                                                                                   These thresholds (Table 4) are used to                                    guidelines; for more information on that
                                                      We use generic sound exposure
                                                                                                                   estimate when harassment may occur                                        process, please visit
                                                    thresholds to determine when an
                                                    activity that produces sound might                             (i.e., when an animal is exposed to                                       www.nmfs.noaa.gov/pr/acoustics/
                                                    result in impacts to a marine mammal                           levels equal to or exceeding the relevant                                 guidelines.htm.

                                                               TABLE 4—UNDERWATER INJURY AND DISTURBANCE THRESHOLD DECIBEL LEVELS FOR MARINE MAMMALS
                                                             Criterion                                                  Criterion definition                                                                     Threshold *

                                                    Level A harassment ......     PTS (injury) ** ........................................................................................   190   dB   RMS for pinnipeds.
                                                                                                                                                                                             180   dB   RMS for cetaceans.
                                                    Level B harassment ......     Behavioral disruption for impulse noise (e.g., impact pile driving) .......                                160   dB   RMS.
                                                    Level B harassment ......     Behavioral disruption for non-pulse noise (e.g., vibratory pile driving,                                   120   dB   RMS.***
                                                                                    drilling).
                                                       * All decibel levels referenced to 1 micropascal (re: 1 μPa). Note all thresholds are based off root mean square (RMS) levels.
                                                       ** PTS = Permanent Threshold Shift conservatively based on TTS (Temporary Threshold Shift) Distance to Sound Thresholds.


                                                       Underwater Sound Propagation                                data and under conditions where water                                        • 15-inch timber fender piles, which
                                                    Formula—Pile driving generates                                 increases with depth as the receiver                                      would be extracted using a vibratory
                                                    underwater noise that can potentially                          moves away from the shoreline,                                            hammer at Berth 11 and the timber
                                                    result in disturbance to marine                                resulting in an expected propagation                                      dolphin at the corners of Berths 11 and
                                                    mammals in the project area.                                   environment that would lie between                                        12.
                                                    Transmission loss (TL) is the decrease                         spherical and cylindrical spreading loss                                     Source levels for the two pile driving
                                                    in acoustic intensity as an acoustic                           conditions. Practical spreading loss (4.5                                 methods that are proposed for use
                                                    pressure wave propagates out from a                            dB reduction in sound level for each                                      during the project were obtained from
                                                    source. TL parameters vary with                                doubling of distance) was used in water                                   the ‘‘Compendium of Pile Driving
                                                    frequency, temperature, sea conditions,                        depths ranging from 3 meters to 15                                        Sound Data,’’ which is included as
                                                    current, source and receiver depth,                            meters which is the greatest depth at                                     Appendix I to ‘‘Technical Guidance for
                                                    water depth, water chemistry, and                              which pile driving activities will take                                   Assessment and Mitigation of the
                                                    bottom composition and topography.                             place for this project. The formula for                                   Hydroacoustic Effects of Pile Driving on
                                                    This formula neglects loss due to                              cylindrical spreading transmission loss                                   Fish’’ (ICF Jones & Stokes and
                                                    scattering and absorption, which is                            is TL = 15 log10 (R/10), where R is the                                   Illingworth & Rodkin, Inc. 2012). The
                                                    assumed to be zero here. The degree to                         distance from the source assuming the                                     information presented in the
                                                    which underwater sound propagates                              near source levels are measured at 10                                     compendium is a compilation of sound
                                                    away from a sound source is dependent                          meters (33 feet).                                                         pressure levels recorded during various
                                                    on a variety of factors, most notably the                         This transmission loss model was                                       in-water pile driving projects in
                                                    water bathymetry and presence or                               used for the piles being driven (or                                       California, Oregon, Washington, and
                                                    absence of reflective or absorptive                            drilled) in water depths of between                                       Nebraska. The compendium is a
                                                    conditions including in-water structures                       approximately 10 and 50 feet. These                                       commonly used reference document for
                                                    and sediments.                                                 pile types and sizes included:                                            pile driving source levels when
                                                       Cylindrical spreading occurs in an                             • 25-inch steel sheet piles, which                                     analyzing impacts on protected species,
                                                    environment in which sound                                     would be driven using a vibratory                                         including marine mammals, from pile
                                                    propagation is bounded by the water                            hammer at Berth 11.                                                       driving activities.
                                                                                                                                                                                                Source levels were collected for the
                                                    surface and sea bottom, resulting in a                            • 14-inch steel H-type piles, which
                                                                                                                                                                                             four types of piles that would be
                                                    reduction of 3 dB in sound level for                           would be driven using an impact
                                                                                                                                                                                             installed and two pile driving methods
                                                    each doubling of distance from the                             hammer at Berth 11during trestle
                                                                                                                                                                                             proposed for the project:
                                                    source. The formula for practical                              alignment and construction.
                                                                                                                                                                                                • 14-inch steel H-type piles will be
                                                    spreading transmission loss is TL = 10                            • 15-inch timber piles, which would                                    used as sister piles to align and
                                                    log10 (R/10), where R is the distance                          be installed using a vibratory hammer to                                  construct the trestle; installed via
                                                    from the source assuming the near                              reconstruct timber dolphins at the                                        impact hammer.
                                                    source levels are measured at 10 meters                        corner of Berths 11 and 12.                                                  • 15-inch timber piles will be used
                                                    (33 feet). This transmission loss model                           • 36-inch steel H-type (king) piles at                                 for re-installation of dolphins and
                                                    was used for piles being driven in a                           Berth 11 which would be drilled and
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                                                                                                                                                                                             installed via vibratory hammer.
                                                    water depth less than approximately 3                          rock-socketed into the bedrock.                                              • 25-inch steel sheet piles will be
                                                    meters (10 feet). Specifically, the model                         This model was also used for piles                                     used for the bulkhead at Berth 11 and
                                                    was used for the 14-inch H-type (sister)                       extracted in water depths of 10 to 50                                     installed via vibratory hammer.
                                                    piles that would be driven using an                            feet and included:                                                           Reference source levels for the Project
                                                    impact hammer at Rail Beam 1 at Berth                             • 14-inch steel H-type piles, which                                    were determined using data for piles of
                                                    11,12, and 13.                                                 would be used to align and construct                                      similar sizes, the same pile driving
                                                       A practical spreading value of fifteen                      the trestle that would be extracted using                                 method as that proposed for the Project,
                                                    is often used in the absence of reliable                       a vibratory hammer at Berth 11.                                           and at similar water depths. While the


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                                                                                          Federal Register / Vol. 81, No. 153 / Tuesday, August 9, 2016 / Notices                                                    52629

                                                    pile sizes and water depths chosen as                                 available, and it is assumed that the                  type and associated pile driving
                                                    proxies do not exactly match those for                                source levels shown in Table 5 and 6 are               method.
                                                    the Project, they are the closest matches                             the most representative for each pile

