81 FR 54857 - In the Matter of Neuromama, Ltd.; Order of Suspension of Trading

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 81, Issue 159 (August 17, 2016)

Page Range		54857-54858
FR Document		2016-19718

Federal Register, Volume 81 Issue 159 (Wednesday, August 17, 2016)

[Federal Register Volume 81, Number 159 (Wednesday, August 17, 2016)]
[Notices]
[Pages 54857-54858]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-19718]


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SECURITIES AND EXCHANGE COMMISSION

[File No. 500-1]


 In the Matter of Neuromama, Ltd.; Order of Suspension of Trading

August 15, 2016.
    It appears to the Securities and Exchange Commission that the 
public interest and the protection of investors require a suspension of 
trading in the securities of Neuromama, Ltd, Inc. (CIK No. 0001542918) 
because of concerns regarding the accuracy and adequacy of information 
in the marketplace about, among other things, the identity of the 
persons in control of the company's operations and management, false 
statements to company shareholders and/or potential investors that the 
company has an application pending for listing on the NASDAQ Stock 
Market, and potentially manipulative transactions in the company's 
stock. Neuromama, Ltd. is a Nevada corporation with its principal place 
of business listed as Playas de Rosarito, Baja California, Mexico, with 
stock quoted on OTC Link (previously ``Pink Sheets'') operated by OTC 
Markets Group, Inc. under the ticker symbol NERO.
    The Commission is of the opinion that the public interest and the 
protection of investors require a suspension of trading in the 
securities of the above-listed company.
    THEREFORE, IT IS ORDERED, pursuant to Section 12(k) of the 
Securities Exchange Act of 1934, that trading in the securities of the 
above-

[[Page 54858]]

listed company is suspended for the period from 9:30 a.m. EDT, on 
August 15, 2016, through 11:59 p.m. EDT, on August 26, 2016.

    By the Commission.
Lynn M. Powalski,
Deputy Secretary.
[FR Doc. 2016-19718 Filed 8-15-16; 4:15 pm]
 BILLING CODE 8011-01-P

Federal Register / Vol. 81, No. 159 / Wednesday, August 17, 2016 / Notices 54857

court has appointed an individual or as Representative Payee-Representative RRB also accepts records that are kept
institution to manage the annuitant’s Payee’s Record, advises representative by representative payee’s as part of a
funds or, in the absence of such payees of their responsibilities under 20 common business practice. Completion
appointment, when the annuitant is a CFR 266.9 and provides a means for the is voluntary. One response is requested
minor. The RRB also provides representative payee to maintain records of each respondent.
representative payees with a booklet at pertaining to the receipt and use of RRB The RRB is proposing non-burden
the time of their appointment. The benefits. The booklet is provided for the impacting editorial changes to Forms
booklet, RRB Form RB–5, Your Duties representative payee’s convenience. The AA–5, G–478, and the RB–5 booklet.

ESTIMATE OF ANNUAL RESPONDENT BURDEN
Annual
Form number Time (minutes) Burden (hours)
responses

AA–5 ............................................................................................................................................ 3,000 ........................ 850
Individuals ............................................................................................................................. 2,250 17 637.5
Institutions ............................................................................................................................. 750 ........................ 212.5
G–478 .......................................................................................................................................... 2,000 6 200.0
RB–5 ............................................................................................................................................ 15,300 ........................ 15,300
Individuals ............................................................................................................................. 11,475 60 11,475
Institutions ............................................................................................................................. 3,825 ........................ 3,825

Total ............................................................................................................................... 20,300 ........................ 16,350

2. Employer Service and these actions are prescribed in 20 CFR The RRB utilizes Form UI–41,
Compensation Reports; OMB 3220– 302. Supplemental Report of Service and
0070. All information about creditable Compensation, and Form UI–41a,
Section 2(c) of the Railroad Supplemental Report of Compensation,
railroad service and compensation
Unemployment Insurance Act (RUIA) to obtain the additional information
needed by the RRB to administer
specifies the maximum normal about service and compensation from
unemployment and sickness benefits Section 2(c) is not always available from
annual reports filed by railroad railroad employers. Completion of the
that may be paid in a benefit year. forms is mandatory. One response is
Section 2(c) further provides for employers with the RRB (OMB 3220–
0008). When this occurs, the RRB must required of each respondent. The RRB
extended benefits for certain employees
obtain supplemental information about proposes no changes to Form UI–41 and
and for beginning a benefit year early for
service and compensation. UI–41a.
other employees. The conditions for

