81_FR_60875 81 FR 60704 - Agency Information Collection Activities: Submission for OMB Review; Comment Request

81 FR 60704 - Agency Information Collection Activities: Submission for OMB Review; Comment Request

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Centers for Medicare & Medicaid Services

Federal Register Volume 81, Issue 171 (September 2, 2016)

Page Range60704-60705
FR Document2016-21201

The Centers for Medicare & Medicaid Services (CMS) is announcing an opportunity for the public to comment on CMS' intention to collect information from the public. Under the Paperwork Reduction Act of 1995 (PRA), federal agencies are required to publish notice in the Federal Register concerning each proposed collection of information, including each proposed extension or reinstatement of an existing collection of information, and to allow a second opportunity for public comment on the notice. Interested persons are invited to send comments regarding the burden estimate or any other aspect of this collection of information, including any of the following subjects: The necessity and utility of the proposed information collection for the proper performance of the agency's functions; the accuracy of the estimated burden; ways to enhance the quality, utility, and clarity of the information to be collected; and the use of automated collection techniques or other forms of information technology to minimize the information collection burden.

Federal Register, Volume 81 Issue 171 (Friday, September 2, 2016)
[Federal Register Volume 81, Number 171 (Friday, September 2, 2016)]
[Notices]
[Pages 60704-60705]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-21201]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Centers for Medicare & Medicaid Services

[Document Identifier: CMS-R-142 and CMS-10148]


Agency Information Collection Activities: Submission for OMB 
Review; Comment Request

AGENCY: Centers for Medicare & Medicaid Services.

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: The Centers for Medicare & Medicaid Services (CMS) is 
announcing an opportunity for the public to comment on CMS' intention 
to collect information from the public. Under the Paperwork Reduction 
Act of 1995 (PRA), federal agencies are required to publish notice in 
the Federal Register concerning each proposed collection of 
information, including each proposed extension or reinstatement of an 
existing collection of information, and to allow a second opportunity 
for public comment on the notice. Interested persons are invited to 
send comments regarding the burden estimate or any

[[Page 60705]]

other aspect of this collection of information, including any of the 
following subjects: The necessity and utility of the proposed 
information collection for the proper performance of the agency's 
functions; the accuracy of the estimated burden; ways to enhance the 
quality, utility, and clarity of the information to be collected; and 
the use of automated collection techniques or other forms of 
information technology to minimize the information collection burden.

DATES: Comments on the collection(s) of information must be received by 
the OMB desk officer by October 3, 2016.

ADDRESSES: When commenting on the proposed information collections, 
please reference the document identifier or OMB control number. To be 
assured consideration, comments and recommendations must be received by 
the OMB desk officer via one of the following transmissions: OMB, 
Office of Information and Regulatory Affairs, Attention: CMS Desk 
Officer, Fax Number: (202) 395-5806 OR, Email: 
[email protected].
    To obtain copies of a supporting statement and any related forms 
for the proposed collection(s) summarized in this notice, you may make 
your request using one of following:
    1. Access CMS' Web site address at http://www.cms.hhs.gov/PaperworkReductionActof1995.
    2. Email your request, including your address, phone number, OMB 
number, and CMS document identifier, to [email protected].
    3. Call the Reports Clearance Office at (410) 786-1326.

FOR FURTHER INFORMATION CONTACT: Reports Clearance Office at (410) 786-
1326.

