81_FR_55512 81 FR 55351 - Special Conditions: The Boeing Company, Boeing Model 737-8 Airplane; Non-Rechargeable Lithium Battery Installations

81 FR 55351 - Special Conditions: The Boeing Company, Boeing Model 737-8 Airplane; Non-Rechargeable Lithium Battery Installations

DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration

Federal Register Volume 81, Issue 161 (August 19, 2016)

Page Range55351-55353
FR Document2016-19856

These special conditions are issued for the Boeing Company (Boeing) Model 737-8 airplane. This airplane will have a novel or unusual design feature when compared to the state of technology envisioned in the airworthiness standards for transport-category airplanes. This design feature is associated with non-rechargeable lithium battery installations. The applicable airworthiness regulations do not contain adequate or appropriate safety standards for this design feature. These special conditions contain the additional safety standards that the Administrator considers necessary to establish a level of safety equivalent to that established by the existing airworthiness standards.

Federal Register, Volume 81 Issue 161 (Friday, August 19, 2016)
[Federal Register Volume 81, Number 161 (Friday, August 19, 2016)]
[Rules and Regulations]
[Pages 55351-55353]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-19856]



========================================================================
Rules and Regulations
                                                Federal Register
________________________________________________________________________

This section of the FEDERAL REGISTER contains regulatory documents 
having general applicability and legal effect, most of which are keyed 
to and codified in the Code of Federal Regulations, which is published 
under 50 titles pursuant to 44 U.S.C. 1510.

The Code of Federal Regulations is sold by the Superintendent of Documents. 
Prices of new books are listed in the first FEDERAL REGISTER issue of each 
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Federal Register / Vol. 81, No. 161 / Friday, August 19, 2016 / Rules 
and Regulations

[[Page 55351]]



DEPARTMENT OF TRANSPORTATION

Federal Aviation Administration

14 CFR Part 25

[Docket No. FAA-2015-5758; Special Conditions No. 25-632-SC]


Special Conditions: The Boeing Company, Boeing Model 737-8 
Airplane; Non-Rechargeable Lithium Battery Installations

AGENCY: Federal Aviation Administration (FAA), DOT.

ACTION: Final special conditions.

-----------------------------------------------------------------------

SUMMARY: These special conditions are issued for the Boeing Company 
(Boeing) Model 737-8 airplane. This airplane will have a novel or 
unusual design feature when compared to the state of technology 
envisioned in the airworthiness standards for transport-category 
airplanes. This design feature is associated with non-rechargeable 
lithium battery installations. The applicable airworthiness regulations 
do not contain adequate or appropriate safety standards for this design 
feature. These special conditions contain the additional safety 
standards that the Administrator considers necessary to establish a 
level of safety equivalent to that established by the existing 
airworthiness standards.

DATES: Effective April 22, 2017.

FOR FURTHER INFORMATION CONTACT: Nazih Khaouly, Airplane and Flight 
Crew Interface Branch, ANM-111, Transport Airplane Directorate, 
Aircraft Certification Service, 1601 Lind Avenue SW., Renton, 
Washington, 98057-3356; telephone 425-227-2432; facsimile 425-227-1149.

SUPPLEMENTARY INFORMATION:

Future Requests for Installation of Non-Rechargeable Lithium Batteries

    The FAA anticipates that non-rechargeable lithium batteries will be 
installed in other makes and models of airplanes. We have determined to 
require special conditions for all applications requesting non-
rechargeable lithium battery installations, except the installations 
excluded in the Applicability section, until the airworthiness 
requirements can be revised to address this issue. Applying special 
conditions to these installations across the range of all transport-
airplane makes and models ensures regulatory consistency among 
applicants.
    The FAA issued special conditions no. 25-612-SC to Gulfstream 
Aerospace Corporation for their GVI airplane. Those are the first 
special conditions the FAA issued for non-rechargeable lithium battery 
installations. We explained in that document our determination to make 
those special conditions effective one year after publication of those 
special conditions in the Federal Register, and our intention for other 
special conditions for other makes and models to be effective on this 
same date or 30 days after their publication, whichever is later.

Background

    On January 27, 2012, Boeing applied for an amendment to type 
certificate no. A16WE to include a new Model 737-8 airplane. The Model 
737-8 airplane is a twin-engine, transport-category airplane that is a 
derivative of the Model 737-800 airplane. The Model 737-8 has a maximum 
passenger capacity of 200 and a maximum takeoff weight of 181,200 lbs.

