81_FR_60948 81 FR 60777 - Hazardous Materials: California Meal and Rest Break Requirements

81 FR 60777 - Hazardous Materials: California Meal and Rest Break Requirements

DEPARTMENT OF TRANSPORTATION
Pipeline and Hazardous Materials Safety Administration

Federal Register Volume 81, Issue 171 (September 2, 2016)

Page Range60777-60779
FR Document2016-21205

Interested parties are invited to comment on an application by the National Tank Truck Carriers, Inc. (NTTC) for an administrative determination as to whether Federal hazardous material transportation law preempts regulations of the State of California that prohibit an employer from requiring an employee to work during any mandatory meal or rest period.

Federal Register, Volume 81 Issue 171 (Friday, September 2, 2016)
[Federal Register Volume 81, Number 171 (Friday, September 2, 2016)]
[Notices]
[Pages 60777-60779]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-21205]


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DEPARTMENT OF TRANSPORTATION

Pipeline and Hazardous Materials Safety Administration

[Docket No. PHMSA-2016-0097; PDA-38(R)]


Hazardous Materials: California Meal and Rest Break Requirements

AGENCY: Pipeline and Hazardous Materials Safety Administration (PHMSA), 
DOT.

ACTION: Public notice and invitation to comment.

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SUMMARY: Interested parties are invited to comment on an application by 
the National Tank Truck Carriers, Inc. (NTTC) for an administrative 
determination as to whether Federal hazardous material transportation 
law preempts regulations of the State of California that prohibit an 
employer from requiring an employee to work during any mandatory meal 
or rest period.

DATES: Comments received on or before October 17, 2016 and rebuttal 
comments received on or before December 1, 2016 will be considered 
before an administrative determination is issued by PHMSA's Chief 
Counsel. Rebuttal comments may discuss only those issues raised by 
comments received during the initial comment period and may not discuss 
new issues.

ADDRESSES: The NTTC's application and all comments received may be 
reviewed in the Docket Operations Facility (M-30), U.S. Department of 
Transportation, West Building Ground Floor, Room W12-140, 1200 New 
Jersey Avenue SE., Washington, DC 20590. The application and all 
comments are available on the U.S. Government Regulations.gov Web site: 
http://www.regulations.gov.
    Comments must refer to Docket No. PHMSA-2016-0097 and may be 
submitted by any of the following methods:
     Federal eRulemaking Portal: Go to http://www.regulations.gov. Follow the online instructions for submitting 
comments.
     Fax: 1-202-493-2251.
     Mail: Docket Operations Facility (M-30), U.S. Department 
of Transportation, West Building Ground Floor, Room W12-140, 1200 New 
Jersey Avenue SE., Washington, DC 20590.
     Hand Delivery: Docket Operations Facility (M-30), U.S. 
Department of Transportation, West Building Ground Floor, Room W12-140, 
1200 New Jersey Avenue SE., Washington, DC 20590, between 9:00 a.m. and 
5:00 p.m., Monday through Friday, except Federal holidays.
    A copy of each comment must also be sent to (1) Prasad Sharma, 
Esq., Scopelitis, Garvin, Light, Hanson & Feary, 1850 M Street, NW., 
Suite 280, Washington, DC 20036, and (2) Kamala D. Harris, Attorney 
General, Office of the Attorney General, 1300 ``I'' Street, Sacramento, 
CA 95814-2919. A certification that a copy has been sent to these 
persons must also be included with the comment. (The following format 
is suggested: ``I certify that copies of this comment have been sent to 
Mr. Sharma and Ms. Harris at the addresses specified in the Federal 
Register.'')
    Anyone is able to search the electronic form of all comments 
received into any of our dockets by the name of the individual 
submitting the comment (or signing a comment submitted on behalf of an 
association, business, labor union, etc.). You may

[[Page 60778]]

review DOT's complete Privacy Act Statement in the Federal Register 
published on April 11, 2000 (65 FR 19477-78), or you may visit http://www.regulations.gov.
    A subject matter index of hazardous materials preemption cases, 
including a listing of all inconsistency rulings and preemption 
determinations, is available through PHMSA's home page at http://phmsa.dot.gov. From the home page, click on ``Hazardous Materials 
Safety,'' then on ``Standards & Rulemaking,'' then on ``Preemption 
Determinations'' located on the right side of the page. A paper copy of 
the index will be provided at no cost upon request to Mr. Lopez, at the 
address and telephone number set forth in the FOR FURTHER INFORMATION 
CONTACT section below.

FOR FURTHER INFORMATION CONTACT: Vincent Lopez, Office of Chief Counsel 
(PHC-10), Pipeline and Hazardous Materials Safety Administration, U.S. 
Department of Transportation, 1200 New Jersey Avenue SE., Washington, 
DC 20590; telephone No. 202-366-4400; facsimile No. 202-366-7041.

