81_FR_60530 81 FR 60360 - Office of Public Health Support; Division of Planning, Evaluation & Research; National Native Health Research Training Initiative

81 FR 60360 - Office of Public Health Support; Division of Planning, Evaluation & Research; National Native Health Research Training Initiative

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Indian Health Service

Federal Register Volume 81, Issue 170 (September 1, 2016)

Page Range60360-60368
FR Document2016-21049

Federal Register, Volume 81 Issue 170 (Thursday, September 1, 2016)
[Federal Register Volume 81, Number 170 (Thursday, September 1, 2016)]
[Notices]
[Pages 60360-60368]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-21049]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Indian Health Service


Office of Public Health Support; Division of Planning, Evaluation 
& Research; National Native Health Research Training Initiative

    Announcement Type: New.
    Funding Announcement Number: HHS-2017-IHS-DPER-001.
    Catalog of Federal Domestic Assistance Number: 93.933.
    Key Dates:
    Application Deadline Date: October 30, 2016.
    Approximate Review Date: November 2-4, 2016.
    Earliest Anticipated Start Date: November 15, 2016.
    Proof of Non-Profit Status Due Date: October 30, 2016.

I. Funding Opportunity Description

Statutory Authority

    The Indian Health Service (IHS) Office of Public Health Support 
(OPHS), Division of Planning, Evaluation and Research (DPER), is 
accepting applications for one new cooperative agreement for the 
National Native Health Research Training Initiative. This initiative 
will help build capacity and disseminate new and best practices for 
American Indian and Alaska Native (AI/AN) health research and promote 
Tribally-driven research activity through a variety of educational and 
training opportunities. Focus will be on the promotion of health 
research and related opportunities for AI/AN students, highlighting 
promising practices and practice-based approaches to improving the 
health of AI/AN people, and culture-based approaches to reducing health 
disparities between AI/AN people and the U.S. population. Other areas 
will focus on resilience and protective factors and their role in AI/AN 
health outcomes, innovative and culturally-based approaches to 
improving the health of AI/AN youth, and dissemination of study 
findings in AI/AN health science research to investigators and 
providers working in or with Tribal communities as well as Tribal 
leaders and health officials. Activities will include the planning, 
coordination, and hosting of research meetings and conferences, 
webinars, hosting of a Web site/Web page for dissemination of AI/AN 
health science research information, and other activities to be 
determined. This IHS activity is authorized under the Snyder Act, 
codified at 25 U.S.C. 13; the Transfer Act, codified at 42 U.S.C. 2001; 
the Consolidated Appropriations Act, 2012, Public Law 112-74 and the 
Continuing Appropriations Resolution, 2013, Public Law 112-175. This 
program is described in the Catalog of Federal Domestic Assistance 
under 93.933.

Background

    The AI/AN populations have long experienced poorer health status 
compared to other Americans. Although major gains in reducing health 
disparities were made during the last half of the twentieth century, 
most gains stopped by the mid-1980s (Trends in Indian Health 1998-99) 
and a few diseases, e.g., diabetes, worsened. ``All Indian'' rates 
contain marked variation among the ``IHS Areas'' or regions (Regional 
Differences in Indian Health 2002-2003); variation by Tribe exists 
within Areas as well. The Trends and Regional Differences reference can 
be found on the IHS Web site at http://www.ihs.gov/dps/publications/. 
The daunting task confronting Tribes, research scientists, and health 
programs is to reduce the disparities among and within areas and 
Tribes. Factors known to contribute to health status and disparities 
are complex, and include underlying biology, physiology, and 
epigenetics, as well as ethnicity, culture, socioeconomic status, 
gender/sex, age, geographical access to care, and levels of insurance.
    Additional factors known to contribute to health status and 
disparities include:
    1. Family, home, and work environments;
    2. general or culturally specific health practices;
    3. social support systems;
    4. lack of access to culturally-appropriate health care; and
    5. attitudes and beliefs about health.
    Health disparities of AI/ANs may also reflect a lack of in depth 
research relevant to improving their health status. Many AI/ANs also 
distrust research for historical reasons. One approach that combats 
this distrust is to ensure that Tribes are managing partners in 
training and research that involves them, as for example in community-
based participatory research (CBPR) (i.e., a collaborative research 
process between researchers and community representatives). This 
approach is especially helpful to design both training relevant to 
researchers from Tribal communities and research relevant to health 
needs of the communities. Another approach is increasing the number of 
AI/AN scientists and growing the intellectual community of researchers 
working with AIAN health research issues.
    DPER has the responsibility of promoting health research to help 
improve the health status of AI/ANs. The development of AI/AN 
scientists and scientist-practitioners and enhancing the ability of 
Tribes to participate in and initiate their own research projects is a 
key part of improving quality and delivery of health services. 
Scientific meetings, conferences, and other training opportunities will 
support AI/AN faculty and student development and promote participatory 
collaboration between Tribes and the academic community. Such meetings 
and other

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educational approaches will provide opportunities for Tribes and the 
academic community to learn about resilience and protective factors and 
their role in AI/AN health outcomes, culture-based prevention, 
intervention, and treatment modalities, and other research that may 
help improve health outcomes.
Objectives
    A. To increase opportunities for AI/AN scientists and health 
professionals--Offering development and training opportunities to AI/AN 
scientists, students, and health professionals and to provide a means 
for the dissemination of biomedical, clinical, behavioral and health 
science research that is responsive to the needs of the AI/AN community 
and the goals of this initiative. The grantee will develop regular (at 
least annual) conference training and practice sharing opportunities 
for scientists, students, and health professionals to learn and share 
findings from scientifically meritorious research projects as well as 
exploration of methods for further study and evaluation of practice-
based projects. The grantee will also support health science education 
and professional development projects designed to introduce and further 
develop research skills of AI/AN students, faculty, health 
professionals, and community members.
    B. To enhance Tribal-academic collaborations and improve the 
ability of Tribes to utilize research findings--Recent CBPR projects 
suggests that AI/AN communities can work collaboratively with health 
researchers to further the research needs of AI/ANs. Fully utilizing 
all cultural and scientific knowledge, strengths, and competencies, 
such partnerships can lead to better understanding of the biological, 
genetic, behavioral, psychological, cultural, social, and economic 
factors affecting health status of AI/ANs and support the development 
and evaluation of interventions to improve their health status. The 
grantee will develop training opportunities to inform and educate 
Tribal leaders and health personnel about health research methods, 
findings, and best practices in partnering with academic investigators 
in pursuit of research projects designed to meet the needs and advance 
the health care of AI/AN communities.
    C. To reduce health disparities--Research suggests that enhancing 
protective factors can be as effective as reducing risk factors in 
improving health outcomes, particularly among AI/ANs. A better 
understanding of protective factors among AI/ANs could be helpful in 
reducing health disparities. Anecdotal evidence suggests that AI/AN 
ceremonial and other cultural practices may help to ameliorate major 
harms and disruptions over the centuries. The grantee will promote 
health research methods designed to better understand the protective 
effects of Traditional Indian Medicine, Indigenous Knowledge, 
Traditional Ecological Knowledge, et al., on AI/AN health. The grantee 
will also identify and disseminate examples of successful co-delivery 
of Traditional cultural practices with western biomedical services.
    The annual conference will provide critical exposure to health 
research opportunities for both students and researchers. The applicant 
must provide opportunities for potential and new AI/AN students to 
learn the fundamentals of health research, provide exposure to cutting-
edge research, and interaction with established AI/AN scientists to 
explore mentorship and funding opportunities. Mentorship is vital to 
success in the research field, especially for AIAN students, and 
mentorship is often not available at the geographic location where the 
student is enrolled. Therefore it is paramount that this opportunity 
occurs at least annually. New scientific research funding opportunities 
that become available will be explored and wide dissemination of this 
information will be given to Tribes, Tribal organizations, and Tribal-
academic partnerships so they will have the opportunity to apply for 
this kind of funding.

Purpose

    The purpose of this cooperative agreement is to fund a national 
membership organization of AI/AN scientists and/or researchers and 
students to further the IHS research program objectives with expanded 
outreach and education efforts for AI/AN students, faculty, and health 
professionals. This announcement requests applications to propose 
activities including, but not limited to, an annual national training 
opportunity in health research methods and findings of importance to 
AI/AN people and communities. Other activities may also be considered 
in coordination with the main annual event. This is an important annual 
event that will bring together health researchers and key stakeholders 
to share recent research findings, learn new research methodologies and 
best practices in service delivery, and learn about human research 
protections and opportunities for research funding. The annual research 
training event will be the primary event for AI/AN researchers and 
students to present their findings and obtain feedback from other 
researchers as well as Tribal health professionals. Students also have 
the opportunity to select and begin working with new mentors. This 
event will be held by a national membership organization of AI/AN 
scientists and/or researchers in collaboration with IHS in facilitating 
a forum designed to improve the health research capacity of AI/AN 
Tribes and researchers. The organization and continuity of annual 
national training events is vital to the morale of the health research 
and larger health professional field working for the benefit of the 
Tribes and other (including urban) AI/AN people.

Pre-Conference Grant Requirements

    The awardee is required to comply with the ``HHS Policy on 
Promoting Efficient Spending: Use of Appropriated Funds for Conferences 
and Meeting Space, Food, Promotional Items, and Printing and 
Publications,'' dated December 16, 2013 (``Policy''), as applicable to 
conferences funded by grants and cooperative agreements. The Policy is 
available at http://www.hhs.gov/grants/contracts/contract-policies-regulations/conference-spending/.
    The awardee is required to:
    Provide a separate detailed budget justification and narrative for 
each conference anticipated. The cost categories to be addressed are as 
follows: (1) Contract/Planner, (2) Meeting Space/Venue, (3) 
Registration Web site, (4) Audio Visual, (5) Speakers Fees, (6) Non-
Federal Attendee Travel, (7) Registration Fees, (8) Other (explain in 
detail and cost breakdown). For additional questions please contact 
Mose Herne on (301) 443-1549 or email him at [email protected].

II. Award Information

Type of Award

    Cooperative Agreement.

Estimated Funds Available

    The total amount of funding identified for the current fiscal year 
(FY) 2017 is approximately $225,000. The award amount is anticipated to 
be between $100,000 and $225,000. The amount of funding available for 
competing and continuation awards issued under this announcement are 
subject to the availability of appropriations and budgetary priorities 
of the Agency. The IHS is under no obligation to make awards that are 
selected for funding under this announcement.

[[Page 60362]]

Anticipated Number of Awards

    One award will be issued under this program announcement.

Period of Performance

    The project period is for five years and will run consecutively 
from November 15, 2016 to November 14, 2021.

Cooperative Agreement

    Cooperative agreements awarded by the HHS are administered under 
the same policies as a grant. However, the funding agency (IHS) is 
required to have substantial programmatic involvement in the project 
during the entire award segment. Below is a detailed description of the 
level of involvement required for both IHS and the grantee. IHS will be 
responsible for activities listed under section A and the grantee will 
be responsible for activities listed under section B as stated:

Substantial Involvement Description for Cooperative Agreement

A. IHS Programmatic Involvement

    The IHS assigned program official will monitor the overall progress 
of the awardee's execution of the requirements of the award as well as 
their adherence to the terms and conditions of the cooperative 
agreements. This includes providing guidance for required reports, 
development of agendas, tools and other products, and technical 
assistance with evaluation and overcoming any performance issues 
encountered. The IHS assigned program official must approve all 
presentations, electronic content, and other materials, including mass 
emails, developed by awardee pursuant to these awards and any 
supplemental awards prior to the presentation or dissemination of such 
materials to any party.
    IHS staff will provide support for the award as follows:
    i. The IHS assigned program official will work in partnership with 
the awardee in all decisions involving strategy, hiring of grantee 
personnel, deployment of resources, release of public information 
materials, quality assurance, coordination of activities, any training, 
reports, budget, and evaluation. Collaboration includes agenda setting, 
analysis, and reporting.
    ii. The IHS assigned program official will work closely with all 
participating IHS health services/programs, as appropriate, to 
coordinate award activities.
    iii. The IHS assigned program official will coordinate the 
following:
     Discussion and release of any and all special grant 
conditions upon fulfillment.
     Monthly scheduled conference calls.
     Appropriate dissemination of required reports to each 
participating program.
    iv. The IHS will, jointly with the awardee, plan and set an agenda 
for each of the conference(s) mentioned in this announcement that:
     Shares the training and/or accomplishments.
     Fosters collaboration amongst the participating program 
offices, agencies, and/or departments.
     Increases visibility for the partnership between the 
awardee and the IHS.
    v. IHS will provide guidance in addressing deliverables and 
requirements.
    vi. IHS will provide guidance in preparing articles for publication 
and/or presentations of program successes, lessons learned, and new 
findings.
    vii. IHS will communicate via monthly conference calls, individual 
or collective site visits, and meetings.
    viii. IHS will provide technical assistance to the entity as 
requested.
    ix. IHS staff may, at the request of the entity's board, 
participate on committees and may recommend topics for discussion.

B. Grantee Cooperative Agreement Award Activities

    The awardee is responsible for the following:
    i. To succinctly and independently address the requirements for the 
award.
    ii. To facilitate a forum or forums at which concerns can be heard 
that are representative of Tribal governments in the area of health 
research.
    iii. To establish relationships with other national Indian 
organizations, with professional groups, and with Federal, State, and 
local entities and universities or medical centers supportive of AI/AN 
health research programs.
    iv. To improve and expand access for AI/AN Tribal governments to 
health research programs within HHS.
    v. To disseminate timely health research information to Tribal 
governments, AI/AN health boards, other national Indian organizations, 
professional groups, Federal, State, and local entities.
    vi. To reach out to and educate academic and research institutions, 
and Federal, state and local agencies on the needs and procedures for 
the conduct of health research in Indian Country, and to promote the 
academic recognition of the rights of Tribal governments to control 
their own research and to own their research data.
    vii. To establish an appropriate standard of practice for health 
research concerning AI/AN that addresses the relationship between 
academic freedom, government procedures, and Tribal rights.
    viii. Attendance at regularly scheduled meetings between awardee 
and the IHS assigned program official, evidenced by meeting minutes 
which highlight the awardee's specific involvement and participation.
    ix. The annual national research conference and other training 
activities as proposed by the grantee and approved by the program 
official.
    x. Copies of all promotional and educational materials provided to 
Tribal programs and other projects (electronic form and one hard copy).
    xi. Copies of all promotional materials provided to media and other 
outlets (electronic form and one hard copy).
    xii. Copies of all articles published (electronic form and one hard 
copy).
    xiii. Evidence of posting of conference and training-related 
information on organizational Web site(s).
    xiv. Workshops
     The awardee may provide teleconference and/or webinar 
workshops on health research, subject to approval from the IHS assigned 
program official.
     The awardee shall conduct workshops and/or presentations 
including, but not limited to, challenges, potential solutions, and 
successes in the form of promising practices of health research at one 
national conference (venue and content of presentations to be agreed 
upon by the awardee and the IHS assigned program official).