                                                                      TABLE 5—SOURCE LEVELS FOR IN-WATER IMPACT HAMMER 14-INCH STEEL H-TYPE (SISTER) PILES
                                                                                                                                        Distance
                                                                                                                           Water                        Peak         RMS            SEL
                                                                      Pile size and pile type                                           measured                                                         Location
                                                                                                                          depth (m)                     (dB)         (dB)           (dB)
                                                                                                                                           (m)

                                                    12-inch Steel H-type pile—Thick .......................                         5          10             200          183         170   CA (Specific location unknown).
                                                    15-inch Steel H-type pile—Thick .......................                         3          10             195          180         170   Ballena Isle Marina, Alameda,
                                                                                                                                                                                               CA, San Francisco Bay.
                                                    12- to 15-inch H-type pile—Thick (Average) .....                                4          10             198          182         170
                                                       Source: ICF Jones & Stokes and Illingworth & Rodkin, Inc. 2012.
                                                       Note: All source levels are referenced to 1 microPascal (re 1 μPa).
                                                       1 As printed in source material.
                                                       Key: dB = decibel; m = meter; RMS = root mean square; SEL = sound exposure level.

                                                       TABLE 6—SOURCE LEVELS FOR IN-WATER VIBRATORY HAMMER 25-INCH STEEL SHEET PILES, 20-INCH STEEL SHEET
                                                                                        PILES AND 15-INCH TIMBER PILES
                                                                                                                            Water       Distance        Peak         RMS            SEL
                                                                      Pile size and pile type                               depth       measured                                                         Location
                                                                                                                                                        (dB)         (dB)           (dB)
                                                                                                                             (m)           (m)

                                                    24-inch    AZ * Steel Sheet 1 .................................              15            10             177          163         162   Berth 23, Port of Oakland, CA.
                                                    24-inch    AZ Steel Sheet 1 ...................................              15            10             175          162         162   Berth 30, Port of Oakland, CA.
                                                    24-inch    AZ Steel Sheet 1 ...................................              15            10             177          163         163   Berth 35/37 Port of Oakland, CA.
                                                    24-inch    AZ Steel Sheet—Typical 1 ....................                     15            10             175          160         160   CA (Specific location unknown).
                                                    24-inch    AZ Steel Sheet—Loudest 1 ...................                      15            10             182          165         165   CA (Specific location unknown).
                                                    24-inch    AZ Steel Sheet (Average) 1 ..................                     15            10             178          163         163
                                                    15-inch    Timber Pile 2 ..........................................          10            16             164          150          NP   WSF Port Townsend Ferry Ter-
                                                                                                                                                                                              minal, WA.
                                                       Source:
                                                       1 ICF Jones & Stokes and Illingworth & Rodkin, Inc. 2012.
                                                       2 WSDOT 2010.




                                                       The exact source level for a given pile                            used in the propagation models                         activities. One such activity was auger
                                                    and pile driving method largely                                       described above.                                       drilling (including installation and
                                                    depends not only on the pile size and                                 Drilling                                               removal of the associated steel casing).
                                                    water depth but also on site-specific                                                                                        The average sound pressure levels re 1
                                                    conditions such as environmental and                                     Drilling is considered an intermittent,             mPa RMS were displayed for casing
                                                    physical factors, including water                                     non-impulsive noise source, similar to                 installation, auger drilling (inside the
                                                                                                                          vibratory pile driving. Very little
                                                    temperature and sediment composition.                                                                                        casing), and casing removal. For the
                                                                                                                          information is available regarding
                                                    Therefore, in this analysis, several                                                                                         purposes of this plan, it is assumed that
                                                                                                                          source levels of in-water drilling
                                                    source levels for each pile type and                                  activities associated with nearshore pile              the casing installation and removal
                                                    associated pile driving method were                                   installation such as that proposed for                 activities would be conducted in a
                                                    averaged when multiple levels were                                    the Berths 11, 12, and 13 structural                   manner similar to that described in
                                                    available. These averaged source levels                               repairs project. Dazey et al., (2012)                  Dazey et al., (2012), primarily via
                                                    were used as inputs to determine                                      attempted to characterize the source                   oscillation. These average source levels
                                                    transmission loss, which, in turn, was                                levels of several marine pile-drilling                 are reported in Table 7.

                                                                       TABLE 7—AVERAGE SOURCE LEVELS FOR AUGER DRILLING ACTIVITIES DURING PILE INSTALLATION
                                                                                                                                             Distance
                                                                                                                          Water depth                               RMS
                                                                          Drilling activity                                                  measured                                              Location
                                                                                                                             (m)                                    (dB)
                                                                                                                                                (m)

                                                    Casing Installation ...........................................                 1–5                   1                157    Bechers Bay Santa Rosa Island, CA.
                                                    Auger Drilling ..................................................               1–5                   1                151    Bechers Bay Santa Rosa Island, CA.
                                                    Casing Removal ..............................................                   1–5                   1                152    Bechers Bay Santa Rosa Island, CA.
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                                                       Source: Dazey et al., 2012.
                                                       Note: All source levels are referenced to 1 microPascal (re 1 μPa).


                                                      IHA applications for other                                          assumed that pile drilling would                       these activities and the assumption that
                                                    construction projects have reported that,                             produce less in-water noise than both                  in-water noise from pile drilling would
                                                    due to a lack of information regarding                                impact and vibratory pile driving. Based               be less than either impact or vibratory
                                                    pile drilling source levels, it is generally                          on the general lack of information about               pile driving, it is assumed that the



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                                                    52630                           Federal Register / Vol. 81, No. 153 / Tuesday, August 9, 2016 / Notices

                                                    source levels presented in Table 7 are                       for the Washington State Department of                   including ICF Jones & Stokes and
                                                    the most applicable for acoustic impact                      Transportation Office of Air Quality and                 Illingworth & Rodkin, Inc. (2012) report
                                                    analysis at Berths 11, 12, and 13. For the                   Noise (WSDOT 2010) and is shown in                       the same values for vibratory
                                                    purposes of this proposed IHA we will                        Table 8.                                                 installation and extraction, assuming
                                                    conservatively assume that drilling has                         Source levels for vibratory extraction                that the two activities would produce
                                                    similar source levels as vibratory                           of H-type piles were obtained from                       similar source levels if water depth, pile
                                                    driving when calculating zones of                            ‘‘Underwater Acoustic Measurements of                    size, and equipment remain constant.
                                                    influences.                                                  Vibratory Pile Driving at the Pipeline 5                    Reference source levels for the project
                                                                                                                 Crossing in the Snohomish River,                         were determined using data for piles of
                                                    Pile Extraction
                                                                                                                 Everett, Washington,’’ prepared by                       similar size, the same extraction method
                                                       Vibratory pile extraction is considered                   Greeneridge Science, Inc., for the City of               as that proposed for the project, and at
                                                    an intermittent, non-impulsive noise                         Everett (Burgess et al., 2005).                          similar water depths. While the pile
                                                    source. Little information is available                         For vibratory pile extraction of the 24-              sizes and water depths chosen as
                                                    specific to vibratory extraction for most                    inch steel sheet piles (used as a proxy                  proxies do not exactly match those for
                                                    types of piles. The source level for                         for the 20-inch steel sheet piles that                   the project, they are the closest matches
                                                    timber-pile extraction was obtained                          would be extracted at the circular,                      available, and it is assumed that the
                                                    from ‘‘Port Townsend Test Pile Project:                      cellular cofferdam), the average value                   source levels shown in Table 8 and are
                                                    Underwater Noise Monitoring Draft                            for the vibratory installation source                    representative of the vibratory pile
                                                    Final Report,’’ prepared by Jim Loughlin                     levels from Table 6 was used. Sources                    extraction method used for the project.

