81_FR_53544 81 FR 53388 - Amateur Radio Service Rules To Permit Greater Flexibility in Data Communications

81 FR 53388 - Amateur Radio Service Rules To Permit Greater Flexibility in Data Communications

FEDERAL COMMUNICATIONS COMMISSION

Federal Register Volume 81, Issue 156 (August 12, 2016)

Page Range53388-53391
FR Document2016-19085

In this document, the Federal Communications Commission (Commission) seeks comment on proposed amendments regarding technical standards applicable to data communications that may be transmitted in the Amateur Radio Service. Specifically, we propose to remove limitations on the symbol rate (also known as the baud rate) applicable to data emissions in certain amateur bands. We believe that this rule change will allow amateur service licensees to use modern digital emissions, thereby better fulfilling the purposes of the amateur service and enhancing its usefulness.

Federal Register, Volume 81 Issue 156 (Friday, August 12, 2016)
[Federal Register Volume 81, Number 156 (Friday, August 12, 2016)]
[Proposed Rules]
[Pages 53388-53391]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-19085]


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FEDERAL COMMUNICATIONS COMMISSION

47 CFR Part 97

[WT Docket No. 16-239; FCC 16-96]


Amateur Radio Service Rules To Permit Greater Flexibility in Data 
Communications

AGENCY: Federal Communications Commission.

ACTION: Proposed rule.

-----------------------------------------------------------------------

SUMMARY: In this document, the Federal Communications Commission 
(Commission) seeks comment on proposed amendments regarding technical 
standards applicable to data communications that may be transmitted in 
the Amateur Radio Service. Specifically, we propose to remove 
limitations on the symbol rate (also known as the baud rate) applicable 
to data emissions in certain amateur bands. We believe that this rule 
change will allow amateur service licensees to use modern digital 
emissions, thereby better fulfilling the purposes of the amateur 
service and enhancing its usefulness.

DATES: Submit comments on or before October 11, 2016, and reply 
comments are due on or before November 10, 2016.

ADDRESSES: You may submit comments, identified by WT Docket No. 16-239, 
by any of the following methods:
     Federal Communications Commission's Web site: http://apps.fcc.gov/ecfs/. Follow the instructions for submitting comments.
     Mail: Federal Communications Commission, 445 12th Street 
SW., Washington, DC 20554.
     People with Disabilities: Contact the FCC to request 
reasonable accommodations (accessible format documents, sign language 
interpreters, CART, etc.) by email: FCC504@fcc.gov or phone: 202-418-
0530 or TTY: 202-418-0432.

FOR FURTHER INFORMATION CONTACT: Scot Stone, Scot.Stone@fcc.gov, 
Wireless Telecommunications Bureau, (202) 418-0638, or TTY (202) 418-
7233.

SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Notice 
of Proposed Rulemaking (NPRM), adopted July 27, 2016 and released July 
28, 2016. The full text of this document is available for public 
inspection and copying during regular business hours in the FCC 
Reference Center, Federal Communications Commission, 445 12th Street 
SW., Room CY-A257, Washington, DC 20554. The complete text may be 
purchased from the Commission's copy contractor, 445 12th Street, SW., 
Room CY-B402, Washington, DC 20554. This document will also be 
available via ECFS at http://fjallfoss.fcc.gov/ecfs/. Documents will be 
available electronically in ASCII, Microsoft Word, and/or Adobe 
Acrobat. Alternative formats are available for people with disabilities 
(Braille, large print, electronic files, audio format) by sending an 
email to fcc504@fcc.gov or calling the Commission's Consumer and 
Governmental Affairs Bureau at (202) 418-0530 (voice), (202) 418-0432 
(TTY).

I. Introduction

    1. In the NPRM, we propose, in response to a petition for 
rulemaking filed by the AmericanRadio Relay League, Inc. (ARRL), to 
amend part 97 of the Commission's rules regarding technical standards 
applicable to data communications that may be transmitted in the 
Amateur Radio Service. Specifically, we propose to remove limitations 
on the symbol rate (also known as baud rate)--the rate at which the 
carrier waveform amplitude, frequency, and/or phase is varied to 
transmit information--applicable to data emissions in certain amateur 
bands. We believe that this rule change will allow amateur service 
licensees to use modern digital emissions, thereby better fulfilling 
the purposes of the amateur service and enhancing its usefulness.

II. Background

    2. The limitations on radioteletype (RTTY) and data transmissions 
below 450 MHz vary depending on the frequency band, and on whether the 
digital code used to encode the signal being transmitted is one of the 
codes specified in section 97.309(a) of the Commission's rules--Baudot, 
AMTOR, and ASCII (the ``specified digital codes''). Section 97.307(f) 
limits the symbol rate for the specified digital codes, and the 
bandwidth for unspecified digital codes, as follows:

[[Page 53389]]

The specified digital codes may be used with a symbol rate not 
exceeding 300 bauds for frequencies below 28 MHz (except the 60 meter 
(5.3305-5.4064 MHz) band), and 1200 bauds in the 10 meter (28-29.7 MHz) 
band; in the 6 meter (50-54 MHz) and 2 meter (144-148 MHz) bands, the 
specified digital codes may be used with a symbol rate not exceeding 
19.6 kilobauds, and unspecified digital codes may be used with a 
bandwidth not exceeding 20 kilohertz; in the 1.25 meter (219-225 MHz) 
and 70 centimeter (420-450 MHz) bands, the specified digital codes may 
be used with a symbol rate not exceeding 56 kilobauds, and unspecified 
digital codes may be used with a bandwidth not exceeding 100 kilohertz. 
An amateur station transmitting a RTTY or data emission using one of 
the specified digital codes may use any technique whose technical 
characteristics have been documented publicly, such as CLOVER, G-TOR, 
or PACTOR, for the purpose of facilitating communications.

