81_FR_58681 81 FR 58516 - Abbreviated New Drug Application Submissions-Refuse To Receive for Lack of Justification of Impurity Limits; Guidance for Industry; Availability

81 FR 58516 - Abbreviated New Drug Application Submissions-Refuse To Receive for Lack of Justification of Impurity Limits; Guidance for Industry; Availability

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration

Federal Register Volume 81, Issue 165 (August 25, 2016)

Page Range58516-58517
FR Document2016-20399

The Food and Drug Administration (FDA or Agency) is announcing the availability of a guidance for industry entitled ``Abbreviated New Drug Application Submissions--Refuse to Receive for Lack of Justification of Impurity Limits.'' This guidance is intended to assist applicants preparing to submit to FDA abbreviated new drug applications (ANDAs) and prior approval supplements for which the applicant is seeking approval of a new strength of the drug product. The guidance highlights deficiencies about impurity information that may cause FDA to refuse to receive (RTR) an ANDA.

Federal Register, Volume 81 Issue 165 (Thursday, August 25, 2016)
[Federal Register Volume 81, Number 165 (Thursday, August 25, 2016)]
[Notices]
[Pages 58516-58517]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-20399]


-----------------------------------------------------------------------

DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

[Docket No. FDA-2014-D-1292]


Abbreviated New Drug Application Submissions--Refuse To Receive 
for Lack of Justification of Impurity Limits; Guidance for Industry; 
Availability

AGENCY: Food and Drug Administration, HHS.

ACTION: Notice of availability.

-----------------------------------------------------------------------

SUMMARY: The Food and Drug Administration (FDA or Agency) is announcing 
the availability of a guidance for industry entitled ``Abbreviated New 
Drug Application Submissions--Refuse to Receive for Lack of 
Justification of Impurity Limits.'' This guidance is intended to assist 
applicants preparing to submit to FDA abbreviated new drug applications 
(ANDAs) and prior approval supplements for which the applicant is 
seeking approval of a new strength of the drug product. The guidance 
highlights deficiencies about impurity information that may cause FDA 
to refuse to receive (RTR) an ANDA.

DATES: Submit either electronic or written comments on Agency guidances 
at any time.

ADDRESSES: You may submit comments as follows:

Electronic Submissions

    Submit electronic comments in the following way:
     Federal eRulemaking Portal: http://www.regulations.gov. 
Follow the instructions for submitting comments. Comments submitted 
electronically, including attachments, to http://www.regulations.gov 
will be posted to the docket unchanged. Because your comment will be 
made public, you are solely responsible for ensuring that your comment 
does not include any confidential information that you or a third party 
may not wish to be posted, such as medical information, your or anyone 
else's Social Security number, or confidential business information, 
such as a manufacturing process. Please note that if you include your 
name, contact information, or other information that identifies you in 
the body of your comments, that information will be posted on http://www.regulations.gov.
     If you want to submit a comment with confidential 
information that you do not wish to be made available to the public, 
submit the comment as a written/paper submission and in the manner 
detailed (see ``Written/Paper Submissions'' and ``Instructions'').

Written/Paper Submissions

    Submit written/paper submissions as follows:
     Mail/Hand delivery/Courier (for written/paper 
submissions): Division of Dockets Management (HFA-305), Food and Drug 
Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852.
     For written/paper comments submitted to the Division of 
Dockets Management, FDA will post your comment, as well as any 
attachments, except for information submitted, marked and identified, 
as confidential, if submitted as detailed in ``Instructions.''
    Instructions: All submissions received must include the Docket No. 
FDA-2014-D-1292 for ``Abbreviated New Drug Application Submissions--
Refuse to Receive for Lack of Justification of Impurity Limits.'' 
Received comments will be placed in the docket and, except for those 
submitted as ``Confidential Submissions,'' publicly viewable at http://www.regulations.gov or at the Division of Dockets Management between 9 
a.m. and 4 p.m., Monday through Friday.
     Confidential Submissions--To submit a comment with 
confidential information that you do not wish to be made publicly 
available, submit your comments only as a written/paper submission. You 
should submit two copies total. One copy will include the