III. Eligibility Information

1. Eligibility

    To be eligible for this ``New Competition'' under this 
announcement, an applicant must:
     Be 501(c)(3) non-profit entities that are national 
membership organizations of AI/AN health researchers or scientists.
    Organizations claiming non-profit status must submit a copy of the 
501(c)(3) Certificate with your application submission by the 
Application Deadline Date listed under Key Dates on page one of this 
announcement.
     Demonstrate organizational expertise and successful 
experience in:
    [cir] Conducting previous national research or scientific 
conferences.
    [cir] Promoting and supporting AI/AN health research and science 
education and training.

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    [cir] Providing evidence of at least five years of successful 
experience providing health research and science education and outreach 
on a national scale.

    Note: Please refer to Section IV.2 (Application and Submission 
Information/Subsection 2, Content and Form of Application 
Submission) for additional proof of applicant status documents 
required such as Tribal resolutions, proof of non-profit status, 
etc.

2. Cost Sharing or Matching

    The IHS does not require matching funds or cost sharing for grants 
or cooperative agreements.

3. Other Requirements

    If application budgets exceed the highest dollar amount outlined 
under the ``Estimated Funds Available'' section within this funding 
announcement, the application will be considered ineligible and will 
not be reviewed for further consideration. If deemed ineligible, IHS 
will not return the application. The applicant will be notified by 
email by the Division of Grants Management (DGM) of this decision.
Proof of Non-Profit Status
    Organizations claiming non-profit status must submit proof. A copy 
of the 501(c)(3) Certificate must be received with the application 
submission by the Application Deadline Date listed under the Key Dates 
section on page one of this announcement.
    An applicant submitting any of the above additional documentation 
after the initial application submission due date is required to ensure 
the information was received by the IHS by obtaining documentation 
confirming delivery (i.e. FedEx tracking, postal return receipt, etc.).

IV. Application and Submission Information

1. Obtaining Application Materials

    The application package and detailed instructions for this 
announcement can be found at http://www.Grants.gov or http://www.ihs.gov/dgm/funding/.
    Questions regarding the electronic application process may be 
directed to Mr. Paul Gettys at (301) 443-2114.

2. Content and Form Application Submission

    The applicant must include the project narrative as an attachment 
to the application package. Mandatory documents for all applicants 
include:
     Table of contents.
     Abstract (one page) summarizing the project.
     Application forms:
    [cir] SF-424, Application for Federal Assistance.
    [cir] SF-424A, Budget Information--Non-Construction Programs.
    [cir] SF-424B, Assurances--Non-Construction Programs.
     Budget Justification and Narrative (must be single spaced 
and not exceed five pages).
     Project Narrative (must not exceed 20 pages).
    [cir] Background information on the organization.
    [cir] Proposed scope of work, objectives, and activities that 
provide a description of what will be accomplished, including a one-
page Timeframe Chart.
     Letter of Support from organization's Board of Directors.
     501(c)(3) Certificate.
     Biographical sketches for all Key Personnel.
     Contractor/Consultant resumes or qualifications and scope 
of work.
     Disclosure of Lobbying Activities (SF-LLL).
     Certification Regarding Lobbying (GG-Lobbying Form).
     Copy of current Negotiated Indirect Cost rate (IDC) 
agreement (required in order to receive IDC).
     Organizational Chart (optional).
     Documentation of current Office of Management and Budget 
(OMB) Financial Audit (if applicable).
    Acceptable forms of documentation include:
    [cir] Email confirmation from Federal Audit Clearinghouse (FAC) 
that audits were submitted; or
    [cir] Face sheets from audit reports. These can be found on the FAC 
Web site: http://harvester.census.gov/sac/dissem/accessoptions.html?submit=Go+To+Database.
Public Policy Requirements
    All Federal-wide public policies apply to IHS grants and 
cooperative agreements with exception of the discrimination policy.
Requirements for Project and Budget Narratives
A. Project Narrative
    This narrative should be a separate Word document that is no longer 
than 20 pages and must: be single-spaced, type written, have 
consecutively numbered pages, use black type not smaller than 12 
characters per one inch, and printed on one side only of standard size 
8\1/2\'' x 11'' paper.
    Be sure to succinctly answer all questions listed under the 
evaluation criteria (refer to Section V.1, Evaluation criteria in this 
announcement), and place all responses and required information in the 
correct section (noted below), or they will not be considered or 
scored. These narratives will assist the Objective Review Committee 
(ORC) in becoming more familiar with the grantee's activities and 
accomplishments prior to this possible cooperative agreement award. If 
the narrative exceeds the page limit, only the first 20 pages will be 
reviewed. The 20-page limit for the narrative does not include the work 
plan, standard forms, Tribal resolutions, table of contents, budget, 
budget justifications, narratives, and/or other appendix items.
    There are three parts to the narrative: Part A--Program 
Information; Part B--Program Planning and Evaluation; and Part C--
Program Report. See below for additional details about what must be 
included in the narrative. The page limitations below are for each 
narrative and budget submitted.
Part A: Program Information (3 Page Limitation)
Section 1: Needs
    Describe your organization's understanding of the needs of this 
cooperative agreement and how your organization has the experience to 
provide outreach and education efforts regarding the pertinent changes 
and updates in health research.
Part B: Program Planning and Evaluation (12 Page Limitation)
Section 1: Program Plans
    Describe fully and clearly how the national AI/AN membership 
organization plans to address the requirements and tasks.
Section 2: Program Evaluation
    Describe fully and clearly how your planned outreach and education 
efforts will impact changes in knowledge and awareness in Tribal health 
professionals and among AI/AN health researchers and health research 
students. Describe how your organization will measure/monitor/track 
these impacts; include existing or planned new data sources.
Part C: Program Report (5 Page Limitation)
    Section 1: Identify and describe your organization's significant 
program activities and achievements over the past five years associated 
with the goals of this agreement, including improved delivery of 
quality health research education and the growth of the national 
community of AI/AN health researchers. Provide a comparison of the 
actual accomplishments to the goals established for the project period 
or, if

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applicable, provide justification for the lack of progress.
B. Budget Narrative (5 Page Limitation)
    This narrative must include a line item budget with a narrative 
justification for all expenditures identifying reasonable allowable, 
allocable costs necessary to accomplish the goals and objectives as 
outlined in the project narrative. Budget should match the scope of 
work described in the project narrative.

3. Submission Dates and Times

    Applications must be submitted electronically through Grants.gov by 
11:59pm, Eastern Daylight Time (EDT) on the Application Deadline Date 
listed in the Key Dates section on page one of this announcement. Any 
application received after the application deadline will not be 
accepted for processing, nor will it be given further consideration for 
funding. Grants.gov will notify the applicant via email if the 
application is rejected.
    If technical challenges arise and assistance is required with the 
electronic application process, contact Grants.gov Customer Support via 
email to [email protected] or at (800) 518-4726. Customer Support is 
available to address questions 24 hours a day, 7 days a week (except on 
Federal holidays). If problems persist, contact Mr. Gettys, 
([email protected]) DGM Grant Systems Coordinator, by telephone at 
(301) 443-2114 or (301) 443-5204. Please be sure to contact Mr. Gettys 
at least ten days prior to the application deadline. Please do not 
contact the DGM until you have received a Grants.gov tracking number. 
In the event you are not able to obtain a tracking number, call the DGM 
as soon as possible.

4. Intergovernmental Review

    Executive Order 12372 requiring intergovernmental review is not 
applicable to this program.

5. Funding Restrictions

     Pre-award costs are not allowable.
     The available funds are inclusive of direct and 
appropriate indirect costs.
     Only one grant/cooperative agreement will be awarded.
     IHS will not acknowledge receipt of applications.

6. Electronic Submission Requirements

    All applications must be submitted electronically. Please use the 
http://www.Grants.gov Web site to submit an application electronically 
and select the ``Find Grant Opportunities'' link on the homepage. 
Download a copy of the application package, complete it offline, and 
then upload and submit the completed application via the http://www.Grants.gov Web site. Electronic copies of the application may not 
be submitted as attachments to email messages addressed to IHS 
employees or offices.
    If the applicant needs to submit a paper application instead of 
submitting electronically through Grants.gov, a waiver must be 
requested. A written waiver request must be sent to 
[email protected] with a copy to [email protected]. The waiver 
must (1) be documented in writing (emails are acceptable), before 
submitting a paper application, and (2) include clear justification for 
the need to deviate from the required electronic grants submission 
process.
    Once the waiver request has been approved, the applicant will 
receive a confirmation of approval email containing submission 
instructions and the mailing address to submit the application. A copy 
of the written approval must be submitted along with the hardcopy of 
the application that is mailed to DGM. Paper applications that are 
submitted without a copy of the signed waiver from the Senior Policy 
Analyst of the DGM will not be reviewed or considered for funding. The 
applicant will be notified via email of this decision by the Grants 
Management Officer of the DGM. Paper applications must be received by 
the DGM no later than 5:00 p.m., EDT, on the Application Deadline Date 
listed in the Key Dates section on page one of this announcement. Late 
applications will not be accepted for processing or considered for 
funding. Applicants that do not adhere to the timelines for System for 
Award Management (SAM) and/or http://www.Grants.gov registration or 
that fail to request timely assistance with technical issues will not 
be considered for a waiver to submit a paper application.
    Please be aware of the following:
     Please search for the application package in http://www.Grants.gov by entering the CFDA number or the Funding Opportunity 
Number. Both numbers are located in the header of this announcement.
     If you experience technical challenges while submitting 
your application electronically, please contact Grants.gov Support 
directly at: [email protected] or (800) 518-4726. Customer Support is 
available to address questions 24 hours a day, 7 days a week (except on 
Federal holidays).
     Upon contacting Grants.gov, obtain a tracking number as 
proof of contact. The tracking number is helpful if there are technical 
issues that cannot be resolved and a waiver from the agency must be 
obtained.
     Applicants are strongly encouraged not to wait until the 
deadline date to begin the application process through Grants.gov as 
the registration process for SAM and Grants.gov could take up to 
fifteen working days.
     Please use the optional attachment feature in Grants.gov 
to attach additional documentation that may be requested by the DGM.
     All applicants must comply with any page limitation 
requirements described in this funding announcement.
     After electronically submitting the application, the 
applicant will receive an automatic acknowledgment from Grants.gov that 
contains a Grants.gov tracking number. The DGM will download the 
application from Grants.gov and provide necessary copies to the 
appropriate agency officials. Neither the DGM nor OPHS will notify 
applicants that the application has been received.
     Email applications will not be accepted under this 
announcement.
Dun and Bradstreet (D&B) Data Universal Numbering System (DUNS)
    All IHS applicants and grantee organizations are required to obtain 
a DUNS number and maintain an active registration in the SAM database. 
The DUNS number is a unique 9-digit identification number provided by 
D&B which uniquely identifies your entity. The DUNS number is site 
specific; therefore, each distinct performance site may be assigned a 
DUNS number. Obtaining a DUNS number is easy, and there is no charge. 
To obtain a DUNS number, you may access it through http://fedgov.dnb.com/webform, or to expedite the process, call (866) 705-
5711.
    All HHS recipients are required by the Federal Funding 
Accountability and Transparency Act of 2006, as amended (``Transparency 
Act''), to report information on sub-awards. Accordingly, all IHS 
grantees must notify potential first-tier sub-recipients that no entity 
may receive a first-tier sub-award unless the entity has provided its 
DUNS number to the prime grantee organization. This requirement ensures 
the use of a universal identifier to enhance the quality of information 
available to the public pursuant to the Transparency Act.
System for Award Management (SAM)
    Organizations that were not registered with Central Contractor 
Registration and have not registered with SAM will need to obtain a 
DUNS number first and then

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access the SAM online registration through the SAM home page at https://www.sam.gov (U.S. organizations will also need to provide an Employer 
Identification Number from the Internal Revenue Service that may take 
an additional 2-5 weeks to become active). Completing and submitting 
the registration takes approximately one hour to complete and your SAM 
registration will take 3-5 business days to process. Registration with 
the SAM is free of charge. Applicants may register online at https://www.sam.gov.
    Additional information on implementing the Transparency Act, 
including the specific requirements for DUNS and SAM, can be found on 
the IHS Grants Management, Grants Policy Web site: http://www.ihs.gov/dgm/policytopics/

V. Application Review Information

    The instructions for preparing the application narrative also 
constitute the evaluation criteria for reviewing and scoring the 
application. Weights assigned to each section are noted in parentheses. 
The 20 page narrative should include only the first year of activities; 
information for multi-year projects should be included as an appendix. 
See ``Multi-year Project Requirements'' at the end of this section for 
more information. The narrative section should be written in a manner 
that is clear to outside reviewers unfamiliar with prior related 
activities of the applicant. It should be well organized, succinct, and 
contain all information necessary for reviewers to understand the 
project fully. Points will be assigned to each evaluation criteria 
adding up to a total of 100 points. A minimum score of 70 points is 
required for funding. Points are assigned as follows:

1. Criteria

A. Introduction and Need for Assistance (15 Points)
    (1) Describe your organization's understanding of the needs of this 
cooperative agreement.
    (2) Describe the organization's current operations as related to 
the spectrum of health research needs and dissemination of health 
research information and support to Tribes, AI/AN communities, and 
Tribal colleges and universities among others. Include information 
regarding technologies currently used (i.e., hardware, software, 
services, Web sites, etc.), and identify the source(s) of technical 
support for those technologies (i.e., in-house staff, contractors, 
vendors, etc.). Include information regarding how long the applicant 
has been operating and its length of association/partnerships with Area 
health boards or other organizations, etc. [historical collaboration].
    (3) Describe the organization's current technical assistance 
ability. Include what programs and services are currently provided, 
programs and services projected to be provided, and describe any 
memorandums of agreement with other national Indian organizations.
    (4) Describe the population to be served by the proposed project. 
Are they hard to reach? Are there barriers? Identify all previous IHS 
funds received, dates of funding and summaries of the projects' 
accomplishments. State how previous funds facilitated education, 
training and technical assistance nationwide for AI/ANs.
    (5) Describe collaborative and supportive efforts with Tribal 
Epidemiology Centers, NARCH grantees, university centers of AI/AN 
health research.
    (6) Explain the need/reason for your proposed projects by 
identifying specific gaps or weaknesses in health research training or 
infrastructure that will be addressed by the proposed projects. 
Describe the effect of the proposed project on current programs (i.e., 
Federally-funded, State funded, etc.)
B. Project Objective(s), Work Plan and Approach (40 Points)
    (1) Identify the proposed project objective(s) for the project, as 
applicable, addressing the following:
     Measurable and (if applicable) quantifiable.
     results oriented.
     time-limited.
    Example: Issue save the date notices, calls for papers, conference 
publicity, and registration information. Goals must be clear and 
concise.
    (2) Address the extent to which the proposed projects will provide, 
improve, or expand health research that address the need(s) of the 
target population. Submit a work plan in the Appendix that:
     Provides the action steps on a timeline for accomplishing 
each of the projects' proposed objective(s).
     Identifies who will perform the action steps.
     Identifies who will supervise the action steps taken.
     Identifies what tangible products will be produced during 
and at the end of the proposed project objective(s).
     Identifies who will accept and/or approve work products 
during the duration of the proposed projects and at the end of the 
proposed projects.
     Identifies any training that will take place during the 
proposed projects and who will be attending the training.
     Identifies evaluation activities proposed in the work 
plans.
    (3) If consultants or contractors will be used during the proposed 
project, please include the following information in their scope of 
work (or note if consultants/contractors will not be used):
     Educational requirements.
     Desired qualifications and work experience.
     Expected work products to be delivered on a timeline.
    If a potential consultant/contractor has already been identified, 
please include a resume in the Appendix.
C. Program Evaluation (20 Points)
    Each proposed objective requires an evaluation component to assess 
its progress and ensure its completion. Also, include the evaluation 
activities in the work plan.
    Describe the proposed plan to evaluate both outcomes and process. 
Outcome evaluation relates to the results identified in the objectives, 
and process evaluation relates to the work plan and activities of the 
project.
    (1) For outcome evaluation, describe:
     The criteria for determining success of each objective.
     The data to be collected which will determine whether the 
objective was met.
     Data collection intervals and frequency.
     Who will collect the data and their qualifications.
     How the data will be analyzed.
     How results of evaluation will be used.
    (2) For process evaluation, describe:
     How the projects will be monitored and assessed for 
potential problems and needs for quality improvements.
     Who will be responsible for monitoring and managing 
project improvements based on results of ongoing process improvements 
and their qualifications.
     How ongoing monitoring will be used to improve the 
project's performance.
     Products that might be developed and how they might lend 
themselves to replication by others.
     How the organization will document what is learned 
throughout the projects' grant periods.
    (3) Describe any evaluation efforts planned after the grant period 
has ended.
    (4) Describe the ultimate benefit to the AI/AN population served by 
the applicant organization that will be derived from these projects.

[[Page 60366]]

D. Organizational Capabilities, Key Personnel and Qualifications (15 
Points)
    This section outlines the broader capacity of the organization to 
complete the project outlined in the work plan. It includes the 
identification of personnel responsible for completing tasks and the 
chain of responsibility for successful completion of the projects 
outlined in the work plans.
    (1) Describe the organizational structure of the applicant.
    (2) Describe the ability of the organization to manage the proposed 
project. Include information regarding similarly sized projects in 
scope and financial assistance, as well as other conferences and 
projects successfully completed.
    (3) Describe equipment (i.e., fax machine, phone, computer, etc.) 
and facility space (i.e., office space) that will be available for use 
during the proposed projects. Include information about any equipment 
not currently available and will be purchased through the cooperative 
agreement.
    (4) List key personnel who will work on the projects. Include title 
used in the work plans. In the Appendix, include position descriptions 
and resumes for all key personnel. Position descriptions should clearly 
describe each position and duties, indicating desired qualifications 
and experience requirements related to the proposed project. Resumes 
must indicate that the proposed staff member is qualified to carry out 
the proposed project activities. If a position is to be filled, 
indicate that information on the proposed position description.
    (5) If personnel are to be only partially funded by this 
cooperative agreement, indicate the percentage of time to be allocated 
to this project and identify the resources used to fund the remainder 
of the individual's salary.
E. Categorical Budget and Budget Justification (10 Points)
    This section should provide a clear estimate of the program costs 
and justification of expenses for the entire period of the cooperative 
agreement. The budget and budget justification should be consistent 
with the tasks identified in the work plans.
    (1) Provide a categorical budget for the 12-month budget period 
requested by the project.
    (2) If IDC are claimed, indicate and apply the current negotiated 
rate to the budget. Include a copy of the rate agreement in the 
Appendix. See Section VI. Award Administration Information, 3. Indirect 
Costs.
    (3) Provide a narrative justification explaining why each line item 
is necessary/relevant to the proposed project. Include sufficient costs 
and other details to facilitate the determination of cost (i.e., 
equipment specifications, etc.).
Multi-Year Project Requirements
    Projects requiring second, third, fourth, and/or fifth year must 
include a brief project narrative and budget (one additional page per 
year) addressing the developmental plans for each additional year of 
the project.
Additional Documents Can Be Uploaded as Appendix Items in Grants.gov
     Work plan, logic model and/or time line for proposed 
objectives.
     Position descriptions for key staff.
     Resumes of key staff that reflect current duties.
     Consultant or contractor proposed scope of work and letter 
of commitment (if applicable).
     Current Indirect Cost Agreement.
     Organizational chart(s) highlighting proposed project 
staff and their supervisors as well as other key contacts within the 
organization and key community contacts.
     Additional documents to support narrative (i.e., data 
tables, key news articles, etc.).

2. Review and Selection

    Each application will be prescreened by the DGM staff for 
eligibility and completeness as outlined in the funding announcement. 
Applications that meet the eligibility criteria shall be reviewed for 
merit by the ORC based on evaluation criteria in this funding 
announcement. The ORC could be composed of both Tribal and Federal 
reviewers appointed by the IHS program to review and make 
recommendations on these applications. The technical review process 
ensures selection of quality projects in a national competition for 
limited funding. Incomplete applications and applications that are non-
responsive to the eligibility criteria will not be referred to the ORC. 
The applicant will be notified via email of this decision by the Grants 
Management Officer of the DGM. Applicants will be notified by DGM, via 
email, to outline minor missing components (i.e., budget narratives, 
audit documentation, key contact form) needed for an otherwise complete 
application. All missing documents must be sent to DGM on or before the 
due date listed in the email of notification of missing documents 
required.
    To obtain a minimum score for funding by the ORC, applicants must 
address all program requirements and provide all required 
documentation.

VI. Award Administration Information

1. Award Notices

    The Notice of Award (NoA) is a legally binding document signed by 
the Grants Management Officer and serves as the official notification 
of the grant award. The NoA will be initiated by the DGM in our grant 
system, GrantSolutions (https://www.grantsolutions.gov). Each entity 
that is approved for funding under this announcement will need to 
request or have a user account in GrantSolutions in order to retrieve 
their NoA. The NoA is the authorizing document for which funds are 
dispersed to the approved entities and reflects the amount of Federal 
funds awarded, the purpose of the grant, the terms and conditions of 
the award, the effective date of the award, and the budget/project 
period.
Disapproved Applicants
    Applicants who received a score less than the recommended funding 
level for approval (80 points) and were deemed to be disapproved by the 
ORC, will receive an Executive Summary Statement from the IHS program 
office within 30 days of the conclusion of the ORC outlining the 
weaknesses and strengths of their application submitted. The summary 
statement will be sent to the Authorized Organizational Representative 
that is identified on the face page (SF-424) of the application. The 
IHS program office will also provide additional contact information as 
needed to address questions and concerns as well as provide technical 
assistance if desired.
Approved but Unfunded Applicants
    Approved but unfunded applicants that met the minimum scoring range 
and were deemed by the ORC to be ``Approved'', but were not funded due 
to lack of funding, will have their applications held by DGM for a 
period of one year. If additional funding becomes available during the 
course of FY 2016 the approved but unfunded application may be re-
considered by the awarding program office for possible funding. The 
applicant will also receive an Executive Summary Statement from the IHS 
program office within 30 days of the conclusion of the ORC.

    Note: Any correspondence other than the official NoA signed by 
an IHS Grants Management Official announcing to the Project Director 
that an award has been made to their organization is not an 
authorization to implement their program on behalf of IHS.


[[Page 60367]]



2. Administrative Requirements

    Cooperative agreements are administered in accordance with the 
following regulations and policies:
    A. The criteria as outlined in this program announcement.
    B. Administrative Regulations for Grants:
     Uniform Administrative Requirements for HHS Awards, 
located at 45 CFR Part 75.
    C. Grants Policy:
     HHS Grants Policy Statement, Revised 01/07.
    D. Cost Principles:
     Uniform Administrative Requirements for HHS Awards, ``Cost 
Principles,'' located at 45 CFR part 75, subpart E.
    E. Audit Requirements:
     Uniform Administrative Requirements for HHS Awards, 
``Audit Requirements,'' located at 45 CFR part 75, subpart F.

3. Indirect Costs

    This section applies to all grant recipients that request 
reimbursement of indirect costs (IDC) in their grant application. In 
accordance with HHS Grants Policy Statement, Part II-27, IHS requires 
applicants to obtain a current IDC rate agreement prior to award. The 
rate agreement must be prepared in accordance with the applicable cost 
principles and guidance as provided by the cognizant agency or office. 
A current rate covers the applicable grant activities under the current 
award's budget period. If the current rate is not on file with the DGM 
at the time of award, the IDC portion of the budget will be restricted. 
The restrictions remain in place until the current rate is provided to 
the DGM.
    Generally, IDC rates for IHS grantees are negotiated with the 
Division of Cost Allocation (DCA) https://rates.psc.gov/ and the 
Department of Interior (Interior Business Center) http://www.doi.gov/ibc/services/Indirect_Cost_Services/index.cfm. For questions regarding 
the indirect cost policy, please call the Grants Management Specialist 
listed under ``Agency Contacts'' or the main DGM office at (301) 443-
5204.

4. Reporting Requirements

    The grantee must submit required reports consistent with the 
applicable deadlines. Failure to submit required reports within the 
time allowed may result in suspension or termination of an active 
grant, withholding of additional awards for the project, or other 
enforcement actions such as withholding of payments or converting to 
the reimbursement method of payment. Continued failure to submit 
required reports may result in one or both of the following: (1) The 
imposition of special award provisions; and (2) the non-funding or non-
award of other eligible projects or activities. This requirement 
applies whether the delinquency is attributable to the failure of the 
grantee organization or the individual responsible for preparation of 
the reports. Per DGM policy, all reports are required to be submitted 
electronically by attaching them as a ``Grants Note'' in the 
GrantSolutions. Personnel responsible for submitting reports will be 
required to obtain a login and password for GrantSolutions. Please see 
the Agency Contacts list in section VII for the systems contact 
information.
    The reporting requirements for this program are noted below.
A. Progress Reports
    Program progress reports are required semiannually, within 30 days 
after the budget period ends. These reports must include a brief 
comparison of actual accomplishments to the goals established for the 
period, or, if applicable, provide sound justification for the lack of 
progress, and other pertinent information as required. A final report 
must be submitted within 90 days of expiration of the budget period/
period of performance.
B. Financial Reports
    Federal Financial Report FFR (SF-425), Cash Transaction Reports are 
due 30 days after the close of every calendar quarter to the Division 
of Payment Management, HHS at: http://www.dpm.psc.gov. It is 
recommended that the applicant also send a copy of the FFR (SF-425) 
report to the Grants Management Specialist. Failure to submit timely 
reports may cause a disruption in timely payments to the organization.
    Grantees are responsible and accountable for accurate information 
being reported on all required reports: The Progress Reports and 
Federal Financial Report.
C. Post Conference Grant Reporting
    The following requirements were enacted in Section 3003 of the 
Consolidated Continuing Appropriations Act, 2013, and Section 119 of 
the Continuing Appropriations Act, 2014; Office of Management and 
Budget Memorandum M-12-12: All HHS/IHS awards containing grants funds 
allocated for conferences will be required to complete a mandatory post 
award report for all conferences. Specifically: The total amount of 
funds provided in this award/cooperative agreement that were spent for 
``Conference X'', must be reported in final detailed actual costs 
within 15 days of the completion of the conference. Cost categories to 
address should be: (1) Contract/Planner, (2) Meeting Space/Venue, (3) 
Registration Web site, (4) Audio Visual, (5) Speakers Fees, (6) Non-
Federal Attendee Travel, (7) Registration Fees, (8) Other.
D. Federal Sub-Award Reporting System (FSRS)
    This award may be subject to the Transparency Act sub-award and 
executive compensation reporting requirements of 2 CFR part 170.
    The Transparency Act requires the OMB to establish a single 
searchable database, accessible to the public, with information on 
financial assistance awards made by Federal agencies. The Transparency 
Act also includes a requirement for recipients of Federal grants to 
report information about first-tier sub-awards and executive 
compensation under Federal assistance awards.
    IHS has implemented a Term of Award into all IHS Standard Terms and 
Conditions, NoAs and funding announcements regarding the FSRS reporting 
requirement. This IHS Term of Award is applicable to all IHS grant and 
cooperative agreements issued on or after October 1, 2010, with a 
$25,000 sub-award obligation dollar threshold met for any specific 
reporting period. Additionally, all new (discretionary) IHS awards 
(where the project period is made up of more than one budget period) 
and where: (1) The project period start date was October 1, 2010 or 
after and (2) the primary awardee will have a $25,000 sub-award 
obligation dollar threshold during any specific reporting period will 
be required to address the FSRS reporting.
    For the full IHS award term implementing this requirement and 
additional award applicability information, visit the DGM Grants Policy 
Web site at: http://www.ihs.gov/dgm/policytopics/.
E. Compliance With Executive Order 13166 Implementation of Services
Accessibility Provisions for All Grant Application Packages and Funding 
Opportunity Announcements
    Recipients of Federal financial assistance (FFA) from HHS must 
administer their programs in compliance with Federal civil rights law. 
This means that recipients of HHS funds must ensure equal access to 
their programs without regard to a person's race, color, national 
origin, disability,

