81_FR_55321 81 FR 55161 - Harmonizing and Streamlining Rules Concerning Requirements for Licensees to Overcome a CMRS Presumption

81 FR 55161 - Harmonizing and Streamlining Rules Concerning Requirements for Licensees to Overcome a CMRS Presumption

FEDERAL COMMUNICATIONS COMMISSION

Federal Register Volume 81, Issue 160 (August 18, 2016)

Page Range55161-55165
FR Document2016-19564

In this document, the Federal Communications Commission (Commission or FCC) proposes and seeks comment on revising the Commission's rules governing commercial mobile radio services. We propose to end the presumption contained in the Commission's rules that all applicants and licensees in the services identified in that section intend to license their facilities as commercial mobile radio service (``CMRS'') operations by eliminating that section and making related rule changes.

Federal Register, Volume 81 Issue 160 (Thursday, August 18, 2016)
[Federal Register Volume 81, Number 160 (Thursday, August 18, 2016)]
[Proposed Rules]
[Pages 55161-55165]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-19564]



[[Page 55161]]

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FEDERAL COMMUNICATIONS COMMISSION

47 CFR Parts 4, 9, and 20

[WT Docket No. 16-240; FCC 16-95]


Harmonizing and Streamlining Rules Concerning Requirements for 
Licensees to Overcome a CMRS Presumption

AGENCY: Federal Communications Commission.

ACTION: Proposed rule.

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SUMMARY: In this document, the Federal Communications Commission 
(Commission or FCC) proposes and seeks comment on revising the 
Commission's rules governing commercial mobile radio services. We 
propose to end the presumption contained in the Commission's rules that 
all applicants and licensees in the services identified in that section 
intend to license their facilities as commercial mobile radio service 
(``CMRS'') operations by eliminating that section and making related 
rule changes.

DATES: Submit comments on or before October 17, 2016 and reply comments 
on or before November 16, 2016.

ADDRESSES: You may submit comments, identified by WT Docket No. 16-240, 
by any of the following methods:
     Federal Communications Commission's Web site: http://fjallfoss.fcc.gov/ecfs2/. Follow the instructions for submitting 
comments.
     Mail: All hand-delivered or messenger-delivered paper 
filings for the Commission's Secretary must be delivered to FCC 
Headquarters at 445 12th Street SW., Room TW-A325, Washington, DC 
20554. The filing hours are 8:00 a.m. to 7:00 p.m. All hand deliveries 
must be held together with rubber bands or fasteners. Any envelopes and 
boxes must be disposed of before entering the building. Commercial 
overnight mail (other than U.S. Postal Service Express Mail and 
Priority Mail) must be sent to 9300 East Hampton Drive, Capitol 
Heights, MD 20743. U.S. Postal Service first-class, Express, and 
Priority mail must be addressed to 445 12th Street SW., Washington, DC 
20554.
     People with Disabilities: Contact the FCC to request 
reasonable accommodations (accessible format documents, sign language 
interpreters, CART, etc.) by email: [email protected] or phone: 202-418-
0530 or TTY: 202-418-0432.
    For detailed instructions for submitting comments and additional 
information on the rulemaking process, see the SUPPLEMENTARY 
INFORMATION section of this document.

FOR FURTHER INFORMATION CONTACT: Wilbert E. Nixon Jr., 
[email protected], Mobility Division, Wireless Telecommunications 
Bureau, (202) 418-0985, or TTY (202) 418-7233.

SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Notice 
of Proposed Rulemaking (NPRM) in WT Docket No. 16-240, FCC 16-95, 
adopted July 27, 2016, and released July 28, 2016. The full text of 
this document is available for inspection and copying during normal 
business hours in the FCC Reference Center, 445 12th Street SW., 
Washington, DC 20554. The complete text may be purchased from the 
Commission's copy contractor, Best Copy and Printing, Inc., 445 12th 
Street SW., Room CY-B402, Washington, DC 20554, (202) 488-5300, 
facsimile (202) 488-5563, or via email at [email protected]. The full 
text may also be downloaded at: http://transition.fcc.gov/Daily_Releases/Daily_Business/2016/db0728/FCC-16-95A1.pdf. Alternative 
formats are available to persons with disabilities by sending an email 
to [email protected] or by calling the Consumer & Governmental Affairs 
Bureau at 202-418-0530 (voice), 202-418-0432 (TTY).

Comment Filing Instructions

    Pursuant to sections 1.415 and 1.419 of the Commission's rules, 47 
CFR 1.415 and 1.419, interested parties may file comments and reply 
comments on or before the dates indicated on the first page of this 
document. Comments may be filed using the Commission's Electronic 
Comment Filing System (``ECFS''). See Electronic Filing of Documents in 
Rulemaking Proceedings, 63 FR 24121, May 1, 1998.
     Electronic Filers: Comments may be filed electronically 
using the Internet by accessing the ECFS: http://fjallfoss.fcc.gov/ecfs2/.
     Paper Filers: Parties who choose to file by paper must 
file an original and one copy of each filing.
    Filings can be sent by hand or messenger delivery, by commercial 
overnight courier, or by first-class or overnight U.S. Postal Service 
mail. All filings must be addressed to the Commission's Secretary, 
Office of the Secretary, Federal Communications Commission.
     All hand-delivered or messenger-delivered paper filings 
for the Commission's Secretary must be delivered to FCC Headquarters at 
445 12th Street SW., Room TW-A325, Washington, DC 20554. The filing 
hours are 8:00 a.m. to 7:00 p.m. All hand deliveries must be held 
together with rubber bands or fasteners. Any envelopes and boxes must 
be disposed of before entering the building.
     Commercial overnight mail (other than U.S. Postal Service 
Express Mail and Priority Mail) must be sent to 9300 East Hampton 
Drive, Capitol Heights, MD 20743.
     U.S. Postal Service first-class, Express, and Priority 
mail must be addressed to 445 12th Street SW., Washington DC 20554.
    People with Disabilities: To request materials in accessible 
formats for people with disabilities (braille, large print, electronic 
files, audio format), send an email to [email protected] or call the 
Consumer & Governmental Affairs Bureau at 202-418-0530 (voice), 202-
418-0432 (tty).

Synopsis

I. Introduction

A. Proposal To Revise Part 20 and Make Related Changes

    1. In this document, the Commission proposes amendments to the Part 
20 rules to update, streamline, and modernize them, including 
harmonizing the regulatory treatment of the various mobile radio 
services with regard to how applicants must report the regulatory 
classification of their facilities and easing spectrum acquisition in 
the secondary market consistent with suggestions received as part of 
the Commission's process reform efforts. Specifically, we tentatively 
conclude that eliminating the CMRS presumption for those operators of 
services currently identified in section 20.9 would streamline 
application preparation and processing, and promote comparable 
treatment of wireless applicants and licensees. Under the proposed 
elimination of section 20.9 contained in this NPRM, applicants and 
licensees could simply inform the Commission in initial, modification, 
or assignment applications of their regulatory status. We seek comment 
on our tentative conclusions, as well as the costs and benefits of our 
proposed approach.
    2. This proposed approach would shorten the period for processing 
of a number of applications, as well as eliminate the obligation of 
certain licensees and applicants in the services specified in section 
20.9 to make a showing, even if brief, regarding their intent to 
operate on a non-common carrier or private basis. We tentatively 
conclude that shortening the period for application processing as well 
as lightening the regulatory burden currently imposed on licensees and

[[Page 55162]]