                                                                TABLE 8—AVERAGE SOURCE LEVEL FOR VIBRATORY PILE EXTRACTION 15-INCH TIMBER FENDER PILES 1
                                                                                                                             Distance
                                                                                                      Water depth                                     Peak              RMS
                                                             Pile size and pile type                                         measured                                                             Location
                                                                                                         (m)                                          (dB)              (dB)
                                                                                                                                (m)

                                                    15-inch Timber Fender Pile 2 ............              10m                   16m                  164                150         WSF Port, Townsend Ferry Ter-
                                                                                                                                                                                      minal, WA.
                                                       Notes:
                                                       1 All source levels are referenced to 1 microPascal (re 1 μPa).
                                                       2 WSDOT 2010.




                                                    Zones of Influence                                           been developed using the propagation                     would result in the longest attenuation
                                                                                                                 models described above. Modeling was                     distances were selected as the worst-
                                                       Attenuation distances to the NOAA                         performed for each driving, drilling,                    case sound exposure distances that
                                                    Fisheries thresholds for Level B takes                       installing, and removing activity                        would determine the ZOI for each
                                                    for pile driving are described in Table                      described above using the depth-                         project location.
                                                    9. These attenuation distances have                          appropriate model. Activities that
                                                                                                    TABLE 9—PILE DRIVING SOUND EXPOSURE DISTANCES
                                                                                                                                        [In-water]

                                                                                                          Behavioral thresholds                                                              Attenuation distance
                                                                Drilling activity                          for cetaceans and                             Propagation model                       to threshold
                                                                                                                pinnipeds

                                                    Vibratory Hammer ..........................   120 dB RMS .................................   Practical Spreading Loss (3 m to      4.57 mi (7.35 km).
                                                                                                                                                   15 m water depth).
                                                    Impact Hammer .............................   160 dB RMS .................................   Cylindrical Spreading Loss (<3 m      0.984 mi (1.58 km).
                                                                                                                                                   water depth).
                                                       Note: All source levels are referenced to 1 microPascal (re 1 μPa).


                                                       During vibratory hammer operation                         River, these attenuation distances are                   are shown on Figure 6–1 in the
                                                    modeled sound would attenuate to 120                         extremely conservative.                                  application. Work would occur in
                                                    dB at approximately 4.57 miles from the                         No Level A takes are expected                         phases over several years. All of the
                                                    Berth 11 Structural Repairs Project.                         because attenuation out to the pinniped                  construction-related in-water sound
                                                    During operation of the impact hammer,                       injury threshold of 190 dB rms is                        occurring within the waters of these
                                                    modeled sound would attenuate to 160                         calculated at 5 feet (1.58 meters), and                  ZOIs would exceed the designated
                                                    dB at approximately 0.98 miles from the                      attenuation out to the 180 dB RMS                        NOAA Fisheries thresholds for
                                                    Berths 11 Structural Repairs Project site.                   injury threshold for cetaceans is                        behavioral take. The ZOIs were used to
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                                                    Note that these attenuation distances are                    calculated at 52 feet (15.8 meters). These               calculate potential takes from each
                                                    based on sound characteristics in open                       very small areas can easily be monitored                 sound source and would be monitored
                                                    water. The Project area is located in a                      for marine mammals, and mitigative                       during in-water work at Berth 11 to
                                                    river surrounded by topographic                              measures would be implemented to                         estimate actual harassment takes of
                                                    features and not in open water;                              ensure that no Level A takes occur.                      marine mammals. The total area
                                                    therefore, given the numerous land                              The ZOIs for each of the two separate                 ensonified by these two sources is 0.36
                                                    features and islands within the vicinity                     sound sources (impact driving and                        square miles (mi2) (233.4 acres).
                                                    of the Project sites in the Piscataqua                       vibratory driving/drilling) at Berth 11


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                                                                                  Federal Register / Vol. 81, No. 153 / Tuesday, August 9, 2016 / Notices                                          52631