SUPPLEMENTARY INFORMATION:

I. Application for a Preemption Determination

    NTTC has applied to PHMSA for a determination whether Federal 
hazardous material transportation law, 49 U.S.C. 5101 et seq., preempts 
California meal and rest break requirements, as applied to hazardous 
materials carriers. NTTC states ``California law . . . generally 
prohibits an employer (e.g., a motor carrier) from requiring an 
employee (e.g., a driver) to work during any meal or rest period 
mandated by an applicable order of the Industrial Welfare Commission 
(`IWC').'' \1\ The IWC Order for the transportation industry, codified 
in the California Code of Regulations (CCR), title 8, section 11090, 
contains the requirements for meal and rest periods. Under the rules, 
an employee is entitled to a thirty minute meal period after five hours 
of work and a second thirty minute meal period after ten hours of work. 
Generally, the employee must be ``off duty'' during the meal period. 
For rest periods, employees are entitled to a ten minute rest period 
for every four hours worked. And, if a meal or rest period is not 
provided, the employer shall pay the employee one hour of pay.\2\
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    \1\ See CA LABOR Sec. Sec.  226.7 (2015); 512 (2015).
    \2\ The relevant IWC provisions for meal and rest periods are 
located in section 11 (Meal Periods) and section 12 (Rest Periods). 
See 8 CCR Sec. Sec.  11090(11) and (12).
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    NTTC presents three main arguments for why it believes the meal and 
rest break requirements should be preempted. First, NTTC contends that 
the California requirements ``were not promulgated with an eye toward 
safe transportation of hazardous materials[,]'' or the Federal hours of 
service regulations, and thus, they create the potential for 
unnecessary delay when a driver must deviate from his or her route to 
comply with the requirements. Next, NTTC argues that the meal and rest 
break requirements conflict with the Hazardous Material Regulations 
(HMR)'s attendance requirements because under certain circumstances, 
the HMR ``implicate the driver `working' under California law.'' As 
such, NTTC says that a carrier (employer) cannot comply with both the 
State and Federal requirements. Last, NTTC points out that although not 
mandatory in the HMR security plan requirements, many motor carriers 
include a ``constant attendance of cargo'' requirement in their written 
security plans. However, NTTC contends that the California meal and 
rest break requirements are inflexible and may create unnecessary stops 
or prohibit constant attendance. Therefore, NTTC believes the 
requirements are an obstacle to the security objectives of the HMR.
    In summary, NTTC contends the California meal and rest break 
regulations should be preempted because they:
     Create unnecessary delay for the transportation of 
hazardous materials;
     Conflict with the HMR attendance requirements; and
     Create an obstacle to accomplishing the security 
objectives of the HMR.

II. Federal Preemption

    Section 5125 of 49 U.S.C. contains express preemption provisions 
relevant to this proceeding. As amended by Section 1711(b) of the 
Homeland Security Act of 2002 (Pub. L. 107-296, 116 Stat. 2319), 49 
U.S.C. 5125(a) provides that a requirement of a State, political 
subdivision of a State, or Indian tribe is preempted--unless the non-
Federal requirement is authorized by another Federal law or DOT grants 
a waiver of preemption under Sec.  5125(e)--if

    (1) complying with a requirement of the State, political 
subdivision, or tribe and a requirement of this chapter, a 
regulation prescribed under this chapter, or a hazardous materials 
transportation security regulation or directive issued by the 
Secretary of Homeland Security is not possible; or
    (2) the requirement of the State, political subdivision, or 
tribe, as applied or enforced, is an obstacle to accomplishing and 
carrying out this chapter, a regulation prescribed under this 
chapter, or a hazardous materials transportation security regulation 
or directive issued by the Secretary of Homeland Security.

    These two paragraphs set forth the ``dual compliance'' and 
``obstacle'' criteria that PHMSA's predecessor agency, the Research and 
Special Programs Administration, had applied in issuing inconsistency 
rulings prior to 1990, under the original preemption provision in the 
Hazardous Materials Transportation Act (HMTA). Pub. L. 93-633 Sec.  
112(a), 88 Stat. 2161 (1975). The dual compliance and obstacle criteria 
are based on U.S. Supreme Court decisions on preemption. Hines v. 
Davidowitz, 312 U.S. 52 (1941); Florida Lime & Avocado Growers, Inc. v. 
Paul, 373 U.S. 132 (1963); Ray v. Atlantic Richfield, Inc., 435 U.S. 
151 (1978).
    Subsection (b)(1) of 49 U.S.C. 5125 provides that a non-Federal 
requirement concerning any of the following subjects is preempted--
unless authorized by another Federal law or DOT grants a waiver of 
preemption--when the non-Federal requirement is not ``substantively the 
same as'' a provision of Federal hazardous material transportation law, 
a regulation prescribed under that law, or a hazardous materials 
security regulation or directive issued by the Department of Homeland 
Security:

    (A) the designation, description, and classification of 
hazardous material.
    (B) the packing, repacking, handling, labeling, marking, and 
placarding of hazardous material.
    (C) the preparation, execution, and use of shipping documents 
related to hazardous material and requirements related to the 
number, contents, and placement of those documents.
    (D) the written notification, recording, and reporting of the 
unintentional release in transportation of hazardous material and 
other written hazardous materials transportation incident reporting 
involving State or local emergency responders in the initial 
response to the incident.
    (E) the designing, manufacturing, fabricating, inspecting, 
marking, maintaining, reconditioning, repairing, or testing a 
package, container, or packaging component that is represented, 
marked, certified, or sold as qualified for use in transporting 
hazardous material in commerce.

