81_FR_56772 81 FR 56610 - Post Allowance and Refiling

81 FR 56610 - Post Allowance and Refiling

DEPARTMENT OF COMMERCE
Patent and Trademark Office

Federal Register Volume 81, Issue 162 (August 22, 2016)

Page Range56610-56612
FR Document2016-19921

The United States Patent and Trademark Office (USPTO), as part of its continuing effort to reduce paperwork and respondent burden, invites the general public and other Federal agencies to take this opportunity to comment on the continuing information collection, as required by the Paperwork Reduction Act of 1995, Public Law 104-13 (44 U.S.C. 3506(c)(2)(A)).

Federal Register, Volume 81 Issue 162 (Monday, August 22, 2016)
[Federal Register Volume 81, Number 162 (Monday, August 22, 2016)]
[Notices]
[Pages 56610-56612]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-19921]



[[Page 56610]]

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DEPARTMENT OF COMMERCE

Patent and Trademark Office


Post Allowance and Refiling

ACTION: Proposed collection; comment request.

-----------------------------------------------------------------------

SUMMARY: The United States Patent and Trademark Office (USPTO), as part 
of its continuing effort to reduce paperwork and respondent burden, 
invites the general public and other Federal agencies to take this 
opportunity to comment on the continuing information collection, as 
required by the Paperwork Reduction Act of 1995, Public Law 104-13 (44 
U.S.C. 3506(c)(2)(A)).

DATES: Written comments must be submitted on or before October 21, 
2016.

ADDRESSES: You may submit comments by any of the following methods:
     Email: [email protected]. Include ``0651-
0033 comment'' in the subject line of the message.
     Mail: Marcie Lovett, Records Management Division Director, 
Office of the Chief Information Officer; United States Patent and 
Trademark Office; P.O. Box 1450, Alexandria, VA 22313-1450.
     Federal Rulemaking Portal: http://www.regulations.gov.

FOR FURTHER INFORMATION CONTACT: Requests for additional information 
should be directed to Raul Tamayo, Senior Legal Advisor, Office of 
Patent Legal Administration, United States Patent and Trademark Office, 
P.O. Box 1450, Alexandria, VA 22313-1450; by telephone at 571-272-7728; 
or by email to [email protected]. Additional information about this 
collection is also available at http://www.reginfo.gov under 
``Information Collection Review.''

SUPPLEMENTARY INFORMATION:

I. Abstract

    This collection of information encompasses the action an applicant 
must take to submit an issue fee payment to the USPTO. The United 
States Patent and Trademark Office (USPTO) is required by 35 U.S.C. 131 
and 151 to examine applications and, when appropriate, allow 
applications and issue them as patents. When an application for a 
patent is allowed by the USPTO, the USPTO issues a notice of allowance 
and the applicant must pay the specified issue fee (including the 
publication fee, if applicable) within three months to avoid 
abandonment of the application. If the appropriate fees are paid within 
the proper time period, the USPTO can then issue the patent. If the 
fees are not paid within the designated time period, the application is 
abandoned (applicant may petition the Director to accept a delayed 
payment with a satisfactory showing that the delay was unintentional; 
the Petition for Revival of an Application for Patent Abandoned 
Unintentionally (Form PTO/SB/64) is approved under information 
collection 0651-0031). The rules outlining the procedures for payment 
of the issue fee and issuance of a patent are found at 37 CFR 1.18 and 
1.311-1.317.
    This collection of information also encompasses several actions 
that may be taken after issuance of a patent, pursuant to Chapter 25 of 
Title 35 U.S.C. A certificate of correction may be requested to correct 
an error or errors in the patent. If the USPTO determines that the 
request should be approved, the USPTO will issue a certificate of 
correction. For an original patent that is believed to be wholly or 
partly inoperative or invalid, the assignee(s) or inventor(s) may apply 
for reissue of the patent, which entails several formal requirements, 
including provision of an oath or declaration specifically identifying 
at least one error being relied upon as the basis for reissue and 
stating the reason for the belief that the original patent is wholly or 
partly inoperative or invalid (e.g., a defective specification or 
drawing, or claiming more or less than the patentee had the right to 
claim in the patent). The rules outlining these procedures are found at 
37 CFR 1.171-1.178 and 1.322-1.325.