applicants that apply to operate as non-CMRS providers in the services 
listed in section 20.9 will lead to more efficient and timely use of 
the licensed spectrum, without imposing any more regulatory burdens 
than those necessary for the Commission to oversee spectrum usage. We 
seek comment on this tentative conclusion.
    3. In addition, we believe that the proposed elimination of section 
20.9 would help to eliminate uneven and disparate regulation of 
wireless applicants and licensees. As we discussed above, the 
regulatory filing requirements and potential lengthening of the 
application processing period imposed by section 20.9 on licensees and 
applicants desiring to use spectrum identified in this rule section on 
a non-CMRS basis are not imposed uniformly on all spectrum and 
services, particularly when compared with those services for which 
service rules have been adopted in recent years by the Commission. We 
tentatively conclude that the public interest would be served by 
treating similarly situated entities on a more equitable, comparable 
basis.
    4. The Commission, in adopting section 20.9, conducted an extensive 
review of the Omnibus Budget Reconciliation Act of 1993, Public Law 
103-66, Title VI, section 6002(b) (``1993 OBRA''), amending the 
Communications Act of 1934 and codified at 47 U.S.C. 332(c), its 
legislative history, and developments in regulation of wireless 
services. The Commission noted that Congress ``replaced the common 
carrier and private radio definitions that evolved under the prior 
version of Section 332 of the Act with two newly defined categories of 
mobile services: Commercial mobile radio service (CMRS) and private 
mobile radio service (PMRS),'' and ``replaced traditional regulation of 
mobile services with an approach that brings all mobile service 
providers under a comprehensive, consistent regulatory framework and 
gives the Commission flexibility to establish appropriate levels of 
regulation for mobile radio services providers.'' Two Congressional 
objectives appeared to drive these statutory changes: (1) ``To ensure 
that similar [mobile] services would be subject to consistent 
regulatory classification[;]'' and (2) to ``establish[ ] and 
administer[ ] for CMRS providers'' ``an appropriate level of 
regulation.''
    5. The Commission also noted that Congress was concerned with the 
``disparate regulatory treatment'' that had evolved across services, 
observing that Congress's intent that the Commission establish 
consistent regulations was reflected in the statutory requirement that 
any service that amounted to a ``functional equivalent'' of CMRS be 
treated as CMRS even if the service did not fit the strict definition 
of that service. At the same time, the Commission ``anticipat[ed] that 
very few mobile services that do not meet the definition of CMRS will 
be a close substitute for a [CMRS].'' The Commission therefore decided 
to ``presume that a mobile service that does not meet the definition of 
CMRS is a [PMRS].'' To rebut the presumption, a challenger to a PMRS 
claim was required to follow the method and meet the criteria that the 
Commission prescribed for demonstrating that the carrier claiming PMRS 
status was actually providing the functional equivalent of CMRS. 
Section 20.9(a)(14) memorializes this presumption and the criteria for 
the showing that someone challenging the presumption would need to make 
to overcome it (i.e., to demonstrate that an applicant purporting to 
offer PMRS is actually offering services that are the functional 
equivalent of CMRS and thus warrants the corresponding level of 
regulation). This rebuttable presumption has served as a reasonable 
mechanism for classifying a service as PMRS or CMRS for filing 
purposes, consistent with the statutory definitions. It does not, 
however, constitute the only approach for identifying whether a 
provider's proposed or existing service should be classified one way or 
another, and changes may now be warranted based on the development of 
CMRS and PMRS services and our experience with the application of the 
presumption, such as how parties have used it, how often and how 
successfully it has been challenged, and whether it tends to streamline 
the licensing processes or encumber them.
    6. As discussed above, the substantial changes that have occurred 
in the wireless industry since the rule's adoption suggest that it is 
now an appropriate time to reexamine the need for the presumption, and 
this NPRM seeks comment on its continued use and on other possible 
approaches. There has been increasing demand for PMRS use of spectrum 
and other rule changes permitting more flexible uses of spectrum in 
ways that section 20.9 does not encourage (i.e., by requiring the 
filing of a waiver). We observe that the section 20.9 construct, which 
treats certain mobile services differently depending upon where they 
fall in our rules, can result in application processing inefficiencies 
and delays for the affected services. Given changed circumstances since 
the Commission adopted section 20.9, we tentatively conclude that 
eliminating the rule would help to further Congressional intent that 
the Commission avoid ``disparate regulatory treatment'' across mobile 
radio services.
    7. We also observe that section 20.3 of the rules defines 
``commercial mobile radio service'' to include a mobile service that is 
``[t]he functional equivalent of a mobile service described in 
paragraph (a) of this section, including a mobile broadband Internet 
access service as defined in section 8.2 of this chapter.'' We 
therefore believe that section 20.3 of the rules, either in its current 
form or as we propose below to modify it, and in combination with other 
Commission rules and processes, helps ensure that the Commission will 
continue to treat as CMRS any service that amounts to a ``functional 
equivalent'' of CMRS. We anticipate that the combined effect of our 
proposals to eliminate section 20.9 of the rules and rely on the CMRS 
definition in section 20.3 will continue to treat services operating as 
functionally equivalent to CMRS in the same way as we treat CMRS, while 
eliminating minor processing differences across types of wireless 
applications.
    8. We seek comment on these proposals, including other ways to 
overcome the processing inefficiencies discussed above. For example, 
would amending section 20.9 help to address these concerns more 
effectively than eliminating the rule in its entirety? We seek comments 
on such alternatives, if any, as well as their costs and benefits.
    9. We note that the elimination of one subsection of section 20.9 
was recently endorsed by commenters responding to the Wireless 
Telecommunications Bureau's Public Notice regarding the applicability 
of paging and radiotelephone rules and soliciting comment on the need 
for technical flexibility. For example, the Land Mobile Communications 
Council stressed that eliminating section 20.9(a)(6) would be 
consistent with the eligibility standard now reflected in section 22.7 
and ``would eliminate an unnecessary burden on applicants and the FCC 
staff.'' Both the BloostonLaw Licensees and Nebraska Public Power 
District agreed that section 20.9(a)(6) should be eliminated. We 
believe that the reasons used to support arguments in favor of the 
elimination of section 20.9(a)(6) apply to removal of section 20.9 in 
its entirety and seek comment on this view.
    10. Regardless of what action we take regarding our proposal to 
eliminate section 20.9, we tentatively conclude

[[Page 55163]]

that we should make a technical corrective edit to section 9.3 of the 
Commission's rules which includes definitions to be used in connection 
with the provision of interconnected Voice over Internet Protocol 
services. Specifically, section 9.3 defines ``CMRS'' as ``Commercial 
Mobile Radio Service, as defined in section 20.9 of this chapter.'' We 
propose that this definition refer instead to section 20.3, which is 
the definition section for Part 20 and includes a definition of 
``commercial mobile radio service.''
    11. We also find that a corrective edit to section 4.3(f) of our 
rules is appropriate, whether or not we adopt the proposal to eliminate 
section 20.9. Section 4.3(f), which defines ``wireless service 
providers'' subject to outage reporting requirements, includes a cross-
reference to section 20.9 for a definition of ``commercial mobile radio 
service.'' As discussed above with respect to section 9.3, we propose 
instead that the definition in this section refer to the definition of 
``commercial mobile radio service'' in section 20.3.
    12. We also propose to eliminate section 20.7, which includes a 
list of services defined as falling within the definition of ``mobile 
services'' as used in sections 3(n) and 332 of the Communications Act. 
As with section 20.9, in light of the mobile services created since the 
Commission adopted this rule, section 20.7 is under-inclusive insofar 
as it does not include all the services that in fact are ``mobile 
services'' under the statutory language. Eliminating section 20.7 would 
not change the definition of ``mobile service'' contained in section 
20.3, the Definitions section of Part 20. We tentatively conclude that 
section 20.7 no longer appears to serve a useful purpose, and we seek 
comment on that tentative conclusion and our proposal to eliminate this 
section.
    13. As we noted above, section 20.3 defines the term ``commercial 
mobile radio service,'' and includes as part of that definition a 
mobile service that is ``[t]he functional equivalent of a mobile 
service described in paragraph (a) of this section.'' Section 
20.9(a)(14), which would be deleted if we were to eliminate section 
20.9 in its entirety, enumerates some of the factors that the 
Commission may consider in determining whether a mobile service is the 
functional equivalent of a commercial mobile radio service in cases 
where the service otherwise does not meet the definition of CMRS and 
the resulting presumptive classification of the service as PMRS has 
been challenged. In this regard, section 20.9(a)(14) lays out the 
process for making such a challenge--i.e., a challenger may attempt to 
defeat this presumptive classification by filing a petition for 
declaratory ruling challenging a mobile service provider's regulatory 
treatment as a private mobile radio service. We ask interested parties 
to comment on whether retaining section 20.9(a)(14), or any of its 
subsections, would be useful to maintain as a practical and procedural 
set of guidelines for both the providers of mobile services and the 
Commission when applying the definitions of CMRS and PMRS, and whether 
we should move this language to section 20.3, as a subsection under the 
definition of commercial mobile radio service, or to another section in 
part 20.
    14. We tentatively conclude that nothing in the proposed 
elimination of sections 20.7 or 20.9 would affect the definition of 
``commercial mobile radio service'' contained in section 20.3 of our 
rules or the obligations imposed on providers of commercial mobile 
radio services. Indeed, we wish to reiterate that we do not intend to 
change either any substantive CMRS regulatory policies with our 
proposal or other substantive policies pursuant to existing Commission 
rules affecting the licensees in the services that an amended section 
20.3 would address. Rather, our proposal in this rulemaking regarding 
section 20.9 is narrow and we intend for it to eliminate an unnecessary 
burden upon certain licensees and applicants in services named in that 
section. There would be no change in the obligations imposed upon 
entities providing commercial or private mobile radio service. In this 
regard, we observe that we have the necessary authority, independent of 
the requirements of section 20.9, to take enforcement action against a 
licensee that intentionally tries to avoid CMRS regulation by 
misrepresenting that its service is or will be operated on a ``non-
common carrier'' or ``private'' basis (e.g., by selecting such status 
in an application filed with the Commission), when its service offering 
in fact falls within the CMRS definition and warrants being subject to 
the appropriate regulations as a result of that status. We also observe 
that even if we eliminate the section 20.9(a)(14) PMRS presumption for 
providers whose service does not meet the strict CMRS definition, 
potential challengers would continue to have avenues available to 
challenge an applicant's or licensee's designation of its service as 
``non-common carrier'' or ``private,'' (e.g., by filing a pleading 
challenging an application or its grant, based on the charge that the 
applicant's claimed regulatory status was incorrect). Similarly, 
although those that might seek to challenge an application filed under 
section 20.9(b) of the rules might lose the 30-day notice period 
currently afforded by public notice, other avenues to challenge such 
applications would remain available. We request comment on our 
tentative conclusions.
    15. Section 20.9(a)(10) includes certain mobile satellite services 
and section 20.9(a)(13) includes certain FM subcarrier communications 
within the definition of ``commercial mobile radio service.'' At this 
time, we see no reason not to treat these services the same as the 
other services identified in section 20.9, but we seek comment on any 
potential impact.
    16. We request comment on the necessary changes we need to make to 
our forms. For example, at present, Form 603 does not include the 
option for a proposed assignee/transferee to indicate a different 
regulatory status for a license that is the subject of a proposed 
transaction. We believe that, if we adopt revised rules as proposed 
above, we also will need to revise Form 603 to permit a proposed 
assignee or transferee to indicate a change in regulatory status.
    17. In connection with revising our forms consistent with whatever 
action we take in this proceeding, at present, many of our forms 
provide the option of selecting one of the following statuses: ``common 
carrier;'' ``non-common carrier;'' or ``private, internal 
communications.'' The existing terms derive from past usage about 
categories of mobile wireless operations. We seek comment on whether we 
should replace these existing regulatory status terms in the forms to 
reflect the CMRS/PMRS terminology. We note that both CMRS and PMRS are 
defined terms in section 20.3, and are terms consistent with section 
332 of the Communications Act. We tentatively conclude that using the 
existing terms of ``common carrier,'' ``non-common carrier,'' and 
``private, internal communications'' tend to be confusing and that 
usage of the terms ``CMRS'' and ``PMRS'' with accompanying definitions 
in the form instructions would reflect more accurately the rules and 
statutory provisions on which the forms are based and thus be easier to 
understand. We seek comment on this tentative conclusion.