[[Page 60368]]

age and, in some circumstances, sex and religion. This includes 
ensuring your programs are accessible to persons with limited English 
proficiency. HHS provides guidance to recipients of FFA on meeting 
their legal obligation to take reasonable steps to provide meaningful 
access to their programs by persons with limited English proficiency. 
Please see http://www.hhs.gov/ocr/civilrights/resources/laws/revisedlep.html. The HHS Office for Civil Rights also provides guidance 
on complying with civil rights laws enforced by HHS. Please see http://www.hhs.gov/ocr/civilrights/understanding/section1557/index.html; and 
http://www.hhs.gov/ocr/civilrights/understanding/index.html. Recipients 
of FFA also have specific legal obligations for serving qualified 
individuals with disabilities. Please see http://www.hhs.gov/ocr/civilrights/understanding/disability/index.html. Please contact the HHS 
Office for Civil Rights for more information about obligations and 
prohibitions under Federal civil rights laws at http://www.hhs.gov/ocr/office/about/rgn-hqaddresses.html or call 1-800-368-1019 or TDD 1-800-
537-7697. Also note it is an HHS Departmental goal to ensure access to 
quality, culturally competent care, including long-term services and 
supports, for vulnerable populations. For further guidance on providing 
culturally and linguistically appropriate services, recipients should 
review the National Standards for Culturally and Linguistically 
Appropriate Services in Health and Health Care at http://minorityhealth.hhs.gov/omh/browse.aspx?lvl=2&lvlid=53.
    Applicants will be required to sign the HHS-690 Assurance of 
Compliance form located at http://www.hhs.gov/sites/default/files/forms/hhs-690.pdf and send the original form to: U.S. Department of 
Health and Human Services, Office of Civil Rights, 200 Independence 
Ave. SW., Washington, DC 20201.
F. Federal Awardee Performance and Integrity Information System 
(FAPIIS)
    The IHS is required to review and consider any information about 
the applicant that is in the Federal Awardee Performance and Integrity 
Information System (FAPIIS) before making any award in excess of the 
simplified acquisition threshold (currently $150,000) over the period 
of performance. An applicant may review and comment on any information 
about itself that a Federal awarding agency previously entered. IHS 
will consider any comments by the applicant, in addition to other 
information in FAPIIS in making a judgment about the applicant's 
integrity, business ethics, and record of performance under Federal 
awards when completing the review of risk posed by applicants as 
described in 45 CFR 75.205.
    As required by 45 CFR part 75 Appendix XII of the Uniform Guidance, 
non-federal entities (NFEs) are required to disclose in FAPIIS any 
information about criminal, civil, and administrative proceedings, and/
or affirm that there is no new information to provide. This applies to 
NFEs that receive Federal awards (currently active grants, cooperative 
agreements, and procurement contracts) greater than $10,000,000 for any 
period of time during the period of performance of an award/project.
Mandatory Disclosure Requirements
    As required by 2 CFR part 200 of the Uniform Guidance, and the HHS 
implementing regulations at 45 CFR part 75, effective January 1, 2016, 
the IHS must require a non-federal entity or an applicant for a Federal 
award to disclose, in a timely manner, in writing to the IHS or pass-
through entity all violations of Federal criminal law involving fraud, 
bribery,or gratutity violations potentially affecting the Federal 
award.
    Submission is required for all applicants and recipients, in 
writing, to the IHS and to the HHS Office of Inspector General all 
information related to violations of Federal criminal law involving 
fraud, bribery, or gratuity violations potentially affecting the 
federal award. 45 CFR 75.113.
    Disclosures must be sent in writing to:
    U.S. Department of Health and Human Services, Indian Health 
Service, Division of Grants Management, ATTN: Mr. Robert Tarwater, 
Director, 5600 Fishers Lane, Mailstop 09E70, Rockville, Maryland 20857, 
(Include ``Mandatory Grant Disclosures'' in subject line), Ofc: (301) 
443-5204, Fax: (301) 594-0899, Email: [email protected].

AND

    U.S. Department of Health and Human Services, Office of Inspector 
General, ATTN: Mandatory Grant Disclosures, Intake Coordinator, 330 
Independence Avenue SW., Cohen Building, Room 5527, Washington, DC 
20201, URL: http://oig.hhs.gov/fraud/reportfraud/index.asp, (Include 
``Mandatory Grant Disclosures'' in subject line), Fax: (202) 205-0604 
(Include ``Mandatory Grant Disclosures'' in subject line) or Email: 
[email protected].
    Failure to make required disclosures can result in any of the 
remedies described in 45 CFR 75.371. Remedies for noncompliance, 
including suspension or debarment (See 2 CFR parts 180 & 376 and 31 
U.S.C. 3321).

VII. Agency Contacts

    1. Questions on the programmatic issues may be directed to: Mr. 
Mose Herne, MPH, MS, IHS Research Director, 5600 Fishers Lane, Mailstop 
09E10D, Rockville, Maryland 20857, Telephone: (301) 443-1549, Fax: 
(301) 443-0114, Email: [email protected].
    2. Questions on grants management and fiscal matters may be 
directed to: Ms. Patience Musikikongo, DGM, Grants Management 
Specialist, 5600 Fishers Lane, Mailstop 09E70, Rockville, Maryland 
20857, Telephone: (301) 443-2059, Fax: (301) 443-9602, Email: 
[email protected].
    3. Questions on systems matters may be directed to: Mr. Paul 
Gettys, Grant Systems Coordinator, 5600 Fishers Lane, Mail Stop 09E70, 
Rockville, MD 20857, Phone: (301) 443-2114; or the DGM main line (301) 
443-5204, Fax: (301) 443-9602, Email: [email protected].

VIII. Other Information

    The Public Health Service strongly encourages all cooperative 
agreement and contract recipients to provide a smoke-free workplace and 
promote the non-use of all tobacco products. In addition, Public Law 
103-227, the Pro-Children Act of 1994, prohibits smoking in certain 
facilities (or in some cases, any portion of the facility) in which 
regular or routine education, library, day care, health care, or early 
childhood development services are provided to children. This is 
consistent with the HHS mission to protect and advance the physical and 
mental health of the American people.

Elizabeth A. Fowler,
Deputy Director for Management Operations, Indian Health Service.
[FR Doc. 2016-21049 Filed 8-31-16; 8:45 am]
BILLING CODE 4165-16-P



                                                    60360                     Federal Register / Vol. 81, No. 170 / Thursday, September 1, 2016 / Notices

                                                       The Committee shall consist of a core                  Approximate Review Date: November                   diseases, e.g., diabetes, worsened. ‘‘All
                                                    of 11 voting members including the                      2–4, 2016.                                            Indian’’ rates contain marked variation
                                                    Chair. Members and the Chair are                          Earliest Anticipated Start Date:                    among the ‘‘IHS Areas’’ or regions
                                                    selected by the Commissioner or                         November 15, 2016.                                    (Regional Differences in Indian Health
                                                    designee from among authorities                           Proof of Non-Profit Status Due Date:                2002–2003); variation by Tribe exists
                                                    knowledgeable in the fields of                          October 30, 2016.                                     within Areas as well. The Trends and
                                                    endocrinology, metabolism,                                                                                    Regional Differences reference can be
                                                                                                            I. Funding Opportunity Description
                                                    epidemiology or statistics, and related                                                                       found on the IHS Web site at http://
                                                    specialties. Members will be invited to                 Statutory Authority                                   www.ihs.gov/dps/publications/. The
                                                    serve for overlapping terms of up to 4                     The Indian Health Service (IHS)                    daunting task confronting Tribes,
                                                    years. Almost all non-Federal members                   Office of Public Health Support (OPHS),               research scientists, and health programs
                                                    of this committee serve as Special                      Division of Planning, Evaluation and                  is to reduce the disparities among and
                                                    Government Employees. The core of                       Research (DPER), is accepting                         within areas and Tribes. Factors known
                                                    voting members may include one                                                                                to contribute to health status and
                                                                                                            applications for one new cooperative
                                                    technically qualified member, selected                                                                        disparities are complex, and include
                                                                                                            agreement for the National Native
                                                    by the Commissioner or designee, who                                                                          underlying biology, physiology, and
                                                                                                            Health Research Training Initiative.
                                                    is identified with consumer interests                                                                         epigenetics, as well as ethnicity, culture,
                                                                                                            This initiative will help build capacity
                                                    and is recommended by either a                                                                                socioeconomic status, gender/sex, age,
                                                                                                            and disseminate new and best practices
                                                    consortium of consumer-oriented                                                                               geographical access to care, and levels
                                                                                                            for American Indian and Alaska Native
                                                    organizations or other interested                                                                             of insurance.
                                                                                                            (AI/AN) health research and promote                      Additional factors known to
                                                    persons. In addition to the voting                      Tribally-driven research activity
                                                    members, the Committee may include                                                                            contribute to health status and
                                                                                                            through a variety of educational and                  disparities include:
                                                    one non-voting member who is                            training opportunities. Focus will be on
                                                    identified with industry interests.                                                                              1. Family, home, and work
                                                                                                            the promotion of health research and                  environments;
                                                       Further information regarding the                    related opportunities for AI/AN
                                                    most recent charter and other                                                                                    2. general or culturally specific health
                                                                                                            students, highlighting promising                      practices;
                                                    information can be found at http://                     practices and practice-based approaches
                                                    www.fda.gov/AdvisoryCommittees/                                                                                  3. social support systems;
                                                                                                            to improving the health of AI/AN                         4. lack of access to culturally-
                                                    CommitteesMeetingMaterials/Drugs/                       people, and culture-based approaches to               appropriate health care; and
                                                    EndocrinologicandMetabolicDrugs                         reducing health disparities between AI/                  5. attitudes and beliefs about health.
                                                    AdvisoryCommittee/ucm100261.htm or                      AN people and the U.S. population.                       Health disparities of AI/ANs may also
                                                    by contacting the Designated Federal                    Other areas will focus on resilience and              reflect a lack of in depth research
                                                    Officer (see FOR FURTHER INFORMATION                    protective factors and their role in AI/              relevant to improving their health
                                                    CONTACT). In light of the fact that no                                                                        status. Many AI/ANs also distrust
                                                                                                            AN health outcomes, innovative and
                                                    change has been made to the committee                   culturally-based approaches to                        research for historical reasons. One
                                                    name or description of duties, no                       improving the health of AI/AN youth,                  approach that combats this distrust is to
                                                    amendment will be made to 21 CFR                        and dissemination of study findings in                ensure that Tribes are managing
                                                    14.100.                                                 AI/AN health science research to                      partners in training and research that
                                                       This document is issued under the                                                                          involves them, as for example in
                                                                                                            investigators and providers working in
                                                    Federal Advisory Committee Act (5                                                                             community-based participatory research
                                                                                                            or with Tribal communities as well as
                                                    U.S.C. app.). For general information                                                                         (CBPR) (i.e., a collaborative research
                                                                                                            Tribal leaders and health officials.
                                                    related to FDA advisory committees,                                                                           process between researchers and
                                                                                                            Activities will include the planning,
                                                    please visit us at http://www.fda.gov/                                                                        community representatives). This
                                                                                                            coordination, and hosting of research
                                                    AdvisoryCommittees/default.htm.                                                                               approach is especially helpful to design
                                                                                                            meetings and conferences, webinars,
                                                      Dated: August 26, 2016.                               hosting of a Web site/Web page for                    both training relevant to researchers
                                                    Leslie Kux,                                             dissemination of AI/AN health science                 from Tribal communities and research
                                                    Associate Commissioner for Policy.                      research information, and other                       relevant to health needs of the
                                                    [FR Doc. 2016–21040 Filed 8–31–16; 8:45 am]             activities to be determined. This IHS                 communities. Another approach is
                                                    BILLING CODE 4164–01–P                                  activity is authorized under the Snyder               increasing the number of AI/AN
                                                                                                            Act, codified at 25 U.S.C. 13; the                    scientists and growing the intellectual
                                                                                                            Transfer Act, codified at 42 U.S.C. 2001;             community of researchers working with
                                                    DEPARTMENT OF HEALTH AND                                the Consolidated Appropriations Act,                  AIAN health research issues.
                                                    HUMAN SERVICES                                          2012, Public Law 112–74 and the                          DPER has the responsibility of
                                                                                                            Continuing Appropriations Resolution,                 promoting health research to help
                                                    Indian Health Service                                   2013, Public Law 112–175. This                        improve the health status of AI/ANs.
                                                                                                            program is described in the Catalog of                The development of AI/AN scientists
                                                    Office of Public Health Support;                        Federal Domestic Assistance under                     and scientist-practitioners and
                                                    Division of Planning, Evaluation &                      93.933.                                               enhancing the ability of Tribes to
                                                    Research; National Native Health                                                                              participate in and initiate their own
                                                    Research Training Initiative                            Background                                            research projects is a key part of
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                                                      Announcement Type: New.                                 The AI/AN populations have long                     improving quality and delivery of health
                                                      Funding Announcement Number:                          experienced poorer health status                      services. Scientific meetings,
                                                    HHS–2017–IHS–DPER–001.                                  compared to other Americans. Although                 conferences, and other training
                                                      Catalog of Federal Domestic                           major gains in reducing health                        opportunities will support AI/AN
                                                    Assistance Number: 93.933.                              disparities were made during the last                 faculty and student development and
                                                      Key Dates:                                            half of the twentieth century, most gains             promote participatory collaboration
                                                      Application Deadline Date: October                    stopped by the mid-1980s (Trends in                   between Tribes and the academic
                                                    30, 2016.                                               Indian Health 1998–99) and a few                      community. Such meetings and other