III. Discussion

    3. Symbol rate limit. We tentatively agree with ARRL that the baud 
rate limits should be eliminated, and propose to amend part 97 
accordingly. As ARRL notes, digital emissions were ``in their early 
stages and experimentation with them was limited'' at that time, and 
``the state of the art in HF digital communications has advanced 
substantially'' since then. Indeed, the Commission observed in 1993 
that ``as technology progresses the rules may become unnecessarily 
restrictive, particularly with regard to the permissible baud rate.'' 
For example, ARRL points out that PACTOR 3, which has a data rate of up 
to 3600 bits per second and a symbol rate of 100 bauds, is permitted in 
the HF bands; but PACTOR 4, which is capable of a data rate of 5800 
bits per second without occupying any more spectrum, is prohibited at 
HF by the current rules because it has a symbol rate of 1800 bauds. 
Thus, ARRL argues, the current baud rate limits permit, if not actually 
encourage, inefficient spectrum utilization.
    4. Many commenters agree that the baud rate restriction should be 
eliminated, and we seek comment on the reasons supporting such a view. 
For example, one commenter states that ``part of the purpose of the 
amateur radio service is the advancement of radio and communications 
technology. Denying the ability to research and implement higher symbol 
rates directly contradicts the very purpose for amateur radio.'' 
Another commenter notes that ``[t]he rest of the amateur radio 
operators in the world do not have this restrictive symbol rate 
requirement that is in the current part 97'' and eliminating this 
restriction will allow the Emergency Communications Community to 
``benefit by being better able to meet its mission.'' Many commenters 
cite permitting PACTOR 4 at HF as a reason for changing the rule, 
particularly to facilitate more efficient transmission of emergency 
communications. Other commenters, however, are concerned that 
facilitating faster data throughput will actually increase congestion 
by encouraging the transmission of larger amounts of data and new types 
of content.
    5. We tentatively agree that a baud rate restriction has become 
unnecessary due to advances in modulation techniques, and no longer 
serves a useful purpose. Our rules do not impose a symbol rate limit on 
data emissions in any other amateur bands or in any other radio 
service. In addition, removing the baud rate restriction could 
encourage individuals to more fully utilize the amateur service in 
experimentation and could promote innovation, more efficient use of the 
radio spectrum currently allocated to the amateur service, and the 
ability of the amateur service to support public safety efforts in the 
event of an emergency. Facilitating the ability of the amateur service 
to transmit and experiment with technologies currently used in consumer 
and commercial products furthers this goal. Consequently, we propose to 
remove the baud rate limits in section 97.307(f). We seek comment on 
this proposal. In particular, we seek comment on whether eliminating 
the baud rate limits would improve amateur communications, or would 
instead increase congestion. Regarding the likelihood that eliminating 
the baud rate limitation would increase congestion, we seek comment on 
whether the costs of such an increase are outweighed by the benefits 
that are likely to flow from the elimination of the limits, and whether 
there are ways to mitigate these costs without losing the benefits of 
the proposed initiative. More generally, we seek comment on whether 
there are other costs and benefits to the proposal and, when weighing 
all the factors, whether the benefits of the proposal outweigh its 
costs. Commenters opposed to eliminating the baud rate limits should 
also explain whether their concerns relate to all of the bands at 
issue, or only certain spectrum.
    6. We decline, however, to propose to add a 2.8 kilohertz bandwidth 
limitation for RTTY and data emissions in the MF/HF bands as requested 
by the ARRL Petition. ARRL cites the 60 meter band as precedent for 
imposing a 2.8 kilohertz bandwidth limitation on data emissions, which 
ARRL states ``would accommodate the HF data emissions that are in 
common use today.'' The commenters who support eliminating the baud 
rate restriction also generally agree with the ARRL's requested 2.8 
kilohertz bandwidth limitation, but others who support eliminating the 
baud rate restriction favor a narrower bandwidth limitation in order to 
protect low-bandwidth modes of communication.
    7. After reviewing the record, we tentatively conclude that a 
specific bandwidth limitation for RTTY and data emissions in the MF/HF 
bands is not necessary. We note that only the digital codes specified 
in section 97.309(a) may be used for MF/HF data emissions, and our 
rules do not impose any specific bandwidth limitation on use of the 
specified digital codes in any frequency band other than the 60 meter 
band. The 60 meter band cited by ARRL is a special case, however, given 
that amateur operators are permitted to operate only on specific 
frequencies rather than across the entire band, and are permitted to 
use only particular data and RTTY emission designators, in order to 
protect primary Federal voice operations in the band. Section 97.307(a) 
of the Commission's rules already provides that no amateur station 
transmission shall occupy more bandwidth than necessary for the 
information rate and emission type being transmitted, in accordance 
with good amateur practice, and section 97.307(c) already prohibits 
interference from spurious emissions (i.e., emissions outside the 
necessary bandwidth). The methods to be used in calculating the 
necessary bandwidth of various emissions are specified in section 2.202 
of the Commission's rules. We tentatively conclude that such rules are 
sufficient to help protect against inefficient use or other abuse of 
the spectrum identified by commenters, and will accomplish ARRL's 
stated reason for proposing a bandwidth limitation of facilitating 
sharing among amateur licensees.
    8. We also observe that while a 2.8 kilohertz bandwidth limitation 
would accommodate HF data emissions that are in common use today, such 
a limitation could, at the same time, undermine the goal--fundamental 
to the amateur service--of encouraging advances in technology if 
amateur radio operators were thereby prevented from stepping beyond 
today's radio science. Imposing a maximum bandwidth would result in a 
loss of flexibility to develop

[[Page 53390]]

and improve technologies as licensees' operating interests change and 
new technologies are developed. We seek comment on these tentative 
conclusions.
    9. While we tentatively conclude that a specific bandwidth 
limitation for RTTY and data emissions in the MF/HF bands is not 
necessary, we nonetheless request comment on whether we should 
establish emission bandwidth standards for amateur service MF/HF RTTY 
and data emissions. Commenters favoring such action should address what 
the maximum bandwidth should be, the basis for the particular 
limitation the commenter proposes, and whether the limit should apply 
across the bands or only in particular subbands. Commenters should 
explain the grounds for departing from the generally applicable 
standards.