SUPPLEMENTARY INFORMATION: Under the Paperwork Reduction Act of 1995 
(PRA) (44 U.S.C. 3501-3520), federal agencies must obtain approval from 
the Office of Management and Budget (OMB) for each collection of 
information they conduct or sponsor. The term ``collection of 
information'' is defined in 44 U.S.C. 3502(3) and 5 CFR 1320.3(c) and 
includes agency requests or requirements that members of the public 
submit reports, keep records, or provide information to a third party. 
Section 3506(c)(2)(A) of the PRA (44 U.S.C. 3506(c)(2)(A)) requires 
federal agencies to publish a 30-day notice in the Federal Register 
concerning each proposed collection of information, including each 
proposed extension or reinstatement of an existing collection of 
information, before submitting the collection to OMB for approval. To 
comply with this requirement, CMS is publishing this notice that 
summarizes the following proposed collection(s) of information for 
public comment:
    1. Type of Information Collection Request: Extension of a currently 
approved collection; Title of Information Collection: Examination and 
Treatment for Emergency Medical Conditions and Women in Labor; Use: 
Pursuant to regulation sections 488.18, 489.20 and 489.24, during 
Medicare surveys of hospitals and State agencies CMS will review 
hospital records for lists of on-call physicians, and will review and 
obtain the information which must be recorded on hospital medical 
records for individuals with emergency medical conditions and women in 
labor, and the emergency department reporting information Medicare 
participating hospitals and Medicare State survey agencies must pass on 
to CMS. Additionally, CMS will use the QIO Report assessing whether an 
individual had an emergency condition and whether the individual was 
stabilized to determine whether to impose a CMP or physician exclusion 
sanctions. Without such information, CMS will be unable to make the 
hospital emergency services compliance determinations that Congress 
expects CMS to make under sections 1154, 1866 and 1867 of the Act. Form 
Number: CMS-R-142 (OMB control number: 0938-0667); Frequency: 
Occasionally; Affected Public: Private Sector; Number of Respondents: 
6,149; Total Annual Responses: 6,149; Total Annual Hours: 1. (For 
policy questions regarding this collection contact Renate Dombrowski at 
410-786-4645.)
    2. Type of Information Collection Request: Reinstatement with 
change of a previously approved collection; Title of Information 
Collection: HIPAA Administrative Simplification Complaint Form; Use: 
The Health Insurance Portability and Accountability Act (HIPAA) became 
law in 1996 (Pub. L. 104-191). Subtitle F of Title II of HIPAA, titled 
``Administrative Simplification,'' (A.S.) requires the Secretary of HHS 
to adopt national standards for certain information-related activities 
of the health care industry. The HIPAA provisions, by statute, apply 
only to ``covered entities'' referred to in section 1320d-2(a)(1) of 
this title. Responsibility for administering and enforcing the HIPAA 
A.S. Transactions, Code Sets, Identifiers has been delegated to the 
Centers for Medicare & Medicaid Services (CMS). This updated 
information collection will be used to initiate enforcement actions.
    This reinstatement request clarifies the removal of the HIPAA 
Security complaint category. Specifically, the information collection 
revisions clarify the ``Identify the HIPAA Non-Privacy/Security 
complaint category'' section of the complaint form. In this section, 
complainants are given an opportunity to check the ``Unique 
Identifiers'' and ``Operating Rules'' option to additionally categorize 
the type of HIPAA complaint being filed. The revised form now includes 
an option for identifying Unique Identifier and Operating Rules 
complaints. It also requests email information about filed against 
entities, if available. Form Number: CMS-10148 (OMB control number: 
0938-0948); Frequency: Occasionally; Affected Public: Individuals; 
Number of Respondents: 500; Total Annual Responses: 500; Total Annual 
Hours: 500. (For policy questions regarding this collection contact 
Cecily Austin at 410-786-0895.)

    Dated: August 30, 2016.
William N. Parham, III,
Director, Paperwork Reduction Staff, Office of Strategic Operations and 
Regulatory Affairs.
[FR Doc. 2016-21201 Filed 9-1-16; 8:45 am]
BILLING CODE 4120-01-P