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                                                                              Federal Register / Vol. 81, No. 170 / Thursday, September 1, 2016 / Notices                                            60361

                                                    educational approaches will provide                     be helpful in reducing health                         and students to present their findings
                                                    opportunities for Tribes and the                        disparities. Anecdotal evidence suggests              and obtain feedback from other
                                                    academic community to learn about                       that AI/AN ceremonial and other                       researchers as well as Tribal health
                                                    resilience and protective factors and                   cultural practices may help to                        professionals. Students also have the
                                                    their role in AI/AN health outcomes,                    ameliorate major harms and disruptions                opportunity to select and begin working
                                                    culture-based prevention, intervention,                 over the centuries. The grantee will                  with new mentors. This event will be
                                                    and treatment modalities, and other                     promote health research methods                       held by a national membership
                                                    research that may help improve health                   designed to better understand the                     organization of AI/AN scientists and/or
                                                    outcomes.                                               protective effects of Traditional Indian              researchers in collaboration with IHS in
                                                                                                            Medicine, Indigenous Knowledge,                       facilitating a forum designed to improve
                                                    Objectives
                                                                                                            Traditional Ecological Knowledge, et al.,             the health research capacity of AI/AN
                                                       A. To increase opportunities for AI/                 on AI/AN health. The grantee will also                Tribes and researchers. The organization
                                                    AN scientists and health professionals—                 identify and disseminate examples of                  and continuity of annual national
                                                    Offering development and training                       successful co-delivery of Traditional                 training events is vital to the morale of
                                                    opportunities to AI/AN scientists,                      cultural practices with western                       the health research and larger health
                                                    students, and health professionals and                  biomedical services.                                  professional field working for the
                                                    to provide a means for the                                The annual conference will provide                  benefit of the Tribes and other
                                                    dissemination of biomedical, clinical,                  critical exposure to health research                  (including urban) AI/AN people.
                                                    behavioral and health science research                  opportunities for both students and
                                                    that is responsive to the needs of the AI/              researchers. The applicant must provide               Pre-Conference Grant Requirements
                                                    AN community and the goals of this                      opportunities for potential and new AI/                 The awardee is required to comply
                                                    initiative. The grantee will develop                    AN students to learn the fundamentals                 with the ‘‘HHS Policy on Promoting
                                                    regular (at least annual) conference                    of health research, provide exposure to               Efficient Spending: Use of Appropriated
                                                    training and practice sharing                           cutting-edge research, and interaction                Funds for Conferences and Meeting
                                                    opportunities for scientists, students,                 with established AI/AN scientists to                  Space, Food, Promotional Items, and
                                                    and health professionals to learn and                   explore mentorship and funding                        Printing and Publications,’’ dated
                                                    share findings from scientifically                      opportunities. Mentorship is vital to                 December 16, 2013 (‘‘Policy’’), as
                                                    meritorious research projects as well as                success in the research field, especially             applicable to conferences funded by
                                                    exploration of methods for further study                for AIAN students, and mentorship is
                                                    and evaluation of practice-based                                                                              grants and cooperative agreements. The
                                                                                                            often not available at the geographic
                                                    projects. The grantee will also support                                                                       Policy is available at http://
                                                                                                            location where the student is enrolled.
                                                    health science education and                                                                                  www.hhs.gov/grants/contracts/contract-
                                                                                                            Therefore it is paramount that this
                                                    professional development projects                                                                             policies-regulations/conference-
                                                                                                            opportunity occurs at least annually.
                                                    designed to introduce and further                                                                             spending/.
                                                                                                            New scientific research funding
                                                    develop research skills of AI/AN                        opportunities that become available will                The awardee is required to:
                                                    students, faculty, health professionals,                be explored and wide dissemination of                   Provide a separate detailed budget
                                                    and community members.                                  this information will be given to Tribes,             justification and narrative for each
                                                       B. To enhance Tribal-academic                        Tribal organizations, and Tribal-                     conference anticipated. The cost
                                                    collaborations and improve the ability                  academic partnerships so they will have               categories to be addressed are as
                                                    of Tribes to utilize research findings—                 the opportunity to apply for this kind of             follows: (1) Contract/Planner, (2)
                                                    Recent CBPR projects suggests that AI/                  funding.                                              Meeting Space/Venue, (3) Registration
                                                    AN communities can work                                                                                       Web site, (4) Audio Visual, (5) Speakers
                                                    collaboratively with health researchers                 Purpose
                                                                                                                                                                  Fees, (6) Non-Federal Attendee Travel,
                                                    to further the research needs of AI/ANs.                  The purpose of this cooperative                     (7) Registration Fees, (8) Other (explain
                                                    Fully utilizing all cultural and scientific             agreement is to fund a national                       in detail and cost breakdown). For
                                                    knowledge, strengths, and                               membership organization of AI/AN                      additional questions please contact
                                                    competencies, such partnerships can                     scientists and/or researchers and                     Mose Herne on (301) 443–1549 or email
                                                    lead to better understanding of the                     students to further the IHS research                  him at mose.herne@ihs.gov.
                                                    biological, genetic, behavioral,                        program objectives with expanded
                                                    psychological, cultural, social, and                    outreach and education efforts for AI/                II. Award Information
                                                    economic factors affecting health status                AN students, faculty, and health                      Type of Award
                                                    of AI/ANs and support the development                   professionals. This announcement
                                                    and evaluation of interventions to                      requests applications to propose                         Cooperative Agreement.
                                                    improve their health status. The grantee                activities including, but not limited to,             Estimated Funds Available
                                                    will develop training opportunities to                  an annual national training opportunity
                                                    inform and educate Tribal leaders and                   in health research methods and findings                  The total amount of funding
                                                    health personnel about health research                  of importance to AI/AN people and                     identified for the current fiscal year (FY)
                                                    methods, findings, and best practices in                communities. Other activities may also                2017 is approximately $225,000. The
                                                    partnering with academic investigators                  be considered in coordination with the                award amount is anticipated to be
                                                    in pursuit of research projects designed                main annual event. This is an important               between $100,000 and $225,000. The
                                                    to meet the needs and advance the                       annual event that will bring together                 amount of funding available for
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                                                    health care of AI/AN communities.                       health researchers and key stakeholders               competing and continuation awards
                                                       C. To reduce health disparities—                     to share recent research findings, learn              issued under this announcement are
                                                    Research suggests that enhancing                        new research methodologies and best                   subject to the availability of
                                                    protective factors can be as effective as               practices in service delivery, and learn              appropriations and budgetary priorities
                                                    reducing risk factors in improving                      about human research protections and                  of the Agency. The IHS is under no
                                                    health outcomes, particularly among AI/                 opportunities for research funding. The               obligation to make awards that are
                                                    ANs. A better understanding of                          annual research training event will be                selected for funding under this
                                                    protective factors among AI/ANs could                   the primary event for AI/AN researchers               announcement.


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                                                    60362                     Federal Register / Vol. 81, No. 170 / Thursday, September 1, 2016 / Notices

                                                    Anticipated Number of Awards                              • Monthly scheduled conference                         vii. To establish an appropriate
                                                      One award will be issued under this                   calls.                                                standard of practice for health research
                                                    program announcement.                                     • Appropriate dissemination of                      concerning AI/AN that addresses the
                                                                                                            required reports to each participating                relationship between academic freedom,
                                                    Period of Performance                                   program.                                              government procedures, and Tribal
                                                      The project period is for five years                    iv. The IHS will, jointly with the                  rights.
                                                    and will run consecutively from                         awardee, plan and set an agenda for                      viii. Attendance at regularly
                                                    November 15, 2016 to November 14,                       each of the conference(s) mentioned in                scheduled meetings between awardee
                                                    2021.                                                   this announcement that:                               and the IHS assigned program official,
                                                                                                              • Shares the training and/or                        evidenced by meeting minutes which
                                                    Cooperative Agreement                                   accomplishments.                                      highlight the awardee’s specific
                                                      Cooperative agreements awarded by                       • Fosters collaboration amongst the                 involvement and participation.
                                                    the HHS are administered under the                      participating program offices, agencies,                 ix. The annual national research
                                                    same policies as a grant. However, the                  and/or departments.                                   conference and other training activities
                                                    funding agency (IHS) is required to have                  • Increases visibility for the                      as proposed by the grantee and
                                                    substantial programmatic involvement                    partnership between the awardee and                   approved by the program official.
                                                    in the project during the entire award                  the IHS.                                                 x. Copies of all promotional and
                                                    segment. Below is a detailed description                  v. IHS will provide guidance in                     educational materials provided to Tribal
                                                    of the level of involvement required for                addressing deliverables and                           programs and other projects (electronic
                                                    both IHS and the grantee. IHS will be                   requirements.                                         form and one hard copy).
                                                    responsible for activities listed under                   vi. IHS will provide guidance in                       xi. Copies of all promotional materials
                                                    section A and the grantee will be                       preparing articles for publication and/or             provided to media and other outlets
                                                    responsible for activities listed under                 presentations of program successes,                   (electronic form and one hard copy).
                                                    section B as stated:                                    lessons learned, and new findings.                       xii. Copies of all articles published
                                                                                                              vii. IHS will communicate via                       (electronic form and one hard copy).
                                                    Substantial Involvement Description for                 monthly conference calls, individual or
                                                    Cooperative Agreement                                                                                            xiii. Evidence of posting of conference
                                                                                                            collective site visits, and meetings.                 and training-related information on
                                                    A. IHS Programmatic Involvement                           viii. IHS will provide technical                    organizational Web site(s).
                                                       The IHS assigned program official                    assistance to the entity as requested.                   xiv. Workshops
                                                    will monitor the overall progress of the                  ix. IHS staff may, at the request of the               • The awardee may provide
                                                    awardee’s execution of the requirements                 entity’s board, participate on                        teleconference and/or webinar
                                                    of the award as well as their adherence                 committees and may recommend topics                   workshops on health research, subject to
                                                    to the terms and conditions of the                      for discussion.                                       approval from the IHS assigned program
                                                    cooperative agreements. This includes                   B. Grantee Cooperative Agreement                      official.
                                                    providing guidance for required reports,                Award Activities                                         • The awardee shall conduct
                                                    development of agendas, tools and other                                                                       workshops and/or presentations
                                                    products, and technical assistance with                   The awardee is responsible for the                  including, but not limited to,
                                                    evaluation and overcoming any                           following:                                            challenges, potential solutions, and
                                                    performance issues encountered. The                       i. To succinctly and independently
                                                                                                                                                                  successes in the form of promising
                                                    IHS assigned program official must                      address the requirements for the award.
                                                                                                                                                                  practices of health research at one
                                                    approve all presentations, electronic                     ii. To facilitate a forum or forums at
                                                                                                                                                                  national conference (venue and content
                                                    content, and other materials, including                 which concerns can be heard that are
                                                                                                                                                                  of presentations to be agreed upon by
                                                    mass emails, developed by awardee                       representative of Tribal governments in
                                                                                                                                                                  the awardee and the IHS assigned
                                                    pursuant to these awards and any                        the area of health research.
                                                                                                                                                                  program official).
                                                                                                              iii. To establish relationships with
                                                    supplemental awards prior to the
                                                    presentation or dissemination of such                   other national Indian organizations,                  III. Eligibility Information
                                                    materials to any party.                                 with professional groups, and with
                                                                                                                                                                  1. Eligibility
                                                       IHS staff will provide support for the               Federal, State, and local entities and
                                                    award as follows:                                       universities or medical centers                         To be eligible for this ‘‘New
                                                       i. The IHS assigned program official                 supportive of AI/AN health research                   Competition’’ under this announcement,
                                                    will work in partnership with the                       programs.                                             an applicant must:
                                                    awardee in all decisions involving                        iv. To improve and expand access for                  • Be 501(c)(3) non-profit entities that
                                                    strategy, hiring of grantee personnel,                  AI/AN Tribal governments to health                    are national membership organizations
                                                    deployment of resources, release of                     research programs within HHS.                         of AI/AN health researchers or
                                                    public information materials, quality                     v. To disseminate timely health                     scientists.
                                                    assurance, coordination of activities,                  research information to Tribal                          Organizations claiming non-profit
                                                    any training, reports, budget, and                      governments, AI/AN health boards,                     status must submit a copy of the
                                                    evaluation. Collaboration includes                      other national Indian organizations,                  501(c)(3) Certificate with your
                                                    agenda setting, analysis, and reporting.                professional groups, Federal, State, and              application submission by the
                                                       ii. The IHS assigned program official                local entities.                                       Application Deadline Date listed under
                                                                                                              vi. To reach out to and educate                     Key Dates on page one of this
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                                                    will work closely with all participating
                                                    IHS health services/programs, as                        academic and research institutions, and               announcement.
                                                    appropriate, to coordinate award                        Federal, state and local agencies on the                • Demonstrate organizational
                                                    activities.                                             needs and procedures for the conduct of               expertise and successful experience in:
                                                       iii. The IHS assigned program official               health research in Indian Country, and                  Æ Conducting previous national
                                                    will coordinate the following:                          to promote the academic recognition of                research or scientific conferences.
                                                       • Discussion and release of any and                  the rights of Tribal governments to                     Æ Promoting and supporting AI/AN
                                                    all special grant conditions upon                       control their own research and to own                 health research and science education
                                                    fulfillment.                                            their research data.                                  and training.