B. Initial Regulatory Flexibility Certification

    18. The Regulatory Flexibility Act (RFA) requires that an agency 
prepare a regulatory flexibility analysis for notice-

[[Page 55164]]

and-comment rulemaking proceedings, unless the agency certifies that 
``the rule will not, if promulgated, have a significant economic impact 
on a substantial number of small entities.'' The RFA generally defines 
``small entity'' as having the same meaning as the terms ``small 
business,'' ``small organization,'' and ``small governmental 
jurisdiction.'' In addition, the term ``small business'' has the same 
meaning as the term ``small business concern'' under the Small Business 
Act. A ``small business concern'' is one that: (1) Is independently 
owned and operated; (2) is not dominant in its field of operation; and 
(3) satisfies any additional criteria established by the Small Business 
Administration (SBA).
    19. In this NPRM, we seek comment on proposals to streamline and 
harmonize our requirements for wireless licensees and applicants. We 
address a proposal to revise the Commission's Part 20 rules governing 
commercial mobile radio services. We propose to end the presumption 
contained in section 20.9 of the Commission's rules that all applicants 
and licensees in the services identified in that section intend to 
license their facilities as commercial mobile radio service (``CMRS'') 
operations by eliminating that section and making related rule changes. 
In addition, we propose to simplify the process by which an applicant 
or license in the affected services indicates its regulatory status in 
the relevant application forms.
    20. We initiate this proceeding as a part of the Commission's 
process reform initiative and to update and modernize our Part 20 and 
related wireless service rules. These proposed revisions to part 20 are 
intended to eliminate the burden on applicants and licensees--including 
small entities--that desire to operate on a non-CMRS basis of having to 
overcome the presumption that their service offerings are CMRS.
    21. The closest estimate of the number of small businesses that may 
potentially be affected by our proposed rule changes is the SBA's 
``Wireless Telecommunications Carriers (except Satellite)'' category. 
This industry comprises establishments engaged in operating and 
maintaining switching and transmission facilities to provide 
communications via airwaves. Establishments in this industry have 
spectrum licenses and provide services using spectrum, such as wireless 
phone services, paging services, wireless Internet access, and wireless 
video services--which are the types of services provided by the 
different types of licensees listed in section 20.9 of the Commission's 
rules. For this category, a business is considered small if it has 
1,500 or fewer employees. For this category, census data for 2007 show 
that were 1,383 firms that operated for the entire year. Of this total, 
1,368 firms had 999 or fewer employees and 15 had 1,000 or more. Thus, 
under this category and the associated small business size standard, 
the Commission estimates that the majority of wireless 
telecommunications carriers (except satellite) are small entities that 
may be affected by our proposed action. We note that using this 
category to estimate the number of small entities potentially affected 
by our proposed action likely overstates the number of entities (small 
or otherwise) that in fact might be affected by our proposed rule 
changes since there are some entities falling in the wireless 
telecommunications carriers (except satellite) carrier that have no 
operations potentially affected by any of the changes we propose to 
make to part 20.
    22. We have determined that the impact on the entities affect by 
the proposed rule changes will not be significant. The most significant 
effect of the proposed rule change is to allow the affected entities, 
including small entities, greater flexibility in choosing their 
regulatory status as common carrier/CMRS or non-common carrier/private/
PMRS and to reduce regulatory delays in the processing of applications 
that would implement such choices. We expect the impact of the proposed 
amendments to be a reduction in processing time regarding applications 
related to the entity's preferred regulatory status. We believe that 
this reduction in processing time and also perhaps in paperwork will be 
minimal but beneficial to all affected entities, including small 
businesses.
    23. The Commission therefore certifies, pursuant to the RFA, that 
the proposals in this NPRM, if adopted, will not have a significant 
economic impact on a substantial number of small entities. If 
commenters believe that the proposals discussed in the NPRM require 
additional RFA analysis, they should include a discussion of these 
issues in their comments and additionally label them as RFA comments. 
The Commission will send a copy of the NPRM, including a copy of this 
initial certification, to the Chief Counsel for Advocacy of the SBA. In 
addition, a copy of the NPRM and this initial certification will be 
published in the Federal Register.

II. Procedural Matters

A. Ex Parte Presentations

    24. Permit-But-Disclose. The proceeding this NPRM initiates shall 
be treated as a ``permit-but-disclose'' proceeding in accordance with 
the Commission's ex parte rules. Persons making presentations must file 
a copy of any written presentation or a memorandum summarizing any oral 
presentation within two business days after the presentation (unless a 
different deadline applicable to the Sunshine period applies). Persons 
making oral ex parte presentations are reminded that memoranda 
summarizing the presentation must (1) list all persons attending or 
otherwise participating in the meeting at which the ex parte 
presentation was made, and (2) summarize all data presented and 
arguments made during the presentation. If the presentation consisted 
in whole or in part of the presentation of data or arguments already 
reflected in the presenter's written comments, memoranda, or other 
filings in the proceeding, the presenter may provide citations to such 
data or arguments in his or her prior comments, memoranda, or other 
filings (specifying the relevant page and/or paragraph numbers where 
such data or arguments can be found) in lieu of summarizing them in the 
memorandum. Documents shown or given to Commission staff during ex 
parte meetings are deemed to be written ex parte presentations and must 
be filed consistent with rule 1.1206(b). In proceedings governed by 
rule 1.49(f) or for which the Commission has made available a method of 
electronic filing, written ex parte presentations and memoranda 
summarizing oral ex parte presentations, and all attachments thereto, 
must be filed through the electronic comment filing system (``ECFS'') 
available for that proceeding, and must be filed in their native format 
(e.g., .doc, .xml, .ppt, searchable .pdf). Participants in this 
proceeding should familiarize themselves with the Commission's ex parte 
rules.

B. Filing Requirements

    25. Pursuant to sections 1.415 and 1.419 of the Commission's rules, 
47 CFR 1.415, 1.419, interested parties may file comments and reply 
comments on or before the dates indicated on the first page of this 
document. Comments may be filed using the Commission's Electronic 
Comment Filing System (ECFS). See Electronic Filing of Documents in 
Rulemaking Proceedings, 63 FR 24121 (1998).