[[Page 58517]]

information you claim to be confidential with a heading or cover note 
that states ``THIS DOCUMENT CONTAINS CONFIDENTIAL INFORMATION.'' The 
Agency will review this copy, including the claimed confidential 
information, in its consideration of comments. The second copy, which 
will have the claimed confidential information redacted/blacked out, 
will be available for public viewing and posted on http://www.regulations.gov. Submit both copies to the Division of Dockets 
Management. If you do not wish your name and contact information to be 
made publicly available, you can provide this information on the cover 
sheet and not in the body of your comments and you must identify this 
information as ``confidential.'' Any information marked as 
``confidential'' will not be disclosed except in accordance with 21 CFR 
10.20 and other applicable disclosure law. For more information about 
FDA's posting of comments to public dockets, see 80 FR 56469, September 
18, 2015, or access the information at: http://www.fda.gov/regulatoryinformation/dockets/default.htm.
    Docket: For access to the docket to read background documents or 
the electronic and written/paper comments received, go to http://www.regulations.gov and insert the docket number, found in brackets in 
the heading of this document, into the ``Search'' box and follow the 
prompts and/or go to the Division of Dockets Management, 5630 Fishers 
Lane, Rm. 1061, Rockville, MD 20852.
    Submit written requests for single copies of this guidance to the 
Division of Drug Information, Center for Drug Evaluation and Research, 
Food and Drug Administration, 10001 New Hampshire Ave., Hillandale 
Building, 4th Floor, Silver Spring, MD 20993-0002. Send one self-
addressed adhesive label to assist that office in processing your 
requests. See the SUPPLEMENTARY INFORMATION section for electronic 
access to the guidance document.

FOR FURTHER INFORMATION CONTACT: Elizabeth Giaquinto Friedman, Center 
for Drug Evaluation and Research, Food and Drug Administration, 10903 
New Hampshire Ave., Bldg. 75, Rm. 1670, Silver Spring, MD 20993-0002, 
240-402-7930.

SUPPLEMENTARY INFORMATION:

I. Background

    FDA is announcing the availability of a guidance for industry 
entitled ``Abbreviated New Drug Application Submissions--Refuse to 
Receive for Lack of Justification of Impurity Limits.'' This guidance 
is intended to assist applicants preparing to submit to FDA ANDAs and 
prior approval supplements to ANDAs for which the applicant is seeking 
approval of a new strength of the drug product. The guidance highlights 
serious deficiencies in impurity information that may cause FDA to RTR 
an ANDA. Specifically, these deficiencies include: (1) Failing to 
provide justification for proposed limits for specified identified 
impurities in drug substances and drug products that are above 
qualification thresholds; (2) failing to provide justification for 
specified unidentified impurities that are above identification 
thresholds; and (3) proposing limits for unspecified impurities (e.g., 
any unknown impurity) that are above identification thresholds.
    FDA evaluates each submitted ANDA individually to determine whether 
it is sufficiently complete to permit a substantive review and thus can 
be received by FDA. The Agency cannot receive an ANDA unless it 
contains the information required under section 505(j) of the Federal 
Food, Drug, and Cosmetic Act (21 U.S.C. 355(j)) and related regulations 
(e.g., 21 CFR 314.101(b)(1)). FDA issued the guidance for industry 
``Abbreviated New Drug Application Submissions--Refuse-to-Receive 
Standards'' to explain in some detail the kind of omissions that can 
lead to a RTR determination. A draft of this guidance was published on 
September 17, 2014, with the title ``ANDA Submissions--Refuse to 
Receive for Lack of Proper Justification of Impurity Limits.'' Upon 
review of the comments submitted to the draft guidance, FDA removed the 
word ``proper'' from the title to emphasize that this guidance does not 
apply to the technical review of impurity limit justifications 
submitted in an ANDA.
    This guidance is being issued consistent with FDA's good guidance 
practices regulation (21 CFR 10.115). The guidance represents the 
current thinking of FDA on ``Abbreviated New Drug Application 
Submissions--Refuse to Receive for Lack of Justification of Impurity 
Limits.'' It does not establish any rights for any person and is not 
binding on FDA or the public. You can use an alternative approach if it 
satisfies the requirements of the applicable statutes and regulations.

