81 FR 53517 - Submission for OMB Review; Comment Request

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 81, Issue 156 (August 12, 2016)

Page Range		53517-53517
FR Document		2016-19183

Federal Register, Volume 81 Issue 156 (Friday, August 12, 2016)

[Federal Register Volume 81, Number 156 (Friday, August 12, 2016)]
[Notices]
[Page 53517]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-19183]


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SECURITIES AND EXCHANGE COMMISSION


Submission for OMB Review; Comment Request

Upon Written Request Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE., Washington, DC 
20549-2736.

Extension:
    Rules 7a-15 through 7a-37, SEC File No. 270-115, OMB Control No. 
3235-0132.

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget this request for extension of the previously approved 
collection of information discussed below.
    Rules 7a-15 through 7a-37 (17 CFR 260.7a-15--260.7a-37) under the 
Trust Indenture Act of 1939 (15 U.S.C. 77aaa et seq.) set forth the 
general requirements as to form and content of applications, statements 
and reports that must be filed under the Trust Indenture Act. The 
respondents are persons and entities subject to the requirements of the 
Trust Indenture Act. Trust Indenture Act Rules 7a-15 through 7a-37 are 
disclosure guidelines and do not directly result in any collection of 
information. The rules are assigned only one burden hour for 
administrative convenience.
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid control number.
    The public may view the background documentation for this 
information collection at the following Web site, www.reginfo.gov. 
Comments should be directed to: (i) Desk Officer for the Securities and 
Exchange Commission, Office of Information and Regulatory Affairs, 
Office of Management and Budget, Room 10102, New Executive Office 
Building, Washington, DC 20503, or by sending an email to: 
Shagufta_Ahmed@omb.eop.gov; and (ii) Pamela Dyson, Director/Chief 
Information Officer, Securities and Exchange Commission, c/o Remi 
Pavlik-Simon, 100 F Street NE., Washington, DC 20549 or send an email 
to: PRA_Mailbox@sec.gov. Comments must be submitted to OMB within 30 
days of this notice.

    Dated: August 5, 2016.
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2016-19183 Filed 8-11-16; 8:45 am]
BILLING CODE 8011-01-P

