81 FR 59025 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Exchange's Schedule of Fees and Charges To Eliminate the Listing Fee in Connection With Exchange Listing of Certain Exchange Traded Products
SECURITIES AND EXCHANGE COMMISSION Federal Register Volume 81, Issue 166 (August 26, 2016)
Federal Register Volume 81, Issue 166 (August 26, 2016)
| Page Range | 59025-59027 | |
| FR Document | 2016-20460 |
[Federal Register Volume 81, Number 166 (Friday, August 26, 2016)] [Notices] [Pages 59025-59027] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2016-20460] ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION [Release No. 34-78633; File No. SR-NYSEArca-2016-114] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Exchange's Schedule of Fees and Charges To Eliminate the Listing Fee in Connection With Exchange Listing of Certain Exchange Traded Products August 22, 2016. Pursuant to Section 19(b)(1) \1\ of the Securities Exchange Act of 1934 (the ``Act'') \2\ and Rule 19b-4 thereunder,\3\ notice is hereby given that, on August 8, 2016, NYSE Arca, Inc. (the ``Exchange'' or ``NYSE Arca'') filed with the Securities and Exchange Commission (the ``Commission'') the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the self-regulatory organization. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. --------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1). \2\ 15 U.S.C. 78a. \3\ 17 CFR 240.19b-4. --------------------------------------------------------------------------- I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes to [sic] the Exchange's Schedule of Fees and Charges (``Fee Schedule'') to eliminate the Listing Fee in connection with Exchange listing of certain Exchange Traded Products, effective August 8, [[Page 59026]] 2016. The proposed rule change is available on the Exchange's Web site at www.nyse.com, at the principal office of the Exchange, and at the Commission's Public Reference Room. II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the self-regulatory organization included statements concerning the purpose of, and basis for, the proposed rule change and discussed any comments it received on the proposed rule change. The text of those statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant parts of such statements. A. Self-Regulatory Organization's Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change 1. Purpose The Exchange proposes to amend the Exchange's Schedule of Fees and Charges (``Schedule'') to eliminate the Listing Fee applicable to certain issues of Managed Fund Shares listed pursuant to NYSE Arca Equities Rule 8.600, effective August 8, 2016, as described below. Currently the Exchange's Schedule of Fees and Charges (``Schedule'') does not impose a ``Listing Fee'' for the following Exchange-Traded Products (``ETPs'') \4\ listed on the Exchange pursuant to Rule 19b-4(e) under the Act, and for which a proposed rule change pursuant to Section 19(b) of the Act is not required to be filed with the Commission \5\: Investment Company Units; Portfolio Depositary Receipts; and Currency Trust Shares (collectively, ``Generically-Listed Exchange Traded Products'').\6\ --------------------------------------------------------------------------- \4\ For the purposes of the Schedule, the term ``Exchange Traded Products'' includes securities described in NYSE Arca Equities Rules 5.2(j)(3) (Investment Company Units); 8.100 (Portfolio Depositary Receipts); 8.200 (Trust Issued Receipts); 8.201 (Commodity-Based Trust Shares); 8.202 (Currency Trust Shares); 8.203 (Commodity Index Trust Shares); 8.204 (Commodity Futures Trust Shares); 8.300 (Partnership Units); 8.500 (Trust Units); 8.600 (Managed Fund Shares), and 8.700 (Managed Trust Securities). \5\ Exchange rules applicable to listing of certain ETPs provide for listing such products pursuant to Rule 19b-4(e) under the Act if they satisfy all criteria--referred to as ``generic'' listing criteria--in the applicable Exchange ETP rule. If an ETP does not satisfy all applicable generic criteria, the Commission must approve or issue a notice of effectiveness with respect to a proposed rule change filed by the Exchange pursuant to Section 19(b) of the Act prior to Exchange listing of such ETP. \6\ See Securities Exchange Act Release No. 77883 (May 23, 2016), 81 FR 33720 (May 27, 2016) (SR-NYSEArca-2016-69) (Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Exchange's Schedule of Fees and Charges to Eliminate the Listing Fee in Connection with Exchange Listing of Certain Exchange Traded Products). --------------------------------------------------------------------------- Other ETPs--specifically, Trust Issued Receipts,\7\ Commodity-Based Trust Shares, Commodity Index Trust Shares, Commodity Futures Trust Shares, Partnership Units, Trust Units, and non-generically-listed Investment Company Units, Portfolio Depositary Receipts and Currency Trust Shares--are subject to a Listing Fee of $7,500.