Type Certification Basis

    Under the provisions of title 14, Code of Federal Regulations (14 
CFR) 21.101, Boeing must show that the Model 737-8 airplane meets the 
applicable provisions of the regulations listed in type certificate no. 
A16WE or the applicable regulations in effect on the date of 
application for the change, except for earlier amendments as agreed 
upon by the FAA. The regulations listed in the type certificate are 
commonly referred to as the ``original type certification basis.'' The 
regulations listed in type certificate no. A16WE are 14 CFR part 25 
effective February 1, 1965 including Amendments 25-1 through 25-77 with 
exceptions listed in the type certificate. In addition, the 
certification basis includes other regulations, special conditions, and 
exemptions that are not relevant to these special conditions. Type 
certificate no. A16WE will be updated to include a complete description 
of the certification basis for this airplane model.
    If the Administrator finds that the applicable airworthiness 
regulations (i.e., 14 CFR part 25) do not contain adequate or 
appropriate safety standards for the Model 737-8 airplane because of a 
novel or unusual design feature, special conditions are prescribed 
under the provisions of Sec.  21.16.
    Special conditions are initially applicable to the airplane model 
for which they are issued. Should the type certificate for that model 
be amended later to include any other model that incorporates the same 
novel or unusual design feature, or should any other model already 
included on the same type certificate be modified to incorporate the 
same novel or unusual design feature, these special conditions would 
also apply to the other model under Sec.  21.101.
    In addition to the applicable airworthiness regulations and special 
conditions, the Model 737-8 airplane must comply with the fuel-vent and 
exhaust-emission requirements of 14 CFR part 34, and the noise-
certification requirements of 14 CFR part 36.
    The FAA issues special conditions, as defined in 14 CFR 11.19, in 
accordance with Sec.  11.38, and they become part of the type-
certification basis under Sec.  21.101.

Novel or Unusual Design Features

    The Boeing Model 737-8 airplane will incorporate non-rechargeable 
lithium batteries.
    A battery system consists of the battery and any protective, 
monitoring, and alerting circuitry or hardware inside or outside of the 
battery. It also includes vents (where necessary) and packaging. For 
the purpose of these special conditions, a ``battery'' and ``battery 
system'' are referred to as a battery.

Discussion

    The FAA derived the current regulations governing installation of 
batteries in transport-category airplanes from Civil Air Regulations 
(CAR) 4b.625(d) as part of the re-codification of CAR 4b that 
established 14 CFR part 25 in February 1965. We basically reworded the 
battery requirements, which are currently in Sec.  25.1353(b)(1) 
through (4), from the CAR requirements.

[[Page 55352]]

Non-rechargeable lithium batteries are novel and unusual with respect 
to the state of technology considered when these requirements were 
codified. These batteries introduce higher energy levels into airplane 
systems through new chemical compositions in various battery-cell sizes 
and construction. Interconnection of these cells in battery packs 
introduces failure modes that require unique design considerations, 
such as provisions for thermal management.
    Recent events involving rechargeable and non-rechargeable lithium 
batteries prompted the FAA to initiate a broad evaluation of these 
energy-storage technologies. In January 2013, two independent events 
involving rechargeable lithium-ion batteries demonstrated unanticipated 
failure modes. A National Transportation Safety Board (NTSB) letter to 
the FAA, dated May 22, 2014, which is available at http://www.ntsb.gov, 
filename A-14-032-036.pdf, describes these events.
    On July 12, 2013, an event involving a non-rechargeable lithium 
battery in an emergency-locator-transmitter installation demonstrated 
unanticipated failure modes. The United Kingdom's Air Accidents 
Investigation Branch Bulletin S5/2013 describes this event.
    Some known uses of rechargeable and non-rechargeable lithium 
batteries on airplanes include:
     Flight deck and avionics systems such as displays, global 
positioning systems, cockpit voice recorders, flight data recorders, 
underwater locator beacons, navigation computers, integrated avionics 
computers, satellite network and communication systems, communication-
management units, and remote-monitor electronic line-replaceable units;
     Cabin safety, entertainment, and communications equipment, 
including emergency-locator transmitters, life rafts, escape slides, 
seatbelt air bags, cabin management systems, Ethernet switches, routers 
and media servers, wireless systems, internet and in-flight 
entertainment systems, satellite televisions, remotes, and handsets;
     Systems in cargo areas including door controls, sensors, 
video surveillance equipment, and security systems.
    Some known potential hazards and failure modes associated with non-
rechargeable lithium batteries are:
     Internal failures: In general, these batteries are 
significantly more susceptible to internal failures that can result in 
self-sustaining increases in temperature and pressure (i.e., thermal 
runaway) than their nickel-cadmium or lead-acid counterparts. The 
metallic lithium can ignite, resulting in a self-sustaining fire or 
explosion.
     Fast or imbalanced discharging: Fast discharging or an 
imbalanced discharge of one cell of a multi-cell battery may create an 
overheating condition that results in an uncontrollable venting 
condition, which in turn leads to a thermal event or an explosion.
     Flammability: Unlike nickel-cadmium and lead-acid 
batteries, lithium batteries use higher energy and current in an 
electrochemical system that can be configured to maximize energy 
storage of lithium. They also use liquid electrolytes that can be 
extremely flammable. The electrolyte, as well as the electrodes, can 
serve as a source of fuel for an external fire if the battery casing is 
breached.
    Special condition 1 requires that each individual cell within a 
non-rechargeable lithium battery be designed to maintain safe 
temperatures and pressures. Special condition 2 addresses these same 
issues but for the entire battery. Special condition 2 requires that 
the battery be designed to prevent propagation of a thermal event, such 
as self-sustained, uncontrolled increases in temperature or pressure 
from one cell to adjacent cells.
    Special conditions 1 and 2 are intended to ensure that the non-
rechargeable lithium battery and its cells are designed to eliminate 
the potential for uncontrolled failures. However, a certain number of 
failures will occur due to various factors beyond the control of the 
designer. Therefore, other special conditions are intended to protect 
the airplane and its occupants if failure occurs.
    Special conditions 3, 7, and 8 are self-explanatory, and the FAA 
does not provide further explanation for them at this time.
    Special condition 4 makes it clear that the flammable-fluid fire-
protection requirements of Sec.  25.863 apply to non-rechargeable 
lithium battery installations. Section 25.863 is applicable to areas of 
the airplane that could be exposed to flammable fluid leakage from 
airplane systems. Non-rechargeable lithium batteries contain 
electrolyte that is a flammable fluid.
    Special condition 5 requires each non-rechargeable lithium battery 
installation to not damage surrounding structure or adjacent systems, 
equipment, or electrical wiring from corrosive fluids or gases that may 
escape. Special condition 6 requires each non-rechargeable lithium 
battery installation to have provisions to prevent any hazardous effect 
on airplane structure or systems caused by the maximum amount of heat 
it can generate due to any failure of it or its individual cells. The 
means of meeting these special conditions may be the same, but they are 
independent requirements addressing different hazards. Special 
condition 5 addresses corrosive fluids and gases, whereas special 
condition 6 addresses heat.
    These special conditions will apply to all non-rechargeable lithium 
battery installations in lieu of Sec.  25.1353(b)(1) through (4) at 
Amendment 25-123. Sections 25.1353(b)(1) through (4) at Amendment 25-
123 will remain in effect for other battery installations.
    These special conditions contain the additional safety standards 
that the Administrator considers necessary to establish a level of 
safety equivalent to that established by the existing airworthiness 
standards.