                                                  60704                       Federal Register / Vol. 81, No. 171 / Friday, September 2, 2016 / Notices

                                                  Leroy A. Richardson,                                      2. By regular mail. You may mail                    Information Collection: Medical Loss
                                                  Chief, Information Collection Review Office,            written comments to the following                     Ratio (MLR) Report for Medicare
                                                  Office of Scientific Integrity, Office of the           address: CMS, Office of Strategic                     Advantage (MA) Plans and Prescription
                                                  Associate Director for Science, Office of the           Operations and Regulatory Affairs,                    Drug Plans (PDP); Use: We will use the
                                                  Director, Centers for Disease Control and               Division of Regulations Development,                  data collection of annual reports
                                                  Prevention.                                             Attention: Document Identifier/OMB                    provided by plan sponsors for each
                                                  [FR Doc. 2016–21103 Filed 9–1–16; 8:45 am]              Control Number ll, Room C4–26–05,                     contract to ensure that beneficiaries are
                                                  BILLING CODE 4163–18–P                                  7500 Security Boulevard, Baltimore,                   receiving value for their premium dollar
                                                                                                          Maryland 21244–1850.                                  by calculating each contract’s medical
                                                                                                            To obtain copies of a supporting                    loss ratio (MLR) and any remittances
                                                  DEPARTMENT OF HEALTH AND                                statement and any related forms for the               due for the respective MLR reporting
                                                  HUMAN SERVICES                                          proposed collection(s) summarized in                  year. The recordkeeping requirements
                                                                                                          this notice, you may make your request                will be used to determine plan sponsors’
                                                  Centers for Medicare & Medicaid                                                                               compliance with the MLR requirements,
                                                                                                          using one of following:
                                                  Services                                                                                                      including compliance with how plan
                                                                                                            1. Access CMS’ Web site address at
                                                  [Document Identifier: CMS–10476]                        http://www.cms.hhs.gov/                               sponsors’ experience is to be reported,
                                                                                                          PaperworkReductionActof1995.                          and how their MLR and any remittances
                                                  Agency Information Collection                             2. Email your request, including your               are calculated. Form Number: CMS–
                                                  Activities: Proposed Collection;                        address, phone number, OMB number,                    10476 (OMB control number: 0938–
                                                  Comment Request                                         and CMS document identifier, to                       1232); Frequency: Yearly; Affected
                                                  AGENCY: Centers for Medicare &                          Paperwork@cms.hhs.gov.                                Public: Private sector (Business or other
                                                  Medicaid Services, HHS.                                   3. Call the Reports Clearance Office at             for-profits and Not-for-profit
                                                                                                          (410) 786–1326.                                       institutions); Number of Respondents:
                                                  ACTION: Notice.
                                                                                                          FOR FURTHER INFORMATION CONTACT:                      616; Total Annual Responses: 616; Total
                                                  SUMMARY:    The Centers for Medicare &                  Reports Clearance Office at (410) 786–                Annual Hours: 130,004. (For policy
                                                  Medicaid Services (CMS) is announcing                   1326.                                                 questions regarding this collection
                                                  an opportunity for the public to                                                                              contact Diane Spitalnic at 410–786–
                                                                                                          SUPPLEMENTARY INFORMATION:                            5745.)
                                                  comment on CMS’ intention to collect
                                                  information from the public. Under the                  Contents                                                 Dated: August 30, 2016.
                                                  Paperwork Reduction Act of 1995 (the                      This notice sets out a summary of the               William N. Parham, III,
                                                  PRA), federal agencies are required to                  use and burden associated with the                    Director, Paperwork Reduction Staff, Office
                                                  publish notice in the Federal Register                  following information collections. More               of Strategic Operations and Regulatory
                                                  concerning each proposed collection of                  detailed information can be found in                  Affairs.
                                                  information (including each proposed                    each collection’s supporting statement                [FR Doc. 2016–21199 Filed 9–1–16; 8:45 am]
                                                  extension or reinstatement of an existing               and associated materials (see                         BILLING CODE 4120–01–P
                                                  collection of information) and to allow                 ADDRESSES).
                                                  60 days for public comment on the
                                                  proposed action. Interested persons are                 CMS–10476 Medical Loss Ratio (MLR)                    DEPARTMENT OF HEALTH AND
                                                  invited to send comments regarding our                  Report for Medicare Advantage (MA)                    HUMAN SERVICES
                                                  burden estimates or any other aspect of                 Plans and Prescription Drug Plans
                                                  this collection of information, including               (PDP)                                                 Centers for Medicare & Medicaid
                                                  any of the following subjects: The                                                                            Services
                                                                                                            Under the PRA (44 U.S.C. 3501–
                                                  necessity and utility of the proposed                   3520), federal agencies must obtain                   [Document Identifier: CMS–R–142 and
                                                  information collection for the proper                   approval from the Office of Management                CMS–10148]
                                                  performance of the agency’s functions;                  and Budget (OMB) for each collection of
                                                  the accuracy of the estimated burden;                   information they conduct or sponsor.                  Agency Information Collection
                                                  ways to enhance the quality, utility, and               The term ‘‘collection of information’’ is             Activities: Submission for OMB
                                                  clarity of the information to be                        defined in 44 U.S.C. 3502(3) and 5 CFR                Review; Comment Request
                                                  collected; and the use of automated                     1320.3(c) and includes agency requests                AGENCY: Centers for Medicare &
                                                  collection techniques or other forms of                 or requirements that members of the                   Medicaid Services.
                                                  information technology to minimize the                  public submit reports, keep records, or               ACTION: Notice.
                                                  information collection burden.                          provide information to a third party.
                                                  DATES: Comments must be received by                     Section 3506(c)(2)(A) of the PRA                      SUMMARY:   The Centers for Medicare &
                                                  November 1, 2016.                                       requires federal agencies to publish a                Medicaid Services (CMS) is announcing
                                                  ADDRESSES: When commenting, please                      60-day notice in the Federal Register                 an opportunity for the public to
                                                  reference the document identifier or                    concerning each proposed collection of                comment on CMS’ intention to collect
                                                  OMB control number. To be assured                       information, including each proposed                  information from the public. Under the
                                                  consideration, comments and                             extension or reinstatement of an existing             Paperwork Reduction Act of 1995
                                                  recommendations must be submitted in                    collection of information, before                     (PRA), federal agencies are required to
                                                  any one of the following ways:                          submitting the collection to OMB for                  publish notice in the Federal Register
                                                    1. Electronically. You may send your                                                                        concerning each proposed collection of
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                                                                                                          approval. To comply with this
                                                  comments electronically to http://                      requirement, CMS is publishing this                   information, including each proposed
                                                  www.regulations.gov. Follow the                         notice.                                               extension or reinstatement of an existing
                                                  instructions for ‘‘Comment or                                                                                 collection of information, and to allow
                                                  Submission’’ or ‘‘More Search Options’’                 Information Collection                                a second opportunity for public
                                                  to find the information collection                        1. Type of Information Collection                   comment on the notice. Interested
                                                  document(s) that are accepting                          Request: Revision of a currently                      persons are invited to send comments
                                                  comments.                                               approved collection; Title of                         regarding the burden estimate or any


