81_FR_53305 81 FR 53150 - Medicare Program; Administrative Law Judge Hearing Program for Medicare Claim and Entitlement Appeals; Quarterly Listing of Program Issuances-March Through June 2016

81 FR 53150 - Medicare Program; Administrative Law Judge Hearing Program for Medicare Claim and Entitlement Appeals; Quarterly Listing of Program Issuances-March Through June 2016

DEPARTMENT OF HEALTH AND HUMAN SERVICES

Federal Register Volume 81, Issue 155 (August 11, 2016)

Page Range53150-53151
FR Document2016-18665

This quarterly notice lists the OMHA Case Processing Manual (OCPM) manual instructions that were published from March through June, 2016. This manual standardizes the day-to-day procedures for carrying out adjudicative functions, in accordance with applicable statutes, regulations and OMHA directives, and gives OMHA staff direction for processing appeals at the OMHA level of adjudication.

Federal Register, Volume 81 Issue 155 (Thursday, August 11, 2016)
[Federal Register Volume 81, Number 155 (Thursday, August 11, 2016)]
[Notices]
[Pages 53150-53151]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-18665]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

[OMHA-1601-N]


Medicare Program; Administrative Law Judge Hearing Program for 
Medicare Claim and Entitlement Appeals; Quarterly Listing of Program 
Issuances--March Through June 2016

AGENCY: Office of Medicare Hearings and Appeals (OMHA), HHS.

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: This quarterly notice lists the OMHA Case Processing Manual 
(OCPM) manual instructions that were published from March through June, 
2016. This manual standardizes the day-to-day procedures for carrying 
out adjudicative functions, in accordance with applicable statutes, 
regulations and OMHA directives, and gives OMHA staff direction for 
processing appeals at the OMHA level of adjudication.

FOR FURTHER INFORMATION CONTACT: Amanda Axeen, by telephone at (571) 
777-2705, or by email at [email protected].

SUPPLEMENTARY INFORMATION:

I. Background

    The Office of Medicare Hearings and Appeals (OMHA), a staff 
division within the Office of the Secretary of the U.S. Department of 
Health and Human Services (HHS), administers the nationwide 
Administrative Law Judge hearing program for Medicare claim, 
organization and coverage determination, and entitlement appeals under 
sections 1869, 1155, 1876(c)(5)(B), 1852(g)(5), and 1860D-4(h) of the 
Social Security Act (the Act). OMHA ensures that Medicare beneficiaries 
and the providers and suppliers that furnish items or services to 
Medicare beneficiaries, as well as Medicare Advantage Organizations 
(MAOs), Medicaid State Agencies, and applicable plans have a fair and 
impartial forum to address disagreements with Medicare coverage and 
payment determinations made by Medicare contractors, MAOs, or Part D 
Plan Sponsors (PDPSs), and determinations related to Medicare 
eligibility and entitlement, Part B late enrollment penalty, and 
income-related monthly adjustment amounts (IRMAA) made by the Social 
Security Administration (SSA).
    The Medicare claim, organization and coverage determination appeals 
processes consist of four levels of administrative review, and a fifth 
level of review with the Federal district courts after administrative 
remedies under HHS regulations have been exhausted. The first two 
levels of review are administered by the Centers for Medicare & 
Medicaid Services (CMS) and conducted by Medicare contractors for claim 
appeals, by MAOs and an independent review entity for Part C 
organization determination appeals, or by PDPSs and an independent 
review entity for Part D coverage determination appeals. The third 
level of review is administered by OMHA and conducted by Administrative 
Law Judges. The fourth level of review is administered by the HHS 
Departmental Appeals Board (DAB) and conducted by the Medicare Appeals 
Council. In addition, OMHA and the DAB administer the second and third 
levels of appeal, respectively, for Medicare eligibility, entitlement, 
Part B late enrollment penalty, and IRMAA reconsiderations made by SSA; 
a fourth level of review with the Federal district courts is available 
after administrative remedies within SSA and HHS have been exhausted.
    Sections 1869, 1155, 1876(c)(5)(B), 1852(g)(5), and 1860D-4(h) of 
the Act are implemented through the regulations at 42 CFR part 405 
subparts I and J; part 417, subpart Q; part 422, subpart M; part 423, 
subparts M and U; and part 478, subpart B. As noted above, OMHA 
administers the nationwide Administrative Law Judge hearing program in 
accordance with these statutes and applicable regulations. As part of 
that effort, OMHA is establishing a manual, the OMHA Case Processing 
Manual (OCPM). Through the OCPM, the OMHA Chief Administrative Law 
Judge establishes the day-to-day procedures for carrying out 
adjudicative functions, in accordance with applicable statutes, 
regulations and OMHA directives. The OCPM provides direction for 
processing appeals at the OMHA level of adjudication for Medicare Part 
A and B claims; Part C organization determinations; Part D coverage 
determinations; and SSA eligibility and entitlement, Part B late 
enrollment penalty, and IRMAA determinations.
    Section 1871(c) of the Act requires that we publish a list of all 
Medicare manual instructions, interpretive rules, statements of policy, 
and guidelines of general applicability not issued as regulations at 
least every 3 months in the Federal Register.