Discussion of Comments

    Notice of proposed special conditions no. 25-16-02-SC, for the 
Boeing 737-8 airplane, was published in the Federal Register on 
February 11, 2016 [81 FR 7249]. We received two substantive comments.
    The Aerospace Industries Association (AIA) provided several 
comments that were identical to their comments for special conditions 
no. 25-612-SC (81 FR 23573), which we issued to Gulfstream Aerospace 
Corporation for non-rechargeable lithium battery installations on 
Gulfstream GVI airplanes. The FAA responded to each of these comments 
in that final special conditions document. We incorporated the same 
revisions into this Boeing 737-8 special conditions that we 
incorporated into the Gulfstream GVI special conditions as a result of 
AIA's comments.
    Boeing commented that they fully support AIA's comments.
    Boeing requested that the FAA provide adequate time before non-
rechargeable lithium battery special conditions become effective to 
support validation activities by foreign civil airworthiness 
authorities (FCAA) and to not adversely impact future airplane 
deliveries by all applicants. The FAA considered this same comment from 
Boeing for special conditions no. 25-612-SC and provided a detailed 
response in that document. We determined the effective date for these 
Boeing 737-8 special conditions based on Boeing's comment and other 
factors stated in special conditions no. 25-612-SC.
    Boeing commented that the FAA needs to clearly define the 
applicability of these special conditions. The FAA concurs. Boeing's 
comment is similar to

[[Page 55353]]

their comment on special conditions no. 25-612-SC. We provided a 
detailed response in special conditions no. 25-612-SC and have now 
clearly defined the applicability for these Boeing 737-8 special 
conditions. One aspect of Boeing's comment that we did not address in 
special conditions no. 25-612-SC is that some design changes may not 
change a lithium battery installation but affect it, which results in 
these special conditions being applicable. For example, adding a heat 
source next to a lithium battery can increase its possibility of 
entering into thermal runaway. Lithium battery installations affected 
by design changes must meet these special conditions. Some examples of 
changes that affect lithium battery installations are those that:
     Increase the temperatures or pressures in a battery,
     Increase the electrical load on a battery,
     Increase potential for imbalance between battery cells,
     Modify protective circuitry for a lithium battery,
     Increase the airplane level risk due to the location of an 
existing lithium battery. An example is installation of a new oxygen 
line next to an existing part that has a lithium battery. The airplane 
level risk may increase due to the potential hazard of a lithium 
battery fire in the proximity of oxygen.
    The FAA has determined that ``uncontrolled'' in special condition 2 
should be ``uncontrollable'' to more accurately describe the concern. 
This revision does not change the intended meaning of this special 
condition.
    Except as discussed above, the special conditions are adopted as 
proposed.