II. Method of Collection

    By mail, facsimile, hand delivery, or electronically to the USPTO.

III. Data

    OMB Number: 0651-0033.
    Form Number(s): PTO/SB/44/50/51/51S/52/53/56/141, PTO/AIA/05/06/07, 
and PTOL-85B.
    Type of Review: Revision of a currently approved collection.
    Affected Public: Individuals or households; businesses or other 
for-profits; and not-for-profit institutions.
    Estimated Number of Respondents: 379,600 responses per year. The 
USPTO estimates that approximately 25% of these responses will be from 
small entities (22%) and micro entities (3%).
    Estimated Time per Response: The USPTO estimates that it will take 
the public from 12 minutes (0.20 hours) to 5 hours to gather the 
necessary information, prepare the appropriate form or document, and 
submit the information to the USPTO.
    Estimated Total Annual Respondent Burden Hours: 207,065 hours.
    Estimated Total Annual Respondent Cost Burden: $35,734,150.00. The 
USPTO expects that the information in this collection will be prepared 
by attorneys at an estimated rate of $410 per hour, except for the 
Issue Fee Transmittal, which will be prepared by paraprofessionals at 
an estimated rate of $125 per hour. Therefore, the USPTO estimates that 
the respondent cost burden for this collection will be approximately 
$35,734,150.00 per year.

--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                         Estimated       Estimated
         IC No.                     Item           Estimated time for  response (hr)      annual       annual burden    Rate ($/hr)    Total cost burden
                                                                                         responses         hours                            ($/hr)
                                                   (a)..............................             (b)     (a) x (b) =             (d)     (c) x (d) = (e)
                                                                                                                 (c)
--------------------------------------------------------------------------------------------------------------------------------------------------------
1.......................  Certificate of           1................................          28,000       28,000.00         $410.00      $11,480,000.00
                           Correction (PTO/SB/44).
2.......................  Petition to Correct      0.50 (30 minutes)................             850          425.00          410.00          174,250.00
                           Assignee After Payment
                           of Issue Fee (37 CFR
                           3.81(b)) (PTO/SB/141).
3.......................  Reissue Documentation..  5................................             950        4,750.00          410.00        1,947,500.00
4.......................  Reissue Patent           0.20 (12 minutes)................             950          190.00          410.00           77,900.00
                           Application
                           Transmittal (PTO/SB/
                           50)Office (RO/US) (PTO-
                           1382).

[[Page 56611]]

 
5.......................  Reissue Application      0.50 (30 minutes)................           1,350          675.00          410.00          276,750.00
                           Declaration by the
                           Inventor or the
                           Assignee (PTO/SB/51/52
                           and PTO/AIA/05/06) or
                           Substitute Statement
                           in Lieu of an Oath or
                           Declaration for
                           Reissue Patent
                           Application (35 U.S.C.
                           Sec.   115(d) and 37
                           CFR 1.64) (PTO/AIA/07).
6.......................  Supplemental             0.30 (18 minutes)................             250           75.00          410.00           30,750.00
                           Declaration for
                           Reissue Patent
                           Application to Correct
                           ``Errors'' Statement
                           (37 CFR 1.175) (PTO/SB/
                           51S).
7.......................  Reissue Application:     0.20 (12 minutes)................           1,300          260.00          410.00          106,600.00
                           Consent of Assignee;
                           Statement of Non-
                           assignment (PTO/SB/53).
8.......................  Reissue Application Fee  0.20 (12 minutes)................             950          190.00          410.00           77,900.00
                           Transmittal Form (PTO/
                           SB/56).
9.......................  Issue Fee Transmittal    0.50 (30 minutes)................          35,000       17,500.00          125.00        2,187,500.00
                           (PTOL-85B).
10......................  Issue Fee Transmittal    0.50 (30 minutes)................         310,000      155,000.00          125.00       19,375,000.00
                           (electronic) (PTOL-
                           85B).
                                                  ------------------------------------------------------------------------------------------------------
    Totals..............  .......................  .................................         379,600      207,065.00  ..............       35,734,150.00
--------------------------------------------------------------------------------------------------------------------------------------------------------

    Estimated Total Annual Non-hour Respondent Cost Burden: 
$274,403,312.19. There are no capital start-up, maintenance, or 
recordkeeping costs associated with this information collection. 
However, this collection does have annual (non-hour) costs in the forms 
of postage costs.