\8\ Under Item 5b of the Schedule, Managed Fund Shares and Managed Trust Securities are subject to a Listing Fee of $10,000. --------------------------------------------------------------------------- \7\ Commentary .01 to NYSE Arca Equities Rule 8.200 provides generic standards for listing Trust Issued Receipts pursuant to Rule 19b-4(e) under the Act. However, the Exchange does not currently intend to list Trust Issued Receipts under Commentary .01, but instead lists Trust Issued Receipts under Commentary .02 to NYSE Arca Equities Rule 8.200, which does not provide generic standards for listing pursuant to Rule 19b-4(e) under the Act. Before listing any Trust Issued Receipts pursuant to Commentary .01 to NYSE Arca Equities Rule 8.200, the Exchange will first file a proposed rule change with respect to the Listing Fee applicable to any such generically-listed securities. \8\ Exchange rules applicable to Trust Issued Receipts (Commentary .02 to NYSE Arca Equities Rule 8.200); Commodity-Based Trust Shares (NYSE Arca Equities Rule 8.201), Commodity Index Trust Shares (NYSE Arca Equities Rule 8.203), Commodity Futures Trust Shares (NYSE Arca Equities Rule 8.204), Partnership Units (NYSE Arca Equities Rule 8.300), and Trust Units (NYSE Arca Equities Rule 8.500) do not provide for listing pursuant to Rule 19b-4(e) under the Act. --------------------------------------------------------------------------- The Commission has recently approved an Exchange proposed rule change that permits generic listing of Managed Fund Shares pursuant to Rule 19b-4(e) under the Act.\9\ The Exchange proposes to amend Item 5a of the Schedule to include Managed Fund Shares under the term ``Generically-Listed Exchange Traded Products''. In addition, the Exchange proposes to delete Managed Fund Shares from Item 5b of the Schedule. Thus, an issue of Managed Fund Shares that is a ``Generically-Listed Exchange Traded Product'' would incur no charge to list on the Exchange, and an issue of Managed Fund Shares for which a proposed rule change under the Act is required would be subject to a Listing Fee of $7,500. Issues of Managed Trust Securities would continue to be subject to a Listing Fee of $10,000. --------------------------------------------------------------------------- \9\ See Securities Exchange Act Release No. 78397 (July 22, 2016), 81 FR 49320 (July 27, 2016) (SR-NYSEArca-2015-110). --------------------------------------------------------------------------- The Exchange believes eliminating the Listing Fee for generically- listed Managed Fund Shares would help correlate the Listing Fee applicable to such issues to the resources required to list such issues on the Exchange. The Exchange believes it is appropriate to continue to charge a Listing Fee for ETPs for which a proposed rule change pursuant to Section 19(b) of the Act is required to be filed because of the additional time and resources required by Exchange staff to prepare and review such filings and to communicate with issuers and the Commission regarding such filings. Application of a Listing Fee for Managed Trust Securities is appropriate because the Exchange generally incurs increased costs in connection with the rule-making process, listing administration process, issuer services, and consultative legal services where a proposed rule change pursuant to Section 19(b) of the Act is required to be filed with the Commission. Annual Fees set forth in the Schedule applicable to ETPs would remain unchanged. Notwithstanding the elimination of the Listing Fee applicable to generically-listed Managed Fund Shares, as well as the decrease in the Listing Fee for non-generically-listed Managed Fund Shares, as described above, the Exchange will continue to be able to fund its regulatory obligations. 2. Statutory Basis NYSE Arca believes that the proposal is consistent with Section 6(b) \10\ of the Act, in general, and Section 6(b)(4) \11\ of the Act in particular, in that it provides for the equitable allocation of reasonable dues, fees and other charges among its issuers and other persons using its facilities. In addition, the Exchange believes the proposal is consistent with the requirement under Section 6(b)(5) \12\ that an exchange have rules that are designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to foster cooperation and coordination with persons engaged in regulating, clearing, settling, processing information with respect to, and facilitating transactions in securities, to remove impediments to, and perfect the mechanism of a free and open market and, in general, to protect investors and the public interest; and are not designed to permit unfair discrimination between customers, issuers, brokers, or dealers. The proposed elimination of the Listing Fee for Managed Fund Shares that are Generically-Listed ETPs, as well as the decrease in the Listing Fee for non-generically-listed Managed Fund Shares, as described above, is equitable [[Page 59027]] and does not unfairly discriminate between issuers because it would apply uniformly to all such issues listed generically under Exchange rules. The Exchange believes eliminating the Listing Fee for such Managed Fund Shares, decreasing the Listing Fee for non-generically- listed Managed Fund