81_FR_59056 81 FR 58890 - Privacy Act Procedures

81 FR 58890 - Privacy Act Procedures

DEPARTMENT OF THE INTERIOR
National Indian Gaming Commission

Federal Register Volume 81, Issue 166 (August 26, 2016)

Page Range58890-58894
FR Document2016-19749

The purpose of this document is to propose amendments to the procedures followed by the National Indian Gaming Commission (Commission) when processing a request under the Privacy Act of 1974. The proposed amendments make the following changes to the current regulations. These changes will serve to update certain Commission information, streamline how the Commission processes its Privacy Act requests, and aligns those processes with its procedures for processing Freedom of Information Act requests.

Federal Register, Volume 81 Issue 166 (Friday, August 26, 2016)
[Federal Register Volume 81, Number 166 (Friday, August 26, 2016)]
[Proposed Rules]
[Pages 58890-58894]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-19749]


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DEPARTMENT OF THE INTERIOR

National Indian Gaming Commission

25 CFR Part 515

RIN 3141-AA65


Privacy Act Procedures

AGENCY: National Indian Gaming Commission, Department of the Interior.

ACTION: Notice of proposed rulemaking.

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SUMMARY: The purpose of this document is to propose amendments to the 
procedures followed by the National Indian Gaming Commission 
(Commission) when processing a request under the Privacy Act of 1974. 
The proposed amendments make the following changes to the current 
regulations. These changes will serve to update certain Commission 
information, streamline how the Commission processes its Privacy Act 
requests, and aligns those processes with its procedures for processing 
Freedom of Information Act requests.

DATES: Written comments on this proposed rule must be received on or 
before October 11, 2016.

ADDRESSES: Comments may be mailed to Attn: National Indian Gaming 
Commission, FOIA/PA Officer, C/O Department of the Interior, 1849 C 
Street NW., Mail Stop #1621, Washington, DC 20240 or faxed to (202) 
632-7066 (this is not a toll free number). Comments may be inspected 
between 9:00 a.m. and noon and between 2:00 p.m. and 5:00 p.m., Monday 
through Friday, at 90 K Street NE., Washington, DC 20002. Comments may 
also be submitted electronically at www.regulations.gov or emailed to 
[email protected].

FOR FURTHER INFORMATION CONTACT: Andrew Mendoza at (202) 632-7003 or by 
fax (202) 632-7066 (these numbers are not toll free).

SUPPLEMENTARY INFORMATION: 

I. Comments Invited

    Interested parties are invited to participate in this proposed 
rulemaking by submitting such written data, views, or arguments as they 
may desire. Comments that provide the factual basis supporting the 
views and suggestions presented are particularly helpful in developing 
reasoned regulatory decisions on the proposal.

II. Background

    The Indian Gaming Regulatory Act (IGRA), enacted on October 17, 
1988, established the National Indian Gaming Commission. Congress 
enacted the Privacy Act in 1974 (Pub. L. 93-579, 5

[[Page 58891]]

U.S.C. 552a). The Commission originally adopted Privacy Act procedures 
on January 22, 1993. Since that time, the Commission has changed the 
location of its headquarters office, established a new system of 
records, and streamlined the way it processes Privacy Act requests. 
These proposed amendments serve to incorporate those changes into the 
Commission's regulations and to better align the Commission's 
processing of its Privacy Act with its Freedom of Information Act 
requests.
    Regulatory Flexibility Act: The Commission certifies that the 
proposed rule will not have a significant economic impact on a 
substantial number of small entities under the Regulatory Flexibility 
Act (5 U.S.C. 601 et seq.). The factual basis for this certification is 
as follows: This rule is procedural in nature and will not impose 
substantive requirements that would be considered impacts within the 
scope of the Act.

Unfunded Mandates Reform Act

    The Commission is an independent regulatory agency, and, as such, 
is exempt from the Unfunded Mandates Reform Act, 2 U.S.C. 1501 et seq.

Takings

    In accordance with Executive Order 12630, the Commission has 
determined that this proposed rule does not have significant takings 
implications. A takings implication assessment is not required.

Civil Justice Reform

    In accordance with Executive Order 12988, the Commission has 
determined that the rule does not unduly burden the judicial system and 
meets the requirements of sections 3(a) and 3(b)(2) of the Executive 
Order.

Small Business Regulatory Enforcement Fairness Act

    The proposed rule is not a major rule under 5 U.S.C. 804(2), the 
Small Business Regulatory Enforcement Fairness Act. The proposed rule 
will not result in an annual effect on the economy of more than $100 
million per year; a major increase in costs or prices for consumers, 
individual industries, Federal, State, or local government agencies, or 
geographic regions; or significant adverse effects on competition, 
employment, investment, productivity, innovation, or on the ability of 
U.S. based enterprises.

Paperwork Reduction Act

    The proposed rule does not contain any information collection 
requirements for which the Office of Management and Budget approval 
under the Paperwork Reduction Act (44 U.S.C. 3501-3520) would be 
required.

National Environmental Policy Act

    The Commission has determined that the proposed rule does not 
constitute a major Federal Action significantly affecting the quality 
of the human environment and that no detailed statement is required 
pursuant to the National Environmental Policy Act of 1969.

List of Subjects in 25 CFR Part 515

    Administrative practice and procedure, Privacy, Reporting and 
recordkeeping.

    For the reasons set forth in the preamble, the Commission proposes 
to revise part 25 CFR part 515 to read as follows:

PART 515--PRIVACY ACT PROCEDURES

Sec.
515.1 Purpose and scope.
515.2 Definitions.
515.3 Request for access to records.
515.4 Responsibility for responding to requests.
515.5 Responses to requests for access to records.
515.6 Request for amendment or correction of records.
515.7 Appeals of initial agency adverse determination.
515.8 Requests for an accounting of record disclosure.
515.9 Notice of court-ordered and emergency disclosures.
515.10 Fees.
515.11 Penalties.
515.12 [Reserved]
515.13 Specific exemptions.

    Authority:  5 U.S.C. 552a


Sec.  515.1  Purpose and scope.

    This part contains the regulations the National Indian Gaming 
Commission (Commission) follows in implementing the Privacy Act of 
1974. These regulations should be read together with the Privacy Act, 
which provides additional information about records maintained on 
individuals. The regulations in this part apply to all records 
contained within systems of records maintained by the Commission that 
are retrieved by an individual's name or personal identifier. They 
describe the procedures by which individuals may request access to 
records about themselves, request amendment or correction of those 
records, and request an accounting of disclosures of those records by 
the Commission. The Commission shall also process all Privacy Act 
requests for access to records under the Freedom of Information Act 
(FOIA), 5 U.S.C. 552, and the Commission's FOIA regulations contained 
in 25 CFR part 517, which gives requesters maximum disclosure.


Sec.  515.2  Definitions.

    For the purposes of this subpart:
    (a) Individual means a citizen of the United States or an alien 
lawfully admitted for permanent residence.
    (b) Maintain means store, collect, use, or disseminate.
    (c) Record means any item, collection, or grouping of information 
about an individual that is maintained by the Commission, including 
education, financial transactions, medical history, and criminal or 
employment history, and that contains the individual's name, or 
identifying number, symbol, or other identifier assigned to the 
individual, such as social security number, finger or voice print, or 
photograph.
    (d) System of records means a group of any records under the 
control of the Commission from which information is retrieved by the 
name of the individual or by some identifying number, symbol, or other 
identifier assigned to the individual.
    (e) Routine use means use of a record for a purpose that is 
compatible with the purpose for which it was collected.
    (f) Working day means a Federal workday that does not include 
Saturdays, Sundays, or Federal holidays.