Applicability

    As discussed above, these special conditions are applicable to the 
Model 737-8 airplane. Should the applicant apply at a later date for a 
change to the type certificate to include another model incorporating 
the same novel or unusual design feature, or should any other model 
already included on the same type certificate be modified to 
incorporate the same novel or unusual design feature, these special 
conditions would apply to that model as well.
    These special conditions are only applicable to design changes 
applied for after the effective date of the special conditions. The 
existing airplane fleet and follow-on deliveries of airplanes with 
previously certified non-rechargeable lithium battery installations are 
not affected.
    These special conditions are not applicable to previously certified 
non-rechargeable lithium battery installations where the only change is 
either cosmetic or relocating the installation to improve the safety of 
the airplane and occupants. The FAA determined that this exclusion is 
in the public interest because the need to meet all of the special 
conditions might otherwise deter such design changes that involve 
relocating batteries. A cosmetic change is a change in appearance only, 
and does not change any function or safety characteristic of the 
battery installation.

Conclusion

    This action affects only certain novel or unusual design features 
on one model of airplane. It is not a rule of general applicability.

List of Subjects in 14 CFR Part 25

    Aircraft, Aviation safety, Reporting and recordkeeping 
requirements.


0
The authority citation for these special conditions is as follows:

    Authority: 49 U.S.C. 106(g), 40113, 44701, 44702, 44704.

The Special Conditions

    Accordingly, the following special conditions are part of the type 
certification basis for the Boeing Model 737-8 airplane.

Non-Rechargeable Lithium Battery Installations

    In lieu of Sec.  25.1353(b)(1) through (b)(4) at Amendment 25-123, 
each non-rechargeable lithium battery installation must:
    1. Maintain safe cell temperatures and pressures under all 
foreseeable operating conditions to prevent fire and explosion.
    2. Prevent the occurrence of self-sustaining, uncontrollable 
increases in temperature or pressure.
    3. Not emit explosive or toxic gases, either in normal operation or 
as a result of its failure, that may accumulate in hazardous quantities 
within the airplane.
    4. Meet the requirements of Sec.  25.863.
    5. Not damage surrounding structure or adjacent systems, equipment, 
or electrical wiring from corrosive fluids or gases that may escape in 
such a way as to cause a major or more-severe failure condition.
    6. Have provisions to prevent any hazardous effect on airplane 
structure or systems caused by the maximum amount of heat it can 
generate due to any failure of it or its individual cells.
    7. Have a failure sensing and warning system to alert the 
flightcrew if its failure affects safe operation of the airplane.
    8. Have a means for the flightcrew or maintenance personnel to 
determine the battery charge state if the battery's function is 
required for safe operation of the airplane.

    Note: A battery system consists of the battery and any 
protective, monitoring, and alerting circuitry or hardware inside or 
outside of the battery. It also includes vents (where necessary) and 
packaging. For the purpose of these special conditions, a 
``battery'' and ``battery system'' are referred to as a battery.


    Issued in Renton, Washington, on August 12, 2016.
Michael Kaszycki,
Assistant Manager, Transport Airplane Directorate, Aircraft 
Certification Service.
[FR Doc. 2016-19856 Filed 8-18-16; 8:45 am]
BILLING CODE 4910-13-P



                                                                                                                                                                                                 55351

                                                Rules and Regulations                                                                                         Federal Register
                                                                                                                                                              Vol. 81, No. 161