    To be ``substantively the same,'' the non-Federal requirement must 
conform ``in every significant respect to the Federal requirement. 
Editorial and other similar de minimis changes are permitted.'' 49 CFR 
107.202(d).\3\
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    \3\ Additional standards apply to preemption of non-Federal 
requirements on highway routes over which hazardous materials may or 
may not be transported and fees related to transporting hazardous 
material. See 49 U.S.C. 5125(c) and (f). See also 49 CFR 171.1(f) 
which explains that a ``facility at which functions regulated under 
the HMR are performed may be subject to applicable laws and 
regulations of state and local governments and Indian tribes.''

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[[Page 60779]]

    The 2002 amendments and 2005 reenactment of the preemption 
provisions in 49 U.S.C. 5125 reaffirmed Congress's long-standing view 
that a single body of uniform Federal regulations promotes safety 
(including security) in the transportation of hazardous materials. More 
than thirty years ago, when it was considering the HMTA, the Senate 
Commerce Committee ``endorse[d] the principle of preemption in order to 
preclude a multiplicity of State and local regulations and the 
potential for varying as well as conflicting regulations in the area of 
hazardous materials transportation.'' S. Rep. No. 1102, 93rd Cong. 2nd 
Sess. 37 (1974). When Congress expanded the preemption provisions in 
---------------------------------------------------------------------------
1990, it specifically found:

    (3) many States and localities have enacted laws and regulations 
which vary from Federal laws and regulations pertaining to the 
transportation of hazardous materials, thereby creating the 
potential for unreasonable hazards in other jurisdictions and 
confounding shippers and carriers which attempt to comply with 
multiple and conflicting registration, permitting, routing, 
notification, and other regulatory requirements,
    (4) because of the potential risks to life, property, and the 
environment posed by unintentional releases of hazardous materials, 
consistency in laws and regulations governing the transportation of 
hazardous materials is necessary and desirable,
    (5) in order to achieve greater uniformity and to promote the 
public health, welfare, and safety at all levels, Federal standards 
for regulating the transportation of hazardous materials in 
intrastate, interstate, and foreign commerce are necessary and 
desirable.

    Public Law 101-615 Sec.  2, 104 Stat. 3244. (In 1994, Congress 
revised, codified and enacted the HMTA ``without substantive change,'' 
at 49 U.S.C. Chapter 51. Public Law 103-272, 108 Stat. 745 (July 5, 
1994).) A United States Court of Appeals has found uniformity was the 
``linchpin'' in the design of the Federal laws governing the 
transportation of hazardous materials. Colorado Pub. Util. Comm'n v. 
Harmon, 951 F.2d 1571, 1575 (10th Cir. 1991).

III. Preemption Determinations

    Under 49 U.S.C. 5125(d)(1), any person (including a State, 
political subdivision of a State, or Indian tribe) directly affected by 
a requirement of a State, political subdivision or tribe may apply to 
the Secretary of Transportation for a determination whether the 
requirement is preempted. The Secretary of Transportation has delegated 
authority to PHMSA to make determinations of preemption, except for 
those concerning highway routing (which have been delegated to the 
Federal Motor Carrier Safety Administration). 49 CFR 1.97(b).
    Section 5125(d)(1) requires notice of an application for a 
preemption determination to be published in the Federal Register. 
Following the receipt and consideration of written comments, PHMSA 
publishes its determination in the Federal Register. See 49 CFR 
107.209(c). A short period of time is allowed for filing of petitions 
for reconsideration. 49 CFR 107.211. A petition for judicial review of 
a final preemption determination must be filed in the United States 
Court of Appeals for the District of Columbia or in the Court of 
Appeals for the United States for the circuit in which the petitioner 
resides or has its principal place of business, within 60 days after 
the determination becomes final. 49 U.S.C. 5127(a).
    Preemption determinations do not address issues of preemption 
arising under the Commerce Clause, the Fifth Amendment or other 
provisions of the Constitution, or statutes other than the Federal 
hazardous material transportation law unless it is necessary to do so 
in order to determine whether a requirement is authorized by another 
Federal law, or whether a fee is ``fair'' within the meaning of 49 
U.S.C. 5125(f)(1). A State, local or Indian tribe requirement is not 
authorized by another Federal law merely because it is not preempted by 
another Federal statute. Colorado Pub. Util. Comm'n v. Harmon, above, 
951 F.2d at 1581 n.10.
    In making preemption determinations under 49 U.S.C. 5125(d), PHMSA 
is guided by the principles and policies set forth in Executive Order 
No. 13132, entitled ``Federalism'' (64 FR 43255 (Aug. 10, 1999)), and 
the President's May 20, 2009 memorandum on ``Preemption'' (74 FR 24693 
(May 22, 2009)). Section 4(a) of that Executive Order authorizes 
preemption of State laws only when a statute contains an express 
preemption provision, there is other clear evidence Congress intended 
to preempt State law, or the exercise of State authority directly 
conflicts with the exercise of Federal authority. The President's May 
20, 2009 memorandum sets forth the policy ``that preemption of State 
law by executive departments and agencies should be undertaken only 
with full consideration of the legitimate prerogatives of the States 
and with a sufficient legal basis for preemption.'' Section 5125 
contains express preemption provisions, which PHMSA has implemented 
through its regulations.