--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                              Estimated annual                                    Total non-hour cost
               IC No.                 Information collection instrument          responses                Filing fee ($)              burden (yr)
                                                                                               (a)                        (b)            (a) x (b) = (c)
--------------------------------------------------------------------------------------------------------------------------------------------------------
1..................................  Certificate of correction.........                     12,200                    $100.00              $1,220,000.00
3..................................  Basic filing fee--Reissue (Large                          850                     280.00                 238,000.00
                                      entity).
3..................................  Basic filing fee--Reissue (Small                          250                     140.00                  35,000.00
                                      entity).
3..................................  Basic filing fee--Reissue (Micro                           10                      70.00                     700.00
                                      entity).
3..................................  Reissue Search Fee (Large entity).                        850                     600.00                 510,000.00
3..................................  Reissue Search Fee (Small entity).                        250                     300.00                  75,000.00
3..................................  Reissue Search Fee (Micro entity).                         10                     150.00                   1,500.00
3..................................  Reissue independent claims in                           1,150                     420.00                 483,000.00
                                      excess of three (Micro entity).
3..................................  Reissue independent claims in                             200                     210.00                  42,000.00
                                      excess of three (Small entity).
3..................................  Reissue independent claims in                              15                     105.00                   1,575.00
                                      excess of three (Micro entity).
3..................................  Reissue claims in excess of 20                          7,535                      80.00                 602,800.00
                                      (Large entity).
3..................................  Reissue claims in excess of 20                          2,030                      40.00                  81,200.00
                                      (Small entity).
3..................................  Reissue claims in excess of 20                             90                      20.00                   1,800.00
                                      (Micro entity).
8..................................  Reissue Application Size Fee--for                          25                     400.00                  10,000.00
                                      each additional 50 sheets that
                                      exceeds 100 sheets (Large entity).
8..................................  Reissue Application Size Fee--for                           5                     200.00                   1,000.00
                                      each additional 50 sheets that
                                      exceeds 100 sheets (Small entity).
8..................................  Reissue Application Size Fee--for                           0                     100.00                       0.00
                                      each additional 50 sheets that
                                      exceeds 100 sheets (Micro entity).
8..................................  Reissue Examination Fee (Large                            840                   2,160.00               1,814,400.00
                                      entity).
8..................................  Reissue Examination Fee (Small                            245                   1,080.00                 264,600.00
                                      entity).
8..................................  Reissue Examination Fee (Micro                             10                     540.00                   5,400.00
                                      entity).

[[Page 56612]]

 
9, 10..............................  Utility issue fee (Large entity)..                    236,380                     960.00             226,924,800.00
9, 10..............................  Utility issue fee (Small entity)..                     57,830                     480.00              27,758,400.00
9, 10..............................  Utility issue fee (Micro entity)..                      5,625                     240.00               1,350,000.00
9, 10..............................  Design issue fee (Large entity)...                     15,230                     560.00               8,528,800.00
9, 10..............................  Design issue fee (Small entity)...                     11,150                     280.00               3,122,000.00
9, 10..............................  Design issue fee (Micro entity)...                      2,210                     140.00                 309,400.00
9, 10..............................  Plant issue fee (Large entity)....                        610                     760.00                 463,600.00
9, 10..............................  Plant issue fee (Small entity)....                        655                     380.00                 248,900.00
9, 10..............................  Plant issue fee (Micro entity)....                         10                     190.00                   1,900.00
9, 10..............................  Reissue issue fee (Large entity)..                        265                     960.00                 254,400.00
9, 10..............................  Reissue issue fee (Small entity)..                         90                     480.00                  43,200.00
9, 10..............................  Reissue issue fee (Micro entity)..                          5                     240.00                   1,200.00
                                                                        --------------------------------------------------------------------------------
    Total..........................  ..................................                    356,625  .........................             274,394,575.00
--------------------------------------------------------------------------------------------------------------------------------------------------------

    Customers may incur postage costs when submitting the information 
in this collection by the USPTO by mail. The USPTO estimates that the 
average first-class postage cost for a mailed submission will be 49 
cents and that approximately 5% submissions will be mailed to the USPTO 
per year, for a total estimated postage cost of $8,737.19 per year.
    The total annual (non-hour) respondent cost burden for this 
collection is estimated to be approximately $274,403,312.19 per year.