II. Format for the Quarterly Issuance Notices

    This quarterly notice provides the specific updates to the OCPM 
that have occurred in the 3-month period. A hyperlink to the available 
chapters on the OMHA Web site is provided below. The OMHA Web site 
contains the most current, up-to-date chapters and revisions to 
chapters, and will be available earlier than we publish our quarterly 
notice. We believe the OMHA Web site list provides more timely access 
to the current OCPM chapters for those involved in the Medicare claim, 
organization and coverage determination and entitlement appeals 
processes. We also believe the Web site offers the public a more 
convenient tool for real time access to current OCPM provisions. In 
addition, OMHA has a listserv to which the public can subscribe to 
receive immediate notification of any updates to the OMHA Web site. 
This listserv avoids the need to check the OMHA Web site, as update 
notifications are sent to subscribers as they occur. If accessing the 
OMHA Web site proves to be

[[Page 53151]]

difficult, the contact person listed above can provide the information.

III. How To Use the Notice

    This notice lists the OCPM chapters and subjects published during 
the quarter covered by the notice so the reader may determine whether 
any are of particular interest. We expect this notice to be used in 
concert with future published notices. The OCPM can be accessed at 
http://www.hhs.gov/omha/OMHA_Case_Processing_Manual/index.html.

IV. OCPM Releases for March Through June 2016

    The OCPM is used by OMHA adjudicators and staff to administer the 
OMHA program. It offers day-to-day operating instructions, policies, 
and procedures based on statutes and regulations, and OMHA directives.
    The following is a list and description of new OCPM provisions and 
the subject matter. For future quarterly notices, we will list only the 
specific updates to the list of manual provisions that have occurred in 
the covered 3-month period. This information is available on our Web 
site at http://www.hhs.gov/omha/OMHA_Case_Processing_Manual/index.html.

OCPM Division II: Part A/B Claim Determinations

    Chapter 6, Pre-Hearing Case Development. This new chapter describes 
the pre-hearing case development process for requests for hearing on 
Medicare Part A and Part B reconsiderations issued by Qualified 
Independent Contractors (QICs) and Quality Improvement Organizations 
(QIOs), and escalations of requests for reconsideration by a QIC. The 
pre-hearing case development process helps identify and address 
evidentiary issues prior to the hearing to avoid delays and helps to 
ensure legal requirements related to new evidence are observed. The 
process also assists staff in determining whether a hearing is 
necessary for a given case. In addition, the process guides OMHA staff 
on processes available to facilitate the hearing process, such as 
identifying special needs for hearing participants, discovery, using 
experts, and conducting pre-hearing conferences.