Sec.  515.3  Request for access to records.

    (a) How made and addressed. Any individual may make a request to 
the Commission for access to records about him or herself. Such 
requests shall conform to the requirements of this section. The request 
may be made in person at 90 K Street NE., Suite 200, Washington, DC 
20002 during the hours of 9 a.m. to 12 noon and 2 p.m. to 5 p.m. Monday 
through Friday, in writing at NIGC Attn: Privacy Act Office, C/O 
Department of the Interior, 1849 C Street NW., Mail Stop #1621, 
Washington, DC 20240, or via electronic mail addressed to 
[email protected].
    (b) Description of records sought. Each request for access to 
records must describe the records sought in enough detail to enable 
Commission personnel to locate the system of records containing them 
with a reasonable amount of effort. Whenever possible, the request 
should describe the records sought, the time periods in which the 
records were compiled, any tribal gaming facility with which they were 
associated, and the name or identifying number of each system of 
records in which the records are kept.

[[Page 58892]]

    (c) Agreement to pay fees. Requests shall also include a statement 
indicating the maximum amount of fees the requester is willing to pay 
to obtain the requested information. The requester must send 
acknowledgment to the Privacy Act Officer indicating his/her 
willingness to pay the fees. Absent such an acknowledgment within the 
specified time frame, the request will be considered incomplete, no 
further work shall be done, and the request will be administratively 
closed.
    (d) Verification of identity. When making a request for access to 
records the individual seeking access must provide verification of 
identity. The requester must provide a full name, current address, and 
date and place of birth. The request must be signed and must either be 
notarized or submitted under 28 U.S.C. 1746, which is a law that 
permits statements to be made under penalty of perjury as a substitute 
for notarization. In order to assist in the identification and location 
of requested records, a request may also, at the requester's option, 
include a social security number.
    (e) Verification of guardianship. When making a request as a parent 
or guardian of a minor or as the guardian of someone determined by a 
court to be incompetent, for access to records about that individual, 
the request must establish:
    (1) The identity of the individual who is the subject of the record 
by stating the name, current address, date and place of birth, and, at 
the requester's option, the social security number of the individual;
    (2) The requester's own identity, as required in paragraph (d) of 
this section;
    (3) That the requester is the parent or guardian of the individual 
and proof of such relationship by providing a birth certificate showing 
parentage or a court order establishing guardianship; and
    (4) That the requester is acting on behalf of that individual in 
making the request.
    (f) Verification in the case of third party information requests. 
Any individual who desires to have a record covered by this part 
disclosed to or mailed to another person may designate such person and 
authorize such person to act as his or her agent for that specific 
purpose. The authorization shall be in writing, signed by the 
individual whose record is requested, and notarized or witnessed as 
provided in paragraph (d) of this section.
    (g) In-person disclosures. An individual to whom a record is to be 
disclosed in person, pursuant to this section, may have a person of his 
or her own choosing accompany him or her when the record is disclosed. 
If a requester is accompanied by another individual, the requester 
shall be required to authorize in writing any discussion of the records 
in the presence of the other person.


Sec.  515.4  Responsibility for responding to requests.

    (a) In general. In determining which records are responsive to a 
request, the Commission ordinarily will include only records in its 
possession as of the date it begins its search for records. If any 
other date is used, the Privacy Act Office shall inform the requester 
of that date.
    (b) Authority to grant or deny requests. The Privacy Act Office 
shall make initial determinations either to grant or deny in whole or 
in part access to records.
    (c) Consultations and referrals. When the Commission receives a 
request for a record in its possession, the Privacy Act Office shall 
determine whether another agency of the Federal Government is better 
able to determine whether the record is exempt from disclosure under 
the Privacy Act. If the Privacy Act Office determines that it is best 
able to process the record in response to the request, then it shall do 
so. If the Privacy Act Office determines that it is not best able to 
process the record, then it shall either:
    (1) Respond to the request regarding that record, after consulting 
with the agency best able to determine whether to disclose it and with 
any other agency that has a substantial interest in it; or
    (2) Refer the responsibility for responding to the request 
regarding that record to the agency best able to determine whether to 
disclose it, or to another agency that originated the record. 
Ordinarily, the agency that originated a record will be presumed to be 
best able to determine whether to disclose it.
    (d) Notice of referral. Whenever the Privacy Act Office refers all 
or any part of the responsibility for responding to a request to 
another agency, it ordinarily shall notify the requester of the 
referral and inform the requester of the name of each agency to which 
the request has been referred and of the part of the request that has 
been referred.


Sec.  515.5  Responses to requests for access to records.

    (a) Acknowledgement of requests. Upon receipt of a request, the 
Privacy Act Office ordinarily shall, within 20 working days, send an 
acknowledgement letter which shall confirm the requester's agreement to 
pay fees under Sec.  515.9 and provide an assigned request number.
    (b) Grants of requests for access. Once the Privacy Act Office 
makes a determination to grant a request for access in whole or in 
part, it shall notify the requester in writing. The notice shall inform 
the requester of any fee charged under Sec.  515.9 and the Privacy Act 
Office shall disclose records to the requester promptly on payment of 
any applicable fee. If a request is made in person, the Privacy Act 
Office will disclose the records to the requester directly, in a manner 
not unreasonably disruptive of its operations, on payment of any 
applicable fee and with a written record made of the grant of the 
request. If a requester is accompanied by another individual, the 
requester shall be required to authorize in writing any discussion of 
the records in the presence of the other person.
    (c) Adverse determinations of requests for access. If the Privacy 
Act Office makes any adverse determination denying a request for access 
in any respect, it shall notify the requester of that determination in 
writing. The notification letter shall be signed by the official making 
the determination and include:
    (1) The name and title of the person responsible for the denial;
    (2) A brief statement of the reason(s) for the denial, including 
any Privacy Act exemption(s) applied to the denial;
    (3) A statement that the denial may be appealed under Sec.  515.7 
and a description of the requirements of Sec.  515.7.


Sec.  515.6  Request for amendment or correction of records.

    (a) How made and addressed. An individual may make a request for an 
amendment or correction to a Commission record about that individual by 
writing directly to the Privacy Act Office, following the procedures in 
Sec.  515.3. The request should identify each particular record in 
question, state the amendment or correction that is sought, and state 
why the record is not accurate, relevant, timely, or complete. The 
request may include any documentation that would be helpful to 
substantiate the reasons for the amendment sought.
    (b) Privacy Act Office response. The Privacy Act Office shall, not 
later than 10 working days after receipt of a request for an amendment 
or correction of a record, acknowledge receipt of the request and 
provide notification of whether the request is granted or denied. If 
the request is granted in whole or in part, the Privacy Act Office 
shall describe the amendment or

[[Page 58893]]

correction made and shall advise the requester of the right to obtain a 
copy of the amended or corrected record. If the request is denied in 
whole or in part, the Privacy Act Office shall send a letter signed by 
the denying official stating:
    (1) The reason(s) for the denial; and
    (2) The procedure for appeal of the denial under paragraph (c) of 
this section.
    (c) Appeals. A requester may appeal a denial of a request for 
amendment or correction in the same manner as a denial of a request for 
access as described in Sec.  515.7. If the appeal is denied, the 
requester shall be advised of the right to file a Statement of 
Disagreement as described in paragraph (d) of this section and of the 
right under the Privacy Act for judicial review of the decision.
    (d) Statements of Disagreement. If the appeal under this section is 
denied in whole or in part, the requester has the right to file a 
Statement of Disagreement that states the reason(s) for disagreeing 
with the Privacy Act Office's denial of the request for amendment or 
correction. Statements of Disagreement must be concise, must clearly 
identify each part of any record that is disputed, and should be no 
longer than one typed page for each fact disputed. The Statement of 
Disagreement shall be placed in the system of records in which the 
disputed record is maintained and the record shall be marked to 
indicate a Statement of Disagreement has been filed.
    (e) Notification of amendment, correction, or disagreement. Within 
30 working days of the amendment or correction of the record, the 
Privacy Act Office shall notify all persons, organizations, or agencies 
to which it previously disclosed the record, if an accounting of that 
disclosure was made, that the record has been amended or corrected. If 
a Statement of Disagreement was filed, the Commission shall append a 
copy of it to the disputed record whenever the record is disclosed and 
may also append a concise statement of its reason(s) for denying the 
request to amend the record.
    (f) Records not subject to amendment. Section 515.13 lists the 
records that are exempt from amendment or correction.