                                                       The numerous topographic features                    assumed that any hauled out animals                   take estimate. Because the estimate must
                                                    present in and along the Piscataqua                     within the disturbance zone will also                 be a whole number, this value was
                                                    River would greatly limit the area that                 enter the water and be exposed to                     rounded up.
                                                    would be impacted from in-water                         underwater noise. Therefore, acoustic                    The ZOI impact area is the estimated
                                                    sound. Sound from either source would                   disturbance to pinniped resulting from                range of impact on marine mammals
                                                    be truncated with minimal attenuation.                  airborne sound from pile driving and                  during in-water construction. The ZOI is
                                                    Due to the numerous islands and other                   drilling are not considered further in                the area in which in-water sound would
                                                    land features at and around the site, the               this application.                                     exceed designated NOAA Fisheries
                                                    actual ZOIs for both the vibratory                        The take calculations presented here                Service thresholds. The formula for
                                                    hammer and impact hammer are                            relied on the best data currently                     determining the area of a circle (p *
                                                    identical even though the calculated                    available for marine mammal                           radius2) was used to calculate the ZOI
                                                    ZOIs are different. This is illustrated in              populations within close proximity to                 around each pile, for each threshold.
                                                    Figure 6–1 in the Application.                          the Piscataqua River. There are not                   The distances specified were used for
                                                       No sound is expected to fully                        population data for any marine mammal                 the radius in the equation. The ZOI
                                                    attenuate to the 120-decibel threshold                  species specifically within the                       impact area does not encompass
                                                    for vibratory pile driving because                      Piscataqua River; however, the                        landforms that may occur within the
                                                    topographic features (e.g. islands,                     population data used are from the most                circle. The ZOI also took into
                                                    shorelines) in the river would prevent                  recent NMFS Stock Assessment Reports                  consideration the possible affected area
                                                    attenuation to the full distance of 4.57                (SAR) for the Atlantic Ocean. The most                of the Piscataqua River from the furthest
                                                    miles. Very little sound would reach the                recent SAR population number was                      pile driving/extraction site with
                                                    160 dB threshold at the full distance of                used for each species. The specific SAR               attenuation due to land shadowing from
                                                    0.984 miles for the impact hammer due                   used is discussed within each species                 islands in the river as well as the river
                                                    to these same sound-blocking                            take calculation in Sections 6.6.1                    shoreline.
                                                    topographical features. The longest                     through 6.6.5 of the application. The
                                                    attenuation distance from the Berth 11                  formula was developed for calculating                 Harbor Porpoise
                                                    Project site would occur to the southeast               take due to pile driving, extraction, and                Harbor porpoises may be present in
                                                    where, during impact pile driving,                      drilling and applied to the species-                  the Project area during spring, summer,
                                                    sound would attenuate through the                       specific noise-impact threshold. The                  and fall, from April to December. Based
                                                    waters east of Pierce Island to the 160                 formula is founded on the following                   on density data from the Navy Marine
                                                    dB threshold (a distance of 0.88 miles)                 assumptions:                                          Species Density Database, their presence
                                                    at Goat Island (See Figure 6–1 in                         • All piles to be installed would have              is highest in spring, decreases in
                                                    application). The actual ZOI used to                    a noise disturbance distance equal to the
                                                    estimate exposure excludes water areas                                                                        summer, and slightly increases in fall.
                                                                                                            pile that causes the greatest noise                   However, in general, porpoises are
                                                    blocked by topographical features.                      disturbance.                                          known to occasionally occur in the
                                                    Airborne Exposure                                         • Pile driving could potentially occur              river. Average density for the predicted
                                                                                                            every day of the in-water work window;                seasons of occurrence was used to
                                                       Airborne transmission loss was
                                                                                                            however, it is estimated no more than a               determine abundance of animals that
                                                    calculated using the spherical spreading
                                                                                                            few hours of pile driving would occur                 could be present in the area for
                                                    model above. Using this model, the
                                                                                                            per day.                                              exposure, using the equation abundance
                                                    greatest possible distances to airborne
                                                                                                              • An individual can only be taken                   = n * ZOI. Estimated abundance
                                                    harassment thresholds were estimated,
                                                                                                            once per day due to sound from pile                   estimate for harbor porpoises was 0.90
                                                    using a source level of 111 dB 20 mPa
                                                                                                            driving, whether from impact or                       animals generated from the equation
                                                    rms for 24″ round steel piles, as 552.5
                                                                                                            vibratory pile driving, or vibratory                  (0.9445 km2 * 0.9578 animals/km2).
                                                    ft (168.3 m) to the 90 dB threshold for
                                                    harbor seals and 174.5 ft (53.2 m) to the               extraction                                            Therefore, the number of Level B harbor
                                                                                                              The conservative assumption is made                 porpoises exposures within the ZOIs is
                                                    100 dB threshold for all other seals.
                                                    Other types of pile driving and                         that all pinnipeds within the ZOI would               (72 days * 0.90 animals/day) which
                                                    extraction that would occur during the                  be underwater during at least a portion               equals 65 animals. Therefore, the total
                                                    project would generate lower airborne                   of the noise generating activity and,                 requested harbor seal takes is 65.
                                                    sound pressures, with smaller distances                 hence, exposed to sound at the
                                                                                                            predicted levels.                                     Gray Seal
                                                    and areas of potential disturbance, and
                                                    for that reason are not considered                        The calculation for marine mammal                     Gray seals may be present year-round
                                                    further in this application. Since                      takes is estimated by:                                in the project vicinity, with constant
                                                    protective measures are in place out to                 Take estimate = (n * ZOI) * X days of                 densities throughout the year. Gray seals
                                                    the distances calculated for the                             total activity                                   are less common in the Piscataqua River
                                                    underwater Level B thresholds, the                      Where:                                                than the harbor seal. Average density for
                                                    distances for the airborne thresholds                   n = density estimate used for each species            the predicted seasons of occurrence was
                                                    will be effectively covered by                          X = number of days of pile driving, estimated         used to determine abundance of animals
                                                    monitoring. The closest known haul-out                      based on the total number of piles and            that could be present in the area for
                                                    site for seals within the Piscataqua River                  the average number of piles that the              exposure, using the equation abundance
                                                    is 1.5 miles (2414 m) downstream of the                     contractor can install per day.                   = n * ZOI. Estimated abundance for gray
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                    Project area while the attenuation                      ZOI = noise threshold zone of influence (ZOI)         seals was 0.21/day generated from the
                                                    distance to the 90 dB threshold is 0.108                    impact area                                       equation (0.9445 km2 * 0.2202 animals/
                                                    miles (174.5 m) and the 100 dB                            The calculation n * ZOI produces an                 km2). The number of Level B harbor
                                                    threshold is 0.033 miles (53.2 m). While                estimate of the abundance of animals                  porpoises exposures within the ZOIs is
                                                    there are no documented haul-outs,                      that could be present in the area of                  (72 days * 0.21 animals/day) resulting
                                                    animals do occasionally haul-out on                     exposure per day. The abundance is                    in up to 15 Level B exposures of gray
                                                    nearby rocks/jetties and could be                       then multiplied by the total number of                seals within the ZOIs. Total requested
                                                    flushed into the water. However, it is                  days of pile driving to determine the                 gray seal takes is 15.


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                                                    52632                                   Federal Register / Vol. 81, No. 153 / Tuesday, August 9, 2016 / Notices

                                                    Harbor Seal                                                               spring, from January through February.                                     much rarer than the harbor seal and gray
                                                      Harbor seals may be present year-                                       In general, harp seals are much rarer                                      seal in the Piscataqua River. Anecdotal
                                                    round in the project vicinity, with                                       than the harbor seal and gray seal in the                                  sighting information indicates that two
                                                    constant densities throughout the year.                                   Piscataqua River. Average density for                                      hooded seals were observed from the
                                                    Harbor seals are the most common                                          the predicted seasons of occurrence was                                    Shipyard in August 2009, but no other
                                                    pinniped in the Piscataqua River near                                     used to determine abundance of animals                                     observations have been recorded (Trefry
                                                    the Shipyard. Average density for the                                     that could be present in the area for                                      November 20, 2015). Average density
                                                    predicted seasons of occurrence was                                       exposure, using the equation abundance                                     for the predicted seasons of occurrence
                                                    used to determine abundance of animals                                    = n * ZOI. Abundance for harp seals                                        was used to determine abundance of
                                                    that could be present in the area for                                     was 0.012/day generated from the                                           animals that could be present in the area
                                                    exposure, using the equation abundance                                    equation (0.9445 km2 * 0.0125 km2).                                        for exposure. Since the average density
                                                    = n * ZOI. Abundance for harbor seals                                     The number of Level B harp seal                                            for hooded seals is unknown and the
                                                    was 0.19/day generated from the                                           exposures within the ZOI is (72 days *
                                                                                                                                                                                                         animal is described as being rare, no
                                                    equation (0.9445 km2 * 0.1998 animals/                                    0.012 animals/day) resulting in one
                                                                                                                                                                                                         authorized take of hooded seals is
                                                    km2). The number of Level B harbor seal                                   Level B exposure. Therefore, the total
                                                                                                                              requested harp seal takes is 1.                                            requested.
                                                    exposures within the ZOIs is (72 days *
                                                    0.19 animals/day) resulting in 14 harbor                                                                                                               The total numbers of takes proposed
                                                                                                                              Hooded Seal                                                                for the five marine mammal species that
                                                    seals. Therefore, total requested harbor
                                                    seal takes is 14.                                                           Hooded seals may be present in the                                       may occur within the Navy’s project
                                                                                                                              project vicinity during the winter and                                     area during the duration of proposed in-
                                                    Harp Seal                                                                 spring, from January through May,                                          water construction activities are
                                                      Harp seals may be present in the                                        though their exact seasonal densities are                                  presented in Table 10.
                                                    Project vicinity during the winter and                                    unknown. In general, hooded seals are