ESTIMATE OF ANNUAL RESPONDENT BURDEN
Annual
Form number Time (minutes) Burden (hours)
responses

UI–41 ........................................................................................................................................... 100 8 13
UI–41a ......................................................................................................................................... 50 8 7

Total ...................................................................................................................................... 150 ........................ 20

Additional Information or Comments: SECURITIES AND EXCHANGE company has an application pending for
To request more information or to COMMISSION listing on the NASDAQ Stock Market,
obtain a copy of the information and potentially manipulative
collection justification, forms, and/or [File No. 500–1] transactions in the company’s stock.
supporting material, contact Dana Neuromama, Ltd. is a Nevada
Hickman at (312) 751–4981 or In the Matter of Neuromama, Ltd.; corporation with its principal place of
Order of Suspension of Trading business listed as Playas de Rosarito,
Dana.Hickman@RRB.GOV. Comments
regarding the information collection August 15, 2016. Baja California, Mexico, with stock
should be addressed to Charles quoted on OTC Link (previously ‘‘Pink
It appears to the Securities and
Mierzwa, Railroad Retirement Board, Sheets’’) operated by OTC Markets
Exchange Commission that the public
844 North Rush Street, Chicago, Illinois Group, Inc. under the ticker symbol
interest and the protection of investors
60611–2092 or emailed to NERO.
require a suspension of trading in the
Charles.Mierzwa@RRB.GOV. Written securities of Neuromama, Ltd, Inc. (CIK The Commission is of the opinion that
comments should be received within 60 No. 0001542918) because of concerns the public interest and the protection of
mstockstill on DSK3G9T082PROD with NOTICES

days of this notice. regarding the accuracy and adequacy of investors require a suspension of trading
information in the marketplace about, in the securities of the above-listed
Charles Mierzwa, among other things, the identity of the company.
Chief of Information Resources Management. persons in control of the company’s THEREFORE, IT IS ORDERED,
[FR Doc. 2016–19606 Filed 8–16–16; 8:45 am] operations and management, false pursuant to Section 12(k) of the
BILLING CODE 7905–01–P statements to company shareholders Securities Exchange Act of 1934, that
and/or potential investors that the trading in the securities of the above-

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54858 Federal Register / Vol. 81, No. 159 / Wednesday, August 17, 2016 / Notices

