81_FR_61366 81 FR 61194 - Proposed Information Collection; Comment Request; Limited Access Death Master File Accredited Conformity Assessment Body Application for Firewalled Status

81 FR 61194 - Proposed Information Collection; Comment Request; Limited Access Death Master File Accredited Conformity Assessment Body Application for Firewalled Status

DEPARTMENT OF COMMERCE

Federal Register Volume 81, Issue 172 (September 6, 2016)

Page Range61194-61195
FR Document2016-21279

The Department of Commerce, as part of its continuing effort to reduce paperwork and respondent burden, invites the general public and other Federal agencies to take this opportunity to comment on proposed and/or continuing information collections, as required by the Paperwork Reduction Act of 1995. The purpose of this notice is to allow for 60 days of public comment.

Federal Register, Volume 81 Issue 172 (Tuesday, September 6, 2016)
[Federal Register Volume 81, Number 172 (Tuesday, September 6, 2016)]
[Notices]
[Pages 61194-61195]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-21279]


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DEPARTMENT OF COMMERCE


Proposed Information Collection; Comment Request; Limited Access 
Death Master File Accredited Conformity Assessment Body Application for 
Firewalled Status

AGENCY: National Technical Information Service, Commerce.

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: The Department of Commerce, as part of its continuing effort 
to reduce paperwork and respondent burden, invites the general public 
and other Federal agencies to take this opportunity to comment on 
proposed and/or continuing information collections, as required by the 
Paperwork Reduction Act of 1995. The purpose of this notice is to allow 
for 60 days of public comment.

DATES: Written comments must be submitted on or before November 7, 
2016.

ADDRESSES: Direct all written comments to Jennifer Jessup, Departmental 
Paperwork Clearance Officer, Department of Commerce, Room 6616, 14th 
and Constitution Avenue NW., Washington, DC 20230 (or via the Internet 
at [email protected]).

FOR FURTHER INFORMATION CONTACT: Requests for additional information or 
copies of the information collection instrument and instructions should 
be directed to John W. Hounsell, Business and Industry Specialist, 
Office of Product and Program Management, National Technical 
Information Service, Department of Commerce, 5301 Shawnee Road, 
Alexandria, VA 22312, email: [email protected] or telephone: 703-605-
6184

SUPPLEMENTARY INFORMATION: 

I. Abstract

    This notice informs the public that the National Technical 
Information Service (NTIS) is requesting approval of a new information 
collection described in Section II for use in connection with the final 
rule entitled ``Certification Program for Access to the Death Master 
File.'' The final rule was published on June 1, 2016, and will become 
effective on November 28, 2016. The new information collection 
described in Section II, if approved, will become effective on the 
effective date of the final rule.

II. Method of Collection

    Title of Information Collection: ``Limited Access Death Master File 
Accredited Conformity Assessment Body Application for Firewalled 
Status'' (Firewalled Status Application Form).
    Description of the need for the information and the proposed use: 
NTIS issued a final rule establishing a program through which persons 
may become eligible to obtain access to Death Master File (DMF) 
information about an individual within three years of that individual's 
death. The final rule was promulgated under Section 203 of the 
Bipartisan Budget Act of 2013, Public Law 113-67 (Act). The Act 
prohibits the Secretary of Commerce (Secretary) from disclosing DMF 
information during the three-year period following an individual's 
death (Limited Access DMF), unless the person requesting the 
information has been certified to access the Limited Access DMF 
pursuant to certain criteria in a program that the Secretary 
establishes. The Secretary delegated the authority to carry out Section 
203 to the Director of NTIS.
    The final rule requires that, in order to become certified, a 
Person must submit a written attestation from an ``Accredited 
Conformity Assessment Body'' (ACAB), as defined in the final rule, that 
such Person has information security systems, facilities and procedures 
in place to protect the security of the Limited Access DMF, as required 
under Section 1110.102(a)(2) of the final rule. A Certified Person also 
must provide a new written attestation periodically for renewal of its 
certification as specified in the final rule. The ACAB must be 
independent of the Person or Certified Person seeking certification, 
unless it is a conformity assessment body which qualifies for 
``firewalled status'' pursuant to Section 1110.502 of the final rule.
    The Firewalled Status Application Form collects information that 
NTIS will use to evaluate whether the respondent qualifies for 
``firewalled status'' under the rule, and, therefore, can provide a 
written attestation in lieu of an independent ACAB's attestation. This 
information includes specific requirements of Section 1110.502(b) of 
the final rule, which the respondent ACAB must certify are satisfied, 
and the provision of specific information by the respondent ACAB, such 
as the identity of the Person or Certified Person that would be the 
subject of the attestation and the basis upon which the certifications 
were made.