    Dated: July 15, 2016.
Jason M. Green,
Chief Advisor, Office of Medicare Hearings and Appeals.
[FR Doc. 2016-18665 Filed 8-10-16; 8:45 am]
 BILLING CODE 4152-01-P



                                                53150                       Federal Register / Vol. 81, No. 155 / Thursday, August 11, 2016 / Notices

                                                Devices (Infectious Disease NGS Dx                      staff direction for processing appeals at             courts is available after administrative
                                                devices). Specifically, FDA recommends                  the OMHA level of adjudication.                       remedies within SSA and HHS have
                                                Infectious Disease NGS Dx devices that                  FOR FURTHER INFORMATION CONTACT:                      been exhausted.
                                                employ targeted or agnostic                             Amanda Axeen, by telephone at (571)                      Sections 1869, 1155, 1876(c)(5)(B),
                                                (metagenomics) sequencing to identify                   777–2705, or by email at                              1852(g)(5), and 1860D–4(h) of the Act
                                                the presence or absence of infectious                   amanda.axeen@hhs.gov.                                 are implemented through the
                                                disease organisms, and/or detect the                    SUPPLEMENTARY INFORMATION:                            regulations at 42 CFR part 405 subparts
                                                presence of absence of antimicrobial                                                                          I and J; part 417, subpart Q; part 422,
                                                resistance and virulence markers.                       I. Background                                         subpart M; part 423, subparts M and U;
                                                   The Agency received requests for a                      The Office of Medicare Hearings and                and part 478, subpart B. As noted above,
                                                30-day extension of the comment period                  Appeals (OMHA), a staff division within               OMHA administers the nationwide
                                                for the document. Each request                          the Office of the Secretary of the U.S.               Administrative Law Judge hearing
                                                conveyed concern that the current 90-                   Department of Health and Human                        program in accordance with these
                                                day comment period does not allow                       Services (HHS), administers the                       statutes and applicable regulations. As
                                                sufficient time to develop a meaningful                 nationwide Administrative Law Judge                   part of that effort, OMHA is establishing
                                                or thoughtful response to the document                  hearing program for Medicare claim,                   a manual, the OMHA Case Processing
                                                on ‘‘Infectious Disease Next Generation                 organization and coverage                             Manual (OCPM). Through the OCPM,
                                                Sequencing Based Diagnostic Devices:                    determination, and entitlement appeals                the OMHA Chief Administrative Law
                                                Microbial Identification and Detection                  under sections 1869, 1155,                            Judge establishes the day-to-day
                                                of Antimicrobial Resistance and                         1876(c)(5)(B), 1852(g)(5), and 1860D–                 procedures for carrying out adjudicative
                                                Virulence Markers; Draft Guidance for                   4(h) of the Social Security Act (the Act).            functions, in accordance with
                                                Industry and Food and Drug                              OMHA ensures that Medicare                            applicable statutes, regulations and
                                                Administration Staff.’’                                 beneficiaries and the providers and                   OMHA directives. The OCPM provides
                                                   FDA has considered the request and                   suppliers that furnish items or services              direction for processing appeals at the
                                                is extending the comment period for the                 to Medicare beneficiaries, as well as                 OMHA level of adjudication for
                                                document on ‘‘Infectious Disease Next                   Medicare Advantage Organizations                      Medicare Part A and B claims; Part C
                                                Generation Sequencing Based                             (MAOs), Medicaid State Agencies, and                  organization determinations; Part D
                                                Diagnostic Devices: Microbial                           applicable plans have a fair and                      coverage determinations; and SSA
                                                Identification and Detection of                         impartial forum to address                            eligibility and entitlement, Part B late
                                                Antimicrobial Resistance and Virulence                  disagreements with Medicare coverage                  enrollment penalty, and IRMAA
                                                Markers; Draft Guidance for Industry                    and payment determinations made by                    determinations.
                                                and Food and Drug Administration                        Medicare contractors, MAOs, or Part D                    Section 1871(c) of the Act requires