II. Electronic Access

    Persons with access to the Internet may obtain the guidance at 
either http://www.fda.gov/Drugs/GuidanceComplianceRegulatoryInformation/Guidances/default.htm or http://www.regulations.gov.

    Dated: August 22, 2016.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2016-20399 Filed 8-24-16; 8:45 am]
 BILLING CODE 4164-01-P



                                                    58516                               Federal Register / Vol. 81, No. 165 / Thursday, August 25, 2016 / Notices

                                                                                                                                   ANNUAL BURDEN ESTIMATES
                                                                                                                                                                                      Number of            Average
                                                                                                                                                                     Number of         responses                        Total burden
                                                                                                  Instrument                                                                                             burden hours
                                                                                                                                                                    respondents           per                              hours
                                                                                                                                                                                                         per response
                                                                                                                                                                                      respondent

                                                    Center recruitment call screener (to confirm selection criteria and gain par-
                                                      ticipation; assumes outreach to 5 centers for every 1 center needed) .......                                            360                  1              .33            119
                                                    Center engagement call script (to gather basic characteristics and plan
                                                      steps for participation) ..................................................................................              72                  1              .75             54
                                                    Implementation interview protocol ...................................................................                      72                  1                8            576
                                                    Electronic cost workbook .................................................................................                 72                  1                6            432
                                                    Cost interview protocol ....................................................................................               72                  1                2            144
                                                    Web-based time-use survey ............................................................................                    579                  1               .5            290