III. Data

    OMB Control Number: This is a new collection.
    Form Number(s): NTIS FM101.
    Type of Review: Regular.
    Affected Public: Accredited Conformity Assessment Bodies seeking 
firewalled status under 15 CFR 1110.502 because they are ``owned, 
managed or controlled'' by the Person or Certified Person for whom they 
are providing assessment(s) and or audit(s) under the final rule for 
the ``Certification Program for Access to the Death Master File.''
    Estimated Number of Respondents: NTIS expects to receive 
approximately 560 applications and renewals for certification every 
year, of which it expects that approximately 20% of the required 
assessments will be provided by Accredited Conformity Assessment Bodies 
that will seek firewalled status in a given year. Accordingly, NTIS 
estimates that it will receive

[[Page 61195]]

approximately 112 Firewalled Status Application Forms per year.
    Estimated Time per Response: 60 minutes.
    Estimated Total Annual Burden Hours: 112 (112 x 1 hour = 112 
hours).
    Estimated Total Annual Cost to Public: NTIS expects to receive 
approximately 112 applications annually at a fee of $200 per 
application, for a total cost to the public of $22,400. The total 
annual cost reflects the cost to the Federal Government, which consists 
of the expenses associated with NTIS personnel reviewing and processing 
the Firewalled Status Application Forms. In addition, NTIS estimates 
that it will take a senior auditor within the organization one hour to 
complete the form at a rate of $135 per hour, for a total additional 
cost to the public of $15,120 (112 burden hours x $135/hour = $15,120). 
NTIS estimates the total annual cost to the public to be $22,400 in 
fees + $15,120 in staff time = $37,520.

IV. Request for Comments

    Comments are invited on: (a) Whether the proposed collection of 
information is necessary for the proper performance of the functions of 
the agency, including whether the information shall have practical 
utility; (b) the accuracy of the agency's estimate of the burden 
(including hours and cost) of the proposed collection of information; 
(c) ways to enhance the quality, utility, and clarity of the 
information to be collected; and (d) ways to minimize the burden of the 
collection of information on respondents, including through the use of 
automated collection techniques or other forms of information 
technology.
    Comments submitted in response to this notice will be summarized 
and/or included in the request for OMB approval of this information 
collection; they also will become a matter of public record.

    Dated: August 31, 2016.
Glenna Mickelson,
Management Analyst, Office of the Chief Information Officer.
[FR Doc. 2016-21279 Filed 9-2-16; 8:45 am]
BILLING CODE 3510-13-P