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                                                                              Federal Register / Vol. 81, No. 170 / Thursday, September 1, 2016 / Notices                                           60363

                                                      Æ Providing evidence of at least five                    Æ SF–424, Application for Federal                  information in the correct section (noted
                                                    years of successful experience providing                Assistance.                                           below), or they will not be considered
                                                    health research and science education                      Æ SF–424A, Budget Information—                     or scored. These narratives will assist
                                                    and outreach on a national scale.                       Non-Construction Programs.                            the Objective Review Committee (ORC)
                                                      Note: Please refer to Section IV.2                       Æ SF–424B, Assurances—Non-                         in becoming more familiar with the
                                                    (Application and Submission Information/                Construction Programs.                                grantee’s activities and
                                                    Subsection 2, Content and Form of                          • Budget Justification and Narrative               accomplishments prior to this possible
                                                    Application Submission) for additional proof            (must be single spaced and not exceed                 cooperative agreement award. If the
                                                    of applicant status documents required such             five pages).                                          narrative exceeds the page limit, only
                                                    as Tribal resolutions, proof of non-profit                 • Project Narrative (must not exceed               the first 20 pages will be reviewed. The
                                                    status, etc.                                            20 pages).                                            20-page limit for the narrative does not
                                                                                                               Æ Background information on the                    include the work plan, standard forms,
                                                    2. Cost Sharing or Matching
                                                                                                            organization.                                         Tribal resolutions, table of contents,
                                                       The IHS does not require matching                       Æ Proposed scope of work, objectives,              budget, budget justifications, narratives,
                                                    funds or cost sharing for grants or                     and activities that provide a description             and/or other appendix items.
                                                    cooperative agreements.                                 of what will be accomplished, including                 There are three parts to the narrative:
                                                    3. Other Requirements                                   a one-page Timeframe Chart.                           Part A—Program Information; Part B—
                                                                                                               • Letter of Support from                           Program Planning and Evaluation; and
                                                       If application budgets exceed the                    organization’s Board of Directors.                    Part C—Program Report. See below for
                                                    highest dollar amount outlined under                       • 501(c)(3) Certificate.                           additional details about what must be
                                                    the ‘‘Estimated Funds Available’’                          • Biographical sketches for all Key                included in the narrative. The page
                                                    section within this funding                             Personnel.                                            limitations below are for each narrative
                                                    announcement, the application will be                      • Contractor/Consultant resumes or                 and budget submitted.
                                                    considered ineligible and will not be                   qualifications and scope of work.
                                                    reviewed for further consideration. If                     • Disclosure of Lobbying Activities                Part A: Program Information (3 Page
                                                    deemed ineligible, IHS will not return                  (SF–LLL).                                             Limitation)
                                                    the application. The applicant will be                     • Certification Regarding Lobbying                 Section 1: Needs
                                                    notified by email by the Division of                    (GG-Lobbying Form).
                                                    Grants Management (DGM) of this                            • Copy of current Negotiated Indirect                Describe your organization’s
                                                    decision.                                               Cost rate (IDC) agreement (required in                understanding of the needs of this
                                                                                                            order to receive IDC).                                cooperative agreement and how your
                                                    Proof of Non-Profit Status
                                                                                                               • Organizational Chart (optional).                 organization has the experience to
                                                      Organizations claiming non-profit                                                                           provide outreach and education efforts
                                                                                                               • Documentation of current Office of
                                                    status must submit proof. A copy of the                                                                       regarding the pertinent changes and
                                                                                                            Management and Budget (OMB)
                                                    501(c)(3) Certificate must be received                                                                        updates in health research.
                                                                                                            Financial Audit (if applicable).
                                                    with the application submission by the
                                                                                                               Acceptable forms of documentation                  Part B: Program Planning and
                                                    Application Deadline Date listed under
                                                                                                            include:                                              Evaluation (12 Page Limitation)
                                                    the Key Dates section on page one of
                                                                                                               Æ Email confirmation from Federal
                                                    this announcement.                                                                                            Section 1: Program Plans
                                                      An applicant submitting any of the                    Audit Clearinghouse (FAC) that audits
                                                    above additional documentation after                    were submitted; or                                      Describe fully and clearly how the
                                                    the initial application submission due                     Æ Face sheets from audit reports.                  national AI/AN membership
                                                    date is required to ensure the                          These can be found on the FAC Web                     organization plans to address the
                                                    information was received by the IHS by                  site: http://harvester.census.gov/sac/                requirements and tasks.
                                                    obtaining documentation confirming                      dissem/accessoptions.html?
                                                                                                            submit=Go+To+Database.                                Section 2: Program Evaluation
                                                    delivery (i.e. FedEx tracking, postal
                                                    return receipt, etc.).                                  Public Policy Requirements                              Describe fully and clearly how your
                                                                                                                                                                  planned outreach and education efforts
                                                    IV. Application and Submission                            All Federal-wide public policies                    will impact changes in knowledge and
                                                    Information                                             apply to IHS grants and cooperative                   awareness in Tribal health professionals
                                                                                                            agreements with exception of the                      and among AI/AN health researchers
                                                    1. Obtaining Application Materials
                                                                                                            discrimination policy.                                and health research students. Describe
                                                       The application package and detailed                                                                       how your organization will measure/
                                                    instructions for this announcement can                  Requirements for Project and Budget
                                                                                                            Narratives                                            monitor/track these impacts; include
                                                    be found at http://www.Grants.gov or                                                                          existing or planned new data sources.
                                                    http://www.ihs.gov/dgm/funding/.                        A. Project Narrative
                                                       Questions regarding the electronic                                                                         Part C: Program Report (5 Page
                                                    application process may be directed to                    This narrative should be a separate                 Limitation)
                                                    Mr. Paul Gettys at (301) 443–2114.                      Word document that is no longer than
                                                                                                            20 pages and must: be single-spaced,                    Section 1: Identify and describe your
                                                    2. Content and Form Application                         type written, have consecutively                      organization’s significant program
                                                    Submission                                              numbered pages, use black type not                    activities and achievements over the
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                                                       The applicant must include the                       smaller than 12 characters per one inch,              past five years associated with the goals
                                                    project narrative as an attachment to the               and printed on one side only of                       of this agreement, including improved
                                                    application package. Mandatory                          standard size 81⁄2″ × 11″ paper.                      delivery of quality health research
                                                    documents for all applicants include:                     Be sure to succinctly answer all                    education and the growth of the
                                                       • Table of contents.                                 questions listed under the evaluation                 national community of AI/AN health
                                                       • Abstract (one page) summarizing                    criteria (refer to Section V.1, Evaluation            researchers. Provide a comparison of the
                                                    the project.                                            criteria in this announcement), and                   actual accomplishments to the goals
                                                       • Application forms:                                 place all responses and required                      established for the project period or, if


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                                                    60364                     Federal Register / Vol. 81, No. 170 / Thursday, September 1, 2016 / Notices

                                                    applicable, provide justification for the               and then upload and submit the                        resolved and a waiver from the agency
                                                    lack of progress.                                       completed application via the http://                 must be obtained.
                                                                                                            www.Grants.gov Web site. Electronic                      • Applicants are strongly encouraged
                                                    B. Budget Narrative (5 Page Limitation)                                                                       not to wait until the deadline date to
                                                                                                            copies of the application may not be
                                                       This narrative must include a line                   submitted as attachments to email                     begin the application process through
                                                    item budget with a narrative                            messages addressed to IHS employees or                Grants.gov as the registration process for
                                                    justification for all expenditures                      offices.                                              SAM and Grants.gov could take up to
                                                    identifying reasonable allowable,                          If the applicant needs to submit a                 fifteen working days.
                                                    allocable costs necessary to accomplish                 paper application instead of submitting                  • Please use the optional attachment
                                                    the goals and objectives as outlined in                 electronically through Grants.gov, a                  feature in Grants.gov to attach
                                                    the project narrative. Budget should                    waiver must be requested. A written                   additional documentation that may be
                                                    match the scope of work described in                    waiver request must be sent to                        requested by the DGM.
                                                    the project narrative.                                  GrantsPolicy@ihs.gov with a copy to                      • All applicants must comply with
                                                                                                            Robert.Tarwater@ihs.gov. The waiver                   any page limitation requirements
                                                    3. Submission Dates and Times                           must (1) be documented in writing                     described in this funding
                                                       Applications must be submitted                       (emails are acceptable), before                       announcement.
                                                    electronically through Grants.gov by                    submitting a paper application, and (2)                  • After electronically submitting the
                                                    11:59pm, Eastern Daylight Time (EDT)                    include clear justification for the need              application, the applicant will receive
                                                    on the Application Deadline Date listed                 to deviate from the required electronic               an automatic acknowledgment from
                                                    in the Key Dates section on page one of                 grants submission process.                            Grants.gov that contains a Grants.gov
                                                    this announcement. Any application                         Once the waiver request has been                   tracking number. The DGM will
                                                    received after the application deadline                 approved, the applicant will receive a                download the application from
                                                    will not be accepted for processing, nor                confirmation of approval email                        Grants.gov and provide necessary copies
                                                    will it be given further consideration for              containing submission instructions and                to the appropriate agency officials.
                                                    funding. Grants.gov will notify the                     the mailing address to submit the                     Neither the DGM nor OPHS will notify
                                                    applicant via email if the application is               application. A copy of the written                    applicants that the application has been
                                                    rejected.                                               approval must be submitted along with                 received.
                                                       If technical challenges arise and                    the hardcopy of the application that is                  • Email applications will not be
                                                    assistance is required with the                         mailed to DGM. Paper applications that                accepted under this announcement.
                                                    electronic application process, contact                 are submitted without a copy of the
                                                                                                                                                                  Dun and Bradstreet (D&B) Data
                                                    Grants.gov Customer Support via email                   signed waiver from the Senior Policy
                                                                                                            Analyst of the DGM will not be                        Universal Numbering System (DUNS)
                                                    to support@grants.gov or at (800) 518–
                                                    4726. Customer Support is available to                  reviewed or considered for funding. The                  All IHS applicants and grantee
                                                    address questions 24 hours a day, 7 days                applicant will be notified via email of               organizations are required to obtain a
                                                    a week (except on Federal holidays). If                 this decision by the Grants Management                DUNS number and maintain an active
                                                    problems persist, contact Mr. Gettys,                   Officer of the DGM. Paper applications                registration in the SAM database. The
                                                    (Paul.Gettys@ihs.gov) DGM Grant                         must be received by the DGM no later                  DUNS number is a unique 9-digit
                                                    Systems Coordinator, by telephone at                    than 5:00 p.m., EDT, on the Application               identification number provided by D&B
                                                    (301) 443–2114 or (301) 443–5204.                       Deadline Date listed in the Key Dates                 which uniquely identifies your entity.
                                                    Please be sure to contact Mr. Gettys at                 section on page one of this                           The DUNS number is site specific;
                                                    least ten days prior to the application                 announcement. Late applications will                  therefore, each distinct performance site
                                                    deadline. Please do not contact the DGM                 not be accepted for processing or                     may be assigned a DUNS number.
                                                    until you have received a Grants.gov                    considered for funding. Applicants that               Obtaining a DUNS number is easy, and
                                                    tracking number. In the event you are                   do not adhere to the timelines for                    there is no charge. To obtain a DUNS
                                                    not able to obtain a tracking number,                   System for Award Management (SAM)                     number, you may access it through
                                                    call the DGM as soon as possible.                       and/or http://www.Grants.gov                          http://fedgov.dnb.com/webform, or to
                                                                                                            registration or that fail to request timely           expedite the process, call (866) 705–
                                                    4. Intergovernmental Review                             assistance with technical issues will not             5711.
                                                      Executive Order 12372 requiring                       be considered for a waiver to submit a                   All HHS recipients are required by the
                                                    intergovernmental review is not                         paper application.                                    Federal Funding Accountability and
                                                    applicable to this program.                                Please be aware of the following:                  Transparency Act of 2006, as amended
                                                                                                               • Please search for the application                (‘‘Transparency Act’’), to report
                                                    5. Funding Restrictions                                 package in http://www.Grants.gov by                   information on sub-awards.
                                                      • Pre-award costs are not allowable.                  entering the CFDA number or the                       Accordingly, all IHS grantees must
                                                      • The available funds are inclusive of                Funding Opportunity Number. Both                      notify potential first-tier sub-recipients
                                                    direct and appropriate indirect costs.                  numbers are located in the header of                  that no entity may receive a first-tier
                                                      • Only one grant/cooperative                          this announcement.                                    sub-award unless the entity has
                                                    agreement will be awarded.                                 • If you experience technical                      provided its DUNS number to the prime
                                                      • IHS will not acknowledge receipt of                 challenges while submitting your                      grantee organization. This requirement
                                                    applications.                                           application electronically, please                    ensures the use of a universal identifier
                                                                                                            contact Grants.gov Support directly at:
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                                                                                                                                                                  to enhance the quality of information
                                                    6. Electronic Submission Requirements                   support@grants.gov or (800) 518–4726.                 available to the public pursuant to the
                                                       All applications must be submitted                   Customer Support is available to                      Transparency Act.
                                                    electronically. Please use the http://                  address questions 24 hours a day, 7 days
                                                    www.Grants.gov Web site to submit an                    a week (except on Federal holidays).                  System for Award Management (SAM)
                                                    application electronically and select the                  • Upon contacting Grants.gov, obtain                 Organizations that were not registered
                                                    ‘‘Find Grant Opportunities’’ link on the                a tracking number as proof of contact.                with Central Contractor Registration and
                                                    homepage. Download a copy of the                        The tracking number is helpful if there               have not registered with SAM will need
                                                    application package, complete it offline,               are technical issues that cannot be                   to obtain a DUNS number first and then


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                                                                              Federal Register / Vol. 81, No. 170 / Thursday, September 1, 2016 / Notices                                            60365