IV. Conclusion

    10. In summary, we believe that the public interest may be served 
by revising the amateur service rules to eliminate the current baud 
rate limitations for data emissions consistent with ARRL's Petition to 
allow amateur service licensees to use modern digital emissions, 
thereby furthering the purposes of the amateur service and enhancing 
the usefulness of the service. We do not, however, propose a bandwidth 
limitation for data emissions in the MF and HF bands to replace the 
baud rate limitations, because the rules' current approach for limiting 
bandwidth use by amateur stations using one of the specified digital 
codes to encode the signal being transmitted appears sufficient to 
ensure that general access to the band by licensees in the amateur 
service does not become unduly impaired.

V. Procedural Matters

    11. Initial Regulatory Flexibility Certification. The Regulatory 
Flexibility Act (RFA) requires an initial regulatory flexibility 
analysis to be prepared for notice and comment rulemaking proceedings, 
unless the agency certifies that ``the rule will not, if promulgated, 
have a significant economic impact on a substantial number of small 
entities.'' The RFA generally defines the term ``small entity'' as 
having the same meaning as the terms ``small business,'' ``small 
organization,'' and ``small governmental jurisdiction.'' In addition, 
the term ``small business'' has the same meaning as the term ``small 
business concern'' under the Small Business Act. A ``small business 
concern'' is one which: (1) Is independently owned and operated; (2) is 
not dominant in its field of operation; and (3) satisfies any 
additional criteria established by the Small Business Administration 
(SBA).
    12. In the NPRM, we propose to amend the amateur service rules to 
change a technical rule applicable to data emissions that an amateur 
radio operator may use in his or her communications with other amateur 
radio operators. Because ``small entities,'' as defined in the 
Regulatory Flexibility Act, do not include a ``person'' as the term is 
used in this proceeding or an individual, the proposed rules do not 
apply to ``small entities.'' Rather, they apply exclusively to 
individuals who hold certain Commission authorizations. Therefore, we 
certify that the proposal in this NPRM, if adopted, will not have a 
significant economic impact on a substantial number of small entities.
    13. Paperwork Reduction Analysis. This document does not contain 
proposed information collection(s) subject to the Paperwork Reduction 
Act of 1995 (PRA), Public Law 104-13. In addition, therefore, it does 
not contain any new or modified information collection burden for small 
business concerns with fewer than 25 employees, pursuant to the Small 
Business Paperwork Relief Act of 2002, Public Law 107-198, see 44 
U.S.C. 3506(c)(4).

VI. Ordering Clauses

    14. It is ordered that, pursuant to Sections 4(i), 303(r), and 403 
of the Communications Act of 1934, as amended, 47 U.S.C. 154(i), 
303(r), and 403, that this Notice of Proposed Rulemaking is hereby 
adopted.
    15. It is further ordered that, pursuant to section 1.407 of the 
Commission's rules, 47 CFR 1.407, the Petition for Rulemaking, RM-
11708, filed by the American Radio Relay League, Inc., on November 15, 
2013 is granted to the extent indicated herein, and is otherwise 
denied.
    16. It is further ordered that the Commission's Consumer and 
Governmental Affairs Bureau, Reference Information Center, shall send a 
copy of this Notice of Proposed Rulemaking, including the Initial 
Regulatory Flexibility Certification, to the Chief Counsel for Advocacy 
of the Small Business Administration.

List of Subjects in 47 CFR Part 97

    Radio.

Federal Communications Commission.
Gloria J Miles,
Federal Register Liaison Officer. Office of the Secretary.

Proposed Rules

    For the reasons discussed in the preamble, the Federal 
Communications Commission proposes to amend 47 CFR part 97 as follows:

PART 97--AMATEUR RADIO SERVICE

0
1. The authority citation for part 97 continues to read as follows:

    Authority: 48 Stat. 1066, 1082, as amended; 47 U.S.C. 154, 303. 
Interpret or apply 48 Stat. 1064-1068, 1081-1105, as amended; 47 
U.S.C. 151-155, 301-609, unless otherwise noted.

0
2. Section 97.305 is amended by revising the entry for 28.0-28.3 MHz in 
the table in paragraph (c) to read as follows:


Sec.  97.305  Authorized emission types.

* * * * *
    (c) * * *

----------------------------------------------------------------------------------------------------------------
                                                                                                   Standards see
                                                                                                       Sec.
             Wavelength band                      Frequencies          Emission types authorized    97.307(f),
                                                                                                    paragraph:
----------------------------------------------------------------------------------------------------------------
 
                                                  * * * * * * *
HF:
 
                                                  * * * * * * *
10 m....................................  28.0-28.3 MHz.............  RTTY, data................            (3).
 
                                                  * * * * * * *
----------------------------------------------------------------------------------------------------------------


[[Page 53391]]

0
3. Section 97.307 is amended by revising paragraph (f)(3), removing and 
reserving paragraph (f)(4), and revising paragraphs (f)(5) and (6) to 
read as follows:


Sec.  97.307  Emission standards.

* * * * *
    (f) * * *
    (3) Only an RTTY or data emission using a specified digital code 
listed in Sec.  97.309(a) of this part may be transmitted.
    (4) [Reserved]
    (5) An RTTY, data or multiplexed emission using a specified digital 
code listed in Sec.  97.309(a) of this part may be transmitted. An 
RTTY, data or multiplexed emission using an unspecified digital code 
under the limitations listed in Sec.  97.309(b) of this part also may 
be transmitted, provided the bandwidth does not exceed 20 kHz.
    (6) An RTTY, data or multiplexed emission using a specified digital 
code listed in Sec.  97.309(a) of this part may be transmitted. An 
RTTY, data or multiplexed emission using an unspecified digital code 
under the limitations listed in Sec.  97.309(b) of this part also may 
be transmitted, provided the bandwidth does not exceed 100 kHz.
* * * * *
[FR Doc. 2016-19085 Filed 8-11-16; 8:45 am]
BILLING CODE 6712-01-P