[[Page 55165]]

     Electronic Filers: Comments may be filed electronically 
using the Internet by accessing the ECFS: http://fjallfoss.fcc.gov/ecfs2/.
     Paper Filers: Parties who choose to file by paper must 
file an original and one copy of each filing.
    Filings can be sent by hand or messenger delivery, by commercial 
overnight courier, or by first-class or overnight U.S. Postal Service 
mail. All filings must be addressed to the Commission's Secretary, 
Office of the Secretary, Federal Communications Commission.
     All hand-delivered or messenger-delivered paper filings 
for the Commission's Secretary must be delivered to FCC Headquarters at 
445 12th St. SW., Room TW-A325, Washington, DC 20554. The filing hours 
are 8:00 a.m. to 7:00 p.m. All hand deliveries must be held together 
with rubber bands or fasteners. Any envelopes and boxes must be 
disposed of before entering the building.
     Commercial overnight mail (other than U.S. Postal Service 
Express Mail and Priority Mail) must be sent to 9300 East Hampton 
Drive, Capitol Heights, MD 20743.
     U.S. Postal Service first-class, Express, and Priority 
mail must be addressed to 445 12th Street SW., Washington DC 20554.
    People with Disabilities: To request materials in accessible 
formats for people with disabilities (braille, large print, electronic 
files, audio format), send an email to [email protected] or call the 
Consumer & Governmental Affairs Bureau at 202-418-0530 (voice), 202-
418-0432 (tty).

III. Initial Regulatory Flexibility Certification

    26. The Regulatory Flexibility Act of 1980 (RFA) requires that an 
agency prepare a regulatory flexibility analysis for notice and comment 
rulemakings, unless the agency certifies that ``the rule will not, if 
promulgated, have a significant economic impact on a substantial number 
of small entities.'' Accordingly, we have prepared an Initial 
Regulatory Flexibility Certification (``IRFC'') of the possible 
significant economic impact on small entities of the policies and rules 
proposed in this NPRM. The certification is found in the Appendix. We 
request written public comment on the certification. Comments must be 
filed in accordance with the same deadlines as comments filed in 
response to the NPRM, and must have a separate and distinct heading 
designating them as responses to the IRFC. The Commission's Consumer 
and Governmental Affairs Bureau, Reference Information Center, will 
send a copy of this NPRM, including the IRFC, to the Chief Counsel for 
Advocacy of the Small Business Administration.

IV. Paperwork Reduction Analysis

    27. This document contains proposed new and modified information 
collection requirements. The Commission, as part of its continuing 
effort to reduce paperwork burdens, invites the general public and the 
Office of Management and Budget (OMB) to comment on the information 
collection requirements contained in this document, as required by the 
Paperwork Reduction Act of 1995, Public Law 104-13. In addition, 
pursuant to the Small Business Paperwork Relief Act of 2002, Public Law 
107-198, see 44 U.S.C. 3506(c)(4), we seek specific comment on how we 
might further reduce the information collection burden for small 
business concerns with fewer than 25 employees.
    28. Availability of Documents. Comments, reply comments, and ex 
parte submissions will be publically available online via ECFS. These 
documents will also be available for public inspection during regular 
business hours in the FCC Reference Information Center, which is 
located in Room CY-A257 at FCC Headquarters, 445 12th Street SW., 
Washington, DC 20554. The Reference Information Center is open to the 
public Monday through Thursday from 8:00 a.m. to 4:30 p.m. and Friday 
from 8:00 a.m. to 11:30 a.m.

List of Subjects

47 CFR Part 4

    Disruptions to communications, Reporting requirements.

47 CFR Part 9

    Interconnected voice over internet protocol services, Definitions.

47 CFR Part 20

    Commercial mobile services, Mobile services and Commercial mobile 
radio services.

Federal Communications Commission.
Marlene H. Dortch,
Secretary.

Proposed Rules

    For the reasons discussed in the preamble, the Federal 
Communications Commission propose to amend 47 CFR parts 4, 9, and 20 as 
follows:

PART 4--DISRUPTIONS TO COMMUNICATIONS

0
1. The authority citation of part 4 continues to read as follows:

    Authority:  Sec. 5, 48 Stat. 1068, as amended; 47 U.S.C. 154, 
155, 201, 251, 307, 316, 615a-1, 1302(a), and 1302(b) unless 
otherwise noted.

0
2. Section 4.3 is amended by revising paragraph (f) to read as follows:
* * * * *
    (f) Wireless service providers include Commercial Mobile Radio 
Service communications providers that use cellular architecture and 
CMRS paging providers. See Sec.  20.3 of this chapter for the 
definition of Commercial Mobile Radio Service. Also included are 
affiliated and non-affiliated entities that maintain or provide 
communications networks or services used by the provider in offering 
such communications.
* * * * *

PART 9--INTERCONNECTED VOICE OVER INTERNET PROTOCOL SERVICES

0
3. The authority citation of part 9 continues to read as follows:

    Authority:  47 U.S.C. 151, 154(i)-(j), 251(e), 303(r), and 615a-
1 unless otherwise noted.

0
4. Section 9.3 is amended by revising the definition of ``CMRS'' to 
read as follows:
* * * * *
    CMRS. Commercial Mobile Radio Services, as defined in Sec.  20.3 of 
this chapter.
* * * * *

PART 20--COMMERCIAL MOBILE SERVICES

0
5. The authority citation of part 20 continues to read as follows:

    Authority:  47 U.S.C. 151, 152(a), 154(i), 157, 160, 201, 214, 
222, 251(e), 301, 302, 303, 303(b), 303(r), 307, 307(a), 309, 
309(j)(3), 316, 316(a), 332, 615, 615a, 615b, and 615c unless 
otherwise noted.


Sec. Sec.  20.7 and 20.9  [Removed].

0
6. Remove Sec. Sec.  20.7 and 20.9.

[FR Doc. 2016-19564 Filed 8-17-16; 8:45 am]
 BILLING CODE 6712-01-P



                                                                        Federal Register / Vol. 81, No. 160 / Thursday, August 18, 2016 / Proposed Rules                                          55161