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                                                                              Federal Register / Vol. 81, No. 171 / Friday, September 2, 2016 / Notices                                                 60705

                                                  other aspect of this collection of                      comply with this requirement, CMS is                  complaint category. Specifically, the
                                                  information, including any of the                       publishing this notice that summarizes                information collection revisions clarify
                                                  following subjects: The necessity and                   the following proposed collection(s) of               the ‘‘Identify the HIPAA Non-Privacy/
                                                  utility of the proposed information                     information for public comment:                       Security complaint category’’ section of
                                                  collection for the proper performance of                   1. Type of Information Collection                  the complaint form. In this section,
                                                  the agency’s functions; the accuracy of                 Request: Extension of a currently                     complainants are given an opportunity
                                                  the estimated burden; ways to enhance                   approved collection; Title of                         to check the ‘‘Unique Identifiers’’ and
                                                  the quality, utility, and clarity of the                Information Collection: Examination                   ‘‘Operating Rules’’ option to
                                                  information to be collected; and the use                and Treatment for Emergency Medical                   additionally categorize the type of
                                                  of automated collection techniques or                   Conditions and Women in Labor; Use:                   HIPAA complaint being filed. The
                                                  other forms of information technology to                Pursuant to regulation sections 488.18,               revised form now includes an option for
                                                  minimize the information collection                     489.20 and 489.24, during Medicare                    identifying Unique Identifier and
                                                  burden.                                                 surveys of hospitals and State agencies               Operating Rules complaints. It also
                                                                                                          CMS will review hospital records for                  requests email information about filed
                                                  DATES: Comments on the collection(s) of                 lists of on-call physicians, and will
                                                  information must be received by the                                                                           against entities, if available. Form
                                                                                                          review and obtain the information                     Number: CMS–10148 (OMB control
                                                  OMB desk officer by October 3, 2016.                    which must be recorded on hospital                    number: 0938–0948); Frequency:
                                                  ADDRESSES: When commenting on the                       medical records for individuals with                  Occasionally; Affected Public:
                                                  proposed information collections,                       emergency medical conditions and                      Individuals; Number of Respondents:
                                                  please reference the document identifier                women in labor, and the emergency                     500; Total Annual Responses: 500; Total
                                                  or OMB control number. To be assured                    department reporting information                      Annual Hours: 500. (For policy
                                                  consideration, comments and                             Medicare participating hospitals and                  questions regarding this collection
                                                  recommendations must be received by                     Medicare State survey agencies must                   contact Cecily Austin at 410–786–0895.)
                                                  the OMB desk officer via one of the                     pass on to CMS. Additionally, CMS will
                                                  following transmissions: OMB, Office of                 use the QIO Report assessing whether                     Dated: August 30, 2016.
                                                  Information and Regulatory Affairs,                     an individual had an emergency                        William N. Parham, III,
                                                  Attention: CMS Desk Officer, Fax                        condition and whether the individual                  Director, Paperwork Reduction Staff, Office
                                                  Number: (202) 395–5806 OR, Email:                       was stabilized to determine whether to                of Strategic Operations and Regulatory
                                                  OIRA_submission@omb.eop.gov.                            impose a CMP or physician exclusion                   Affairs.
                                                    To obtain copies of a supporting                      sanctions. Without such information,                  [FR Doc. 2016–21201 Filed 9–1–16; 8:45 am]
                                                  statement and any related forms for the                 CMS will be unable to make the hospital               BILLING CODE 4120–01–P
                                                  proposed collection(s) summarized in                    emergency services compliance
                                                  this notice, you may make your request                  determinations that Congress expects
                                                  using one of following:                                 CMS to make under sections 1154, 1866                 DEPARTMENT OF HEALTH AND
                                                    1. Access CMS’ Web site address at                    and 1867 of the Act. Form Number:                     HUMAN SERVICES
                                                  http://www.cms.hhs.gov/                                 CMS–R–142 (OMB control number:
                                                                                                          0938–0667); Frequency: Occasionally;                  Food and Drug Administration
                                                  PaperworkReductionActof1995.
                                                    2. Email your request, including your                 Affected Public: Private Sector; Number               [Docket No. FDA–2013–N–0450]