                                               53388                   Federal Register / Vol. 81, No. 156 / Friday, August 12, 2016 / Proposed Rules

                                               § 10.22 Covered entity information                         (b) The 340B ADR Panel will review                 FOR FURTHER INFORMATION CONTACT:      Scot
                                               requests.                                               the responses of all parties in producing             Stone, Scot.Stone@fcc.gov, Wireless
                                                  (a) A covered entity must submit a                   the final agency decision letter.                     Telecommunications Bureau, (202) 418–
                                               written request for additional                             (1) The final agency decision letter               0638, or TTY (202) 418–7233.
                                               information necessary to support its                    will represent the decision of a majority             SUPPLEMENTARY INFORMATION: This is a
                                               claim to the 340B ADR Panel within 20                   of the 340B ADR Panel’s findings                      summary of the Commission’s Notice of
                                               business days of the claim acceptance                   regarding the claim and discuss the                   Proposed Rulemaking (NPRM), adopted
                                               date. The 340B ADR Panel will review                    findings supporting the decision.                     July 27, 2016 and released July 28, 2016.
                                               the information request and notify the                     (2) The 340B ADR Panel will submit                 The full text of this document is
                                               covered entity if the information request               the binding final agency decision letter              available for public inspection and
                                               is beyond the scope of the claim and                    to all parties, and to HRSA, as                       copying during regular business hours
                                               will permit the covered entity to                       necessary, for appropriate enforcement                in the FCC Reference Center, Federal
                                               resubmit a revised information request                  action.                                               Communications Commission, 445 12th
                                               if necessary.                                           [FR Doc. 2016–18969 Filed 8–11–16; 8:45 am]           Street SW., Room CY–A257,
                                                  (b) The 340B ADR Panel will submit                   BILLING CODE 4165–15–P                                Washington, DC 20554. The complete
                                               the covered entity’s information request                                                                      text may be purchased from the
                                               to the manufacturer who must respond                                                                          Commission’s copy contractor, 445 12th
                                               to the request within 20 business days.                 FEDERAL COMMUNICATIONS                                Street, SW., Room CY–B402,
                                                  (c) The manufacturer must fully                      COMMISSION                                            Washington, DC 20554. This document
                                               respond, in writing, to an information                                                                        will also be available via ECFS at http://
                                                                                                       47 CFR Part 97                                        fjallfoss.fcc.gov/ecfs/. Documents will
                                               request from the 340B ADR Panel by the
                                                                                                                                                             be available electronically in ASCII,
                                               response deadline.                                      [WT Docket No. 16–239; FCC 16–96]                     Microsoft Word, and/or Adobe Acrobat.
                                                  (1) A manufacturer is responsible for                                                                      Alternative formats are available for
                                               obtaining relevant information from any                 Amateur Radio Service Rules To
                                                                                                                                                             people with disabilities (Braille, large
                                               wholesaler or other third party that may                Permit Greater Flexibility in Data
                                                                                                                                                             print, electronic files, audio format) by
                                               facilitate the sale or distribution of its              Communications
                                                                                                                                                             sending an email to fcc504@fcc.gov or
                                               drugs to covered entities.                              AGENCY:  Federal Communications                       calling the Commission’s Consumer and
                                                  (2) If a manufacturer anticipates that               Commission.                                           Governmental Affairs Bureau at (202)
                                               it will not be able to respond to the                   ACTION: Proposed rule.                                418–0530 (voice), (202) 418–0432
                                               information request by the deadline, it                                                                       (TTY).
                                               can request one extension by notifying                  SUMMARY:    In this document, the Federal
                                               the 340B ADR Panel in writing within                                                                          I. Introduction
                                                                                                       Communications Commission
                                               15 business days of receipt of the                      (Commission) seeks comment on                            1. In the NPRM, we propose, in
                                               request.                                                proposed amendments regarding                         response to a petition for rulemaking
                                                  (3) A request to extend the deadline                 technical standards applicable to data                filed by the AmericanRadio Relay
                                               must include the reason why the current                 communications that may be                            League, Inc. (ARRL), to amend part 97
                                               deadline is not feasible and must                       transmitted in the Amateur Radio                      of the Commission’s rules regarding
                                               outline the proposed timeline for fully                 Service. Specifically, we propose to                  technical standards applicable to data
                                               responding to the information request.                  remove limitations on the symbol rate                 communications that may be
                                                  (4) The 340B ADR Panel may approve                   (also known as the baud rate) applicable              transmitted in the Amateur Radio
                                               or disapprove the request for an                        to data emissions in certain amateur                  Service. Specifically, we propose to
                                               extension of time and will notify all                   bands. We believe that this rule change               remove limitations on the symbol rate
                                               parties in writing of its decision.                     will allow amateur service licensees to               (also known as baud rate)—the rate at
                                                                                                       use modern digital emissions, thereby                 which the carrier waveform amplitude,
                                               § 10.23   Final agency decision.                        better fulfilling the purposes of the                 frequency, and/or phase is varied to
                                                  (a) The 340B ADR Panel will review                   amateur service and enhancing its                     transmit information—applicable to
                                               documents submitted by the parties and                  usefulness.                                           data emissions in certain amateur
                                               determine if there is adequate support to                                                                     bands. We believe that this rule change
                                                                                                       DATES:  Submit comments on or before                  will allow amateur service licensees to
                                               conclude that a violation as described in               October 11, 2016, and reply comments
                                               paragraph (a)(1) or (2) of § 10.21 has                                                                        use modern digital emissions, thereby
                                                                                                       are due on or before November 10, 2016.               better fulfilling the purposes of the
                                               occurred.
                                                                                                       ADDRESSES: You may submit comments,                   amateur service and enhancing its
                                                  (1) The 340B ADR Panel will prepare                  identified by WT Docket No. 16–239, by                usefulness.
                                               a draft agency decision letter based on                 any of the following methods:
                                               its review and evaluation of all                          • Federal Communications                            II. Background
                                               documents submitted by the parties,                     Commission’s Web site: http://                           2. The limitations on radioteletype
                                               including documents provided as                         apps.fcc.gov/ecfs/. Follow the                        (RTTY) and data transmissions below
                                               required in paragraph (b) of § 10.21,                   instructions for submitting comments.                 450 MHz vary depending on the
                                               information requests in support of a                      • Mail: Federal Communications                      frequency band, and on whether the
                                               claim, and responses to a claim.                        Commission, 445 12th Street SW.,                      digital code used to encode the signal
                                                  (2) The draft agency decision letter                                                                       being transmitted is one of the codes
ehiers on DSK5VPTVN1PROD with PROPOSALS




