81_FR_62114 81 FR 61941 - Federal Motor Vehicle Safety Standards; Federal Motor Carrier Safety Regulations; Parts and Accessories Necessary for Safe Operation; Speed Limiting Devices

81 FR 61941 - Federal Motor Vehicle Safety Standards; Federal Motor Carrier Safety Regulations; Parts and Accessories Necessary for Safe Operation; Speed Limiting Devices

DEPARTMENT OF TRANSPORTATION
National Highway Traffic Safety Administration
Federal Motor Carrier Safety Administration

Federal Register Volume 81, Issue 173 (September 7, 2016)

Page Range61941-61972
FR Document2016-20934

NHTSA and FMCSA are proposing regulations that would require vehicles with a gross vehicle weight rating of more than 11,793.4 kilograms (26,000 pounds) to be equipped with a speed limiting device initially set to a speed no greater than a speed to be specified in a final rule and would require motor carriers operating such vehicles in interstate commerce to maintain functional speed limiting devices set to a speed no greater than a speed to be specified in the final rule for the service life of the vehicle. Specifically, NHTSA is proposing to establish a new Federal motor vehicle safety standard (FMVSS) requiring that each new multipurpose passenger vehicle, truck, bus and school bus with a gross vehicle weight rating (GVWR) of more than 11,793.4 kilograms (26,000 pounds) be equipped with a speed limiting device. The proposed FMVSS would also require each vehicle, as manufactured and sold, to have its device set to a speed not greater than a specified speed and to be equipped with means of reading the vehicle's current speed setting and the two previous speed settings (including the time and date the settings were changed) through its On-Board Diagnostic connection. FMCSA is proposing a complementary Federal motor carrier safety regulation (FMCSR) requiring each commercial motor vehicle (CMV) with a GVWR of more than 11,793.4 kilograms (26,000 pounds) to be equipped with a speed limiting device meeting the requirements of the proposed FMVSS applicable to the vehicle at the time of manufacture, including the requirement that the device be set to a speed not greater than a specified speed. Motor carriers operating such vehicles in interstate commerce would be required to maintain the speed limiting devices for the service life of the vehicle. Based on the agencies' review of the available data, limiting the speed of these heavy vehicles would reduce the severity of crashes involving these vehicles and reduce the resulting fatalities and injuries. We expect that, as a result of this joint rulemaking, virtually all of these vehicles would be limited to that speed.

Federal Register, Volume 81 Issue 173 (Wednesday, September 7, 2016)
[Federal Register Volume 81, Number 173 (Wednesday, September 7, 2016)]
[Proposed Rules]
[Pages 61941-61972]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-20934]



[[Page 61941]]

Vol. 81

Wednesday,

No. 173

September 7, 2016

Part IV





Department of Transportation





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National Highway Traffic Safety Administration





49 CFR Part 571





Federal Motor Carrier Safety Administration

49 CFR Part 393





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Federal Motor Vehicle Safety Standards; Federal Motor Carrier Safety 
Regulations; Parts and Accessories Necessary for Safe Operation; Speed 
Limiting Devices; Proposed Rule

Federal Register / Vol. 81 , No. 173 / Wednesday, September 7, 2016 / 
Proposed Rules

[[Page 61942]]


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DEPARTMENT OF TRANSPORTATION

National Highway Traffic Safety Administration

49 CFR Part 571

[Docket No. NHTSA-2016-0087]
RIN 2127-AK92

Federal Motor Carrier Safety Administration

49 CFR Part 393

[Docket No. FMCSA-2014-0083]
RIN-2126-AB63


Federal Motor Vehicle Safety Standards; Federal Motor Carrier 
Safety Regulations; Parts and Accessories Necessary for Safe Operation; 
Speed Limiting Devices

AGENCY: National Highway Traffic Safety Administration (NHTSA) and 
Federal Motor Carrier Safety Administration (FMCSA), Department of 
Transportation (DOT).

ACTION: Notice of Proposed Rulemaking (NPRM).

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SUMMARY: NHTSA and FMCSA are proposing regulations that would require 
vehicles with a gross vehicle weight rating of more than 11,793.4 
kilograms (26,000 pounds) to be equipped with a speed limiting device 
initially set to a speed no greater than a speed to be specified in a 
final rule and would require motor carriers operating such vehicles in 
interstate commerce to maintain functional speed limiting devices set 
to a speed no greater than a speed to be specified in the final rule 
for the service life of the vehicle.
    Specifically, NHTSA is proposing to establish a new Federal motor 
vehicle safety standard (FMVSS) requiring that each new multipurpose 
passenger vehicle, truck, bus and school bus with a gross vehicle 
weight rating (GVWR) of more than 11,793.4 kilograms (26,000 pounds) be 
equipped with a speed limiting device. The proposed FMVSS would also 
require each vehicle, as manufactured and sold, to have its device set 
to a speed not greater than a specified speed and to be equipped with 
means of reading the vehicle's current speed setting and the two 
previous speed settings (including the time and date the settings were 
changed) through its On-Board Diagnostic connection.
    FMCSA is proposing a complementary Federal motor carrier safety 
regulation (FMCSR) requiring each commercial motor vehicle (CMV) with a 
GVWR of more than 11,793.4 kilograms (26,000 pounds) to be equipped 
with a speed limiting device meeting the requirements of the proposed 
FMVSS applicable to the vehicle at the time of manufacture, including 
the requirement that the device be set to a speed not greater than a 
specified speed. Motor carriers operating such vehicles in interstate 
commerce would be required to maintain the speed limiting devices for 
the service life of the vehicle.
    Based on the agencies' review of the available data, limiting the 
speed of these heavy vehicles would reduce the severity of crashes 
involving these vehicles and reduce the resulting fatalities and 
injuries. We expect that, as a result of this joint rulemaking, 
virtually all of these vehicles would be limited to that speed.

DATES: You should submit your comments early enough to ensure that the 
docket receives them not later than November 7, 2016.

ADDRESSES: You may submit comments, identified by one or both of the 
docket numbers in the heading of this document, by any of the following 
methods:
     Federal eRulemaking Portal: Go to http://www.regulations.gov. Follow the online instructions for submitting 
comments.
     Mail: Docket Management Facility: U.S. Department of 
Transportation, 1200 New Jersey Avenue SE., West Building Ground Floor, 
Room W12-140, Washington, DC 20590-0001
     Hand Delivery or Courier: 1200 New Jersey Avenue SE., West 
Building Ground Floor, Room W12-140, between 9 a.m. and 5 p.m. ET, 
Monday through Friday, except Federal holidays.
     Fax: 202-493-2251.
    Instructions: For detailed instructions on submitting comments and 
additional information on the rulemaking process, see the Public 
Participation heading of the Supplementary Information section of this 
document. Note that all comments received will be posted without change 
to http://www.regulations.gov, including any personal information 
provided. Please see the ``Privacy Act'' heading below.
    Privacy Act: Anyone is able to search the electronic form of all 
comments received into any of our dockets by the name of the individual 
submitting the comment (or signing the comment, if submitted on behalf 
of an association, business, labor union, etc.). You may review DOT's 
complete Privacy Act Statement in the Federal Register published on 
April 11, 2000 (65 FR 19477-78) or you may visit http://www.regulations.gov.
    Docket: For access to the docket to read background documents or 
comments received, go to http://www.regulations.gov or the street 
address listed above. Follow the online instructions for accessing the 
dockets.

FOR FURTHER INFORMATION CONTACT: 
    NHTSA: For technical issues, you may contact Mr. Markus Price, 
Office of Vehicle Rulemaking, Telephone: (202) 366-1810. Facsimile: 
(202) 366-7002. For legal issues, you may contact Mr. David Jasinski, 
Office of Chief Counsel, Telephone (202) 366-2992. Facsimile: (202) 
366-3820. You may send mail to these officials at: The National Highway 
Traffic Safety Administration, Attention: NVS-010, 1200 New Jersey 
Avenue SE., Washington, DC, 20590.
    FMCSA: For technical issues, you may contact Mr. Michael Huntley, 
Vehicle and Roadside Operations, Telephone (202) 366-5370. Facsimile: 
(202) 366-8842. For legal issues, you may contact Mr. Charles Medalen, 
Office of Chief Counsel, Telephone (202) 366-1354. Facsimile: (202) 
366-3602. You may send mail to these officials at: The Federal Motor 
Carrier Safety Administration, Attention: MC-PSV, 1200 New Jersey 
Avenue SE., Washington, DC 20590.

SUPPLEMENTARY INFORMATION:

Table of Contents

I. Executive Summary
II. Legal Basis
III. Background
    A. Speed Limiting Technology
    B. NHTSA's 1991 Report to Congress on CMV Speed Control Devices
    C. Petitions for Rulemaking
    1. American Trucking Associations (ATA) Petition
    2. Road Safe America Petition
    D. Request for Comment
    E. NHTSA Notice Granting Petitions
    F. FMCSA Research--Speed Limiting Device Installation on CMVs
IV. Heavy Vehicle Speed Related Safety Problem
    A. Heavy Vehicle Crashes at High Speeds
    B. NTSB Motorcoach Speed-Related Crash Investigation
V. Applicability of NHTSA's 1991 Report to Congress on CMV Speed 
Control Devices
VI. Comparative Regulatory Requirements
    A. Canada
    B. Australia
    C. Europe
    D. Japan
VII. Proposed Requirements
    A. Overview
    1. Proposed FMVSS
    2. Proposed FMCSR
    B. Applicability
    1. Proposed FMVSS
    2. Proposed FMCSR
    C. Proposed FMVSS Requirements
    1. Definitions
    2. Set Speed

[[Page 61943]]

    3. Tampering and Modification of the Speed-Limiting Device
    4. Test Procedure and Performance Requirements
    D. Proposed FMCSR Requirements
    1. Enforcement
VIII. Regulatory Alternatives
    A. Other Technologies Limiting Speed
    B. Tampering
    C. Test Procedures
    D. Electromagnetic Interference
IX. Other Issues
    A. Retrofitting
    B. Lead Time
X. Overview of Benefits and Costs
    A. Benefits
    1. Safety Benefits
    2. Fuel Saving Benefits
    B. Costs
    1. Heavy Vehicle Manufacturers
    2. Societal Costs Associated with the Operation of Heavy 
Vehicles
    3. Impacts on Small Trucking and Motorcoach Businesses
    C. Net Impact
XI. Public Participation
XII. Rulemaking Analyses
    A. Executive Orders 12866 and 13563 and DOT Regulatory Policies 
and Procedures
    B. Regulatory Flexibility Act
    C. Executive Order 13132 (Federalism)
    D. Executive Order 12988 (Civil Justice Reform)
    E. Executive Order 13609 (Promoting International Regulatory 
Cooperation)
    F. Executive Order 12630 (Taking of Private Property)
    G. Executive Order 12372 (Intergovernmental Review)
    H. Executive Order 13175 (Consultation and Coordination with 
Indian Tribal Governments)
    I. Executive Order 13045 (Protection of Children)
    J. Executive Order 13211 (Energy Effects)
    K. National Technology Transfer and Advancement Act
    L. Unfunded Mandates Reform Act
    M. National Environmental Policy Act
    N. Environmental Justice
    O. Paperwork Reduction Act
    P. Plain Language
    Q. Privacy Impact Assessment
    R. Regulation Identifier Number (RIN)

I. Executive Summary

    Studies examining the relationship between travel speed and crash 
severity have confirmed the common-sense conclusion that the severity 
of a crash increases with increased travel speed.\1\ Impact force 
during a crash is related to vehicle speed, and even small increases in 
speed have large effects on the force of impact. As speed increases, so 
does the amount of kinetic energy a vehicle has. Because the kinetic 
energy equation has a velocity-squared term, the kinetic energy 
increase is exponential compared to the speed increase, so that even 
small increases in speed have large effects on kinetic energy. For 
example, a 5 mph speed increase from 30 mph to 35 mph increases the 
kinetic energy by one-third.\2\ The effect is particularly relevant for 
combination trucks (i.e., truck tractor and trailer) due to their large 
mass.\3\ Additionally, higher speeds extend the distance necessary to 
stop a vehicle and reduce the ability of the vehicle, restraint device, 
and roadway hardware such as guardrails, barriers, and impact 
attenuators to protect vehicle occupants in the event of a crash.\4\
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    \1\ See, e.g., Johnson, Steven L. & Pawar, Naveen, Mack-
Blackwell Rural Transportation Center, College of Engineering, 
University of Arkansas, Cost-Benefit Evaluation of Large Truck-
Automobile Speed Limits Differentials on Rural Interstate Highways, 
MBTC 2048 (Nov. 2005).
    \2\ Virginia Commonwealth University Safety Training Center Web 
site, http://www.vcu.edu/cppweb/tstc/crashinvestigation/kinetic.html.
    \3\ Johnson, Steven L. & Pawar, Naveen, Mack-Blackwell Rural 
Transportation Center, Cost-Benefit Evaluation of Large Truck-
Automobile Speed Limits Differentials on Rural Interstate Highways, 
MBTC 2048 (Nov. 2005).
    \4\ Liu Cejun & Chen, Chou-Lin, NHTSA, An Analysis of Speeding-
Related Crashes: Definitions and the Effects of Road Environments, 
DOT HS 811 090 (Feb. 2009).
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    All vehicles with electronic engine control units (ECUs) are 
generally electronically speed governed to prevent engine or other 
damage to the vehicle. This is because the ECU monitors an engine's RPM 
(from which vehicle speed can be calculated) and also controls the 
supply of fuel to the engine. The information NHTSA has analyzed 
indicates that ECUs have been installed in most heavy trucks since 
1999, although we are aware that some manufacturers were still 
installing mechanical controls through 2003. We seek comment on when 
ECUs with speed limiting capabilities became widely used for the other 
heavy vehicles covered by this proposal, such as buses and school 
buses.
    The Department of Transportation has previously examined the issue 
of mandatory speed limitation for CMVs. In 1991, NHTSA published a 
report titled ``Commercial Motor Vehicle Speed Control Devices,'' \5\ 
in response to the Truck and Bus Safety and Regulatory Reform Act of 
1988.\6\ This report reviewed the problem of heavy vehicles traveling 
at speeds greater than 65 mph and these vehicles' involvement in 
``speeding-related'' crashes.\7\ At that time, the report found that 
combination trucks tended to travel at just over the posted speed 
limit. The report was supportive of fleet applications of speed 
monitoring and speed limiting devices, but concluded that, because of 
the small target population size as compared to the overall size of the 
population, there was not sufficient justification to require the 
application of speed limiting devices at that time.
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    \5\ NHTSA, Commercial Motor Vehicle Speed Control Devices, DOT 
HS 807 725 (May 1991).
    \6\ Truck and Bus Safety and Regulatory Reform Act of 1988, Pub. 
L. 100-690, 102 Stat. 4527 (Nov. 18, 1988).
    \7\ For the purposes of the report, a vehicle was considered to 
be ``speeding'' if its estimated travel speed exceeded the posted 
speed limit.
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    Several factors have changed since the submission of the 1991 
report, including the data on the target population, changes in the 
costs and technology of speed limiting devices, and the repeal of the 
national maximum speed limit law. These changes undermine the 
conclusions contained in the 1991 report and support our reexamination 
of this safety issue.
    In 2006, NHTSA received a petition from the American Trucking 
Associations (ATA) to initiate a rulemaking to amend the Federal Motor 
Vehicle Safety Standards (FMVSS) to require vehicle manufacturers to 
limit the speed of trucks with a Gross Vehicle Weight Rating (GVWR) 
greater than 26,000 pounds to no more than 68 miles per hour (mph). 
Concurrently, the ATA petitioned the FMCSA to amend the Federal Motor 
Carrier Safety Regulations (FMCSR) to prohibit owners and operators 
from adjusting the speed limiting devices in affected vehicles above 68 
mph. That same year, FMCSA received a petition from Road Safe America 
to initiate a rulemaking to amend the FMCSRs to require that all trucks 
manufactured after 1990 with a GVWR greater than 26,000 pounds be 
equipped with electronic speed limiting devices set at not more than 68 
mph.
    On January 26, 2007, NHTSA and FMCSA responded to these petitions 
in a joint Request for Comments notice in the Federal Register, seeking 
public comments on the petitions.\8\ On January 3, 2011, NHTSA 
published a notice granting the petitions for rulemaking and announced 
that the agency would initiate the rulemaking process with an NPRM.\9\
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    \8\ 72 FR 3904 (Jan. 26, 2007).
    \9\ 76 FR 78 (Jan. 3, 2011).
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    Using Fatality Analysis Reporting System (FARS) and National 
Automotive Sampling System General Estimates System (NASS GES) crash 
data over the 10-year period between 2004 and 2013, the agencies 
examined crashes involving heavy vehicles (i.e., vehicles with a GVWR 
of over 11,793.4 kg (26,000 pounds)) on roads with posted speed limits 
of 55 mph or above. The agency focused on crashes in which the speed of 
the heavy vehicle likely contributed to the severity of the crash 
(e.g., single vehicle crashes, crashes in which the heavy vehicle was 
the

[[Page 61944]]

striking vehicle). The agencies estimated that these crashes resulted 
in 10,440 fatalities \10\ from 2004 to 2013. On an annual basis, the 
fatalities averaged approximately 1,044 during this period.
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    \10\ The fatality numbers were also adjusted to reflect the 
effect of new heavy vehicle requirements that have been adopted by 
NHTSA within the last several years (e.g., the final rule adopting 
seat belt requirements for passenger seats in buses (78 FR 70415 
(Nov. 25, 2013), the final rule to adopt electronic stability 
control requirements for heavy vehicles (80 FR 36049 (June 23, 
2015)).
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    The agencies' analysis found that crashes involving heavy vehicles 
traveling faster are more deadly than crashes involving heavy vehicles 
traveling at lower speeds. Given this fact, NHTSA is proposing to 
require multipurpose passenger vehicles, trucks, buses and school 
buses, with a GVWR of more than 11,793.4 kilograms (26,000 pounds) to 
be equipped with a speed limiting device. As manufactured and sold, 
each of these vehicles would be required by NHTSA to have its device 
set to a speed not greater than a specified speed. NHTSA is proposing a 
lead time of three years from publication of a final rule for 
manufacturers to meet the proposed requirements.
    FMCSA is proposing a complementary Federal Motor Carrier Safety 
Regulation (FMCSR) requiring multipurpose passenger vehicles, trucks, 
and buses and school buses with a GVWR of more than 11,793.4 kilograms 
(26,000 pounds) operating in interstate commerce to be equipped with a 
speed limiting device meeting the requirements of the proposed FMVSS 
applicable to the vehicle at the time of manufacture, including the 
requirement that the device be set to a speed not greater than the 
specified speed. Motor carriers operating such vehicles in interstate 
commerce would be required to maintain the speed limiting devices for 
the service life of the vehicle.
    Vehicles with GVWRs above 26,000 pounds include multipurpose 
passenger vehicles, trucks, and buses and school buses and will be 
referred to as heavy vehicles within this notice. The purpose of this 
joint rulemaking is to reduce the severity of crashes involving these 
heavy vehicles and to reduce the number of resulting fatalities.
    Since this NPRM would apply both to vehicle manufacturers and motor 
carriers that purchase and operate these vehicles, this joint 
rulemaking is based on the authority of both NHTSA and FMCSA.
    NHTSA's legal authority for today's NPRM is the National Traffic 
and Motor Vehicle Safety Act (``Motor Vehicle Safety Act'').
    FMCSA's portion of this NPRM is based on the authority of the Motor 
Carrier Act of 1935 (1935 Act) and the Motor Carrier Safety Act of 1984 
(1984 Act), both as amended. The two acts are delegated to FMCSA by 49 
CFR 1.87(i) and (f), respectively.
    These legal authorities and the legal basis for the proposed FMCSR 
are discussed in more detail in Section II of this notice.
    NHTSA is proposing that speed limiting device requirements apply to 
all multipurpose passenger vehicles, trucks and buses with a GVWR of 
more than 11,793.4 kg (26,000 pounds). NHTSA considered several factors 
in determining the GVWR threshold for the proposed FMVSS. These 
vehicles carry the heaviest loads, and small increases in their speed 
have larger effects on the force of impact in a crash. Additionally, 
many of these vehicles are regulated by FMCSA and its State partners, 
permitting the establishment of an FMCSR to ensure the enforcement of 
the speed limiting requirements throughout the life of the vehicles.
    Although the petitions for rulemaking requested that NHTSA permit 
manufacturers to set the speed limiting device at any speed up to and 
including 68 mph, the agency has not proposed a specific set speed. In 
Section X of this document and in the Preliminary Regulatory Impact 
Analysis, Initial Regulatory Flexibility Analysis, and Draft 
Environmental Assessment accompanying this proposal, NHTSA has 
considered the benefits and costs of 60 mph, 65 mph, and 68 mph maximum 
set speeds.
    The agencies estimate that limiting the speed of heavy vehicles to 
60 mph would save 162 to 498 lives annually, limiting the speed of 
heavy vehicles to 65 mph would save 63 to 214 lives annually, and 
limiting the speed of heavy vehicles to 68 mph would save 27 to 96 
lives annually. Although we believe that the 60 mph alternative would 
result in additional safety benefits, we are not able to quantify the 
60 mph alternative with the same confidence as the 65 mph and 68 mph 
alternatives.
    To determine compliance with the operational requirements for the 
speed limiting device (i.e., that the vehicle is in fact limited to the 
set speed), NHTSA is proposing a vehicle-level test that involves 
accelerating the vehicle and monitoring the vehicle's speed. The 
proposed test procedure is substantially based on the United Nations 
Economic Commission for Europe (UNECE) regulation on vehicle speed 
limiting devices,\11\ with several modifications discussed in detail 
later in this document.
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    \11\ UNECE R89, Uniform provisions concerning the approval of: 
I. Vehicles with regard to limitation of their maximum speed or 
their adjustable speed limitation function; II. Vehicles with regard 
to the installation of a speed limiting device (SLD) or adjustable 
speed limitation device (ASLD) of an approved type; III. Speed 
limitation devices (SLD) and adjustable speed limitation device 
(ASLD),'' E/ECE/324-E/ECE/TRANS/505//Rev. 1/Add. 88/Amend. 2 
(January 30, 2011).
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    In order to reduce additional potential costs to vehicle 
manufacturers, NHTSA is not proposing requirements to prevent tampering 
or restrict adjusting the speed setting as part of the proposed FMVSS. 
Instead, to deter tampering with a vehicle's speed limiting device or 
modification of the set speed above the specified maximum set speed 
after the vehicle is sold, the proposed FMVSS would be reinforced by 
the proposed FMCSR, which would require motor carriers to maintain the 
speed limiting devices at a set speed within the range permitted by the 
FMVSS. To assist FMCSA's enforcement officials with post-installation 
inspections and investigations to ensure compliance with the 
requirement to maintain the speed limiters, NHTSA is proposing to 
require that the vehicle set speed and the speed determination 
parameters be readable through the On-Board Diagnostic (OBD) 
connection.\12\ In addition to the current speed limiter settings, 
NHTSA is proposing that the previous two setting modifications (i.e., 
the two most recent modifications of the set speed of the speed 
limiting device and the two most recent modifications of the speed 
determination parameters) be readable and include the time and date of 
the modifications.
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    \12\ Further information on the specification of the OBD 
connection is available at http://www.epa.gov/obd/regtech/heavy.htm.
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    In addition to the new vehicle requirements included in this 
proposal, NHTSA is considering whether to require commercial vehicles 
with a GVWR of more than 26,000 pounds currently on the road to be 
retrofitted with a speed limiting device with the speed set to no more 
than a specified speed. The agency has not included a retrofit 
requirement in this proposal because of concerns about the technical 
feasibility, cost, enforcement, and small business impacts of such a 
requirement. However, we are seeking public comment to improve our 
understanding of the real-world impact of implementing a speed limiting 
device retrofit requirement. As an alternative to a retrofit 
requirement, the agencies are also requesting comment on whether to 
extend the set speed requirement only

[[Page 61945]]

to all CMVs with a GVWR of more than 26,000 pounds that are already 
equipped with a speed limiting device.
    Based on our review of the available data, limiting the speed of 
heavy vehicles would reduce the severity of crashes involving these 
vehicles and reduce the resulting fatalities and injuries. Because 
virtually all heavy vehicles are CMVs and would be subject to both the 
proposed FMVSS and the proposed FMCSR, we expect that, as a result of 
this joint rulemaking, virtually all heavy vehicles would be speed 
limited.
    The agencies project that this joint rulemaking would be cost-
beneficial. Specifically, by reducing the severity of crashes involving 
heavy vehicles, we estimate that limiting heavy vehicles to 68 mph 
would save 27 to 96 lives annually, limiting heavy vehicles to 65 mph 
would save 63 to 214 lives annually, and limiting heavy vehicles to 60 
mph would save 162 to 498 lives annually.\13\ Based on range of 
fatalities prevented, this rulemaking would prevent 179 to 551 serious 
injuries \14\ and 3,356 to 10,306 minor injuries with a maximum set 
speed of 60 mph, 70 to 236 serious injuries and 1,299 to 4,535 minor 
injuries with a maximum set speed of 65 mph, and 30 to 106 serious 
injuries and 560 to 1,987 minor injuries with a maximum set speed of 68 
mph.
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    \13\ Although we believe that the 60 mph alternative would 
result in additional safety benefits, we are not able to quantify 
the 60 mph alternative with the same confidence as the 65 mph and 68 
mph alternatives.
    \14\ The fatality-to-injury ratios for AIS 3, AIS 4, and AIS 5 
injuries coincidentally add up to 1. Accordingly, the number of 
serious injuries prevented (AIS 3-5) is estimated to be equivalent 
to the number of fatalities. Please consult the PRIA for additional 
discussion on how the agencies estimated the injuries prevented.
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    Additionally, we project that this joint rulemaking would result in 
fuel savings and greenhouse gas (GHG) emissions reductions totaling of 
$848 million annually, assuming a 7 percent discount for fuel and a 3 
percent discount rate for GHG, for 60 mph and 65 mph speed limiter 
settings.\15\ For 68 mph speed limiters, we would expect fuel savings 
and GHG emissions reductions to result in benefits of $376 million 
annually.
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    \15\ For internal consistency and because of the way the social 
cost of carbon is estimated, the annual benefits are discounted back 
to net present value using the same discount rate as the social cost 
of carbon estimate (3 percent) rather than 3 percent and 7 percent. 
Please refer to Section X for additional information.
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    The cost of the proposed FMVSS to vehicle manufacturers is expected 
to be minimal. As discussed above, most vehicles to which the proposed 
FMVSS would apply are already equipped with electronic engine controls 
which include the capability to limit the speed of the vehicle, but may 
not have these controls turned on automatically.
    In addition to the costs to vehicle manufacturers, we have 
evaluated the societal cost implications of these proposed rules. We 
estimate that the proposed rules would cost $1,561 million for 60 mph 
speed limiters, $523 million for 65 mph speed limiters, and $209 
million for 68 mph speed limiters $433 million annually, assuming a 7 
percent discount rate, as a result of the potentially lower travel 
speeds and delay in the delivery of goods. However, the estimated fuel 
savings benefits of this proposed rule exceed these estimated societal 
costs.
    The commercial trucking market fits the classic definition of a 
negative externality, in which benefits are enjoyed by one party, but 
the costs associated with that benefit are imposed on another. In this 
case, higher travel speeds may produce more severe traffic crashes that 
result in more death, more injury, and greater property damage. While 
the cost of excess fuel consumption is borne by the vehicle fleet 
operators, the resulting fatalities, greenhouse gases, and pollutants 
may be imposed on society. The agencies estimate that this rule would 
be cost-beneficial. Even assuming that the proposed rule would result 
in the high cost estimate and the low benefit estimate, the net 
benefits of this rulemaking are estimated to be $1.1 billion to $5.0 
billion annually for 60 mph speed limiters, $1.0 billion to $2.8 
billion annually for 65 mph speed limiters, and $0.5 to $1.3 billion 
annually for 68 mph speed limiters, assuming a 7 percent discount rate.

                                                       Table 1--Annual Total Benefits, 7% Discount
                                                             [In millions of 2013 dollars *]
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                                                                      60 mph                          65 mph                          68 mph
                        Benefits                         -----------------------------------------------------------------------------------------------
                                                           Low estimate    High estimate   Low estimate    High estimate   Low estimate    High estimate
--------------------------------------------------------------------------------------------------------------------------------------------------------
Combination Trucks......................................          $2,571          $6,134          $1,458          $3,074            $640          $1,384
Single-unit trucks......................................             105             230              85             128              36              53
Buses...................................................              20             159              21              79               8              32
                                                         -----------------------------------------------------------------------------------------------
    Total...............................................           2,695           6,522           1,564           3,281             684           1,469
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* Numbers were rounded to the nearest integer.