Shares, as described above, and continuing to impose Listing Fees for ETPs that are not generically listed is reasonable given the additional resources required by the Exchange in connection with ETPs requiring a proposed rule change pursuant to Section 19(b). The Exchange believes it is appropriate to continue to charge a Listing Fee for ETPs for which a proposed rule change pursuant to Section 19(b) of the Act is required to be filed because of the significant additional extensive time, legal and business resources required by Exchange staff to prepare and review such filings and to communicate with issuers and the Commission regarding such filings. --------------------------------------------------------------------------- \10\ 15 U.S.C. 78f(b). \11\ 15 U.S.C. 78f(b)(4). \12\ 15 U.S.C. 78f(b)(5). --------------------------------------------------------------------------- B. Self-Regulatory Organization's Statement on Burden on Competition The Exchange does not believe that the proposed rule change will impose any burden on competition that is not necessary or appropriate in furtherance of the purpose of the Act. The Exchange believes the proposed rule change would promote competition because it will eliminate the Listing Fee for generically-listed issues of Managed Fund Shares and will therefore encourage issuers to develop and list additional such issues on the Exchange. C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others No written comments were solicited or received with respect to the proposed rule change. III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action The foregoing rule change is effective upon filing pursuant to Section 19(b)(3)(A) \13\ of the Act and subparagraph (f)(2) of Rule 19b-4 \14\ thereunder, because it establishes a due, fee, or other charge imposed by the Exchange. --------------------------------------------------------------------------- \13\ 15 U.S.C. 78s(b)(3)(A). \14\ 17 CFR 240.19b-4(f)(2). --------------------------------------------------------------------------- At any time within 60 days of the filing of such proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings under Section 19(b)(2)(B) \15\ of the Act to determine whether the proposed rule change should be approved or disapproved. --------------------------------------------------------------------------- \15\ 15 U.S.C. 78s(b)(2)(B). --------------------------------------------------------------------------- IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: Electronic CommentsUse the Commission's Internet comment form (http://www.sec.gov/rules/sro.shtml); or Send an email to [email protected]. Please include File Number SR-NYSEArca-2016-114 on the subject line. Paper Comments Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090. All submissions should refer to File Number SR-NYSEArca-2016-114. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (http://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission's Public Reference Room, 100 F Street NE., Washington, DC 20549 on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-NYSEArca-2016-114 and should be submitted on or before September 16, 2016. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.\16\ --------------------------------------------------------------------------- \16\ 17 CFR 200.30-3(a)(12). --------------------------------------------------------------------------- Robert W. Errett, Deputy Secretary. [FR Doc. 2016-20460 Filed 8-25-16; 8:45 am] BILLING CODE 8011-01-P
![Federal Register / Vol. 81, No. 166 / Friday, August 26, 2016 / Notices 59025
continued to be charged a lower rate of III. Date of Effectiveness of the business days between the hours of
$0.48 in SPY as compared to $0.50 per Proposed Rule Change and Timing for 10:00 a.m. and 3:00 p.m. Copies of the
contract in other Penny Pilot Options. Commission Action filing also will be available for
Customer liquidity benefits all market The foregoing rule change has become inspection and copying at the principal
participants by providing more trading effective pursuant to section office of the Exchange. All comments
opportunities, which attracts market 19(b)(3)(A)(ii) of the Act.24 received will be posted without change;
makers. An increase in the activity of At any time within 60 days of the the Commission does not edit personal
these market participants in turn filing of the proposed rule change, the identifying information from
facilitates tighter spreads, which may Commission summarily may submissions. You should submit only
temporarily suspend such rule change if information that you wish to make
cause an additional corresponding
it appears to the Commission that such available publicly. All submissions
increase in order flow from other market
action is: (i) Necessary or appropriate in should refer to File Number SR–
participants. The Exchange believes that NASDAQ–2016–113 and should be
offering a lower fee to Professionals the public interest; (ii) for the protection
of investors; or (iii) otherwise in submitted on or before September 16,
does not create an undue burden on 2016.