                                                                                                                                                              Friday, August 19, 2016



                                                This section of the FEDERAL REGISTER                    installed in other makes and models of                exemptions that are not relevant to these
                                                contains regulatory documents having general            airplanes. We have determined to                      special conditions. Type certificate no.
                                                applicability and legal effect, most of which           require special conditions for all                    A16WE will be updated to include a
                                                are keyed to and codified in the Code of                applications requesting non-                          complete description of the certification
                                                Federal Regulations, which is published under           rechargeable lithium battery                          basis for this airplane model.
                                                50 titles pursuant to 44 U.S.C. 1510.                                                                            If the Administrator finds that the
                                                                                                        installations, except the installations
                                                The Code of Federal Regulations is sold by              excluded in the Applicability section,                applicable airworthiness regulations
                                                the Superintendent of Documents. Prices of              until the airworthiness requirements                  (i.e., 14 CFR part 25) do not contain
                                                new books are listed in the first FEDERAL               can be revised to address this issue.                 adequate or appropriate safety standards
                                                REGISTER issue of each week.                            Applying special conditions to these                  for the Model 737–8 airplane because of
                                                                                                        installations across the range of all                 a novel or unusual design feature,
                                                                                                        transport-airplane makes and models                   special conditions are prescribed under
                                                DEPARTMENT OF TRANSPORTATION                            ensures regulatory consistency among                  the provisions of § 21.16.
                                                                                                        applicants.                                              Special conditions are initially
                                                Federal Aviation Administration                            The FAA issued special conditions                  applicable to the airplane model for
                                                                                                        no. 25–612–SC to Gulfstream Aerospace                 which they are issued. Should the type
                                                14 CFR Part 25                                          Corporation for their GVI airplane.                   certificate for that model be amended
                                                [Docket No. FAA–2015–5758; Special                      Those are the first special conditions the            later to include any other model that
                                                Conditions No. 25–632–SC]                               FAA issued for non-rechargeable                       incorporates the same novel or unusual
                                                                                                        lithium battery installations. We                     design feature, or should any other
                                                Special Conditions: The Boeing                          explained in that document our                        model already included on the same
                                                Company, Boeing Model 737–8                             determination to make those special                   type certificate be modified to
                                                Airplane; Non-Rechargeable Lithium                      conditions effective one year after                   incorporate the same novel or unusual
                                                Battery Installations                                   publication of those special conditions               design feature, these special conditions
                                                                                                        in the Federal Register, and our                      would also apply to the other model
                                                AGENCY:  Federal Aviation
                                                                                                        intention for other special conditions for            under § 21.101.
                                                Administration (FAA), DOT.                                                                                       In addition to the applicable
                                                                                                        other makes and models to be effective
                                                ACTION: Final special conditions.                                                                             airworthiness regulations and special
                                                                                                        on this same date or 30 days after their
                                                SUMMARY:   These special conditions are                 publication, whichever is later.                      conditions, the Model 737–8 airplane
                                                issued for the Boeing Company (Boeing)                                                                        must comply with the fuel-vent and
                                                                                                        Background                                            exhaust-emission requirements of 14
                                                Model 737–8 airplane. This airplane
                                                will have a novel or unusual design                       On January 27, 2012, Boeing applied                 CFR part 34, and the noise-certification
                                                feature when compared to the state of                   for an amendment to type certificate no.              requirements of 14 CFR part 36.
                                                technology envisioned in the                            A16WE to include a new Model 737–8                       The FAA issues special conditions, as
                                                airworthiness standards for transport-                  airplane. The Model 737–8 airplane is a               defined in 14 CFR 11.19, in accordance
                                                category airplanes. This design feature                 twin-engine, transport-category airplane              with § 11.38, and they become part of
                                                is associated with non-rechargeable                     that is a derivative of the Model 737–                the type-certification basis under
                                                                                                        800 airplane. The Model 737–8 has a                   § 21.101.
                                                lithium battery installations. The
                                                                                                        maximum passenger capacity of 200 and
                                                applicable airworthiness regulations do                                                                       Novel or Unusual Design Features
                                                                                                        a maximum takeoff weight of 181,200
                                                not contain adequate or appropriate                                                                             The Boeing Model 737–8 airplane will
                                                                                                        lbs.
                                                safety standards for this design feature.                                                                     incorporate non-rechargeable lithium
                                                These special conditions contain the                    Type Certification Basis                              batteries.
                                                additional safety standards that the                       Under the provisions of title 14, Code               A battery system consists of the
                                                Administrator considers necessary to                    of Federal Regulations (14 CFR) 21.101,               battery and any protective, monitoring,
                                                establish a level of safety equivalent to               Boeing must show that the Model 737–                  and alerting circuitry or hardware inside
                                                that established by the existing                        8 airplane meets the applicable                       or outside of the battery. It also includes
                                                airworthiness standards.                                provisions of the regulations listed in               vents (where necessary) and packaging.
                                                DATES: Effective April 22, 2017.                        type certificate no. A16WE or the                     For the purpose of these special
                                                FOR FURTHER INFORMATION CONTACT:                        applicable regulations in effect on the               conditions, a ‘‘battery’’ and ‘‘battery
                                                Nazih Khaouly, Airplane and Flight                      date of application for the change,                   system’’ are referred to as a battery.
                                                Crew Interface Branch, ANM–111,                         except for earlier amendments as agreed
                                                Transport Airplane Directorate, Aircraft                upon by the FAA. The regulations listed               Discussion
                                                Certification Service, 1601 Lind Avenue                 in the type certificate are commonly                     The FAA derived the current
                                                SW., Renton, Washington, 98057–3356;                    referred to as the ‘‘original type                    regulations governing installation of
                                                telephone 425–227–2432; facsimile                       certification basis.’’ The regulations                batteries in transport-category airplanes
jstallworth on DSK7TPTVN1PROD with RULES




                                                425–227–1149.                                           listed in type certificate no. A16WE are              from Civil Air Regulations (CAR)
                                                SUPPLEMENTARY INFORMATION:                              14 CFR part 25 effective February 1,                  4b.625(d) as part of the re-codification
                                                                                                        1965 including Amendments 25–1                        of CAR 4b that established 14 CFR part
                                                Future Requests for Installation of Non-                through 25–77 with exceptions listed in               25 in February 1965. We basically
                                                Rechargeable Lithium Batteries                          the type certificate. In addition, the                reworded the battery requirements,
                                                  The FAA anticipates that non-                         certification basis includes other                    which are currently in § 25.1353(b)(1)
                                                rechargeable lithium batteries will be                  regulations, special conditions, and                  through (4), from the CAR requirements.