                   Table 2--Annual Costs, 7% Discount Associated With Increased Delivery Time
                                          [In millions of 2013 dollars]
----------------------------------------------------------------------------------------------------------------
                                                            60 mph              65 mph              68 mph
----------------------------------------------------------------------------------------------------------------
Cost................................................             $1,534                $514                $206
----------------------------------------------------------------------------------------------------------------


                          Table 3--Overall Net Benefits to Heavy Vehicle Industries Associated With Speed Limiters, 7% Discount
                                                              [In millions, 2013 dollars] *
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                      60 mph                          65 mph                          68 mph
                         Vehicle                         -----------------------------------------------------------------------------------------------
                                                              Minimum         Maximum         Minimum         Maximum         Minimum         Maximum
--------------------------------------------------------------------------------------------------------------------------------------------------------
Total Benefits..........................................          $2,695          $6,522          $1,564          $3,281            $684          $1,469

[[Page 61946]]

 
Total Costs.............................................           1,561           1,561             523             523             209             209
Net Benefit.............................................           1,136           4,964           1,039           2,757             475           1,260
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* The estimates may not add up precisely due to rounding.

    The agencies seek comments and suggestions on any alternative 
options that would lower cost and maintain all or most of the benefits 
of the proposal, as well as information relative to a phase-in of the 
proposed requirements or alternatives to our proposed three-year lead 
time for manufacturers to meet the requirements of the new FMVSS.

II. Legal Basis

    Since this NPRM would apply both to vehicle manufacturers and motor 
carriers that purchase and operate these vehicles, this rulemaking is 
based on the authority of both NHTSA and FMCSA.
    NHTSA's legal authority for today's NPRM is the National Traffic 
and Motor Vehicle Safety Act (``Motor Vehicle Safety Act''). Under 49 
U.S.C. Chapter 301, Motor Vehicle Safety (49 U.S.C. 30101 et seq.), the 
Secretary of Transportation is responsible for prescribing motor 
vehicle safety standards that are practicable, meet the need for motor 
vehicle safety, and are stated in objective terms.\16\ ``Motor vehicle 
safety standard'' means a minimum performance standard for motor 
vehicles or motor vehicle equipment. When prescribing such standards, 
the Secretary must consider all relevant, available motor vehicle 
safety information.\17\ The Secretary must also consider whether a 
proposed standard is reasonable, practicable, and appropriate for the 
types of motor vehicles or motor vehicle equipment for which it is 
prescribed and the extent to which the standard will further the 
statutory purpose of reducing traffic accidents and associated 
deaths.\18\ The responsibility for promulgation of FMVSS is delegated 
to NHTSA. In proposing to require that heavy vehicles be equipped with 
speed limiting devices and that these devices initially be set to a 
speed not greater than a maximum specified speed by the manufacturer, 
the agency carefully considered these statutory requirements.
---------------------------------------------------------------------------

    \16\ 49 U.S.C. 30111(a).
    \17\ 49 U.S.C. 30111(b).
    \18\ Id.
---------------------------------------------------------------------------

    Mandating speed limiting devices in heavy vehicles and requiring 
that those devices be set at speeds not greater than a maximum 
specified speed would meet the need for motor vehicle safety by 
reducing the severity of crashes involving heavy vehicles and reducing 
the number of fatalities and injuries that result from such crashes. 
These safety benefits are summarized above and discussed in more detail 
below in Section X. The proposed FMVSS would be practicable because the 
vehicles that would be subject to the requirements already have speed-
limiting capability. The proposed FMVSS also contains objective 
performance criteria for evaluating the required speed limiting device, 
including a vehicle test procedure based on a United Nations Economic 
Commission for Europe (UNECE) test procedure, specification of the type 
of setting information that must be retrievable (i.e., the current 
speed setting and speed determination parameters as well as the last 
two modifications of each) and the means by which such information must 
be retrievable (i.e., through the OBD connection). As described above, 
NHTSA decided to focus on vehicles with a GVWR above 26,000 pounds and 
believes that the proposed requirements are appropriate for these 
vehicles because they carry the heaviest loads and because small 
increases in their speed have larger effects on the force of impact in 
a crash. Additionally, these vehicles are regulated by FMCSA and its 
State partners, permitting the establishment of an FMCSR to ensure the 
enforcement of the speed limiting requirements throughout the life of 
the vehicles.
    FMCSA's portion of this NPRM is based on the authority of the Motor 
Carrier Act of 1935 (1935 Act) and the Motor Carrier Safety Act of 1984 
(1984 Act), both as amended. The two acts are delegated to FMCSA by 49 
CFR 1.87(i) and (f), respectively.
    The 1935 Act authorizes the Department of Transportation (DOT) to 
``prescribe requirements for -- (1) qualifications and maximum hours of 
service of employees of, and safety of operation and equipment of, a 
motor carrier; and (2) qualifications and maximum hours of service of 
employees of, and standards of equipment of, a motor private carrier, 
when needed to promote safety of operations'' [49 U.S.C. 31502(b)].
    The 1984 Act confers on DOT authority to regulate drivers, motor 
carriers, and vehicle equipment. ``At a minimum, the regulations shall 
ensure that--(1) commercial motor vehicles are maintained, equipped, 
loaded, and operated safely; (2) the responsibilities imposed on 
operators of commercial motor vehicles do not impair their ability to 
operate the vehicles safely; (3) the physical condition of operators of 
commercial motor vehicles is adequate to enable them to operate the 
vehicles safely . . . ; and (4) the operation of commercial motor 
vehicles does not have a deleterious effect on the physical condition 
of the operators'' [49 U.S.C. 31136(a)(1)-(4)]. Sec. 32911 of the 
Moving Ahead for Progress in the 21st Century Act (MAP-21) [Pub. L. 
112-141, 126 Stat. 405, July 6, 2012] enacted a fifth requirement, 
i.e., to ensure that ``(5) an operator of a commercial motor vehicle is 
not coerced by a motor carrier, shipper, receiver, or transportation 
intermediary to operate a commercial motor vehicle in violation of a 
regulation promulgated under this section, or chapter 51 
[Transportation of Hazardous Material] or chapter 313 [Commercial Motor 
Vehicles Operators] of this title'' [49 U.S.C. 31136(a)(5)].
    The 1935 Act authorizes regulations on the ``safety of operations 
and equipment'' of a for-hire carrier and ``standards of equipment'' of 
a private carrier, ``when needed to promote safety'' [49 U.S.C. 
31502(b)(1)-(2)]. Speed limiting devices constitute safety equipment, 
as the preamble of this proposed rule amply demonstrates, and the 1935 
Act therefore authorizes FMCSA to require that such equipment be 
maintained as long as the vehicle is in service.
    Because NHTSA is proposing to require vehicle manufacturers to 
equip every new multipurpose passenger vehicle, truck, and bus with a 
gross

[[Page 61947]]

vehicle weight rating (GVWR) of more than 11,739.4 kilograms (26,000 
pounds), FMCSA proposes to require motor carriers operating such 
vehicles in interstate commerce to maintain functional speed limiting 
devices set at not more than the maximum specified speed for the 
service life of the vehicle. Two provisions of the 1984 Act are 
immediately relevant. A speed limiting device installed to improve 
safety must be ``maintained,'' as required by Sec.  31136(a)(1), to 
ensure that its benefits are actually realized in normal operations. 
Properly maintained speed limiting devices will also ensure that ``the 
responsibilities imposed on operators of commercial motor vehicles do 
not impair their ability to operate the vehicles safely'' [Sec.  
31136(a)(2)] in the sense that drivers cannot be ordered to drive more 
than the maximum set speed.
    The proposed rule does not directly address Sec.  31136(a)(3), 
dealing with the physical condition of the driver, or Sec.  
31136(a)(4), concerning the effect of driving on the physical condition 
of operators. However, the proposed rule would significantly reduce the 
consumption of diesel fuel (which is used by most vehicles heavier than 
26,000 pounds), with corresponding reductions in exhaust emissions. The 
effect on the health of drivers (and others) from exposure to diesel 
exhaust is difficult to estimate in the absence of a dose/response 
curve, significant changes in the chemical composition of diesel fuel 
over the years, and the presence of confounding factors like smoking 
[see, ``Hours of Service of Drivers,'' 70 FR 49978, 49983-49987, August 
25, 2005]. Nonetheless, reducing the total volume of exhaust emissions 
will likely have some beneficial effect on the health of many 
individuals, including drivers. This issue is discussed further in the 
Draft Environmental Assessment prepared for this NPRM.
    Finally, consistent with Sec.  31136(a)(5), a working speed 
limiting device will make it more difficult for a ``motor carrier, 
shipper, receiver, or transportation intermediary'' to coerce a driver 
to exceed highway speed limits in violation of the regulatory 
requirements of 49 CFR 392.2 and 392.6.
    The 1984 Act confers jurisdiction over ``commercial motor 
vehicles'' (CMVs) operating in interstate commerce. The term CMV 
includes 4 alternative definitions: A minimum weight of 10,001 pounds 
gross vehicle weight (GVW) or GVWR, whichever is greater [49 U.S.C. 
31132(1)(A)]; two different capacity thresholds for different types of 
passenger vehicle operation [Sec.  31132(1)(B)-(C)]; or the 
transportation of placardable quantities of hazardous material [Sec.  
31132(1)(D)]. NHTSA proposes to require manufacturers to install speed 
limiting devices only on vehicles with a GVWR above 26,000 pounds. 
FMCSA has no authority to regulate vehicle manufacturers [49 U.S.C. 
31147(b)] but proposes to require operators of CMVs covered by the 
NHTSA requirement who use the vehicles in interstate commerce to 
maintain speed limiting devices at the same level of effectiveness as 
the original equipment, irrespective of the CMV's passenger capacity or 
use to transport placardable quantities of hazardous material.
    Before prescribing any regulations, FMCSA must also consider their 
``costs and benefits'' [49 U.S.C. 31136(c)(2)(A) and 31502(d)]. Those 
factors are discussed in this proposed rule.

III. Background

A. Speed Limiting Technology

    All vehicles with electronic engine control units (ECUs) are 
electronically speed limited to prevent general damage to the vehicle. 
This is because the ECU monitors an engine's RPM and also controls the 
supply of fuel to the engine. Available information indicates that ECUs 
have been installed in most heavy trucks since 1999, though we are 
aware that some manufacturers were still installing mechanical controls 
through 2003.\19\ In addition, it appears that the practice of 
voluntarily setting the speed limiting devices, most often at speeds 
from 60 to 70 mph, has grown in recent years. Some trucking fleets use 
ECUs to limit the speed of their trucks in order to reduce the number 
of speed-related crashes, reduce fuel consumption, and reduce 
maintenance costs.
---------------------------------------------------------------------------

    \19\ Hino Motors indicated in its comments to the 2007 Request 
for Comments that it manufactured mechanically controlled vehicles 
through model year 2003.
---------------------------------------------------------------------------

B. NHTSA's 1991 Report to Congress on CMV Speed Control Devices

    Section 9108 of the Truck and Bus Safety and Regulatory Reform Act 
of 1988 required the Secretary of Transportation to conduct a study on 
whether devices that control the speed of CMVs enhance safe operation 
of such vehicles and to submit to Congress a report on the results of 
the study together with recommendations on whether to make the use of 
speed control devices mandatory for CMVs.\20\
---------------------------------------------------------------------------

    \20\ Truck and Bus Safety and Regulatory Reform Act of 1988, 
Pub. L. 100-690, 102 Stat. 4527, 4530 (Nov. 18, 1988).
---------------------------------------------------------------------------

    In response to this Act, NHTSA published a Report to Congress 
titled ``Commercial Motor Vehicle Speed Control Safety.'' \21\ This 
report reviewed the problem of heavy vehicle speeding (in particular, 
at speeds greater than 65 mph, which was the maximum rural Interstate 
speed limit at the time) and ``speeding-related'' crash 
involvements.\22\ The report described and assessed devices available 
to control truck speed, and addressed the mandatory use of speed 
control devices by heavy trucks. The report stated that, by all 
measures of crash involvement, speeding was not a significant factor in 
the crashes involving single-unit trucks. Thus, most of the report 
addressed combination trucks, which presented a more complex picture.
---------------------------------------------------------------------------

    \21\ NHTSA, Commercial Motor Vehicle Speed Control Safety, DOT 
HS 807 725 (May 1991). A copy of this report has been placed in the 
docket.
    \22\ For the purposes of the report, a vehicle was considered to 
be ``speeding'' if its estimated travel speed exceeded the posted 
speed limit.
---------------------------------------------------------------------------

    The report described the results of non-detectable radar studies 
that showed that highway speed limit compliance by combination trucks 
was poor but better than that of passenger vehicles. In the non-
detectable radar studies examined in the report, most trucks that were 
found to be speeding were traveling at just over the posted speed 
limit. Crash statistics indicated that speeding was generally less 
associated with combination truck crashes than it was with passenger 
vehicle crashes. The report described devices available to control 
truck speed and ways that they were applied in commercial fleet 
settings. The report was supportive of fleet applications of speed 
monitoring devices and speed limiting devices but at that time 
concluded that there was not sufficient justification to consider 
requiring all heavy trucks to be so equipped due to the small number of 
target crashes and uncertainties regarding the potential for crash 
reduction, which suggested that the benefits of mandatory speed 
limitation were questionable. Specifically, problem size statistics 
\23\ suggested that the number of target crashes was low, e.g., 
approximately 30 fatal crash involvements per year for combination 
trucks. The report also noted that all speeding-related crash 
statistics cited in the report used the categorization ``speeding-
related'' or ``high-speed-related,'' but that these terms did not 
necessarily mean that speeding was the primary cause of the crash or 
any resulting fatalities. The report stated that virtually all crashes

[[Page 61948]]

involve multiple contributing factors and that the elimination of any 
one factor--e.g., high speed--may or may not prevent the crash. Thus, 
the report viewed the identified speeding-related and high-speed-
related crashes as only potential target crashes for speed control 
devices. The report concluded that although speed control devices (if 
not tampered with) were likely to reduce the highway speeds of those 
trucks that do speed, their effectiveness in preventing and/or reducing 
the severity of these potential target crashes was unknown.
---------------------------------------------------------------------------

    \23\ For the purposes of the 1991 report, the ``problem size'' 
included crashes where the Police Accident Report indicated speeding 
at a speed greater than 70 mph.
---------------------------------------------------------------------------

C. Petitions for Rulemaking

1. American Trucking Associations (ATA) Petition
    On October 20, 2006, the ATA submitted a petition to NHTSA, 
pursuant to 49 CFR 552.3, to initiate a rulemaking to amend the FMVSS 
to require vehicle manufacturers to limit the speed of trucks with a 
GVWR greater than 26,000 pounds to no more than 68 mph.\24\ 
Concurrently, the ATA petitioned FMCSA, pursuant to 49 CFR 389.31, to 
initiate a rulemaking to amend the FMCSR to prohibit owners and 
operators from adjusting the speed limiting devices in affected 
vehicles in a way that enables the vehicles to exceed a speed of 68 
mph.
---------------------------------------------------------------------------

    \24\ Docket No. NHTSA-2007-26851-0005.
---------------------------------------------------------------------------

    The ATA stated that reducing speed-related crashes involving trucks 
is critical to the safety mission of both NHTSA and FMCSA, and that the 
requested requirements are necessary in order to reduce the number and 
severity of crashes involving large trucks. ATA's petition stated:

    A lack of focus on speed as a causal or significant contributing 
factor in crashes involving large trucks represents a significant 
gap in the federal government's truck safety strategy. While much of 
the federal truck safety budget has focused on ensuring the safe 
condition of equipment, on driver fatigue, and on prevention of 
impaired driving, it is clear from the research that speeding is a 
more significant factor in crashes involving trucks than any of the 
factors that currently receive the largest proportion of agency 
attention and resources.

The ``Justification'' section of ATA's petition also stated:

    ATA analyzed five years of fatal truck-involved crash data. We 
found that in 20 percent of truck-involved fatal crashes where 
speeding on the part of the truck driver was cited as a factor in 
the crash, and the truck's speed was recorded, the speed of the 
truck exceeded 68 mph. However, because the truck's speed is 
reported by investigating officers in only about half of truck-
involved fatal crashes, it is impossible to determine the actual 
number of potential crashes that might be avoided by limiting top 
truck speed to 68 mph. However, reasonable assumptions can be made 
and ATA believes the number of fatal crashes that could be avoided 
is significant.

    The ATA stated in its petition that reducing the speed of trucks 
will likely reduce both the number and severity of crashes, although 
ATA did not quantify injury or fatality reduction benefits. The ATA 
also stated that the reduced number of crashes, resulting from the 
lower speed for trucks, will reduce congestion, thereby reducing 
societal costs associated with the loss of productivity that occurs 
when vehicles have been disabled in a crash or delayed at a crash site.
    According to the ATA, there will be little or no cost increase for 
truck and truck tractor manufacturers associated with limiting the 
maximum speed since speed limiting devices are already installed on 
these vehicles during manufacture as a feature of the electronic engine 
control unit. Also, the ATA contended that the cost to carriers for the 
increase in time required to complete a delivery will be offset by 
savings in fuel consumption, fewer crashes, and less equipment wear.
2. Road Safe America Petition
    On September 8, 2006, Road Safe America, a public safety interest 
group, and a group of nine motor carriers \25\ petitioned FMCSA to 
amend the FMCSRs to require (1) electronic speed governors on all 
trucks with a GVWR over 26,000 pounds, (2) that these electronic speed 
governors be set at not more than 68 mph, and (3) that all trucks 
manufactured after 1990 be equipped with such electronic speed 
governors.\26\ The Road Safe America petition stated that the proposal 
to limit truck speed to 68 mph would reduce the number of truck 
collisions and save lives. According to Road Safe America, limiting 
truck speed to 68 mph will have an immediate and uniform impact with 
little or no detrimental effect on the lawful operation of CMVs.
---------------------------------------------------------------------------

    \25\ The nine motor carriers who cosigned the Road Safe America 
petition are Schneider National, Inc., C.R. England, Inc., H.O. 
Wolding, Inc., ATS Intermodal, LLC, Dart Transit Company, J.B. Hunt 
Transport, Inc., U.S. Xpress, Inc., Covenant Transport, Inc., and 
Jet Express, Inc.
    \26\ Docket Nos. NHTSA-2007-265.281-0001, NHTSA-2007-265.281-
0002.
---------------------------------------------------------------------------

D. Request for Comment

    On January 26, 2007, NHTSA and FMCSA published a joint Request for 
Comments notice in the Federal Register (72 FR 3904) seeking public 
comments on the ATA and Road Safe America petitions. This notice 
included a summary of the ATA and Road Safe America petitions, a review 
of heavy truck crash statistics, a brief summary of the 1991 NHTSA 
Report to Congress on Commercial Vehicle Speed Control Devices, and a 
request for specific information concerning the appropriateness of a 
Federal regulation limiting the speed of large trucks to 68 mph. The 
notice discussed how NHTSA is responsible for developing and issuing 
FMVSSs that establish minimum safety requirements for motor vehicles 
sold in the United States, and that if NHTSA ultimately established 
requirements to equip trucks with speed limiting devices as requested, 
FMCSA would initiate a rulemaking proceeding to amend the FMCSRs as 
necessary to ensure that trucks are equipped and maintained with a 
speed limiting device meeting the requirements specified in the 
applicable FMVSS.
    The Agencies received over 3,000 comments in response to the 
Request for Comments, mostly from private citizens and small 
businesses.\27\ Of these, many supported a regulation that would limit 
the speed of large trucks to 68 mph, including trucking fleets and 
consumer advocacy groups. Other comments submitted by independent 
owner-operator truckers, one trucking fleet association, and private 
citizens were opposed to the rulemaking approach requested in the 
petitions.
---------------------------------------------------------------------------

    \27\ Docket No. NHTSA-2007-26851, available at http://www.regulations.gov/#!docketDetail;D=NHTSA-2007-26851).
---------------------------------------------------------------------------

Supported
    Comments from private citizens and small organizations supporting 
the petitions include responses from individuals who were involved in 
crashes with heavy trucks or had friends or relatives who were killed 
or severely injured in crashes with large trucks. The private citizen 
supporters of the petitions include non-truck drivers who stated they 
are intimidated by the hazardous driving practices of some truck 
drivers, such as speeding, tailgating, and abrupt lane changes. These 
comments expressed the belief that limiting the speed of heavy trucks 
to 68 mph would result in safer highways, and several private citizens 
recommended that trucks be limited to 65 mph rather than 68 mph.
    Trucking organizations and safety groups supported the petition for 
similar reasons, and the comments summarized below represent the range 
of issues they addressed.
    Schneider National, Inc. (Schneider), a motor carrier with a 
sizeable trucking

[[Page 61949]]

fleet, indicated that its trucks have had speed limiting devices set to 
65 mph since 1996. According to Schneider's crash data involving its 
own fleet, vehicles without speed limiting devices accounted for 40 
percent of the company's serious collisions while driving 17 percent of 
the company's total miles. Schneider stated that its vehicles have a 
significantly lower crash rate than large trucks that are not speed 
limited or have a maximum speed setting greater than 65 mph.
    J.B. Hunt Transport, Inc. (J. B. Hunt), another large trucking 
fleet, commented that a differential speed between cars and large 
trucks will result from trucks being equipped with speed limiting 
devices set below the posted speed limit. This speed differential may 
cause a safety hazard; however, J.B. Hunt believes that the current 
safety hazard caused by large trucks traveling at speeds in excess of 
posted limits is of greater concern.
    Advocates for Highway and Auto Safety (Advocates) commented that 
large trucks require 20 to 40 percent more braking distance than 
passenger cars and light trucks for a given travel speed. Advocates 
also indicated that it did not believe that the data in the agency's 
1991 Report to Congress are still valid because the speed limits posted 
by the States over the past ten years are much higher than the national 
posted speed limit of 65 mph that was in effect in 1991.\28\
---------------------------------------------------------------------------

    \28\ We agree with Advocates that the conclusions of our 1991 
report are no longer valid, and have discussed this issue in detail 
in the section titled ``Applicability of the 1991 Report to Congress 
on Heavy Speed Limiters.''
---------------------------------------------------------------------------

    The Insurance Institute for Highway Safety (IIHS) stated on-board 
electronic ECUs will maintain the desired speed control for vehicles 
when enforcement efforts are not sufficient due to lack of resources. 
IIHS stated that there is already widespread use of speed governors by 
carriers and a mandate will result in net safety and economic benefits. 
IIHS asserted that limiting trucks to 68 mph would enhance safety but 
that limiting the vehicles to speeds below 68 mph would be safer.
    The Governors Highway Safety Association (GHSA) commented that 
large trucks are over-represented in motor vehicle crashes, stating 
that, based on 2004 data, large trucks were 3 percent of registered 
vehicles and represented about 8 percent of the total miles traveled 
nationwide, but were involved in 12 percent of traffic fatalities. GHSA 
stated that conventional approaches to vehicle speed control do not 
provide optimal benefits because of limited enforcement resources and 
the large number of miles of highway to cover. Accordingly, GHSA stated 
that it is prudent to consider requiring speed-limiting devices since 
they are currently installed in large trucks and can be adapted to be 
tamper-resistant.
    Several comments, including those from ATA's Technology & 
Maintenance Council, provided information concerning economic, non-
safety benefits that would result from requiring large trucks to be 
speed limited. The Technology & Maintenance Council stated that an 
increase of 1 mph results in a 0.1 mpg increase in fuel consumption, 
and for every 1 mph increase in speed over 55 mph, there is a reduction 
of 1 percent in tire tread life.
Opposed
    Comments opposing the petitions were received from many independent 
truck drivers, the Owner-Operator Independent Drivers Association 
(OOIDA), the Truckload Carriers Association (TCA), and private citizens 
(non-truck drivers).
    OOIDA asserted that mandating speed limiting devices would not 
reduce the number of crashes involving heavy trucks. Specifically, 
OOIDA commented that the agency's 1991 Report to Congress is still 
valid today--asserting there is no need to mandate speed limiting 
devices because the target population (high speed crashes) is still 
small compared to the total number of truck crashes. According to 
OOIDA, speed limiting devices would not have an effect on crashes in 
areas where the posted speed limit for trucks is 65 mph or below. OOIDA 
believes that the petitioners are attempting to force all trucks to be 
speed-limited so that the major trucking companies with speed-limited 
vehicles will not be forced to compete for drivers against independent 
trucking operations that have not limited their speeds to 68 mph or 
below. OOIDA also questioned the magnitude of the fuel economy benefits 
that would be realized with speed limiting devices and stated that it 
is not necessary to set large truck speed limiting devices at 68 mph to 
realize most of the economic benefits cited by the petitioners, because 
improved fuel economy and reduced emissions can be achieved with 
improved truck designs. OOIDA also stated that driver compensation and 
the lack of entry level driver training contribute to the problem of 
driving at excessive speeds.\29\
---------------------------------------------------------------------------

    \29\ FMCSA notes that Section 32305 of MAP-21 requires the 
agency to complete a rulemaking requiring entry-level training for 
all drivers seeking a commercial driver's license (CDL).
---------------------------------------------------------------------------

    TCA and OOIDA both commented that a speed differential will be 
created in many states by the 68 mph speed limit for heavy trucks and a 
higher speed limit for other vehicles. This speed differential could 
result in more interaction between cars and trucks, thus posing an 
additional safety risk for cars and trucks.
Other Issues
    According to comments from CDW Transport, a trucking fleet, speed 
limiting devices should be required on passenger vehicles as well as 
CMVs.
    Several comments from private citizens and small businesses opposed 
to the petitions stated that speed is not the only cause of crashes--
that weather and highway conditions are also significant factors. There 
were some comments stating that passenger vehicles cause the majority 
of the crashes between trucks and passenger vehicles. Some commenters 
stated that truck drivers will experience more fatigue with a 68-mph 
maximum speed, which could result in more crashes. Others expressed the 
opinion that State and local law enforcement agencies should enforce 
the speed of all vehicles on the nation's roads and highways, while 
some commenters favored a 75-mph limit for truck speed limiting 
devices, instead of 68 mph, to match the highest posted speed limit in 
the country.
    The Truck and Engine Manufacturers Association (EMA) \30\ provided 
information concerning the cost of tamper-proof speed limiting devices 
for large trucks. EMA estimates a one-time cost of $35 million to $50 
million would be required to develop ECUs with tamper-resistant speed 
limiting devices and a one-time cost of $150 million to $200 million to 
develop ECUs with tamper-proof speed limiting devices. With both of 
these ECU designs, there would be additional costs to make adjustments 
to the ECU for maximum speed, tire size, and drive axle and 
transmission gear ratio information.
---------------------------------------------------------------------------

    \30\ In 2011, the Engine Manufacturers Association, which 
includes the Truck Manufacturers Association, announced a new joint 
name for the organization, the Truck and Engine Manufacturers 
Association.
---------------------------------------------------------------------------

E. NHTSA Notice Granting Petitions

    On January 3, 2011, NHTSA published a notice granting the two speed 
limiting device-related petitions.\31\ Based on information received in 
response to a request for comments, we stated that these petitions 
merit further consideration through the rulemaking process. In 
addition,

[[Page 61950]]

because the petitions involved overlapping issues, NHTSA stated that it 
would address them together in a single rulemaking. Finally, the agency 
noted that the determination of whether to issue a rule would be made 
in the course of the rulemaking proceeding, in accordance with 
statutory criteria.
---------------------------------------------------------------------------

    \31\ 76 FR 78 (Jan. 3, 2011).
---------------------------------------------------------------------------

F. FMCSA Research--Speed Limiting Device Installation on CMVs

    In March 2012, FMCSA published a research report on a study 
intended to identify the safety impacts of implementing speed limiting 
devices in commercial vehicle fleet operation.\32\ The FMCSA study 
focused on the reduction in truck crashes that could have been avoided 
and/or mitigated with an active speed limiting device installed. This 
was the first study to use actual crash data collected directly from 
truck fleets, representing a wide array of crashes. More specifically, 
the study included data from 20 truck fleets, including approximately 
138,000 trucks, and it analyzed more than 15,000 crashes. The findings 
showed strong positive benefits for speed-limited trucks. In terms of 
safety benefits, results indicated that trucks equipped with speed 
limiting devices had a statistically significant lower speed-limited-
relevant crash rate compared to trucks without speed limiting devices 
(1.6 crashes per 100 trucks/year versus 2.9 crashes per 100 trucks/
year).
---------------------------------------------------------------------------

    \32\ Hanowski, R. et al., Research on the Safety Impacts of 
Speed Limiter Device Installations on Commercial Motor Vehicles: 
Phase II, FMCSA-RRR-12-006, March 2012, available at http://ntl.bts.gov/lib/51000/51300/51361/Speed-Limiters.pdf
---------------------------------------------------------------------------

    FMCSA's Compliance, Safety, and Accountability Program \33\ (CSA) 
addresses the issue of speeding-related crashes through its Unsafe 
Driving BASIC. This BASIC is a strong predictor of crash rates, 
although not the severity of crashes.
---------------------------------------------------------------------------

    \33\ http://csa.fmcsa.dot.gov/.
---------------------------------------------------------------------------

    The FMCSA report focused on the effectiveness of a set speed 
limiter in avoiding crashes. Because this research relied on fleets to 
report crashes, a level of uncertainty was introduced based on varying 
reporting techniques. Additional uncertainty was introduced because of 
difficulties in establishing comparable routes in order to balance risk 
exposure. While the FMCSA study was large, the agencies are using a 
distinctively different approach for the estimation of benefits that 
includes 10 years of crash data analysis. As described later in this 
notice, NHTSA has examined actual crashes and the severity of those 
crashes at various speeds to estimate the safety benefits of reducing 
crash speeds. While NHTSA's approach to estimating the safety benefits 
is more conservative, the agency has greater confidence that the 
benefits demonstrated in our approach will be fully realized because of 
our approach's ability to more effectively isolate the effects of speed 
reduction on safety.