                                                                                                          TABLE 10—CALCULATIONS FOR INCIDENTAL TAKE ESTIMATION
                                                                                                                                                                             Animals in                                            Proposed authorized takes
                                                                                                                                                                                                       Number of
                                                                                                       Species                                                               ensonified              days of activity
                                                                                                                                                                              area/day                                               Level A               Level B

                                                    Harbor Porpoise ...............................................................................................                       0.90                           72                          0               65
                                                    Gray Seal .........................................................................................................                   0.21                           72                          0               15
                                                    Harbor Seal ......................................................................................................                    0.19                           72                          0               14
                                                    Harp Seal .........................................................................................................                  0.012                           72                          0                1

                                                          Total Exposures ........................................................................................        ........................   ........................   ........................             95



                                                    Analysis and Preliminary                                                     To avoid repetition, the discussion of                                  the implementation of the following
                                                    Determinations                                                            our analyses applies to all the species                                    planned mitigation measures. The Navy
                                                                                                                              listed in Table 2, given that the                                          will employ a ‘‘soft start’’ when
                                                    Negligible Impact                                                         anticipated effects of this pile driving                                   initiating impact driving activities.
                                                       Negligible impact is ‘‘an impact                                       project on marine mammals are                                              Given sufficient ‘‘notice’’ through use of
                                                    resulting from the specified activity that                                expected to be relatively similar in                                       soft start, marine mammals are expected
                                                    cannot be reasonably expected to, and is                                  nature. There is no information about                                      to move away from a pile driving
                                                    not reasonably likely to, adversely affect                                the size, status, or structure of any                                      source. The Navy will delineate and
                                                    the species or stock through effects on                                   species or stock that would lead to a                                      monitor shutdown and disturbance
                                                    annual rates of recruitment or survival’’                                 different analysis for this activity, else                                 zones while the likelihood of marine
                                                    (50 CFR 216.103). A negligible impact                                     species-specific factors would be                                          mammal detection by trained observers
                                                    finding is based on the lack of likely                                    identified and analyzed.                                                   is high under the environmental
                                                    adverse effects on annual rates of                                           Pile driving activities associated with                                 conditions described for waters around
                                                    recruitment or survival (i.e., population-                                the Navy’s Waterfront Improvement                                          the project area. Furthermore,
                                                    level effects). An estimate of the number                                 Projects, as outlined previously, have                                     shutdowns will occur if animals come
                                                    of Level B harassment takes, alone, is                                    the potential to disturb or displace                                       within 10 meters of operational activity
                                                    not enough information on which to                                        marine mammals. Specifically, the                                          to avoid injury, serious injury, or
                                                    base an impact determination. In                                          specified activities may result in take, in                                mortality. The Navy’s proposed
                                                    addition to considering estimates of the                                  the form of Level B harassment                                             activities are localized and of relatively
                                                    number of marine mammals that might                                       (behavioral disturbance) only, from                                        short duration. The total time duration
                                                    be ‘‘taken’’ through behavioral                                           underwater sounds generated from pile                                      will amount to approximately 72 days.
                                                    harassment, NMFS must consider other                                      driving. Harassment takes could occur if                                      The project also is not expected to
                                                    factors, such as the likely nature of any                                 individuals of these species are present                                   have significant adverse effects on
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                    responses (their intensity, duration,                                     in the ensonified zone when pile                                           affected marine mammals’ habitat, as
                                                    etc.), the context of any responses                                       driving is happening.                                                      analyzed in detail in the ‘‘Anticipated
                                                    (critical reproductive time or location,                                     No injury, serious injury, or mortality                                 Effects on Marine Mammal Habitat’’
                                                    migration, etc.), as well as the number                                   is anticipated given the nature of the                                     section. No important feeding and/or
                                                    and nature of estimated Level A                                           activity and measures designed to                                          reproductive areas for marine mammals
                                                    harassment takes, the number of                                           minimize the possibility of injury to                                      are known to be near the proposed
                                                    estimated mortalities, effects on habitat,                                marine mammals. The potential for                                          project area. Project-related activities
                                                    and the status of the species.                                            these outcomes is minimized through                                        may cause some fish to leave the area


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                                                                                       Federal Register / Vol. 81, No. 153 / Tuesday, August 9, 2016 / Notices                                                         52633

                                                    of disturbance, thus temporarily                                 mortality to marine mammals, and no                            measures in reducing the effects of the
                                                    impacting marine mammals’ foraging                               known long-term adverse consequences                           specified activity. In combination, we
                                                    opportunities in a limited portion of the                        from behavioral harassment. Repeated                           believe that these factors, as well as the
                                                    foraging range; but, because of the short                        exposures of individuals to levels of                          available body of evidence from other
                                                    duration of the activities and the                               sound that may cause Level B                                   similar activities, demonstrate that the
                                                    relatively small area of the habitat that                        harassment here are unlikely to result in                      potential effects of the specified activity
                                                    may be affected, the impacts to marine                           hearing impairment or to significantly                         will have only short-term effects on
                                                    mammal habitat are not expected to                               disrupt foraging behavior. Thus, even                          individuals. The specified activity is not
                                                    cause significant or long-term negative                          repeated Level B harassment of some                            expected to impact rates of recruitment
                                                    consequences.                                                    small subset of the species is unlikely to                     or survival and will therefore have a
                                                       These localized Level B exposures                             result in any significant realized                             negligible impact on those species.
                                                    may cause brief startle reactions or                             decrease in fitness for the affected                             Therefore, based on the analysis
                                                    short-term behavioral modification by                            individuals, and thus would not result                         contained herein of the likely effects of
                                                    the animals. Effects on individuals that                         in any adverse impact to the stock as a                        the specified activity on marine
                                                    are taken by Level B harassment, on the                          whole. Level B harassment will be                              mammals and their habitat, and taking
                                                    basis of reports in the literature as well                       reduced to the level of least practicable                      into consideration the implementation
                                                    as monitoring from other similar                                 impact through use of mitigation                               of the proposed monitoring and
                                                    activities, will likely be limited to                            measures described herein. Finally, if                         mitigation measures, NMFS
                                                    reactions such as increased swimming                             sound produced by project activities is                        preliminarily finds that the total marine
                                                    speeds, increased surfacing time, or                             sufficiently disturbing, animals are                           mammal take from the Navy’s proposed
                                                    decreased foraging (if such activity were                        likely to simply avoid the project area                        Waterfront Improvement Projects will
                                                    occurring) (e.g., Thorson and Reyff,                             while the activity is occurring.                               have a negligible impact on the affected
                                                    2006; Lerma, 2014). Most likely,                                    In summary, the negligible impact                           marine mammal species or stocks.
                                                    individuals will simply move away                                analysis is based on the following: (1)
                                                                                                                                                                                    Small Numbers
                                                    from the sound source and be                                     The possibility of injury, serious injury,
                                                    temporarily displaced from the areas of                          or mortality may reasonably be                                    Table 11 illustrates the numbers of
                                                    pile driving, although even this reaction                        considered discountable; (2) the                               animals that could be exposed to Level
                                                    has been observed primarily only in                              anticipated incidents of Level B                               B behavioral harassment thresholds
                                                    association with impact pile driving.                            harassment consist of, at worst,                               from work associated with the proposed
                                                    These reactions and behavioral changes                           temporary modifications in behavior; (3)                       Waterfront Improvement Projects. The
                                                    are expected to subside quickly when                             the absence of any significant habitat                         analyses provided represents <0.01% of
                                                    the exposures cease. The pile driving                            within the project area, including                             the populations of these stocks that
                                                    activities analyzed here are similar to, or                      rookeries, significant haul-outs, or                           could be affected by Level B behavioral
                                                    less impactful than, numerous                                    known areas or features of special                             harassment. These are small numbers of
                                                    construction activities conducted in                             significance for foraging or                                   marine mammals relative to the sizes of
                                                    other similar locations, which have                              reproduction; and (4) the anticipated                          the affected species and population
                                                    taken place with no reported injuries or                         efficacy of the proposed mitigation                            stocks under consideration.