                                                Staff’’ for 30 days, until September 10,                Plan Sponsors (PDPSs), and                            that we publish a list of all Medicare
                                                2016. The Agency believes that a 30-day                 determinations related to Medicare                    manual instructions, interpretive rules,
                                                extension allows adequate time for                      eligibility and entitlement, Part B late              statements of policy, and guidelines of
                                                interested persons to submit comments                   enrollment penalty, and income-related                general applicability not issued as
                                                without significantly delaying                          monthly adjustment amounts (IRMAA)                    regulations at least every 3 months in
                                                regulation on these important issues.                   made by the Social Security                           the Federal Register.
                                                  Dated: August 5, 2016.                                Administration (SSA).
                                                                                                                                                              II. Format for the Quarterly Issuance
                                                Leslie Kux,                                                The Medicare claim, organization and
                                                                                                                                                              Notices
                                                Associate Commissioner for Policy.                      coverage determination appeals
                                                [FR Doc. 2016–19109 Filed 8–10–16; 8:45 am]
                                                                                                        processes consist of four levels of                      This quarterly notice provides the
                                                                                                        administrative review, and a fifth level              specific updates to the OCPM that have
                                                BILLING CODE 4164–01–P
                                                                                                        of review with the Federal district                   occurred in the 3-month period. A
                                                                                                        courts after administrative remedies                  hyperlink to the available chapters on
                                                DEPARTMENT OF HEALTH AND                                under HHS regulations have been                       the OMHA Web site is provided below.
                                                HUMAN SERVICES                                          exhausted. The first two levels of review             The OMHA Web site contains the most
                                                                                                        are administered by the Centers for                   current, up-to-date chapters and
                                                [OMHA–1601–N]                                           Medicare & Medicaid Services (CMS)                    revisions to chapters, and will be
                                                                                                        and conducted by Medicare contractors                 available earlier than we publish our
                                                Medicare Program; Administrative Law
                                                                                                        for claim appeals, by MAOs and an                     quarterly notice. We believe the OMHA
                                                Judge Hearing Program for Medicare
                                                                                                        independent review entity for Part C                  Web site list provides more timely
                                                Claim and Entitlement Appeals;
                                                                                                        organization determination appeals, or                access to the current OCPM chapters for
                                                Quarterly Listing of Program
                                                                                                        by PDPSs and an independent review                    those involved in the Medicare claim,
                                                Issuances—March Through June 2016
                                                                                                        entity for Part D coverage determination              organization and coverage
                                                AGENCY: Office of Medicare Hearings                     appeals. The third level of review is                 determination and entitlement appeals
                                                and Appeals (OMHA), HHS.                                administered by OMHA and conducted                    processes. We also believe the Web site
                                                ACTION: Notice.                                         by Administrative Law Judges. The                     offers the public a more convenient tool
                                                                                                        fourth level of review is administered by             for real time access to current OCPM
                                                SUMMARY:  This quarterly notice lists the               the HHS Departmental Appeals Board                    provisions. In addition, OMHA has a
                                                OMHA Case Processing Manual (OCPM)                      (DAB) and conducted by the Medicare                   listserv to which the public can
sradovich on DSK3GMQ082PROD with NOTICES