IV. Request for Comments

    Comments submitted in response to this notice will be summarized 
and/or included in the request for OMB approval. All comments will 
become a matter of public record.
    The USPTO is soliciting public comments to:
    (a) Evaluate whether the proposed collection of information is 
necessary for the proper performance of the functions of the agency, 
including whether the information will have practical utility; (b) 
Evaluate the accuracy of the agency's estimate of the burden of the 
proposed collection of information, including the validity of the 
methodology and assumptions used; (c) Enhance the quality, utility, and 
clarity of the information to be collected; and (d) Minimize the burden 
of the collection of information on those who are to respond, including 
through the use of appropriate automated, electronic, mechanical, or 
other technological collection techniques or other forms of information 
technology, e.g., permitting electronic submission of responses.

Marcie Lovett,
Records Management Division Director, Office of the Chief Information 
Officer.
[FR Doc. 2016-19921 Filed 8-19-16; 8:45 am]
BILLING CODE 3510-16-P



                                                    56610                              Federal Register / Vol. 81, No. 162 / Monday, August 22, 2016 / Notices

                                                    DEPARTMENT OF COMMERCE                                        I. Abstract                                                  relied upon as the basis for reissue and
                                                                                                                     This collection of information                            stating the reason for the belief that the
                                                    Patent and Trademark Office                                   encompasses the action an applicant                          original patent is wholly or partly
                                                                                                                  must take to submit an issue fee                             inoperative or invalid (e.g., a defective
                                                    Post Allowance and Refiling                                                                                                specification or drawing, or claiming
                                                                                                                  payment to the USPTO. The United
                                                                                                                  States Patent and Trademark Office                           more or less than the patentee had the
                                                    ACTION:      Proposed collection; comment                                                                                  right to claim in the patent). The rules
                                                    request.                                                      (USPTO) is required by 35 U.S.C. 131
                                                                                                                  and 151 to examine applications and,                         outlining these procedures are found at
                                                    SUMMARY:   The United States Patent and                       when appropriate, allow applications                         37 CFR 1.171–1.178 and 1.322–1.325.
                                                    Trademark Office (USPTO), as part of its                      and issue them as patents. When an                           II. Method of Collection
                                                    continuing effort to reduce paperwork                         application for a patent is allowed by
                                                    and respondent burden, invites the                            the USPTO, the USPTO issues a notice                           By mail, facsimile, hand delivery, or
                                                    general public and other Federal                              of allowance and the applicant must pay                      electronically to the USPTO.
                                                    agencies to take this opportunity to                          the specified issue fee (including the                       III. Data
                                                    comment on the continuing information                         publication fee, if applicable) within
                                                                                                                  three months to avoid abandonment of                            OMB Number: 0651–0033.
                                                    collection, as required by the Paperwork
                                                                                                                  the application. If the appropriate fees                        Form Number(s): PTO/SB/44/50/51/
                                                    Reduction Act of 1995, Public Law 104–
                                                                                                                  are paid within the proper time period,                      51S/52/53/56/141, PTO/AIA/05/06/07,
                                                    13 (44 U.S.C. 3506(c)(2)(A)).
                                                                                                                  the USPTO can then issue the patent. If                      and PTOL–85B.
                                                    DATES: Written comments must be                                                                                               Type of Review: Revision of a
                                                                                                                  the fees are not paid within the
                                                    submitted on or before October 21,                                                                                         currently approved collection.