intra-market competition because it furtherance of the purposes of the Act.
If the Commission takes such action, the For the Commission, by the Division of
serves to attract more liquidity to NOM Trading and Markets, pursuant to delegated
Commission shall institute proceedings
to the benefit of other market to determine whether the proposed rule authority.25
participants. By offering Professionals, should be approved or disapproved. Robert W. Errett,
as well as Customers, lower fees, the Deputy Secretary.
Exchange hopes to simply remain IV. Solicitation of Comments
[FR Doc. 2016–20451 Filed 8–25–16; 8:45 am]
competitive with other venues so that it Interested persons are invited to BILLING CODE 8011–01–P
remains a choice for market participants submit written data, views and
when posting orders and the result may arguments concerning the foregoing,
be additional Professional order flow for including whether the proposed rule SECURITIES AND EXCHANGE
the Exchange, in addition to increased change is consistent with the Act. COMMISSION
Customer order flow. Further, the Comments may be submitted by any of
the following methods: [Release No. 34–78633; File No. SR–
Exchange initially established NYSEArca–2016–114]
Professional pricing in order to ‘‘. . . Electronic Comments
bring additional revenue to the Self-Regulatory Organizations; NYSE
• Use the Commission’s Internet
Exchange.’’ 22 The Exchange noted in comment form (http://www.sec.gov/
Arca, Inc.; Notice of Filing and
the Professional Filing that it believes Immediate Effectiveness of Proposed
rules/sro.shtml); or
‘‘. . . that the increased revenue from • Send an email to rule-comments@ Rule Change Amending the
the proposal would assist the Exchange sec.gov. Please include File Number SR– Exchange’s Schedule of Fees and
to recoup fixed costs.’’ 23 The Exchange NASDAQ–2016–113 on the subject line. Charges To Eliminate the Listing Fee
does not believe that providing in Connection With Exchange Listing
Professionals with the opportunity to Paper Comments of Certain Exchange Traded Products
obtain lower remove fee in SPY, • Send paper comments in triplicate August 22, 2016.
equivalent to that of a Customer, creates to Secretary, Securities and Exchange Pursuant to Section 19(b)(1) 1 of the
a competitive environment where Commission, 100 F Street NE., Securities Exchange Act of 1934 (the
Professionals would be necessarily Washington, DC 20549–1090. ‘‘Act’’) 2 and Rule 19b–4 thereunder,3
advantaged on NOM as compared to All submissions should refer to File
notice is hereby given that, on August
NOM Market Makers, Firms, Broker- Number SR–NASDAQ–2016–113. This
8, 2016, NYSE Arca, Inc. (the
Dealers or Non-NOM Market Makers. file number should be included on the
‘‘Exchange’’ or ‘‘NYSE Arca’’) filed with
subject line if email is used. To help the
the Securities and Exchange
C. Self-Regulatory Organization’s Commission process and review your
Commission (the ‘‘Commission’’) the
Statement on Comments on the comments more efficiently, please use
proposed rule change as described in
Proposed Rule Change Received From only one method. The Commission will
Items I, II, and III below, which Items
Members, Participants, or Others post all comments on the Commission’s
have been prepared by the self-
Internet Web site (http://www.sec.gov/
No written comments were either regulatory organization. The
rules/sro.shtml). Copies of the
solicited or received. Commission is publishing this notice to
submission, all subsequent
solicit comments on the proposed rule
amendments, all written statements
change from interested persons.