IV. Heavy Vehicle Speed Related Safety Problem

A. Heavy Vehicle Crashes at High Speeds

    Studies examining the relationship between travel speed and crash 
severity have concluded that the severity of a crash increases with 
increased travel speed.\34\ Impact force during a crash is related to 
vehicle speed, and even small increases in speed have large effects on 
the force of impact. As speed increases, so does the amount of kinetic 
energy a vehicle has. Because the kinetic energy equation has a 
velocity-squared term, the kinetic energy increase is exponential 
compared to the speed increase, so that even small increases in speed 
have large effects on kinetic energy. For example, a 5 mph speed 
increase from 30 mph to 35 mph increases the kinetic energy by one-
third.\35\ The effect is particularly relevant for combination trucks 
(i.e., truck tractor and trailer) due to their large mass.\36\ 
Additionally, higher speeds extend the distance necessary to stop a 
vehicle and reduce the ability of the vehicle, restraint device, and 
roadway hardware such as guardrails, barriers, and impact attenuators 
to protect vehicle occupants in the event of a crash.\37\
---------------------------------------------------------------------------

    \34\ Johnson, Steven L. & Pawar, Naveen, Mack-Blackwell Rural 
Transportation Center, Cost-Benefit Evaluation of Large Truck-
Automobile Speed Limits Differentials on Rural Interstate Highways, 
MBTC 2048 (Nov. 2005).
    \35\ Virginia Commonwealth University Safety Training Center Web 
site, http://www.vcu.edu/cppweb/tstc/crashinvestigation/kinetic.html.
    \36\ Johnson, Steven L. & Pawar, Naveen, Mack-Blackwell Rural 
Transportation Center, Cost-Benefit Evaluation of Large Truck-
Automobile Speed Limits Differentials on Rural Interstate Highways, 
MBTC 2048 (Nov. 2005).
    \37\ Liu Cejun & Chen, Chou-Lin, NHTSA, An Analysis of Speeding-
Related Crashes: Definitions and the Effects of Road Environments, 
DOT HS 811 090 (Feb. 2009).
---------------------------------------------------------------------------

    In evaluating the role travel speed plays in heavy vehicle crashes, 
the agencies used FARS and GES crash data over the 10-year period 
between 2004 and 2013 to examine crashes involving heavy vehicles 
(i.e., vehicles with a GVWR of over 11,793.4 kg (26,000 pounds)) on 
roads with posted speed limits of 55 mph or above. The agency focused 
on crashes in which the speed of the heavy vehicle likely contributed 
to the severity of the crash (e.g., single vehicle crashes, crashes in 
which the heavy vehicle was the striking vehicle). The agencies 
estimated that these crashes resulted in 10,440 fatalities \38\ from 
2004 to 2013 (approximately 1,044 annually).
---------------------------------------------------------------------------

    \38\ The fatality numbers were also adjusted to reflect the 
effect of new heavy requirements that have been adopted by NHTSA 
within the last several years (e.g., the final rule adopting seat 
belt requirements for passenger seats in buses (78 FR 70415 (Nov. 
25, 2013), the final rule to adopt electronic stability control 
requirements for heavy vehicles (80 FR 36049 (June 23, 2012).
---------------------------------------------------------------------------

    Among the 10,440 fatalities, 9,747 resulted from crashes involving 
combination trucks, 442 resulted from crashes involving single unit 
trucks and the remaining 251 resulted from crashes involving buses.

               Table 4--Adjusted Fatal Target Population Based on FARS, Crash and Occupant Counts
              [For vehicles with a GVWR greater than 11,793 kg (26,000 lbs.), 10 years, 2004-2013]
----------------------------------------------------------------------------------------------------------------
          Combination truck                     Single unit truck                            Bus
----------------------------------------------------------------------------------------------------------------
   Crash counts      Person counts       Crash counts      Person counts       Crash counts      Person counts
----------------------------------------------------------------------------------------------------------------
          9,285              9,747                417                442                194                251
----------------------------------------------------------------------------------------------------------------


[[Page 61951]]

B. NTSB Motorcoach Speed-Related Crash Investigation

    In addition to examining the FARS and NASS GES data relating to 
fatal heavy vehicle crashes, the agencies reviewed the National 
Transportation Safety Board (NTSB) Accident Reports to better 
understand the details surrounding high-speed crashes involving 
motorcoaches. The agencies identified one motorcoach crash in which 
excessive vehicle speed was cited as a major safety risk. The crash 
occurred on U.S. Route 163, in Mexican Hat, Utah, on January 6, 
2008.\39\ Nine passengers were fatally injured and 43 passengers and 
the driver sustained injuries.
---------------------------------------------------------------------------

    \39\ NTSB/HAR-09/01 PB2009-91620; Motorcoach Run-Off-the-Road 
and Rollover U.S. Route 163, Mexican Hat, Utah; January 6, 2008.
---------------------------------------------------------------------------

    As part of the crash investigation, NTSB conducted a vehicle speed 
analysis and estimated that the motorcoach was likely traveling 88 mph 
at the time of the crash. Although the motorcoach had a speed-limiting 
device with a maximum speed of 72 mph, NTSB determined that the 
motorcoach was capable of achieving a higher speed while in 10th gear 
when going downhill.
    Based on the facts surrounding this crash, this incident does not 
necessarily demonstrate the safety risk that speed-limiting devices are 
meant to address. Existing speed-limiting devices regulate a vehicle's 
speed by monitoring the engine's RPM and controlling the supply of fuel 
to the engine, but do not limit the downhill speed of a vehicle. 
Although today's proposal would not necessarily limit speed on downhill 
portions of roadways, we are requesting comments on whether a device 
that could limit speeds in such a situation is technically feasible.

V. Applicability of NHTSA's 1991 Report to Congress on CMV Speed 
Control Devices

    As discussed above, in 1991, NHTSA published a report titled 
``Commercial Motor Vehicle Speed Control Devices.'' \40\ This report 
reviewed the problem of commercial vehicle operations at speeds greater 
than 65 mph and these vehicles' involvement in speed-related crashes. 
The report found that combination trucks tended to travel at just over 
the posted speed limit. The report was supportive of fleet applications 
of speed monitoring and speed-limiting devices but concluded that, 
because of the small target population size, there was not sufficient 
justification to require the application of speed-limiting devices at 
that time.
---------------------------------------------------------------------------

    \40\ DOT HS 807 725 (May 1991).
---------------------------------------------------------------------------

    In response to the two petitions received by NHTSA, we reexamined 
the report and determined that several factors have changed since its 
submission in 1991, including data on the target population, changes in 
the costs and technology of speed limiting devices, and the repeal of 
the national maximum speed limit law. These changes undermine the 
conclusions contained in the 1991 report.
    The 1991 report focused on the crash involvement rate of heavy 
vehicles. The report estimated 39 fatalities annually involving 
combination trucks traveling in excess of 70 mph. However, the report 
stated that NHTSA was unable to determine whether the reduction in 
heavy vehicle travel speeds would actually reduce the crash risk (or 
resulting fatality risk) of these vehicles significantly, since other, 
non-speed-related factors might still have occurred to cause the 
crashes. The report determined that the incremental benefits of 
mandatory speed limiting devices were questionable.
    As described in more detail below and in the Preliminary Regulatory 
Impact Analysis (PRIA) that accompanies this NPRM, included in the 
docket, the agencies have analyzed more recent data from 2004 to 2013 
in order to determine the potential benefits of limiting the maximum 
speed of vehicles with a GVWR of over 11,793.4 kg (26,000 pounds). 
Instead of focusing on the effect of such devices on crash involvement 
rate, we have focused on their effect on crash severity and used this 
approach to isolate the effect of speed on the fatal crash rate. 
Accordingly, this methodology allows us to estimate with greater 
certainty the lives that can be saved by electronically setting the 
maximum speed of vehicles with a GVWR of over 11,793.4 kg (26,000 
pounds). Additionally, the 1991 report detailed the mechanisms for 
limiting speed available at that time and their associated costs. While 
the report accurately predicted the proliferation of electronically-
controlled engines capable of limiting speed, it also noted the high 
cost of installing mechanical engine speed governors on vehicles. The 
available information indicates that electronically-controlled engines 
have been installed in most heavy trucks since 1999, though we are 
aware that some manufacturers were still installing mechanical controls 
through 2003. Accordingly, many of the equipment cost concerns 
discussed in the 1991 report are inapplicable today.
    Finally, during the time the 1991 report was being developed, the 
maximum speed limit in the U.S. was 55 mph.\41\ The national speed 
limit was repealed in 1995.\42\ Examining current State speed limits, 
the maximum posted speed limits for trucks vary between 55 and 85, with 
35 States having a maximum posted truck speed limit above 65 mph.\43\

    \41\ Although the maximum national speed limit was 55 mph, some 
rural interstates were exceptions to this, with maximum speed limits 
of 65mph.
    \42\ The Emergency Highway Energy Conservation Act in 1974 
mandated a 55 mph national maximum speed limit on all U.S. highways 
and tied highway funds to the enforcement of the limit by States. 
The Surface Transportation Uniform Relocation Assistance Act (1987) 
gave each state the right to increase speed limits on portions of 
the Interstate system lying within the least-populated areas of its 
boundaries. The National Highway System Designation Act of 1995 gave 
States the ability to set speed limits.
    \43\ Insurance Institute for Highway Safety, Maximum Posted 
Speed Limits, http://www.iihs.org/iihs/topics/laws/speedlimits?topicName=speed, (last visited June 2016).
---------------------------------------------------------------------------

 55 mph: California, District of Columbia
 60 mph: Hawaii, Michigan, Washington
 65 mph: Alaska, Connecticut, Delaware, Indiana, Massachusetts, 
Montana, New Jersey, New York, Oregon, Rhode Island, Vermont
 70 mph: Alabama, Arkansas, Florida, Georgia, Idaho, Illinois, 
Iowa, Kentucky, Maryland, Minnesota, Mississippi, Missouri, New 
Hampshire, North Carolina, Ohio, Pennsylvania, South Carolina, 
Tennessee, Virginia, West Virginia, Wisconsin
 75 mph: Arizona, Colorado, Kansas, Louisiana, Maine, Nebraska, 
New Mexico, North Dakota, Oklahoma
 80 mph: Nevada, South Dakota, Utah, Wyoming
 85 mph: Texas

    Thus, vehicles, including those with a GVWR of 11,793.4 kg (26,000 
pounds), are now traveling faster than they were in 1991.
    Based on the foregoing, the agencies have determined that it was 
appropriate to reexamine the report to Congress and have come to the 
conclusion that the concerns and conclusions in that report are no 
longer valid. However, we have no plans at this time to prepare an 
updated study, given limited agency resources.

VI. Comparative Regulatory Requirements

    In developing this proposal, the agencies examined speed-limiting 
requirements in other countries, which are summarized below. Several 
jurisdictions have imposed speed-limiting requirements on certain heavy

[[Page 61952]]

vehicles and have developed test procedures to ensure that covered 
vehicles meet these requirements. The Canadian provinces of Quebec and 
Ontario limited the speed of large trucks to 65 mph in July 2009. In 
Australia, large trucks have been limited to 62 mph since 1990, with a 
56 mph limit for road trains (multiple trailers). The European Union 
has limited the speed of large trucks and buses under its jurisdiction 
to 62 mph since 1994. Japan limited large trucks to 56 mph in 2003.

A. Canada

    Transport Canada does not have a Canadian Motor Vehicle Safety 
Standard for heavy vehicle speed limiting; however, the provinces of 
Ontario and Quebec do require that if a CMV is equipped with an 
electronic control module capable of being programmed to limit vehicle 
speed, it must be set to no more than 105 km/h (65 mph).\44\ This 
requirement does not apply to buses, mobile cranes, motor homes, 
vehicles manufactured before 1995, vehicles with a manufacturer's gross 
vehicle weight rating under 11,793.4 kg (26,000 pounds), ambulances, 
cardiac arrest emergency vehicles, or fire apparatuses.
---------------------------------------------------------------------------

    \44\ See Highway Traffic Act, R.S.O, ch. H.8, Section 68.1, 
available at http://www.e-laws.gov.on.ca/html/statutes/english/elaws_statutes_90h08_e.htm#s68p1s1, and Equipment, RRO/1990-587, 
available at http://www.e-laws.gov.on.ca/html/regs/english/elaws_regs_900587_e.htm. In Quebec and Ontario, enforcement is 
carried out primarily using standard speed control methods to 
identify heavy vehicles being driven at more than 105 km/h. 
Complementing these methods, they use portable electronic testing 
units connected to a port located inside the truck's cab, highway 
controllers to access motor data and determine whether the speed 
limiter has been set at a speed of 105 km/h or less. http://www.mto.gov.on.ca/english/trucks/trucklimits.shtml.
---------------------------------------------------------------------------

    Additional requirements for Ontario include the following:
     A speed-limiting device is properly set if it prevents a 
driver, by means of accelerator application, from accelerating to or 
maintaining a speed greater than permitted.
     The maximum speed shall be set by means of the electronic 
control module that limits the feed of fuel to the engine.\45\
---------------------------------------------------------------------------

    \45\ See O. Reg. 396/08, s.1
---------------------------------------------------------------------------

     A CMV is exempt if it is equipped with an equally 
effective device, not dependent on the electronic control module, which 
allows limitation of vehicle speed, remotely or not, but does not allow 
the driver to deactivate or modify the set speed.
     All aspects of a CMV's computer device or devices, 
computer programs, components, equipment and connections that are 
capable of playing a role in preventing a driver from increasing the 
speed of a CMV beyond a specified value shall be in good working order.
     A CMV's electronic control module shall contain 
information that accurately corresponds with any component or feature 
of the vehicle referred to in the module, including information 
regarding the tire rolling radius, axle gear ratio and transmission 
gear ratio.

B. Australia

    In Australia, heavy goods vehicles and heavy omnibus maximum road 
speed are regulated through the Australian Design Rule (ADR) 65/00 
``Maximum Road Speed Limiting for Heavy Goods Vehicles.'' This standard 
applies to heavy omnibuses with a gross vehicle mass (GVM) of 5 tons or 
more (UNECE category code M3), as well as heavy goods vehicles over 12 
tons (UNECE category code N3). For ``Road Train'' vehicles, the maximum 
road speed capability is established by the State or Territory 
authority. For other heavy goods vehicles and for heavy omnibus 
vehicles, the maximum road speed capability may be no greater than 100 
km/h (62 mph).
    The ADR allows for vehicles to be speed-limited by means of gearing 
or a governor and tested with the following conditions:
     The tires shall be bedded and the pressure shall be as 
specified by the manufacturer.
     The vehicle shall be at `Unladen Mass.'
     The track surface shall be free from standing water, snow 
or ice and shall be free from uneven patches; and the gradient shall 
not exceed 2 percent and gradients shall not vary by more than 1 
percent excluding camber effects.
     The mean wind road speed measured at a height at least 1 
meter above the ground shall be less than 6 m/s with gusts not 
exceeding 10 m/s.
     The instantaneous vehicle road speed shall be recorded 
throughout the test with a road speed measurement accuracy of at least 
plus or minus 1 percent at maximum time intervals of 0.1 seconds. The 
test is then conducted ``starting from a road speed 10 km/h less than 
the `Set Speed' and the vehicle shall be accelerated as much as 
possible without changing gear by using a fully positive action on the 
accelerator control. This action shall be maintained without changing 
gear for at least 30 seconds after the `Set Speed' is achieved.'' The 
acceptance criteria for this test are twofold.
    [cir] Within the first 10 seconds after reaching the `Set Speed' 
the maximum vehicle road speed shall not exceed 105% of `Set Speed' and 
the rate of change of vehicle road speed shall not exceed 0.5 m/s\2\.
    [cir] More than 10 seconds after reaching the `Set Speed', the 
maximum vehicle road speed shall not differ from the `Set Speed' by 
more than plus or minus 3.3% of the `Set Speed' and the rate of change 
of road speed shall not exceed 0.2 m/s\2\.

C. Europe

    In 1992, the European Commission (EC) issued directive 92/6/EEC, 
requiring installation of speed limiting devices on trucks weighing 
over 12,000 kg (26,400 pounds) and buses with eight or more passenger 
seats weighing over 10,000 kg (22,000 pounds). The directive required 
that the speed limiting devices be set in such a way that covered 
trucks could not exceed 90 km/h (55.9 mph) and that covered buses could 
not exceed 100 km/h (62.1 mph). These requirements were phased in, 
initially applying to new vehicles registered after January 1, 1994. A 
retrofit requirement was subsequently added so that the speed-limiting 
requirements apply to all covered vehicles registered after January 1, 
1988.
    That same year, UNECE enacted Regulation 89 (ECE R89), which 
details uniform provisions concerning the approval of vehicles with 
regard to their maximum speed and installation of speed limiting 
devices, as well as approval of speed limiting devices themselves.\46\ 
This regulation specifies general requirements for vehicles with speed 
limiting devices, as well as performance requirements and test 
procedures.
---------------------------------------------------------------------------

    \46\ UNECE R89, Uniform provisions concerning the approval of: 
I. Vehicles with regard to limitation of their maximum speed or 
their adjustable speed limitation function; II. Vehicles with regard 
to the installation of a speed limiting device (SLD) or adjustable 
speed limitation device (ASLD) of an approved type; III. Speed 
limitation devices (SLD) and adjustable speed limitation device 
(ASLD),'' E/ECE/324-E/ECE/TRANS/505//Rev. 1/Add. 88/Amend. 2 
(January 30, 2011).
---------------------------------------------------------------------------

    The ECE R89 test involves running the vehicle on a test track at a 
speed 10 km/h (6.2 mph) below the set speed and then accelerating the 
vehicle as much as possible until at least 30 seconds after the vehicle 
speed has stabilized. The speed of the vehicle is recorded at intervals 
of less than 0.1 second. The test is considered satisfactory if the 
stabilized speed of the vehicle does not exceed the set speed of the 
vehicle by more than five percent of the set speed or 5 km/h (3.1 mph) 
(whichever is greater), the maximum speed does not

[[Page 61953]]

exceed the stabilized speed by more than five percent, and the variance 
in vehicle speed and rate of change of vehicle speed does not exceed 
certain thresholds during specified portions of the test.
    In 2002, the EC issued directive 2002/85/EC, which extended the 
coverage of the speed limiting device requirements to include trucks 
weighing between 3,500 kg (7,716 pounds) and 12,000 kg (26,400 pounds) 
and buses with eight or more passenger seats weighing less than 10,000 
kg (22,000 pounds).
    The ECE R89 requirements are as follows:
     The speed limitation must be such that the vehicle in 
normal use, despite the vibrations to which it may be subjected, 
complies with certain provisions including the following:
    [cir] The vehicle's speed limiting device (SLD) must be so 
designed, constructed and assembled as to resist corrosion and ageing 
phenomena to which it may be exposed and to resist tampering in 
accordance with the paragraph below.
    [ssquf] The limitation threshold must not, in any case, be capable 
of being increased or removed temporarily or permanently on vehicles in 
use.
    [ssquf] The speed limitation function and the connections necessary 
for its operation, except those essential for the running of the 
vehicle, shall be capable of being protected from any unauthorized 
adjustments or the interruption of its energy supply by the attachment 
of sealing devices and/or the need to use special tools.
    [cir] The speed limiting function shall not actuate the vehicle's 
service braking device. A permanent brake (e.g., retarder) may be 
incorporated only if it operates after the speed limitation function 
has restricted the fuel feed to the minimum fuel position.
    [cir] The speed limitation function must be such that it does not 
affect the vehicle's road speed if a positive action on the accelerator 
is applied when the vehicle is running at its set speed.
    [cir] The speed limitation function may allow normal acceleration 
control for the purpose of gear changing.
    [cir] No malfunction or unauthorized interference shall result in 
an increase in engine power above that demanded by the position of the 
driver's accelerator.
    [cir] The speed limitation function shall be obtained regardless of 
the accelerator control used if there is more than one such control 
which may be reached from the driver's seating position.
    [cir] The speed limitation function shall operate satisfactorily in 
its electromagnetic environment ``without unacceptable electromagnetic 
disturbance for anything in this environment.''
    [cir] The applicant for approval shall provide documentation 
describing checking and calibration procedures. ``It shall be possible 
to check the functioning of the speed limitation function whilst the 
vehicle is stationary.''
    Annex 5 of the ECE R89 regulation provides specific vehicle, test 
track, test equipment, and test methods upon which we have based our 
proposed test procedure. The ECE regulation also contains specific 
acceleration, deceleration, and speed.
    The test begins with the vehicle running at a speed 10 km/h below 
the set speed and then accelerated as much as possible using a fully 
positive action on the accelerator control. This action is then 
maintained for at least 30 seconds after the vehicle speed has been 
stabilized. During the test, the vehicle's precise speed and time are 
collected in order to calculate the maximum speed, stabilized speed, 
the amount of time required to stabilize the speed, maximum 
acceleration before the stabilized speed is established, and the 
maximum acceleration during the stabilized period.

D. Japan

    In Japan, speed limitation devices are required to be installed on 
motor vehicles used to carry goods and have a GVWR of 8 tons or more or 
a maximum loading capacity of 5 tons or more. These devices are also 
required on trucks drawing trailers which have a GVWR of 8 tons or more 
or a maximum loading capacity of 5 tons or more. The general rules for 
these devices are as follows:
     The speed limitation device shall be so constructed that 
the vehicle may not be accelerated by the operation of the acceleration 
devices, such as the accelerator pedal, when the vehicle is running at 
its set speed.
     The set speed of the speed limitation device shall be any 
speed not exceeding 90 km/h. Furthermore, the speed limitation device 
shall be so constructed that the users, etc. of the vehicle cannot 
alter the set speed nor release the setting.
     The speed limitation device shall be fully capable of 
``withstanding the running.'' Even if wrong operation, etc., of the 
speed limitation device should occur, it would not incur any increased 
output that will exceed the engine output determined by the condition 
of the accelerating devices, such as the depressing amount of the 
accelerator pedal.\47\
---------------------------------------------------------------------------

    \47\ NHTSA understands this provision to require robustness of 
the speed limitation device and limitations on the impacts of its 
failure.
---------------------------------------------------------------------------

     On motor vehicles equipped with ``plural'' accelerating 
devices, the speed limitation device shall actuate for every 
accelerating device.
     The speed limitation device shall not actuate the service 
brake device of the vehicle. However, the speed limitation device may 
actuate the auxiliary brake device only after the fuel supply has been 
minimized.
     The speed limitation device and connections necessary for 
its operation (except connections whose disconnection will prevent the 
normal motor vehicle operation) shall be capable of being protected 
from any unauthorized adjustments that will hamper the function of the 
speed limitation device or the interruption of its energy supply, such 
as power supply, by the attachment of sealing devices and/or the need 
to use special tools. However, this provision shall not apply to speed 
limitation devices whose function can be confirmed while the vehicle is 
stopping.
    The conformity of these requirements is tested either by the use of 
a proving grounds test, a chassis dynamometer test, or by an engine 
bench test in the following ways:

 Proving grounds test
[cir] Conditions of the test vehicle

    [ssquf] The air inflation pressure of the tires shall be the value 
as posted in the specification table. Moreover, the tires shall be ones 
that have undergone break-in.
    [ssquf] The weight of the test vehicle shall be the vehicle weight. 
However, on motor vehicles equipped with a spare tire and onboard 
tools, the test may be conducted with such articles mounted on the 
vehicle.

[cir] Characteristics of proving ground

    [ssquf] The surface of the proving ground shall be flat paved road. 
Gradients shall not exceed 2% and shall not vary by more than 1% 
excluding camber effects.
    [ssquf] The surface of the proving ground shall be free from water 
pool, snow accumulation or ice formation.

[cir] Ambient weather conditions

    [ssquf] The mean wind speed shall be less than 6 m/s. Moreover, the 
maximum wind speed shall not exceed 10 m/s.

 Acceleration test
[cir] Test Procedure

    [ssquf] The vehicle running at a speed 10 km/h below the set speed 
shall be accelerated as much as possible by operating the accelerator 
device, e.g. by

[[Page 61954]]

depressing the accelerator pedal fully. This action shall be maintained 
at least 30 seconds even after the vehicle speed has been stabilized. 
The vehicle speeds shall be recorded during the test in order to 
establish the curve of the speed versus the time. In this case, the 
accuracy of the speed measurement shall be within 1%, whereas the 
accuracy of the time measurement shall be within 0.1 second.
    [cir] The test shall be carried out for each gear ratio allowing in 
theory the set speed to be exceeded.

 Requirements

    [cir] In this test, the speed of the test vehicle shall satisfy the 
following requirements enumerated below.
    [ssquf] The stabilized speed shall not exceed the set speed plus 5 
km/h nor a speed of 90 km/h.
    [ssquf] After the stabilization speed has been reached for the 
first time, the maximum speed shall not exceed the stabilization speed 
multiplied by 1.05. Furthermore, the absolute value of the rate of 
change of speed shall not exceed 0.5 m/s \2\ when measured on a period 
greater than 0.1 second.
    [ssquf] Within 10 seconds of first reaching the stabilized speed, 
the speed limitation function shall be controlled in such a way that 
the following requirements are satisfied.
    [ssquf] The speed shall not vary by more than 4% of the stabilized 
speed or 2 km/h, whichever is greater.
    [ssquf] The absolute value of the rate of change of speed shall not 
exceed 0.2 m/s\2\ when measured over a period greater than 0.1 second.

[cir] Steady speed test
[ssquf] Test procedure

     The vehicle shall be driven at full acceleration up to the 
steady speed by operating the acceleration device, e.g. by depressing 
the accelerator pedal fully. Then, the vehicle shall be maintained at 
this stabilized speed at least 400 meters. The vehicle's average speed 
shall be measured after the vehicle attained the stabilized speed. 
Next, the same measurement shall be repeated on the proving ground but 
in the opposite direction. The mean of the two average speeds measured 
for both test runs shall be considered the mean stabilized speed. The 
whole test shall be conducted five times. In this case, the speed 
measurements shall be performed with an accuracy of 1% whereas the time 
measurements shall be carried out with an accuracy of 0.1 second.
     The test shall be carried out for each gear ratio allowing 
in theory the set speed to be exceeded.

 Requirements

    [cir] In this test, the speeds of the test vehicle shall satisfy 
the following.
    [cir] On each test run, the mean stabilized speed shall not exceed 
the set speed plus 5 km/h or a speed of 90 km/h.
    [cir] The difference between the maximum value and the minimum 
value of the mean stabilized speeds obtained during each test run shall 
be no more than 3 km/h.

 Chassis dynamometer test
    [cir] Conditions of chassis dynamometer

    [ssquf] The equivalent inertia weight shall be set with an accuracy 
of 10% of the vehicle weight of the test vehicle.