Sec.  515.7  Appeals of initial adverse agency determination.

    (a) Adverse determination. An initial adverse agency determination 
of a request may consist of: A determination to withhold any requested 
record in whole or in part; a determination that a requested record 
does not exist or cannot be located; a determination that the requested 
record is not a record subject to the Privacy Act; a determination that 
a record will not be amended; a determination to deny a request for an 
accounting; a determination on any disputed fee matter; and any 
associated denial of a request for expedited treatment under the 
Commission's FOIA regulations.
    (b) Appeals. If the Privacy Act Office issues an adverse 
determination in response to a request, the requester may file a 
written notice of appeal. The notice shall be accompanied by the 
original request, the initial adverse determination that is being 
appealed, and a statement describing why the adverse determination was 
in error. The appeal shall be addressed to the Privacy Act Appeals 
Officer at the locations listed in Sec.  515.3 no later than 30 working 
days after the date of the letter denying the request. Both the appeal 
letter and envelope should be marked ``Privacy Act Appeal.'' Any 
Privacy Act appeals submitted via electronic mail should state 
``Privacy Act Appeal'' in the subject line.
    (c) Responses to appeals. The decision on appeal will be made in 
writing within 30 working days of receipt of the notice of appeal by 
the Privacy Act Appeals Officer. For good cause shown, however, the 
Privacy Act Appeals Officer may extend the 30 working day period. If 
such an extension is taken, the requester shall be promptly notified of 
such extension and the anticipated date of decision. A decision 
affirming an adverse determination in whole or in part will include a 
brief statement of the reason(s) for the determination, including any 
Privacy Act exemption(s) applied. If the adverse determination is 
reversed or modified in whole or in part, the requester will be 
notified in a written decision and the request will be reprocessed in 
accordance with that appeal decision. The response to the appeal shall 
also advise of the right to institute a civil action in a Federal 
district court for judicial review of the decision.
    (d) When appeal is required. In order to institute a civil action 
in a Federal district court for judicial review of an adverse 
determination, a requester must first appeal it under this section.


Sec.  515.8  Requests for an accounting of record disclosure.

    (a) How made and addressed. Subject to the exceptions listed in 
paragraph (b) of this section, an individual may make a request for an 
accounting of the disclosures of any record about that individual that 
the Commission has made to another person, organization, or agency. The 
accounting contains the date, nature and purpose of each disclosure, as 
well as the name and address of the person, organization, or agency to 
which the disclosure was made. The request for an accounting should 
identify each particular record in question and should be made in 
writing to the Commission's Privacy Act Office, following the 
procedures in Sec.  515.3.
    (b) Where accountings are not required. The Commission is not 
required to provide an accounting where they relate to:
    (1) Disclosures for which accountings are not required to be kept, 
such as those that are made to employees of the Commission who have a 
need for the record in the performance of their duties and disclosures 
that are made under section 552 of title 5;
    (2) Disclosures made to law enforcement agencies for authorized law 
enforcement activities in response to written requests from those law 
enforcement agencies specifying the law enforcement activities for 
which the disclosures are sought; or
    (3) Disclosures made from law enforcement systems of records that 
have been exempted from accounting requirements.
    (c) Appeals. A requester may appeal a denial of a request for an 
accounting in the same manner as a denial of a request for access as 
described in Sec.  515.7 and the same procedures will be followed.
    (d) Preservation of accountings. All accountings made under this 
section will be retained for at least five years or the life of the 
record, whichever is longer, after the disclosure for which the 
accounting is made.


Sec.  515.9  Notice of court-ordered and emergency disclosures.

    (a) Court-ordered disclosures. When a record pertaining to an 
individual is required to be disclosed by a court order, the Privacy 
Act Office shall make reasonable efforts to provide notice of this to 
the individual. Notice shall be given within a reasonable time after 
the Privacy Act Office's receipt of the order--except that in a case in 
which the order is not a matter of public record, the notice shall be 
given only after the order becomes public. This notice shall be mailed 
to the individual's last known address and shall contain a copy of the 
order and a description of the information disclosed. Notice shall not 
be given if disclosure is made from a criminal law enforcement system 
of records that has been exempted from the notice requirement.

[[Page 58894]]

    (b) Emergency disclosures. Upon disclosing a record pertaining to 
an individual made under compelling circumstances affecting health or 
safety, the Privacy Act Office shall, within a reasonable time, notify 
that individual of the disclosure. This notice shall be mailed to the 
individual's last known address and shall state the nature of the 
information disclosed; the person, organization, or agency to which it 
was disclosed; the date of disclosure; and the compelling circumstances 
justifying disclosure.


Sec.  515.10  Fees.

    The Commission shall charge fees for duplication of records under 
the Privacy Act in the same way in which it charges duplication fees 
under Sec.  517.9. No search or review fee may be charged for any 
record. Additionally, when the Privacy Act Office makes a copy of a 
record as a necessary part of reviewing the record or granting access 
to the record, the Commission shall not charge for the cost of making 
that copy. Otherwise, the Commission may charge a fee sufficient to 
cover the cost of duplicating a copy.


Sec.  515.11  Penalties.

    Any person who makes a false statement in connection with any 
request for access to a record, or an amendment thereto, under this 
part, is subject to the penalties prescribed in 18 U.S.C. 494 and 495.


Sec.  515.12  [Reserved]


Sec.  515.13  Specific exemptions.

    (a) The following systems of records are exempt from 5 U.S.C. 
552a(c)(3), (d), (e)(1) and (f):
    (1) Indian Gaming Individuals Records System.
    (2) Management Contract Individuals Record System.
    (b) The exemptions under paragraph (a) of this section apply only 
to the extent that information in these systems is subject to exemption 
under 5 U.S.C. 552a(k)(2). When compliance would not appear to 
interfere with or adversely affect the overall responsibilities of the 
Commission, with respect to licensing of key employees and primary 
management officials for employment in an Indian gaming operation, the 
applicable exemption may be waived by the Commission.
    (c) Exemptions from the particular sections are justified for the 
following reasons:
    (1) From 5 U.S.C. 552a(c)(3), because making available the 
accounting of disclosures to an individual who is the subject of a 
record could reveal investigative interest. This would permit the 
individual to take measures to destroy evidence, intimidate potential 
witnesses, or flee the area to avoid the investigation.
    (2) From 5 U.S.C. 552a(d), (e)(1), and (f) concerning individual 
access to records, when such access could compromise classified 
information related to national security, interfere with a pending 
investigation or internal inquiry, constitute an unwarranted invasion 
of privacy, reveal a sensitive investigative technique, or pose a 
potential threat to the Commission or its employees or to law 
enforcement personnel. Additionally, access could reveal the identity 
of a source who provided information under an express promise of 
confidentiality.
    (3) From 5 U.S.C. 552a(d)(2), because to require the Commission to 
amend information thought to be incorrect, irrelevant, or untimely, 
because of the nature of the information collected and the length of 
time it is maintained, would create an impossible administrative and 
investigative burden by continually forcing the Commission to resolve 
questions of accuracy, relevance, timeliness, and completeness.
    (4) From 5 U.S.C. 552a(e)(1) because:
    (i) It is not always possible to determine relevance or necessity 
of specific information in the early stages of an investigation.
    (ii) Relevance and necessity are matters of judgment and timing in 
that what appears relevant and necessary when collected may be deemed 
unnecessary later. Only after information is assessed can its relevance 
and necessity be established.
    (iii) In any investigation the Commission may receive information 
concerning violations of law under the jurisdiction of another agency. 
In the interest of effective law enforcement and under 25 U.S.C. 
2716(b), the information could be relevant to an investigation by the 
Commission.
    (iv) In the interviewing of individuals or obtaining evidence in 
other ways during an investigation, the Commission could obtain 
information that may or may not appear relevant at any given time; 
however, the information could be relevant to another investigation by 
the Commission.