                                                                                                                  designated time period, the application
                                                    2016.                                                                                                                         Affected Public: Individuals or
                                                                                                                  is abandoned (applicant may petition
                                                    ADDRESSES:   You may submit comments                          the Director to accept a delayed                             households; businesses or other for-
                                                    by any of the following methods:                              payment with a satisfactory showing                          profits; and not-for-profit institutions.
                                                      • Email: InformationCollection@                             that the delay was unintentional; the                           Estimated Number of Respondents:
                                                    uspto.gov. Include ‘‘0651–0033                                Petition for Revival of an Application                       379,600 responses per year. The USPTO
                                                    comment’’ in the subject line of the                          for Patent Abandoned Unintentionally                         estimates that approximately 25% of
                                                    message.                                                      (Form PTO/SB/64) is approved under                           these responses will be from small
                                                      • Mail: Marcie Lovett, Records                              information collection 0651–0031). The                       entities (22%) and micro entities (3%).
                                                    Management Division Director, Office of                       rules outlining the procedures for                              Estimated Time per Response: The
                                                    the Chief Information Officer; United                         payment of the issue fee and issuance of                     USPTO estimates that it will take the
                                                    States Patent and Trademark Office;                           a patent are found at 37 CFR 1.18 and                        public from 12 minutes (0.20 hours) to
                                                    P.O. Box 1450, Alexandria, VA 22313–                          1.311–1.317.                                                 5 hours to gather the necessary
                                                    1450.                                                            This collection of information also                       information, prepare the appropriate
                                                      • Federal Rulemaking Portal: http://                        encompasses several actions that may be                      form or document, and submit the
                                                    www.regulations.gov.                                          taken after issuance of a patent,                            information to the USPTO.
                                                                                                                  pursuant to Chapter 25 of Title 35                              Estimated Total Annual Respondent
                                                    FOR FURTHER INFORMATION CONTACT:                              U.S.C. A certificate of correction may be                    Burden Hours: 207,065 hours.
                                                    Requests for additional information                           requested to correct an error or errors in                      Estimated Total Annual Respondent
                                                    should be directed to Raul Tamayo,                            the patent. If the USPTO determines                          Cost Burden: $35,734,150.00. The
                                                    Senior Legal Advisor, Office of Patent                        that the request should be approved, the                     USPTO expects that the information in
                                                    Legal Administration, United States                           USPTO will issue a certificate of                            this collection will be prepared by
                                                    Patent and Trademark Office, P.O. Box                         correction. For an original patent that is                   attorneys at an estimated rate of $410
                                                    1450, Alexandria, VA 22313–1450; by                           believed to be wholly or partly                              per hour, except for the Issue Fee
                                                    telephone at 571–272–7728; or by email                        inoperative or invalid, the assignee(s) or                   Transmittal, which will be prepared by
                                                    to Raul.Tamayo@uspto.gov. Additional                          inventor(s) may apply for reissue of the                     paraprofessionals at an estimated rate of
                                                    information about this collection is also                     patent, which entails several formal                         $125 per hour. Therefore, the USPTO
                                                    available at http://www.reginfo.gov                           requirements, including provision of an                      estimates that the respondent cost
                                                    under ‘‘Information Collection Review.’’                      oath or declaration specifically                             burden for this collection will be
                                                    SUPPLEMENTARY INFORMATION:                                    identifying at least one error being                         approximately $35,734,150.00 per year.