 Acceleration test
[cir] Test procedure

    [ssquf] The vehicle running at a speed 10 km/h below the set speed 
shall be accelerated as much as possible by operating the accelerating 
device, e.g. by depressing the accelerator pedal fully. This action 
shall be maintained at least 20 seconds even after the vehicle speed 
has been stabilized. The vehicle speeds shall be recorded during the 
test in order to establish the curve of the speed versus the time. In 
this case, the accuracy of the speed measurement shall be within  1%, whereas the accuracy of the time measurement shall be within 
0.1 second.
    [ssquf] The load of the chassis dynamometer during the test shall 
be set to the forward running resistance of the test vehicle with an 
accuracy of 10%. Furthermore, when the competent authority approves it 
as appropriate, the load may be set to the maximum power of the engine 
multiplied by 0.4.
    [ssquf] The test shall be carried out for each gear ratio allowing 
in theory the set speed to be exceeded.

 Test procedure

    [cir] The vehicle shall be driven at full acceleration up to the 
steady speed by operating the accelerating device, e.g., by depressing 
the accelerator pedal fully. Then, the vehicle shall be maintained at 
this stabilized speed at least 400 meters. The vehicle's average speed 
shall be measured after the test vehicle has attained the stabilized 
speed. This average speed shall be considered the mean stabilized 
speed. The whole test shall be conducted five times. The speed 
measurements shall be performed with an accuracy of  1 
percent, whereas the time measurements shall be carried out with an 
accuracy of within 0.1 second.
    [cir] The load of the chassis dynamometer shall be changed 
consecutively from the maximum power of the engine to the maximum power 
of the engine multiplied by 0.2.
    [cir] The test shall be carried out for each gear ratio allowing in 
theory the set speed to be exceeded.
     In this test, the requirements prescribed shall be 
satisfied.

[cir] Engine bench test

    [ssquf] This test method can be carried out only when the competent 
authority recognizes that this bench test is equivalent to the proving 
ground measurement.

 Indication

    [cir] With regard to those motor vehicles equipped with a speed 
limitation device that has complied with the requirement of this 
Technical Standard, a mark shall be indicated at a place in the vehicle 
compartment where the driver can easily see the mark and at the rear 
end of the vehicle (excluding truck tractors).

VII. Proposed Requirements

A. Overview

1. Proposed FMVSS
    NHTSA is proposing to establish a new FMVSS that would require new 
multipurpose passenger vehicles, trucks, buses, and school buses with a 
gross vehicle weight rating of more than 11,793.4 kilograms (26,000 
pounds) to be equipped with a speed-limiting device. Additionally, as 
manufactured and sold, each vehicle would be required to have its 
device set to a specified speed. Although NHTSA has not specified a 
maximum set speed in this proposal, NHTSA intends to specify a maximum 
set speed in a final rule implementing this proposal. NHTSA has 
considered the benefits and costs of a 68 mph maximum set speed as 
requested in the petitions as well as 60 mph and 65 mph maximum set 
speeds in the overview of benefits and costs discussed in Section X of 
this document and in the Preliminary Regulatory Impact Analysis, 
Initial Regulatory Flexibility Analysis, and Draft Environmental 
Assessment accompanying this proposal.
    To determine compliance with the operational requirements for the 
speed-limiting device (e.g., that the vehicle is in fact limited to the 
set speed), NHTSA is proposing a vehicle level test that involves 
accelerating the vehicle and monitoring the vehicle's speed. The 
proposed test procedure is substantially based on the UNECE R89, 
described above.
    Finally, to assist FMCSA's enforcement officials with post-
installation inspections and investigations to ensure compliance with 
the speed limiting device maintenance requirement, NHTSA is proposing 
to require that the vehicle set

[[Page 61955]]

speed and the speed determination parameters be readable through the 
On-Board Diagnostic (OBD) connection.\48\ In addition to the current 
speed limiting device settings, NHTSA is proposing that the previous 
two setting modifications (i.e., the two most recent modifications of 
the set speed of the speed limiting device and the two most recent 
modifications of the speed determination parameters) be readable and 
include the time and date of the modifications.
---------------------------------------------------------------------------

    \48\ Further information on the specification of the OBD 
connection is available at http://www.epa.gov/obd/regtech/heavy.htm.
---------------------------------------------------------------------------

    NHTSA solicits comment on all aspects of the proposed FMVSS, 
including the requirements for a speed-limiting device, the initial set 
speed requirement, the types of vehicles to which the speed limiting 
device requirements should be applicable, the proposed recording 
requirement and potential alternatives, and the proposed test 
procedure.
2. Proposed FMCSR
    FMCSA is proposing an FMCSR requiring each CMV with a GVWR of more 
than 11,793.4 kilograms (26,000 pounds) to be equipped with a speed-
limiting device meeting the requirements of the proposed FMVSS 
applicable to the vehicle at the time of manufacture, including the 
requirement that the device be set to a specified speed. As with the 
FMVSS, FMCSA has not specified the maximum set speed in this proposal, 
FMCSA intends to specify the maximum set speed in a final rule 
implementing this proposal. Motor carriers operating such vehicles in 
interstate commerce would be required to maintain the speed-limiting 
devices for the service life of the vehicle. FMCSA solicits comment on 
all aspects of this proposed FMCSR.

B. Applicability

1. Proposed FMVSS
    NHTSA is proposing that speed limiting device requirements apply to 
all new multipurpose passenger vehicles, trucks and buses with a gross 
vehicle weight rating of more than 11,793.4 kg (26,000 pounds). 
Although the majority of the estimated safety benefits of this joint 
rulemaking are for combination trucks because they travel more vehicle 
miles at high speeds, and thus are involved in more high-speed crashes, 
this rulemaking would also reduce the number of fatalities from crashes 
involving other types of heavy vehicles, some of which carry a large 
number of passengers. Additionally, because other heavy vehicles like 
single unit trucks and heavy buses have the same heavy-duty engines as 
combination trucks, the costs associated with installing the required 
speed-limiting devices in these vehicles would be minimal. For these 
reasons, the agency has tentatively concluded that it is appropriate to 
subject all types of heavy vehicles to the speed-limiting device 
requirements.
    Regarding the GVWR threshold, NHTSA decided to focus the speed-
limiting device requirements on those vehicles that carry the heaviest 
loads and for which small increases in speed have larger effects on the 
force of impact in a crash. These vehicles would also be subject to 
both FMCSA's regulations applicable to vehicles operated in interstate 
commerce and states' compatible regulations adopted as a condition of 
receiving Motor Carrier Safety Assistance Program (MCSAP) grants.
    Specifically, NHTSA considered how FMCSA and its state partners 
could effectively enforce the proposed standard to realize the 
potential safety benefits. These benefits result from maintaining the 
speed-limiting devices after they are sold. In general, NHTSA does not 
have the authority to regulate the use of motor vehicles or motor 
vehicle equipment by vehicle owners. However, almost all of the 
vehicles with a GVWR over 11,793.4 kg (26,000 pounds) are CMVs and 
their maintenance is regulated by FMCSA through the FMCSRs.\49\ As 
discussed throughout this notice, if NHTSA requires speed limiting 
devices as requested in the petitions, FMCSA will simultaneously amend 
the FMCSRs to ensure that CMVs with a GVWR over 26,000 pounds that 
operate in interstate commerce are equipped and maintained with a speed 
limiting device meeting the requirements of the FMVSS. Accordingly, 
NHTSA is proposing to limit the applicability of the speed limiting 
device requirements to vehicles with a GVWR over 11,793.4 kg (26,000 
pounds) in order to ensure that these vehicles continue to be speed 
limited.
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    \49\ Some vehicles covered by the FMVSS would not be covered by 
the FMCSR. These vehicles include transit buses, motor homes, most 
school buses, and CMVs in exclusively intrastate service. States may 
voluntarily require CMVs in exclusively intrastate service through 
FMCSA's Motor Carrier Safety Assistance Program, as discussed in 
Section VII.D.1 below.
---------------------------------------------------------------------------

    NHTSA requests comment on the applicability of the proposed speed 
limiting device requirements, specifically whether the proposed 
requirements should apply to vehicles with a GVWR of 11,793.4 kg 
(26,000 pounds) or lower. We are interested in the costs, if any, to 
manufacturers of these lighter vehicles, as well as the costs to the 
operators of these vehicles--and, if applicable, the operators' 
customers--resulting from the additional travel time.
2. Proposed FMCSR
    Consistent with the proposed FMVSS, the proposed FMCSR would also 
apply to each multipurpose passenger carrying vehicle, truck, bus and 
school bus (to the extent they fall under FMCSA jurisdiction) with a 
gross vehicle weight rating of more than 11,793.4 kilograms (26,000 
pounds).
    FMCSA requests comment on the cost of enforcement of the proposed 
FMCSR, training, new enforcement tools that may be required, and the 
costs, if any, to law enforcement partner agencies.

C. Proposed FMVSS Requirements

    NHTSA's general approach in developing performance requirements for 
speed limiting devices was to identify key areas of performance 
pertinent to the overall effectiveness of speed limiting devices, thus 
reducing the severity of crashes, as well as to consider opportunities 
to harmonize the proposal with other global regulations. Considering 
that almost all vehicles covered by the proposed FMVSS are used for 
commercial purposes, the proposed requirements also include performance 
aspects to assist inspectors in the verification of the speed limiting 
device setting and pertinent speed determination parameter settings.
    The proposed requirements are generally consistent with those in 
the UNECE regulation for vehicles with regard to limitation of their 
maximum speed. These requirements are located in part I of UNECE R89. 
While not all the provisions of the UNECE standard are pertinent to 
NHTSA's proposed regulation, we have evaluated this and other standards 
and have proposed specific text that best supports the purpose of the 
proposed FMVSS.
1. Definitions
    We are proposing three new definitions with respect to the speed 
limiting device. The first definition is the set speed 
(Vset). The set speed is the speed limiting device setting, 
or the intended maximum cruising speed of the vehicle and the speed 
reported through the OBD connection. The speed would be no greater than 
a speed to be specified in a final rule implementing this proposal. 
Additionally we are proposing a definition for the actual maximum 
average cruising speed of the vehicle, which is referred to as the 
stabilized speed (Vstab). Although we

[[Page 61956]]

provide a detailed test procedure for obtaining this speed, it is 
generally the maximum speed that the vehicle can achieve on level 
ground once the speed control device has stabilized. The 
Vstab speed is required to be equal to the Vset 
speed. We seek comment on the ability of manufacturers to build 
equipment capable of meeting this requirement. Finally, the maximum 
speed (Vmax) is the maximum speed that the vehicle can 
achieve during the transitional or settling period prior to the vehicle 
speed being stabilized. This is often referred to as the overshoot in a 
control device. All three of these vehicle speed definitions have the 
same general meaning as those used in the UNECE regulation.
2. Set Speed
    NHTSA is proposing that, as manufactured and sold, each vehicle's 
speed limiting device would be required to have a set speed of no 
greater than a speed to be specified in a final rule implementing this 
proposal. Although the petitions for rulemaking requested that NHTSA 
permit manufacturers to set the speed limiting device at any speed up 
to and including 68 mph, the agency has not proposed a specific set 
speed. In Section X of this document and in the Preliminary Regulatory 
Impact Analysis, Initial Regulatory Flexibility Analysis, and Draft 
Environmental Assessment accompanying this proposal, NHTSA has 
considered the benefits and costs of 60 mph, 65 mph, and 68 mph maximum 
set speeds.
    The agencies estimate that limiting the speed of heavy vehicles to 
60 mph would save 162 to 498 lives annually, limiting the speed of 
heavy vehicles to 65 mph would save 63 to 214 lives annually, and 
limiting the speed of heavy vehicles to 68 mph would save 27 to 96 
lives annually. Although we believe that the 60 mph alternative would 
result in additional safety benefits, we are not able to quantify the 
60 mph alternative with the same confidence as the 65 mph and 68 mph 
alternatives.
    NHTSA also examined maximum posted speed limits for heavy vehicles. 
The following table shows the distribution of maximum posted speed 
limits.

                                 Table 5
------------------------------------------------------------------------
                                                             Number of
                                                              States
 Maximum posted speed limit for certain larger vehicles   (including the
                                                            District of
                                                             Columbia)
------------------------------------------------------------------------
55 mph..................................................               2
60 mph..................................................               3
65 mph..................................................              11
70 mph..................................................              21
75 mph..................................................               9
80 mph..................................................               4
85 mph..................................................               1
------------------------------------------------------------------------

    The purpose of this joint rulemaking is to save lives by reducing 
the severity of crashes involving heavy vehicles. NHTSA and FMCSA are 
proposing to accomplish this by requiring that those vehicles be 
equipped with speed limiting devices. The proposed rules are not 
intended as a mechanism to enforce maximum speed limits set by States. 
However, the agencies are mindful that the proposed rules would limit 
the travel speed of heavy vehicles below the maximum posted speed 
limits in some States. We have therefore considered the distribution of 
State speed limits as one factor in deciding the appropriate set speed 
requirement. The above table illustrates that the vast majority of 
States (41 States) have maximum truck speed limits between 65 mph and 
75 mph, with the most common maximum truck speed limits being 70 mph 
(21 States) and 65 mph (11 States).
    We have also examined data from EMA \50\ showing the factory speed 
limiting device settings for trucks \51\ manufactured in 2010 and 2011. 
By far, the single most common speed limiting device setting for the 
332,530 vehicles manufactured during this period was 65 mph (24.8%--
82,474 vehicles). Trucking fleets generally custom order truck tractors 
and request speed limiting device settings from the manufacturer based 
on the costs and benefits of various maximum speeds. The high number of 
vehicles set to 65 mph suggests that this is a reasonable maximum speed 
at which to efficiently and safely transport goods, even if it is not 
the optimum maximum speed for every company.
---------------------------------------------------------------------------

    \50\ EMA, Vehicle Speed Limiter Settings--Ex Factory 2010 & 2011 
(Nov. 2011).
    \51\ EMA indicated that the vehicles included in the data 
consist of mostly heavy-duty trucks and truck tractors with some 
medium-duty trucks. EMA further indicated that the data included a 
significant portion of the total heavy-duty production since the 
start of 2010. See id.
---------------------------------------------------------------------------

    NHTSA will weigh all of these factors in choosing a maximum set 
speed for newly manufactured large vehicles and FMCSA will weigh these 
factors in considering what maximum set speed at which motor carriers 
would be required to maintain speed limiters. The benefits estimates 
indicate that substantially more lives would be saved if heavy vehicles 
are limited to 65 mph versus 68 mph with an additional increase in 
lives saved if heavy vehicles are limited to 60 mph instead of 65 mph. 
However, the agencies will also consider State speed limits and the 
economic impact on manufacturers and fleets including current speed 
limiter settings and the potential for harmonization with Ontario and 
Quebec maximum set speed requirements of 105 km/h (65 mph). NHTSA and 
FMCSA will consider other maximum set speeds both within that range of 
speeds and outside of it. NHTSA and FMCSA request comment on what an 
appropriate maximum set speed would be and why that speed should be 
chosen over other possible maximum set speeds.
    We are proposing that the speed limiting device be permitted to 
allow normal acceleration control for the purpose of gear changing. It 
is important to provide acceleration control for the purpose of gear 
changing in order to maintain vehicle drivability. We note that, as 
proposed, the speed-limiting device must limit the speed of the vehicle 
regardless of the gear selection. Additionally, we are proposing that 
the maximum speed (overshoot) not exceed the stabilized speed by more 
than 5 percent. Likewise, the stabilized speed must not exceed the set 
speed.
3. Tampering and Modification of the Speed-Limiting Device
    Unlike UNECE R89, NHTSA is not proposing any requirement on 
manufacturers to make the speed limiting device tamper-resistant or to 
restrict modification of the speed limiting device settings. In other 
words, although the proposed FMVSS would require that the initial set 
speed be not greater than a specified speed, a speed limiting device 
could be capable of adjustment above the specified speed and still meet 
the requirements of the proposed FMVSS. However, because the proposed 
FMVSS would be reinforced by the proposed FMCSR, we expect that 
virtually all of these vehicles would be limited to the specified 
speed.
    As described below, NHTSA is concerned about tampering and 
modification of the speed limiting device settings after a vehicle is 
sold. After considering various means of preventing these types of 
activities as described below in the Regulatory Alternatives section, 
the agency has tentatively decided not to include this type of 
requirement because of the costs that such a requirement would impose 
on manufacturers. NHTSA is also concerned about the feasibility of

[[Page 61957]]

establishing performance requirements that would be objective and 
effective in resisting various methods of tampering.\52\
---------------------------------------------------------------------------

    \52\ The agency notes that some manufacturers may voluntarily 
decide to install speed limiting systems with features to restrict 
modification of the settings and/or make the device tamper-resistant 
as part of their compliance approach under the fuel efficiency 
program for medium- and heavy-duty vehicles. Specifically, the fuel 
efficiency program for medium- and heavy-duty vehicles permits 
manufacturers to implement a fixed maximum vehicle speed through a 
speed limiter feature and use the maximum speed as an input for the 
model used for purposes of certification to the standards of the 
fuel efficiency program (76 FR 57106, 57155 (Sep. 15, 2011)). 
Although the speed limiter may be adjustable, compliance is based on 
the highest adjustable speed setting. Speed settings that are 
protected by encrypted controls or passwords are not considered when 
determining the highest adjustable speed, and manufacturers are 
required to use good engineering judgment to ensure that the speed 
limiter is tamper resistant.
---------------------------------------------------------------------------

    In particular, the agency is concerned about speed limiting device 
setting adjustment and tampering that could allow vehicles to travel 
faster than the specified maximum set speed. The agency is also 
concerned about post-sale modification of the speed determination 
parameters such that they do not match the equipment on the vehicle or 
the failure to modify the parameters after replacing equipment. Either 
of these actions could result in the vehicle being capable of traveling 
at speeds higher than the set speed. Finally, the agency is concerned 
about potential tampering with the speed limiting device, such as 
hacking the ECU to disable the speed-limiting device, installing a 
device that sends a false signal to the speed-limiting device, or 
replacing the ECU with an ECU that does not limit the speed.
    In contrast, NHTSA believes that some modifications should not be 
restricted, like adjusting the set speed below the maximum specified 
set speed and changing the speed determination parameter values as 
necessary to reflect replacement equipment (e.g., equipping the vehicle 
with different-size tires). These types of modifications do not 
interfere with, and may even facilitate, vehicles continuing to operate 
at speeds no greater than the maximum specified set speed after they 
are sold. Accordingly, NHTSA is proposing to require that speed-
limiting devices have some means of adjusting the speed determination 
parameter values as necessary to reflect replacement equipment.
    In order to deter those types of activities that would allow a 
vehicle to travel above the maximum specified set speed, the proposed 
FMVSS would be reinforced by the proposed FMCSR, which would require 
motor carriers to maintain the speed limiting devices in accordance 
with the requirements of the proposed FMVSS. For example, the FMCSR 
would prohibit vehicle operators from adjusting the set speed above a 
maximum specified set speed.
    To assist in verifying the performance of the speed limiting device 
while the vehicle is in use, NHTSA is proposing that the vehicle set 
speed and the speed determination parameters, such as tire size and 
gear ratios, be readable through the OBD connection. In addition to the 
current speed limiting device settings, NHTSA is proposing that the 
previous two setting modifications (i.e., the previous two 
modifications of the set speed and the previous two modifications of 
the speed determination parameters) be readable and include the time 
and date when they were modified.
    NHTSA seeks comment on the proposed speed limiting device setting 
readability requirements. For example, is reporting the time and date 
of setting modifications feasible or should some other value be 
specified (e.g., mileage at the time of modification)? What are other 
appropriate speed determination parameters, in addition to tire size 
and gear ratios, that should be readable through the OBD connection? 
Should the agency specify additional requirements to ensure that the 
speed limiting device settings are readily accessible through the OBD 
connection and in an easy-to-understand format in order to facilitate 
enforcement, and, if so, what should those requirements be?
    NHTSA also seeks comment on any alternative approach that would 
allow inspectors to verify the speed limiting device settings at a 
reduced cost.
4. Test Procedure and Performance Requirements
    NHTSA is proposing a vehicle-level test that involves the 
acceleration of the vehicle on a test track. The agency is proposing 
various track and weather conditions, based on the widely utilized 
UNECE regulation and other vehicle tests that are conducted on test 
tracks, to ensure the repeatability of testing. The test begins with 
the vehicle traveling at a steady speed that is below the set speed. 
The vehicle is accelerated using a full positive action on the 
accelerator control. Such action is maintained for at least 30 seconds 
after the vehicle speed has been stabilized. During the testing, the 
instantaneous vehicle speed is recorded during the testing in order to 
establish the curve of speed versus time. A more detailed summary of 
the proposed test procedure follows.
    Vehicle conditions. The vehicle would be tested with the tire 
pressure at the manufacturer's specified pressure in the unloaded 
weight condition with a single operator.
    Test Track conditions. The test surface would be a surface suitable 
to enable stabilization speed to be maintained and be free from uneven 
patches, with gradients not exceeding 2% and not varying by more than 
1% excluding camber effects. The test track would be a paved surface 
free from standing water, snow, or ice.
    Ambient weather conditions. In order to prevent inconsistency in 
the test, the test would be performed when the mean wind speed measured 
was less than 5 m/s and the temperature between 45[emsp14][deg]F and 
104[emsp14][deg]F. NHTSA is proposing a less stringent wind speed 
condition than the UNECE requirement in order to maintain consistency 
with other FMVSS track tests.
    Test equipment. The speed measurement would be independent of the 
vehicle speedometer and accurate within plus or minus 1 percent.
    Running the test. The vehicle would be run at a speed 10 km/h below 
the set speed and would be accelerated as much as possible using a full 
positive action on the accelerator control. This action would be 
maintained at least 30 seconds after the vehicle speed stabilized. The 
instantaneous vehicle speed would be recorded during the testing in 
order to establish the curve of speed versus time.
    The speed versus time curve would then be evaluated in order to 
find the stabilized speed and the maximum speed. Under the proposed 
requirements, the maximum speed achieved during the test must be no 
greater than 5 percent of the stabilized speed and the stabilized speed 
must not exceed the set speed. The agency notes that this proposed 
requirement is more stringent than the UNECE requirement, which 
specifies that the stabilized speed must be within 5 percent or 5 km/h 
of the set speed of the set speed. Adopting the UNECE tolerance would 
mean that a vehicle could have a stabilized speed of 5 km/h (3 mph) 
above the specified maximum set speed and still meet the proposed 
requirements. NHTSA will choose a maximum set sped based primarily on 
safety considerations with considerations also given to other benefits 
including fuel savings and the costs of the rule including opportunity 
costs due to slower deliveries. Whatever maximum speed is ultimately 
chosen, it will be based on these considerations and allowing vehicles 
to operate 5 km/h (3 mph) above the maximum set speed will lessen the 
benefits associated with the chosen maximum set speed. NHTSA

[[Page 61958]]

seeks comment as to manufacturers' ability to meet this requirement.
    Additionally, NHTSA is not proposing to include the acceleration 
limits specified in the UNECE standard of 0.5 m/s\2\ within the first 
ten seconds and 0.2 m/s\2\ beyond the first ten seconds (both measured 
over a time greater than 0.1 s) of the vehicle first reaching the set 
speed. We question if these acceleration values are achievable during 
an on-road test. Our calculations indicate that such a requirement 
limits the change in vehicle speed over any 0.1 second period to no 
more than 0.045 mph.
[GRAPHIC] [TIFF OMITTED] TP07SE16.029

    Given the extreme precision that would be required both of the 
speed control device and the test equipment, NHTSA proposes not to 
include the acceleration limits as specified in the UNECE standard. We 
seek comment as to the necessity of an acceleration limit and, if 
needed, what a reasonable limit could be.

D. Proposed FMCSR Requirements

    FMCSA is proposing an FMCSR requiring each CMV with a GVWR of more 
than 11,793.4 kilograms (26,000 pounds) to be equipped with a speed 
limiting device meeting the requirements of the proposed FMVSS 
applicable to the vehicle at the time of manufacture, including the 
requirement that the device be set to a speed not greater than a 
specified maximum speed. This maximum speed will be based on the 
maximum speed chosen by NHTSA in a final rule implementing this 
proposal. Motor carriers operating such vehicles in interstate commerce 
would be required to maintain the speed limiting devices for the 
service life of the vehicle.
1. Enforcement
    FMCSA's roadside enforcement activities are limited by the small 
size of its staff. The Agency therefore relies on its State partners 
for enforcement of its safety rules at the roadside. Through the 
Agency's Motor Carrier Safety Assistance Program (MCSAP), FMCSA 
provides Federal grants to the States to support the adoption and 
enforcement of compatible safety regulations. Therefore, FMCSA's 
adoption of a rule requiring interstate motor carriers to maintain 
speed limiting devices would be accompanied by the States' adoption of 
compatible rules applicable to both interstate and intrastate motor 
carriers pursuant to 49 CFR part 350.
    The inclusion of the OBD feature for the speed limiting device 
would enable FMCSA and its State partners to enforce the proposed rule 
during roadside inspections, at the discretion of the Agency and its 
State partners. The enforcement of the requirements could be conducted 
in a targeted manner, periodically or randomly to provide an effective 
deterrent to carriers tampering with or disabling the device to avoid 
the need for the Agency and its State partners to consider changes to 
the standard inspection procedures or increases in the amount of time 
needed to complete a roadside inspection. FMCSA is again seeking 
comment and information regarding the cost of enforcement of the 
proposed FMCSR, training, new enforcement tools that may be required, 
and the costs, if any, to law enforcement partner agencies.
    In addition, State law enforcement officials responsible for motor 
carrier safety oversight could cite CMV drivers for violations of the 
speed limiting device requirements as part of traffic enforcement 
activities. If the vehicle is observed to be operating in excess of a 
posted speed limit greater than the maximum specified set speed, and 
the vehicle was manufactured on or after the effective date of the 
proposed rule, the speeding violation would then serve as prima facie 
evidence that the speed limiting device was inoperative, or the setting 
altered. And, the driver could be subject both to a speeding ticket and 
motor carrier safety citation for operating a CMV with a speed limiting 
device that failed to meet the requirements of the State's version of 
the Federal requirement. Conversely, if the vehicle were clocked at the 
maximum specified set speed in a 50-mph zone, the driver could be 
ticketed for speeding, but the officer would make no assumption about 
the effectiveness of the speed limiting device.

VIII. Regulatory Alternatives

    In deciding on the approach proposed in this NPRM, NHTSA and FMCSA 
have examined the following alternatives to this proposal.

A. Other Technologies Limiting Speed

    NHTSA also requests comment on the feasibility of technologies 
which would limit the speed of the vehicle to the speed limit of the 
road, as an alternative option to the a requirement limiting vehicle 
speed to a specified set speed. These technologies might include a GPS, 
vision system, vehicle to infrastructure communication, or some other 
autonomous vehicle technology. This could have the effect of reducing 
fatalities while limiting the economic effects of this rule on roads 
that have a posted speed above the maximum set speed. Heavy vehicle 
operators could also potentially choose between vehicles equipped with 
speed limiting devices set to a specified maximum set speed and 
vehicles with GPS-based, vision based, or vehicle-to-infrastructure-
based, or other autonomous vehicle technology devices depending on 
their needs.
    Our preliminary conclusion is that requiring these technologies to 
limit vehicle speed would not be feasible and/or cost-effective at this 
time, but the agencies are seeking comments from the public on this 
preliminary conclusion. The agencies would not publish a final rule 
requiring speed limiters using these technologies without first 
publishing another proposed rule addressing them. The agencies also 
request comment on whether they should consider allowing GPS-based 
speed limiters, which adjust to the actual speed limits on roads, to be 
used as an alternative means of compliance if conventional speed 
limiters are required.
    The agencies understand that some trucking fleets use similar 
devices for monitoring purposes, but we have several questions about 
regulating a GPS-based, vision based, or vehicle-to-infrastructure-
based device, and we invite comments on the following areas:
     What would be the costs associated with installing and 
maintaining a GPS-based, vision based, or vehicle-to-infrastructure-
based speed limiting device?
     How easy would it be for a driver to interfere with the 
ability to receive speed limit information without detection and 
thereby travel faster than the posted speed limit? Are there tamper-
resistant technologies available to limit such action?
     What is the best method for determining the posted speed 
limit on a given section of highway? For GPS-based systems, would the 
speed map need to be managed federally and made available to the 
vehicle during operation or could a third-party map be usable

[[Page 61959]]

considering the certification requirement?
     How would such a device handle posted speed changes such 
as dual day/night speed limits and construction zones?
     Is the current GPS coverage sufficient for such a device? 
How would temporary coverage outages be addressed for enforcement 
purposes?
     What would be the framework for a compliance test 
procedure?
     What are the limitations of the technologies in 
applications such as false positives?
     Should a speed-limiting device that is correlated to the 
highway speed still have a set speed lower than the posted speed limit?