                                                  FEDERAL COMMUNICATIONS                                  see the SUPPLEMENTARY INFORMATION                     deliveries must be held together with
                                                  COMMISSION                                              section of this document.                             rubber bands or fasteners. Any
                                                                                                          FOR FURTHER INFORMATION CONTACT:                      envelopes and boxes must be disposed
                                                  47 CFR Parts 4, 9, and 20                               Wilbert E. Nixon Jr., Wilbert.nixon@                  of before entering the building.
                                                                                                          fcc.gov, Mobility Division, Wireless                    • Commercial overnight mail (other
                                                  [WT Docket No. 16–240; FCC 16–95]
                                                                                                          Telecommunications Bureau, (202) 418–                 than U.S. Postal Service Express Mail
                                                  Harmonizing and Streamlining Rules                      0985, or TTY (202) 418–7233.                          and Priority Mail) must be sent to 9300
                                                  Concerning Requirements for                                                                                   East Hampton Drive, Capitol Heights,
                                                                                                          SUPPLEMENTARY INFORMATION: This is a
                                                  Licensees to Overcome a CMRS                                                                                  MD 20743.
                                                                                                          summary of the Commission’s Notice of                   • U.S. Postal Service first-class,
                                                  Presumption                                             Proposed Rulemaking (NPRM) in WT                      Express, and Priority mail must be
                                                                                                          Docket No. 16–240, FCC 16–95, adopted                 addressed to 445 12th Street SW.,
                                                  AGENCY:  Federal Communications
                                                                                                          July 27, 2016, and released July 28,                  Washington DC 20554.
                                                  Commission.
                                                                                                          2016. The full text of this document is                 People with Disabilities: To request
                                                  ACTION: Proposed rule.                                  available for inspection and copying                  materials in accessible formats for
                                                  SUMMARY:    In this document, the Federal               during normal business hours in the                   people with disabilities (braille, large
                                                  Communications Commission                               FCC Reference Center, 445 12th Street                 print, electronic files, audio format),
                                                  (Commission or FCC) proposes and                        SW., Washington, DC 20554. The                        send an email to fcc504@fcc.gov or call
                                                  seeks comment on revising the                           complete text may be purchased from                   the Consumer & Governmental Affairs
                                                  Commission’s rules governing                            the Commission’s copy contractor, Best                Bureau at 202–418–0530 (voice), 202–
                                                  commercial mobile radio services. We                    Copy and Printing, Inc., 445 12th Street              418–0432 (tty).
                                                  propose to end the presumption                          SW., Room CY–B402, Washington, DC
                                                                                                          20554, (202) 488–5300, facsimile (202)                Synopsis
                                                  contained in the Commission’s rules
                                                  that all applicants and licensees in the                488–5563, or via email at fcc@                        I. Introduction
                                                  services identified in that section intend              bcpiweb.com. The full text may also be
                                                                                                          downloaded at: http://transition.fcc.gov/             A. Proposal To Revise Part 20 and Make
                                                  to license their facilities as commercial                                                                     Related Changes
                                                  mobile radio service (‘‘CMRS’’)                         Daily_Releases/Daily_Business/2016/
                                                                                                          db0728/FCC-16-95A1.pdf. Alternative                      1. In this document, the Commission
                                                  operations by eliminating that section
                                                                                                          formats are available to persons with                 proposes amendments to the Part 20
                                                  and making related rule changes.
                                                                                                          disabilities by sending an email to                   rules to update, streamline, and
                                                  DATES: Submit comments on or before                     fcc504@fcc.gov or by calling the                      modernize them, including harmonizing
                                                  October 17, 2016 and reply comments                     Consumer & Governmental Affairs                       the regulatory treatment of the various
                                                  on or before November 16, 2016.                         Bureau at 202–418–0530 (voice), 202–                  mobile radio services with regard to
                                                  ADDRESSES: You may submit comments,                     418–0432 (TTY).                                       how applicants must report the
                                                  identified by WT Docket No. 16–240, by                                                                        regulatory classification of their
                                                  any of the following methods:                           Comment Filing Instructions                           facilities and easing spectrum
                                                     • Federal Communications                                Pursuant to sections 1.415 and 1.419               acquisition in the secondary market
                                                  Commission’s Web site: http://                          of the Commission’s rules, 47 CFR 1.415               consistent with suggestions received as
                                                  fjallfoss.fcc.gov/ecfs2/. Follow the                    and 1.419, interested parties may file                part of the Commission’s process reform
                                                  instructions for submitting comments.                   comments and reply comments on or                     efforts. Specifically, we tentatively
                                                     • Mail: All hand-delivered or                        before the dates indicated on the first               conclude that eliminating the CMRS
                                                  messenger-delivered paper filings for                   page of this document. Comments may                   presumption for those operators of
                                                  the Commission’s Secretary must be                      be filed using the Commission’s                       services currently identified in section
                                                  delivered to FCC Headquarters at 445                    Electronic Comment Filing System                      20.9 would streamline application
                                                  12th Street SW., Room TW–A325,                          (‘‘ECFS’’). See Electronic Filing of                  preparation and processing, and
                                                  Washington, DC 20554. The filing hours                  Documents in Rulemaking Proceedings,                  promote comparable treatment of
                                                  are 8:00 a.m. to 7:00 p.m. All hand                     63 FR 24121, May 1, 1998.                             wireless applicants and licensees.
                                                  deliveries must be held together with                      • Electronic Filers: Comments may be               Under the proposed elimination of
                                                  rubber bands or fasteners. Any                          filed electronically using the Internet by            section 20.9 contained in this NPRM,
                                                  envelopes and boxes must be disposed                    accessing the ECFS: http://                           applicants and licensees could simply
                                                  of before entering the building.                        fjallfoss.fcc.gov/ecfs2/.                             inform the Commission in initial,
                                                  Commercial overnight mail (other than                      • Paper Filers: Parties who choose to              modification, or assignment
                                                  U.S. Postal Service Express Mail and                    file by paper must file an original and               applications of their regulatory status.
                                                  Priority Mail) must be sent to 9300 East                one copy of each filing.                              We seek comment on our tentative
                                                  Hampton Drive, Capitol Heights, MD                         Filings can be sent by hand or                     conclusions, as well as the costs and
                                                  20743. U.S. Postal Service first-class,                 messenger delivery, by commercial                     benefits of our proposed approach.
                                                  Express, and Priority mail must be                      overnight courier, or by first-class or                  2. This proposed approach would
                                                  addressed to 445 12th Street SW.,                       overnight U.S. Postal Service mail. All               shorten the period for processing of a
                                                  Washington, DC 20554.                                   filings must be addressed to the                      number of applications, as well as
                                                     • People with Disabilities: Contact the              Commission’s Secretary, Office of the                 eliminate the obligation of certain
                                                  FCC to request reasonable                               Secretary, Federal Communications                     licensees and applicants in the services
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                                                  accommodations (accessible format                       Commission.                                           specified in section 20.9 to make a
                                                  documents, sign language interpreters,                     • All hand-delivered or messenger-                 showing, even if brief, regarding their
                                                  CART, etc.) by email: FCC504@fcc.gov                    delivered paper filings for the                       intent to operate on a non-common
                                                  or phone: 202–418–0530 or TTY: 202–                     Commission’s Secretary must be                        carrier or private basis. We tentatively
                                                  418–0432.                                               delivered to FCC Headquarters at 445                  conclude that shortening the period for
                                                     For detailed instructions for                        12th Street SW., Room TW–A325,                        application processing as well as
                                                  submitting comments and additional                      Washington, DC 20554. The filing hours                lightening the regulatory burden
                                                  information on the rulemaking process,                  are 8:00 a.m. to 7:00 p.m. All hand                   currently imposed on licensees and


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                                                  55162                 Federal Register / Vol. 81, No. 160 / Thursday, August 18, 2016 / Proposed Rules

                                                  applicants that apply to operate as non-                regulations was reflected in the                      circumstances since the Commission
                                                  CMRS providers in the services listed in                statutory requirement that any service                adopted section 20.9, we tentatively
                                                  section 20.9 will lead to more efficient                that amounted to a ‘‘functional                       conclude that eliminating the rule
                                                  and timely use of the licensed spectrum,                equivalent’’ of CMRS be treated as                    would help to further Congressional
                                                  without imposing any more regulatory                    CMRS even if the service did not fit the              intent that the Commission avoid
                                                  burdens than those necessary for the                    strict definition of that service. At the             ‘‘disparate regulatory treatment’’ across
                                                  Commission to oversee spectrum usage.                   same time, the Commission                             mobile radio services.
                                                  We seek comment on this tentative                       ‘‘anticipat[ed] that very few mobile                     7. We also observe that section 20.3 of
                                                  conclusion.                                             services that do not meet the definition              the rules defines ‘‘commercial mobile
                                                     3. In addition, we believe that the                  of CMRS will be a close substitute for                radio service’’ to include a mobile
                                                  proposed elimination of section 20.9                    a [CMRS].’’ The Commission therefore                  service that is ‘‘[t]he functional
                                                  would help to eliminate uneven and                      decided to ‘‘presume that a mobile                    equivalent of a mobile service described
                                                  disparate regulation of wireless                        service that does not meet the definition             in paragraph (a) of this section,
                                                  applicants and licensees. As we                         of CMRS is a [PMRS].’’ To rebut the                   including a mobile broadband Internet
                                                  discussed above, the regulatory filing                  presumption, a challenger to a PMRS                   access service as defined in section 8.2
                                                  requirements and potential lengthening                  claim was required to follow the method               of this chapter.’’ We therefore believe
                                                  of the application processing period                    and meet the criteria that the                        that section 20.3 of the rules, either in
                                                  imposed by section 20.9 on licensees                    Commission prescribed for                             its current form or as we propose below
                                                  and applicants desiring to use spectrum                 demonstrating that the carrier claiming               to modify it, and in combination with
                                                  identified in this rule section on a non-               PMRS status was actually providing the                other Commission rules and processes,
                                                  CMRS basis are not imposed uniformly                    functional equivalent of CMRS. Section                helps ensure that the Commission will
                                                  on all spectrum and services,                           20.9(a)(14) memorializes this                         continue to treat as CMRS any service
                                                  particularly when compared with those                   presumption and the criteria for the                  that amounts to a ‘‘functional
                                                  services for which service rules have                   showing that someone challenging the                  equivalent’’ of CMRS. We anticipate that
                                                  been adopted in recent years by the                     presumption would need to make to                     the combined effect of our proposals to
                                                  Commission. We tentatively conclude                     overcome it (i.e., to demonstrate that an             eliminate section 20.9 of the rules and
                                                  that the public interest would be served                applicant purporting to offer PMRS is                 rely on the CMRS definition in section
                                                  by treating similarly situated entities on              actually offering services that are the               20.3 will continue to treat services
                                                  a more equitable, comparable basis.                     functional equivalent of CMRS and thus                operating as functionally equivalent to
                                                     4. The Commission, in adopting                       warrants the corresponding level of                   CMRS in the same way as we treat
                                                  section 20.9, conducted an extensive                    regulation). This rebuttable presumption              CMRS, while eliminating minor
                                                  review of the Omnibus Budget                            has served as a reasonable mechanism                  processing differences across types of
                                                  Reconciliation Act of 1993, Public Law                                                                        wireless applications.
                                                                                                          for classifying a service as PMRS or
                                                  103–66, Title VI, section 6002(b) (‘‘1993                                                                        8. We seek comment on these
                                                                                                          CMRS for filing purposes, consistent
                                                  OBRA’’), amending the                                                                                         proposals, including other ways to
                                                                                                          with the statutory definitions. It does
                                                  Communications Act of 1934 and                                                                                overcome the processing inefficiencies
                                                                                                          not, however, constitute the only
                                                  codified at 47 U.S.C. 332(c), its                                                                             discussed above. For example, would
                                                                                                          approach for identifying whether a
                                                  legislative history, and developments in                                                                      amending section 20.9 help to address
                                                                                                          provider’s proposed or existing service
                                                  regulation of wireless services. The                                                                          these concerns more effectively than
                                                                                                          should be classified one way or another,
                                                  Commission noted that Congress                                                                                eliminating the rule in its entirety? We
                                                                                                          and changes may now be warranted
                                                  ‘‘replaced the common carrier and                                                                             seek comments on such alternatives, if
                                                                                                          based on the development of CMRS and                  any, as well as their costs and benefits.
                                                  private radio definitions that evolved
                                                  under the prior version of Section 332                  PMRS services and our experience with                    9. We note that the elimination of one
                                                  of the Act with two newly defined                       the application of the presumption,                   subsection of section 20.9 was recently
                                                  categories of mobile services:                          such as how parties have used it, how                 endorsed by commenters responding to
                                                  Commercial mobile radio service                         often and how successfully it has been                the Wireless Telecommunications
                                                  (CMRS) and private mobile radio service                 challenged, and whether it tends to                   Bureau’s Public Notice regarding the
                                                  (PMRS),’’ and ‘‘replaced traditional                    streamline the licensing processes or                 applicability of paging and
                                                  regulation of mobile services with an                   encumber them.                                        radiotelephone rules and soliciting
                                                  approach that brings all mobile service                    6. As discussed above, the substantial             comment on the need for technical
                                                  providers under a comprehensive,                        changes that have occurred in the                     flexibility. For example, the Land
                                                  consistent regulatory framework and                     wireless industry since the rule’s                    Mobile Communications Council
                                                  gives the Commission flexibility to                     adoption suggest that it is now an                    stressed that eliminating section
                                                  establish appropriate levels of                         appropriate time to reexamine the need                20.9(a)(6) would be consistent with the
                                                  regulation for mobile radio services                    for the presumption, and this NPRM                    eligibility standard now reflected in
                                                  providers.’’ Two Congressional                          seeks comment on its continued use and                section 22.7 and ‘‘would eliminate an
                                                  objectives appeared to drive these                      on other possible approaches. There has               unnecessary burden on applicants and
                                                  statutory changes: (1) ‘‘To ensure that                 been increasing demand for PMRS use                   the FCC staff.’’ Both the BloostonLaw
                                                  similar [mobile] services would be                      of spectrum and other rule changes                    Licensees and Nebraska Public Power
                                                  subject to consistent regulatory                        permitting more flexible uses of                      District agreed that section 20.9(a)(6)
                                                  classification[;]’’ and (2) to ‘‘establish[ ]           spectrum in ways that section 20.9 does               should be eliminated. We believe that
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                                                  and administer[ ] for CMRS providers’’                  not encourage (i.e., by requiring the                 the reasons used to support arguments
                                                  ‘‘an appropriate level of regulation.’’                 filing of a waiver). We observe that the              in favor of the elimination of section
                                                     5. The Commission also noted that                    section 20.9 construct, which treats                  20.9(a)(6) apply to removal of section
                                                  Congress was concerned with the                         certain mobile services differently                   20.9 in its entirety and seek comment on
                                                  ‘‘disparate regulatory treatment’’ that                 depending upon where they fall in our                 this view.
                                                  had evolved across services, observing                  rules, can result in application                         10. Regardless of what action we take
                                                  that Congress’s intent that the                         processing inefficiencies and delays for              regarding our proposal to eliminate
                                                  Commission establish consistent                         the affected services. Given changed                  section 20.9, we tentatively conclude