                                                                                                                    Estimated time for                 Estimated          Estimated            Rate           Total cost burden
                                                         IC No.                           Item                          response                         annual         annual burden          ($/hr)               ($/hr)
                                                                                                                           (hr)                        responses            hours

                                                                                                                               (a)                         (b)          (a) × (b) = (c)            (d)         (c) × (d) = (e)

                                                    1 ..................   Certificate of Correction (PTO/       1 ................................          28,000         28,000.00              $410.00       $11,480,000.00
                                                                             SB/44).
                                                    2 ..................   Petition to Correct Assignee          0.50 (30 minutes) ......                         850           425.00               410.00          174,250.00
                                                                             After Payment of Issue Fee
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                                             (37 CFR 3.81(b)) (PTO/SB/
                                                                             141).
                                                    3 ..................   Reissue Documentation .........       5 ................................               950         4,750.00               410.00        1,947,500.00
                                                    4 ..................   Reissue Patent Application            0.20 (12 minutes) ......                         950           190.00               410.00           77,900.00
                                                                             Transmittal (PTO/SB/
                                                                             50)Office (RO/US) (PTO–
                                                                             1382).




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                                                                                             Federal Register / Vol. 81, No. 162 / Monday, August 22, 2016 / Notices                                                                                      56611

                                                                                                                                    Estimated time for                     Estimated            Estimated                Rate                 Total cost burden
                                                         IC No.                                  Item                                   response                             annual           annual burden              ($/hr)                     ($/hr)
                                                                                                                                           (hr)                            responses              hours

                                                                                                                                                (a)                            (b)            (a) × (b) = (c)              (d)                   (c) × (d) = (e)

                                                    5 ..................     Reissue Application Declara-                        0.50 (30 minutes) ......                             1,350           675.00                   410.00                  276,750.00
                                                                               tion by the Inventor or the
                                                                               Assignee (PTO/SB/51/52
                                                                               and PTO/AIA/05/06) or
                                                                               Substitute Statement in Lieu
                                                                               of an Oath or Declaration
                                                                               for Reissue Patent Applica-
                                                                               tion (35 U.S.C. § 115(d) and
                                                                               37 CFR 1.64) (PTO/AIA/07).
                                                    6 ..................     Supplemental Declaration for                        0.30 (18 minutes) ......                              250             75.00                  410.00                    30,750.00
                                                                               Reissue Patent Application
                                                                               to Correct ‘‘Errors’’ State-
                                                                               ment (37 CFR 1.175) (PTO/
                                                                               SB/51S).
                                                    7 ..................     Reissue Application: Consent                        0.20 (12 minutes) ......                             1,300           260.00                   410.00                  106,600.00
                                                                               of Assignee; Statement of
                                                                               Non-assignment (PTO/SB/
                                                                               53).
                                                    8 ..................     Reissue Application Fee                             0.20 (12 minutes) ......                              950            190.00                   410.00                   77,900.00
                                                                               Transmittal Form (PTO/SB/
                                                                               56).
                                                    9 ..................     Issue Fee Transmittal (PTOL–                        0.50 (30 minutes) ......                        35,000           17,500.00                   125.00                 2,187,500.00
                                                                               85B).
                                                    10 ................      Issue Fee Transmittal (elec-                        0.50 (30 minutes) ......                       310,000          155,000.00                    125.00              19,375,000.00
                                                                               tronic) (PTOL–85B).

                                                           Totals ...        .................................................   ....................................           379,600          207,065.00       ........................         35,734,150.00



                                                      Estimated Total Annual Non-hour                                            start-up, maintenance, or recordkeeping                             does have annual (non-hour) costs in
                                                    Respondent Cost Burden:                                                      costs associated with this information                              the forms of postage costs.
                                                    $274,403,312.19. There are no capital                                        collection. However, this collection

                                                                                                                                                        Estimated annual                            Filing fee                   Total non-hour cost burden
                                                         IC No.                    Information collection instrument                                        responses                                   ($)                                 (yr)

                                                                                                                                                                    (a)                                 (b)                                  (a) × (b) = (c)

                                                    1   ..................   Certificate of correction ..........................                                              12,200                            $100.00                           $1,220,000.00
                                                    3   ..................   Basic filing fee—Reissue (Large entity)                                                              850                             280.00                              238,000.00
                                                    3   ..................   Basic filing fee—Reissue (Small entity)                                                              250                             140.00                               35,000.00
                                                    3   ..................   Basic filing fee—Reissue (Micro entity)                                                               10                              70.00                                  700.00
                                                    3   ..................   Reissue Search Fee (Large entity) ........                                                           850                             600.00                              510,000.00
                                                    3   ..................   Reissue Search Fee (Small entity) ........                                                           250                             300.00                               75,000.00
                                                    3   ..................   Reissue Search Fee (Micro entity) ........                                                            10                             150.00                                1,500.00
                                                    3   ..................   Reissue independent claims in excess                                                               1,150                             420.00                              483,000.00
                                                                               of three (Micro entity).
                                                    3 ..................     Reissue independent claims in excess                                                                 200                              210.00                               42,000.00
                                                                               of three (Small entity).
                                                    3 ..................     Reissue independent claims in excess                                                                     15                           105.00                                 1,575.00
                                                                               of three (Micro entity).
                                                    3 ..................     Reissue claims in excess of 20 (Large                                                              7,535                                80.00                             602,800.00
                                                                               entity).
                                                    3 ..................     Reissue claims in excess of 20 (Small                                                              2,030                                40.00                              81,200.00
                                                                               entity).
                                                    3 ..................     Reissue claims in excess of 20 (Micro                                                                    90                             20.00                                1,800.00
                                                                               entity).
                                                    8 ..................     Reissue Application Size Fee—for each                                                                    25                           400.00                               10,000.00
                                                                               additional 50 sheets that exceeds 100
                                                                               sheets (Large entity).
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                    8 ..................     Reissue Application Size Fee—for each                                                                     5                          200.00                                  1,000.00
                                                                               additional 50 sheets that exceeds 100
                                                                               sheets (Small entity).
                                                    8 ..................     Reissue Application Size Fee—for each                                                                     0                           100.00                                      0.00
                                                                               additional 50 sheets that exceeds 100
                                                                               sheets (Micro entity).
                                                    8 ..................     Reissue Examination Fee (Large entity)                                                               840                            2,160.00                            1,814,400.00
                                                    8 ..................     Reissue Examination Fee (Small entity)                                                               245                            1,080.00                              264,600.00
                                                    8 ..................     Reissue Examination Fee (Micro entity)                                                                10                              540.00                                5,400.00