                                                manual instructions that were published                 Appeals Council. In addition, OMHA                    subscribe to receive immediate
                                                from March through June, 2016. This                     and the DAB administer the second and                 notification of any updates to the
                                                manual standardizes the day-to-day                      third levels of appeal, respectively, for             OMHA Web site. This listserv avoids
                                                procedures for carrying out adjudicative                Medicare eligibility, entitlement, Part B             the need to check the OMHA Web site,
                                                functions, in accordance with                           late enrollment penalty, and IRMAA                    as update notifications are sent to
                                                applicable statutes, regulations and                    reconsiderations made by SSA; a fourth                subscribers as they occur. If accessing
                                                OMHA directives, and gives OMHA                         level of review with the Federal district             the OMHA Web site proves to be


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                                                                            Federal Register / Vol. 81, No. 155 / Thursday, August 11, 2016 / Notices                                                 53151

                                                difficult, the contact person listed above              DEPARTMENT OF HEALTH AND                                The meeting will be closed to the
                                                can provide the information.                            HUMAN SERVICES                                        public in accordance with the
                                                                                                                                                              provisions set forth in sections
                                                III. How To Use the Notice                              National Institutes of Health                         552b(c)(4) and 552b(c)(6), Title 5 U.S.C.,
                                                  This notice lists the OCPM chapters                                                                         as amended. The contract proposals and
                                                                                                        National Institute of Allergy and                     the discussions could disclose
                                                and subjects published during the                       Infectious Diseases; Notice of Closed
                                                quarter covered by the notice so the                                                                          confidential trade secrets or commercial
                                                                                                        Meeting                                               property such as patentable material,
                                                reader may determine whether any are
                                                of particular interest. We expect this                    Pursuant to section 10(d) of the                    and personal information concerning
                                                notice to be used in concert with future                Federal Advisory Committee Act, as                    individuals associated with the contract
                                                published notices. The OCPM can be                      amended (5 U.S.C. App.), notice is                    proposals, the disclosure of which
                                                accessed at http://www.hhs.gov/omha/                    hereby given of the following meeting.                would constitute a clearly unwarranted
                                                OMHA_Case_Processing_Manual/                              The meeting will be closed to the                   invasion of personal privacy.
                                                index.html.                                             public in accordance with the                           Name of Committee: National Institute of
                                                                                                        provisions set forth in sections                      Allergy and Infectious Diseases Special
                                                IV. OCPM Releases for March Through                     552b(c)(4) and 552b(c)(6), Title 5 U.S.C.,            Emphasis Panel; NIAID Peer Review Meeting.
                                                June 2016                                               as amended. The grant applications and                  Date: September 7, 2016.
                                                                                                                                                                Time: 10:00 a.m. to 2:00 p.m.
                                                  The OCPM is used by OMHA                              the discussions could disclose
                                                                                                                                                                Agenda: To review and evaluate contract
                                                adjudicators and staff to administer the                confidential trade secrets or commercial              proposals.
                                                OMHA program. It offers day-to-day                      property such as patentable material,                   Place: National Institutes of Health, 3G61,
                                                operating instructions, policies, and                   and personal information concerning                   5601 Fishers Lane, Rockville, MD 20892
                                                procedures based on statutes and                        individuals associated with the grant                 (Telephone Conference Call).
                                                regulations, and OMHA directives.                       applications, the disclosure of which                   Contact Person: Travis J. Taylor, Ph.D.,
                                                                                                        would constitute a clearly unwarranted                Scientific Review Officer, Scientific Review
                                                  The following is a list and description               invasion of personal privacy.                         Program, Division of Extramural Activities,
                                                of new OCPM provisions and the                                                                                Room 3G62B, 5601 Fishers Lane, MSC 9823,
                                                subject matter. For future quarterly                      Name of Committee: National Institute of            Bethesda, MD 20892–9823, (240) 669–5082,
                                                                                                        Allergy and Infectious Diseases Special               Travis.Taylor@nih.gov.
                                                notices, we will list only the specific
                                                                                                        Emphasis Panel NIAID SBIR Phase II Clinical
                                                updates to the list of manual provisions                                                                      (Catalogue of Federal Domestic Assistance
                                                                                                        Trial Implementation Cooperative Agreement
                                                that have occurred in the covered 3-                                                                          Program Nos. 93.855, Allergy, Immunology,
                                                                                                        (U44).