IV. Public Comments

    All comments should be directed to whether 49 U.S.C. 5125 preempts 
regulations of the State of California that prohibit an employer from 
requiring an employee to work during any mandatory meal or rest period. 
Comments should specifically address the preemption criteria discussed 
in Part II above.

    Issued in Washington, DC, on August 23, 2016.
Joseph Solomey,
Senior Assistant Chief Counsel.
[FR Doc. 2016-21205 Filed 9-1-16; 8:45 am]
 BILLING CODE 4910-60-P



                                                                              Federal Register / Vol. 81, No. 171 / Friday, September 2, 2016 / Notices                                           60777

                                                  environment. Likely areas of                               Paperwork Reduction. The Paperwork                 from requiring an employee to work
                                                  investigation include effects on air                    Reduction Act seeks, in part, to                      during any mandatory meal or rest
                                                  quality and greenhouse gas emissions,                   minimize the cost to the taxpayer of the              period.
                                                  property acquisition and displacements,                 creation, collection, maintenance, use,               DATES:   Comments received on or before
                                                  ecosystems (including threatened and                    dissemination, and disposition of                     October 17, 2016 and rebuttal comments
                                                  endangered species), community                          information. Consistent with this goal                received on or before December 1, 2016
                                                  livability, energy use, environmental                   and with principles of economy and                    will be considered before an
                                                  justice, geology and soils, hazardous                   efficiency in government, FTA tries to                administrative determination is issued
                                                  materials, historic and cultural                        limit insofar as possible distribution of             by PHMSA’s Chief Counsel. Rebuttal
                                                  resources, land use and economic                        complete printed sets of NEPA                         comments may discuss only those
                                                  effects, noise and vibration, parks and                 documents. Accordingly, unless a
                                                                                                                                                                issues raised by comments received
                                                  recreation, safety and security,                        specific request for a complete printed
                                                                                                                                                                during the initial comment period and
                                                  transportation, utilities and public                    set of the NEPA document is received
                                                                                                                                                                may not discuss new issues.
                                                  services, visual and aesthetic qualities,               before the document is printed, FTA,
                                                  water quality and hydrology, and                                                                              ADDRESSES: The NTTC’s application and
                                                                                                          Metro and TriMet will distribute only
                                                  wetlands. Significant impacts prior to                  electronic copies of the NEPA                         all comments received may be reviewed
                                                  the development of mitigation measures                  document. A complete printed set of the               in the Docket Operations Facility (M–
                                                  may occur in the areas of property                      environmental document will be                        30), U.S. Department of Transportation,
                                                  acquisition and displacements, historic                 available for review at Metro’s offices;              West Building Ground Floor, Room
                                                  and cultural resources, noise and                       an electronic copy of the complete                    W12–140, 1200 New Jersey Avenue SE.,
                                                  vibration, parks and recreation,                        environmental document will be                        Washington, DC 20590. The application
                                                  transportation, visual and aesthetic                    available on the Project Web site.                    and all comments are available on the
                                                  qualities, water quality and hydrology,                    Other: Metro and TriMet may seek                   U.S. Government Regulations.gov Web
                                                  and wetlands. Significant beneficial                    funding for the proposed Project under                site: http://www.regulations.gov.
                                                  impacts could occur in the areas of air                 FTA’s Capital Investment Grant                           Comments must refer to Docket No.
                                                  quality and greenhouse gas emissions,                   Program, 49 U.S.C. 5309, and would                    PHMSA–2016–0097 and may be
                                                  energy use, environmental justice, safety               therefore be subject to New Starts                    submitted by any of the following
                                                  and security, and transportation. The                   regulations (49 CFR part 611). The New                methods:
                                                  EIS will evaluate short-term                            Starts regulations also require the                      • Federal eRulemaking Portal: Go to
                                                  construction impacts and long-term                      submission of certain project-                        http://www.regulations.gov. Follow the
                                                  operating impacts and will also consider                justification information to support a                online instructions for submitting
                                                  indirect and cumulative impacts. The                    request to initiate preliminary                       comments.
                                                  EIS will propose measures to avoid,                                                                              • Fax: 1–202–493–2251.
                                                                                                          engineering. This information is
                                                  minimize, and mitigate adverse impacts.                                                                          • Mail: Docket Operations Facility
                                                                                                          normally developed in conjunction with
                                                     In accordance with FTA policy and                                                                          (M–30), U.S. Department of
                                                                                                          the NEPA process. The EIS will include
                                                  regulations, FTA, Metro and TriMet will                                                                       Transportation, West Building Ground
                                                                                                          pertinent New Starts evaluation criteria.
                                                  comply with all Federal environmental                                                                         Floor, Room W12–140, 1200 New Jersey
                                                                                                            Dated: August 25, 2016.                             Avenue SE., Washington, DC 20590.
                                                  laws, regulations, and executive orders
                                                  applicable to the proposed project                      Kenneth A. Feldman,                                      • Hand Delivery: Docket Operations
                                                  during the environmental review                         Deputy Regional Administrator, Federal                Facility (M–30), U.S. Department of
                                                  process.                                                Transit Administration, Region 10, Seattle,           Transportation, West Building Ground
                                                     Roles of Agencies and the Public:                    WA.                                                   Floor, Room W12–140, 1200 New Jersey
                                                  NEPA, and FTA’s regulations for                         [FR Doc. 2016–21160 Filed 9–1–16; 8:45 am]            Avenue SE., Washington, DC 20590,
                                                  implementing NEPA, call for broad                       BILLING CODE P                                        between 9:00 a.m. and 5:00 p.m.,
                                                  involvement in the EIS process. FTA,                                                                          Monday through Friday, except Federal
                                                  Metro and TriMet therefore invite                                                                             holidays.
                                                  Federal and non-Federal agencies and                    DEPARTMENT OF TRANSPORTATION                             A copy of each comment must also be
                                                  Indian tribes to participate in the NEPA                                                                      sent to (1) Prasad Sharma, Esq.,
                                                                                                          Pipeline and Hazardous Materials                      Scopelitis, Garvin, Light, Hanson &
                                                  process. Any agency or tribe interested
                                                                                                          Safety Administration                                 Feary, 1850 M Street, NW., Suite 280,
                                                  in the Project that does not receive such
                                                  an invitation should promptly notify the                [Docket No. PHMSA–2016–0097; PDA–                     Washington, DC 20036, and (2) Kamala
                                                  Metro Investment Area Project Manager                   38(R)]                                                D. Harris, Attorney General, Office of
                                                  identified above under ADDRESSES.                                                                             the Attorney General, 1300 ‘‘I’’ Street,
                                                     Interested parties may review a draft                Hazardous Materials: California Meal                  Sacramento, CA 95814–2919. A
                                                  Coordination Plan for public and agency                 and Rest Break Requirements                           certification that a copy has been sent to
                                                  involvement at the Project Web site. It                 AGENCY:  Pipeline and Hazardous                       these persons must also be included
                                                  identifies the Project’s coordination                   Materials Safety Administration                       with the comment. (The following
                                                  approach and structure, details the                     (PHMSA), DOT.                                         format is suggested: ‘‘I certify that
                                                  major milestones for agency and public                  ACTION: Public notice and invitation to               copies of this comment have been sent
                                                  involvement, and includes an initial list               comment.                                              to Mr. Sharma and Ms. Harris at the
                                                  of interested agencies and organizations.                                                                     addresses specified in the Federal
                                                     Combined FEIS and Record of                          SUMMARY:   Interested parties are invited             Register.’’)
mstockstill on DSK3G9T082PROD with NOTICES