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                                                    56612                                    Federal Register / Vol. 81, No. 162 / Monday, August 22, 2016 / Notices

                                                                                                                                                      Estimated annual                          Filing fee                       Total non-hour cost burden
                                                         IC No.                    Information collection instrument                                      responses                                 ($)                                     (yr)

                                                                                                                                                             (a)                                     (b)                               (a) × (b) = (c)

                                                    9,   10   ............   Utility issue fee (Large entity) ................                                        236,380                                      960.00                   226,924,800.00
                                                    9,   10   ............   Utility issue fee (Small entity) ................                                         57,830                                      480.00                    27,758,400.00
                                                    9,   10   ............   Utility issue fee (Micro entity) ................                                          5,625                                      240.00                     1,350,000.00
                                                    9,   10   ............   Design issue fee (Large entity) ..............                                            15,230                                      560.00                     8,528,800.00
                                                    9,   10   ............   Design issue fee (Small entity) ..............                                            11,150                                      280.00                     3,122,000.00
                                                    9,   10   ............   Design issue fee (Micro entity) ..............                                             2,210                                      140.00                       309,400.00
                                                    9,   10   ............   Plant issue fee (Large entity) .................                                             610                                      760.00                       463,600.00
                                                    9,   10   ............   Plant issue fee (Small entity) .................                                             655                                      380.00                       248,900.00
                                                    9,   10   ............   Plant issue fee (Micro entity) .................                                              10                                      190.00                         1,900.00
                                                    9,   10   ............   Reissue issue fee (Large entity) ............                                                265                                      960.00                       254,400.00
                                                    9,   10   ............   Reissue issue fee (Small entity) ............                                                 90                                      480.00                        43,200.00
                                                    9,   10   ............   Reissue issue fee (Micro entity) ............                                                  5                                      240.00                         1,200.00

                                                          Total .....         ................................................................                        356,625     ............................................              274,394,575.00