                                           VerDate Sep<11>2014   14:10 Aug 18, 2016   Jkt 238001   PO 00000   Frm 00001   Fmt 4700   Sfmt 4700   E:\FR\FM\19AUR1.SGM   19AUR1


                                                55352              Federal Register / Vol. 81, No. 161 / Friday, August 19, 2016 / Rules and Regulations

                                                Non-rechargeable lithium batteries are                  lithium can ignite, resulting in a self-              the maximum amount of heat it can
                                                novel and unusual with respect to the                   sustaining fire or explosion.                         generate due to any failure of it or its
                                                state of technology considered when                        • Fast or imbalanced discharging:                  individual cells. The means of meeting
                                                these requirements were codified. These                 Fast discharging or an imbalanced                     these special conditions may be the
                                                batteries introduce higher energy levels                discharge of one cell of a multi-cell                 same, but they are independent
                                                into airplane systems through new                       battery may create an overheating                     requirements addressing different
                                                chemical compositions in various                        condition that results in an                          hazards. Special condition 5 addresses
                                                battery-cell sizes and construction.                    uncontrollable venting condition, which               corrosive fluids and gases, whereas
                                                Interconnection of these cells in battery               in turn leads to a thermal event or an                special condition 6 addresses heat.
                                                packs introduces failure modes that                     explosion.                                               These special conditions will apply to
                                                require unique design considerations,                      • Flammability: Unlike nickel-                     all non-rechargeable lithium battery
                                                such as provisions for thermal                          cadmium and lead-acid batteries,                      installations in lieu of § 25.1353(b)(1)
                                                management.                                             lithium batteries use higher energy and               through (4) at Amendment 25–123.
                                                   Recent events involving rechargeable                 current in an electrochemical system                  Sections 25.1353(b)(1) through (4) at
                                                and non-rechargeable lithium batteries                  that can be configured to maximize                    Amendment 25–123 will remain in
                                                prompted the FAA to initiate a broad                    energy storage of lithium. They also use              effect for other battery installations.
                                                evaluation of these energy-storage                      liquid electrolytes that can be extremely                These special conditions contain the
                                                technologies. In January 2013, two                      flammable. The electrolyte, as well as                additional safety standards that the
                                                independent events involving                            the electrodes, can serve as a source of              Administrator considers necessary to
                                                rechargeable lithium-ion batteries                      fuel for an external fire if the battery              establish a level of safety equivalent to
                                                demonstrated unanticipated failure                      casing is breached.                                   that established by the existing
                                                modes. A National Transportation                           Special condition 1 requires that each             airworthiness standards.
                                                Safety Board (NTSB) letter to the FAA,                  individual cell within a non-
                                                                                                        rechargeable lithium battery be designed              Discussion of Comments
                                                dated May 22, 2014, which is available
                                                at http://www.ntsb.gov, filename A–14–                  to maintain safe temperatures and                       Notice of proposed special conditions
                                                032–036.pdf, describes these events.                    pressures. Special condition 2 addresses              no. 25–16–02–SC, for the Boeing 737–8
                                                   On July 12, 2013, an event involving                 these same issues but for the entire                  airplane, was published in the Federal
                                                a non-rechargeable lithium battery in an                battery. Special condition 2 requires                 Register on February 11, 2016 [81 FR
                                                emergency-locator-transmitter                           that the battery be designed to prevent               7249]. We received two substantive
                                                installation demonstrated unanticipated                 propagation of a thermal event, such as               comments.
                                                failure modes. The United Kingdom’s                     self-sustained, uncontrolled increases in               The Aerospace Industries Association
                                                Air Accidents Investigation Branch                      temperature or pressure from one cell to              (AIA) provided several comments that
                                                Bulletin S5/2013 describes this event.                  adjacent cells.                                       were identical to their comments for
                                                   Some known uses of rechargeable and                     Special conditions 1 and 2 are                     special conditions no. 25–612–SC (81
                                                non-rechargeable lithium batteries on                   intended to ensure that the non-                      FR 23573), which we issued to
                                                airplanes include:                                      rechargeable lithium battery and its                  Gulfstream Aerospace Corporation for
                                                   • Flight deck and avionics systems                   cells are designed to eliminate the                   non-rechargeable lithium battery
                                                such as displays, global positioning                    potential for uncontrolled failures.                  installations on Gulfstream GVI
                                                systems, cockpit voice recorders, flight                However, a certain number of failures                 airplanes. The FAA responded to each
                                                data recorders, underwater locator                      will occur due to various factors beyond              of these comments in that final special
                                                beacons, navigation computers,                          the control of the designer. Therefore,               conditions document. We incorporated
                                                integrated avionics computers, satellite                other special conditions are intended to              the same revisions into this Boeing 737–
                                                network and communication systems,                      protect the airplane and its occupants if             8 special conditions that we
                                                communication-management units, and                     failure occurs.                                       incorporated into the Gulfstream GVI
                                                remote-monitor electronic line-                            Special conditions 3, 7, and 8 are self-           special conditions as a result of AIA’s
                                                replaceable units;                                      explanatory, and the FAA does not                     comments.
                                                   • Cabin safety, entertainment, and                   provide further explanation for them at                 Boeing commented that they fully
                                                communications equipment, including                     this time.                                            support AIA’s comments.
                                                emergency-locator transmitters, life                       Special condition 4 makes it clear that              Boeing requested that the FAA
                                                rafts, escape slides, seatbelt air bags,                the flammable-fluid fire-protection                   provide adequate time before non-
                                                cabin management systems, Ethernet                      requirements of § 25.863 apply to non-                rechargeable lithium battery special
                                                switches, routers and media servers,                    rechargeable lithium battery                          conditions become effective to support
                                                wireless systems, internet and in-flight                installations. Section 25.863 is                      validation activities by foreign civil
                                                entertainment systems, satellite                        applicable to areas of the airplane that              airworthiness authorities (FCAA) and to
                                                televisions, remotes, and handsets;                     could be exposed to flammable fluid                   not adversely impact future airplane
                                                   • Systems in cargo areas including                   leakage from airplane systems. Non-                   deliveries by all applicants. The FAA
                                                door controls, sensors, video                           rechargeable lithium batteries contain                considered this same comment from
                                                surveillance equipment, and security                    electrolyte that is a flammable fluid.                Boeing for special conditions no. 25–
                                                systems.                                                   Special condition 5 requires each                  612–SC and provided a detailed
                                                   Some known potential hazards and                     non-rechargeable lithium battery                      response in that document. We
                                                failure modes associated with non-                      installation to not damage surrounding                determined the effective date for these
                                                rechargeable lithium batteries are:                     structure or adjacent systems,                        Boeing 737–8 special conditions based
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                                                   • Internal failures: In general, these               equipment, or electrical wiring from                  on Boeing’s comment and other factors
                                                batteries are significantly more                        corrosive fluids or gases that may                    stated in special conditions no. 25–612–
                                                susceptible to internal failures that can               escape. Special condition 6 requires                  SC.
                                                result in self-sustaining increases in                  each non-rechargeable lithium battery                   Boeing commented that the FAA
                                                temperature and pressure (i.e., thermal                 installation to have provisions to                    needs to clearly define the applicability
                                                runaway) than their nickel-cadmium or                   prevent any hazardous effect on                       of these special conditions. The FAA
                                                lead-acid counterparts. The metallic                    airplane structure or systems caused by               concurs. Boeing’s comment is similar to