                                                  Decision: Under 23 U.S.C. 139, FTA                      to comment on an application by the                      Anyone is able to search the
                                                  should combine the Final EIS and                        National Tank Truck Carriers, Inc.                    electronic form of all comments
                                                  Record of Decision if it is practicable.                (NTTC) for an administrative                          received into any of our dockets by the
                                                  FTA invites interested parties to                       determination as to whether Federal                   name of the individual submitting the
                                                  comment on a combined FEIS/ROD for                      hazardous material transportation law                 comment (or signing a comment
                                                  the Project to help FTA decide whether                  preempts regulations of the State of                  submitted on behalf of an association,
                                                  combining the FEIS/ROD is practicable.                  California that prohibit an employer                  business, labor union, etc.). You may


                                             VerDate Sep<11>2014   18:25 Sep 01, 2016   Jkt 238001   PO 00000   Frm 00109   Fmt 4703   Sfmt 4703   E:\FR\FM\02SEN1.SGM   02SEN1


                                                  60778                        Federal Register / Vol. 81, No. 171 / Friday, September 2, 2016 / Notices

                                                  review DOT’s complete Privacy Act                          NTTC presents three main arguments                 out this chapter, a regulation prescribed
                                                  Statement in the Federal Register                       for why it believes the meal and rest                 under this chapter, or a hazardous materials
                                                  published on April 11, 2000 (65 FR                      break requirements should be                          transportation security regulation or directive
                                                  19477–78), or you may visit http://                     preempted. First, NTTC contends that                  issued by the Secretary of Homeland
                                                                                                                                                                Security.
                                                  www.regulations.gov.                                    the California requirements ‘‘were not
                                                     A subject matter index of hazardous                  promulgated with an eye toward safe                      These two paragraphs set forth the
                                                  materials preemption cases, including a                 transportation of hazardous materials[,]’’            ‘‘dual compliance’’ and ‘‘obstacle’’
                                                  listing of all inconsistency rulings and                or the Federal hours of service                       criteria that PHMSA’s predecessor
                                                  preemption determinations, is available                 regulations, and thus, they create the                agency, the Research and Special
                                                  through PHMSA’s home page at http://                    potential for unnecessary delay when a                Programs Administration, had applied
                                                  phmsa.dot.gov. From the home page,                      driver must deviate from his or her                   in issuing inconsistency rulings prior to
                                                  click on ‘‘Hazardous Materials Safety,’’                route to comply with the requirements.                1990, under the original preemption
                                                  then on ‘‘Standards & Rulemaking,’’                     Next, NTTC argues that the meal and                   provision in the Hazardous Materials
                                                  then on ‘‘Preemption Determinations’’                   rest break requirements conflict with the             Transportation Act (HMTA). Pub. L. 93–
                                                  located on the right side of the page. A                Hazardous Material Regulations                        633 § 112(a), 88 Stat. 2161 (1975). The
                                                  paper copy of the index will be                         (HMR)’s attendance requirements                       dual compliance and obstacle criteria
                                                  provided at no cost upon request to Mr.                 because under certain circumstances,                  are based on U.S. Supreme Court
                                                  Lopez, at the address and telephone                     the HMR ‘‘implicate the driver ‘working’              decisions on preemption. Hines v.
                                                  number set forth in the FOR FURTHER                     under California law.’’ As such, NTTC                 Davidowitz, 312 U.S. 52 (1941); Florida
                                                  INFORMATION CONTACT section below.                      says that a carrier (employer) cannot                 Lime & Avocado Growers, Inc. v. Paul,
                                                                                                          comply with both the State and Federal                373 U.S. 132 (1963); Ray v. Atlantic
                                                  FOR FURTHER INFORMATION CONTACT:
                                                                                                          requirements. Last, NTTC points out                   Richfield, Inc., 435 U.S. 151 (1978).
                                                  Vincent Lopez, Office of Chief Counsel
                                                                                                          that although not mandatory in the                       Subsection (b)(1) of 49 U.S.C. 5125
                                                  (PHC–10), Pipeline and Hazardous
                                                                                                          HMR security plan requirements, many                  provides that a non-Federal requirement
                                                  Materials Safety Administration, U.S.
                                                                                                          motor carriers include a ‘‘constant                   concerning any of the following subjects
                                                  Department of Transportation, 1200
                                                                                                          attendance of cargo’’ requirement in                  is preempted—unless authorized by
                                                  New Jersey Avenue SE., Washington,
                                                                                                          their written security plans. However,                another Federal law or DOT grants a
                                                  DC 20590; telephone No. 202–366–4400;
                                                                                                          NTTC contends that the California meal                waiver of preemption—when the non-
                                                  facsimile No. 202–366–7041.