Jonodev O. Chaudhuri,
Chairman.
Kathryn Isom-Clause,
Vice Chair.
E. Sequoyah Simermeyer,
Associate Commissioner.
[FR Doc. 2016-19749 Filed 8-25-16; 8:45 am]
 BILLING CODE 7565-01-P



                                                    58890                   Federal Register / Vol. 81, No. 166 / Friday, August 26, 2016 / Proposed Rules

                                                       (3) Employee C retired on February 1,                § 702.810 What weekly minimum rates                   DEPARTMENT OF THE INTERIOR
                                                    1998. During his last year of                           apply to compensation for permanent total
                                                    employment, he earned $23,000. He                       disability?                                           National Indian Gaming Commission
                                                    discovers on April 15, 2002, that he has                   (a) The weekly minimum
                                                    a compensable occupational disease                      compensation payable for the fiscal year              25 CFR Part 515
                                                    resulting in a 50% permanent                            in which the employee became                          RIN 3141–AA65
                                                    impairment. See § 702.601(b). Because                   permanently and totally disabled is the
                                                    he retired more than one year before this               lower of:                                             Privacy Act Procedures
                                                    date, his payrate for calculating                          (1) The minimum rate in effect on the
                                                                                                            date of disability, or                                AGENCY: National Indian Gaming
                                                    compensation is the FY 2002 national                                                                          Commission, Department of the Interior.
                                                    average weekly wage, or $483.04. See                       (2) The employee’s average weekly
                                                                                                            wage on the date of disability.                       ACTION: Notice of proposed rulemaking.
                                                    § 702.603(b). He is entitled to weekly
                                                    compensation of $161.01 ($483.04 × 2 ÷                     (b) For all periods the employee is                SUMMARY:    The purpose of this document
                                                    3 × 50%). C dies from the disease on                    permanently and totally disabled in                   is to propose amendments to the
                                                    June 1, 2015, leaving two survivors. The                subsequent fiscal years, the weekly                   procedures followed by the National
                                                    payrate for calculating death benefits is               minimum compensation payable is the                   Indian Gaming Commission
                                                    the FY 2015 national average weekly                     lower of:                                             (Commission) when processing a
                                                    wage, or $688.51. See § 702.604(b). The                    (1) Each subsequent fiscal year’s                  request under the Privacy Act of 1974.
                                                    survivors’ aggregate calculated                         minimum rate, or                                      The proposed amendments make the
                                                    compensation rate is $459.01 ($688.51 ×                    (2) The employee’s average weekly                  following changes to the current
                                                    2 ÷ 3). But because compensation                        wage on the date of disability.                       regulations. These changes will serve to
                                                    cannot exceed 1/52 part of C’s last year                   (c) Example: Employee A suffers a                  update certain Commission information,
                                                    of earnings, aggregate weekly death                     covered workplace injury on April 1,                  streamline how the Commission
                                                                                                            2003, and is permanently totally                      processes its Privacy Act requests, and
                                                    benefits payable for FY 2015 are limited
                                                                                                            disabled from that day forward. He was                aligns those processes with its
                                                    to $442.31 ($23,000 ÷ 52). For FY 2016,
                                                                                                            earning $250.00 a week when he was                    procedures for processing Freedom of
                                                    C’s survivors are entitled to a 2.10%
                                                                                                            injured. His calculated compensation                  Information Act requests.
                                                    section 10(f) adjustment resulting in                   rate is $166.67 ($250 × 2 ÷ 3). The FY
                                                    weekly death benefits of $452.00                                                                              DATES: Written comments on this
                                                                                                            2003 minimum rate is $249.14. Because                 proposed rule must be received on or
                                                    ($442.31 × 021 = $9.29 (rounded to the                  A’s calculated compensation rate is
                                                    nearest cent); $442.31 + $9.29 =                                                                              before October 11, 2016.
                                                                                                            below the FY 2003 minimum rate, and
                                                    $451.60, rounded to the nearest dollar).                                                                      ADDRESSES: Comments may be mailed to
                                                                                                            his actual weekly wage is above that
                                                    C’s survivors would continue to receive                                                                       Attn: National Indian Gaming
                                                                                                            rate, he is entitled to compensation at
                                                    section 10(f) adjustments in subsequent                                                                       Commission, FOIA/PA Officer, C/O
                                                                                                            the minimum rate of $249.14 from April
                                                    fiscal years.                                                                                                 Department of the Interior, 1849 C Street
                                                                                                            1, 2003, to September 30, 2003. The FY
                                                                                                                                                                  NW., Mail Stop #1621, Washington, DC
                                                    Minimum Rates                                           2004 minimum rate is $257.70. Because
                                                                                                                                                                  20240 or faxed to (202) 632–7066 (this
                                                                                                            A’s actual weekly wages on the date of
                                                                                                                                                                  is not a toll free number). Comments
                                                    § 702.808 What weekly minimum rates                     disability are lower than the FY 2004
                                                                                                                                                                  may be inspected between 9:00 a.m. and
                                                    apply to compensation for partial disability?           minimum rate, A’s minimum weekly
                                                                                                                                                                  noon and between 2:00 p.m. and 5:00
                                                                                                            compensation rate for FY 2004 is
                                                      There is no minimum rate for                                                                                p.m., Monday through Friday, at 90 K
                                                                                                            $250.00. His weekly compensation rate
                                                    compensation paid for partial disability,                                                                     Street NE., Washington, DC 20002.
                                                                                                            for FY 2004, however, is higher because
                                                    whether temporary or permanent.                                                                               Comments may also be submitted
                                                                                                            of a section 10(f) adjustment. For FY
                                                                                                                                                                  electronically at www.regulations.gov or
                                                    § 702.809 What weekly minimum rates                     2004, A’s compensation rate is
                                                                                                                                                                  emailed to pacomments@nigc.gov.
                                                    apply to compensation for temporary total               increased by a 3.44% section 10(f)
                                                                                                            adjustment, raising his compensation                  FOR FURTHER INFORMATION CONTACT:
                                                    disability?
                                                                                                            level to $258.00 ($249.14 × .0344 =                   Andrew Mendoza at (202) 632–7003 or
                                                      (a) The minimum compensation                          $8.57; $249.14 + $8.57 = $257.71,                     by fax (202) 632–7066 (these numbers
                                                    payable for temporary total disability is               rounded to the nearest dollar).                       are not toll free).
                                                    the lower of:                                                                                                 SUPPLEMENTARY INFORMATION:
                                                                                                            § 702.811 What weekly minimum rates
                                                      (1) The minimum rate in effect on the                 apply to death benefits?                              I. Comments Invited
                                                    date of disability, or
                                                                                                              (a) The average weekly wage used to                   Interested parties are invited to
                                                      (2) The employee’s average weekly                     compute death benefits is the greater                 participate in this proposed rulemaking
                                                    wage on the date of disability.                         of—                                                   by submitting such written data, views,
                                                      (b) Example: Employee A suffers a                       (1) The deceased employee’s average                 or arguments as they may desire.
                                                    covered workplace injury on May 6,                      weekly wages; or                                      Comments that provide the factual basis
                                                    2014. He is temporarily totally disabled                  (2) The national average weekly wage                supporting the views and suggestions
                                                    until November 6, 2015, when he                         in effect at the time of the employee’s               presented are particularly helpful in
                                                                                                            death.                                                developing reasoned regulatory
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                                                    returns to work. His average weekly
                                                    wages at the time of disability were                      (b) The weekly minimum rate does                    decisions on the proposal.
                                                    $500.00. Because his calculated                         not apply to death benefits.                          II. Background
                                                    compensation rate (i.e., 66 and 2⁄3% of                 Leonard J. Howie III,
                                                    $500.00, or $333.34) is lower than the                                                                          The Indian Gaming Regulatory Act
                                                                                                            Director, Office of Workers’ Compensation             (IGRA), enacted on October 17, 1988,
                                                    $336.67 FY 2014 minimum rate, A’s                       Programs.                                             established the National Indian Gaming
                                                    compensation is raised to $336.67 for                   [FR Doc. 2016–20467 Filed 8–25–16; 8:45 am]           Commission. Congress enacted the
                                                    the entire period of his disability.                    BILLING CODE 4510–CR–P                                Privacy Act in 1974 (Pub. L. 93–579, 5