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                                                                   Federal Register / Vol. 81, No. 161 / Friday, August 19, 2016 / Rules and Regulations                                              55353

                                                their comment on special conditions no.                 rechargeable lithium battery                            8. Have a means for the flightcrew or
                                                25–612–SC. We provided a detailed                       installations where the only change is                maintenance personnel to determine the
                                                response in special conditions no. 25–                  either cosmetic or relocating the                     battery charge state if the battery’s
                                                612–SC and have now clearly defined                     installation to improve the safety of the             function is required for safe operation of
                                                the applicability for these Boeing 737–                 airplane and occupants. The FAA                       the airplane.
                                                8 special conditions. One aspect of                     determined that this exclusion is in the                 Note: A battery system consists of the
                                                Boeing’s comment that we did not                        public interest because the need to meet              battery and any protective, monitoring, and
                                                address in special conditions no. 25–                   all of the special conditions might                   alerting circuitry or hardware inside or
                                                612–SC is that some design changes                      otherwise deter such design changes                   outside of the battery. It also includes vents
                                                may not change a lithium battery                        that involve relocating batteries. A                  (where necessary) and packaging. For the
                                                installation but affect it, which results               cosmetic change is a change in                        purpose of these special conditions, a
                                                in these special conditions being                       appearance only, and does not change                  ‘‘battery’’ and ‘‘battery system’’ are referred to
                                                applicable. For example, adding a heat                  any function or safety characteristic of              as a battery.
                                                source next to a lithium battery can                    the battery installation.                               Issued in Renton, Washington, on August
                                                increase its possibility of entering into                                                                     12, 2016.
                                                                                                        Conclusion
                                                thermal runaway. Lithium battery                                                                              Michael Kaszycki,
                                                installations affected by design changes                  This action affects only certain novel
                                                                                                                                                              Assistant Manager, Transport Airplane
                                                must meet these special conditions.                     or unusual design features on one model
                                                                                                                                                              Directorate, Aircraft Certification Service.
                                                Some examples of changes that affect                    of airplane. It is not a rule of general
                                                                                                                                                              [FR Doc. 2016–19856 Filed 8–18–16; 8:45 am]
                                                lithium battery installations are those                 applicability.
                                                                                                                                                              BILLING CODE 4910–13–P
                                                that:                                                   List of Subjects in 14 CFR Part 25
                                                   • Increase the temperatures or
                                                pressures in a battery,                                   Aircraft, Aviation safety, Reporting
                                                                                                        and recordkeeping requirements.                       DEPARTMENT OF TRANSPORTATION
                                                   • Increase the electrical load on a
                                                battery,                                                ■ The authority citation for these                    Federal Aviation Administration
                                                   • Increase potential for imbalance                   special conditions is as follows:
                                                between battery cells,                                    Authority: 49 U.S.C. 106(g), 40113, 44701,          14 CFR Part 39
                                                   • Modify protective circuitry for a                  44702, 44704.
                                                lithium battery,                                                                                              [Docket No. FAA–2015–3986; Directorate
                                                   • Increase the airplane level risk due               The Special Conditions                                Identifier 2015–NM–057–AD; Amendment
                                                to the location of an existing lithium                                                                        39–18613; AD 2016–16–15]
                                                                                                          Accordingly, the following special
                                                battery. An example is installation of a                conditions are part of the type                       RIN 2120–AA64
                                                new oxygen line next to an existing part                certification basis for the Boeing Model
                                                that has a lithium battery. The airplane                737–8 airplane.                                       Airworthiness Directives; Bombardier,
                                                level risk may increase due to the                                                                            Inc. Airplanes
                                                potential hazard of a lithium battery fire              Non-Rechargeable Lithium Battery
                                                in the proximity of oxygen.                             Installations                                         AGENCY:  Federal Aviation
