81_FR_52874 81 FR 52721 - Sunshine Act Meeting

81 FR 52721 - Sunshine Act Meeting

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 81, Issue 153 (August 9, 2016)

Page Range52721-52721
FR Document2016-18932

Federal Register, Volume 81 Issue 153 (Tuesday, August 9, 2016)
[Federal Register Volume 81, Number 153 (Tuesday, August 9, 2016)]
[Notices]
[Page 52721]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-18932]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meeting

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Public Law 94-409, that the Securities 
and Exchange Commission will hold a Closed Meeting on Thursday, August 
11, 2016 at 2:00 p.m.
    Commissioners, Counsel to the Commissioners, the Secretary to the 
Commission, and recording secretaries will attend the Closed Meeting. 
Certain staff members who have an interest in the matters also may be 
present.
    The General Counsel of the Commission, or her designee, has 
certified that, in her opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR 
200.402(a)(3), (5), (7), 9(ii) and (10), permit consideration of the 
scheduled matter at the Closed Meeting.
    Commissioner Stein, as duty officer, voted to consider the items 
listed for the Closed Meeting in closed session.
    The subject matter of the Closed Meeting will be:
    Institution and settlement of injunctive actions;
    Institution and settlement of administrative proceedings;
    Adjudicatory matters; and
    Other matters relating to enforcement proceedings.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.
    For further information and to ascertain what, if any, matters have 
been added, deleted or postponed, please contact Brent J. Fields from 
the Office of the Secretary at (202) 551-5400.

    Dated: August 4, 2016.
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2016-18932 Filed 8-5-16; 11:15 am]
BILLING CODE 8011-01-P



                                                                                   Federal Register / Vol. 81, No. 153 / Tuesday, August 9, 2016 / Notices                                                52721

                                                    B. Self-Regulatory Organization’s                       IV. Solicitation of Comments                            For the Commission, by the Division of
                                                    Statement on Burden on Competition                                                                            Trading and Markets, pursuant to delegated
                                                                                                              Interested persons are invited to                   authority.15
                                                      The Exchange does not believe that                    submit written data, views, and                       Robert W. Errett,
                                                    the proposed rule change will impose                    arguments concerning the foregoing,                   Deputy Secretary.
                                                    any burden on competition not                           including whether the proposed rule                   [FR Doc. 2016–18792 Filed 8–8–16; 8:45 am]
                                                    necessary or appropriate in furtherance                 change is consistent with the Act.
                                                    of the purposes of the act. To the                      Comments may be submitted by any of
                                                                                                                                                                  BILLING CODE 8011–01–P