                                                     Estimated Total Annual Burden                                        DEPARTMENT OF HEALTH AND                                     such as medical information, your or
                                                    Hours: 1,615 hours.                                                   HUMAN SERVICES                                               anyone else’s Social Security number, or
                                                                                                                                                                                       confidential business information, such
                                                    ADDITIONAL INFORMATION:     In compliance                             Food and Drug Administration                                 as a manufacturing process. Please note
                                                    with the requirements of Section                                                                                                   that if you include your name, contact
                                                    3506(c)(2)(A) of the Paperwork                                        [Docket No. FDA–2014–D–1292]
                                                                                                                                                                                       information, or other information that
                                                    Reduction Act of 1995, the                                                                                                         identifies you in the body of your
                                                                                                                          Abbreviated New Drug Application
                                                    Administration for Children and                                       Submissions—Refuse To Receive for                            comments, that information will be
                                                    Families is soliciting public comment                                 Lack of Justification of Impurity Limits;                    posted on http://www.regulations.gov.
                                                    on the specific aspects of the                                        Guidance for Industry; Availability                            • If you want to submit a comment
                                                    information collection described above.                                                                                            with confidential information that you
                                                    Copies of the proposed collection of                                  AGENCY:        Food and Drug Administration,                 do not wish to be made available to the
                                                    information can be obtained and                                       HHS.                                                         public, submit the comment as a
                                                    comments may be forwarded by writing                                  ACTION:      Notice of availability.                         written/paper submission and in the
                                                    to the Administration for Children and                                                                                             manner detailed (see ‘‘Written/Paper
                                                                                                                          SUMMARY:   The Food and Drug
                                                    Families, Office of Planning, Research                                                                                             Submissions’’ and ‘‘Instructions’’).
                                                                                                                          Administration (FDA or Agency) is
                                                    and Evaluation, 330 C Street SW., 4th                                 announcing the availability of a                             Written/Paper Submissions
                                                    Floor, Washington, DC 20201, Attn:                                    guidance for industry entitled
                                                    OPRE Reports Clearance Officer. Email                                                                                                 Submit written/paper submissions as
                                                                                                                          ‘‘Abbreviated New Drug Application                           follows:
                                                    address: OPREinfocollection@                                          Submissions—Refuse to Receive for                               • Mail/Hand delivery/Courier (for
                                                    acf.hhs.gov. All requests should be                                   Lack of Justification of Impurity                            written/paper submissions): Division of
                                                    identified by the title of the information                            Limits.’’ This guidance is intended to                       Dockets Management (HFA–305), Food
                                                    collection.                                                           assist applicants preparing to submit to                     and Drug Administration, 5630 Fishers
                                                      The Department specifically requests                                FDA abbreviated new drug applications                        Lane, Rm. 1061, Rockville, MD 20852.
                                                    comments on (a) whether the proposed                                  (ANDAs) and prior approval                                      • For written/paper comments
                                                    collection of information is necessary                                supplements for which the applicant is                       submitted to the Division of Dockets
                                                    for the proper performance of the                                     seeking approval of a new strength of                        Management, FDA will post your
                                                    functions of the agency, including                                    the drug product. The guidance                               comment, as well as any attachments,
                                                    whether the information shall have                                    highlights deficiencies about impurity                       except for information submitted,
                                                    practical utility; (b) the accuracy of the                            information that may cause FDA to                            marked and identified, as confidential,
                                                                                                                          refuse to receive (RTR) an ANDA.                             if submitted as detailed in
                                                    agency’s estimate of the burden of the
                                                                                                                          DATES: Submit either electronic or                           ‘‘Instructions.’’
                                                    proposed collection of information; (c)
                                                                                                                          written comments on Agency guidances                            Instructions: All submissions received
                                                    the quality, utility, and clarity of the
                                                                                                                          at any time.                                                 must include the Docket No. FDA–
                                                    information to be collected; and (d)
                                                                                                                          ADDRESSES: You may submit comments                           2014–D–1292 for ‘‘Abbreviated New
                                                    ways to minimize the burden of the
                                                                                                                          as follows:                                                  Drug Application Submissions—Refuse
                                                    collection of information on                                                                                                       to Receive for Lack of Justification of
                                                    respondents, including through the use                                Electronic Submissions                                       Impurity Limits.’’ Received comments
                                                    of automated collection techniques or                                   Submit electronic comments in the                          will be placed in the docket and, except
                                                    other forms of information technology.                                following way:                                               for those submitted as ‘‘Confidential
                                                    Consideration will be given to                                          • Federal eRulemaking Portal: http://                      Submissions,’’ publicly viewable at
                                                    comments and suggestions submitted                                    www.regulations.gov. Follow the                              http://www.regulations.gov or at the
                                                    within 60 days of this publication.                                   instructions for submitting comments.                        Division of Dockets Management
                                                                                                                          Comments submitted electronically,                           between 9 a.m. and 4 p.m., Monday
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                    Robert Sargis,
                                                                                                                          including attachments, to http://                            through Friday.
                                                    ACF Reports Clearance Officer.                                        www.regulations.gov will be posted to                           • Confidential Submissions—To
                                                    [FR Doc. 2016–20386 Filed 8–24–16; 8:45 am]                           the docket unchanged. Because your                           submit a comment with confidential
                                                    BILLING CODE 4184–23–P                                                comment will be made public, you are                         information that you do not wish to be
                                                                                                                          solely responsible for ensuring that your                    made publicly available, submit your
                                                                                                                          comment does not include any                                 comments only as a written/paper
                                                                                                                          confidential information that you or a                       submission. You should submit two
                                                                                                                          third party may not wish to be posted,                       copies total. One copy will include the


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                                                                                Federal Register / Vol. 81, No. 165 / Thursday, August 25, 2016 / Notices                                                 58517