                                                    access the SAM online registration                      applicant has been operating and its                    • Identifies any training that will take
                                                    through the SAM home page at https://                   length of association/partnerships with               place during the proposed projects and
                                                    www.sam.gov (U.S. organizations will                    Area health boards or other                           who will be attending the training.
                                                    also need to provide an Employer                        organizations, etc. [historical                         • Identifies evaluation activities
                                                    Identification Number from the Internal                 collaboration].                                       proposed in the work plans.
                                                    Revenue Service that may take an                           (3) Describe the organization’s current              (3) If consultants or contractors will
                                                    additional 2–5 weeks to become active).                 technical assistance ability. Include                 be used during the proposed project,
                                                    Completing and submitting the                           what programs and services are                        please include the following
                                                    registration takes approximately one                    currently provided, programs and                      information in their scope of work (or
                                                    hour to complete and your SAM                           services projected to be provided, and                note if consultants/contractors will not
                                                    registration will take 3–5 business days                describe any memorandums of                           be used):
                                                    to process. Registration with the SAM is                agreement with other national Indian                    • Educational requirements.
                                                    free of charge. Applicants may register                 organizations.                                          • Desired qualifications and work
                                                    online at https://www.sam.gov.                             (4) Describe the population to be                  experience.
                                                       Additional information on                            served by the proposed project. Are they                • Expected work products to be
                                                    implementing the Transparency Act,                      hard to reach? Are there barriers?                    delivered on a timeline.
                                                                                                            Identify all previous IHS funds received,               If a potential consultant/contractor
                                                    including the specific requirements for
                                                                                                            dates of funding and summaries of the                 has already been identified, please
                                                    DUNS and SAM, can be found on the
                                                                                                            projects’ accomplishments. State how                  include a resume in the Appendix.
                                                    IHS Grants Management, Grants Policy
                                                    Web site: http://www.ihs.gov/dgm/                       previous funds facilitated education,                 C. Program Evaluation (20 Points)
                                                    policytopics/                                           training and technical assistance
                                                                                                            nationwide for AI/ANs.                                   Each proposed objective requires an
                                                    V. Application Review Information                          (5) Describe collaborative and                     evaluation component to assess its
                                                                                                            supportive efforts with Tribal                        progress and ensure its completion.
                                                      The instructions for preparing the
                                                                                                            Epidemiology Centers, NARCH grantees,                 Also, include the evaluation activities in
                                                    application narrative also constitute the
                                                                                                            university centers of AI/AN health                    the work plan.
                                                    evaluation criteria for reviewing and                                                                            Describe the proposed plan to
                                                    scoring the application. Weights                        research.
                                                                                                               (6) Explain the need/reason for your               evaluate both outcomes and process.
                                                    assigned to each section are noted in                                                                         Outcome evaluation relates to the
                                                    parentheses. The 20 page narrative                      proposed projects by identifying
                                                                                                            specific gaps or weaknesses in health                 results identified in the objectives, and
                                                    should include only the first year of                                                                         process evaluation relates to the work
                                                    activities; information for multi-year                  research training or infrastructure that
                                                                                                            will be addressed by the proposed                     plan and activities of the project.
                                                    projects should be included as an                                                                                (1) For outcome evaluation, describe:
                                                    appendix. See ‘‘Multi-year Project                      projects. Describe the effect of the
                                                                                                            proposed project on current programs                     • The criteria for determining success
                                                    Requirements’’ at the end of this section                                                                     of each objective.
                                                                                                            (i.e., Federally-funded, State funded,
                                                    for more information. The narrative
                                                                                                            etc.)                                                    • The data to be collected which will
                                                    section should be written in a manner                                                                         determine whether the objective was
                                                    that is clear to outside reviewers                      B. Project Objective(s), Work Plan and                met.
                                                    unfamiliar with prior related activities                Approach (40 Points)                                     • Data collection intervals and
                                                    of the applicant. It should be well                       (1) Identify the proposed project                   frequency.
                                                    organized, succinct, and contain all                    objective(s) for the project, as                         • Who will collect the data and their
                                                    information necessary for reviewers to                  applicable, addressing the following:                 qualifications.
                                                    understand the project fully. Points will                 • Measurable and (if applicable)                       • How the data will be analyzed.
                                                    be assigned to each evaluation criteria                 quantifiable.                                            • How results of evaluation will be
                                                    adding up to a total of 100 points. A                     • results oriented.                                 used.
                                                    minimum score of 70 points is required                    • time-limited.                                        (2) For process evaluation, describe:
                                                    for funding. Points are assigned as                       Example: Issue save the date notices,                  • How the projects will be monitored
                                                    follows:                                                calls for papers, conference publicity,               and assessed for potential problems and
                                                                                                            and registration information. Goals must              needs for quality improvements.
                                                    1. Criteria                                             be clear and concise.                                    • Who will be responsible for
                                                    A. Introduction and Need for Assistance                   (2) Address the extent to which the                 monitoring and managing project
                                                    (15 Points)                                             proposed projects will provide,                       improvements based on results of
                                                                                                            improve, or expand health research that               ongoing process improvements and
                                                      (1) Describe your organization’s                      address the need(s) of the target                     their qualifications.
                                                    understanding of the needs of this                      population. Submit a work plan in the                    • How ongoing monitoring will be
                                                    cooperative agreement.                                  Appendix that:                                        used to improve the project’s
                                                      (2) Describe the organization’s current                 • Provides the action steps on a                    performance.
                                                    operations as related to the spectrum of                timeline for accomplishing each of the                   • Products that might be developed
                                                    health research needs and                               projects’ proposed objective(s).                      and how they might lend themselves to
                                                    dissemination of health research                          • Identifies who will perform the                   replication by others.
                                                    information and support to Tribes, AI/                  action steps.                                            • How the organization will
                                                    AN communities, and Tribal colleges                       • Identifies who will supervise the
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                                                                                                                                                                  document what is learned throughout
                                                    and universities among others. Include                  action steps taken.                                   the projects’ grant periods.
                                                    information regarding technologies                        • Identifies what tangible products                    (3) Describe any evaluation efforts
                                                    currently used (i.e., hardware, software,               will be produced during and at the end                planned after the grant period has
                                                    services, Web sites, etc.), and identify                of the proposed project objective(s).                 ended.
                                                    the source(s) of technical support for                    • Identifies who will accept and/or                    (4) Describe the ultimate benefit to the
                                                    those technologies (i.e., in-house staff,               approve work products during the                      AI/AN population served by the
                                                    contractors, vendors, etc.). Include                    duration of the proposed projects and at              applicant organization that will be
                                                    information regarding how long the                      the end of the proposed projects.                     derived from these projects.


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                                                    60366                     Federal Register / Vol. 81, No. 170 / Thursday, September 1, 2016 / Notices

                                                    D. Organizational Capabilities, Key                     necessary/relevant to the proposed                    address all program requirements and
                                                    Personnel and Qualifications (15 Points)                project. Include sufficient costs and                 provide all required documentation.
                                                       This section outlines the broader                    other details to facilitate the
                                                                                                                                                                  VI. Award Administration Information
                                                    capacity of the organization to complete                determination of cost (i.e., equipment
                                                    the project outlined in the work plan. It               specifications, etc.).                                1. Award Notices
                                                    includes the identification of personnel                Multi-Year Project Requirements                          The Notice of Award (NoA) is a
                                                    responsible for completing tasks and the
                                                                                                              Projects requiring second, third,                   legally binding document signed by the
                                                    chain of responsibility for successful
                                                                                                            fourth, and/or fifth year must include a              Grants Management Officer and serves
                                                    completion of the projects outlined in
                                                                                                            brief project narrative and budget (one               as the official notification of the grant
                                                    the work plans.
                                                       (1) Describe the organizational                      additional page per year) addressing the              award. The NoA will be initiated by the
                                                    structure of the applicant.                             developmental plans for each additional               DGM in our grant system,
                                                       (2) Describe the ability of the                      year of the project.                                  GrantSolutions (https://
                                                    organization to manage the proposed                                                                           www.grantsolutions.gov). Each entity
                                                                                                            Additional Documents Can Be                           that is approved for funding under this
                                                    project. Include information regarding                  Uploaded as Appendix Items in
                                                    similarly sized projects in scope and                                                                         announcement will need to request or
                                                                                                            Grants.gov                                            have a user account in GrantSolutions
                                                    financial assistance, as well as other
                                                    conferences and projects successfully                      • Work plan, logic model and/or time               in order to retrieve their NoA. The NoA
                                                    completed.                                              line for proposed objectives.                         is the authorizing document for which
                                                       (3) Describe equipment (i.e., fax                       • Position descriptions for key staff.             funds are dispersed to the approved
                                                    machine, phone, computer, etc.) and                        • Resumes of key staff that reflect                entities and reflects the amount of
                                                    facility space (i.e., office space) that will           current duties.                                       Federal funds awarded, the purpose of
                                                    be available for use during the proposed                   • Consultant or contractor proposed                the grant, the terms and conditions of
                                                    projects. Include information about any                 scope of work and letter of commitment                the award, the effective date of the
                                                    equipment not currently available and                   (if applicable).                                      award, and the budget/project period.
                                                    will be purchased through the                              • Current Indirect Cost Agreement.
                                                    cooperative agreement.                                     • Organizational chart(s) highlighting             Disapproved Applicants
                                                       (4) List key personnel who will work                 proposed project staff and their
                                                                                                            supervisors as well as other key contacts                Applicants who received a score less
                                                    on the projects. Include title used in the                                                                    than the recommended funding level for
                                                    work plans. In the Appendix, include                    within the organization and key
                                                                                                            community contacts.                                   approval (80 points) and were deemed
                                                    position descriptions and resumes for                                                                         to be disapproved by the ORC, will
                                                    all key personnel. Position descriptions                   • Additional documents to support
                                                                                                            narrative (i.e., data tables, key news                receive an Executive Summary
                                                    should clearly describe each position                                                                         Statement from the IHS program office
                                                    and duties, indicating desired                          articles, etc.).
                                                                                                                                                                  within 30 days of the conclusion of the
                                                    qualifications and experience                           2. Review and Selection                               ORC outlining the weaknesses and
                                                    requirements related to the proposed                                                                          strengths of their application submitted.
                                                                                                               Each application will be prescreened
                                                    project. Resumes must indicate that the                                                                       The summary statement will be sent to
                                                                                                            by the DGM staff for eligibility and
                                                    proposed staff member is qualified to                                                                         the Authorized Organizational
                                                                                                            completeness as outlined in the funding
                                                    carry out the proposed project activities.                                                                    Representative that is identified on the
                                                                                                            announcement. Applications that meet
                                                    If a position is to be filled, indicate that                                                                  face page (SF–424) of the application.
                                                                                                            the eligibility criteria shall be reviewed
                                                    information on the proposed position                                                                          The IHS program office will also
                                                                                                            for merit by the ORC based on
                                                    description.                                                                                                  provide additional contact information
                                                       (5) If personnel are to be only partially            evaluation criteria in this funding
                                                                                                            announcement. The ORC could be                        as needed to address questions and
                                                    funded by this cooperative agreement,                                                                         concerns as well as provide technical
                                                    indicate the percentage of time to be                   composed of both Tribal and Federal
                                                                                                            reviewers appointed by the IHS program                assistance if desired.
                                                    allocated to this project and identify the
                                                    resources used to fund the remainder of                 to review and make recommendations                    Approved but Unfunded Applicants
                                                    the individual’s salary.                                on these applications. The technical
                                                                                                            review process ensures selection of                      Approved but unfunded applicants
                                                    E. Categorical Budget and Budget                        quality projects in a national                        that met the minimum scoring range
                                                    Justification (10 Points)                               competition for limited funding.                      and were deemed by the ORC to be
                                                       This section should provide a clear                  Incomplete applications and                           ‘‘Approved’’, but were not funded due
                                                    estimate of the program costs and                       applications that are non-responsive to               to lack of funding, will have their
                                                    justification of expenses for the entire                the eligibility criteria will not be                  applications held by DGM for a period
                                                    period of the cooperative agreement.                    referred to the ORC. The applicant will               of one year. If additional funding
                                                    The budget and budget justification                     be notified via email of this decision by             becomes available during the course of
                                                    should be consistent with the tasks                     the Grants Management Officer of the                  FY 2016 the approved but unfunded
                                                    identified in the work plans.                           DGM. Applicants will be notified by                   application may be re-considered by the
                                                       (1) Provide a categorical budget for                 DGM, via email, to outline minor                      awarding program office for possible
                                                    the 12-month budget period requested                    missing components (i.e., budget                      funding. The applicant will also receive
                                                                                                            narratives, audit documentation, key                  an Executive Summary Statement from
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                                                    by the project.
                                                       (2) If IDC are claimed, indicate and                 contact form) needed for an otherwise                 the IHS program office within 30 days
                                                    apply the current negotiated rate to the                complete application. All missing                     of the conclusion of the ORC.
                                                    budget. Include a copy of the rate                      documents must be sent to DGM on or                     Note: Any correspondence other than the
                                                    agreement in the Appendix. See Section                  before the due date listed in the email               official NoA signed by an IHS Grants
                                                    VI. Award Administration Information,                   of notification of missing documents                  Management Official announcing to the
                                                    3. Indirect Costs.                                      required.                                             Project Director that an award has been made
                                                       (3) Provide a narrative justification                   To obtain a minimum score for                      to their organization is not an authorization
                                                    explaining why each line item is                        funding by the ORC, applicants must                   to implement their program on behalf of IHS.