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                                                                        Federal Register / Vol. 81, No. 160 / Thursday, August 18, 2016 / Proposed Rules                                           55163

                                                  that we should make a technical                         20.9(a)(14) lays out the process for                  based on the charge that the applicant’s
                                                  corrective edit to section 9.3 of the                   making such a challenge—i.e., a                       claimed regulatory status was incorrect).
                                                  Commission’s rules which includes                       challenger may attempt to defeat this                 Similarly, although those that might
                                                  definitions to be used in connection                    presumptive classification by filing a                seek to challenge an application filed
                                                  with the provision of interconnected                    petition for declaratory ruling                       under section 20.9(b) of the rules might
                                                  Voice over Internet Protocol services.                  challenging a mobile service provider’s               lose the 30-day notice period currently
                                                  Specifically, section 9.3 defines                       regulatory treatment as a private mobile              afforded by public notice, other avenues
                                                  ‘‘CMRS’’ as ‘‘Commercial Mobile Radio                   radio service. We ask interested parties              to challenge such applications would
                                                  Service, as defined in section 20.9 of                  to comment on whether retaining                       remain available. We request comment
                                                  this chapter.’’ We propose that this                    section 20.9(a)(14), or any of its                    on our tentative conclusions.
                                                  definition refer instead to section 20.3,               subsections, would be useful to                          15. Section 20.9(a)(10) includes
                                                  which is the definition section for Part                maintain as a practical and procedural                certain mobile satellite services and
                                                  20 and includes a definition of                         set of guidelines for both the providers              section 20.9(a)(13) includes certain FM
                                                  ‘‘commercial mobile radio service.’’                    of mobile services and the Commission                 subcarrier communications within the
                                                     11. We also find that a corrective edit              when applying the definitions of CMRS                 definition of ‘‘commercial mobile radio
                                                  to section 4.3(f) of our rules is                       and PMRS, and whether we should                       service.’’ At this time, we see no reason
                                                  appropriate, whether or not we adopt                    move this language to section 20.3, as a              not to treat these services the same as
                                                  the proposal to eliminate section 20.9.                 subsection under the definition of                    the other services identified in section
                                                  Section 4.3(f), which defines ‘‘wireless                commercial mobile radio service, or to                20.9, but we seek comment on any
                                                  service providers’’ subject to outage                   another section in part 20.                           potential impact.
                                                  reporting requirements, includes a                                                                               16. We request comment on the
                                                                                                             14. We tentatively conclude that                   necessary changes we need to make to
                                                  cross-reference to section 20.9 for a
                                                                                                          nothing in the proposed elimination of                our forms. For example, at present,
                                                  definition of ‘‘commercial mobile radio
                                                                                                          sections 20.7 or 20.9 would affect the                Form 603 does not include the option
                                                  service.’’ As discussed above with
                                                                                                          definition of ‘‘commercial mobile radio               for a proposed assignee/transferee to
                                                  respect to section 9.3, we propose
                                                                                                          service’’ contained in section 20.3 of our            indicate a different regulatory status for
                                                  instead that the definition in this
                                                                                                          rules or the obligations imposed on                   a license that is the subject of a
                                                  section refer to the definition of
                                                                                                          providers of commercial mobile radio                  proposed transaction. We believe that, if
                                                  ‘‘commercial mobile radio service’’ in
                                                                                                          services. Indeed, we wish to reiterate                we adopt revised rules as proposed
                                                  section 20.3.
                                                     12. We also propose to eliminate                     that we do not intend to change either                above, we also will need to revise Form
                                                  section 20.7, which includes a list of                  any substantive CMRS regulatory                       603 to permit a proposed assignee or
                                                  services defined as falling within the                  policies with our proposal or other                   transferee to indicate a change in
                                                  definition of ‘‘mobile services’’ as used               substantive policies pursuant to existing             regulatory status.
                                                  in sections 3(n) and 332 of the                         Commission rules affecting the licensees                 17. In connection with revising our
                                                  Communications Act. As with section                     in the services that an amended section               forms consistent with whatever action
                                                  20.9, in light of the mobile services                   20.3 would address. Rather, our                       we take in this proceeding, at present,
                                                  created since the Commission adopted                    proposal in this rulemaking regarding                 many of our forms provide the option of
                                                  this rule, section 20.7 is under-inclusive              section 20.9 is narrow and we intend for              selecting one of the following statuses:
                                                  insofar as it does not include all the                  it to eliminate an unnecessary burden                 ‘‘common carrier;’’ ‘‘non-common
                                                  services that in fact are ‘‘mobile                      upon certain licensees and applicants in              carrier;’’ or ‘‘private, internal
                                                  services’’ under the statutory language.                services named in that section. There                 communications.’’ The existing terms
                                                  Eliminating section 20.7 would not                      would be no change in the obligations                 derive from past usage about categories
                                                  change the definition of ‘‘mobile                       imposed upon entities providing                       of mobile wireless operations. We seek
                                                  service’’ contained in section 20.3, the                commercial or private mobile radio                    comment on whether we should replace
                                                  Definitions section of Part 20. We                      service. In this regard, we observe that              these existing regulatory status terms in
                                                  tentatively conclude that section 20.7 no               we have the necessary authority,                      the forms to reflect the CMRS/PMRS
                                                  longer appears to serve a useful                        independent of the requirements of                    terminology. We note that both CMRS
                                                  purpose, and we seek comment on that                    section 20.9, to take enforcement action              and PMRS are defined terms in section
                                                  tentative conclusion and our proposal to                against a licensee that intentionally tries           20.3, and are terms consistent with
                                                  eliminate this section.                                 to avoid CMRS regulation by                           section 332 of the Communications Act.
                                                     13. As we noted above, section 20.3                  misrepresenting that its service is or                We tentatively conclude that using the
                                                  defines the term ‘‘commercial mobile                    will be operated on a ‘‘non-common                    existing terms of ‘‘common carrier,’’
                                                  radio service,’’ and includes as part of                carrier’’ or ‘‘private’’ basis (e.g., by              ‘‘non-common carrier,’’ and ‘‘private,
                                                  that definition a mobile service that is                selecting such status in an application               internal communications’’ tend to be
                                                  ‘‘[t]he functional equivalent of a mobile               filed with the Commission), when its                  confusing and that usage of the terms
                                                  service described in paragraph (a) of this              service offering in fact falls within the             ‘‘CMRS’’ and ‘‘PMRS’’ with
                                                  section.’’ Section 20.9(a)(14), which                   CMRS definition and warrants being                    accompanying definitions in the form
                                                  would be deleted if we were to                          subject to the appropriate regulations as             instructions would reflect more
                                                  eliminate section 20.9 in its entirety,                 a result of that status. We also observe              accurately the rules and statutory
                                                  enumerates some of the factors that the                 that even if we eliminate the section                 provisions on which the forms are based
                                                  Commission may consider in                              20.9(a)(14) PMRS presumption for
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                                                                                                                                                                and thus be easier to understand. We
                                                  determining whether a mobile service is                 providers whose service does not meet                 seek comment on this tentative
                                                  the functional equivalent of a                          the strict CMRS definition, potential                 conclusion.
                                                  commercial mobile radio service in                      challengers would continue to have
                                                  cases where the service otherwise does                  avenues available to challenge an                     B. Initial Regulatory Flexibility
                                                  not meet the definition of CMRS and the                 applicant’s or licensee’s designation of              Certification
                                                  resulting presumptive classification of                 its service as ‘‘non-common carrier’’ or                18. The Regulatory Flexibility Act
                                                  the service as PMRS has been                            ‘‘private,’’ (e.g., by filing a pleading              (RFA) requires that an agency prepare a
                                                  challenged. In this regard, section                     challenging an application or its grant,              regulatory flexibility analysis for notice-