                                                  61194                      Federal Register / Vol. 81, No. 172 / Tuesday, September 6, 2016 / Notices

                                                  Schedule and Agenda for the Guam                        proposed and/or continuing information                certified to access the Limited Access
                                                  Mariana Archipelago FEP AP Meeting                      collections, as required by the                       DMF pursuant to certain criteria in a
                                                                                                          Paperwork Reduction Act of 1995. The                  program that the Secretary establishes.
                                                  Saturday, September 24, 2016, 1 p.m.–
                                                                                                          purpose of this notice is to allow for 60             The Secretary delegated the authority to
                                                  5 p.m.
                                                                                                          days of public comment.                               carry out Section 203 to the Director of
                                                  1. Hafa Adai—Welcome and                                DATES: Written comments must be                       NTIS.
                                                        Introductions                                     submitted on or before November 7,                       The final rule requires that, in order
                                                  2. Outstanding Council Action Items                     2016.                                                 to become certified, a Person must
                                                  3. Council Issues                                                                                             submit a written attestation from an
                                                     A. 2017 U.S. Territory Bigeye Tuna                   ADDRESSES: Direct all written comments
                                                                                                          to Jennifer Jessup, Departmental                      ‘‘Accredited Conformity Assessment
                                                        Limits                                                                                                  Body’’ (ACAB), as defined in the final
                                                     B. Council Coral Reef Projects                       Paperwork Clearance Officer,
                                                                                                          Department of Commerce, Room 6616,                    rule, that such Person has information
                                                     C. Report on Military Activities and                                                                       security systems, facilities and
                                                        Issues                                            14th and Constitution Avenue NW.,
                                                                                                          Washington, DC 20230 (or via the                      procedures in place to protect the
                                                  4. Update on Council Projects in the                                                                          security of the Limited Access DMF, as
                                                        Marianas                                          Internet at JJessup@doc.gov).
                                                                                                                                                                required under Section 1110.102(a)(2) of
                                                     A. Coral Reef Projects                               FOR FURTHER INFORMATION CONTACT:
                                                                                                                                                                the final rule. A Certified Person also
                                                     B. Data Collection Projects                          Requests for additional information or
                                                                                                                                                                must provide a new written attestation
                                                     C. Community-Based Projects                          copies of the information collection
                                                                                                                                                                periodically for renewal of its
                                                  5. Mariana FEP Community Activities                     instrument and instructions should be
                                                                                                                                                                certification as specified in the final
                                                  6. Marianas FEP AP-Guam Issues                          directed to John W. Hounsell, Business
                                                                                                                                                                rule. The ACAB must be independent of
                                                     A. Report of the Subpanels                           and Industry Specialist, Office of
                                                     i. Island Fisheries Subpanel                                                                               the Person or Certified Person seeking
                                                                                                          Product and Program Management,
                                                     ii. Pelagic Fisheries Subpanel                                                                             certification, unless it is a conformity
                                                                                                          National Technical Information Service,
                                                     iii. Ecosystems and Habitat Subpanel                                                                       assessment body which qualifies for
                                                                                                          Department of Commerce, 5301
                                                     iv. Indigenous Fishing Rights                                                                              ‘‘firewalled status’’ pursuant to Section
                                                                                                          Shawnee Road, Alexandria, VA 22312,
                                                        Subpanel                                                                                                1110.502 of the final rule.
                                                                                                          email: jhounsell@ntis.gov or telephone:
                                                     B. Other Issues                                                                                               The Firewalled Status Application
                                                                                                          703–605–6184
                                                  7. Public Comment                                                                                             Form collects information that NTIS
                                                                                                          SUPPLEMENTARY INFORMATION:
                                                  8. Discussion and Recommendations                                                                             will use to evaluate whether the