                                                                                                          and rest break requirements are                       Federal requirement is not
                                                  SUPPLEMENTARY INFORMATION:                              inflexible and may create unnecessary                 ‘‘substantively the same as’’ a provision
                                                  I. Application for a Preemption                         stops or prohibit constant attendance.                of Federal hazardous material
                                                  Determination                                           Therefore, NTTC believes the                          transportation law, a regulation
                                                                                                          requirements are an obstacle to the                   prescribed under that law, or a
                                                     NTTC has applied to PHMSA for a                      security objectives of the HMR.                       hazardous materials security regulation
                                                  determination whether Federal                              In summary, NTTC contends the                      or directive issued by the Department of
                                                  hazardous material transportation law,                  California meal and rest break                        Homeland Security:
                                                  49 U.S.C. 5101 et seq., preempts                        regulations should be preempted
                                                  California meal and rest break                          because they:                                            (A) the designation, description, and
                                                                                                                                                                classification of hazardous material.
                                                  requirements, as applied to hazardous                      • Create unnecessary delay for the                    (B) the packing, repacking, handling,
                                                  materials carriers. NTTC states                         transportation of hazardous materials;                labeling, marking, and placarding of
                                                  ‘‘California law . . . generally prohibits                 • Conflict with the HMR attendance                 hazardous material.
                                                  an employer (e.g., a motor carrier) from                requirements; and                                        (C) the preparation, execution, and use of
                                                  requiring an employee (e.g., a driver) to                  • Create an obstacle to accomplishing              shipping documents related to hazardous
                                                  work during any meal or rest period                     the security objectives of the HMR.                   material and requirements related to the
                                                  mandated by an applicable order of the                                                                        number, contents, and placement of those
                                                  Industrial Welfare Commission                           II. Federal Preemption                                documents.
                                                  (‘IWC’).’’ 1 The IWC Order for the                         Section 5125 of 49 U.S.C. contains                    (D) the written notification, recording, and
                                                  transportation industry, codified in the                express preemption provisions relevant                reporting of the unintentional release in
                                                  California Code of Regulations (CCR),                   to this proceeding. As amended by                     transportation of hazardous material and
                                                                                                                                                                other written hazardous materials
                                                  title 8, section 11090, contains the                    Section 1711(b) of the Homeland                       transportation incident reporting involving
                                                  requirements for meal and rest periods.                 Security Act of 2002 (Pub. L. 107–296,                State or local emergency responders in the
                                                  Under the rules, an employee is entitled                116 Stat. 2319), 49 U.S.C. 5125(a)                    initial response to the incident.
                                                  to a thirty minute meal period after five               provides that a requirement of a State,                  (E) the designing, manufacturing,
                                                  hours of work and a second thirty                       political subdivision of a State, or                  fabricating, inspecting, marking, maintaining,
                                                  minute meal period after ten hours of                   Indian tribe is preempted—unless the                  reconditioning, repairing, or testing a
                                                  work. Generally, the employee must be                   non-Federal requirement is authorized                 package, container, or packaging component
                                                  ‘‘off duty’’ during the meal period. For                by another Federal law or DOT grants a                that is represented, marked, certified, or sold
                                                  rest periods, employees are entitled to a               waiver of preemption under § 5125(e)—                 as qualified for use in transporting hazardous
                                                                                                                                                                material in commerce.
                                                  ten minute rest period for every four                   if
                                                  hours worked. And, if a meal or rest                       (1) complying with a requirement of the               To be ‘‘substantively the same,’’ the
                                                  period is not provided, the employer                    State, political subdivision, or tribe and a          non-Federal requirement must conform
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                                                  shall pay the employee one hour of                      requirement of this chapter, a regulation             ‘‘in every significant respect to the
                                                  pay.2                                                   prescribed under this chapter, or a hazardous         Federal requirement. Editorial and other
                                                                                                          materials transportation security regulation          similar de minimis changes are
                                                    1 See CA LABOR §§ 226.7 (2015); 512 (2015).           or directive issued by the Secretary of               permitted.’’ 49 CFR 107.202(d).3
                                                    2 The relevant IWC provisions for meal and rest       Homeland Security is not possible; or
                                                  periods are located in section 11 (Meal Periods) and       (2) the requirement of the State, political          3 Additional standards apply to preemption of