B. Tampering

    As discussed above, at this time NHTSA is proposing to require a 
speed limiting device that reports the last two modifications of the 
set speed and the last two modifications of the speed determination 
parameters, along with the time and date of the modifications. NHTSA is 
not proposing any requirement on manufacturers to make the speed 
limiting device tamper resistant or to restrict modification of the 
speed limiting device settings. In other words, although the proposed 
FMVSS would require that the initial set speed be not greater than a 
maximum specified speed, a speed limiting device could be capable of 
adjustment above the maximum specified speed and still be compliant 
with the proposed FMVSS.
    Although NHTSA is concerned about tampering and modification of the 
speed limiting device settings after a vehicle is sold, after 
considering various means of preventing these type of activities the 
agency has tentatively decided not to include a requirement to prevent 
tampering because of the costs that such requirements would impose on 
manufacturers and because we are concerned about the feasibility of 
establishing performance requirements that would be objective and 
effective in resisting various methods of tampering.
    In general, there are several design approaches for restricting 
modification of the speed limiting device settings and/or making the 
ECU tamper resistant, namely through passwords (Pass Code) and coding 
of the device using hardware (Hard Code). The Pass Code design approach 
has two options. The first Pass Code option is to set the speed 
limiting device setting at the OEM factory. With the first Pass Code 
option, subsequent owners would be able to legitimately change the 
setting if vehicle components that would directly affect the speed 
limiting device performance are altered and recalibration is necessary. 
However, speed limiting devices with the first Pass Code option would 
not be tamper resistant. The second option is to set speed limiting 
device setting at the OEM factory and make it ``factory password 
protected.'' With the second Pass Code option, vehicle owners would 
have to make a formal request to either the vehicle or engine 
manufacturers to change the setting. According to EMA, if a vehicle 
owner needed to make any subsequent changes, it would cost 
approximately $300 per vehicle with the second Pass Code option. The 
Hard Code design approach is to hardcode the speed limiting device set 
speed in the ECU, based on characteristics of each vehicle produced. 
The Hard Code option would eliminate all possibilities of subsequent 
changes unless the entire ECU is replaced. With this approach, 
subsequent ECU changes would cost owners $2,000 or more.\53\
---------------------------------------------------------------------------

    \53\ Truck Manufacturers Association (EMA), ``Informational 
Meeting with NHTSA Speed Limiter Tamperproofing'', July 9, 2007, 
NHTSA-2007-26851-3841.
---------------------------------------------------------------------------

    In addition to the costs to manufacturers and vehicle owners that 
would result, such requirements would place an unrealistic burden on 
manufacturers to certify that equipment will resist methods of 
tampering that may be unknown at the time of certification. Although a 
basic password requirement may seem straightforward, establishing 
specific objective performance requirements for a password device that 
resists hacking would be challenging, and such requirements may not 
ultimately achieve the desired outcome of preventing tampering. 
Additionally, hacking methods that are unknown to the agency or to 
manufacturers could compromise such a tamper-resistant device. In the 
future, it may be possible to fool even a speed-limiting device that is 
hard coded into the ECU by providing false input signal.
    NHTSA is also concerned that such devices could interfere with the 
types of modifications that NHTSA believes should not be restricted, 
like adjusting the set speed within the range of speeds up to the 
maximum specified set speed and changing the speed determination 
parameter values as necessary to reflect replacement equipment (e.g., 
equipping the vehicle with different-size tires). These types of 
modifications do not interfere with, and may even facilitate, vehicles 
continuing to operate at speeds no greater than the maximum specified 
set speed after they are sold.
    Given these concerns and the additional costs to vehicle 
manufacturers from installing devices that restrict modification of the 
speed limiting device settings and/or are tamper-resistant, NHTSA is 
not proposing to include these requirements. However, we invite comment 
on these various means of restricting modification of the speed 
limiting device, including their effectiveness and cost, as well as 
whether objective performance requirements can be established.
    FMCSA proposes to enforce NHTSA's speed limiting device 
requirements for vehicles manufactured after the effective date of the 
FMVSS. Specifically, drivers and carriers would be subject to Federal 
civil penalties if they are determined to have operated CMVs with a 
GVWR of more than 26,000 pounds in interstate commerce when the speed 
limiting device is (1) not functioning, or (2) set at a maximum speed 
in excess of the maximum specified set speed. They would be subject to 
Federal civil penalties of up to $2,750 for drivers and up to $11,000 
for employers who allow or require drivers to operate CMVs with speed 
limiting devices set at speeds greater than the maximum specified set 
speed.
    If a speed limiting device is not functioning, drivers and carriers 
could avoid violations by driving no faster than the maximum specified 
set speed until the vehicle is repaired. Under 49 CFR part 396, drivers 
are required to prepare driver vehicle inspection reports (DVIRs) which 
document all defects or deficiencies observed by or reported to the 
driver during the work day. At any time the driver observes that the 
vehicle can exceed the maximum specified set speed, he or she should 
document the problem on the DVIR, which triggers a duty on the part of 
the motor carrier, upon receipt of the report, to correct the problem.
    We are interested in receiving comments on ways to read the set 
speed and speed determination parameters other than through the OBD 
connection. Comments should consider ways to reduce the equipment cost 
required for enforcement officials based on roadside and facility-based 
enforcement programs.

C. Test Procedures

    NHTSA is proposing a test procedure that is similar to that in the 
UNECE R89 regulation, which is widely used in many parts of the world, 
as opposed to an independent test track procedure. We believe this 
approach limits the cost of certification to manufacturers and 
increases their ability to use common

[[Page 61960]]

engineering designs already included in the ECUs installed on vehicles 
around the world.
    The European standard includes the additional testing methods of 
vehicle dynamometer and engine dynamometer. These test methods may 
provide additional flexibility for manufacturers that are unable to use 
a test track, or during unfair weather conditions. We seek comment on 
whether NHTSA should consider these test methods as an option to our 
proposed track test.

D. Electromagnetic Interference

    Unlike the UNECE regulation, NHTSA has chosen not to include an 
electromagnetic disturbance requirement in the proposed FMVSS. The 
agency is concerned that speed limiting devices, as well as all safety 
critical electronic equipment, operate within the installed environment 
with respect to electromagnetic interference (EMI). However, if the 
agency finds a safety need to pursue EMI requirements, it will likely 
be conducted in a broad way that covers various electronic devices. At 
this time, the agency does not intend to apply EMI requirements on an 
ad hoc basis to specific regulations. The agency seeks comment on 
whether the EMI requirements of the UNECE regulation should be included 
in the FMVSS.

IX. Other Issues

A. Retrofitting

    Road Safe America requested in its petition that all trucks 
manufactured after 1990 be required to be equipped with electronic 
speed governors. NHTSA is again seeking comment and information 
regarding the possibility of requiring all multipurpose passenger 
vehicles, trucks and buses manufactured after 1990 with a gross vehicle 
weight rating of more than 11,793.4 kg (26,000 pounds) to be 
retrofitted with electronic speed limiters.
    The Secretary of Transportation has authority to promulgate safety 
standards for ``commercial motor vehicles and equipment subsequent to 
initial manufacture.'' \54\ The Office of the Secretary has delegated 
authority to NHTSA to: ``promulgate safety standards for commercial 
motor vehicles and equipment subsequent to initial manufacture when the 
standards are based upon and similar to a [FMVSS] promulgated, either 
simultaneously or previously, under chapter 301 of title 49, U.S.C.'' 
\55\ Additionally, FMCSA is authorized to enforce the safety standards 
applicable to CMVs operating in interstate commerce.\56\ We request 
information on several issues relating to retrofitting used vehicles.
---------------------------------------------------------------------------

    \54\ Motor Carrier Safety Improvement Act of 1999, Pub. L. 106-
159, 101(f), 113 Stat. 1748 (Dec. 9, 1999).
    \55\ 49 CFR 1.95(c).
    \56\ 49 U.S.C. 31136(a).
---------------------------------------------------------------------------

    We seek to know more about the technical and economic feasibility 
of a retrofit requirement. In its comment to our 2007 Request for 
Comments, EMA expressed concern about retrofitting all post-1990 
trucks. EMA's first concern related to retrofitting vehicles 
manufactured from 1990 to approximately 1994 to 1996, which were 
frequently equipped with mechanically controlled engines with 
mechanical speed limiting devices. EMA indicated that it would be 
impractical to retrofit these vehicles with modern ECUs and they 
estimated that it would cost $1,000 to $1,500 per vehicle to retrofit 
those vehicles currently without ECUs with a mechanical speed limiting 
device. EMA's second concern related to retrofitting ECU-equipped 
vehicles (i.e. post 1994 to1996 vehicles) with tamper-proof speed 
limiting devices. EMA described three approaches to retrofitting these 
vehicles with varying degrees of tamper protection. The estimated costs 
of these retrofit approaches ranged from $100 to $2,000 per vehicle, 
and EMA estimated that one million vehicles would have to be 
retrofitted. Additionally, two of the three approaches would require 
redesigning the software and/or hardware of each engine model and would 
entail additional costs ranging from $2,500,000 to $10,000,000 per 
engine model. EMA estimated there are 40 engine control devices from 
1990 to the present that would have to be modified.
    Hino Motors submitted a comment stating that it does not support 
the retrofitting of trucks that were manufactured with mechanically 
controlled engine devices, noting that it manufactured trucks with 
mechanically controlled engine devices through the model year 2003. The 
company stated that retrofitting older mechanically controlled engine 
devices with electronic controls would be costly to vehicle owners.
    AAA requested that the agency explore the idea of retrofitting 
trucks currently on the road.
    Based on the comments received, NHTSA is concerned that requiring 
the retrofitting of CMVs with speed limiting devices could be costly. 
Further, we understand that requiring retrofitted vehicles to meet 
every aspect of the performance requirements set forth in this proposal 
would impose additional costs beyond the costs associated with setting 
the speed limit. However, a number of these requirements are designed 
to assist enforcement personnel in the verification of the speed 
limiting device setting and pertinent vehicle parameter settings, and 
both NHTSA and FMCSA are concerned about the practicability of roadside 
enforcement if these were not included in any retrofit requirements. 
Given the agencies' concerns about technical feasibility, cost, 
enforcement, and impacts on small businesses, we are seeking public 
comment to improve our understanding of the real-world impact of 
implementing a speed limiting device retrofit requirement on existing 
vehicles and whether it is appropriate to have different requirements 
for these vehicles.
Retrofit Requirements
    Please explain why the agency should (or should not) consider 
requiring a speed limiting device requirement for existing heavy 
vehicles. Please discuss:
    a. What portions of the existing heavy vehicle fleet are not 
equipped with speed limiting devices, are equipped with mechanical 
speed limiting devices, or are equipped with ECUs? The agencies are 
also seeking this type of information for the fleets owned by small 
businesses.
    b. How old are vehicles in each of these categories and what are 
their expected lifetimes? The agencies are also seeking this type of 
information for the fleets owned by small businesses.
    c. In what model year did manufacturers cease manufacturing 
vehicles equipped with mechanically controlled engines?
    d. Is it technically feasible to retrofit a vehicle equipped with a 
mechanically controlled engine with an ECU and if feasible what would 
be the cost to do so?
    e. What technically feasible approaches, if any, are there to 
retrofit mechanical speed limiting devices so that they have some level 
of tamper resistance, and what are the costs of such approaches?
    f. What technologies are available to increase the tamper 
resistance of speed limiting devices in ECUs and what would be the cost 
to retrofit existing vehicles with these technologies?
    As an alternative to a retrofit requirement, the agencies request 
comment on whether to extend the set speed requirement to all CMVs with 
a GVWR of more than 26,000 pounds that are already equipped with a 
speed limiting device and how such a

[[Page 61961]]

requirement would impact our cost benefit analysis. As explained 
throughout this document, all vehicles with electronic engine control 
units (ECUs) are generally electronically speed governed to prevent 
engine or other damage to the vehicle, and ECUs have been installed in 
most heavy trucks since 1999. Additionally, a number of older vehicles 
are equipped with mechanical speed limiting devices. Accordingly, in 
order to realize the benefits associated with limiting heavy vehicles' 
speed in a shorter timeframe without imposing any additional equipment 
costs, the agencies request comment on whether to require that the 
speed limiting devices in these older CMVs be set to a speed not 
greater than a maximum specified set speed.

B. Lead Time

    If the proposed FMVSS is established, NHTSA is proposing a 
compliance date of the first September 1 three years after publication 
of a final rule. For illustration purposes, the proposed regulatory 
text uses the date of September 1, 2020. We believe that this lead time 
is appropriate as some design, testing, and development will be 
necessary to certify compliance to the new requirements. Three years is 
also consistent with the MCSAP time period for States to adopt 
regulations consistent with FMCSA standards.

X. Overview of Benefits and Costs

    Based on our review of the available data, if heavy vehicles were 
limited, it would reduce the severity of crashes involving these 
vehicles and reduce the resulting fatalities and injuries. The proposed 
rules would require that each vehicle, as manufactured and sold, have 
its speed limiting device set to a speed not greater than a maximum 
specified set speed, and that motor carriers maintain the set speed at 
a speed not greater than the maximum specified set speed. We expect 
that, as a result of this joint rulemaking, virtually all of these 
vehicles would be limited to that speed. In order to explore the 
benefits and costs of requiring speed limiters to be set at a variety 
of speeds, we have estimated the benefits and costs assuming that the 
affected vehicles are limited to speeds no greater than 60 mph, 65 mph, 
and 68 mph.

A. Benefits

1. Safety Benefits
    As explained above, most studies examining the relationship between 
travel speed and crash severity have concluded that the severity of a 
crash increases with increased travel speed.\57\ The relationship 
between travel speed and avoiding crashes is less certain, as described 
in detail in NHTSA's 1991 Report to Congress \58\ and as indicated by 
the differing opinions of commenters who responded to the 2007 Request 
for Comments. The FMCSA study cited above showed a reduced crash risk 
with speed limiting devices. However, the lack of adequate exposure 
data, in terms of miles driven, makes it difficult to estimate the 
safety benefits of crashes avoided.
---------------------------------------------------------------------------

    \57\ Johnson, Steven L. & Pawar, Naveen, Mack-Blackwell Rural 
Transportation Center, Cost-Benefit Evaluation of Large Truck-
Automobile Speed Limits Differentials on Rural Interstate Highways, 
MBTC 2048 (Nov. 2005).
    \58\ NHTSA, Commercial Motor Vehicle Speed Control Safety, DOT 
HS 807 725 (May 1991).
---------------------------------------------------------------------------

    Commenters who opposed the ATA and Road Safe petitions contend that 
the creation of speed differentials between cars and heavy vehicles 
would increase crash risk. There have been a number of studies 
conducted on the impact of speed differentials between cars and heavy 
vehicles and whether differential speeds increase vehicle interactions 
and crash risk. Two studies, one conducted by the Virginia 
Transportation Research Council (VTRC) and disseminated under 
sponsorship of the U.S. Department of Transportation, and the other 
conducted by the University of Idaho, observed no consistent safety 
effects of differential speed limits compared to uniform speed 
limits.\59\ Other studies have found an increased crash risk when 
vehicles deviate from the mean speed, though those studies' conclusions 
differed as to the magnitude of the deviation from the mean speed that 
was associated with an increased crash risk. A full discussion of these 
studies can be found in the PRIA.
---------------------------------------------------------------------------

    \59\ VTRC, The Safety Impacts of Differential Speed Limits on 
Rural Interstate Highways, FHWA-HRT-04-156, September 2004; Idaho 
Transportation Department Planning Division. Evaluation of the 
Impacts of Reducing Truck Speeds on Interstate Highways in Idaho, -
Phase III, Final Report Dec., 2000, National Institute for Advanced 
Transportation Technology University of Idaho.
---------------------------------------------------------------------------

    After considering this research and the difficulty in estimating 
the effect of speed limiting devices on crash risk, the agencies have 
chosen not to include an estimate of crashes avoided in the PRIA and to 
only estimate the benefits of reducing crash severity. Although this 
approach is conservative and the agencies believe that speed limiting 
devices will likely reduce both the severity and risk of crashes, the 
agencies have greater confidence that the estimated benefits described 
below will be fully realized because, by focusing on crash severity, 
the agencies are able to isolate more effectively the effects of speed 
reduction on safety. We invite public comment on these determinations 
and any additional information or studies related to the impact of 
speed limiting devices on crash avoidance that we should consider in 
estimating the effect of this rulemaking.
    Using Fatality Analysis Reporting System (FARS) and National 
Automotive Sampling System General Estimates System (NASS GES) crash 
data over the 10-year period between 2004 and 2013, the agencies 
examined crashes involving heavy vehicles (i.e., vehicles with a GVWR 
of over 11,793.4 kg (26,000 pounds)) on roads with posted speed limits 
of 55 mph or above. The agency focused on crashes in which the speed of 
the heavy vehicle likely contributed to the severity of the crash 
(e.g., single vehicle crashes, crashes in which the heavy vehicle was 
the striking vehicle. The agencies estimated that these crashes 
resulted in 10,440 fatalities \60\ from 2004 to 2013 (approximately 
1,044 annually).
---------------------------------------------------------------------------

    \60\ The fatality numbers were also adjusted to reflect the 
effect of new heavy vehicle requirements that have been adopted by 
NHTSA within the last several years (e.g., the final rule adopting 
seat belt requirements for passenger seats in buses (78 FR 70415 
(Nov. 25, 2013), the final rule to adopt electronic stability 
control requirements for heavy vehicles (80 FR 36049 (June 23, 
2015)).
---------------------------------------------------------------------------

    Among the 10,440 fatalities, 9,747 resulted from crashes involving 
combination trucks, 442 resulted from crashes involving single unit 
trucks and the remaining 251 resulted from crashes involving buses.
    In order to estimate the safety benefits,\61\ we calculated the 
risk that a heavy vehicle will be involved in a crash that results in a 
fatality versus a crash that results in an injury or property damage on 
roads with posted speed limits of 55 mph and higher, which we refer to 
as the ``vehicle-based model.'' \62\ Similarly, we calculated the risk 
that a person would suffer fatal injury in a crash involving a heavy 
vehicle versus a crash that would involve nonfatal injury or property 
damage only on roads with posted speed limits of 55 mph or higher, 
which we refer to as the ``person-based model.'' We then used the 
probability of fatal crash (or odds ratio) to derive the percent 
reduction in the fatal crash rate

[[Page 61962]]

that would result from reducing the travel speed of heavy vehicles 
traveling at speeds above a set speed to the set speed (i.e., how would 
the probability of a heavy vehicle crash being fatal change if the 
vehicles were limited to a set speed?). Using this method, we estimate 
that limiting heavy vehicles to 68 mph would save 27 to 96 lives 
annually, limiting heavy vehicles to 65 mph would save 63 to 214 lives 
annually, and limiting heavy vehicles to 60 mph would save 162 to 498 
lives annually.\63\ Although we believe that the 60 mph alternative 
would result in additional safety benefits, we are not able to quantify 
the 60 mph alternative with the same confidence as the 65 mph and 68 
mph alternatives.
---------------------------------------------------------------------------

    \61\ For a full discussion of the agency's safety benefits 
methodology, please consult the PRIA.
    \62\ The fatal crash rate represents the ratio of the number of 
vehicles involved in fatal crashes to the total number of vehicles 
involved in all police-reported crashes. This value is calculated 
using the crash data from the FARS & GES databases. For example, if 
there are 100 vehicles involved in police-reported crashes, and 10 
of those vehicles are involved in fatal crashes, the fatal crash 
rate is 1/10 or 0.1.
    \63\ The number of lives saved for each category of crashes is 
rounded to the nearest integer, while the total lives saved is 
calculated using the unrounded estimates of lives saved for each 
category of crashes. This creates a slight discrepancy between the 
total lives saved and the sum of the rounded estimates of lives 
saved for each crash category.
---------------------------------------------------------------------------

    We have estimated the number of injuries that would be prevented 
using the ratio of fatalities to injuries resulting from certain 
crashes involving combination trucks.\64\ This method uses the number 
of lives saved to estimate the corresponding number of injuries 
prevented.
---------------------------------------------------------------------------

    \64\ Specifically, the agencies relied on data from crashes 
involving combination trucks striking other vehicles from behind to 
determine the fatality-to-injury ratio. The agencies used this data 
because the agencies believe that these are the types of crashes 
(and injuries) that are most likely to be affected by the proposed 
speed-limiting requirements. As discussed throughout the notice, 
combination truck crashes make up the vast majority of the target 
population, and the agency believes that those crashes in which a 
heavy vehicle hits another vehicle from behind are the most common 
type that would be affected by this rulemaking.
---------------------------------------------------------------------------

    Based on range of fatalities prevented, this rulemaking would 
prevent 179 to 551 serious injuries \65\ and 3,356 to 10,306 minor 
injuries with a maximum set speed of 60 mph, 70 to 236 serious injuries 
and 1,299 to 4,535 minor injuries with a maximum set speed of 65 mph, 
and 30 to 106 serious injuries and 560 to 1,987 minor injuries with a 
maximum set speed of 68 mph.
---------------------------------------------------------------------------

    \65\ The fatality-to-injury ratios for AIS 3, AIS 4, and AIS 5 
injuries coincidentally add up to 1. Accordingly, the number of 
serious injuries prevented (AIS 3-5) is estimated to be equivalent 
to the number of fatalities. Please consult the PRIA for additional 
discussion on how the agencies estimated the injuries prevented.
---------------------------------------------------------------------------

    Fatality and injury benefits are monetized in two parts. The first 
part is based on the value of a statistical life (VSL). Value-of-life 
measurements inherently include a value for lost quality of life plus a 
valuation of lost material consumption that is represented by measuring 
consumers' after-tax lost productivity. Additionally, there are costs 
to society incurred as a result of an injury or fatality that are 
separate from the value of the life saved/injury prevented. Benefits 
occur from reducing these economic costs of crashes by reducing the 
number of people injured or killed. These items include: reducing costs 
for medical care, emergency services, insurance administrative costs, 
workplace costs, and legal costs. These monetized benefits are 
reflected in Table 7 below. In addition to the safety benefits, this 
rule would result in reduced property damage as a result of making 
crashes less severe.

                    Table 6--Annual Fatalities Prevented Speed Limiting Devices for Combination Trucks, Single Unit Trucks and Buses
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                      60 mph                          65 mph                          68 mph
                          Type                           -----------------------------------------------------------------------------------------------
                                                                Low            High             Low            High             Low            High
--------------------------------------------------------------------------------------------------------------------------------------------------------
Combination trucks......................................             159             472              62             204              27              92
Single-unit trucks......................................               3              14               1               5               0               2
Buses...................................................               0              12               0               5               0               2
                                                         -----------------------------------------------------------------------------------------------
    Total lives saved...................................             162             498              63             214              27              96
--------------------------------------------------------------------------------------------------------------------------------------------------------
* The numbers were rounded to the nearest integer.


                              Table 7--Benefits From Reduced Fatalities, Injuries, and Property Damage Savings, 7% Discount
                                                              [In millions of 2013 dollars]
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                      60 mph                          65 mph                          68 mph
                        Benefits                         -----------------------------------------------------------------------------------------------
                                                           Low estimate    High estimate   Low estimate    High estimate   Low estimate    High estimate
--------------------------------------------------------------------------------------------------------------------------------------------------------
Combination Trucks......................................          $1,819          $5,382            $706          $2,322            $304          $1,048
Single-unit trucks......................................              30             155              10              53               4              21
Buses...................................................               0             139               0              58               0              24
                                                         -----------------------------------------------------------------------------------------------
    Total...............................................           1,849           5,676             716           2,433             308           1,093
--------------------------------------------------------------------------------------------------------------------------------------------------------

2. Fuel Saving Benefits
    In addition to the safety benefits, the proposed rules would result 
in a reduction in fuel consumption due to increased fuel efficiency. To 
determine the fuel savings, the agencies used NASS GES and FARS data to 
estimate VMT on different types of roads (e.g., 55 mph roads, 60 mph 
roads, etc.) and State data to estimate the actual travel speeds of 
heavy vehicles on those roads. The agencies separately calculated fuel 
savings based on current regulatory requirements and the proposed phase 
2 medium- and heavy-duty fuel efficiency rules.\66\ The agencies only 
estimated fuel savings for 65 mph and 68 mph speed limiters. The fuel 
savings for 60 mph speed limiters are assumed to be equal to the fuel 
savings from 65 mph speed limiters. The medium- and heavy-duty fuel 
efficiency program accounts for speed limiters set to speeds less than 
65 mph in assessing compliance with the fuel economy standards.\67\
---------------------------------------------------------------------------

    \66\ See 80 FR 40,137 (July 13, 2015).
    \67\ The agency has considered the effect of the medium- and 
heavy-vehicle fuel efficiency program on the fuel savings estimates 
for this proposal to ensure that the agency does not include fuel 
savings already accounted for in the heavy vehicle fuel efficiency 
final rule if manufacturers use speed limiting systems that satisfy 
the requirements of both rules. This issue is fully addressed below 
in the agencies' discussion of the Unfunded Mandates Reform Act. The 
agency has also adjusted the baseline fuel economy to account for 
the improvements to fuel economy as a result of the medium- and 
heavy-vehicle fuel efficiency program. The agency has also 
considered the effects of improvement in fuel economy as a result of 
the medium- and heavy-duty fuel efficiency program and has taken 
account of them in fuel savings estimates. These issues are 
discussed in detail in the PRIA.

---------------------------------------------------------------------------

[[Page 61963]]

    The agencies predictions for fuel savings and total benefits, 
including greenhouse gas (GHG) emissions reduction.\68\
---------------------------------------------------------------------------

    \68\ To determine the benefits of reduced GHG emissions, the 
agencies estimated the benefits associated with four different 
values of a one metric ton carbon dioxide reduction (model average 
at 2.5% discount rate, 3%, and 5%; 95th percentile at 3%). These 
values were developed by an interagency working group to allow 
agencies to incorporate the social benefits of reducing carbon 
dioxide emissions into their cost-benefit analyses. See, Interagency 
Working Group on Social Cost of Carbon, United States Government, 
Technical Support Document: Technical Update of the Social Cost of 
Carbon for Regulatory Impact Analysis Under Executive Order 12866 
(rev. Nov. 2013), available at, http://www.whitehouse.gov/sites/default/files/omb/assets/inforeg/technical-update-social-cost-of-carbon-for-regulator-impact-analysis.pdf. The agencies have used the 
3 percent discount rate value, which the interagency group deemed as 
the central value, in the primary cost-benefit analysis. For 
internal consistency, the annual benefits are discounted back to net 
present value using the same discount rate as the social cost of 
carbon estimate (3 percent) rather than 3 percent and 7 percent. A 
complete list of values for the four estimates (model average at 
2.5% discount rate, 3%, and 5%; 95th percentile at 3%) is included 
in the PRIA.

                             Table 8--Summary of Fuel Savings Speed Limiting Devices
                                                 [In millions] *
----------------------------------------------------------------------------------------------------------------
                                                                           Monetized                  Monetized
                                                            Fuel saved,      fuel      Fuel saved,      fuel
                                                             65 mph (in  savings,  65     68 mph    savings,  68
                                          Vehicle type        millions     mph  (in        (in        mph  (in
                                                                 of       millions of  millions of   millions of
                                                              gallons)       2013        gallons)       2013
                                                                           dollars)                   dollars)
----------------------------------------------------------------------------------------------------------------
Estimate Based on Current            Combination Trucks...          377        $1,220          169          $545
 Regulatory Requirements.
                                     Single Unit Trucks...           36           113           15            48
                                     Buses................            9            30            4            12
                                                           -----------------------------------------------------
    Total..........................  .....................          423         1,363          188           605
----------------------------------------------------------------------------------------------------------------
Estimate Based on Proposed Phase 2   Combination Trucks...          304          $984          136          $440
 Medium- and Heavy-Duty Fuel         Single Unit Trucks...           32            98           13            41
 Efficiency Program Requirements.
                                     Buses................            8            26            3            11
                                                           -----------------------------------------------------
    Total..........................  .....................          344         1,108          153           492
----------------------------------------------------------------------------------------------------------------
* The numbers were rounded to the nearest integer.


                                                       Table 9--Annual Total Benefits, 7% Discount
                                                             [In millions of 2013 dollars] *
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                      60 mph                          65 mph                          68 mph
                        Benefits                         -----------------------------------------------------------------------------------------------
                                                           High estimate   Low estimate    Low estimate    High estimate   Low estimate    High estimate
--------------------------------------------------------------------------------------------------------------------------------------------------------
Combination Trucks......................................          $2,571          $6,134          $1,458          $3,074            $640          $1,384
Single-unit trucks......................................             105             230              85             128              36              53
Buses...................................................              20             159              21              79               8              32
                                                         -----------------------------------------------------------------------------------------------
    Total...............................................           2,695           6,522           1,564           3,281             684           1,469
--------------------------------------------------------------------------------------------------------------------------------------------------------
* Numbers were rounded to the nearest integer.