                                                  9. ‘‘At the End of the Day’’—Other                      I. Abstract                                           respondent qualifies for ‘‘firewalled
                                                        Business                                             This notice informs the public that                status’’ under the rule, and, therefore,
                                                                                                          the National Technical Information                    can provide a written attestation in lieu
                                                  Special Accommodations                                                                                        of an independent ACAB’s attestation.
                                                                                                          Service (NTIS) is requesting approval of
                                                    These meetings are physically                         a new information collection described                This information includes specific
                                                  accessible to people with disabilities.                 in Section II for use in connection with              requirements of Section 1110.502(b) of
                                                  Requests for sign language                              the final rule entitled ‘‘Certification               the final rule, which the respondent
                                                  interpretation or other auxiliary aids                  Program for Access to the Death Master                ACAB must certify are satisfied, and the
                                                  should be directed to Kitty M. Simonds,                 File.’’ The final rule was published on               provision of specific information by the
                                                  (808) 522–8220 (voice) or (808) 522–                    June 1, 2016, and will become effective               respondent ACAB, such as the identity
                                                  8226 (fax), at least 5 days prior to the                on November 28, 2016. The new                         of the Person or Certified Person that
                                                  meeting date.                                           information collection described in                   would be the subject of the attestation
                                                     Authority: 16 U.S.C. 1801 et seq.                    Section II, if approved, will become                  and the basis upon which the
                                                                                                          effective on the effective date of the                certifications were made.
                                                    Dated: August 31, 2016.
                                                  Tracey L. Thompson,
                                                                                                          final rule.                                           III. Data
                                                  Acting Deputy Director, Office of Sustainable           II. Method of Collection                                 OMB Control Number: This is a new
                                                  Fisheries, National Marine Fisheries Service.              Title of Information Collection:                   collection.
                                                  [FR Doc. 2016–21314 Filed 9–2–16; 8:45 am]              ‘‘Limited Access Death Master File                       Form Number(s): NTIS FM101.
                                                  BILLING CODE 3510–22–P                                  Accredited Conformity Assessment                         Type of Review: Regular.
                                                                                                          Body Application for Firewalled Status’’                 Affected Public: Accredited
                                                                                                          (Firewalled Status Application Form).                 Conformity Assessment Bodies seeking
                                                  DEPARTMENT OF COMMERCE                                     Description of the need for the                    firewalled status under 15 CFR 1110.502
                                                                                                          information and the proposed use: NTIS                because they are ‘‘owned, managed or
                                                  Proposed Information Collection;                                                                              controlled’’ by the Person or Certified
                                                                                                          issued a final rule establishing a
                                                  Comment Request; Limited Access                                                                               Person for whom they are providing
                                                                                                          program through which persons may
                                                  Death Master File Accredited                                                                                  assessment(s) and or audit(s) under the
                                                                                                          become eligible to obtain access to
                                                  Conformity Assessment Body                                                                                    final rule for the ‘‘Certification Program
                                                                                                          Death Master File (DMF) information
                                                  Application for Firewalled Status                                                                             for Access to the Death Master File.’’
                                                                                                          about an individual within three years
                                                  AGENCY:  National Technical Information                 of that individual’s death. The final rule               Estimated Number of Respondents:
                                                  Service, Commerce.                                      was promulgated under Section 203 of                  NTIS expects to receive approximately
                                                                                                          the Bipartisan Budget Act of 2013,                    560 applications and renewals for
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                                                  ACTION: Notice.
                                                                                                          Public Law 113–67 (Act). The Act                      certification every year, of which it
                                                  SUMMARY:    The Department of                           prohibits the Secretary of Commerce                   expects that approximately 20% of the
                                                  Commerce, as part of its continuing                     (Secretary) from disclosing DMF                       required assessments will be provided
                                                  effort to reduce paperwork and                          information during the three-year period              by Accredited Conformity Assessment
                                                  respondent burden, invites the general                  following an individual’s death (Limited              Bodies that will seek firewalled status in
                                                  public and other Federal agencies to                    Access DMF), unless the person                        a given year. Accordingly, NTIS
                                                  take this opportunity to comment on                     requesting the information has been                   estimates that it will receive