                                                        TABLE 11—ESTIMATED NUMBER OF EXPOSURES AND PERCENTAGE OF STOCKS THAT MAY BE SUBJECT TO LEVEL B
                                                                                                 HARASSMENT
                                                                                                                                                                                    Proposed         Stock(s)     Percentage of
                                                                                                             Species                                                                authorized      abundance      total stock
                                                                                                                                                                                       akes          estimate       (percent)

                                                    Harbor Porpoise, Gulf of Maine/Bay of Fundy stock ..................................................................                     65          79,883           <0.01
                                                    Gray Seal, Western North Atlantic stock .....................................................................................            15         331,000           <0.01
                                                    Harbor Seal, Western North Atlantic stock .................................................................................              14          75,834           <0.01
                                                    Harp Seal, Western North Atlantic stock .....................................................................................             1       7,100,000           <0.01



                                                      Based on the methods used to                                   the availability of such species or stocks                     the regulations published by the
                                                    estimate take, and taking into                                   for taking for subsistence purposes.                           Council on Environmental Quality.
                                                    consideration the implementation of the                          Endangered Species Act (ESA)                                   NMFS will independently evaluate the
                                                    mitigation and monitoring measures, we                                                                                          EA and determine whether or not to
                                                    preliminarily find that small numbers of                           No species listed under the ESA are                          adopt it. We may prepare a separate
                                                    marine mammals will be taken relative                            expected to be affected by these                               NEPA analysis and incorporate relevant
                                                    to the populations of the affected                               activities. Therefore, NMFS has                                portions of Navy’s EA by reference.
                                                    species or stocks.                                               determined that a section 7 consultation                       Information in the Navy’s application,
                                                                                                                     under the ESA is not required.                                 EA, and this notice collectively provide
                                                    Impact on Availability of Affected
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                                                                                     National Environmental Policy Act                              the environmental information related
                                                    Species for Taking for Subsistence Uses
                                                                                                                     (NEPA)                                                         to proposed issuance of this IHA for
                                                       There are no relevant subsistence uses                                                                                       public review and comment. We will
                                                                                                                       The Navy has prepared a draft                                review all comments submitted in
                                                    of marine mammals implicated by this                             Environmental Assessment (Waterfront
                                                    action. Therefore, NMFS has                                                                                                     response to this notice as we complete
                                                                                                                     Improvement Projects, Portsmouth
                                                    determined that the total taking of                                                                                             the NEPA process, including a decision
                                                                                                                     Naval Shipyard, Kittery, ME) in
                                                    affected species or stocks would not                                                                                            of whether to sign a Finding of No
                                                                                                                     accordance with the National
                                                    have an unmitigable adverse impact on                            Environmental Policy Act (NEPA) and                            Significant Impact (FONSI), prior to a



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                                                    52634                                 Federal Register / Vol. 81, No. 153 / Tuesday, August 9, 2016 / Notices