                                                                                                       Washington, DC 20554.
                                               will be sent to all parties and will                      • People with Disabilities: Contact the             specified in section 97.309(a) of the
                                               include the 340B ADR Panel’s                            FCC to request reasonable                             Commission’s rules—Baudot, AMTOR,
                                               preliminary findings regarding the                      accommodations (accessible format                     and ASCII (the ‘‘specified digital
                                               alleged violation.                                      documents, sign language interpreters,                codes’’). Section 97.307(f) limits the
                                                  (3) All parties will have 20 business                CART, etc.) by email: FCC504@fcc.gov                  symbol rate for the specified digital
                                               days to respond to the 340B ADR                         or phone: 202–418–0530 or TTY: 202–                   codes, and the bandwidth for
                                               Panel’s draft agency decision letter.                   418–0432.                                             unspecified digital codes, as follows:


                                          VerDate Sep<11>2014   14:23 Aug 11, 2016   Jkt 238001   PO 00000   Frm 00055   Fmt 4702   Sfmt 4702   E:\FR\FM\12AUP1.SGM   12AUP1


                                                                       Federal Register / Vol. 81, No. 156 / Friday, August 12, 2016 / Proposed Rules                                          53389

                                               The specified digital codes may be used                 ‘‘[t]he rest of the amateur radio                     Petition. ARRL cites the 60 meter band
                                               with a symbol rate not exceeding 300                    operators in the world do not have this               as precedent for imposing a 2.8
                                               bauds for frequencies below 28 MHz                      restrictive symbol rate requirement that              kilohertz bandwidth limitation on data
                                               (except the 60 meter (5.3305–5.4064                     is in the current part 97’’ and                       emissions, which ARRL states ‘‘would
                                               MHz) band), and 1200 bauds in the 10                    eliminating this restriction will allow               accommodate the HF data emissions
                                               meter (28–29.7 MHz) band; in the 6                      the Emergency Communications                          that are in common use today.’’ The
                                               meter (50–54 MHz) and 2 meter (144–                     Community to ‘‘benefit by being better                commenters who support eliminating
                                               148 MHz) bands, the specified digital                   able to meet its mission.’’ Many                      the baud rate restriction also generally
                                               codes may be used with a symbol rate                    commenters cite permitting PACTOR 4                   agree with the ARRL’s requested 2.8
                                               not exceeding 19.6 kilobauds, and                       at HF as a reason for changing the rule,              kilohertz bandwidth limitation, but
                                               unspecified digital codes may be used                   particularly to facilitate more efficient             others who support eliminating the
                                               with a bandwidth not exceeding 20                       transmission of emergency                             baud rate restriction favor a narrower
                                               kilohertz; in the 1.25 meter (219–225                   communications. Other commenters,                     bandwidth limitation in order to protect
                                               MHz) and 70 centimeter (420–450 MHz)                    however, are concerned that facilitating              low-bandwidth modes of
                                               bands, the specified digital codes may                  faster data throughput will actually                  communication.
                                               be used with a symbol rate not                          increase congestion by encouraging the                   7. After reviewing the record, we
                                               exceeding 56 kilobauds, and                             transmission of larger amounts of data                tentatively conclude that a specific
                                               unspecified digital codes may be used                   and new types of content.                             bandwidth limitation for RTTY and data
                                               with a bandwidth not exceeding 100                         5. We tentatively agree that a baud                emissions in the MF/HF bands is not
                                               kilohertz. An amateur station                           rate restriction has become unnecessary               necessary. We note that only the digital
                                               transmitting a RTTY or data emission                    due to advances in modulation                         codes specified in section 97.309(a) may
                                               using one of the specified digital codes                techniques, and no longer serves a                    be used for MF/HF data emissions, and
                                               may use any technique whose technical                   useful purpose. Our rules do not impose               our rules do not impose any specific
                                               characteristics have been documented                    a symbol rate limit on data emissions in              bandwidth limitation on use of the
                                               publicly, such as CLOVER, G–TOR, or                     any other amateur bands or in any other               specified digital codes in any frequency
                                               PACTOR, for the purpose of facilitating                 radio service. In addition, removing the              band other than the 60 meter band. The
                                               communications.                                         baud rate restriction could encourage                 60 meter band cited by ARRL is a
                                                                                                       individuals to more fully utilize the                 special case, however, given that
                                               III. Discussion                                         amateur service in experimentation and                amateur operators are permitted to
                                                  3. Symbol rate limit. We tentatively                 could promote innovation, more                        operate only on specific frequencies