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                                                                             Federal Register / Vol. 81, No. 172 / Tuesday, September 6, 2016 / Notices                                          61195

                                                  approximately 112 Firewalled Status                     ACTION:   Request for comments.                       of the respondent’s organization or are
                                                  Application Forms per year.                                                                                   the respondent’s personal views.
                                                    Estimated Time per Response: 60                       SUMMARY:    The United States Patent and
                                                                                                                                                                FOR FURTHER INFORMATION CONTACT:
                                                  minutes.                                                Trademark Office (USPTO) has a pilot
                                                                                                          program (Extended Missing Parts Pilot                 Eugenia A. Jones, Senior Legal Advisor,
                                                    Estimated Total Annual Burden                                                                               Office of Patent Legal Administration,
                                                  Hours: 112 (112 × 1 hour = 112 hours).                  Program) in which an applicant, under
                                                                                                                                                                Office of the Deputy Commissioner for
                                                    Estimated Total Annual Cost to                        certain conditions, can request a 12-
                                                                                                          month time period to pay the search fee,              Patent Examination Policy, by telephone
                                                  Public: NTIS expects to receive
                                                                                                          the examination fee, any excess claim                 at (571) 272–7727, or Erin M. Harriman,
                                                  approximately 112 applications
                                                                                                          fees, and the surcharge (for the late                 Legal Advisor, Office of Patent Legal
                                                  annually at a fee of $200 per
                                                                                                          submission of the search fee and the                  Administration, Office of the Deputy
                                                  application, for a total cost to the public
                                                                                                          examination fee) in a nonprovisional                  Commissioner for Patent Examination
                                                  of $22,400. The total annual cost reflects
                                                                                                          application. The Extended Missing Parts               Policy, by telephone at (571) 272–7747.
                                                  the cost to the Federal Government,
                                                  which consists of the expenses                          Pilot Program is currently set to expire              SUPPLEMENTARY INFORMATION:
                                                  associated with NTIS personnel                          on December 31, 2016. The USPTO is                    I. Background
                                                  reviewing and processing the Firewalled                 seeking public comment on whether the
                                                  Status Application Forms. In addition,                  Extended Missing Parts Pilot Program                     On December 8, 2010, after
                                                  NTIS estimates that it will take a senior               offers sufficient benefits to the patent              considering written comments from the
                                                  auditor within the organization one                     community for it to be made permanent                 public, the USPTO implemented the
                                                  hour to complete the form at a rate of                  or whether the USPTO should permit                    Extended Missing Parts Pilot Program.
                                                  $135 per hour, for a total additional cost              the program to expire.                                See Pilot Program for Extended Time
                                                  to the public of $15,120 (112 burden                    DATES: Comment Deadline Date: Written                 Period To Reply to a Notice to File
                                                  hours × $135/hour = $15,120). NTIS                      comments must be received on or before                Missing Parts of Nonprovisional
                                                  estimates the total annual cost to the                  November 7, 2016.                                     Application, 75 FR 76401 (Dec. 8, 2010),
                                                  public to be $22,400 in fees + $15,120                                                                        1362 Off. Gaz. Pat. Office 44 (Jan. 4,
                                                                                                          ADDRESSES: Comments should be sent
                                                  in staff time = $37,520.                                by electronic mail message over the                   2011). Over the course of the pilot
                                                                                                          Internet addressed to:                                program, the USPTO provided
                                                  IV. Request for Comments                                                                                      extensions of the Extended Missing
                                                                                                          extendedmissingparts2016@uspto.gov.
                                                     Comments are invited on: (a) Whether                 Comments may also be submitted by                     Parts Pilot Program through notices
                                                  the proposed collection of information                  postal mail addressed to: Mail Stop                   published in the Federal Register. The
                                                  is necessary for the proper performance                 Comments—Patents, Commissioner for                    most recent notice extended the
                                                  of the functions of the agency, including               Patents, P.O. Box 1450, Alexandria, VA                program until December 31, 2016, to
                                                  whether the information shall have                      22313–1450, marked to the attention of                allow the USPTO time to seek public
                                                  practical utility; (b) the accuracy of the              Eugenia A. Jones.                                     comment on whether the Extended
                                                  agency’s estimate of the burden                           Although comments may be                            Missing Parts Pilot Program offers
                                                  (including hours and cost) of the                       submitted by postal mail, the Office                  sufficient benefits to the patent
                                                  proposed collection of information; (c)                 prefers to receive comments by                        community for it to be made permanent.
                                                  ways to enhance the quality, utility, and               electronic mail message over the                      See Extension of Extended Missing Parts
                                                  clarity of the information to be                        Internet in order to facilitate posting on            Pilot Program, 80 FR 80325 (Dec. 24,
                                                  collected; and (d) ways to minimize the                 the USPTO’s Internet Web site.                        2015), 1422 Off. Gaz. Pat. Office 192
                                                  burden of the collection of information                 Electronic comments are preferred to be               (Jan. 19, 2016). Since the Extended
                                                  on respondents, including through the                   submitted in plain text, but also may be              Missing Parts Pilot Program has been in
                                                  use of automated collection techniques                  submitted in ADOBE® portable                          place for more than five years, it is now
                                                  or other forms of information                           document format or MICROSOFT                          a good opportunity to seek public
                                                  technology.                                             WORD® format. Comments not                            comment on whether the program offers
                                                     Comments submitted in response to                    submitted electronically should be                    sufficient benefits to the patent
                                                  this notice will be summarized and/or                   submitted on paper in a format that                   community for it to be made permanent
                                                  included in the request for OMB                         facilitates convenient digital scanning               or whether the USPTO should permit
                                                  approval of this information collection;                into ADOBE® portable document                         the program to expire.
                                                  they also will become a matter of public                format.                                                  Summary of the Extended Missing
                                                  record.                                                   The comments will be available for                  Parts Pilot Program: In order for an
                                                    Dated: August 31, 2016.                               public inspection at the Office of the                applicant to be provided a 12-month
                                                                                                          Commissioner for Patents, currently                   (non-extendable) time period to pay the
                                                  Glenna Mickelson,
                                                                                                          located in Madison East, Tenth Floor,                 search and examination fees and any
                                                  Management Analyst, Office of the Chief
                                                                                                          600 Dulany Street, Alexandria, Virginia               required excess claims fees in response
                                                  Information Officer.
                                                                                                          22314. Comments also will be available                to a Notice to File Missing Parts of
                                                  [FR Doc. 2016–21279 Filed 9–2–16; 8:45 am]
                                                                                                          for viewing via the USPTO’s Internet                  Nonprovisional Application under the
                                                  BILLING CODE 3510–13–P
                                                                                                          Web site (http://www.uspto.gov).                      Extended Missing Parts Pilot Program,
                                                                                                          Because comments will be made                         the applicant must satisfy the following
                                                                                                          available for public inspection,                      conditions: (1) The applicant must
                                                  DEPARTMENT OF COMMERCE
                                                                                                          information that the submitter does not               submit a certification and request to
                                                                                                          desire to make public, such as an                     participate in the Extended Missing
mstockstill on DSK3G9T082PROD with NOTICES