with respect to the proposed rule
change that are filed with the I. Self-Regulatory Organization’s
Commission, and all written Statement of the Terms of Substance of
22 See Securities Exchange Act Release No. 64494 communications relating to the the Proposed Rule Change
(May 13, 2011), 76 FR 29014 (May 19, 2011) (SR– proposed rule change between the The Exchange proposes to [sic] the
NASDAQ–2011–066) (‘‘Professional Filing’’). In this Commission and any person, other than Exchange’s Schedule of Fees and
filing, the Exchange addressed the perceived those that may be withheld from the Charges (‘‘Fee Schedule’’) to eliminate
favorable pricing of Professionals who were public in accordance with the
mstockstill on DSK3G9T082PROD with NOTICES
assessed fees and paid rebates like a Customer prior
the Listing Fee in connection with
provisions of 5 U.S.C. 552, will be Exchange listing of certain Exchange
to the filing. The Exchange noted in that filing that
a Professional, unlike a retail Customer, has access
available for Web site viewing and Traded Products, effective August 8,
to sophisticated trading systems that contain printing in the Commission’s Public
functionality not available to retail Customers. Reference Room, 100 F Street NE., 25 17 CFR 200.30–3(a)(12).
23 See Securities Exchange Act Release No. 64494 Washington, DC 20549, on official 1 15 U.S.C. 78s(b)(1).
(May 13, 2011), 76 FR 29014 (May 19, 2011) (SR– 2 15 U.S.C. 78a.
NASDAQ–2011–066). 24 15 U.S.C. 78s(b)(3)(A)(ii). 3 17 CFR 240.19b–4.
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![Federal Register / Vol. 81, No. 166 / Friday, August 26, 2016 / Notices 59027
and does not unfairly discriminate action is necessary or appropriate in the submissions. You should submit only
between issuers because it would apply public interest, for the protection of information that you wish to make
uniformly to all such issues listed investors, or otherwise in furtherance of available publicly. All submissions
generically under Exchange rules. The the purposes of the Act. If the should refer to File Number SR–
Exchange believes eliminating the Commission takes such action, the NYSEArca–2016–114 and should be
Listing Fee for such Managed Fund Commission shall institute proceedings submitted on or before September 16,
Shares, decreasing the Listing Fee for under Section 19(b)(2)(B) 15 of the Act to 2016.
non-generically-listed Managed Fund determine whether the proposed rule For the Commission, by the Division of
Shares, as described above, and change should be approved or Trading and Markets, pursuant to delegated
continuing to impose Listing Fees for disapproved. authority.16
ETPs that are not generically listed is IV. Solicitation of Comments Robert W. Errett,
reasonable given the additional Deputy Secretary.
resources required by the Exchange in Interested persons are invited to
submit written data, views, and [FR Doc. 2016–20460 Filed 8–25–16; 8:45 am]
connection with ETPs requiring a
proposed rule change pursuant to arguments concerning the foregoing, BILLING CODE 8011–01–P
Section 19(b). The Exchange believes it including whether the proposed rule
is appropriate to continue to charge a change is consistent with the Act.
Listing Fee for ETPs for which a Comments may be submitted by any of SMALL BUSINESS ADMINISTRATION
proposed rule change pursuant to the following methods: [Disaster Declaration #14811 and #14812]
Section 19(b) of the Act is required to Electronic Comments
be filed because of the significant Louisiana Disaster Number LA–00065
• Use the Commission’s Internet
additional extensive time, legal and comment form (http://www.sec.gov/ AGENCY: U.S. Small Business
business resources required by rules/sro.shtml); or Administration.