                                                    final decision on the incidental take                             (a) Time Restriction: For all in-water             during two-thirds of all vibratory
                                                    authorization request.                                         pile driving activities, the Navy shall               driving activity
                                                                                                                   operate only during daylight hours.                     (iii) MMOs shall begin observing for
                                                    Proposed Authorization                                                                                               marine mammals within the Level A
                                                                                                                      (b) Pile Driving Weather Delays: Pile
                                                       As a result of these preliminary                            driving shall only take place when the                and Level B harassment zones for 15
                                                    determinations, NMFS proposes to issue                         entire ZOI is visible and can be                      minutes before in-water pile driving
                                                    an IHA to the Navy for Waterfront                              adequately monitored. If conditions                   begins. If a marine mammal(s) is present
                                                    Improvements Projects at the                                   (e.g., fog) prevent the visual detection of           within the 10 meter shutdown zone
                                                    Portsmouth Naval Shipyard in Kittery,                          marine mammals, activities with the                   prior to pile driving or during the ‘‘soft
                                                    Maine, provided the previously                                 potential to result in Level A or Level               start’’ the start of pile driving shall be
                                                    mentioned mitigation, monitoring, and                          B harassment will not be initiated. If                delayed until the animal(s) leaves the 10
                                                    reporting requirements are incorporated.                       such conditions arise after the activity              meter shutdown zone. Pile driving shall
                                                    The proposed IHA language is provided                          has begun, impact pile driving would be               resume only after the MMOs have
                                                    next.                                                          curtailed, but vibratory pile driving or              determined, through sighting or by
                                                       1. This Incidental Harassment                               extraction would be allowed to                        waiting 15 minutes, that the animal(s)
                                                    Authorization (IHA) is valid from                              continue.                                             has moved outside of and is on a path
                                                    January 1, 2017 through December 31,                              (c) If a marine mammal approaches                  away from the 10 meter shutdown zone.
                                                    2017.                                                          the shutdown zone during the course of                  (iv) The individuals shall scan the
                                                       2. This Authorization is valid only for                     pile driving/removal operations, pile                 waters within each monitoring zone
                                                    in-water construction work associated                          driving shall be halted and delayed                   activity using binoculars (25x or
                                                    with Waterfront Improvement Projects                           until either the animal has voluntarily               equivalent), hand held binoculars (7x)
                                                    at the Portsmouth Naval Shipyard in                            left and been visually confirmed beyond               and visual observation
                                                    Kittery, Maine.                                                the shutdown zone or 15 minutes have                    (v) The waters shall continue to be
                                                       3. General Conditions                                       passed without re-detection of the                    scanned for at least 30 minutes after pile
                                                       (a) A copy of this IHA must be in the                                                                             driving has completed each day.
                                                                                                                   animal.
                                                    possession of the Navy, its designees,                                                                                 5. Monitoring and Reporting
                                                                                                                      (d) Establishment of Level A and B
                                                    and work crew personnel operating                                                                                      The holder of this Authorization is
                                                                                                                   Harassment (ZOI)
                                                    under the authority of this IHA.                                                                                     required to submit a draft report on all
                                                       (b) The species authorized for taking                          (i) For all pile driving, the Navy shall
                                                                                                                   implement a minimum shutdown zone                     monitoring conducted under the IHA 60
                                                    are harbor porpoise (Phocoena                                                                                        days prior to the issuance of a
                                                    phocoena), gray seal (Halichoerus                              of 10 m radius around the pile. If a
                                                                                                                   marine mammal comes within or                         subsequent authorization, A final report
                                                    grypus), harbor seal (Phoca vitulina),                                                                               shall be prepared and submitted within
                                                    and harp seal (Pagophilus                                      approaches the shutdown zone, such
                                                                                                                   operations will cease. See Table 9 for                thirty days following resolution of
                                                    groenlandicus).                                                                                                      comments on the draft report from
                                                       (c) The taking, by Level B harassment                       minimum radial distances required for
                                                                                                                   Level A and Level B disturbance zones.                NMFS. This report must contain the
                                                    only, is limited to the species listed in                                                                            informational elements described in the
                                                    condition 3(b). See Table 1 below:                                (e) Use of Soft-start
                                                                                                                                                                         Monitoring Plan, at a minimum and
                                                                                                                      (i) The project shall utilize soft start
                                                                                                                                                                         shall also include:
                                                            TABLE 1—AUTHORIZED TAKE                                techniques for impact pile driving. The
                                                                                                                                                                           (a) Acoustic Monitoring
                                                                    NUMBERS                                        Navy shall conduct an initial set of three              (i) The Navy shall conduct acoustic
                                                                                                                   strikes from the impact hammer at 40                  monitoring to ensure source levels are
                                                                                         Authorized   Authorized   percent energy, followed by a 1-minute                in line what is expected and therefore
                                                               Species                    takes—       takes—      waiting period, then two subsequent
                                                                                          Level A      Level B                                                           the Level A and Level B zones are
                                                                                                                   three strike sets. Soft start shall be                accurate.
                                                    Harbor Porpoise ..............                0           65   required for any impact driving,                        (b) Data Collection
                                                    Gray Seal ........................            0           15   including at the beginning of the day,
                                                    Harbor Seal .....................             0           14                                                           (i) For all marine mammal and
                                                    Harp Seal ........................            0            1
                                                                                                                   and at any time following a cessation of              acoustic monitoring, information shall
                                                                                                                   pile driving of thirty minutes or longer.             be recorded as described in the
                                                       (d) The taking by injury (Level A                              (ii) Whenever there has been                       Monitoring Plan.
                                                    harassment), serious injury, or death of                       downtime of 30 minutes or more                          (c) Reporting Measures
                                                    any of the species listed in condition                         without impact driving, the contractor                  (i) In the unanticipated event that the
                                                    3(b) of the Authorization or any taking                        shall initiate the driving with soft-start            specified activity clearly causes the take
                                                    of any other species of marine mammal                          procedures described above.                           of a marine mammal in a manner
                                                    is prohibited and may result in the                               (f) Standard mitigation measures                   prohibited by the IHA, such as an injury
                                                    modification, suspension, or revocation                           (i) For in-water heavy machinery                   (Level A harassment), serious injury or
                                                    of this IHA.                                                   work other than pile driving (using, e.g.,            mortality (e.g., ship-strike, gear
                                                       (e) The Navy shall conduct briefings                        standard barges, tug boats), if a marine              interaction, and/or entanglement), the
                                                    between construction supervisors and                           mammal comes within 10 m, operations                  Navy shall immediately cease the
                                                    crews, marine mammal monitoring                                shall cease and vessels shall reduce                  specified activities and the Navy shall
                                                    team, and staff prior to the start of all                      speed to the minimum level required to                report the incident to the Chief of the
                                                    in-water pile driving, and when new                            maintain steerage and safe working                    Permits and Conservation Division,
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                    personnel join the work, in order to                           conditions.                                           Office of Protected Resources, NMFS,
                                                    explain responsibilities, communication                           (g) Visual Marine Mammal                           and the NMFS Northeast/Greater
                                                    procedures, marine mammal monitoring                           Monitoring and Observation                            Atlantic Regional Stranding Coordinator
                                                    protocol, and operational procedures.                             (i) A minimum of two MMOs shall be                 within 24 hours of the discovery. The
                                                       4. Mitigation Measures                                      in place at the best practicable vantage              report would include the following
                                                       The holder of this Authorization is                         points.                                               information:
                                                    required to implement the following                               (ii) Monitoring will be conducted                    1. Time, date, and location (latitude/
                                                    mitigation measures:                                           during all impact driving activity and                longitude) of the incident;


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                                                                                  Federal Register / Vol. 81, No. 153 / Tuesday, August 9, 2016 / Notices                                          52635