                                                  Patent and Trademark Office
                                                                                                          address or phone number, should not be                Parts Pilot Program with the
                                                  [Docket No. PTO–P–2016–0027]                            included in the comments. It would be                 nonprovisional application on filing,
                                                                                                          helpful to the USPTO if comments                      preferably by using Form PTO/AIA/421,
                                                  Request for Comments on the
                                                                                                          included information about: (1) The                   titled ‘‘Certification and Request for
                                                  Extended Missing Parts Pilot Program
                                                                                                          name and affiliation of the individual                Extended Missing Parts Pilot Program’’;
                                                  AGENCY:United States Patent and                         responding; and (2) an indication of                  (2) the application must be an original
                                                  Trademark Office, Commerce.                             whether the comments represent views                  (i.e., not a Reissue) nonprovisional


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Document Created: 2018-02-09 12:04:01
Document Modified: 2018-02-09 12:04:01
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
DatesWritten comments must be submitted on or before November 7, 2016.
ContactRequests for additional information or copies of the information collection instrument and instructions should be directed to John W. Hounsell, Business and Industry Specialist, Office of Product and Program Management, National Technical Information Service, Department of Commerce, 5301 Shawnee Road, Alexandria, VA 22312, email: [email protected] or telephone: 703-605- 6184
FR Citation81 FR 61194 

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