                                                    information you claim to be confidential                Limits.’’ This guidance is intended to                  Dated: August 22, 2016.
                                                    with a heading or cover note that states                assist applicants preparing to submit to              Leslie Kux,
                                                    ‘‘THIS DOCUMENT CONTAINS                                FDA ANDAs and prior approval                          Associate Commissioner for Policy.
                                                    CONFIDENTIAL INFORMATION.’’ The                         supplements to ANDAs for which the                    [FR Doc. 2016–20399 Filed 8–24–16; 8:45 am]
                                                    Agency will review this copy, including                 applicant is seeking approval of a new                BILLING CODE 4164–01–P
                                                    the claimed confidential information, in                strength of the drug product. The
                                                    its consideration of comments. The                      guidance highlights serious deficiencies
                                                    second copy, which will have the                        in impurity information that may cause                DEPARTMENT OF HEALTH AND
                                                    claimed confidential information                        FDA to RTR an ANDA. Specifically,                     HUMAN SERVICES
                                                    redacted/blacked out, will be available                 these deficiencies include: (1) Failing to
                                                    for public viewing and posted on http://                provide justification for proposed limits             Food and Drug Administration
                                                    www.regulations.gov. Submit both                        for specified identified impurities in                [Docket No. FDA–2013–N–1147]
                                                    copies to the Division of Dockets                       drug substances and drug products that
                                                    Management. If you do not wish your                     are above qualification thresholds; (2)               Agency Information Collection
                                                    name and contact information to be                      failing to provide justification for                  Activities; Proposed Collection;
                                                    made publicly available, you can                        specified unidentified impurities that                Comment Request; Preparing a Claim
                                                    provide this information on the cover                   are above identification thresholds; and              of Categorical Exclusion or an
                                                    sheet and not in the body of your                       (3) proposing limits for unspecified                  Environmental Assessment for
                                                    comments and you must identify this                     impurities (e.g., any unknown impurity)               Submission to the Center for Food
                                                    information as ‘‘confidential.’’ Any                    that are above identification thresholds.             Safety and Applied Nutrition
                                                    information marked as ‘‘confidential’’                     FDA evaluates each submitted ANDA                  AGENCY:    Food and Drug Administration,
                                                    will not be disclosed except in                         individually to determine whether it is               HHS.
                                                    accordance with 21 CFR 10.20 and other                  sufficiently complete to permit a
                                                    applicable disclosure law. For more                                                                           ACTION:   Notice.
                                                                                                            substantive review and thus can be
                                                    information about FDA’s posting of                      received by FDA. The Agency cannot                    SUMMARY:   The Food and Drug
                                                    comments to public dockets, see 80 FR                   receive an ANDA unless it contains the                Administration (FDA or we) is
                                                    56469, September 18, 2015, or access                    information required under section                    announcing an opportunity for public
                                                    the information at: http://www.fda.gov/                 505(j) of the Federal Food, Drug, and                 comment on the proposed collection of
                                                    regulatoryinformation/dockets/                          Cosmetic Act (21 U.S.C. 355(j)) and                   certain information by the Agency.
                                                    default.htm.                                            related regulations (e.g., 21 CFR                     Under the Paperwork Reduction Act of
                                                       Docket: For access to the docket to                  314.101(b)(1)). FDA issued the guidance               1995 (the PRA), Federal Agencies are
                                                    read background documents or the                        for industry ‘‘Abbreviated New Drug                   required to publish notice in the
                                                    electronic and written/paper comments                   Application Submissions—Refuse-to-                    Federal Register concerning each
                                                    received, go to http://                                 Receive Standards’’ to explain in some                proposed collection of information,
                                                    www.regulations.gov and insert the                      detail the kind of omissions that can                 including each proposed extension of an
                                                    docket number, found in brackets in the                 lead to a RTR determination. A draft of               existing collection of information, and