                                                  section 12 (Rest Periods). See 8 CCR §§ 11090(11)       subdivision, or tribe, as applied or enforced,        non-Federal requirements on highway routes over
                                                  and (12).                                               is an obstacle to accomplishing and carrying          which hazardous materials may or may not be



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                                                                              Federal Register / Vol. 81, No. 171 / Friday, September 2, 2016 / Notices                                                 60779

                                                     The 2002 amendments and 2005                         for a determination whether the                       Section 5125 contains express
                                                  reenactment of the preemption                           requirement is preempted. The                         preemption provisions, which PHMSA
                                                  provisions in 49 U.S.C. 5125 reaffirmed                 Secretary of Transportation has                       has implemented through its
                                                  Congress’s long-standing view that a                    delegated authority to PHMSA to make                  regulations.
                                                  single body of uniform Federal                          determinations of preemption, except
                                                                                                                                                                IV. Public Comments
                                                  regulations promotes safety (including                  for those concerning highway routing
                                                  security) in the transportation of                      (which have been delegated to the                       All comments should be directed to
                                                  hazardous materials. More than thirty                   Federal Motor Carrier Safety                          whether 49 U.S.C. 5125 preempts
                                                  years ago, when it was considering the                  Administration). 49 CFR 1.97(b).                      regulations of the State of California that
                                                  HMTA, the Senate Commerce                                  Section 5125(d)(1) requires notice of              prohibit an employer from requiring an
                                                  Committee ‘‘endorse[d] the principle of                 an application for a preemption                       employee to work during any
                                                  preemption in order to preclude a                       determination to be published in the                  mandatory meal or rest period.
                                                  multiplicity of State and local                         Federal Register. Following the receipt               Comments should specifically address
                                                  regulations and the potential for varying               and consideration of written comments,                the preemption criteria discussed in
                                                  as well as conflicting regulations in the               PHMSA publishes its determination in                  Part II above.
                                                  area of hazardous materials                             the Federal Register. See 49 CFR                        Issued in Washington, DC, on August 23,
                                                  transportation.’’ S. Rep. No. 1102, 93rd                107.209(c). A short period of time is                 2016.
                                                  Cong. 2nd Sess. 37 (1974). When                         allowed for filing of petitions for                   Joseph Solomey,
                                                  Congress expanded the preemption                        reconsideration. 49 CFR 107.211. A
                                                                                                                                                                Senior Assistant Chief Counsel.
                                                  provisions in 1990, it specifically found:              petition for judicial review of a final
                                                                                                          preemption determination must be filed                [FR Doc. 2016–21205 Filed 9–1–16; 8:45 am]
                                                     (3) many States and localities have enacted
                                                  laws and regulations which vary from                    in the United States Court of Appeals                 BILLING CODE 4910–60–P