                                               agree with ARRL that the baud rate                      efficient use of the radio spectrum                   rather than across the entire band, and
                                               limits should be eliminated, and                        currently allocated to the amateur                    are permitted to use only particular data
                                               propose to amend part 97 accordingly.                   service, and the ability of the amateur               and RTTY emission designators, in
                                               As ARRL notes, digital emissions were                   service to support public safety efforts              order to protect primary Federal voice
                                               ‘‘in their early stages and                             in the event of an emergency.                         operations in the band. Section
                                               experimentation with them was                           Facilitating the ability of the amateur               97.307(a) of the Commission’s rules
                                               limited’’ at that time, and ‘‘the state of              service to transmit and experiment with               already provides that no amateur station
                                               the art in HF digital communications                    technologies currently used in                        transmission shall occupy more
                                               has advanced substantially’’ since then.                consumer and commercial products                      bandwidth than necessary for the
                                               Indeed, the Commission observed in                      furthers this goal. Consequently, we                  information rate and emission type
                                               1993 that ‘‘as technology progresses the                propose to remove the baud rate limits                being transmitted, in accordance with
                                               rules may become unnecessarily                          in section 97.307(f). We seek comment                 good amateur practice, and section
                                               restrictive, particularly with regard to                on this proposal. In particular, we seek              97.307(c) already prohibits interference
                                               the permissible baud rate.’’ For                        comment on whether eliminating the                    from spurious emissions (i.e., emissions
                                               example, ARRL points out that PACTOR                    baud rate limits would improve amateur                outside the necessary bandwidth). The
                                               3, which has a data rate of up to 3600                  communications, or would instead                      methods to be used in calculating the
                                               bits per second and a symbol rate of 100                increase congestion. Regarding the                    necessary bandwidth of various
                                               bauds, is permitted in the HF bands; but                likelihood that eliminating the baud rate             emissions are specified in section 2.202
                                               PACTOR 4, which is capable of a data                    limitation would increase congestion,                 of the Commission’s rules. We
                                               rate of 5800 bits per second without                    we seek comment on whether the costs                  tentatively conclude that such rules are
                                               occupying any more spectrum, is                         of such an increase are outweighed by                 sufficient to help protect against
                                               prohibited at HF by the current rules                   the benefits that are likely to flow from             inefficient use or other abuse of the
                                               because it has a symbol rate of 1800                    the elimination of the limits, and                    spectrum identified by commenters, and
                                               bauds. Thus, ARRL argues, the current                   whether there are ways to mitigate these              will accomplish ARRL’s stated reason
                                               baud rate limits permit, if not actually                costs without losing the benefits of the              for proposing a bandwidth limitation of
                                               encourage, inefficient spectrum                         proposed initiative. More generally, we               facilitating sharing among amateur
                                               utilization.                                            seek comment on whether there are                     licensees.
                                                  4. Many commenters agree that the                    other costs and benefits to the proposal                 8. We also observe that while a 2.8
                                               baud rate restriction should be                         and, when weighing all the factors,                   kilohertz bandwidth limitation would
                                               eliminated, and we seek comment on                      whether the benefits of the proposal                  accommodate HF data emissions that
                                               the reasons supporting such a view. For                 outweigh its costs. Commenters                        are in common use today, such a
                                               example, one commenter states that
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                                                                                                       opposed to eliminating the baud rate                  limitation could, at the same time,
                                               ‘‘part of the purpose of the amateur                    limits should also explain whether their              undermine the goal—fundamental to the
                                               radio service is the advancement of                     concerns relate to all of the bands at                amateur service—of encouraging
                                               radio and communications technology.                    issue, or only certain spectrum.                      advances in technology if amateur radio
                                               Denying the ability to research and                        6. We decline, however, to propose to              operators were thereby prevented from
                                               implement higher symbol rates directly                  add a 2.8 kilohertz bandwidth limitation              stepping beyond today’s radio science.
                                               contradicts the very purpose for amateur                for RTTY and data emissions in the MF/                Imposing a maximum bandwidth would
                                               radio.’’ Another commenter notes that                   HF bands as requested by the ARRL                     result in a loss of flexibility to develop