                                                   The FAA has determined that                                                                                Administration (FAA), DOT.
                                                                                                           In lieu of § 25.1353(b)(1) through
                                                ‘‘uncontrolled’’ in special condition 2                 (b)(4) at Amendment 25–123, each non-                 ACTION: Final rule.
                                                should be ‘‘uncontrollable’’ to more                    rechargeable lithium battery installation
                                                accurately describe the concern. This                                                                         SUMMARY:   We are adopting a new
                                                                                                        must:                                                 airworthiness directive (AD) for certain
                                                revision does not change the intended                      1. Maintain safe cell temperatures and
                                                meaning of this special condition.                                                                            Bombardier, Inc. Model DHC–8–400,
                                                                                                        pressures under all foreseeable
                                                   Except as discussed above, the special                                                                     –401, and –402 airplanes. This AD was
                                                                                                        operating conditions to prevent fire and
                                                conditions are adopted as proposed.                                                                           prompted by reports of chafing damage
                                                                                                        explosion.
                                                                                                           2. Prevent the occurrence of self-                 due to insufficient clearance on the
                                                Applicability                                                                                                 main landing gear (MLG) stabilizer
                                                                                                        sustaining, uncontrollable increases in
                                                   As discussed above, these special                    temperature or pressure.                              brace, the nacelle A-frame structure, and
                                                conditions are applicable to the Model                     3. Not emit explosive or toxic gases,              the adjacent electrical wiring harnesses.
                                                737–8 airplane. Should the applicant                    either in normal operation or as a result             An insufficient fillet radius may also
                                                apply at a later date for a change to the               of its failure, that may accumulate in                exist on certain airplanes. This AD
                                                type certificate to include another                     hazardous quantities within the                       requires, depending on airplane
                                                model incorporating the same novel or                   airplane.                                             configuration, an inspection of the
                                                unusual design feature, or should any                      4. Meet the requirements of § 25.863.              nacelle A-frame structure for
                                                other model already included on the                        5. Not damage surrounding structure                insufficient fillet radius; an inspection
                                                same type certificate be modified to                    or adjacent systems, equipment, or                    for cracking of affected structure, and
                                                incorporate the same novel or unusual                   electrical wiring from corrosive fluids or            rework or repair if necessary, and
                                                design feature, these special conditions                gases that may escape in such a way as                rework of the nacelle A-frame structure;
                                                would apply to that model as well.                      to cause a major or more-severe failure               repetitive inspections of the nacelle A-
                                                   These special conditions are only                    condition.                                            frame structure and the MLG stabilizer
                                                applicable to design changes applied for                   6. Have provisions to prevent any                  brace for insufficient clearance and
                                                after the effective date of the special                 hazardous effect on airplane structure or             damage, and repair if necessary, and
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                                                conditions. The existing airplane fleet                 systems caused by the maximum                         rework of the nacelle A-frame structure,
                                                and follow-on deliveries of airplanes                   amount of heat it can generate due to                 which would terminate the repetitive
                                                with previously certified non-                          any failure of it or its individual cells.            inspections; installation of new stop
                                                rechargeable lithium battery                               7. Have a failure sensing and warning              brackets and a shim on each MLG
                                                installations are not affected.                         system to alert the flightcrew if its                 stabilizer brace assembly; and rework of
                                                   These special conditions are not                     failure affects safe operation of the                 the electrical wiring harnesses in the
                                                applicable to previously certified non-                 airplane.                                             nacelle area. We are issuing this AD to


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Document Created: 2016-08-19 01:35:34
Document Modified: 2016-08-19 01:35:34
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal special conditions.
DatesEffective April 22, 2017.
ContactNazih Khaouly, Airplane and Flight Crew Interface Branch, ANM-111, Transport Airplane Directorate, Aircraft Certification Service, 1601 Lind Avenue SW., Renton, Washington, 98057-3356; telephone 425-227-2432; facsimile 425-227-1149.
FR Citation81 FR 55351 
CFR AssociatedAircraft; Aviation Safety and Reporting and Recordkeeping Requirements

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