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                                                                            Federal Register / Vol. 81, No. 166 / Friday, August 26, 2016 / Proposed Rules                                             58891

                                                    U.S.C. 552a). The Commission                            for which the Office of Management and                access to records under the Freedom of
                                                    originally adopted Privacy Act                          Budget approval under the Paperwork                   Information Act (FOIA), 5 U.S.C. 552,
                                                    procedures on January 22, 1993. Since                   Reduction Act (44 U.S.C. 3501–3520)                   and the Commission’s FOIA regulations
                                                    that time, the Commission has changed                   would be required.                                    contained in 25 CFR part 517, which
                                                    the location of its headquarters office,                                                                      gives requesters maximum disclosure.
                                                                                                            National Environmental Policy Act
                                                    established a new system of records,
                                                    and streamlined the way it processes                       The Commission has determined that                 § 515.2    Definitions.
                                                    Privacy Act requests. These proposed                    the proposed rule does not constitute a                  For the purposes of this subpart:
                                                    amendments serve to incorporate those                   major Federal Action significantly                       (a) Individual means a citizen of the
                                                    changes into the Commission’s                           affecting the quality of the human                    United States or an alien lawfully
                                                    regulations and to better align the                     environment and that no detailed                      admitted for permanent residence.
                                                    Commission’s processing of its Privacy                  statement is required pursuant to the                    (b) Maintain means store, collect, use,
                                                    Act with its Freedom of Information Act                 National Environmental Policy Act of                  or disseminate.
                                                    requests.                                               1969.                                                    (c) Record means any item, collection,
                                                       Regulatory Flexibility Act: The                                                                            or grouping of information about an
                                                                                                            List of Subjects in 25 CFR Part 515                   individual that is maintained by the
                                                    Commission certifies that the proposed
                                                    rule will not have a significant                          Administrative practice and                         Commission, including education,
                                                    economic impact on a substantial                        procedure, Privacy, Reporting and                     financial transactions, medical history,
                                                    number of small entities under the                      recordkeeping.                                        and criminal or employment history,
                                                    Regulatory Flexibility Act (5 U.S.C. 601                  For the reasons set forth in the                    and that contains the individual’s name,
                                                    et seq.). The factual basis for this                    preamble, the Commission proposes to                  or identifying number, symbol, or other
                                                    certification is as follows: This rule is               revise part 25 CFR part 515 to read as                identifier assigned to the individual,
                                                    procedural in nature and will not                       follows:                                              such as social security number, finger or
                                                    impose substantive requirements that                                                                          voice print, or photograph.
                                                    would be considered impacts within the                  PART 515—PRIVACY ACT                                     (d) System of records means a group
                                                    scope of the Act.                                       PROCEDURES                                            of any records under the control of the
                                                                                                                                                                  Commission from which information is
                                                    Unfunded Mandates Reform Act                            Sec.
                                                                                                            515.1 Purpose and scope.
                                                                                                                                                                  retrieved by the name of the individual
                                                      The Commission is an independent                      515.2 Definitions.                                    or by some identifying number, symbol,
                                                    regulatory agency, and, as such, is                     515.3 Request for access to records.                  or other identifier assigned to the
                                                    exempt from the Unfunded Mandates                       515.4 Responsibility for responding to                individual.
                                                    Reform Act, 2 U.S.C. 1501 et seq.                            requests.                                           (e) Routine use means use of a record
                                                                                                            515.5 Responses to requests for access to             for a purpose that is compatible with the
                                                    Takings                                                      records.                                         purpose for which it was collected.
                                                      In accordance with Executive Order                    515.6 Request for amendment or correction                (f) Working day means a Federal
                                                                                                                 of records.                                      workday that does not include
                                                    12630, the Commission has determined                    515.7 Appeals of initial agency adverse
                                                    that this proposed rule does not have                                                                         Saturdays, Sundays, or Federal
                                                                                                                 determination.
                                                    significant takings implications. A                     515.8 Requests for an accounting of record            holidays.
                                                    takings implication assessment is not                        disclosure.                                      § 515.3    Request for access to records.
                                                    required.                                               515.9 Notice of court-ordered and
                                                                                                                 emergency disclosures.                             (a) How made and addressed. Any
                                                    Civil Justice Reform                                    515.10 Fees.                                          individual may make a request to the
                                                      In accordance with Executive Order                    515.11 Penalties.                                     Commission for access to records about
                                                    12988, the Commission has determined                    515.12 [Reserved]                                     him or herself. Such requests shall
                                                    that the rule does not unduly burden the                515.13 Specific exemptions.                           conform to the requirements of this
                                                    judicial system and meets the                             Authority: 5 U.S.C. 552a                            section. The request may be made in
                                                    requirements of sections 3(a) and 3(b)(2)                                                                     person at 90 K Street NE., Suite 200,
                                                                                                            § 515.1   Purpose and scope.                          Washington, DC 20002 during the hours
                                                    of the Executive Order.
                                                                                                              This part contains the regulations the              of 9 a.m. to 12 noon and 2 p.m. to 5 p.m.
                                                    Small Business Regulatory Enforcement                   National Indian Gaming Commission                     Monday through Friday, in writing at
                                                    Fairness Act                                            (Commission) follows in implementing                  NIGC Attn: Privacy Act Office, C/O
                                                      The proposed rule is not a major rule                 the Privacy Act of 1974. These                        Department of the Interior, 1849 C Street
                                                    under 5 U.S.C. 804(2), the Small                        regulations should be read together with              NW., Mail Stop #1621, Washington, DC
                                                    Business Regulatory Enforcement                         the Privacy Act, which provides                       20240, or via electronic mail addressed
                                                    Fairness Act. The proposed rule will not                additional information about records                  to PARequests@nigc.gov.
                                                    result in an annual effect on the                       maintained on individuals. The                          (b) Description of records sought.
                                                    economy of more than $100 million per                   regulations in this part apply to all                 Each request for access to records must
                                                    year; a major increase in costs or prices               records contained within systems of                   describe the records sought in enough
                                                    for consumers, individual industries,                   records maintained by the Commission                  detail to enable Commission personnel
                                                    Federal, State, or local government                     that are retrieved by an individual’s                 to locate the system of records
                                                    agencies, or geographic regions; or                     name or personal identifier. They                     containing them with a reasonable
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                                                    significant adverse effects on                          describe the procedures by which                      amount of effort. Whenever possible, the
                                                    competition, employment, investment,                    individuals may request access to                     request should describe the records
                                                    productivity, innovation, or on the                     records about themselves, request                     sought, the time periods in which the
                                                    ability of U.S. based enterprises.                      amendment or correction of those                      records were compiled, any tribal
                                                                                                            records, and request an accounting of                 gaming facility with which they were
                                                    Paperwork Reduction Act                                 disclosures of those records by the                   associated, and the name or identifying
                                                      The proposed rule does not contain                    Commission. The Commission shall also                 number of each system of records in
                                                    any information collection requirements                 process all Privacy Act requests for                  which the records are kept.