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                                               53390                           Federal Register / Vol. 81, No. 156 / Friday, August 12, 2016 / Proposed Rules

                                               and improve technologies as licensees’                                  proceedings, unless the agency certifies                         Communications Act of 1934, as
                                               operating interests change and new                                      that ‘‘the rule will not, if promulgated,                        amended, 47 U.S.C. 154(i), 303(r), and
                                               technologies are developed. We seek                                     have a significant economic impact on                            403, that this Notice of Proposed
                                               comment on these tentative                                              a substantial number of small entities.’’                        Rulemaking is hereby adopted.
                                               conclusions.                                                            The RFA generally defines the term                                 15. It is further ordered that, pursuant
                                                  9. While we tentatively conclude that                                ‘‘small entity’’ as having the same                              to section 1.407 of the Commission’s
                                               a specific bandwidth limitation for                                     meaning as the terms ‘‘small business,’’                         rules, 47 CFR 1.407, the Petition for
                                               RTTY and data emissions in the MF/HF                                    ‘‘small organization,’’ and ‘‘small                              Rulemaking, RM–11708, filed by the
                                               bands is not necessary, we nonetheless                                  governmental jurisdiction.’’ In addition,                        American Radio Relay League, Inc., on
                                               request comment on whether we should                                    the term ‘‘small business’’ has the same                         November 15, 2013 is granted to the
                                               establish emission bandwidth standards                                  meaning as the term ‘‘small business                             extent indicated herein, and is
                                               for amateur service MF/HF RTTY and                                      concern’’ under the Small Business Act.                          otherwise denied.
                                               data emissions. Commenters favoring                                     A ‘‘small business concern’’ is one                                16. It is further ordered that the
                                               such action should address what the                                     which: (1) Is independently owned and                            Commission’s Consumer and
                                               maximum bandwidth should be, the                                        operated; (2) is not dominant in its field                       Governmental Affairs Bureau, Reference
                                               basis for the particular limitation the                                 of operation; and (3) satisfies any                              Information Center, shall send a copy of
                                               commenter proposes, and whether the                                     additional criteria established by the                           this Notice of Proposed Rulemaking,
                                               limit should apply across the bands or                                  Small Business Administration (SBA).                             including the Initial Regulatory
                                               only in particular subbands.                                               12. In the NPRM, we propose to                                Flexibility Certification, to the Chief
                                               Commenters should explain the grounds                                   amend the amateur service rules to                               Counsel for Advocacy of the Small
                                               for departing from the generally                                        change a technical rule applicable to                            Business Administration.
                                               applicable standards.                                                   data emissions that an amateur radio
                                                                                                                       operator may use in his or her                                   List of Subjects in 47 CFR Part 97
                                               IV. Conclusion                                                          communications with other amateur                                    Radio.
                                                  10. In summary, we believe that the                                  radio operators. Because ‘‘small
                                               public interest may be served by                                        entities,’’ as defined in the Regulatory                         Federal Communications Commission.
                                               revising the amateur service rules to                                   Flexibility Act, do not include a                                Gloria J Miles,
                                               eliminate the current baud rate                                         ‘‘person’’ as the term is used in this                           Federal Register Liaison Officer. Office of the
                                               limitations for data emissions consistent                               proceeding or an individual, the                                 Secretary.
                                               with ARRL’s Petition to allow amateur                                   proposed rules do not apply to ‘‘small                           Proposed Rules
                                               service licensees to use modern digital                                 entities.’’ Rather, they apply exclusively
                                               emissions, thereby furthering the                                       to individuals who hold certain                                    For the reasons discussed in the
                                               purposes of the amateur service and                                     Commission authorizations. Therefore,                            preamble, the Federal Communications
                                               enhancing the usefulness of the service.                                we certify that the proposal in this                             Commission proposes to amend 47 CFR
                                               We do not, however, propose a                                           NPRM, if adopted, will not have a                                part 97 as follows:
                                               bandwidth limitation for data emissions                                 significant economic impact on a
                                               in the MF and HF bands to replace the                                   substantial number of small entities.                            PART 97—AMATEUR RADIO SERVICE
                                               baud rate limitations, because the rules’                                  13. Paperwork Reduction Analysis.
                                                                                                                                                                                        ■ 1. The authority citation for part 97
                                               current approach for limiting bandwidth                                 This document does not contain
                                                                                                                                                                                        continues to read as follows:
                                               use by amateur stations using one of the                                proposed information collection(s)
                                               specified digital codes to encode the                                   subject to the Paperwork Reduction Act                             Authority: 48 Stat. 1066, 1082, as
                                               signal being transmitted appears                                        of 1995 (PRA), Public Law 104–13. In                             amended; 47 U.S.C. 154, 303. Interpret or
                                               sufficient to ensure that general access                                addition, therefore, it does not contain                         apply 48 Stat. 1064–1068, 1081–1105, as
                                                                                                                                                                                        amended; 47 U.S.C. 151–155, 301–609,
                                               to the band by licensees in the amateur                                 any new or modified information                                  unless otherwise noted.
                                               service does not become unduly                                          collection burden for small business
                                               impaired.                                                               concerns with fewer than 25 employees,                           ■ 2. Section 97.305 is amended by
                                                                                                                       pursuant to the Small Business                                   revising the entry for 28.0–28.3 MHz in
                                               V. Procedural Matters                                                                                                                    the table in paragraph (c) to read as
                                                                                                                       Paperwork Relief Act of 2002, Public
                                                  11. Initial Regulatory Flexibility                                   Law 107–198, see 44 U.S.C. 3506(c)(4).                           follows:
                                               Certification. The Regulatory Flexibility
                                               Act (RFA) requires an initial regulatory                                VI. Ordering Clauses                                             § 97.305       Authorized emission types.
                                               flexibility analysis to be prepared for                                   14. It is ordered that, pursuant to                            *       *    *             *        *
                                               notice and comment rulemaking                                           Sections 4(i), 303(r), and 403 of the                                (c) * * *

                                                                                                                                                                                                                                     Standards see
                                                                 Wavelength band                                                  Frequencies                                        Emission types authorized                        § 97.307(f),
                                                                                                                                                                                                                                       paragraph:


                                                             *                              *                            *                           *                           *                            *                         *
                                               HF:
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                                                         *                                 *                           *                          *                          *                             *                            *
                                               10 m .........................................................   28.0–28.3 MHz ........................................   RTTY, data ..............................................             (3).

                                                             *                              *                            *                           *                           *                            *                         *




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                                                                        Federal Register / Vol. 81, No. 156 / Friday, August 12, 2016 / Proposed Rules                                        53391