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                                                                              Federal Register / Vol. 81, No. 170 / Thursday, September 1, 2016 / Notices                                           60367

                                                    2. Administrative Requirements                          payment. Continued failure to submit                  agreement that were spent for
                                                       Cooperative agreements are                           required reports may result in one or                 ‘‘Conference X’’, must be reported in
                                                    administered in accordance with the                     both of the following: (1) The                        final detailed actual costs within 15
                                                    following regulations and policies:                     imposition of special award provisions;               days of the completion of the
                                                       A. The criteria as outlined in this                  and (2) the non-funding or non-award of               conference. Cost categories to address
                                                    program announcement.                                   other eligible projects or activities. This           should be: (1) Contract/Planner, (2)
                                                       B. Administrative Regulations for                    requirement applies whether the                       Meeting Space/Venue, (3) Registration
                                                    Grants:                                                 delinquency is attributable to the failure            Web site, (4) Audio Visual, (5) Speakers
                                                       • Uniform Administrative                             of the grantee organization or the                    Fees, (6) Non-Federal Attendee Travel,
                                                    Requirements for HHS Awards, located                    individual responsible for preparation                (7) Registration Fees, (8) Other.
                                                    at 45 CFR Part 75.                                      of the reports. Per DGM policy, all
                                                                                                                                                                  D. Federal Sub-Award Reporting System
                                                       C. Grants Policy:                                    reports are required to be submitted
                                                                                                                                                                  (FSRS)
                                                       • HHS Grants Policy Statement,                       electronically by attaching them as a
                                                                                                            ‘‘Grants Note’’ in the GrantSolutions.                   This award may be subject to the
                                                    Revised 01/07.
                                                                                                            Personnel responsible for submitting                  Transparency Act sub-award and
                                                       D. Cost Principles:
                                                                                                            reports will be required to obtain a login            executive compensation reporting
                                                       • Uniform Administrative
                                                                                                            and password for GrantSolutions. Please               requirements of 2 CFR part 170.
                                                    Requirements for HHS Awards, ‘‘Cost
                                                                                                            see the Agency Contacts list in section                  The Transparency Act requires the
                                                    Principles,’’ located at 45 CFR part 75,
                                                                                                            VII for the systems contact information.              OMB to establish a single searchable
                                                    subpart E.
                                                                                                               The reporting requirements for this                database, accessible to the public, with
                                                       E. Audit Requirements:
                                                                                                            program are noted below.                              information on financial assistance
                                                       • Uniform Administrative
                                                                                                                                                                  awards made by Federal agencies. The
                                                    Requirements for HHS Awards, ‘‘Audit                    A. Progress Reports
                                                                                                                                                                  Transparency Act also includes a
                                                    Requirements,’’ located at 45 CFR part                     Program progress reports are required              requirement for recipients of Federal
                                                    75, subpart F.                                          semiannually, within 30 days after the                grants to report information about first-
                                                    3. Indirect Costs                                       budget period ends. These reports must                tier sub-awards and executive
                                                                                                            include a brief comparison of actual                  compensation under Federal assistance
                                                      This section applies to all grant                     accomplishments to the goals
                                                    recipients that request reimbursement of                                                                      awards.
                                                                                                            established for the period, or, if                       IHS has implemented a Term of
                                                    indirect costs (IDC) in their grant                     applicable, provide sound justification
                                                    application. In accordance with HHS                                                                           Award into all IHS Standard Terms and
                                                                                                            for the lack of progress, and other                   Conditions, NoAs and funding
                                                    Grants Policy Statement, Part II–27, IHS                pertinent information as required. A
                                                    requires applicants to obtain a current                                                                       announcements regarding the FSRS
                                                                                                            final report must be submitted within 90              reporting requirement. This IHS Term of
                                                    IDC rate agreement prior to award. The                  days of expiration of the budget period/
                                                    rate agreement must be prepared in                                                                            Award is applicable to all IHS grant and
                                                                                                            period of performance.                                cooperative agreements issued on or
                                                    accordance with the applicable cost
                                                    principles and guidance as provided by                  B. Financial Reports                                  after October 1, 2010, with a $25,000
                                                    the cognizant agency or office. A current                                                                     sub-award obligation dollar threshold
                                                                                                              Federal Financial Report FFR (SF–                   met for any specific reporting period.
                                                    rate covers the applicable grant                        425), Cash Transaction Reports are due
                                                    activities under the current award’s                                                                          Additionally, all new (discretionary)
                                                                                                            30 days after the close of every calendar             IHS awards (where the project period is
                                                    budget period. If the current rate is not               quarter to the Division of Payment
                                                    on file with the DGM at the time of                                                                           made up of more than one budget
                                                                                                            Management, HHS at: http://                           period) and where: (1) The project
                                                    award, the IDC portion of the budget                    www.dpm.psc.gov. It is recommended
                                                    will be restricted. The restrictions                                                                          period start date was October 1, 2010 or
                                                                                                            that the applicant also send a copy of                after and (2) the primary awardee will
                                                    remain in place until the current rate is               the FFR (SF–425) report to the Grants
                                                    provided to the DGM.                                                                                          have a $25,000 sub-award obligation
                                                                                                            Management Specialist. Failure to                     dollar threshold during any specific
                                                      Generally, IDC rates for IHS grantees                 submit timely reports may cause a
                                                    are negotiated with the Division of Cost                                                                      reporting period will be required to
                                                                                                            disruption in timely payments to the                  address the FSRS reporting.
                                                    Allocation (DCA) https://rates.psc.gov/                 organization.
                                                    and the Department of Interior (Interior                                                                         For the full IHS award term
                                                                                                              Grantees are responsible and
                                                    Business Center) http://www.doi.gov/                                                                          implementing this requirement and
                                                                                                            accountable for accurate information
                                                    ibc/services/Indirect_Cost_Services/                                                                          additional award applicability
                                                                                                            being reported on all required reports:
                                                    index.cfm. For questions regarding the                                                                        information, visit the DGM Grants
                                                                                                            The Progress Reports and Federal
                                                    indirect cost policy, please call the                                                                         Policy Web site at: http://www.ihs.gov/
                                                                                                            Financial Report.
                                                    Grants Management Specialist listed                                                                           dgm/policytopics/.
                                                    under ‘‘Agency Contacts’’ or the main                   C. Post Conference Grant Reporting
                                                                                                                                                                  E. Compliance With Executive Order
                                                    DGM office at (301) 443–5204.                             The following requirements were                     13166 Implementation of Services
                                                                                                            enacted in Section 3003 of the
                                                    4. Reporting Requirements                               Consolidated Continuing                               Accessibility Provisions for All Grant
                                                      The grantee must submit required                      Appropriations Act, 2013, and Section                 Application Packages and Funding
                                                    reports consistent with the applicable                  119 of the Continuing Appropriations                  Opportunity Announcements
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                                                    deadlines. Failure to submit required                   Act, 2014; Office of Management and                     Recipients of Federal financial
                                                    reports within the time allowed may                     Budget Memorandum M–12–12: All                        assistance (FFA) from HHS must
                                                    result in suspension or termination of                  HHS/IHS awards containing grants                      administer their programs in
                                                    an active grant, withholding of                         funds allocated for conferences will be               compliance with Federal civil rights
                                                    additional awards for the project, or                   required to complete a mandatory post                 law. This means that recipients of HHS
                                                    other enforcement actions such as                       award report for all conferences.                     funds must ensure equal access to their
                                                    withholding of payments or converting                   Specifically: The total amount of funds               programs without regard to a person’s
                                                    to the reimbursement method of                          provided in this award/cooperative                    race, color, national origin, disability,


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                                                    60368                     Federal Register / Vol. 81, No. 170 / Thursday, September 1, 2016 / Notices

                                                    age and, in some circumstances, sex and                 in making a judgment about the                          Failure to make required disclosures
                                                    religion. This includes ensuring your                   applicant’s integrity, business ethics,               can result in any of the remedies
                                                    programs are accessible to persons with                 and record of performance under                       described in 45 CFR 75.371. Remedies
                                                    limited English proficiency. HHS                        Federal awards when completing the                    for noncompliance, including
                                                    provides guidance to recipients of FFA                  review of risk posed by applicants as                 suspension or debarment (See 2 CFR
                                                    on meeting their legal obligation to take               described in 45 CFR 75.205.                           parts 180 & 376 and 31 U.S.C. 3321).
                                                    reasonable steps to provide meaningful                    As required by 45 CFR part 75
                                                    access to their programs by persons with                                                                      VII. Agency Contacts
                                                                                                            Appendix XII of the Uniform Guidance,
                                                    limited English proficiency. Please see                 non-federal entities (NFEs) are required                 1. Questions on the programmatic
                                                    http://www.hhs.gov/ocr/civilrights/                     to disclose in FAPIIS any information                 issues may be directed to: Mr. Mose
                                                    resources/laws/revisedlep.html. The                     about criminal, civil, and administrative             Herne, MPH, MS, IHS Research
                                                    HHS Office for Civil Rights also                        proceedings, and/or affirm that there is              Director, 5600 Fishers Lane, Mailstop
                                                    provides guidance on complying with                     no new information to provide. This                   09E10D, Rockville, Maryland 20857,
                                                    civil rights laws enforced by HHS.                      applies to NFEs that receive Federal                  Telephone: (301) 443–1549, Fax: (301)
                                                    Please see http://www.hhs.gov/ocr/                      awards (currently active grants,                      443–0114, Email: mose.herne@ihs.gov.
                                                    civilrights/understanding/section1557/                  cooperative agreements, and                              2. Questions on grants management
                                                    index.html; and http://www.hhs.gov/                     procurement contracts) greater than                   and fiscal matters may be directed to:
                                                    ocr/civilrights/understanding/                          $10,000,000 for any period of time                    Ms. Patience Musikikongo, DGM, Grants
                                                    index.html. Recipients of FFA also have                 during the period of performance of an                Management Specialist, 5600 Fishers
                                                    specific legal obligations for serving                  award/project.                                        Lane, Mailstop 09E70, Rockville,
                                                    qualified individuals with disabilities.                                                                      Maryland 20857, Telephone: (301) 443–
                                                    Please see http://www.hhs.gov/ocr/                      Mandatory Disclosure Requirements                     2059, Fax: (301) 443–9602, Email:
                                                    civilrights/understanding/disability/                      As required by 2 CFR part 200 of the               Patience.Musikikongo@ihs.gov.
                                                    index.html. Please contact the HHS                      Uniform Guidance, and the HHS                            3. Questions on systems matters may
                                                    Office for Civil Rights for more                        implementing regulations at 45 CFR part               be directed to: Mr. Paul Gettys, Grant
                                                    information about obligations and                       75, effective January 1, 2016, the IHS                Systems Coordinator, 5600 Fishers
                                                    prohibitions under Federal civil rights                 must require a non-federal entity or an               Lane, Mail Stop 09E70, Rockville, MD
                                                    laws at http://www.hhs.gov/ocr/office/                  applicant for a Federal award to                      20857, Phone: (301) 443–2114; or the
                                                    about/rgn-hqaddresses.html or call 1–                   disclose, in a timely manner, in writing              DGM main line (301) 443–5204, Fax:
                                                    800–368–1019 or TDD 1–800–537–7697.                     to the IHS or pass-through entity all                 (301) 443–9602, Email: Paul.Gettys@
                                                    Also note it is an HHS Departmental                     violations of Federal criminal law                    ihs.gov.
                                                    goal to ensure access to quality,                       involving fraud, bribery,or gratutity
                                                    culturally competent care, including                                                                          VIII. Other Information
                                                                                                            violations potentially affecting the
                                                    long-term services and supports, for                    Federal award.                                          The Public Health Service strongly
                                                    vulnerable populations. For further                        Submission is required for all                     encourages all cooperative agreement
                                                    guidance on providing culturally and                    applicants and recipients, in writing, to             and contract recipients to provide a
                                                    linguistically appropriate services,                    the IHS and to the HHS Office of                      smoke-free workplace and promote the
                                                    recipients should review the National                   Inspector General all information                     non-use of all tobacco products. In
                                                    Standards for Culturally and                            related to violations of Federal criminal             addition, Public Law 103–227, the Pro-
                                                    Linguistically Appropriate Services in                  law involving fraud, bribery, or gratuity             Children Act of 1994, prohibits smoking
                                                    Health and Health Care at http://                       violations potentially affecting the                  in certain facilities (or in some cases,
                                                    minorityhealth.hhs.gov/omh/                             federal award. 45 CFR 75.113.                         any portion of the facility) in which
                                                    browse.aspx?lvl=2&lvlid=53.                                Disclosures must be sent in writing to:            regular or routine education, library,
                                                       Applicants will be required to sign                     U.S. Department of Health and                      day care, health care, or early childhood
                                                    the HHS–690 Assurance of Compliance                     Human Services, Indian Health Service,                development services are provided to
                                                    form located at http://www.hhs.gov/                     Division of Grants Management, ATTN:                  children. This is consistent with the
                                                    sites/default/files/forms/hhs-690.pdf                   Mr. Robert Tarwater, Director, 5600                   HHS mission to protect and advance the
                                                    and send the original form to: U.S.                     Fishers Lane, Mailstop 09E70,                         physical and mental health of the
                                                    Department of Health and Human                          Rockville, Maryland 20857, (Include                   American people.
                                                    Services, Office of Civil Rights, 200                   ‘‘Mandatory Grant Disclosures’’ in
                                                    Independence Ave. SW., Washington,                                                                            Elizabeth A. Fowler,
                                                                                                            subject line), Ofc: (301) 443–5204, Fax:
                                                    DC 20201.                                               (301) 594–0899, Email:                                Deputy Director for Management Operations,
                                                                                                                                                                  Indian Health Service.
                                                    F. Federal Awardee Performance and                      Robert.Tarwater@ihs.gov.
                                                                                                                                                                  [FR Doc. 2016–21049 Filed 8–31–16; 8:45 am]
                                                    Integrity Information System (FAPIIS)                   AND
                                                                                                                                                                  BILLING CODE 4165–16–P
                                                       The IHS is required to review and                       U.S. Department of Health and
                                                    consider any information about the                      Human Services, Office of Inspector
                                                    applicant that is in the Federal Awardee                General, ATTN: Mandatory Grant                        DEPARTMENT OF HEALTH AND
                                                    Performance and Integrity Information                   Disclosures, Intake Coordinator, 330                  HUMAN SERVICES
                                                    System (FAPIIS) before making any                       Independence Avenue SW., Cohen
                                                    award in excess of the simplified                       Building, Room 5527, Washington, DC                   Indian Health Service
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                    acquisition threshold (currently                        20201, URL: http://oig.hhs.gov/fraud/
                                                    $150,000) over the period of                            reportfraud/index.asp, (Include                       [OMB Control Number 0917–0006]
                                                    performance. An applicant may review                    ‘‘Mandatory Grant Disclosures’’ in                    Request for Public Comment: 30-Day
                                                    and comment on any information about                    subject line), Fax: (202) 205–0604                    Proposed Information Collection:
                                                    itself that a Federal awarding agency                   (Include ‘‘Mandatory Grant Disclosures’’              Application for Participation in the IHS
                                                    previously entered. IHS will consider                   in subject line) or Email:                            Scholarship Program
                                                    any comments by the applicant, in                       MandatoryGranteeDisclosures@
                                                    addition to other information in FAPIIS                 oig.hhs.gov.                                          AGENCY:    Indian Health Service, HHS.


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Document Created: 2018-02-09 11:57:01
Document Modified: 2018-02-09 11:57:01
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
DatesOctober 30, 2016.
FR Citation81 FR 60360 

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