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                                                  55164                 Federal Register / Vol. 81, No. 160 / Thursday, August 18, 2016 / Proposed Rules

                                                  and-comment rulemaking proceedings,                     business is considered small if it has                II. Procedural Matters
                                                  unless the agency certifies that ‘‘the rule             1,500 or fewer employees. For this
                                                                                                                                                                A. Ex Parte Presentations
                                                  will not, if promulgated, have a                        category, census data for 2007 show that
                                                  significant economic impact on a                        were 1,383 firms that operated for the                   24. Permit-But-Disclose. The
                                                  substantial number of small entities.’’                 entire year. Of this total, 1,368 firms had           proceeding this NPRM initiates shall be
                                                  The RFA generally defines ‘‘small                       999 or fewer employees and 15 had                     treated as a ‘‘permit-but-disclose’’
                                                  entity’’ as having the same meaning as                  1,000 or more. Thus, under this category              proceeding in accordance with the
                                                  the terms ‘‘small business,’’ ‘‘small                   and the associated small business size                Commission’s ex parte rules. Persons
                                                  organization,’’ and ‘‘small governmental                standard, the Commission estimates that               making presentations must file a copy of
                                                  jurisdiction.’’ In addition, the term                                                                         any written presentation or a
                                                                                                          the majority of wireless
                                                  ‘‘small business’’ has the same meaning                                                                       memorandum summarizing any oral
                                                                                                          telecommunications carriers (except
                                                  as the term ‘‘small business concern’’                                                                        presentation within two business days
                                                  under the Small Business Act. A ‘‘small                 satellite) are small entities that may be
                                                                                                          affected by our proposed action. We                   after the presentation (unless a different
                                                  business concern’’ is one that: (1) Is                                                                        deadline applicable to the Sunshine
                                                  independently owned and operated; (2)                   note that using this category to estimate
                                                                                                          the number of small entities potentially              period applies). Persons making oral ex
                                                  is not dominant in its field of operation;                                                                    parte presentations are reminded that
                                                  and (3) satisfies any additional criteria               affected by our proposed action likely
                                                                                                                                                                memoranda summarizing the
                                                  established by the Small Business                       overstates the number of entities (small
                                                                                                                                                                presentation must (1) list all persons
                                                  Administration (SBA).                                   or otherwise) that in fact might be                   attending or otherwise participating in
                                                     19. In this NPRM, we seek comment                    affected by our proposed rule changes                 the meeting at which the ex parte
                                                  on proposals to streamline and                          since there are some entities falling in              presentation was made, and (2)
                                                  harmonize our requirements for wireless                 the wireless telecommunications                       summarize all data presented and
                                                  licensees and applicants. We address a                  carriers (except satellite) carrier that              arguments made during the
                                                  proposal to revise the Commission’s                     have no operations potentially affected               presentation. If the presentation
                                                  Part 20 rules governing commercial                      by any of the changes we propose to                   consisted in whole or in part of the
                                                  mobile radio services. We propose to                    make to part 20.                                      presentation of data or arguments
                                                  end the presumption contained in
                                                                                                             22. We have determined that the                    already reflected in the presenter’s
                                                  section 20.9 of the Commission’s rules
                                                                                                          impact on the entities affect by the                  written comments, memoranda, or other
                                                  that all applicants and licensees in the
                                                                                                          proposed rule changes will not be                     filings in the proceeding, the presenter
                                                  services identified in that section intend
                                                                                                          significant. The most significant effect              may provide citations to such data or
                                                  to license their facilities as commercial
                                                                                                          of the proposed rule change is to allow               arguments in his or her prior comments,
                                                  mobile radio service (‘‘CMRS’’)
                                                                                                          the affected entities, including small                memoranda, or other filings (specifying
                                                  operations by eliminating that section
                                                                                                          entities, greater flexibility in choosing             the relevant page and/or paragraph
                                                  and making related rule changes. In
                                                                                                          their regulatory status as common                     numbers where such data or arguments
                                                  addition, we propose to simplify the
                                                                                                                                                                can be found) in lieu of summarizing
                                                  process by which an applicant or                        carrier/CMRS or non-common carrier/
                                                  license in the affected services indicates                                                                    them in the memorandum. Documents
                                                                                                          private/PMRS and to reduce regulatory
                                                  its regulatory status in the relevant                                                                         shown or given to Commission staff
                                                                                                          delays in the processing of applications              during ex parte meetings are deemed to
                                                  application forms.                                      that would implement such choices. We
                                                     20. We initiate this proceeding as a                                                                       be written ex parte presentations and
                                                                                                          expect the impact of the proposed                     must be filed consistent with rule
                                                  part of the Commission’s process reform                 amendments to be a reduction in
                                                  initiative and to update and modernize                                                                        1.1206(b). In proceedings governed by
                                                                                                          processing time regarding applications                rule 1.49(f) or for which the
                                                  our Part 20 and related wireless service
                                                                                                          related to the entity’s preferred                     Commission has made available a
                                                  rules. These proposed revisions to part
                                                                                                          regulatory status. We believe that this               method of electronic filing, written ex
                                                  20 are intended to eliminate the burden
                                                  on applicants and licensees—including                   reduction in processing time and also                 parte presentations and memoranda
                                                  small entities—that desire to operate on                perhaps in paperwork will be minimal                  summarizing oral ex parte
                                                  a non-CMRS basis of having to                           but beneficial to all affected entities,              presentations, and all attachments
                                                  overcome the presumption that their                     including small businesses.                           thereto, must be filed through the
                                                  service offerings are CMRS.                                23. The Commission therefore                       electronic comment filing system
                                                     21. The closest estimate of the number               certifies, pursuant to the RFA, that the              (‘‘ECFS’’) available for that proceeding,
                                                  of small businesses that may potentially                proposals in this NPRM, if adopted, will              and must be filed in their native format
                                                  be affected by our proposed rule                        not have a significant economic impact                (e.g., .doc, .xml, .ppt, searchable .pdf).
                                                  changes is the SBA’s ‘‘Wireless                                                                               Participants in this proceeding should
                                                                                                          on a substantial number of small
                                                  Telecommunications Carriers (except                                                                           familiarize themselves with the
                                                                                                          entities. If commenters believe that the
                                                  Satellite)’’ category. This industry                                                                          Commission’s ex parte rules.
                                                                                                          proposals discussed in the NPRM
                                                  comprises establishments engaged in                                                                           B. Filing Requirements
                                                                                                          require additional RFA analysis, they
                                                  operating and maintaining switching
                                                                                                          should include a discussion of these
                                                  and transmission facilities to provide                                                                          25. Pursuant to sections 1.415 and
                                                  communications via airwaves.                            issues in their comments and                          1.419 of the Commission’s rules, 47 CFR
                                                  Establishments in this industry have                    additionally label them as RFA                        1.415, 1.419, interested parties may file
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                                                  spectrum licenses and provide services                  comments. The Commission will send a                  comments and reply comments on or
                                                  using spectrum, such as wireless phone                  copy of the NPRM, including a copy of                 before the dates indicated on the first
                                                  services, paging services, wireless                     this initial certification, to the Chief              page of this document. Comments may
                                                  Internet access, and wireless video                     Counsel for Advocacy of the SBA. In                   be filed using the Commission’s
                                                  services—which are the types of                         addition, a copy of the NPRM and this                 Electronic Comment Filing System
                                                  services provided by the different types                initial certification will be published in            (ECFS). See Electronic Filing of
                                                  of licensees listed in section 20.9 of the              the Federal Register.                                 Documents in Rulemaking Proceedings,
                                                  Commission’s rules. For this category, a                                                                      63 FR 24121 (1998).