                                                  address, phone number, OMB number,                      of Respondents: 6,149; Total Annual
                                                  and CMS document identifier, to                         Responses: 6,149; Total Annual Hours:                 Agency Information Collection
                                                  Paperwork@cms.hhs.gov.                                  1. (For policy questions regarding this               Activities; Submission for Office of
                                                    3. Call the Reports Clearance Office at               collection contact Renate Dombrowski                  Management and Budget Review;
                                                  (410) 786–1326.                                         at 410–786–4645.)                                     Comment Request; Abbreviated New
                                                  FOR FURTHER INFORMATION CONTACT:
                                                                                                             2. Type of Information Collection                  Animal Drug Applications
                                                  Reports Clearance Office at (410) 786–                  Request: Reinstatement with change of a
                                                                                                                                                                AGENCY:    Food and Drug Administration,
                                                  1326.                                                   previously approved collection; Title of
                                                                                                          Information Collection: HIPAA                         HHS.
                                                  SUPPLEMENTARY INFORMATION:     Under the                Administrative Simplification                         ACTION:   Notice.
                                                  Paperwork Reduction Act of 1995 (PRA)                   Complaint Form; Use: The Health
                                                  (44 U.S.C. 3501–3520), federal agencies                                                                       SUMMARY:   The Food and Drug
                                                                                                          Insurance Portability and
                                                  must obtain approval from the Office of                                                                       Administration (FDA) is announcing
                                                                                                          Accountability Act (HIPAA) became law
                                                  Management and Budget (OMB) for each                                                                          that a proposed collection of
                                                                                                          in 1996 (Pub. L. 104–191). Subtitle F of
                                                  collection of information they conduct                                                                        information has been submitted to the
                                                                                                          Title II of HIPAA, titled ‘‘Administrative
                                                  or sponsor. The term ‘‘collection of                                                                          Office of Management and Budget
                                                                                                          Simplification,’’ (A.S.) requires the
                                                  information’’ is defined in 44 U.S.C.                                                                         (OMB) for review and clearance under
                                                                                                          Secretary of HHS to adopt national
                                                  3502(3) and 5 CFR 1320.3(c) and                                                                               the Paperwork Reduction Act of 1995.
                                                                                                          standards for certain information-related
                                                  includes agency requests or                             activities of the health care industry.               DATES: Fax written comments on the
                                                  requirements that members of the public                 The HIPAA provisions, by statute, apply               collection of information by October 3,
                                                  submit reports, keep records, or provide                only to ‘‘covered entities’’ referred to in           2016.
                                                  information to a third party. Section                   section 1320d–2(a)(1) of this title.                  ADDRESSES: To ensure that comments on
                                                  3506(c)(2)(A) of the PRA (44 U.S.C.                     Responsibility for administering and                  the information collection are received,
                                                  3506(c)(2)(A)) requires federal agencies                enforcing the HIPAA A.S. Transactions,                OMB recommends that written
mstockstill on DSK3G9T082PROD with NOTICES




                                                  to publish a 30-day notice in the                       Code Sets, Identifiers has been                       comments be faxed to the Office of
                                                  Federal Register concerning each                        delegated to the Centers for Medicare &               Information and Regulatory Affairs,
                                                  proposed collection of information,                     Medicaid Services (CMS). This updated                 OMB, Attn: FDA Desk Officer, FAX:
                                                  including each proposed extension or                    information collection will be used to                202–395–7285, or emailed to oira_
                                                  reinstatement of an existing collection                 initiate enforcement actions.                         submission@omb.eop.gov. All
                                                  of information, before submitting the                      This reinstatement request clarifies               comments should be identified with the
                                                  collection to OMB for approval. To                      the removal of the HIPAA Security                     OMB control number 0910–0669. Also


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Document Created: 2018-02-09 11:55:18
Document Modified: 2018-02-09 11:55:18
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
DatesComments on the collection(s) of information must be received by the OMB desk officer by October 3, 2016.
ContactReports Clearance Office at (410) 786- 1326.
FR Citation81 FR 60704 

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