listed company is suspended for the change, FINRA would require parties to of using hard-copy documents by
period from 9:30 a.m. EDT, on August use the Party Portal to file and serve parties and staff is significantly reduced.
15, 2016, through 11:59 p.m. EDT, on correspondence relating to discovery In June 2013, FINRA introduced a
August 26, 2016. requests, but would not permit parties separate secure, online service called
By the Commission. to file documents produced in response the Dispute Resolution Portal (‘‘DR
to discovery requests through the Party Portal’’) to facilitate interactions among
Lynn M. Powalski,
Portal. FINRA is also proposing to parties, arbitrators, mediators, and
Deputy Secretary. FINRA staff on arbitration case-related
amend the Code of Mediation Procedure
[FR Doc. 2016–19718 Filed 8–15–16; 4:15 pm] matters. As further discussed below, the
(‘‘Mediation Code’’) to permit mediation
BILLING CODE 8011–01–P parties to agree to use the Party Portal DR Portal includes both a Party Portal
to submit and retrieve all documents and an Arbitrator and Mediator Portal.
and other communications. In addition, The Party Portal uses an invitation/
SECURITIES AND EXCHANGE registration process that provides a
FINRA is revising other provisions in
COMMISSION secure way to send and receive
the Codes to conform to existing
[Release No. 34–78549; File No. SR–FINRA– practice. arbitration and mediation case
2016–029] The text of the proposed rule change documents. As soon as a party notifies
is available on FINRA’s Web site at FINRA of the name of the person who
Self-Regulatory Organizations; http://www.finra.org, at the principal should be given access to the arbitration
Financial Industry Regulatory office of FINRA and at the or mediation case file (typically the
Authority, Inc.; Notice of Filing of a Commission’s Public Reference Room. party’s representative), FINRA sends an
Proposed Rule Change Amending the email to the named person with an
Code of Arbitration Procedure for II. Self-Regulatory Organization’s invitation to register on the Party Portal
Customer Disputes and the Code of Statement of the Purpose of, and via a personalized Web address link that
Arbitration Procedure for Industry Statutory Basis for, the Proposed Rule provides complete access to the
Disputes to Require All Parties Other Change specified case. This invitation/
Than Pro Se Customers To File and registration process ensures that FINRA
In its filing with the Commission,
Serve Pleadings and Documents maintains a case specific level of
FINRA included statements concerning
Through the FINRA Office of Dispute security and access within the Party
the purpose of and basis for the
Resolution’s Party Portal and To Portal. Once registered, the
proposed rule change and discussed any
Permit Mediation Parties To Use the representative can provide other
comments it received on the proposed
Portal individuals (such as legal assistants and
rule change. The text of these statements
may be examined at the places specified co-counsel) with access to appropriate
August 11, 2016.
in Item IV below. FINRA has prepared cases on the Party Portal.
Pursuant to section 19(b)(1) of the FINRA initially opened the Party
Securities Exchange Act of 1934 summaries, set forth in sections A, B,
Portal to a small number of firms to gain
(‘‘Exchange Act’’ or ‘‘Act’’) 1 and Rule and C below, of the most significant
experience with the technology and to
19b–4 thereunder,2 notice is hereby aspects of such statements.
incorporate user feedback. Over time,
given that on July 27, 2016, Financial A. Self-Regulatory Organization’s FINRA expanded access to the Party
Industry Regulatory Authority, Inc. Statement of the Purpose of, and Portal, and as of July 20, 2015, FINRA
(‘‘FINRA’’) filed with the Securities and Statutory Basis for, the Proposed Rule allowed all parties to use the Party
Exchange Commission (‘‘Commission’’) Change Portal voluntarily in all arbitration and
the proposed rule change as described mediation cases filed as of that date.
in Items I, II, and III below, which Items 1. Purpose
Through the Party Portal, parties can,
have been prepared by FINRA. The Background among other things, receive documents
Commission is publishing this notice to from and send documents to FINRA,
solicit comments on the proposed rule In 2004, FINRA implemented an
receive service 7 of a claim, submit an
change from interested persons. online, web-based arbitration claim
answer to a claim, submit additional
notification and filing system that
I. Self-Regulatory Organization’s case documents, view the status of a
allowed a claimant 3 or claimant’s
Statement of the Terms of Substance of case, and select arbitrators.
counsel to file voluntarily an arbitration FINRA staff solicited feedback and
the Proposed Rule Change claim through that system (‘‘online received suggestions from users on how
FINRA is proposing to amend the claim filing system’’).4 Currently, the to enhance the Party Portal’s
Code of Arbitration Procedure for Codes allow a claimant to file a claim 5 functionality. Through a series of
Customer Disputes (‘‘Customer Code’’) either in hard copy or by using the quarterly releases, FINRA has upgraded
and the Code of Arbitration Procedure online claim filing system.6 The online the Party Portal to allow parties to,
for Industry Disputes (‘‘Industry Code’’ claim filing system allows a claimant to among other things, schedule hearings,
and, together with the Customer Code, complete forms, submit documents, and receive automated messages when new
‘‘Codes’’), to require all parties, except pay filing fees online. Some of the documents are posted, see an indication
customers who are not represented by benefits of using the online claim filing of received documents not yet viewed,
an attorney or other person (‘‘pro se system are that claims are filed and and send documents to other Party
customers’’), to use the FINRA Office of processed more quickly, and the burden Portal case participants. FINRA received
mstockstill on DSK3G9T082PROD with NOTICES

Dispute Resolution’s Party Portal positive feedback on the Party Portal
(‘‘Party Portal’’) to file initial statements 3 See Rules 12100(e) and 13100(e). The term
from parties who used the system
of claim and to file and serve pleadings ‘‘claimant’’ means a party that files the statement
of claim that initiates an arbitration proceeding. voluntarily. In light of the positive user
and other documents on FINRA or any 4 See Notice to Members 04–56. feedback and the various enhancements
other party. Under the proposed rule 5 See Rules 12302(a) and 13302(a).
6 See FINRA, Arbitration Online Claim Filing, 7 Service is the process of delivering a pleading
1 15 U.S.C. 78s(b)(1). available at http://www.finra.org/arbitration-and- (e.g., the statement of claim or answer) or other
2 17 CFR 240.19b–4. mediation/online-claim-filing. documents to the opposing party.

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Document Created: 2018-02-09 11:35:24
Document Modified: 2018-02-09 11:35:24

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		81 FR 54857