B. Costs

1. Heavy Vehicle Manufacturers
    For manufacturers, NHTSA expects the costs associated with the 
proposed FMVSS to be insignificant for new heavy vehicles because these 
vehicles already use ECUs for engine control. Regarding compliance test 
costs, truck manufacturers can use any appropriate method to certify to 
the performance requirements, including engineering analysis/
calculation, computer simulation, and track testing. The agency 
believes that manufacturers will not need any tests additional to those 
they and their suppliers are currently conducting to verify the 
performance specifications.
2. Societal Costs Associated With the Operation of Heavy Vehicles
    This joint rulemaking would impose societal costs since the 
proposed speed setting will decrease the travel speed for trucks 
currently traveling faster than the maximum specified set speed (the 
same work will be done, but it will take longer to do it). This will 
result in increased travel time and potentially longer delivery times 
and a loss of a national resource. We have also accounted for a loss of 
value of goods as a result of increased travel time. In order to 
compensate for the increased travel time, trucking and bus companies 
would need to require current operators drive longer hours (within 
hours of service limits), hire additional operators, and use team 
driving strategies in some cases. We estimate the cost of this added 
time to be $1,534 million annually for 60 mph speed limiters, $514 
million annually for 65 mph speed limiters, and $206 million annually 
for 68 mph speed limiters assuming a 7 percent discount rate. However, 
the estimated fuel savings offset these costs. In other words, even 
without considering the safety benefits, this joint rulemaking would be 
cost beneficial.\69\
---------------------------------------------------------------------------

    \69\ Additionally, although the purpose of this rulemaking is to 
reduce the severity of heavy vehicle crashes and not to enforce 
posted speed limits, limiting heavy vehicle speed would likely 
drastically reduce the amount of speeding citations received by 
heavy vehicle operators on roads with posted speed limits of 65 mph 
and greater. These citations involve a number of economic effects on 
operators, including the fine assessed against the operator and the 
reduction in productivity from being pulled over to the side of the 
road. Additionally, commercial vehicle operators face additional 
potential costs because they can be disqualified from operating a 
commercial motor vehicle after two or more excessive speeding 
citations (49 CFR 383.51), which could result in a loss of income 
during the suspension period. Accordingly, the reduced number of 
traffic citations would offset some of the costs to operators from 
speed limiting heavy vehicles.

---------------------------------------------------------------------------

[[Page 61964]]

3. Impacts on Small Trucking and Motorcoach Businesses
    Although the proposed rules would apply to all heavy vehicles, the 
agencies' analysis indicates that this joint rulemaking could put 
owner-operators and small fleet owners, particularly those not using 
team driving strategies, at a disadvantage in some circumstances. 
Currently, there are transport jobs that small trucking companies could 
bid on and arrive one day sooner compared to a firm that already 
voluntarily uses a speed limiting device, if the small trucking company 
drives at 75 mph, which is the speed limit on some roads. Thus, it is 
likely that there are some jobs where there is an apparent competitive 
advantage to being able to drive faster. Some small businesses 
currently traveling at higher speeds might not be able to expand 
quickly enough to make the extra trips necessary to compensate for the 
increased travel times resulting from limiting their speed. Instead of 
these small independent trucking companies buying new trucks and/or 
hiring additional drivers, we expect that large trucking companies 
would absorb the additional cargo with their reserve capacity of trucks 
and drivers.
    Although the agencies do not expect additional costs to the 
trucking industry as a whole in the near future from this rulemaking, 
small trucking companies, especially independent owner-operators, would 
be less profitable with speed limiting devices set. We have very 
limited data to predict how the affected owner-operators would deal 
with the increase in delivery times. We expect that some of the 
affected owner-operators would work for trucking companies as 
independent contractors. If all of the affected owner-operators worked 
for trucking companies as independent contractors, they would lose $54 
million in labor income. Our data is even more limited for entities 
that operate buses, but we expect that some small motorcoach companies 
may have to hire additional drivers to compensate for the increased 
travel times resulting from speed limiting devices.
    We request comment on the agencies' assumptions regarding how this 
rulemaking would affect small heavy vehicle operators, and we request 
comment on the type and magnitude of that effect.
    Although this rulemaking is expected to result in large fuel 
savings to the trucking industry as a whole, the agencies have limited 
data on the travel speeds of and vehicle miles traveled (VMT) by trucks 
operated by small companies as compared to trucks operated by large 
companies. Accordingly, it is difficult to estimate the relative fuel 
savings for small companies. However, we have anecdotal evidence 
suggesting that the VMT by trucks operated by small companies is 30 
percent of the total VMT by all commercial vehicles. Assuming that 
there is no difference in travel speed between trucks operated by small 
companies and trucks operated by large companies, 30 percent of the 
fuel savings resulting from the proposed rule would be realized by 
small trucking companies. In order to improve our estimate, which, as 
mentioned above, is based on limited data and certain assumptions, the 
agencies request comments on VMT and vehicle travel speed for different 
sizes of truck carriers and bus companies.

C. Net Impact

    These proposed rules are cost beneficial. Combining the value of 
the ELS, the property savings, and the fuel savings, the total benefits 
are greater than the estimated cost, even assuming that the proposed 
rule would result in the low benefits estimate.

                         Table 11--Overall Net Benefits to Heavy Vehicle Industries Associated With Speed Limiters, 7% Discount
                                                              [In millions, 2013 dollars] *
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                      60 mph                          65 mph                          68 mph
--------------------------------------------------------------------------------------------------------------------------------------------------------
                         Vehicle                              Mininum         Maximum         Mininum         Maximum         Mininum         Maximum
--------------------------------------------------------------------------------------------------------------------------------------------------------
Total Benefits..........................................          $2,695           6,522           1,564           3,281             684           1,469
Total Costs.............................................           1,561           1,561             523             523             209             209
Net Benefit.............................................           1,136           4,964           1,039           2,757             475           1,260
--------------------------------------------------------------------------------------------------------------------------------------------------------
* The estimates may not add up precisely due to rounding

    For further explanation of the estimated benefits and costs, see 
the PRIA provided in the docket for this proposal.

XI. Public Participation

How do I prepare and submit comments?

    Your comments must be written and in English. To ensure that your 
comments are correctly filed in the Docket, please include the docket 
number of this document in your comments.
    Your comments must not be more than 15 pages long (49 CFR 553.21). 
We established this limit to encourage you to write your primary 
comments in a concise fashion. However, you may attach necessary 
additional documents to your comments. There is no limit on the length 
of the attachments.
    Comments may be submitted to the docket electronically by logging 
onto the Docket Management System Web site at http://www.regulations.gov. Follow the online instructions for submitting 
comments.
    You may also submit two copies of your comments, including the 
attachments, to Docket Management at the address given above under 
ADDRESSES.
    Please note that pursuant to the Data Quality Act, in order for 
substantive data to be relied upon and used by the agency, it must meet 
the information quality standards set forth in the OMB and DOT Data 
Quality Act guidelines. Accordingly, we encourage you to consult the 
guidelines in preparing your comments. OMB's guidelines may be accessed 
at http://www.whitehouse.gov/

[[Page 61965]]

omb/fedreg/reproducible.html. DOT's guidelines may be accessed at 
http://www.rita.dot.gov/bts/sites/rita.dot.gov.bts/files/subject_areas/statistical_policy_and_research/data_quality_guidelines/index.html.

How can I be sure that my comments were received?

    If you wish Docket Management to notify you upon its receipt of 
your comments, enclose a self-addressed, stamped postcard in the 
envelope containing your comments. Upon receiving your comments, Docket 
Management will return the postcard by mail.

How do I submit confidential business information?

    If you wish to submit any information under a claim of 
confidentiality, you should submit three copies of your complete 
submission, including the information you claim to be confidential 
business information, to the Chief Counsel, NHTSA, at the address given 
above under FOR FURTHER INFORMATION CONTACT. In addition, you should 
submit two copies, from which you have deleted the claimed confidential 
business information, to Docket Management at the address given above 
under ADDRESSES. When you send a comment containing information claimed 
to be confidential business information, you should include a cover 
letter setting forth the information specified in our confidential 
business information regulation. (49 CFR part 512.)

Will NHTSA and FMCSA consider late comments?

    We will consider all comments that Docket Management receives 
before the close of business on the comment closing date indicated 
above under DATES. To the extent possible, we will also consider 
comments that Docket Management receives after that date. If Docket 
Management receives a comment too late for us to consider in developing 
a final rule (assuming that one is issued), we will consider that 
comment as an informal suggestion for future rulemaking action.

How can I read the comments submitted by other people?

    You may read the comments received by Docket Management at the 
address given above under ADDRESSES. The hours of the Docket are 
indicated above in the same location. You may also see the comments on 
the Internet. To read the comments on the Internet, go to http://www.regulations.gov. Follow the online instructions for accessing the 
dockets.
    Please note that even after the comment closing date, we will 
continue to file relevant information in the Docket as it becomes 
available. Further, some people may submit late comments. Accordingly, 
we recommend that you periodically check the Docket for new material.

XII. Rulemaking Analyses

A. Executive Orders 12866 and 13563 and DOT Regulatory Policies and 
Procedures

    Executive Order 12866, Executive Order 13563, and the Department of 
Transportation's regulatory policies require the agencies to make 
determinations as to whether a regulatory action is ``significant'' and 
therefore subject to OMB review and the requirements of the 
aforementioned Executive Orders. Executive Order 12866 defines a 
``significant regulatory action'' as one that is likely to result in a 
rule that may:
    (1) Have an annual effect on the economy of $100 million or more or 
adversely affect in a material way the economy, a sector of the 
economy, productivity, competition, jobs, the environment, public 
health or safety, or State, local, or Tribal governments or 
communities;
    (2) Create a serious inconsistency or otherwise interfere with an 
action taken or planned by another agency;
    (3) Materially alter the budgetary impact of entitlements, grants, 
user fees, or loan programs or the rights and obligations of recipients 
thereof; or
    (4) Raise novel legal or policy issues arising out of legal 
mandates, the President's priorities, or the principles set forth in 
the Executive Order.
    We have considered the potential impact of this proposal under 
Executive Order 12866, Executive Order 13563, and the Department of 
Transportation's regulatory policies and procedures. This joint 
rulemaking is economically significant because it is likely to have an 
annual effect on the economy of $100 million or more. Thus it was 
reviewed by the Office of Management and Budget under E.O. 12866 and 
E.O. 13563. The rulemaking action has also been determined to be 
significant under the Department's regulatory policies and procedures. 
The Preliminary Regulatory Impact Analysis (PRIA) fully discusses the 
estimated costs and benefits of this joint rulemaking action. The costs 
and benefits are also summarized in Section X of this preamble.

B. Regulatory Flexibility Act

    Pursuant to the Regulatory Flexibility Act, Public Law 96-354, 94 
Stat. 1164 (5 U.S.C. 601 et seq., as amended), whenever an agency is 
required to publish an NPRM or final rule, it must prepare and make 
available for public comment a regulatory flexibility analysis that 
describes the effect of the rule on small entities (i.e., small 
businesses, small organizations, and small governmental jurisdictions). 
The Small Business Administration's regulations at 13 CFR part 121 
define a small business, in part, as a business entity ``which operates 
primarily within the United States.'' (13 CFR 121.105(a)). No 
regulatory flexibility analysis is required if the head of an agency 
certifies the proposal will not have a significant economic impact on a 
substantial number of small entities. The Small Business Regulatory 
Enforcement Fairness Act (SBREFA) of 1996 amended the Regulatory 
Flexibility Act to require Federal agencies to provide a statement of 
the factual basis for certifying that a proposal will not have a 
significant economic impact on a substantial number of small entities.
    The agencies believe that the proposed rules will affect small 
businesses, and may have a significant economic impact on a substantial 
number of small businesses. Accordingly, we have included an initial 
regulatory flexibility analysis in the PRIA detailing these effects and 
summarized these effects in Section X.B. of this preamble. We summarize 
the initial regulatory flexibility analysis below.
    Agencies are required to prepare and make available for public 
comment an initial regulatory flexibility analysis (IRFA) describing 
the impact of proposed rules on small entities if the agency determines 
that the rule may have a significant economic impact on a substantial 
number of small entities. Each IRFA must contain:
    (1) A description of the reasons why action by the agency is being 
considered;
    (2) A succinct statement of the objectives of, and legal basis for, 
the proposed rule;
    (3) A description of and, where feasible, an estimate of the number 
of small entities to which the proposed rule will apply;
    (4) A description of the projected reporting, record keeping and 
other compliance requirements of a proposed rule including an estimate 
of the classes of small entities which will be subject to the 
requirement and the type of

[[Page 61966]]

professional skills necessary for preparation of the report or record;
    (5) An identification, to the extent practicable, of all relevant 
Federal rules which may duplicate, overlap, or conflict with the 
proposed rule;
    (6) Each initial regulatory flexibility analysis shall also contain 
a description of any significant alternatives to the proposed rule 
which accomplish the stated objectives of applicable statutes and which 
minimize any significant economic impact of the proposed rule on small 
entities.
Description of the Reasons Why Action by the Agency Is Being Considered
    As described in greater deal above, studies examining the 
relationship between travel speed and crash severity have confirmed the 
common-sense conclusion that the severity of a crash increases with 
increased travel speed.\70\ In 2006, NHTSA received a petition from the 
American Trucking Associations (ATA) to initiate a rulemaking to amend 
the Federal Motor Vehicle Safety Standards (FMVSS) to require vehicle 
manufacturers to limit the speed of trucks with a Gross Vehicle Weight 
Rating (GVWR) greater than 26,000 pounds to no more than 68 miles per 
hour (mph). Concurrently, the ATA petitioned the FMCSA to amend the 
Federal Motor Carrier Safety Regulations (FMCSR) to prohibit owners and 
operators from adjusting the speed limiting devices in affected 
vehicles above 68 mph. That same year, FMCSA received a petition from 
Road Safe America to initiate a rulemaking to amend the FMCSRs to 
require that all trucks manufactured after 1990 with a GVWR greater 
than 26,000 pounds be equipped with electronic speed limiting systems 
set at not more than 68 mph. NHTSA published a notice in 2011 granting 
the petitions.
---------------------------------------------------------------------------

    \70\ Johnson, Steven L. & Pawar, Naveen, Mack-Blackwell Rural 
Transportation Center, College of Engineering, University of 
Arkansas, Cost-Benefit Evaluation of Large Truck-Automobile Speed 
Limits Differentials on Rural Interstate Highways, MBTC 2048 (Nov. 
2005).
---------------------------------------------------------------------------

    After conducting an analysis of crash data and data on heavy 
vehicle travel speeds, the agencies have determined that reducing heavy 
vehicle travel speed would reduce the severity of crashes involving 
these vehicles and reduce the number of resulting fatalities. After 
analyzing several set speeds, including 60 mph, 65 mph, and 68 mph, 
NHTSA is proposing to heavy vehicles to be equipped with a speed 
limiting system. As manufactured and sold, each of these vehicles would 
be required by NHTSA to have a speed limiting device to set a 
particular speed.
    FMCSA is proposing a complementary Federal motor carrier safety 
regulation (FMCSR) requiring multipurpose passenger vehicles, trucks, 
and buses and school buses with a GVWR of more than 11,793.4 kilograms 
(26,000 pounds) to be equipped with a speed limiting system meeting the 
requirements of the proposed FMVSS applicable to the vehicle at the 
time of manufacture. Motor carriers operating such vehicles in 
interstate commerce would be required to maintain the speed limiting 
systems for the service life of the vehicle.
Objectives of, and Legal Basis for, the Proposal or Final Rule
    The objectives of the proposed rule are to reduce the severity of 
crashes involving heavy vehicles and reduce the number of fatalities. 
Since this NPRM would apply both to vehicle manufacturers and motor 
carriers that purchase and operate these vehicles, this joint 
rulemaking is based on the authority of both NHTSA and FMCSA. The legal 
authorities for NHTSA and FMCSA are described in Section II, above.
Description and Estimate of the Number of Small Entities to Which the 
Proposal or Final Rule Will Apply
    The proposed FMVSS would apply to manufacturers of multipurpose 
passenger vehicles, trucks, and buses, with a GVWR of more than 
11,793.4 kilograms (26,000 pounds). The proposed FMCSR would apply to 
motor carriers operating such vehicles in interstate commerce.
Vehicle Manufacturers
    We believe there are very few manufacturers of heavy trucks in the 
United States which can be considered small businesses. The heavy truck 
industry is highly concentrated with large manufacturers, including 
Daimler Trucks North America (Freightliner, Western Star), Navistar 
International, Mack Trucks Inc., PACCAR (Peterbilt and Kenworth) and 
Volvo Trucks North America, accounting for more than 99% of the annual 
production. We believe that the remaining trucks (less than 1 percent) 
are finished by final stage manufacturers. With production volume of 
less than 1 percent annually, these remaining heavy truck manufacturers 
are most likely small businesses.
    NHTSA believes there are approximately 37 bus manufacturers in the 
United States. Of these, 10 manufacturers are believed to be small 
businesses: Advanced Bus Industries, Ebus Inc., Enova Systems, Gillig 
Corporation, Krystal Koach Inc., Liberty Bus, Sunliner Coach Group LLC, 
TMC Group Inc., Transportation Collaborative, Inc., Van-Con, Inc.
Motor Carriers
    The motor carriers regulated by FMCSA operate in many different 
industries. Most for-hire property carriers fall under North American 
Industrial Classification System (NAICS) subsector 484, Truck 
Transportation, and most for-hire passenger transportation carriers 
fall under NAICS subsector 485, Transit and Ground Passenger 
Transportation. The SBA size standard for NAICS subsector 484 is 
currently $25.5 million in revenue per year, and the SBA size standard 
for NAICS subsector 485 is currently $14 million in revenue per year.
    Because the agencies do not have direct revenue figures for all 
carriers, power units (PUs) serve as a proxy to determine the carrier 
size that would qualify as a small business given the SBA's revenue 
threshold. In order to produce this estimate, it is necessary to 
determine the average revenue generated by a PU unit.
    With regard to truck PUs, FMCSA determined in the Electronic On-
Board Recorders and Hours-of-Service Supporting Documents Rulemaking 
RIA \71\ that a PU produces about $172,000 in revenue annually. 
According to the SBA, motor carriers of property with annual revenue of 
$25.5 million are considered small businesses.\72\ This equates to 148 
power units (148.26 = 25,500,000/172,000). Thus, FMCSA considers motor 
carriers of property with 148 PUs or fewer to be small businesses for 
purposes of this analysis. FMCSA then looked at the number and 
percentage of property carriers with recent activity that would fall 
under that definition (of having 148 power units or fewer). The results 
show that over 99 percent of all interstate property carriers with 
recent activity have 148 PUs or fewer, which amounts to about 493,000 
carriers.\73\ Therefore, the overwhelming majority of interstate 
carriers of property would be considered small entities.
---------------------------------------------------------------------------

    \71\ FMCSA Regulatory Analysis, ``Hours of Service of Drivers; 
Driver Rest and Sleep for Safe Operations,'' Final Rule (68 FR 
22456, April 23, 2003).
    \72\ U.S. Small Business Administration Table of Small Business 
Size Standards matched to North American Industry Classification 
(NAIC) System codes, effective July 22, 2013. See NAIC subsector 
484, Truck Transportation.
    \73\ FMCSA MCMIS Data, dated 2011.
---------------------------------------------------------------------------

    With regard to passenger-carrying vehicles, FMCSA conducted a

[[Page 61967]]

preliminary analysis to estimate the average number of PUs for a small 
entity earning $14 million annually,\74\ based on an assumption that 
passenger carriers generate annual revenues of $150,000 per PU. This 
estimate compares reasonably to the estimated average annual revenue 
per power unit for the trucking industry ($172,000). A lower estimate 
was used because passenger-carrying commercial motor vehicles (CMVs) 
generally do not accumulate as many vehicle miles traveled (VMT) per 
year as trucks, and it is therefore assumed that they would generate 
less revenue per PU on average. The analysis concluded that passenger 
carriers with 93 PUs or fewer ($14,000,000 divided by $150,000/PU = 
93.3 PU) would be considered small entities. FMCSA then looked at the 
number and percentage of passenger carriers registered with FMCSA that 
have no more than 93 PUs. The results show that about 98% of active 
passenger carriers have 93 PUs or less, which is about 10,000 carriers. 
Therefore, the overwhelming majority of passenger carriers to which 
this NPRM would apply would be considered small entities.
---------------------------------------------------------------------------

    \74\ Motor carriers of passengers with an annual revenue of $14 
million are considered small businesses. See id., subsector 485, 
Transit and Ground Passenger Transportation.
---------------------------------------------------------------------------

    Regarding bus companies, we believe that the companies most likely 
to be affected would be those that operate motorcoaches, which tend to 
be larger buses that are used for traveling longer distances. FMCSA 
data indicates that there are approximately 4,168 authorized motorcoach 
carriers, 813 of which own or lease only one motorcoach. The median 
number of motorcoaches owned or leased by these companies is 3. 
Accordingly, we estimate that most of the 4,168 motorcoach companies 
are small entities with annual revenues of less than $14 million per 
year.
    The agencies request comments on the percentage of small carrier 
business that might be affected by the proposed speed limiting device 
requirements.
Description of the Projected Reporting, Record Keeping and Other 
Compliance Requirements for Small Entities
Vehicle Manufacturers
    The impact on manufacturers of heavy vehicles, whether they are 
large or small businesses, would be minimal, because these vehicles are 
already equipped with electronic engine controls that include the 
capability to limit the speed of the vehicle.
Motor Carriers
    FMCSA is proposing a complementary Federal motor carrier safety 
regulation (FMCSR) requiring multipurpose passenger vehicles, trucks, 
and buses with a GVWR of more than 11,793.4 kilograms (26,000 pounds) 
to be equipped with a speed limiting system meeting the requirements of 
the proposed FMVSS applicable to the vehicle at the time of 
manufacture. Motor carriers operating such vehicles in interstate 
commerce would be required to maintain the speed limiting systems for 
the service life of the vehicle.
    The impact on small carriers could be significant from a 
competitive perspective. Regarding small trucking companies, the 
agencies predict that a speed limiting device might take away certain 
competitive advantages that small carriers might have over large 
trucking firms that already utilize speed limiting devices, but we have 
very limited knowledge of knowing whether that impact is 10 percent of 
their business, or more or less. We estimated that independent owner-
operators of combination trucks and single unit trucks would drive 
33,675 million miles annually out of 112,249 million miles traveled by 
these vehicles on rural and urban interstate highways. With the 
estimated average wage of $0.32/mile, the total annual revenue would be 
$10,776 million. As described in detail earlier in the PRIA, unlike 
large trucking companies, small carriers with limited resources may not 
be able to increase the number of drivers to overcome the delay in 
delivery time. However, the competitive impacts are difficult to 
estimate. For example, with 65 mph speed limiting devices, we estimated 
that owner-operators would lose $50 million annually. Accordingly, 
owner-operators would lose not more than 1% of their labor revenue. 
However, we note that the estimates were made based on very limited 
data. The agencies request comment on how large the economic impact 
might be on owner-operators.
    Regarding small motorcoach companies, we have even more limited 
data to predict how affected small motorcoach companies would 
compensate for the delay in delivery time or to quantify the effect on 
those businesses. Like small trucking companies, small motorcoach 
companies might need additional drivers to cover the same routes with a 
speed limiting device if the speed limiting device reduces the distance 
they can travel within their maximum hours of service. If those 
companies were unable to hire additional drivers, they would likely 
lose market share to larger companies that could afford additional 
drivers.
    The agencies believe that the proposed rule will affect small 
businesses, as discussed above; and may have a significant economic 
impact on a substantial number of small businesses. We request comment 
on the agencies' assumptions regarding how this rulemaking would affect 
small heavy vehicle operators, and we request comment on the type and 
magnitude of that effect.
Duplication With Other Federal Rules
    Although the heavy vehicle fuel efficiency program allows speed 
limiting devices as a compliance option for vehicle manufacturers, it 
does not require the devices.\75\ If a manufacturer chooses to use a 
speed limiting device for compliance with that program, the speed 
limiting device must meet certain requirements. These requirements are 
not identical to the proposed FMVSS requirements. Specifically, the 
fuel efficiency program requirements permit speed limiting devices to 
have a soft top (i.e., a higher maximum speed than the set speed for a 
limited amount of time), which would not be permitted under the 
proposed FMVSS requirements. The fuel efficiency program also specifies 
certain tamper-proofing requirements that would not be required by the 
proposed FMVSS. Finally, the proposed FMVSS includes a requirement that 
there be a means of reading the last two speed setting modifications 
and the time and date of those modifications, which is not required for 
speed limiting devices under the fuel efficiency program.
---------------------------------------------------------------------------

    \75\ See 40 CFR 1037.640.
---------------------------------------------------------------------------

    Although the proposed speed limiting device requirements are 
different than those for speed limiting devices under the fuel 
efficiency program, the requirements are not incompatible, and 
manufacturers would be able to design speed limiting devices that 
satisfy the requirements of the proposed FMVSS and the requirements 
necessary for the devices to be used for compliance with the fuel 
efficiency program. Manufacturers that choose to use speed limiting 
systems as a means of compliance with the fuel efficiency program would 
need to design a system that meets the requirements of both the program 
and the proposed FMVSS, i.e., a speed limiting system with an initial 
speed setting no greater than 65 mph that cannot be adjusted above the 
speed used for compliance under the fuel efficiency program. Although 
the

[[Page 61968]]

proposed FMVSS would not prohibit a ``soft top'' feature, in order to 
meet the proposed requirements, the highest achievable speed using this 
feature would have to be initially set to a speed no greater than 65 
mph.
Description of Any Significant Alternatives to the Rule Which 
Accomplish the Stated Objectives of Applicable Statutes and Which 
Minimize Any Significant Economic Impact of the Proposed Rule on Small 
Entities
    The agencies examined the expected benefits and costs of 
alternative speed limiting requirements, including different maximum 
speed settings, various tamper resistance requirements, and alternative 
compliance test procedures. The agencies are also requesting comment on 
the potential alternative of tying set speed to the speed limit of the 
road using GPS, vision, or vehicle-to-infrastructure based 
technologies.
    When speed limiters are required to set speeds at a particular 
speed, the requirement potentially imposes costs on CMV operators, 
including the small operators. A higher proposed speed setting would 
reduce the costs resulting from additional travel time. As explained in 
detail in the Unfunded Mandates Reform Act analysis, NHTSA and FMCSA 
carefully explored the initial speed setting. The benefits estimate 
showed that limiting vehicles to a speed of 65 mph would save 
substantially more lives than the slightly higher speed setting of 68 
mph. This speed setting would also harmonize U.S. requirements with 
those of Ontario and Quebec.
    The agencies requests comment on how the rule will impact small 
businesses and alternatives that would accomplish the objectives of the 
rulemaking while minimizing the impacts to small businesses.

C. Executive Order 13132 (Federalism)

    NHTSA and FMCSA have examined today's NPRM pursuant to Executive 
Order 13132 (64 FR 43255, August 10, 1999) and concluded that no 
additional consultation with States, local governments or their 
representatives is mandated beyond the rulemaking process. The agencies 
have concluded that the rulemaking would not have sufficient federalism 
implications to warrant consultation with State and local officials or 
the preparation of a federalism summary impact statement. The proposed 
rule would not have ``substantial direct effects on the States, on the 
relationship between the national government and the States, or on the 
distribution of power and responsibilities among the various levels of 
government.''
    NHTSA rules can have preemptive effect in two ways. First, the 
National Traffic and Motor Vehicle Safety Act contains an express 
preemption provision:

    When a motor vehicle safety standard is in effect under this 
chapter, a State or a political subdivision of a State may prescribe 
or continue in effect a standard applicable to the same aspect of 
performance of a motor vehicle or motor vehicle equipment only if 
the standard is identical to the standard prescribed under this 
chapter.