Federal Register / Vol. 81, No. 156 / Friday, August 12, 2016 / Notices 53517

years from the end of the fiscal year in that the Fund and its Adviser have and Exchange Commission
which any transaction by it under the implemented procedures reasonably (‘‘Commission’’) has submitted to the
InterFund Program occurred, the first designed to achieve compliance with Office of Management and Budget this
two years in an easily accessible place, the terms and conditions of the order. In request for extension of the previously
written records of all such transactions particular, such certification will approved collection of information
setting forth a description of the terms address procedures designed to achieve discussed below.
of the transaction, including the the following objectives:
Rules 7a–15 through 7a–37 (17 CFR
amount, the maturity and the InterFund (a) That the InterFund Loan Rate will
Loan Rate, the rate of interest available be higher than the Repo Rate but lower 260.7a–15—260.7a–37) under the Trust
at the time each InterFund Loan is made than the Bank Loan Rate; Indenture Act of 1939 (15 U.S.C. 77aaa
on overnight repurchase agreements and (b) compliance with the collateral et seq.) set forth the general
bank borrowings, and such other requirements as set forth in the requirements as to form and content of
information presented to the Boards of application; applications, statements and reports that
the Funds in connection with the (c) compliance with the percentage must be filed under the Trust Indenture
review required by conditions 13 and limitations on interfund borrowing and Act. The respondents are persons and
14. lending; entities subject to the requirements of
16. In the event an InterFund Loan is (d) allocation of interfund borrowing the Trust Indenture Act. Trust Indenture
not paid according to its terms and the and lending demand in an equitable Act Rules 7a–15 through 7a–37 are
default is not cured within two business manner and in accordance with disclosure guidelines and do not
days from its maturity or from the time procedures established by the Board; directly result in any collection of
the lending Fund makes a demand for and information. The rules are assigned only
payment under the provisions of the (e) that the InterFund Loan Rate does one burden hour for administrative
interfund lending agreement, the not exceed the interest rate on any third convenience.
Adviser to the lending Fund promptly party borrowings of a borrowing Fund at
An agency may not conduct or
will refer the loan for arbitration to an the time of the InterFund Loan.
independent arbitrator selected by the sponsor, and a person is not required to
Additionally, each Fund’s
Board of any Fund involved in the loan independent registered public respond to, a collection of information
who will serve as arbitrator of disputes accountants, in connection with their unless it displays a currently valid
concerning InterFund Loans.3 The audit examination of the Fund, will control number.
arbitrator will resolve any problem review the operation of the InterFund The public may view the background
promptly, and the arbitrator’s decision Program for compliance with the documentation for this information
will be binding on both Funds. The conditions of the application and their collection at the following Web site,
arbitrator will submit, at least annually, review will form the basis, in part, of www.reginfo.gov. Comments should be
a written report to the Board of each the auditor’s report on internal directed to: (i) Desk Officer for the
Fund setting forth a description of the accounting controls in Form N–SAR. Securities and Exchange Commission,
nature of any dispute and the actions 18. No Fund will participate in the Office of Information and Regulatory
taken by the Funds to resolve the InterFund Program, upon receipt of Affairs, Office of Management and
dispute. requisite regulatory approval, unless it Budget, Room 10102, New Executive
17. The Advisers will prepare and has fully disclosed in its prospectus Office Building, Washington, DC 20503,
submit to the Board for review an initial and/or statement of additional or by sending an email to: Shagufta_
report describing the operations of the information all material facts about its Ahmed@omb.eop.gov; and (ii) Pamela
InterFund Program and the procedures intended participation.
to be implemented to ensure that all Dyson, Director/Chief Information
For the Commission, by the Division of Officer, Securities and Exchange
Funds are treated fairly. After the Investment Management, under delegated
commencement of the InterFund Commission, c/o Remi Pavlik-Simon,
authority.
Program, the Advisers will report on the 100 F Street NE., Washington, DC 20549
Robert W. Errett,
operations of the InterFund Program at or send an email to: PRA_Mailbox@
Deputy Secretary. sec.gov. Comments must be submitted to
each Board’s quarterly meetings. Each
[FR Doc. 2016–19184 Filed 8–11–16; 8:45 am] OMB within 30 days of this notice.
Fund’s chief compliance officer, as
BILLING CODE 8011–01–P
defined in rule 38a–1(a)(4) under the Dated: August 5, 2016.
Act, shall prepare an annual report for Robert W. Errett,
its Board each year that the Fund
SECURITIES AND EXCHANGE Deputy Secretary.
participates in the InterFund Program,
COMMISSION [FR Doc. 2016–19183 Filed 8–11–16; 8:45 am]
that evaluates the Fund’s compliance
with the terms and conditions of the Submission for OMB Review; BILLING CODE 8011–01–P
application and the procedures Comment Request
established to achieve such compliance.
Each Fund’s chief compliance officer Upon Written Request Copies Available
will also annually file a certification From: Securities and Exchange
pursuant to Item 77Q3 of Form N–SAR Commission, Office of FOIA Services,
as such Form may be revised, amended 100 F Street NE., Washington, DC
mstockstill on DSK3G9T082PROD with NOTICES

or superseded from time to time, for 20549–2736.
each year that the Fund participates in Extension:
the InterFund Program, that certifies Rules 7a–15 through 7a–37, SEC File No.
270–115, OMB Control No. 3235–0132.
3 If the dispute involves Funds that do not have

a common Board, the Board of each affected Fund
Notice is hereby given that, pursuant
will select an independent arbitrator that is to the Paperwork Reduction Act of 1995
satisfactory to each Fund. (44 U.S.C. 3501 et seq.), the Securities

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Document Created: 2018-02-09 11:33:39
Document Modified: 2018-02-09 11:33:39

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		81 FR 53517