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                                                    58892                   Federal Register / Vol. 81, No. 166 / Friday, August 26, 2016 / Proposed Rules

                                                       (c) Agreement to pay fees. Requests                  when the record is disclosed. If a                    fees under § 515.9 and provide an
                                                    shall also include a statement indicating               requester is accompanied by another                   assigned request number.
                                                    the maximum amount of fees the                          individual, the requester shall be                       (b) Grants of requests for access. Once
                                                    requester is willing to pay to obtain the               required to authorize in writing any                  the Privacy Act Office makes a
                                                    requested information. The requester                    discussion of the records in the                      determination to grant a request for
                                                    must send acknowledgment to the                         presence of the other person.                         access in whole or in part, it shall notify
                                                    Privacy Act Officer indicating his/her                                                                        the requester in writing. The notice
                                                    willingness to pay the fees. Absent such                § 515.4 Responsibility for responding to              shall inform the requester of any fee
                                                                                                            requests.
                                                    an acknowledgment within the                                                                                  charged under § 515.9 and the Privacy
                                                    specified time frame, the request will be                 (a) In general. In determining which                Act Office shall disclose records to the
                                                    considered incomplete, no further work                  records are responsive to a request, the              requester promptly on payment of any
                                                    shall be done, and the request will be                  Commission ordinarily will include                    applicable fee. If a request is made in
                                                    administratively closed.                                only records in its possession as of the              person, the Privacy Act Office will
                                                       (d) Verification of identity. When                   date it begins its search for records. If             disclose the records to the requester
                                                    making a request for access to records                  any other date is used, the Privacy Act               directly, in a manner not unreasonably
                                                    the individual seeking access must                      Office shall inform the requester of that             disruptive of its operations, on payment
                                                    provide verification of identity. The                   date.                                                 of any applicable fee and with a written
                                                    requester must provide a full name,                        (b) Authority to grant or deny                     record made of the grant of the request.
                                                    current address, and date and place of                  requests. The Privacy Act Office shall                If a requester is accompanied by another
                                                    birth. The request must be signed and                   make initial determinations either to                 individual, the requester shall be
                                                    must either be notarized or submitted                   grant or deny in whole or in part access              required to authorize in writing any
                                                    under 28 U.S.C. 1746, which is a law                    to records.                                           discussion of the records in the
                                                    that permits statements to be made                         (c) Consultations and referrals. When              presence of the other person.
                                                    under penalty of perjury as a substitute                the Commission receives a request for a                  (c) Adverse determinations of requests
                                                    for notarization. In order to assist in the             record in its possession, the Privacy Act             for access. If the Privacy Act Office
                                                    identification and location of requested                Office shall determine whether another                makes any adverse determination
                                                    records, a request may also, at the                     agency of the Federal Government is                   denying a request for access in any
                                                    requester’s option, include a social                    better able to determine whether the                  respect, it shall notify the requester of
                                                    security number.                                        record is exempt from disclosure under                that determination in writing. The
                                                       (e) Verification of guardianship.                    the Privacy Act. If the Privacy Act Office            notification letter shall be signed by the
                                                    When making a request as a parent or                    determines that it is best able to process            official making the determination and
                                                    guardian of a minor or as the guardian                  the record in response to the request,                include:
                                                    of someone determined by a court to be                  then it shall do so. If the Privacy Act                  (1) The name and title of the person
                                                    incompetent, for access to records about                Office determines that it is not best able            responsible for the denial;
                                                    that individual, the request must                       to process the record, then it shall                     (2) A brief statement of the reason(s)
                                                    establish:                                              either:                                               for the denial, including any Privacy
                                                       (1) The identity of the individual who                                                                     Act exemption(s) applied to the denial;
                                                    is the subject of the record by stating the                (1) Respond to the request regarding
                                                                                                                                                                     (3) A statement that the denial may be
                                                    name, current address, date and place of                that record, after consulting with the
                                                                                                                                                                  appealed under § 515.7 and a
                                                    birth, and, at the requester’s option, the              agency best able to determine whether
                                                                                                                                                                  description of the requirements of
                                                    social security number of the                           to disclose it and with any other agency
                                                                                                                                                                  § 515.7.
                                                    individual;                                             that has a substantial interest in it; or
                                                       (2) The requester’s own identity, as                    (2) Refer the responsibility for                   § 515.6 Request for amendment or
                                                    required in paragraph (d) of this section;              responding to the request regarding that              correction of records.
                                                       (3) That the requester is the parent or              record to the agency best able to                       (a) How made and addressed. An
                                                    guardian of the individual and proof of                 determine whether to disclose it, or to               individual may make a request for an
                                                    such relationship by providing a birth                  another agency that originated the                    amendment or correction to a
                                                    certificate showing parentage or a court                record. Ordinarily, the agency that                   Commission record about that
                                                    order establishing guardianship; and                    originated a record will be presumed to               individual by writing directly to the
                                                       (4) That the requester is acting on                  be best able to determine whether to                  Privacy Act Office, following the
                                                    behalf of that individual in making the                 disclose it.                                          procedures in § 515.3. The request
                                                    request.                                                   (d) Notice of referral. Whenever the               should identify each particular record in
                                                       (f) Verification in the case of third                Privacy Act Office refers all or any part             question, state the amendment or
                                                    party information requests. Any                         of the responsibility for responding to a             correction that is sought, and state why
                                                    individual who desires to have a record                 request to another agency, it ordinarily              the record is not accurate, relevant,
                                                    covered by this part disclosed to or                    shall notify the requester of the referral            timely, or complete. The request may
                                                    mailed to another person may designate                  and inform the requester of the name of               include any documentation that would
                                                    such person and authorize such person                   each agency to which the request has                  be helpful to substantiate the reasons for
                                                    to act as his or her agent for that specific            been referred and of the part of the                  the amendment sought.
                                                    purpose. The authorization shall be in                  request that has been referred.                         (b) Privacy Act Office response. The
                                                    writing, signed by the individual whose                                                                       Privacy Act Office shall, not later than
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                                                    record is requested, and notarized or                   § 515.5 Responses to requests for access              10 working days after receipt of a
                                                    witnessed as provided in paragraph (d)                  to records.                                           request for an amendment or correction
                                                    of this section.                                          (a) Acknowledgement of requests.                    of a record, acknowledge receipt of the
                                                       (g) In-person disclosures. An                        Upon receipt of a request, the Privacy                request and provide notification of
                                                    individual to whom a record is to be                    Act Office ordinarily shall, within 20                whether the request is granted or
                                                    disclosed in person, pursuant to this                   working days, send an                                 denied. If the request is granted in
                                                    section, may have a person of his or her                acknowledgement letter which shall                    whole or in part, the Privacy Act Office
                                                    own choosing accompany him or her                       confirm the requester’s agreement to pay              shall describe the amendment or