49 U.S.C. 30103(b)(1). It is this statutory command by Congress that 
preempts any non-identical State legislative and administrative law 
\76\ addressing the same aspect of performance.
---------------------------------------------------------------------------

    \76\ The issue of whether there is any potential for preemption 
of state tort law is addressed in the immediately following 
paragraph discussing the operation of implied preemption.
---------------------------------------------------------------------------

    The proposed FMVSS would preempt State laws or regulations 
addressing heavy vehicle speed limiting devices. However, the proposed 
FMVSS would not affect the States' ability to set maximum speed limits 
for public roads and highways, even if the posted speed limits for 
heavy vehicles are different than the set speed mandated when the 
vehicles are manufactured and sold.
    The express preemption provision described above is subject to a 
savings clause under which ``[c]ompliance with a motor vehicle safety 
standard prescribed under this chapter does not exempt a person from 
liability at common law.'' 49 U.S.C. Sec.  30103(e) Pursuant to this 
provision, State common law tort causes of action against motor vehicle 
manufacturers that might otherwise be preempted by the express 
preemption provision are generally preserved. However, the Supreme 
Court has recognized the possibility, in some instances, of implied 
preemption of State common law tort causes of action by virtue of 
NHTSA's rules--even if not expressly preempted.
    This second way that NHTSA rules can preempt is dependent upon the 
existence of an actual conflict between an FMVSS and the higher 
standard that would effectively be imposed on motor vehicle 
manufacturers if someone obtained a State common law tort judgment 
against the manufacturer--notwithstanding the manufacturer's compliance 
with the NHTSA standard. Because most NHTSA standards established by an 
FMVSS are minimum standards, a State common law tort cause of action 
that seeks to impose a higher standard on motor vehicle manufacturers 
will generally not be preempted. However, if and when such a conflict 
does exist --for example, when the standard at issue is both a minimum 
and a maximum standard--the State common law tort cause of action is 
impliedly preempted. See Geier v. American Honda Motor Co., 529 U.S. 
861 (2000).
    Pursuant to Executive Order 13132, NHTSA has considered whether 
this rule could or should preempt State common law causes of action. 
The agency's ability to announce its conclusion regarding the 
preemptive effect of one of its rules reduces the likelihood that 
preemption will be an issue in any subsequent tort litigation.
    To this end, NHTSA has examined the nature (e.g., the language and 
structure of the regulatory text) and objectives of today's proposal 
and finds that this proposal, like many NHTSA rules, prescribes only a 
minimum safety standard. Accordingly, NHTSA does not intend that this 
proposal preempt state tort law that would effectively impose a higher 
standard on motor vehicle manufacturers than that established by 
today's proposal. Establishment of a higher standard by means of State 
tort law would not conflict with the minimum standard established in 
this document. Without any conflict, there could not be any implied 
preemption of a State common law tort cause of action.
    With a few exceptions not applicable here, FMCSA regulations do not 
have preemptive effect. However, States that accept MCSAP grant funds--
currently all 50 States and the District of Columbia--must adopt 
regulations ``compatible'' with many provisions of the FMCSRs. Pursuant 
to MCSAP, participating States would be required to adopt and enforce, 
within 3 years of the effective date of a final rule, State laws or 
regulations applicable both to interstate and intrastate commerce that 
have the same effect as proposed 49 CFR 393.85. In other words, States 
would have to prohibit even motor carriers operating entirely in 
intrastate commerce from re-setting their speed limiting devices to 
speeds above the maximum specified set speed. Because State 
participation in MCSAP is voluntary, the program does not have 
federalism implications.
    We solicit the comments of the States and other interested parties 
on this assessment of issues relevant to E.O. 13132.

D. Executive Order 12988 (Civil Justice Reform)

    When promulgating a regulation, Executive Order 12988 specifically

[[Page 61969]]

requires that the agency must make every reasonable effort to ensure 
that the regulation, as appropriate: (1) Specifies in clear language 
the preemptive effect; (2) specifies in clear language the effect on 
existing Federal law or regulation, including all provisions repealed, 
circumscribed, displaced, impaired, or modified; (3) provides a clear 
legal standard for affected conduct rather than a general standard, 
while promoting simplification and burden reduction; (4) specifies in 
clear language the retroactive effect; (5) specifies whether 
administrative proceedings are to be required before parties may file 
suit in court; (6) explicitly or implicitly defines key terms; and (7) 
addresses other important issues affecting clarity and general 
draftsmanship of regulations.
    Pursuant to this Order, NHTSA and FMCSA note as follows. The 
preemptive effect of this proposal is discussed above in connection 
with Executive Order 13132. NHTSA and FMCSA note further that there is 
no requirement that individuals submit a petition for reconsideration 
or pursue other administrative proceeding before they may file suit in 
court.

E. Executive Order 13609 (Promoting International Regulatory 
Cooperation)

    The policy statement in section 1 of Executive Order 13609 
provides, in part:

    The regulatory approaches taken by foreign governments may 
differ from those taken by U.S. regulatory agencies to address 
similar issues. In some cases, the differences between the 
regulatory approaches of U.S. agencies and those of their foreign 
counterparts might not be necessary and might impair the ability of 
American businesses to export and compete internationally. In 
meeting shared challenges involving health, safety, labor, security, 
environmental, and other issues, international regulatory 
cooperation can identify approaches that are at least as protective 
as those that are or would be adopted in the absence of such 
cooperation. International regulatory cooperation can also reduce, 
eliminate, or prevent unnecessary differences in regulatory 
requirements.

    The regulatory approaches to speed limiting devices taken by 
certain foreign governments are discussed in Section V above. The 
proposed FMVSS adopts an approach that is similar to the widely used 
UNECE regulation. Specifically, NHTSA is proposing a test procedure 
substantially patterned after UNECE R89, which is described above. 
NHTSA requests public comment on whether (a) the ``regulatory 
approaches taken by foreign governments'' concerning the subject matter 
of this rulemaking and (b) the above policy statement have any 
implications for this rulemaking.

F. Executive Order 12630 (Taking of Private Property)

    This rulemaking would not effect a taking of private property or 
otherwise have takings implications under Executive Order 12630, 
Governmental Actions and Interference with Constitutionally Protected 
Property Rights.

G. Executive Order 12372 (Intergovernmental Review)

    The regulations implementing Executive Order 12372 regarding 
intergovernmental consultation on Federal programs and activities do 
not apply to this action.

H. Executive Order 13175 (Consultation and Coordination With Indian 
Tribal Governments)

    We analyzed this rulemaking under Executive Order 13175, 
Consultation and Coordination with Indian Tribal Governments, and 
determined that it does not have a substantial effect on one or more 
Indian tribes, on the relationship between the Federal Government and 
Indian tribes, or on the distribution of power and responsibilities 
between the Federal Government and Indian tribes.

I. Executive Order 13045 (Protection of Children)

    We analyzed this action under Executive Order 13045, Protection of 
Children from Environmental Health Risks and Safety Risks. We 
determined that this NPRM would not pose an environmental risk to 
health or safety that might affect children disproportionately.

J. Executive Order 13211 (Energy Effects)

    FMCSA analyzed this action under Executive Order 13211, Actions 
Concerning Regulations That Significantly Affect Energy Supply, 
Distribution, or Use. We have determined that it is not a ``significant 
energy action'' under that Executive Order because while this is an 
economically significant rulemaking it is not likely to have an adverse 
effect on the supply, distribution, or use of energy. In fact, this 
rulemaking would have a positive impact on the energy supply.

K. National Technology Transfer and Advancement Act

    Under the National Technology Transfer and Advancement Act of 1995 
(NTTAA) (Pub. L. 104-113) (15 U.S.C. 3701 note), ``all Federal agencies 
and departments shall use technical standards that are developed or 
adopted by voluntary consensus standards bodies, using such technical 
standards as a means to carry out policy objectives or activities 
determined by the agencies and departments.'' Voluntary consensus 
standards are technical standards (e.g., materials specifications, test 
methods, sampling procedures, and business practices) that are 
developed or adopted by voluntary consensus standards bodies, such as 
SAE International (SAE). The NTTAA directs agencies to provide 
Congress, through OMB, explanations when they decide not to use 
available and applicable voluntary consensus standards.
    NHTSA and FMCSA are not aware of any voluntary consensus standards 
related to the proposed speed limiting device requirements that are 
available at this time. However, we will consider any such standards as 
they become available and seek comment on whether any such standards 
exist.

L. Unfunded Mandates Reform Act

    The Unfunded Mandates Reform Act of 1995 requires agencies to 
prepare a written assessment of the costs, benefits and other effects 
of proposed or final rules that include a Federal mandate likely to 
result in the expenditure by State, local or tribal governments, in the 
aggregate, or by the private sector, of more than $100 million annually 
(adjusted for inflation with base year of 1995). In 2013 dollars, this 
threshold is $141 million. This joint rulemaking is not expected to 
result in the expenditure by State, local, or tribal governments, in 
the aggregate, of more than $141 million annually, but the proposed 
rules could result in the expenditure of that magnitude by the private 
sector.
    As noted previously, the agencies have prepared a detailed economic 
assessment in the PRIA. That assessment analyzes the benefits and costs 
of the proposed speed limiting device requirements for multipurpose 
passenger vehicles, trucks, buses, and school buses with a gross 
vehicle weight rating of more than 11,793.4 kilograms (26,000 pounds). 
The agencies' preliminary analysis indicates that although the proposed 
rule would result in minimal costs to vehicle manufacturers, it could 
result in expenditures by CMV operators of $1,534 million annually for 
60 mph speed limiters, $514 million annually for 65 mph speed limiters, 
and $206 million annually for 68 mph speed limiters assuming a 7 
percent discount rate. This is because limiting vehicles to speeds will 
increased travel time.
    The PRIA also analyzes the expected benefits and costs of 
alternative speed

[[Page 61970]]

limiting requirements, including different speed settings, various 
tamper resistance requirements, and alternative compliance test 
procedures. The proposed speed setting is the requirement that 
potentially imposes costs on CMV operators. As explained in detail in 
the PRIA and Section VIII of the preamble for this proposal, NHTSA and 
FMCSA carefully explored alternative requirements for the initial speed 
setting. The benefits estimate showed that limiting vehicles to a speed 
of 65 mph would save substantially more lives than the higher 
petitioned speed setting of 68 mph. Some additional safety benefits may 
be realized with a lower speed setting of 60 mph. A 65 mph set speed 
requirement would harmonize U.S. requirements with those of Ontario and 
Quebec.
    Additionally, as described in Section X.A.2, above, the agencies 
estimate that the proposal would result in substantial fuel savings. 
The fuel savings would offset the costs to CMV operators resulting from 
increased travel time. Assuming that vehicle manufacturers design their 
speed limiting devices so that the devices also meet the necessary 
requirements to be used for compliance with the medium- and heavy-duty 
vehicle fuel efficiency program (which the agencies expect they 
will),\77\ the fuel savings resulting from this rulemaking would be 
maximized with a set speed of 65 mph because the additional fuel 
savings for set speeds below 65 mph were accounted for in the heavy 
vehicle fuel efficiency program final rule.\78\
---------------------------------------------------------------------------

    \77\ 40 CFR 1037.640.
    \78\ 76 FR 57106 (Sep. 15, 2011).
---------------------------------------------------------------------------

    Specifically, under the medium- and heavy-duty vehicle fuel 
efficiency program, heavy vehicle drive cycles are evaluated at a 
maximum speed of 65 mph,\79\ and a speed limiting device with a setting 
at or above 65 mph will show no fuel savings.\80\ Thus, any fuel 
savings associated with speed settings of 65 mph and above were not 
estimated in the fuel efficiency program rulemaking. However, fuel 
efficiency evaluation under the program would reflect the difference in 
fuel consumption between the 65 mph baseline and a speed limiting 
device with a set speed below 65 mph,\81\ and the heavy-duty vehicle 
fuel efficiency final rule has already accounted for the fuel savings 
resulting from this difference. Accordingly, no additional fuel savings 
from a set speed below 65 mph could be attributed to this rulemaking 
without double counting the benefits of the heavy-duty vehicle fuel 
efficiency program.
---------------------------------------------------------------------------

    \79\ 76 FR 57182; Final Rulemaking to Establish Greenhouse Gas 
Emissions Standards and Fuel Efficiency Standards for Medium- and 
Heavy-Duty Engines and Vehicles, Regulatory Impact Analysis, Section 
4.2.4, EPA-420-R-11-901 (August 2011), available at http://www.nhtsa.gov/fuel-economy.
    \80\ 75 FR at 57155.
    \81\ Id.
---------------------------------------------------------------------------

    Comparing the costs and fuel savings of the various speed setting 
alternatives, which are discussed in detail in the PRIA, the agencies 
estimate that limiting heavy vehicles to 68 mph would result in $209 
million in costs (assuming a 7 percent discount rate) from increased 
travel times, as compared to $523 million in costs associated with 
limiting vehicles to 65 mph. However, the cost difference would be 
offset by additional fuel savings that would be realized with a 65 mph 
speed setting versus a 68 mph speed.
    The agencies estimate that limiting heavy vehicles to 60 mph would 
result in $1,561 million in costs (assuming a 7 percent discount rate) 
from increased travel times, i.e., an increase in costs of $1,038 
million compared to the costs of a 65 mph speed setting. However, as 
explained above, assuming that vehicle manufacturers design their speed 
limiting devices so that the devices also meet the necessary 
requirements to be used for compliance with the heavy-duty vehicle fuel 
efficiency program, no additional fuel savings from limiting vehicles 
to 60 mph versus 65 mph could be attributed to this rulemaking without 
double counting the benefits already accounted for in the medium- and 
heavy-duty vehicle fuel efficiency program rulemaking.

M. National Environmental Policy Act

    NHTSA and FMCSA have analyzed this NPRM for the purpose of the 
National Environmental Policy Act of 1969 (NEPA) (42 U.S.C. 4321 et 
seq.) and determined that this action may have an impact on the quality 
of the human environment. Concurrently with this NPRM, the agencies are 
releasing a Draft Environmental Assessment (Draft EA), pursuant to NEPA 
and implementing regulations and procedures issued by the Council on 
Environmental Quality (CEQ) (40 CFR parts 1500-1508), NHTSA (49 CFR 
part 520), and FMCSA (Order 5610.1, issued March 1, 2004 [69 FR 9680]). 
The agencies prepared the Draft EA to analyze the potential 
environmental impacts of the proposal to require installation of speed 
limiters in new heavy vehicles and maintenance of a maximum speed 
setting by motor carriers operating affected vehicles. The Draft 
Environmental Assessment, which informs this NPRM, is available for 
inspection or copying in the Regulations.gov Web site listed under 
ADDRESSES. The Draft EA analyzes the possible environmental impacts of 
heavy vehicles driving at slower speeds due to the use of vehicle speed 
limiters set at three alternative maximum speeds: 60 mph, 65 mph, and 
68 mph. The Draft EA also analyzes and compares these action 
alternatives to a ``No Action Alternative'' based on current driving 
behavior. The resource areas that may be affected by the proposed 
action include air quality, public health and safety, and solid waste 
and hazardous materials. In addition, the Draft EA addresses the 
agencies' analysis required by Section 176(c) of the Clean Air Act.
    NHTSA and FMCSA have reviewed the information presented in the 
Draft EA and conclude that the proposed action would have an overall 
positive impact on the quality of the human environment. In particular, 
the agencies anticipate reductions in most harmful air pollutant 
emissions, benefits from reduced fuel use (including reductions in 
carbon dioxide emissions), and reductions in releases of solid waste 
and hazardous materials corresponding to reductions in crash severity. 
The Draft EA shows anticipated increases in some harmful air pollutant 
emissions. The degree of impacts for each alternative correlate with 
the degree of speed reduction anticipated under that alternative. 
Overall, these impacts are not anticipated to be great in intensity, 
and they will occur so far into the future (as a result of slow fleet 
turnover where new vehicles subject to the requirements make up only a 
small percentage of on-road vehicles in the short term) that they are 
subject to considerable uncertainty. Still, for each action 
alternative, the environmental impacts of the proposed action are 
expected to be beneficial when taken together and are not expected to 
rise to a level of significance that necessitates the preparation of an 
Environmental Impact Statement.
    The Draft EA is open for public comment. The agencies will consider 
all comments received in preparing and reviewing the Final EA. At this 
time, based on the information in the Draft EA and assuming no 
additional information or changed circumstances, the agencies expect to 
issue a Finding of No Significant Impact. A FONSI, if appropriate, 
would be issued concurrent with the Final EA. However, any such finding 
will not be made before careful review of all comments.

N. Environmental Justice

    We evaluated the environmental effects of this NPRM in accordance 
with E.O. 12898 and determined that there are neither environmental 
justice issues

[[Page 61971]]

associated with its provisions nor any collective environmental impact 
resulting from its promulgation. Environmental justice issues would be 
raised if there were a ``disproportionate''' and ``high and adverse 
impact'' on minority or low-income populations. None of the 
alternatives analyzed in FMCSA or NHTSA's deliberations would result in 
high and adverse environmental justice impacts.

O. Paperwork Reduction Act

    Under the Paperwork Reduction Act of 1995 (PRA) (44 U.S.C. 3501, et 
seq.), Federal agencies must obtain approval from the Office of 
Management and Budget (OMB) for each collection of information they 
conduct, sponsor, or require through regulations. This rulemaking would 
not establish any new information collection requirements.

P. Plain Language

    Executive Order 12866 requires each agency to write all rules in 
plain language. Application of the principles of plain language 
includes consideration of the following questions:
     Have we organized the material to suit the public's needs?
     Are the requirements in the rule clearly stated?
     Does the rule contain technical language or jargon that 
isn't clear?
     Would a different format (grouping and order of sections, 
use of headings, paragraphing) make the rule easier to understand?
     Would more (but shorter) sections be better?
     Could we improve clarity by adding tables, lists, or 
diagrams?
     What else could we do to make the rule easier to 
understand?
    If you have any responses to these questions, please include them 
in your comments on this proposal.

Q. Privacy Impact Assessment

    Section 522 of Title I of Division H of the Consolidated 
Appropriations Act, 2005, enacted December 8, 2004 (Pub. L. 108-447, 
118 Stat. 2809, 3268, 5 U.S.C. 552a note), requires the agencies to 
conduct a privacy impact assessment (PIA) of a proposed regulation that 
will affect the privacy of individuals. This joint rulemaking would not 
require the collection of any personally identifiable information or 
otherwise affect the privacy of individuals, and thus no PIA is 
required.

R. Regulation Identifier Number (RIN)

    The Department of Transportation assigns a regulation identifier 
number (RIN) to each regulatory action listed in the Unified Agenda of 
Federal Regulations. The Regulatory Information Service Center 
publishes the Unified Agenda in April and October of each year. You may 
use the NHTSA and FMCSA RINs contained in the heading at the beginning 
of this document to find this action in the Unified Agenda.

Proposed Regulatory Text

List of Subjects

49 CFR Part 393

    Highways and roads, Incorporation by reference, Motor carriers, 
Motor vehicle equipment, Motor vehicle safety.

49 CFR Part 571

    Imports, Incorporation by reference, Motor vehicle safety, 
Reporting and recordkeeping requirements, Tires.

    In consideration of the foregoing, FMCSA and NHTSA propose to amend 
49 CFR parts 393 and 571, respectively, as follows:

PART 393--PARTS AND ACCESSORIES NECESSARY FOR SAFE OPERATION

0
1. The authority citation for part 393 of title 49 continues to read as 
follows:

    Authority:  49 U.S.C. 31136, 31151, and 31502; sec. 1041(b) of 
Pub. L. 102-240, 105 Stat. 1914, 1993 (1991); sec. 5524 of Pub. L. 
114-94, 129 Stat. 1312, 1560; and 49 CFR 1.87.

0
2. Amend Sec.  393.5 to include, in alphabetical order, a definition of 
``speed limiting device.''


Sec.  393.5  Definitions.

    Speed limiting device means a device or function in a vehicle 
capable of limiting the maximum motive power-controlled speed at which 
the vehicle may operate.
0
3 Add Sec.  393.85 to read as follows:


Sec.  393.85  Speed Limiting Devices.

    Each multipurpose passenger vehicle, truck, bus and school bus with 
a gross vehicle weight rating of more than 11,793.4 kilograms (26,000 
pounds) manufactured on or after September 1, 2020, shall be equipped 
with a device that limits its speed to [a speed to be specified in a 
final rule] as required by Federal Motor Vehicle Safety Standard No. 
140 (49 CFR 571.140).

PART 571--FEDERAL MOTOR VEHICLE SAFETY STANDARDS

0
4. The authority citation for Part 571 of Title 49 continues to read as 
follows:

    Authority:  49 U.S.C. 322, 30111, 30115, 30117, and 30166; 
delegation of authority at 49 CFR 1.95.

0
5. Add Sec.  571.140 to subpart B to read as follows:


Sec.  571.140  Standard No. 140; Speed limiting devices.

    S1. Scope. This standard specifies performance requirements for 
vehicle speed limiting functionality used to limit the road speed of 
motor vehicles.
    S2. Purpose. The purpose of this standard is to reduce the number 
of deaths and injuries that occur in crashes when heavy vehicles are 
traveling at high speeds.
    S3. Application. This standard applies to multipurpose passenger 
vehicles, trucks, buses, and school buses with a gross vehicle weight 
rating of more than 11,793.4 kilograms (26,000 pounds).
    S4. Definitions.
    Maximum Speed (Vmax) means the maximum speed reached by 
the vehicle.
    Set speed (Vset) means the intended mean vehicle speed 
when operating in a stabilized condition.
    Speed determination parameters are the vehicle parameters used by 
the speed limiting device to calculate the vehicle's speed including 
tire size and gear ratios.
    Speed limiting device means a device or function in a vehicle 
capable of limiting the maximum motive power-controlled speed at which 
the vehicle may operate.
    Stabilized speed (Vstab) means the average vehicle speed 
as limited by the vehicle speed limiting device calculated according to 
S7.4.
    S5. Requirements. Each vehicle manufactured on or after September 
1, 2020, shall be equipped with a speed limiting device and meet the 
requirements specified in this section.
    S5.1 Equipment Requirements. The speed limiting device shall meet 
the requirements in paragraphs S5.1.1 through S5.1.2.
    S5.1.1 Readable Information. The information specified in 
paragraphs S5.1.1.1 through S5.1.1.3 shall be readable by means of a 
connector meeting the requirements of 40 CFR 86.010-18.
    S5.1.1.1 Current Settings. The current set speed (Vset) 
and current speed determination parameters.
    S5.1.1.2 Previous Vset.
    (a) If the Vset has changed once, the previous 
Vset value and the time and date of the Vset 
change.
    (b) If the Vset has changed two or more times, the two 
most recent Vset values set prior to the current 
Vset value and the time and date of the two most recent 
Vset changes.
    S5.1.1.3 Previous Speed Determination Parameter Values. For

[[Page 61972]]

each speed determination parameter that has changed, the following 
information:
    (a) If the speed determination parameter has changed once, the 
previous value for each changed parameter and the time and date of the 
parameter change.
    (b) If the speed determination parameter has changed two or more 
times, the two most recent values for the parameter set prior to the 
current parameter value and the time and date of the two most recent 
changes to the parameter.
    S5.1.2 Modification. A means shall be provided to modify the speed 
determination parameters.
    S5.2 Performance Requirements. When tested according to S6 and S7, 
the vehicle shall perform as follows:
    S5.2.1 The set speed (Vset) shall be no greater than [a 
speed to be specified in a final rule].
    S5.2.2 After the vehicle speed has reached 95% of Vset 
for the first time, Vmax shall not exceed Vstab 
by more than 5%.
    S5.2.3 Ten seconds after the vehicle first reaches 95% of 
Vset and beyond:
    S5.2.3.1 The vehicle speed shall not vary by more than 2% of Vstab, and
    S5.2.3.2 Vstab as calculated according to S7.4 shall be 
no greater than Vset.
    S5.3 The speed limiting device may allow normal acceleration 
control for the purpose of gear changing.
    S6. Test Conditions.
    S6.1 Ambient conditions.
    S6.1.1 The ambient temperature is between 7[deg] C 
(45[emsp14][deg]F) and 40[deg] C (105[emsp14][deg]F).
    S6.1.2 The wind speed is less than 5m/s (11 mph).
    S6.2 Road test surface.
    S6.2.1 The test track is suitable to enable a stabilization speed 
to be maintained and the test surface is solid-paved, uniform, without 
irregularities, undulations, dips or large cracks. Gradients do not 
exceed 2% and do not vary by more than 1% excluding camber effects.
    S6.2.2 The test surface is free from standing water, snow, or ice.
    S6.3 Vehicle conditions
    S6.3.1 Tires. The vehicle is tested with the tires installed on the 
vehicle at the time of initial vehicle sale. The tires are inflated to 
the vehicle manufacturer's recommended cold tire inflation pressure(s).
    S6.3.2 The vehicle is tested in an unloaded condition with a single 
operator and necessary test equipment.
    S6.3.3 A truck tractor is tested without a trailer.
    S6.4 Test equipment
    S6.4.1 The speed measurement is independent of the vehicle 
speedometer and is accurate within plus or minus 1%.
    S7. Running the test
    S7.1 The vehicle, running at a speed which is 10 km/h below the set 
speed, is accelerated at a smooth and progressive rate using a full 
positive action on the accelerator control.
    S7.2 This action is maintained at least 30 seconds after the 
vehicle speed has reached 95% of Vset.
    S7.3 The instantaneous vehicle speed is recorded at a frequency of 
at least 100 Hz during the testing in order to establish the speed 
versus time plot as shown in Figure 1.
    S7.4 Vstab is the average vehicle speed starting ten 
seconds after the vehicle first reaches a speed equal to 95% of 
Vset measured over a duration of at least 20 seconds.
[GRAPHIC] [TIFF OMITTED] TP07SE16.030


    Issued under the authority delegated in 49 CFR 1.87 on: Dated: 
August 25, 2016.
T. F. Scott Darling, III,
Administrator,
    Issued under the authority delegated in 49 CFR 1.95 on: Dated: 
August 25, 2016.
Mark R. Rosekind,
Administrator.
[FR Doc. 2016-20934 Filed 9-6-16; 8:45 am]
 BILLING CODE 4910-59-P



                                                                                                           Vol. 81                           Wednesday,
                                                                                                           No. 173                           September 7, 2016




                                                                                                           Part IV


                                                                                                           Department of Transportation
                                                                                                           National Highway Traffic Safety Administration
                                                                                                           49 CFR Part 571
                                                                                                           Federal Motor Carrier Safety Administration
                                                                                                           49 CFR Part 393
                                                                                                           Federal Motor Vehicle Safety Standards; Federal Motor Carrier Safety
                                                                                                           Regulations; Parts and Accessories Necessary for Safe Operation; Speed
                                                                                                           Limiting Devices; Proposed Rule
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                                                      61942              Federal Register / Vol. 81, No. 173 / Wednesday, September 7, 2016 / Proposed Rules