                                                  Federal laws and regulations pertaining to              for the District of Columbia or in the
                                                  the transportation of hazardous materials,              Court of Appeals for the United States
                                                  thereby creating the potential for                      for the circuit in which the petitioner               DEPARTMENT OF TRANSPORTATION
                                                  unreasonable hazards in other jurisdictions             resides or has its principal place of
                                                  and confounding shippers and carriers which                                                                   Pipeline and Hazardous Materials
                                                                                                          business, within 60 days after the
                                                  attempt to comply with multiple and                                                                           Safety Administration
                                                                                                          determination becomes final. 49 U.S.C.
                                                  conflicting registration, permitting, routing,
                                                  notification, and other regulatory                      5127(a).                                              [Docket No. PHMSA–2016–0066 (Notice No.
                                                                                                             Preemption determinations do not                   16–16)]
                                                  requirements,
                                                     (4) because of the potential risks to life,          address issues of preemption arising
                                                  property, and the environment posed by                  under the Commerce Clause, the Fifth                  Information Collection Activities
                                                  unintentional releases of hazardous                     Amendment or other provisions of the                  AGENCY: Pipeline and Hazardous
                                                  materials, consistency in laws and                      Constitution, or statutes other than the
                                                  regulations governing the transportation of
                                                                                                                                                                Materials Safety Administration
                                                                                                          Federal hazardous material                            (PHMSA), Department of Transportation
                                                  hazardous materials is necessary and                    transportation law unless it is necessary
                                                  desirable,                                                                                                    (DOT).
                                                     (5) in order to achieve greater uniformity
                                                                                                          to do so in order to determine whether
                                                                                                                                                                ACTION: Notice and request for
                                                  and to promote the public health, welfare,              a requirement is authorized by another
                                                                                                          Federal law, or whether a fee is ‘‘fair’’             comments.
                                                  and safety at all levels, Federal standards for
                                                  regulating the transportation of hazardous              within the meaning of 49 U.S.C.                       SUMMARY:   In accordance with the
                                                  materials in intrastate, interstate, and foreign        5125(f)(1). A State, local or Indian tribe            Paperwork Reduction Act of 1995,
                                                  commerce are necessary and desirable.                   requirement is not authorized by                      PHMSA issues this notice to announce
                                                     Public Law 101–615 § 2, 104 Stat.                    another Federal law merely because it is              that the Information Collection Requests
                                                  3244. (In 1994, Congress revised,                       not preempted by another Federal                      (ICR) discussed below will be forwarded
                                                  codified and enacted the HMTA                           statute. Colorado Pub. Util. Comm’n v.                to the Office of Management and Budget
                                                  ‘‘without substantive change,’’ at 49                   Harmon, above, 951 F.2d at 1581 n.10.                 (OMB) for renewal and extension. This
                                                  U.S.C. Chapter 51. Public Law 103–272,                     In making preemption determinations
                                                                                                                                                                ICR describes the nature of the
                                                  108 Stat. 745 (July 5, 1994).) A United                 under 49 U.S.C. 5125(d), PHMSA is
                                                                                                                                                                information collection and its expected
                                                  States Court of Appeals has found                       guided by the principles and policies set
                                                                                                                                                                burden. On June 27, 2016 [81 FR 41648],
                                                  uniformity was the ‘‘linchpin’’ in the                  forth in Executive Order No. 13132,
                                                                                                                                                                PHMSA published a Federal Register
                                                  design of the Federal laws governing the                entitled ‘‘Federalism’’ (64 FR 43255
                                                                                                                                                                notice with a 60-day comment period
                                                  transportation of hazardous materials.                  (Aug. 10, 1999)), and the President’s
                                                                                                                                                                under Docket No. PHMSA–2016–0066
                                                  Colorado Pub. Util. Comm’n v. Harmon,                   May 20, 2009 memorandum on
                                                                                                                                                                (Notice No. 2016–10) that solicited
                                                  951 F.2d 1571, 1575 (10th Cir. 1991).                   ‘‘Preemption’’ (74 FR 24693 (May 22,
                                                                                                          2009)). Section 4(a) of that Executive                comments pertaining to this ICR.
                                                  III. Preemption Determinations                          Order authorizes preemption of State                  PHMSA did not receive any comments
                                                                                                          laws only when a statute contains an                  in response to the June 27, 2016 notice.
                                                     Under 49 U.S.C. 5125(d)(1), any
                                                                                                          express preemption provision, there is                DATES: Interested persons are invited to
                                                  person (including a State, political
                                                  subdivision of a State, or Indian tribe)                other clear evidence Congress intended                submit comments on, or before October
                                                  directly affected by a requirement of a                 to preempt State law, or the exercise of              3, 2016.
                                                  State, political subdivision or tribe may               State authority directly conflicts with               ADDRESSES: Send comments regarding
                                                                                                          the exercise of Federal authority. The                the burden estimate, including
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                                                  apply to the Secretary of Transportation
                                                                                                          President’s May 20, 2009 memorandum                   suggestions for reducing the burden, by
                                                  transported and fees related to transporting            sets forth the policy ‘‘that preemption of            any of the following methods:
                                                  hazardous material. See 49 U.S.C. 5125(c) and (f).      State law by executive departments and                   • Mail: Office of Information and
                                                  See also 49 CFR 171.1(f) which explains that a          agencies should be undertaken only                    Regulatory Affairs, Office of
                                                  ‘‘facility at which functions regulated under the
                                                  HMR are performed may be subject to applicable
                                                                                                          with full consideration of the legitimate             Management and Budget, Attention:
                                                  laws and regulations of state and local governments     prerogatives of the States and with a                 Desk Officer for DOT–PHMSA, 725 17th
                                                  and Indian tribes.’’                                    sufficient legal basis for preemption.’’              Street NW., Washington, DC 20503.


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Document Created: 2018-02-09 11:55:34
Document Modified: 2018-02-09 11:55:34
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionPublic notice and invitation to comment.
DatesComments received on or before October 17, 2016 and rebuttal comments received on or before December 1, 2016 will be considered before an administrative determination is issued by PHMSA's Chief Counsel. Rebuttal comments may discuss only those issues raised by comments received during the initial comment period and may not discuss new issues.
ContactVincent Lopez, Office of Chief Counsel (PHC-10), Pipeline and Hazardous Materials Safety Administration, U.S. Department of Transportation, 1200 New Jersey Avenue SE., Washington, DC 20590; telephone No. 202-366-4400; facsimile No. 202-366-7041.
FR Citation81 FR 60777 

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