                                                month period. This information is                                                                             and Transplantation Research; 93.856,
                                                                                                          Date: September 8, 2016.
                                                available on our Web site at http://                                                                          Microbiology and Infectious Diseases
                                                                                                          Time: 1:00 a.m. to 4:00 p.m.
                                                                                                                                                              Research, National Institutes of Health, HHS)
                                                www.hhs.gov/omha/OMHA_Case_                               Agenda: To review and evaluate grant
                                                Processing_Manual/index.html.                           applications.                                           Dated: August 4, 2016.
                                                                                                          Place: National Institutes of Health Room           Melanie J. Gray,
                                                OCPM Division II: Part A/B Claim                        3G31B, 5601 Fishers Lane, Rockville, MD               Program Analyst, Office of Federal Advisory
                                                Determinations                                          20892 (Telephone Conference Call).                    Committee Policy.
                                                                                                          Contact Person: James T. Snyder, Ph.D.,
                                                  Chapter 6, Pre-Hearing Case                                                                                 [FR Doc. 2016–19046 Filed 8–10–16; 8:45 am]
                                                                                                        Scientific Review Officer Scientific Review
                                                Development. This new chapter                           Program, Division of Extramural Activities/           BILLING CODE 4140–01–P
                                                describes the pre-hearing case                          Room 3G31B, National Institutes of Health,
                                                development process for requests for                    NIAID, 5601 Fishers Lane MSC 9823,
                                                hearing on Medicare Part A and Part B                   Rockville, MD 20892, (240) 669–5060,                  DEPARTMENT OF HEALTH AND
                                                                                                        james.snyder@nih.gov.                                 HUMAN SERVICES
                                                reconsiderations issued by Qualified
                                                Independent Contractors (QICs) and                      (Catalogue of Federal Domestic Assistance
                                                                                                        Program Nos. 93.855, Allergy, Immunology,             National Institutes of Health
                                                Quality Improvement Organizations
                                                                                                        and Transplantation Research; 93.856,
                                                (QIOs), and escalations of requests for                 Microbiology and Infectious Diseases                  National Institute of Dental &
                                                reconsideration by a QIC. The pre-                      Research, National Institutes of Health, HHS)         Craniofacial Research; Notice of
                                                hearing case development process helps                                                                        Closed Meeting
                                                                                                          Dated: August 5, 2016.
                                                identify and address evidentiary issues
                                                prior to the hearing to avoid delays and                Anna Snouffer,                                          Pursuant to section 10(d) of the
                                                helps to ensure legal requirements                      Deputy Director, Office of Federal Advisory           Federal Advisory Committee Act, as
                                                related to new evidence are observed.                   Committee Policy.                                     amended (5 U.S.C. App.), notice is
                                                The process also assists staff in                       [FR Doc. 2016–19045 Filed 8–10–16; 8:45 am]           hereby given of the following meeting.
                                                determining whether a hearing is                        BILLING CODE 4140–01–P                                  The meeting will be closed to the
                                                necessary for a given case. In addition,                                                                      public in accordance with the
                                                the process guides OMHA staff on                                                                              provisions set forth in sections
                                                processes available to facilitate the                   DEPARTMENT OF HEALTH AND                              552b(c)(4) and 552b(c)(6), Title 5 U.S.C.,
                                                hearing process, such as identifying                    HUMAN SERVICES                                        as amended. The grant applications and
                                                special needs for hearing participants,                                                                       the discussions could disclose
                                                                                                        National Institutes of Health                         confidential trade secrets or commercial
                                                discovery, using experts, and
                                                                                                                                                              property such as patentable material,
sradovich on DSK3GMQ082PROD with NOTICES




                                                conducting pre-hearing conferences.                     National Institute of Allergy and                     and personal information concerning
                                                  Dated: July 15, 2016.                                 Infectious Diseases; Notice of Closed                 individuals associated with the grant
                                                Jason M. Green,                                         Meeting                                               applications, the disclosure of which
                                                Chief Advisor, Office of Medicare Hearings                Pursuant to section 10(d) of the                    would constitute a clearly unwarranted
                                                and Appeals.                                            Federal Advisory Committee Act, as                    invasion of personal privacy.
                                                [FR Doc. 2016–18665 Filed 8–10–16; 8:45 am]             amended (5 U.S.C. App.), notice is                      Name of Committee: National Institute of
                                                BILLING CODE 4152–01–P                                  hereby given of the following meeting.                Dental and Craniofacial Research Special



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Document Created: 2018-02-09 11:27:10
Document Modified: 2018-02-09 11:27:10
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
ContactAmanda Axeen, by telephone at (571) 777-2705, or by email at [email protected]
FR Citation81 FR 53150 

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