                                                    heading of this document, into the                      this guidance was published on                        to allow 60 days for public comment in
                                                    ‘‘Search’’ box and follow the prompts                   September 17, 2014, with the title                    response to the notice. This notice
                                                    and/or go to the Division of Dockets                    ‘‘ANDA Submissions—Refuse to                          solicits comments on the information
                                                    Management, 5630 Fishers Lane, Rm.                      Receive for Lack of Proper Justification              collection provisions of our guidance
                                                    1061, Rockville, MD 20852.                              of Impurity Limits.’’ Upon review of the              document entitled ‘‘Preparing a Claim of
                                                       Submit written requests for single                   comments submitted to the draft                       Categorical Exclusion or an
                                                    copies of this guidance to the Division                 guidance, FDA removed the word                        Environmental Assessment for
                                                    of Drug Information, Center for Drug                    ‘‘proper’’ from the title to emphasize                Submission to the Center for Food
                                                    Evaluation and Research, Food and                       that this guidance does not apply to the              Safety and Applied Nutrition.’’
                                                    Drug Administration, 10001 New                          technical review of impurity limit                    DATES: Submit either electronic or
                                                    Hampshire Ave., Hillandale Building,                    justifications submitted in an ANDA.                  written comments on the collection of
                                                    4th Floor, Silver Spring, MD 20993–                        This guidance is being issued                      information by October 24, 2016.
                                                    0002. Send one self-addressed adhesive                  consistent with FDA’s good guidance                   ADDRESSES: You may submit comments
                                                    label to assist that office in processing               practices regulation (21 CFR 10.115).                 as follows:
                                                    your requests. See the SUPPLEMENTARY                    The guidance represents the current
                                                    INFORMATION section for electronic                      thinking of FDA on ‘‘Abbreviated New                  Electronic Submissions
                                                    access to the guidance document.                        Drug Application Submissions—Refuse                     Submit electronic comments in the
                                                    FOR FURTHER INFORMATION CONTACT:                        to Receive for Lack of Justification of               following way:
                                                    Elizabeth Giaquinto Friedman, Center                    Impurity Limits.’’ It does not establish                • Federal eRulemaking Portal: http://
                                                    for Drug Evaluation and Research, Food                  any rights for any person and is not                  www.regulations.gov. Follow the
                                                    and Drug Administration, 10903 New                      binding on FDA or the public. You can                 instructions for submitting comments.
                                                    Hampshire Ave., Bldg. 75, Rm. 1670,                     use an alternative approach if it satisfies           Comments submitted electronically,
                                                    Silver Spring, MD 20993–0002, 240–                      the requirements of the applicable                    including attachments, to http://
                                                    402–7930.                                               statutes and regulations.                             www.regulations.gov will be posted to
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                    SUPPLEMENTARY INFORMATION:                                                                                    the docket unchanged. Because your
                                                                                                            II. Electronic Access
                                                                                                                                                                  comment will be made public, you are
                                                    I. Background                                             Persons with access to the Internet                 solely responsible for ensuring that your
                                                       FDA is announcing the availability of                may obtain the guidance at either http://             comment does not include any
                                                    a guidance for industry entitled                        www.fda.gov/Drugs/Guidance                            confidential information that you or a
                                                    ‘‘Abbreviated New Drug Application                      ComplianceRegulatoryInformation/                      third party may not wish to be posted,
                                                    Submissions—Refuse to Receive for                       Guidances/default.htm or http://                      such as medical information, your or
                                                    Lack of Justification of Impurity                       www.regulations.gov.                                  anyone else’s Social Security number, or


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Document Created: 2016-08-25 00:35:09
Document Modified: 2016-08-25 00:35:09
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice of availability.
DatesSubmit either electronic or written comments on Agency guidances at any time.
ContactElizabeth Giaquinto Friedman, Center for Drug Evaluation and Research, Food and Drug Administration, 10903 New Hampshire Ave., Bldg. 75, Rm. 1670, Silver Spring, MD 20993-0002, 240-402-7930.
FR Citation81 FR 58516 

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