Exchange staff to prepare and review • Send an email to rule- ACTION: Amendment 2.
such filings and to communicate with comments@sec.gov. Please include File
issuers and the Commission regarding Number SR–NYSEArca–2016–114 on SUMMARY: This is an amendment of the
such filings. the subject line. Presidential declaration of a major
B. Self-Regulatory Organization’s disaster for the State of Louisiana
Paper Comments (FEMA–4277–DR), dated 08/14/2016.
Statement on Burden on Competition
• Send paper comments in triplicate Incident: Severe Storms and Flooding.
The Exchange does not believe that to Secretary, Securities and Exchange Incident Period: 08/11/2016 and
the proposed rule change will impose Commission, 100 F Street NE., continuing.
any burden on competition that is not Washington, DC 20549–1090. Effective Date: 08/16/2016.
necessary or appropriate in furtherance All submissions should refer to File Physical Loan Application Deadline
of the purpose of the Act. The Exchange Number SR–NYSEArca–2016–114. This Date: 10/13/2016.
believes the proposed rule change file number should be included on the EIDL Loan Application Deadline Date:
would promote competition because it subject line if email is used. To help the 05/15/2017.
will eliminate the Listing Fee for Commission process and review your ADDRESSES: Submit completed loan
generically-listed issues of Managed comments more efficiently, please use applications to: U.S. Small Business
Fund Shares and will therefore only one method. The Commission will Administration, Processing and
encourage issuers to develop and list post all comments on the Commission’s Disbursement Center, 14925 Kingsport
additional such issues on the Exchange. Internet Web site (http://www.sec.gov/ Road, Fort Worth, TX 76155.
C. Self-Regulatory Organization’s rules/sro.shtml). Copies of the FOR FURTHER INFORMATION CONTACT:
Statement on Comments on the submission, all subsequent Alan Escobar, Office of Disaster
Proposed Rule Change Received From amendments, all written statements Assistance, U.S. Small Business
Members, Participants, or Others with respect to the proposed rule Administration, 409 3rd Street SW.,
No written comments were solicited change that are filed with the Suite 6050, Washington, DC 20416.
or received with respect to the proposed Commission, and all written SUPPLEMENTARY INFORMATION: The notice
rule change. communications relating to the of the Presidential disaster declaration
proposed rule change between the for the State of Louisiana, dated 08/14/
III. Date of Effectiveness of the Commission and any person, other than 2016 is hereby amended to include the
Proposed Rule Change and Timing for those that may be withheld from the following areas as adversely affected by
Commission Action public in accordance with the the disaster:
The foregoing rule change is effective provisions of 5 U.S.C. 552, will be Primary Counties: (Physical Damage and
upon filing pursuant to Section available for Web site viewing and Economic Injury Loans):
19(b)(3)(A) 13 of the Act and printing in the Commission’s Public Avoyelles, Evangeline, Iberville,
subparagraph (f)(2) of Rule 19b–4 14 Reference Room, 100 F Street NE., Jefferson Davis, Saint Martin, Saint
thereunder, because it establishes a due, Washington, DC 20549 on official Tammany, Washington, West
fee, or other charge imposed by the business days between the hours of Feliciana.
Exchange. 10:00 a.m. and 3:00 p.m. Copies of the Contiguous Counties: (Economic Injury
filing also will be available for
mstockstill on DSK3G9T082PROD with NOTICES
At any time within 60 days of the Loans Only):
filing of such proposed rule change, the inspection and copying at the principal Louisiana: Allen, Beauregard,
Commission summarily may office of the Exchange. All comments Calcasieu, Catahoula, La Salle,
temporarily suspend such rule change if received will be posted without change; Orleans, Rapides.
it appears to the Commission that such the Commission does not edit personal Mississippi: Hancock, Marion, Pearl
identifying information from River, Walthall.
13 15 U.S.C. 78s(b)(3)(A).
14 17 CFR 240.19b–4(f)(2). 15 15 U.S.C. 78s(b)(2)(B). 16 17 CFR 200.30–3(a)(12).
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Document Created: 2016-08-26 10:41:09
Document Modified: 2016-08-26 10:41:09
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
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| Section | Notices | |
| FR Citation | 81 FR 59025 |
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