                                               ■ 3. Section 97.307 is amended by                       DATES: Comments: We will accept                       predictions derived from long-term
                                               revising paragraph (f)(3), removing and                 comments on this proposed rule and                    biological information and established
                                               reserving paragraph (f)(4), and revising                any subsequent proposed rules resulting               harvest strategies to establish migratory
                                               paragraphs (f)(5) and (6) to read as                    from upcoming SRC meetings until                      bird hunting seasons much earlier than
                                               follows:                                                January 15, 2017.                                     the system we used for many years.
                                                                                                          Meetings: The SRC will meet to                     Under the new process, we develop
                                               § 97.307   Emission standards.                          consider and develop proposed                         proposed hunting season frameworks
                                               *      *     *    *     *                               regulations for the 2017–18 migratory                 for a given year in the fall of the prior
                                                  (f) * * *                                            game bird hunting seasons on October                  year. We then finalize those frameworks
                                                  (3) Only an RTTY or data emission                    25–26, 2016. Meetings on both days will               a few months later, thereby enabling the
                                               using a specified digital code listed in                commence at approximately 8:30 a.m.                   State agencies to select and publish
                                               § 97.309(a) of this part may be                                                                               their season dates in early summer. We
                                                                                                       ADDRESSES: You may submit comments
                                               transmitted.                                                                                                  provided a detailed overview of the new
                                                  (4) [Reserved]                                       on the proposals by one of the following
                                                  (5) An RTTY, data or multiplexed                     methods:                                              process in the June 10, 2016, Federal
                                               emission using a specified digital code                   • Federal eRulemaking Portal: http://               Register (81 FR 38050). This proposed
                                               listed in § 97.309(a) of this part may be               www.regulations.gov. Follow the                       rule is the second in a series of
                                               transmitted. An RTTY, data or                           instructions for submitting comments                  proposed and final rules for the
                                               multiplexed emission using an                           on Docket No. FWS–HQ–MB–2016–                         establishment of the 2017–18 hunting
                                               unspecified digital code under the                      0051.                                                 seasons.
                                               limitations listed in § 97.309(b) of this                  • U.S. mail or hand-delivery: Public               Service Migratory Bird Regulations
                                               part also may be transmitted, provided                  Comments Processing, Attn: FWS–HQ–                    Committee Meetings
                                               the bandwidth does not exceed 20 kHz.                   MB–2016–0051; Division of Policy,
                                                                                                       Performance, and Management                             The SRC will meet October 25–26,
                                                  (6) An RTTY, data or multiplexed
                                                                                                       Programs; U.S. Fish and Wildlife                      2016, to review information on the
                                               emission using a specified digital code
                                                                                                       Service, MS: BPHC; 5275 Leesburg Pike,                current status of migratory game birds
                                               listed in § 97.309(a) of this part may be
                                                                                                       Falls Church, VA 22041.                               and develop 2017–18 migratory game
                                               transmitted. An RTTY, data or
                                                                                                          We will not accept emailed or faxed                bird regulations recommendations for
                                               multiplexed emission using an
                                                                                                       comments. We will post all comments                   these species. In accordance with
                                               unspecified digital code under the
                                                                                                       on http://www.regulations.gov. This                   Departmental policy, these meetings are
                                               limitations listed in § 97.309(b) of this
                                                                                                       generally means that your entire                      open to public observation. You may
                                               part also may be transmitted, provided
                                                                                                       submission—including any personal                     submit written comments to the Service
                                               the bandwidth does not exceed 100 kHz.
                                                                                                       identifying information—will be posted                on the matters discussed.
                                               *      *     *    *     *
                                               [FR Doc. 2016–19085 Filed 8–11–16; 8:45 am]
                                                                                                       on the Web site. See the Public                       Announcement of Flyway Council
                                                                                                       Comments section, below, for more                     Meetings
                                               BILLING CODE 6712–01–P
                                                                                                       information.
                                                                                                          Meetings: The October 25–26, 2016,                   Service representatives will be
                                                                                                       SRC meeting will be at the U.S. Fish and              present at the individual meetings of the
                                               DEPARTMENT OF THE INTERIOR                              Wildlife Service, 5600 American                       four Flyway Councils this August,
                                                                                                       Boulevard, Bloomington, MN 55437.                     September, and October. Although
                                               Fish and Wildlife Service                                                                                     agendas are not yet available, these
                                                                                                       FOR FURTHER INFORMATION CONTACT: Ron
                                                                                                                                                             meetings usually commence at 8 a.m. on
                                               50 CFR Part 20                                          W. Kokel at: Division of Migratory Bird
                                                                                                                                                             the days indicated.
                                                                                                       Management, U.S. Fish and Wildlife                      Atlantic Flyway Council: October 6–7,
                                               [Docket No. FWS–HQ–MB–2016–0051;                        Service, Department of the Interior, MS:
                                               FF09M21200–156–FXMB1231099BPP0]                                                                               2016, Hyatt Regency, 225 East Coastline
                                                                                                       MB, 5275 Leesburg Pike, Falls Church,                 Drive, Jacksonville, FL.
                                               RIN 1018–BB40                                           VA 22041; (703) 358–1714.                               Mississippi Flyway Council: August
                                                                                                       SUPPLEMENTARY INFORMATION:                            25–26, 2016, Hyatt Regency, 311 South
                                               Migratory Bird Hunting; Supplemental
                                               Proposals for Migratory Game Bird                       New Process for the Annual Migratory                  4th Street, Louisville, KY.
                                                                                                       Game Bird Hunting Regulations                           Central Flyway Council: September
                                               Hunting Regulations for the 2017–18
                                                                                                                                                             22–23, 2016, Sheraton Steamboat
                                               Hunting Season; Notice of Meetings                         As part of the Department of the                   Resort, 2200 Village Inn Court,
                                               AGENCY:    Fish and Wildlife Service,                   Interior’s retrospective regulatory                   Steamboat Springs, CO.
                                               Interior.                                               review, we developed a schedule for                     Pacific Flyway Council: September 30,
                                               ACTION:  Proposed rule; supplemental.                   migratory game bird hunting regulations               2016, Sun Valley Resort, 1 Sun Valley
                                                                                                       that is more efficient and provides                   Road, Sun Valley, ID.
                                               SUMMARY:   We, the U.S. Fish and                        hunting season dates much earlier than
                                               Wildlife Service (Service), proposed in                 was possible under the old process. The               Regulatory Schedule for 2017–18
                                               an earlier document this year to                        new process makes planning much                         On June 10, 2016, we published a
                                               establish annual hunting regulations for                easier for the States and all parties                 proposal to amend title 50 of the Code
                                               certain migratory game birds for the                    interested in migratory bird hunting.                 of Federal Regulations (CFR) at part 20
                                               2017–18 hunting season. This                            Beginning last year with the                          (81 FR 38050). The proposal provided a
                                               supplement to that proposed rule                        development of the 2016–17 hunting                    background and overview of the
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                                               provides the regulatory alternatives for                seasons, we are using a new schedule                  migratory bird hunting regulations
                                               the 2017–18 duck hunting seasons,                       for establishing our annual migratory                 process, and addressed the
                                               announces the Service Migratory Bird                    game bird hunting regulations. We                     establishment of seasons, limits, and
                                               Regulations Committee (SRC) and                         combine the previously used early- and                other regulations for hunting migratory
                                               Flyway Council meetings, and provides                   late-season regulatory processes into a               game birds under §§ 20.101 through
                                               Flyway Council recommendations                          single process, and make decisions for                20.107, 20.109, and 20.110 of subpart K.
                                               resulting from their March meetings.                    harvest management based on                           This document is the second in a series


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Document Created: 2018-02-09 11:33:13
Document Modified: 2018-02-09 11:33:13
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionProposed rule.
DatesSubmit comments on or before October 11, 2016, and reply comments are due on or before November 10, 2016.
ContactScot Stone, [email protected], Wireless Telecommunications Bureau, (202) 418-0638, or TTY (202) 418- 7233.
FR Citation81 FR 53388 

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