                                                    contrary, allowing the Exchange to                      the following methods:
                                                    implement substantively identical rules
                                                    across the Exchange, BYX, and BZX                       Electronic Comments                                   SECURITIES AND EXCHANGE
                                                    regarding Retail Orders and Retail                                                                            COMMISSION
                                                    Member Organizations does not present                     • Use the Commission’s Internet
                                                    any competitive issues, but rather is                   comment form (http://www.sec.gov/                     Sunshine Act Meeting
                                                    designed to provide greater                             rules/sro.shtml); or
                                                    harmonization among the Exchange,                         • Send an email to rule-                              Notice is hereby given, pursuant to
                                                    BYX, and BZX rules of similar purpose.                  comments@sec.gov. Please include File                 the provisions of the Government in the
                                                                                                            Number SR–BatsEDGX–2016–35 on the                     Sunshine Act, Public Law 94–409, that
                                                    C. Self-Regulatory Organization’s                                                                             the Securities and Exchange
                                                    Statement on Comments on the                            subject line.
                                                                                                                                                                  Commission will hold a Closed Meeting
                                                    Proposed Rule Change Received From                      Paper Comments                                        on Thursday, August 11, 2016 at 2:00
                                                    Members, Participants, or Others                                                                              p.m.
                                                                                                              • Send paper comments in triplicate
                                                      The Exchange has neither solicited                                                                            Commissioners, Counsel to the
                                                                                                            to Secretary, Securities and Exchange
                                                    nor received written comments on the                                                                          Commissioners, the Secretary to the
                                                                                                            Commission, 100 F Street NE.,
                                                    proposed rule change.                                                                                         Commission, and recording secretaries
                                                                                                            Washington, DC 20549–1090.
                                                                                                                                                                  will attend the Closed Meeting. Certain
                                                    III. Date of Effectiveness of the
                                                                                                            All submissions should refer to File                  staff members who have an interest in
                                                    Proposed Rule Change and Timing for
                                                                                                            Number SR–BatsEDGX–2016–35. This                      the matters also may be present.
                                                    Commission Action
                                                                                                            file number should be included on the                   The General Counsel of the
                                                       Because the foregoing proposed rule                  subject line if email is used. To help the            Commission, or her designee, has
                                                    change does not: (A) Significantly affect               Commission process and review your                    certified that, in her opinion, one or
                                                    the protection of investors or the public               comments more efficiently, please use                 more of the exemptions set forth in 5
                                                    interest; (B) impose any significant                    only one method. The Commission will                  U.S.C. 552b(c)(3), (5), (7), 9(B) and (10)
                                                    burden on competition; and (C) by its                   post all comments on the Commission’s                 and 17 CFR 200.402(a)(3), (5), (7), 9(ii)
                                                    terms, become operative for 30 days                     Internet Web site (http://www.sec.gov/                and (10), permit consideration of the
                                                    from the date on which it was filed or                  rules/sro.shtml). Copies of the                       scheduled matter at the Closed Meeting.
                                                    such shorter time as the Commission                     submission, all subsequent                              Commissioner Stein, as duty officer,
                                                    may designate it has become effective                   amendments, all written statements                    voted to consider the items listed for the
                                                    pursuant to Section 19(b)(3)(A) of the                  with respect to the proposed rule                     Closed Meeting in closed session.
                                                    Act 13 and paragraph (f)(6) of Rule 19b–                change that are filed with the
                                                    4 thereunder,14 the Exchange has                                                                               The subject matter of the Closed
                                                                                                            Commission, and all written
                                                    designated this rule filing as non-                                                                           Meeting will be:
                                                                                                            communications relating to the
                                                    controversial. The Exchange has given                                                                           Institution and settlement of
                                                                                                            proposed rule change between the
                                                    the Commission written notice of its                                                                          injunctive actions;
                                                                                                            Commission and any person, other than
                                                    intent to file the proposed rule change,
                                                                                                            those that may be withheld from the                     Institution and settlement of
                                                    along with a brief description and text
                                                    of the proposed rule change at least five               public in accordance with the                         administrative proceedings;
                                                    business days prior to the date of filing               provisions of 5 U.S.C. 552, will be                     Adjudicatory matters; and
                                                    of the proposed rule change, or such                    available for Web site viewing and
                                                                                                            printing in the Commission’s Public                     Other matters relating to enforcement
                                                    shorter time as designated by the                                                                             proceedings.
                                                    Commission.                                             Reference Room, 100 F Street NE.,
                                                                                                            Washington, DC 20549, on official                       At times, changes in Commission
                                                       At any time within 60 days of the
                                                                                                            business days between the hours of                    priorities require alterations in the
                                                    filing of the proposed rule change, the
                                                                                                            10:00 a.m. and 3:00 p.m. Copies of the                scheduling of meeting items.
                                                    Commission summarily may
                                                    temporarily suspend such rule change if                 filing also will be available for                       For further information and to
                                                    it appears to the Commission that such                  inspection and copying at the principal               ascertain what, if any, matters have been
                                                    action is: (1) Necessary or appropriate in              office of the Exchange. All comments                  added, deleted or postponed, please
                                                    the public interest; (2) for the protection             received will be posted without change;               contact Brent J. Fields from the Office of
                                                    of investors; or (3) otherwise in                       the Commission does not edit personal                 the Secretary at (202) 551–5400.
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                                                    furtherance of the purposes of the Act.                 identifying information from
                                                                                                                                                                    Dated: August 4, 2016.
                                                    If the Commission takes such action, the                submissions. You should submit only
                                                                                                                                                                  Robert W. Errett,
                                                    Commission shall institute proceedings                  information that you wish to make
                                                    to determine whether the proposed rule                  available publicly. All submissions                   Deputy Secretary.
                                                    should be approved or disapproved.                      should refer to File Number SR–                       [FR Doc. 2016–18932 Filed 8–5–16; 11:15 am]
                                                                                                            BatsEDGX–2016–35, and should be                       BILLING CODE 8011–01–P
                                                      13 15 U.S.C. 78s(b)(3)(A).                            submitted on or before August 30, 2016.
                                                      14 17 CFR 240.19b–4.                                                                                          15 17   CFR 200.30–3(a)(12).



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Document Created: 2016-08-09 01:10:07
Document Modified: 2016-08-09 01:10:07
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
FR Citation81 FR 52721 

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