                                                       2. Name and type of vessel involved;                 within 24 hours of the discovery. The                 SUPPLEMENTARY INFORMATION:    The
                                                       3. Vessel’s speed during and leading                 Navy would provide photographs or                     Council will hold its 157th regular
                                                    up to the incident, if applicable;                      video footage (if available) or other                 Council Meeting to discuss the items
                                                       4. Description of the incident;                      documentation of the stranded animal                  contained in the following agenda:
                                                       5. Status of all sound source use in                 sighting to NMFS and the Marine
                                                    the 24 hours preceding the incident;                                                                          August 23, 2016, 9 a.m.–5:30 p.m.
                                                                                                            Mammal Stranding Network.
                                                       6. Water depth;                                         6. This Authorization may be                       Æ Call to Order
                                                       7. Environmental conditions (e.g.,                   modified, suspended or withdrawn if                   Æ Election of Officers
                                                    wind speed and direction, Beaufort sea                  the holder fails to abide by the                      Æ Adoption of Agenda
                                                    state, cloud cover, and visibility);                    conditions prescribed herein, or if                   Æ Consideration of 156th Council
                                                       8. Description of all marine mammal                  NMFS determines the authorized taking                     Meeting Verbatim Transcriptions
                                                    observations in the 24 hours preceding                  is having more than a negligible impact               Æ Executive Director’s Report
                                                    the incident;                                           on the species or stock of affected                   Æ Scientific and Statistical Committee
                                                       9. Species identification or                         marine mammals.                                           Report—Dr. Richard Appeldoorn
                                                    description of the animal(s) involved;                                                                          —Island Based Fishery Management
                                                       10. Fate of the animal(s); and                       Request for Public Comments                               Plans (IBFMPs)
                                                       11. Photographs or video footage of                    NMFS requests comment on our                          —Acceptable Biological Catch Control
                                                    the animal(s) (if equipment is available).              analysis, the draft authorization, and                    Rule
                                                       (ii) Activities would not resume until               any other aspect of the Notice of                     Æ Island Based Fishery Management
                                                    NMFS is able to review the                              Proposed IHA for the Navy’s Waterfront                    Plans (IBFMPs)
                                                    circumstances of the prohibited take.                   Improvement Projects at Portsmouth                      —Goals and Objectives of IBFMPs
                                                    NMFS shall work with the Navy to                        Navy Shipyard in Kittery, Maine. Please                 —Review Action 1: Species to include
                                                    determine what is necessary to                          include with your comments any                            for Federal Management in each
                                                    minimize the likelihood of further                      supporting data or literature citations to                IBFMP
                                                    prohibited take and ensure MMPA                         help inform our final decision on the                   —Review Action 2: Review
                                                    compliance. The Navy would not be                       Navy’s request for an MMPA                                Consolidated List of Stocks, and
                                                    able to resume their activities until                   authorization.                                            Stock and Species Complexes
                                                    notified by NMFS via letter, email, or                                                                          —Review Action 3: Reference Points
                                                    telephone.                                                Dated: August 3, 2016.
                                                                                                                                                                    —Update SEDAR 46 U.S. Caribbean
                                                       (iii) In the event that the Navy                     Donna S. Wieting,
                                                                                                                                                                      Data Limited Species-Southeast
                                                    discovers an injured or dead marine                     Director, Office of Protected Resources,                  Fisheries Science Center
                                                    mammal, and the lead MMO determines                     National Marine Fisheries Service.
                                                                                                                                                                    —ABC Control Rule Work Group
                                                    that the cause of the injury or death is                [FR Doc. 2016–18815 Filed 8–8–16; 8:45 am]                Report
                                                    unknown and the death is relatively                     BILLING CODE 3510–22–P                                  —Recommendations to the CFMC on
                                                    recent (i.e., in less than a moderate state                                                                       ABC Control Rule
                                                    of decomposition as described in the                                                                            —Consider Action 4: Framework
                                                    next paragraph), the Navy shall report                  DEPARTMENT OF COMMERCE                                    Procedures for IBFMPs
                                                    the incident to the Chief of the Permits                                                                        —Consider Essential Fish Habitat
                                                    and Conservation Division, Office of                    National Oceanic and Atmospheric
                                                                                                                                                                      (EFH) Designation for New Species
                                                    Protected Resources, NMFS, and the                      Administration
                                                                                                                                                                      in the IBFMPs and 5-year Review of
                                                    NMFS Northeast/Greater Atlantic                         RIN 0648–XE785                                            EFH FMP
                                                    Regional Stranding hotline and/or by                                                                          Æ CFMC Roadmap to Complete IBFMPs
                                                    email to the Northeast/Greater Atlantic                 Caribbean Fishery Management                          Æ Data Collection in the USVI—Ruth
                                                    Regional Stranding Coordinator within                   Council; Public Meeting                                   Gómez
                                                    24 hours of the discovery. The report                                                                         Æ Developing a Commercial Permit
                                                                                                            AGENCY:  National Marine Fisheries
                                                    shall include the same information                                                                                Program for the Snapper Unit 2
                                                                                                            Service (NMFS), National Oceanic and
                                                    identified in the paragraph above.                                                                                Fishery Operating in Puerto Rico
                                                                                                            Atmospheric Administration (NOAA),
                                                    Activities would be able to continue                                                                              EEZ Waters—Reconsideration of
                                                                                                            Commerce.
                                                    while NMFS reviews the circumstances                                                                              DRAFT Scoping Document
                                                    of the incident. NMFS would work with                   ACTION: Notice of a public meeting.
                                                                                                                                                                  —PUBLIC COMMENT PERIOD—(5-
                                                    the Navy to determine whether                           SUMMARY:   The Caribbean Fishery                          minutes presentations)
                                                    modifications in the activities are                     Management Council (Council) will
                                                    appropriate.                                                                                                  August 24, 2016, 9 a.m.–5 p.m.
                                                                                                            hold its 157th meeting.
                                                       (iv) In the event that the Navy                                                                            Æ Timing of Accountability Measures
                                                                                                            DATES: The meeting will be held on
                                                    discovers an injured or dead marine                                                                             —Results from Public Hearings
                                                                                                            August 23–24, 2016. The Council will
                                                    mammal, and the lead MMO determines                                                                             Next Step: Consider taking final
                                                                                                            convene on Tuesday, August 23, 2016,
                                                    that the injury or death is not associated                                                                        action/Review codified text
                                                                                                            from 9 a.m. to 5:30 p.m., and will
                                                    with or related to the activities                                                                             Æ Development of Regulatory
                                                                                                            reconvene on Wednesday, August 24,
                                                    authorized in the IHA (e.g., previously                                                                           Amendment regarding ACL
                                                                                                            2016, from 9 a.m. to 5 p.m.
                                                    wounded animal, carcass with moderate                                                                             Overages and Application of
                                                    to advanced decomposition, or                           ADDRESSES: The meeting will be held at
                                                                                                                                                                      Accountability Measures: Sector vs.
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                    scavenger damage), the Navy shall                       the Condado Vanderbilt Hotel, Condado                     Total ACL within a Fishery
                                                    report the incident to the Chief of the                 Avenue, Condado, San Juan, Puerto                         Management Unit
                                                    Permits and Conservation Division,                      Rico.                                                 Æ Reports to CFMC
                                                    Office of Protected Resources, NMFS,                    FOR FURTHER INFORMATION CONTACT:                        —Standing Committee for
                                                    and the NMFS Northeast/Greater                          Caribbean Fishery Management Council,                     Recreational Sampling Plan
                                                    Atlantic Regional Stranding hotline                     270 Muñoz Rivera Avenue, Suite 401,                      Development
                                                    and/or by email to the Northeast/Greater                San Juan, Puerto Rico 00918; telephone:                 —Connectivity Studies Seasonally
                                                    Atlantic Regional Stranding Coordinator                 (787) 766–5926.                                           Closed Areas off the West Coast of


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Document Created: 2016-08-09 01:10:17
Document Modified: 2016-08-09 01:10:17
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice; proposed incidental harassment authorization; request for comments.
DatesComments and information must be received no later than September 8, 2016.
ContactRob Pauline, Office of Protected Resources, NMFS, (301) 427-8401.
FR Citation81 FR 52614 
RIN Number0648-XE74

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