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                                                                            Federal Register / Vol. 81, No. 166 / Friday, August 26, 2016 / Proposed Rules                                           58893

                                                    correction made and shall advise the                    the requested record is not a record                  agency. The accounting contains the
                                                    requester of the right to obtain a copy                 subject to the Privacy Act; a                         date, nature and purpose of each
                                                    of the amended or corrected record. If                  determination that a record will not be               disclosure, as well as the name and
                                                    the request is denied in whole or in                    amended; a determination to deny a                    address of the person, organization, or
                                                    part, the Privacy Act Office shall send                 request for an accounting; a                          agency to which the disclosure was
                                                    a letter signed by the denying official                 determination on any disputed fee                     made. The request for an accounting
                                                    stating:                                                matter; and any associated denial of a                should identify each particular record in
                                                       (1) The reason(s) for the denial; and                request for expedited treatment under                 question and should be made in writing
                                                       (2) The procedure for appeal of the                  the Commission’s FOIA regulations.                    to the Commission’s Privacy Act Office,
                                                    denial under paragraph (c) of this                         (b) Appeals. If the Privacy Act Office             following the procedures in § 515.3.
                                                    section.                                                issues an adverse determination in                      (b) Where accountings are not
                                                       (c) Appeals. A requester may appeal                  response to a request, the requester may              required. The Commission is not
                                                    a denial of a request for amendment or                  file a written notice of appeal. The                  required to provide an accounting
                                                    correction in the same manner as a                      notice shall be accompanied by the                    where they relate to:
                                                    denial of a request for access as                       original request, the initial adverse                   (1) Disclosures for which accountings
                                                    described in § 515.7. If the appeal is                  determination that is being appealed,                 are not required to be kept, such as
                                                    denied, the requester shall be advised of               and a statement describing why the                    those that are made to employees of the
                                                    the right to file a Statement of                        adverse determination was in error. The               Commission who have a need for the
                                                    Disagreement as described in paragraph                  appeal shall be addressed to the Privacy              record in the performance of their duties
                                                    (d) of this section and of the right under              Act Appeals Officer at the locations                  and disclosures that are made under
                                                    the Privacy Act for judicial review of the              listed in § 515.3 no later than 30                    section 552 of title 5;
                                                    decision.                                               working days after the date of the letter
                                                                                                                                                                    (2) Disclosures made to law
                                                       (d) Statements of Disagreement. If the               denying the request. Both the appeal
                                                                                                                                                                  enforcement agencies for authorized law
                                                    appeal under this section is denied in                  letter and envelope should be marked
                                                                                                                                                                  enforcement activities in response to
                                                    whole or in part, the requester has the                 ‘‘Privacy Act Appeal.’’ Any Privacy Act
                                                                                                                                                                  written requests from those law
                                                    right to file a Statement of Disagreement               appeals submitted via electronic mail
                                                                                                                                                                  enforcement agencies specifying the law
                                                    that states the reason(s) for disagreeing               should state ‘‘Privacy Act Appeal’’ in
                                                                                                                                                                  enforcement activities for which the
                                                    with the Privacy Act Office’s denial of                 the subject line.
                                                                                                                                                                  disclosures are sought; or
                                                    the request for amendment or                               (c) Responses to appeals. The
                                                    correction. Statements of Disagreement                  decision on appeal will be made in                      (3) Disclosures made from law
                                                    must be concise, must clearly identify                  writing within 30 working days of                     enforcement systems of records that
                                                    each part of any record that is disputed,               receipt of the notice of appeal by the                have been exempted from accounting
                                                    and should be no longer than one typed                  Privacy Act Appeals Officer. For good                 requirements.
                                                    page for each fact disputed. The                        cause shown, however, the Privacy Act                   (c) Appeals. A requester may appeal
                                                    Statement of Disagreement shall be                      Appeals Officer may extend the 30                     a denial of a request for an accounting
                                                    placed in the system of records in which                working day period. If such an                        in the same manner as a denial of a
                                                    the disputed record is maintained and                   extension is taken, the requester shall be            request for access as described in
                                                    the record shall be marked to indicate                  promptly notified of such extension and               § 515.7 and the same procedures will be
                                                    a Statement of Disagreement has been                    the anticipated date of decision. A                   followed.
                                                    filed.                                                  decision affirming an adverse                           (d) Preservation of accountings. All
                                                       (e) Notification of amendment,                       determination in whole or in part will                accountings made under this section
                                                    correction, or disagreement. Within 30                  include a brief statement of the reason(s)            will be retained for at least five years or
                                                    working days of the amendment or                        for the determination, including any                  the life of the record, whichever is
                                                    correction of the record, the Privacy Act               Privacy Act exemption(s) applied. If the              longer, after the disclosure for which the
                                                    Office shall notify all persons,                        adverse determination is reversed or                  accounting is made.
                                                    organizations, or agencies to which it                  modified in whole or in part, the                     § 515.9 Notice of court-ordered and
                                                    previously disclosed the record, if an                  requester will be notified in a written               emergency disclosures.
                                                    accounting of that disclosure was made,                 decision and the request will be
                                                    that the record has been amended or                                                                              (a) Court-ordered disclosures. When a
                                                                                                            reprocessed in accordance with that
                                                    corrected. If a Statement of                                                                                  record pertaining to an individual is
                                                                                                            appeal decision. The response to the
                                                    Disagreement was filed, the Commission                                                                        required to be disclosed by a court
                                                                                                            appeal shall also advise of the right to
                                                    shall append a copy of it to the disputed                                                                     order, the Privacy Act Office shall make
                                                                                                            institute a civil action in a Federal
                                                    record whenever the record is disclosed                                                                       reasonable efforts to provide notice of
                                                                                                            district court for judicial review of the
                                                    and may also append a concise                                                                                 this to the individual. Notice shall be
                                                                                                            decision.
                                                    statement of its reason(s) for denying the                 (d) When appeal is required. In order              given within a reasonable time after the
                                                    request to amend the record.                            to institute a civil action in a Federal              Privacy Act Office’s receipt of the
                                                       (f) Records not subject to amendment.                district court for judicial review of an              order—except that in a case in which
                                                    Section 515.13 lists the records that are               adverse determination, a requester must               the order is not a matter of public
                                                    exempt from amendment or correction.                    first appeal it under this section.                   record, the notice shall be given only
                                                                                                                                                                  after the order becomes public. This
                                                    § 515.7 Appeals of initial adverse agency               § 515.8 Requests for an accounting of                 notice shall be mailed to the
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                                                    determination.                                          record disclosure.                                    individual’s last known address and
                                                      (a) Adverse determination. An initial                    (a) How made and addressed. Subject                shall contain a copy of the order and a
                                                    adverse agency determination of a                       to the exceptions listed in paragraph (b)             description of the information
                                                    request may consist of: A determination                 of this section, an individual may make               disclosed. Notice shall not be given if
                                                    to withhold any requested record in                     a request for an accounting of the                    disclosure is made from a criminal law
                                                    whole or in part; a determination that a                disclosures of any record about that                  enforcement system of records that has
                                                    requested record does not exist or                      individual that the Commission has                    been exempted from the notice
                                                    cannot be located; a determination that                 made to another person, organization, or              requirement.