                                                      Customers may incur postage costs                                           e.g., permitting electronic submission of                       low income inventors with volunteer
                                                    when submitting the information in this                                       responses.                                                      patent attorneys across the United
                                                    collection by the USPTO by mail. The                                                                                                          States.
                                                                                                                                  Marcie Lovett,                                                     This information collection will
                                                    USPTO estimates that the average first-
                                                                                                                                  Records Management Division Director,                           ascertain the effectiveness of each
                                                    class postage cost for a mailed                                               Office of the Chief Information Officer.
                                                    submission will be 49 cents and that                                                                                                          individual regional hub with respect to
                                                                                                                                  [FR Doc. 2016–19921 Filed 8–19–16; 8:45 am]                     their matchmaking efforts. The USPTO
                                                    approximately 5% submissions will be
                                                    mailed to the USPTO per year, for a
                                                                                                                                  BILLING CODE 3510–16–P                                          has worked with the Pro Bono Advisory
                                                                                                                                                                                                  Council (PBAC) to determine what
                                                    total estimated postage cost of $8,737.19
                                                                                                                                                                                                  information is necessary to ascertain the
                                                    per year.                                                                     DEPARTMENT OF COMMERCE                                          effectiveness of each regional pro bono
                                                      The total annual (non-hour)                                                                                                                 hub’s matchmaking operations. PBAC is
                                                    respondent cost burden for this                                               United States Patent and Trademark
                                                                                                                                                                                                  a well-established group of patent
                                                    collection is estimated to be                                                 Office
                                                                                                                                                                                                  practitioners and patent pro bono
                                                    approximately $274,403,312.19 per                                             Submission for OMB Review;                                      regional hub administrators who have
                                                    year.                                                                         Comment Request; ‘‘Pro Bono Survey’’                            committed to provide support and
                                                                                                                                                                                                  guidance to patent pro bono programs
                                                    IV. Request for Comments                                                                                                                      across the country. The USPTO is
                                                                                                                                     The United States Patent and
                                                       Comments submitted in response to                                          Trademark Office (USPTO) will submit                            responsible for the collection of this
                                                    this notice will be summarized and/or                                         to the Office of Management and Budget                          information, which is collected on a
                                                    included in the request for OMB                                               (OMB) for clearance the following                               quarterly basis.
                                                                                                                                  proposal for collection of information                             Specifically, the information will
                                                    approval. All comments will become a
                                                                                                                                  under the provisions of the Paperwork                           allow PBAC and the USPTO to ascertain
                                                    matter of public record.                                                                                                                      the origination state of applicants,
                                                                                                                                  Reduction Act (44 U.S.C. chapter 35).
                                                       The USPTO is soliciting public                                                Title: Pro Bono Survey.                                      where applicants are being referred
                                                    comments to:                                                                     OMB Control Number: 0651—New.                                from, and what portion of applicants are
                                                       (a) Evaluate whether the proposed                                             Form Number(s): N/A.                                         completing and returning financial
                                                    collection of information is necessary                                           Type of Request: Regular.                                    screening applications. Additionally the
                                                    for the proper performance of the                                                Number of Respondents: 20                                    information will help track the number
                                                    functions of the agency, including                                            respondents providing quarterly                                 of invention screenings, disqualified
                                                    whether the information will have                                             responses, for a total of 80 responses per                      applicants, corporations/law firms
                                                    practical utility; (b) Evaluate the                                           year.                                                           agreeing to accept cases, backlog of
                                                                                                                                     Average Hours per Response: 2 hours.                         unmatched applicants, hours donated
                                                    accuracy of the agency’s estimate of the
                                                                                                                                     Burden Hours: 160 hours.                                     by lawyer referral service panel
                                                    burden of the proposed collection of                                             Cost Burden: $65,600.00                                      attorneys, and provisional and non-
                                                    information, including the validity of                                           Needs and Uses: The Leahy-Smith                              provisional applications filed, all on a
                                                    the methodology and assumptions used;                                         America Invents Act (AIA), Public Law                           quarterly basis. The information will
                                                    (c) Enhance the quality, utility, and                                         112–29 § 32 (2011) directs the USPTO to                         also allow PBAC and the USPTO to
                                                    clarity of the information to be                                              work with and support intellectual                              understand program financial
                                                    collected; and (d) Minimize the burden                                        property law associations across the                            information including project cost, and
                                                    of the collection of information on those                                     country in the establishment of pro                             depth of donor support.
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                    who are to respond, including through                                         bono programs designed to assist                                   The information, at its highest level,
                                                    the use of appropriate automated,                                             financially under-resourced                                     will allow PBAC and the USPTO to
                                                    electronic, mechanical, or other                                              independent inventors and small                                 ascertain whether the regional hubs are
                                                    technological collection techniques or                                        businesses. In support of this law, the                         matching qualified low income
                                                    other forms of information technology,                                        USPTO, in collaboration with various                            inventors with volunteer patent
                                                                                                                                  non-profit organizations, has established                       attorneys. It will also help establish the
                                                                                                                                  a series of autonomous regional hubs                            total economic benefit derived by low-
                                                                                                                                  that act as matchmakers to help connect                         income inventors in the form of donated


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Document Created: 2018-02-09 11:37:46
Document Modified: 2018-02-09 11:37:46
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionProposed collection; comment request.
DatesWritten comments must be submitted on or before October 21, 2016.
ContactRequests for additional information should be directed to Raul Tamayo, Senior Legal Advisor, Office of Patent Legal Administration, United States Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450; by telephone at 571-272-7728; or by email to [email protected] Additional information about this collection is also available at http://www.reginfo.gov under ``Information Collection Review.''
FR Citation81 FR 56610 

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