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                                                                        Federal Register / Vol. 81, No. 160 / Thursday, August 18, 2016 / Proposed Rules                                                55165

                                                     • Electronic Filers: Comments may be                 Governmental Affairs Bureau, Reference                PART 4—DISRUPTIONS TO
                                                  filed electronically using the Internet by              Information Center, will send a copy of               COMMUNICATIONS
                                                  accessing the ECFS: http://                             this NPRM, including the IRFC, to the
                                                  fjallfoss.fcc.gov/ecfs2/.                               Chief Counsel for Advocacy of the Small               ■ 1. The authority citation of part 4
                                                     • Paper Filers: Parties who choose to                Business Administration.                              continues to read as follows:
                                                  file by paper must file an original and
                                                  one copy of each filing.                                IV. Paperwork Reduction Analysis                        Authority: Sec. 5, 48 Stat. 1068, as
                                                     Filings can be sent by hand or                                                                             amended; 47 U.S.C. 154, 155, 201, 251, 307,
                                                  messenger delivery, by commercial                          27. This document contains proposed                316, 615a–1, 1302(a), and 1302(b) unless
                                                  overnight courier, or by first-class or                 new and modified information                          otherwise noted.
                                                  overnight U.S. Postal Service mail. All                 collection requirements. The
                                                                                                          Commission, as part of its continuing                 ■ 2. Section 4.3 is amended by revising
                                                  filings must be addressed to the                                                                              paragraph (f) to read as follows:
                                                  Commission’s Secretary, Office of the                   effort to reduce paperwork burdens,
                                                  Secretary, Federal Communications                       invites the general public and the Office             *      *    *     *     *
                                                  Commission.                                             of Management and Budget (OMB) to                        (f) Wireless service providers include
                                                     • All hand-delivered or messenger-                   comment on the information collection                 Commercial Mobile Radio Service
                                                  delivered paper filings for the                         requirements contained in this                        communications providers that use
                                                  Commission’s Secretary must be                          document, as required by the Paperwork                cellular architecture and CMRS paging
                                                  delivered to FCC Headquarters at 445                    Reduction Act of 1995, Public Law 104–                providers. See § 20.3 of this chapter for
                                                  12th St. SW., Room TW–A325,                             13. In addition, pursuant to the Small                the definition of Commercial Mobile
                                                  Washington, DC 20554. The filing hours                  Business Paperwork Relief Act of 2002,                Radio Service. Also included are
                                                  are 8:00 a.m. to 7:00 p.m. All hand                     Public Law 107–198, see 44 U.S.C.                     affiliated and non-affiliated entities that
                                                  deliveries must be held together with                   3506(c)(4), we seek specific comment on               maintain or provide communications
                                                  rubber bands or fasteners. Any                          how we might further reduce the                       networks or services used by the
                                                  envelopes and boxes must be disposed                    information collection burden for small               provider in offering such
                                                  of before entering the building.                        business concerns with fewer than 25
                                                     • Commercial overnight mail (other                                                                         communications.
                                                                                                          employees.
                                                  than U.S. Postal Service Express Mail                                                                         *      *    *     *     *
                                                  and Priority Mail) must be sent to 9300                    28. Availability of Documents.
                                                  East Hampton Drive, Capitol Heights,                    Comments, reply comments, and ex                      PART 9—INTERCONNECTED VOICE
                                                  MD 20743.                                               parte submissions will be publically                  OVER INTERNET PROTOCOL
                                                     • U.S. Postal Service first-class,                   available online via ECFS. These                      SERVICES
                                                  Express, and Priority mail must be                      documents will also be available for
                                                  addressed to 445 12th Street SW.,                       public inspection during regular                      ■ 3. The authority citation of part 9
                                                  Washington DC 20554.                                    business hours in the FCC Reference                   continues to read as follows:
                                                     People with Disabilities: To request                 Information Center, which is located in                 Authority: 47 U.S.C. 151, 154(i)–(j), 251(e),
                                                  materials in accessible formats for                     Room CY–A257 at FCC Headquarters,                     303(r), and 615a–1 unless otherwise noted.
                                                  people with disabilities (braille, large                445 12th Street SW., Washington, DC
                                                  print, electronic files, audio format),                 20554. The Reference Information                      ■ 4. Section 9.3 is amended by revising
                                                  send an email to fcc504@fcc.gov or call                 Center is open to the public Monday                   the definition of ‘‘CMRS’’ to read as
                                                  the Consumer & Governmental Affairs                     through Thursday from 8:00 a.m. to 4:30               follows:
                                                  Bureau at 202–418–0530 (voice), 202–                    p.m. and Friday from 8:00 a.m. to 11:30               *     *     *     *    *
                                                  418–0432 (tty).                                         a.m.
                                                                                                                                                                  CMRS. Commercial Mobile Radio
                                                  III. Initial Regulatory Flexibility                     List of Subjects                                      Services, as defined in § 20.3 of this
                                                  Certification                                                                                                 chapter.
                                                                                                          47 CFR Part 4
                                                     26. The Regulatory Flexibility Act of                                                                      *     *     *     *    *
                                                  1980 (RFA) requires that an agency                        Disruptions to communications,
                                                  prepare a regulatory flexibility analysis               Reporting requirements.                               PART 20—COMMERCIAL MOBILE
                                                  for notice and comment rulemakings,                                                                           SERVICES
                                                  unless the agency certifies that ‘‘the rule             47 CFR Part 9
                                                  will not, if promulgated, have a                                                                              ■ 5. The authority citation of part 20
                                                                                                            Interconnected voice over internet
                                                  significant economic impact on a                                                                              continues to read as follows:
                                                                                                          protocol services, Definitions.
                                                  substantial number of small entities.’’                                                                         Authority: 47 U.S.C. 151, 152(a), 154(i),
                                                  Accordingly, we have prepared an                        47 CFR Part 20                                        157, 160, 201, 214, 222, 251(e), 301, 302, 303,
                                                  Initial Regulatory Flexibility                                                                                303(b), 303(r), 307, 307(a), 309, 309(j)(3), 316,
                                                  Certification (‘‘IRFC’’) of the possible                  Commercial mobile services, Mobile
                                                                                                                                                                316(a), 332, 615, 615a, 615b, and 615c unless
                                                  significant economic impact on small                    services and Commercial mobile radio
                                                                                                                                                                otherwise noted.
                                                  entities of the policies and rules                      services.
                                                  proposed in this NPRM. The                              Federal Communications Commission.                    §§ 20.7 and 20.9   [Removed].
                                                  certification is found in the Appendix.
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                                                                                                          Marlene H. Dortch,                                    ■   6. Remove §§ 20.7 and 20.9.
                                                  We request written public comment on
                                                  the certification. Comments must be                     Secretary.                                            [FR Doc. 2016–19564 Filed 8–17–16; 8:45 am]
                                                  filed in accordance with the same                       Proposed Rules                                        BILLING CODE 6712–01–P
                                                  deadlines as comments filed in response
                                                  to the NPRM, and must have a separate                     For the reasons discussed in the
                                                  and distinct heading designating them                   preamble, the Federal Communications
                                                  as responses to the IRFC. The                           Commission propose to amend 47 CFR
                                                  Commission’s Consumer and                               parts 4, 9, and 20 as follows:


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Document Created: 2016-08-17 23:46:24
Document Modified: 2016-08-17 23:46:24
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionProposed rule.
DatesSubmit comments on or before October 17, 2016 and reply comments on or before November 16, 2016.
ContactWilbert E. Nixon Jr., [email protected], Mobility Division, Wireless Telecommunications Bureau, (202) 418-0985, or TTY (202) 418-7233.
FR Citation81 FR 55161 
CFR Citation47 CFR 20
47 CFR 4
47 CFR 9
CFR AssociatedCommercial Mobile Services; Mobile Services and Commercial Mobile Radio Services; Disruptions to Communications; Reporting Requirements; Interconnected Voice over Internet Protocol Services and Definitions

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