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                                                    58894                   Federal Register / Vol. 81, No. 166 / Friday, August 26, 2016 / Proposed Rules

                                                      (b) Emergency disclosures. Upon                       permit the individual to take measures                ENVIRONMENTAL PROTECTION
                                                    disclosing a record pertaining to an                    to destroy evidence, intimidate potential             AGENCY
                                                    individual made under compelling                        witnesses, or flee the area to avoid the
                                                    circumstances affecting health or safety,               investigation.                                        40 CFR Part 52
                                                    the Privacy Act Office shall, within a                     (2) From 5 U.S.C. 552a(d), (e)(1), and             [EPA–R03–OAR–2016–0233; FRL–9951–40–
                                                    reasonable time, notify that individual                 (f) concerning individual access to                   Region 3]
                                                    of the disclosure. This notice shall be                 records, when such access could
                                                    mailed to the individual’s last known                   compromise classified information                     Approval and Promulgation of Air
                                                    address and shall state the nature of the               related to national security, interfere               Quality Implementation Plans; Virginia;
                                                    information disclosed; the person,                      with a pending investigation or internal              State Operating Permit Conditions for
                                                    organization, or agency to which it was                 inquiry, constitute an unwarranted                    the Control of Emissions of Volatile
                                                    disclosed; the date of disclosure; and                  invasion of privacy, reveal a sensitive               Organic Compounds from the
                                                    the compelling circumstances justifying                 investigative technique, or pose a                    Reynolds Consumer Products LLC—
                                                    disclosure.                                             potential threat to the Commission or its             Bellwood Printing Plant
                                                                                                            employees or to law enforcement                       AGENCY:  Environmental Protection
                                                    § 515.10   Fees.
                                                                                                            personnel. Additionally, access could                 Agency (EPA).
                                                       The Commission shall charge fees for                 reveal the identity of a source who
                                                    duplication of records under the Privacy                                                                      ACTION: Proposed rule.
                                                                                                            provided information under an express
                                                    Act in the same way in which it charges                 promise of confidentiality.
                                                    duplication fees under § 517.9. No                                                                            SUMMARY:    The Environmental Protection
                                                                                                               (3) From 5 U.S.C. 552a(d)(2), because              Agency (EPA) proposes to approve the
                                                    search or review fee may be charged for                 to require the Commission to amend                    state implementation plan (SIP) revision
                                                    any record. Additionally, when the                      information thought to be incorrect,                  submitted by the Commonwealth of
                                                    Privacy Act Office makes a copy of a                    irrelevant, or untimely, because of the               Virginia (Virginia) for the purpose of
                                                    record as a necessary part of reviewing                 nature of the information collected and               removing a consent agreement and order
                                                    the record or granting access to the                    the length of time it is maintained,                  (consent order) previously included in
                                                    record, the Commission shall not charge                 would create an impossible                            the Virginia SIP to address reasonably
                                                    for the cost of making that copy.                       administrative and investigative burden               available control technology (RACT)
                                                    Otherwise, the Commission may charge                    by continually forcing the Commission                 requirements for volatile organic
                                                    a fee sufficient to cover the cost of                   to resolve questions of accuracy,                     compounds (VOCs) control at Reynolds
                                                    duplicating a copy.                                     relevance, timeliness, and                            Consumer Product LLC (Reynolds) plant
                                                    § 515.11   Penalties.                                   completeness.                                         and include a state operating permit for
                                                      Any person who makes a false                             (4) From 5 U.S.C. 552a(e)(1) because:              the Reynolds plant in the SIP to
                                                    statement in connection with any                           (i) It is not always possible to                   continue to address RACT requirements.
                                                    request for access to a record, or an                   determine relevance or necessity of                   In the Final Rules section of this
                                                    amendment thereto, under this part, is                  specific information in the early stages              Federal Register, EPA is approving the
                                                    subject to the penalties prescribed in 18               of an investigation.                                  Commonwealth’s SIP submittal as a
                                                    U.S.C. 494 and 495.                                        (ii) Relevance and necessity are                   direct final rule without prior proposal
                                                                                                            matters of judgment and timing in that                because the Agency views this as a
                                                    § 515.12   [Reserved]                                   what appears relevant and necessary                   noncontroversial submittal and
                                                                                                            when collected may be deemed                          anticipates no adverse comments. A
                                                    § 515.13   Specific exemptions.
                                                                                                            unnecessary later. Only after                         detailed rationale for the approval is set
                                                       (a) The following systems of records                 information is assessed can its relevance             forth in the direct final rule. A more
                                                    are exempt from 5 U.S.C. 552a(c)(3), (d),               and necessity be established.                         detailed description of the state
                                                    (e)(1) and (f):                                            (iii) In any investigation the                     submittal and EPA’s evaluation is
                                                       (1) Indian Gaming Individuals                                                                              included in a technical support
                                                                                                            Commission may receive information
                                                    Records System.                                                                                               document (TSD) prepared in support of
                                                       (2) Management Contract Individuals                  concerning violations of law under the
                                                                                                            jurisdiction of another agency. In the                this rulemaking action. A copy of the
                                                    Record System.
                                                       (b) The exemptions under paragraph                   interest of effective law enforcement                 TSD is available, upon request, from the
                                                    (a) of this section apply only to the                   and under 25 U.S.C. 2716(b), the                      EPA Regional Office listed in the
                                                                                                            information could be relevant to an                   ADDRESSES section of this document or
                                                    extent that information in these systems
                                                    is subject to exemption under 5 U.S.C.                  investigation by the Commission.                      is also available electronically within
                                                    552a(k)(2). When compliance would not                      (iv) In the interviewing of individuals            the Docket for this rulemaking action. If
                                                    appear to interfere with or adversely                   or obtaining evidence in other ways                   no adverse comments are received in
                                                    affect the overall responsibilities of the              during an investigation, the Commission               response to this action, no further
                                                    Commission, with respect to licensing                   could obtain information that may or                  activity is contemplated. If EPA receives
                                                    of key employees and primary                            may not appear relevant at any given                  adverse comments, the direct final rule
                                                    management officials for employment in                  time; however, the information could be               will be withdrawn and all public
                                                    an Indian gaming operation, the                         relevant to another investigation by the              comments received will be addressed in
                                                    applicable exemption may be waived by                   Commission.                                           a subsequent final rule based on this
                                                    the Commission.                                                                                               proposed rule. EPA will not institute a
mstockstill on DSK3G9T082PROD with PROPOSALS




                                                                                                            Jonodev O. Chaudhuri,
                                                       (c) Exemptions from the particular                                                                         second comment period. Any parties
                                                                                                            Chairman.                                             interested in commenting on this action
                                                    sections are justified for the following                Kathryn Isom-Clause,
                                                    reasons:                                                                                                      should do so at this time.
                                                       (1) From 5 U.S.C. 552a(c)(3), because                Vice Chair.                                           DATES: Comments must be received in
                                                    making available the accounting of                      E. Sequoyah Simermeyer,                               writing by September 26, 2016.
                                                    disclosures to an individual who is the                 Associate Commissioner.                               ADDRESSES: Submit your comments,
                                                    subject of a record could reveal                        [FR Doc. 2016–19749 Filed 8–25–16; 8:45 am]           identified by Docket ID No. EPA–R03–
                                                    investigative interest. This would                      BILLING CODE 7565–01–P                                OAR–2016–0233 at http://


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Document Created: 2016-08-26 10:41:15
Document Modified: 2016-08-26 10:41:15
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionNotice of proposed rulemaking.
DatesWritten comments on this proposed rule must be received on or before October 11, 2016.
ContactAndrew Mendoza at (202) 632-7003 or by fax (202) 632-7066 (these numbers are not toll free).
FR Citation81 FR 58890 
RIN Number3141-AA65
CFR AssociatedAdministrative Practice and Procedure; Privacy and Reporting and Recordkeeping

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