                                                      DEPARTMENT OF TRANSPORTATION                            kilograms (26,000 pounds) to be                         Docket: For access to the docket to
                                                                                                              equipped with a speed limiting device                 read background documents or
                                                      National Highway Traffic Safety                         meeting the requirements of the                       comments received, go to http://
                                                      Administration                                          proposed FMVSS applicable to the                      www.regulations.gov or the street
                                                                                                              vehicle at the time of manufacture,                   address listed above. Follow the online
                                                      49 CFR Part 571                                         including the requirement that the                    instructions for accessing the dockets.
                                                      [Docket No. NHTSA–2016–0087]
                                                                                                              device be set to a speed not greater than             FOR FURTHER INFORMATION CONTACT:
                                                                                                              a specified speed. Motor carriers                       NHTSA: For technical issues, you
                                                      RIN 2127–AK92                                           operating such vehicles in interstate                 may contact Mr. Markus Price, Office of
                                                                                                              commerce would be required to                         Vehicle Rulemaking, Telephone: (202)
                                                      Federal Motor Carrier Safety                            maintain the speed limiting devices for
                                                      Administration                                                                                                366–1810. Facsimile: (202) 366–7002.
                                                                                                              the service life of the vehicle.                      For legal issues, you may contact Mr.
                                                                                                                 Based on the agencies’ review of the               David Jasinski, Office of Chief Counsel,
                                                      49 CFR Part 393                                         available data, limiting the speed of                 Telephone (202) 366–2992. Facsimile:
                                                      [Docket No. FMCSA–2014–0083]                            these heavy vehicles would reduce the                 (202) 366–3820. You may send mail to
                                                                                                              severity of crashes involving these                   these officials at: The National Highway
                                                      RIN–2126–AB63                                           vehicles and reduce the resulting                     Traffic Safety Administration,
                                                                                                              fatalities and injuries. We expect that, as           Attention: NVS–010, 1200 New Jersey
                                                      Federal Motor Vehicle Safety                            a result of this joint rulemaking,
                                                      Standards; Federal Motor Carrier                                                                              Avenue SE., Washington, DC, 20590.
                                                                                                              virtually all of these vehicles would be
                                                      Safety Regulations; Parts and                                                                                   FMCSA: For technical issues, you may
                                                                                                              limited to that speed.
                                                      Accessories Necessary for Safe                                                                                contact Mr. Michael Huntley, Vehicle
                                                                                                              DATES: You should submit your                         and Roadside Operations, Telephone
                                                      Operation; Speed Limiting Devices
                                                                                                              comments early enough to ensure that                  (202) 366–5370. Facsimile: (202) 366–
                                                      AGENCY: National Highway Traffic                        the docket receives them not later than               8842. For legal issues, you may contact
                                                      Safety Administration (NHTSA) and                       November 7, 2016.                                     Mr. Charles Medalen, Office of Chief
                                                      Federal Motor Carrier Safety                            ADDRESSES: You may submit comments,                   Counsel, Telephone (202) 366–1354.
                                                      Administration (FMCSA), Department                      identified by one or both of the docket               Facsimile: (202) 366–3602. You may
                                                      of Transportation (DOT).                                numbers in the heading of this                        send mail to these officials at: The
                                                      ACTION: Notice of Proposed Rulemaking                   document, by any of the following                     Federal Motor Carrier Safety
                                                      (NPRM).                                                 methods:                                              Administration, Attention: MC–PSV,
                                                                                                                 • Federal eRulemaking Portal: Go to                1200 New Jersey Avenue SE.,
                                                      SUMMARY:    NHTSA and FMCSA are                         http://www.regulations.gov. Follow the                Washington, DC 20590.
                                                      proposing regulations that would                        online instructions for submitting
                                                                                                                                                                    SUPPLEMENTARY INFORMATION:
                                                      require vehicles with a gross vehicle                   comments.
                                                      weight rating of more than 11,793.4                        • Mail: Docket Management Facility:                Table of Contents
                                                      kilograms (26,000 pounds) to be                         U.S. Department of Transportation, 1200               I. Executive Summary
                                                      equipped with a speed limiting device                   New Jersey Avenue SE., West Building                  II. Legal Basis
                                                      initially set to a speed no greater than                Ground Floor, Room W12–140,                           III. Background
                                                      a speed to be specified in a final rule                 Washington, DC 20590–0001                                A. Speed Limiting Technology
                                                      and would require motor carriers                           • Hand Delivery or Courier: 1200                      B. NHTSA’s 1991 Report to Congress on
                                                      operating such vehicles in interstate                   New Jersey Avenue SE., West Building                        CMV Speed Control Devices
                                                      commerce to maintain functional speed                   Ground Floor, Room W12–140, between                      C. Petitions for Rulemaking
                                                      limiting devices set to a speed no greater              9 a.m. and 5 p.m. ET, Monday through                     1. American Trucking Associations (ATA)
                                                      than a speed to be specified in the final               Friday, except Federal holidays.                            Petition
                                                                                                                                                                       2. Road Safe America Petition
                                                      rule for the service life of the vehicle.                  • Fax: 202–493–2251.
                                                                                                                                                                       D. Request for Comment
                                                         Specifically, NHTSA is proposing to                     Instructions: For detailed instructions               E. NHTSA Notice Granting Petitions
                                                      establish a new Federal motor vehicle                   on submitting comments and additional                    F. FMCSA Research—Speed Limiting
                                                      safety standard (FMVSS) requiring that                  information on the rulemaking process,                      Device Installation on CMVs
                                                      each new multipurpose passenger                         see the Public Participation heading of               IV. Heavy Vehicle Speed Related Safety
                                                      vehicle, truck, bus and school bus with                 the Supplementary Information section                       Problem
                                                      a gross vehicle weight rating (GVWR) of                 of this document. Note that all                          A. Heavy Vehicle Crashes at High Speeds
                                                      more than 11,793.4 kilograms (26,000                    comments received will be posted                         B. NTSB Motorcoach Speed-Related Crash
                                                      pounds) be equipped with a speed                        without change to http://                                   Investigation
                                                      limiting device. The proposed FMVSS                                                                           V. Applicability of NHTSA’s 1991 Report to
                                                                                                              www.regulations.gov, including any
                                                                                                                                                                          Congress on CMV Speed Control Devices
                                                      would also require each vehicle, as                     personal information provided. Please                 VI. Comparative Regulatory Requirements
                                                      manufactured and sold, to have its                      see the ‘‘Privacy Act’’ heading below.                   A. Canada
                                                      device set to a speed not greater than a                   Privacy Act: Anyone is able to search                 B. Australia
                                                      specified speed and to be equipped with                 the electronic form of all comments                      C. Europe
                                                      means of reading the vehicle’s current                  received into any of our dockets by the                  D. Japan
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                                                      speed setting and the two previous                      name of the individual submitting the                 VII. Proposed Requirements
                                                      speed settings (including the time and                  comment (or signing the comment, if                      A. Overview
                                                      date the settings were changed) through                 submitted on behalf of an association,                   1. Proposed FMVSS
                                                      its On-Board Diagnostic connection.                     business, labor union, etc.). You may                    2. Proposed FMCSR
                                                                                                                                                                       B. Applicability
                                                         FMCSA is proposing a                                 review DOT’s complete Privacy Act                        1. Proposed FMVSS
                                                      complementary Federal motor carrier                     Statement in the Federal Register                        2. Proposed FMCSR
                                                      safety regulation (FMCSR) requiring                     published on April 11, 2000 (65 FR                       C. Proposed FMVSS Requirements
                                                      each commercial motor vehicle (CMV)                     19477–78) or you may visit http://                       1. Definitions
                                                      with a GVWR of more than 11,793.4                       www.regulations.gov.                                     2. Set Speed



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                                                                         Federal Register / Vol. 81, No. 173 / Wednesday, September 7, 2016 / Proposed Rules                                             61943

                                                        3. Tampering and Modification of the                  energy increase is exponential                          supportive of fleet applications of speed
                                                           Speed-Limiting Device                              compared to the speed increase, so that                 monitoring and speed limiting devices,
                                                        4. Test Procedure and Performance                     even small increases in speed have large                but concluded that, because of the small
                                                           Requirements
                                                                                                              effects on kinetic energy. For example,                 target population size as compared to
                                                        D. Proposed FMCSR Requirements
                                                        1. Enforcement                                        a 5 mph speed increase from 30 mph to                   the overall size of the population, there
                                                      VIII. Regulatory Alternatives                           35 mph increases the kinetic energy by                  was not sufficient justification to require
                                                        A. Other Technologies Limiting Speed                  one-third.2 The effect is particularly                  the application of speed limiting
                                                        B. Tampering                                          relevant for combination trucks (i.e.,                  devices at that time.
                                                        C. Test Procedures                                    truck tractor and trailer) due to their                    Several factors have changed since the
                                                        D. Electromagnetic Interference                       large mass.3 Additionally, higher speeds                submission of the 1991 report, including
                                                      IX. Other Issues                                        extend the distance necessary to stop a                 the data on the target population,
                                                        A. Retrofitting                                       vehicle and reduce the ability of the                   changes in the costs and technology of
                                                        B. Lead Time                                                                                                  speed limiting devices, and the repeal of
                                                                                                              vehicle, restraint device, and roadway
                                                      X. Overview of Benefits and Costs
                                                        A. Benefits                                           hardware such as guardrails, barriers,                  the national maximum speed limit law.
                                                        1. Safety Benefits                                    and impact attenuators to protect                       These changes undermine the
                                                        2. Fuel Saving Benefits                               vehicle occupants in the event of a                     conclusions contained in the 1991
                                                        B. Costs                                              crash.4                                                 report and support our reexamination of
                                                        1. Heavy Vehicle Manufacturers                           All vehicles with electronic engine                  this safety issue.
                                                        2. Societal Costs Associated with the                 control units (ECUs) are generally                         In 2006, NHTSA received a petition
                                                           Operation of Heavy Vehicles                        electronically speed governed to prevent                from the American Trucking
                                                        3. Impacts on Small Trucking and                      engine or other damage to the vehicle.                  Associations (ATA) to initiate a
                                                           Motorcoach Businesses                              This is because the ECU monitors an                     rulemaking to amend the Federal Motor
                                                        C. Net Impact                                         engine’s RPM (from which vehicle                        Vehicle Safety Standards (FMVSS) to
                                                      XI. Public Participation
                                                                                                              speed can be calculated) and also                       require vehicle manufacturers to limit
                                                      XII. Rulemaking Analyses
                                                        A. Executive Orders 12866 and 13563 and               controls the supply of fuel to the engine.              the speed of trucks with a Gross Vehicle
                                                           DOT Regulatory Policies and Procedures             The information NHTSA has analyzed                      Weight Rating (GVWR) greater than
                                                        B. Regulatory Flexibility Act                         indicates that ECUs have been installed                 26,000 pounds to no more than 68 miles
                                                        C. Executive Order 13132 (Federalism)                 in most heavy trucks since 1999,                        per hour (mph). Concurrently, the ATA
                                                        D. Executive Order 12988 (Civil Justice               although we are aware that some                         petitioned the FMCSA to amend the
                                                           Reform)                                            manufacturers were still installing                     Federal Motor Carrier Safety
                                                        E. Executive Order 13609 (Promoting                   mechanical controls through 2003. We                    Regulations (FMCSR) to prohibit owners
                                                           International Regulatory Cooperation)              seek comment on when ECUs with                          and operators from adjusting the speed
                                                        F. Executive Order 12630 (Taking of                                                                           limiting devices in affected vehicles
                                                                                                              speed limiting capabilities became
                                                           Private Property)
                                                                                                              widely used for the other heavy vehicles                above 68 mph. That same year, FMCSA
                                                        G. Executive Order 12372
                                                           (Intergovernmental Review)                         covered by this proposal, such as buses                 received a petition from Road Safe
                                                        H. Executive Order 13175 (Consultation                and school buses.                                       America to initiate a rulemaking to
                                                           and Coordination with Indian Tribal                   The Department of Transportation has                 amend the FMCSRs to require that all
                                                           Governments)                                       previously examined the issue of                        trucks manufactured after 1990 with a
                                                        I. Executive Order 13045 (Protection of               mandatory speed limitation for CMVs.                    GVWR greater than 26,000 pounds be
                                                           Children)                                          In 1991, NHTSA published a report                       equipped with electronic speed limiting
                                                        J. Executive Order 13211 (Energy Effects)             titled ‘‘Commercial Motor Vehicle                       devices set at not more than 68 mph.
                                                        K. National Technology Transfer and                   Speed Control Devices,’’ 5 in response to                  On January 26, 2007, NHTSA and
                                                           Advancement Act                                                                                            FMCSA responded to these petitions in
                                                                                                              the Truck and Bus Safety and
                                                        L. Unfunded Mandates Reform Act
                                                                                                              Regulatory Reform Act of 1988.6 This                    a joint Request for Comments notice in
                                                        M. National Environmental Policy Act
                                                        N. Environmental Justice                              report reviewed the problem of heavy                    the Federal Register, seeking public
                                                        O. Paperwork Reduction Act                            vehicles traveling at speeds greater than               comments on the petitions.8 On January
                                                        P. Plain Language                                     65 mph and these vehicles’ involvement                  3, 2011, NHTSA published a notice
                                                        Q. Privacy Impact Assessment                          in ‘‘speeding-related’’ crashes.7 At that               granting the petitions for rulemaking
                                                        R. Regulation Identifier Number (RIN)                 time, the report found that combination                 and announced that the agency would
                                                                                                              trucks tended to travel at just over the                initiate the rulemaking process with an
                                                      I. Executive Summary
                                                                                                              posted speed limit. The report was                      NPRM.9
                                                         Studies examining the relationship                                                                              Using Fatality Analysis Reporting
                                                      between travel speed and crash severity                   2 Virginia Commonwealth University Safety             System (FARS) and National
                                                      have confirmed the common-sense                         Training Center Web site, http://www.vcu.edu/           Automotive Sampling System General
                                                      conclusion that the severity of a crash                 cppweb/tstc/crashinvestigation/kinetic.html.            Estimates System (NASS GES) crash
                                                                                                                3 Johnson, Steven L. & Pawar, Naveen, Mack-
                                                      increases with increased travel speed.1                                                                         data over the 10-year period between
                                                                                                              Blackwell Rural Transportation Center, Cost-Benefit
                                                      Impact force during a crash is related to               Evaluation of Large Truck-Automobile Speed Limits       2004 and 2013, the agencies examined
                                                      vehicle speed, and even small increases                 Differentials on Rural Interstate Highways, MBTC        crashes involving heavy vehicles (i.e.,
                                                      in speed have large effects on the force                2048 (Nov. 2005).                                       vehicles with a GVWR of over 11,793.4
                                                                                                                4 Liu Cejun & Chen, Chou-Lin, NHTSA, An
                                                      of impact. As speed increases, so does                                                                          kg (26,000 pounds)) on roads with
asabaliauskas on DSK3SPTVN1PROD with PROPOSALS




                                                                                                              Analysis of Speeding-Related Crashes: Definitions
                                                      the amount of kinetic energy a vehicle                  and the Effects of Road Environments, DOT HS 811        posted speed limits of 55 mph or above.
                                                      has. Because the kinetic energy equation                090 (Feb. 2009).                                        The agency focused on crashes in which
                                                      has a velocity-squared term, the kinetic                  5 NHTSA, Commercial Motor Vehicle Speed               the speed of the heavy vehicle likely
                                                                                                              Control Devices, DOT HS 807 725 (May 1991).             contributed to the severity of the crash
                                                        1 See, e.g., Johnson, Steven L. & Pawar, Naveen,        6 Truck and Bus Safety and Regulatory Reform
                                                                                                                                                                      (e.g., single vehicle crashes, crashes in
                                                      Mack-Blackwell Rural Transportation Center,             Act of 1988, Pub. L. 100–690, 102 Stat. 4527 (Nov.
                                                      College of Engineering, University of Arkansas,         18, 1988).                                              which the heavy vehicle was the
                                                      Cost-Benefit Evaluation of Large Truck-Automobile         7 For the purposes of the report, a vehicle was
                                                                                                                                                                       8 72   FR 3904 (Jan. 26, 2007).
                                                      Speed Limits Differentials on Rural Interstate          considered to be ‘‘speeding’’ if its estimated travel
                                                      Highways, MBTC 2048 (Nov. 2005).                        speed exceeded the posted speed limit.                   9 76   FR 78 (Jan. 3, 2011).



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                                                      61944               Federal Register / Vol. 81, No. 173 / Wednesday, September 7, 2016 / Proposed Rules

                                                      striking vehicle). The agencies estimated                Vehicle Safety Act (‘‘Motor Vehicle                  devices,11 with several modifications
                                                      that these crashes resulted in 10,440                    Safety Act’’).                                       discussed in detail later in this
                                                      fatalities 10 from 2004 to 2013. On an                      FMCSA’s portion of this NPRM is                   document.
                                                      annual basis, the fatalities averaged                    based on the authority of the Motor                     In order to reduce additional potential
                                                      approximately 1,044 during this period.                  Carrier Act of 1935 (1935 Act) and the               costs to vehicle manufacturers, NHTSA
                                                         The agencies’ analysis found that                     Motor Carrier Safety Act of 1984 (1984               is not proposing requirements to
                                                      crashes involving heavy vehicles                         Act), both as amended. The two acts are              prevent tampering or restrict adjusting
                                                      traveling faster are more deadly than                    delegated to FMCSA by 49 CFR 1.87(i)                 the speed setting as part of the proposed
                                                      crashes involving heavy vehicles                         and (f), respectively.                               FMVSS. Instead, to deter tampering
                                                      traveling at lower speeds. Given this                       These legal authorities and the legal             with a vehicle’s speed limiting device or
                                                      fact, NHTSA is proposing to require                      basis for the proposed FMCSR are                     modification of the set speed above the
                                                      multipurpose passenger vehicles,                         discussed in more detail in Section II of            specified maximum set speed after the
                                                      trucks, buses and school buses, with a                   this notice.                                         vehicle is sold, the proposed FMVSS
                                                      GVWR of more than 11,793.4 kilograms                        NHTSA is proposing that speed                     would be reinforced by the proposed
                                                                                                               limiting device requirements apply to                FMCSR, which would require motor
                                                      (26,000 pounds) to be equipped with a
                                                                                                               all multipurpose passenger vehicles,                 carriers to maintain the speed limiting
                                                      speed limiting device. As manufactured
                                                                                                               trucks and buses with a GVWR of more                 devices at a set speed within the range
                                                      and sold, each of these vehicles would
                                                                                                               than 11,793.4 kg (26,000 pounds).                    permitted by the FMVSS. To assist
                                                      be required by NHTSA to have its
                                                                                                               NHTSA considered several factors in                  FMCSA’s enforcement officials with
                                                      device set to a speed not greater than a
                                                                                                               determining the GVWR threshold for the               post-installation inspections and
                                                      specified speed. NHTSA is proposing a
                                                                                                               proposed FMVSS. These vehicles carry                 investigations to ensure compliance
                                                      lead time of three years from
                                                                                                               the heaviest loads, and small increases              with the requirement to maintain the
                                                      publication of a final rule for
                                                                                                               in their speed have larger effects on the            speed limiters, NHTSA is proposing to
                                                      manufacturers to meet the proposed
                                                                                                               force of impact in a crash. Additionally,            require that the vehicle set speed and
                                                      requirements.                                            many of these vehicles are regulated by              the speed determination parameters be
                                                         FMCSA is proposing a                                  FMCSA and its State partners,                        readable through the On-Board
                                                      complementary Federal Motor Carrier                      permitting the establishment of an                   Diagnostic (OBD) connection.12 In
                                                      Safety Regulation (FMCSR) requiring                      FMCSR to ensure the enforcement of the               addition to the current speed limiter
                                                      multipurpose passenger vehicles,                         speed limiting requirements throughout               settings, NHTSA is proposing that the
                                                      trucks, and buses and school buses with                  the life of the vehicles.                            previous two setting modifications (i.e.,
                                                      a GVWR of more than 11,793.4                                Although the petitions for rulemaking             the two most recent modifications of the
                                                      kilograms (26,000 pounds) operating in                   requested that NHTSA permit                          set speed of the speed limiting device
                                                      interstate commerce to be equipped                       manufacturers to set the speed limiting              and the two most recent modifications
                                                      with a speed limiting device meeting                     device at any speed up to and including              of the speed determination parameters)
                                                      the requirements of the proposed                         68 mph, the agency has not proposed a                be readable and include the time and
                                                      FMVSS applicable to the vehicle at the                   specific set speed. In Section X of this             date of the modifications.
                                                      time of manufacture, including the                       document and in the Preliminary                         In addition to the new vehicle
                                                      requirement that the device be set to a                  Regulatory Impact Analysis, Initial                  requirements included in this proposal,
                                                      speed not greater than the specified                     Regulatory Flexibility Analysis, and                 NHTSA is considering whether to
                                                      speed. Motor carriers operating such                     Draft Environmental Assessment                       require commercial vehicles with a
                                                      vehicles in interstate commerce would                    accompanying this proposal, NHTSA                    GVWR of more than 26,000 pounds
                                                      be required to maintain the speed                        has considered the benefits and costs of             currently on the road to be retrofitted
                                                      limiting devices for the service life of                 60 mph, 65 mph, and 68 mph maximum                   with a speed limiting device with the
                                                      the vehicle.                                             set speeds.                                          speed set to no more than a specified
                                                         Vehicles with GVWRs above 26,000                         The agencies estimate that limiting               speed. The agency has not included a
                                                      pounds include multipurpose passenger                    the speed of heavy vehicles to 60 mph                retrofit requirement in this proposal
                                                      vehicles, trucks, and buses and school                   would save 162 to 498 lives annually,                because of concerns about the technical
                                                      buses and will be referred to as heavy                   limiting the speed of heavy vehicles to              feasibility, cost, enforcement, and small
                                                      vehicles within this notice. The purpose                 65 mph would save 63 to 214 lives                    business impacts of such a requirement.
                                                      of this joint rulemaking is to reduce the                annually, and limiting the speed of                  However, we are seeking public
                                                      severity of crashes involving these                      heavy vehicles to 68 mph would save 27               comment to improve our understanding
                                                      heavy vehicles and to reduce the                         to 96 lives annually. Although we                    of the real-world impact of
                                                      number of resulting fatalities.                          believe that the 60 mph alternative                  implementing a speed limiting device
                                                         Since this NPRM would apply both to                   would result in additional safety                    retrofit requirement. As an alternative to
                                                      vehicle manufacturers and motor                          benefits, we are not able to quantify the            a retrofit requirement, the agencies are
                                                      carriers that purchase and operate these                 60 mph alternative with the same                     also requesting comment on whether to
                                                      vehicles, this joint rulemaking is based                 confidence as the 65 mph and 68 mph                  extend the set speed requirement only
                                                      on the authority of both NHTSA and                       alternatives.
                                                      FMCSA.                                                      To determine compliance with the                    11 UNECE R89, Uniform provisions concerning
                                                                                                               operational requirements for the speed
asabaliauskas on DSK3SPTVN1PROD with PROPOSALS




                                                         NHTSA’s legal authority for today’s                                                                        the approval of: I. Vehicles with regard to limitation
                                                      NPRM is the National Traffic and Motor                   limiting device (i.e., that the vehicle is           of their maximum speed or their adjustable speed
                                                                                                               in fact limited to the set speed), NHTSA             limitation function; II. Vehicles with regard to the
                                                                                                                                                                    installation of a speed limiting device (SLD) or
                                                        10 The fatality numbers were also adjusted to          is proposing a vehicle-level test that               adjustable speed limitation device (ASLD) of an
                                                      reflect the effect of new heavy vehicle requirements     involves accelerating the vehicle and                approved type; III. Speed limitation devices (SLD)
                                                      that have been adopted by NHTSA within the last          monitoring the vehicle’s speed. The                  and adjustable speed limitation device (ASLD),’’ E/
                                                      several years (e.g., the final rule adopting seat belt   proposed test procedure is substantially             ECE/324–E/ECE/TRANS/505//Rev. 1/Add. 88/
                                                      requirements for passenger seats in buses (78 FR                                                              Amend. 2 (January 30, 2011).
                                                      70415 (Nov. 25, 2013), the final rule to adopt
                                                                                                               based on the United Nations Economic                   12 Further information on the specification of the

                                                      electronic stability control requirements for heavy      Commission for Europe (UNECE)                        OBD connection is available at http://www.epa.gov/
                                                      vehicles (80 FR 36049 (June 23, 2015)).                  regulation on vehicle speed limiting                 obd/regtech/heavy.htm.



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                                                                                 Federal Register / Vol. 81, No. 173 / Wednesday, September 7, 2016 / Proposed Rules                                                                                61945

                                                      to all CMVs with a GVWR of more than                                         speed of 65 mph, and 30 to 106 serious                                percent discount rate, as a result of the
                                                      26,000 pounds that are already                                               injuries and 560 to 1,987 minor injuries                              potentially lower travel speeds and
                                                      equipped with a speed limiting device.                                       with a maximum set speed of 68 mph.                                   delay in the delivery of goods. However,
                                                         Based on our review of the available                                        Additionally, we project that this joint                            the estimated fuel savings benefits of
                                                      data, limiting the speed of heavy                                            rulemaking would result in fuel savings                               this proposed rule exceed these
                                                      vehicles would reduce the severity of                                        and greenhouse gas (GHG) emissions                                    estimated societal costs.
                                                      crashes involving these vehicles and                                         reductions totaling of $848 million                                      The commercial trucking market fits
                                                      reduce the resulting fatalities and                                          annually, assuming a 7 percent discount                               the classic definition of a negative
                                                      injuries. Because virtually all heavy                                        for fuel and a 3 percent discount rate for                            externality, in which benefits are
                                                      vehicles are CMVs and would be subject                                       GHG, for 60 mph and 65 mph speed                                      enjoyed by one party, but the costs
                                                      to both the proposed FMVSS and the                                           limiter settings.15 For 68 mph speed                                  associated with that benefit are imposed
                                                      proposed FMCSR, we expect that, as a                                         limiters, we would expect fuel savings                                on another. In this case, higher travel
                                                      result of this joint rulemaking, virtually                                   and GHG emissions reductions to result                                speeds may produce more severe traffic
                                                      all heavy vehicles would be speed                                            in benefits of $376 million annually.                                 crashes that result in more death, more
                                                      limited.                                                                       The cost of the proposed FMVSS to                                   injury, and greater property damage.
                                                         The agencies project that this joint                                      vehicle manufacturers is expected to be                               While the cost of excess fuel
                                                      rulemaking would be cost-beneficial.                                         minimal. As discussed above, most                                     consumption is borne by the vehicle
                                                      Specifically, by reducing the severity of                                    vehicles to which the proposed FMVSS                                  fleet operators, the resulting fatalities,
                                                      crashes involving heavy vehicles, we                                         would apply are already equipped with                                 greenhouse gases, and pollutants may be
                                                      estimate that limiting heavy vehicles to                                     electronic engine controls which                                      imposed on society. The agencies
                                                      68 mph would save 27 to 96 lives                                             include the capability to limit the speed                             estimate that this rule would be cost-
                                                      annually, limiting heavy vehicles to 65                                      of the vehicle, but may not have these                                beneficial. Even assuming that the
                                                      mph would save 63 to 214 lives                                               controls turned on automatically.                                     proposed rule would result in the high
                                                      annually, and limiting heavy vehicles to                                       In addition to the costs to vehicle                                 cost estimate and the low benefit
                                                      60 mph would save 162 to 498 lives                                           manufacturers, we have evaluated the                                  estimate, the net benefits of this
                                                      annually.13 Based on range of fatalities                                     societal cost implications of these                                   rulemaking are estimated to be $1.1
                                                      prevented, this rulemaking would                                             proposed rules. We estimate that the                                  billion to $5.0 billion annually for 60
                                                      prevent 179 to 551 serious injuries 14                                       proposed rules would cost $1,561                                      mph speed limiters, $1.0 billion to $2.8
                                                      and 3,356 to 10,306 minor injuries with                                      million for 60 mph speed limiters, $523                               billion annually for 65 mph speed
                                                      a maximum set speed of 60 mph, 70 to                                         million for 65 mph speed limiters, and                                limiters, and $0.5 to $1.3 billion
                                                      236 serious injuries and 1,299 to 4,535                                      $209 million for 68 mph speed limiters                                annually for 68 mph speed limiters,
                                                      minor injuries with a maximum set                                            $433 million annually, assuming a 7                                   assuming a 7 percent discount rate.

                                                                                                                       TABLE 1—ANNUAL TOTAL BENEFITS, 7% DISCOUNT
                                                                                                                                                 [In millions of 2013 dollars *]

                                                                                                                                              60 mph                                            65 mph                                68 mph
                                                                                Benefits
                                                                                                                            Low estimate              High estimate               Low estimate       High estimate        Low estimate       High estimate

                                                      Combination Trucks .................................                             $2,571                     $6,134                    $1,458             $3,074               $640               $1,384
                                                      Single-unit trucks .....................................                            105                        230                        85                128                 36                   53
                                                      Buses .......................................................                        20                        159                        21                 79                  8                   32

                                                            Total ..................................................                     2,695                      6,522                    1,564              3,281                 684               1,469
                                                         * Numbers were rounded to the nearest integer.

                                                                                     TABLE 2—ANNUAL COSTS, 7% DISCOUNT ASSOCIATED WITH INCREASED DELIVERY TIME
                                                                                                                                                  [In millions of 2013 dollars]

                                                                                                                                                                                               60 mph                   65 mph                 68 mph

                                                      Cost ............................................................................................................................        $1,534                    $514                   $206


                                                        TABLE 3—OVERALL NET BENEFITS TO HEAVY VEHICLE INDUSTRIES ASSOCIATED WITH SPEED LIMITERS, 7% DISCOUNT
                                                                                                                                                   [In millions, 2013 dollars] *

                                                                                                                                              60 mph                                            65 mph                                68 mph
                                                                                Vehicle
asabaliauskas on DSK3SPTVN1PROD with PROPOSALS




                                                                                                                               Minimum                    Maximum                    Minimum             Maximum            Minimum             Maximum

                                                      Total Benefits ...........................................                       $2,695                     $6,522                    $1,564             $3,281               $684               $1,469

                                                         13 Although we believe that the 60 mph                                    Accordingly, the number of serious injuries                           annual benefits are discounted back to net present
                                                      alternative would result in additional safety                                prevented (AIS 3–5) is estimated to be equivalent                     value using the same discount rate as the social cost
                                                      benefits, we are not able to quantify the 60 mph                             to the number of fatalities. Please consult the PRIA                  of carbon estimate (3 percent) rather than 3 percent
                                                      alternative with the same confidence as the 65 mph                           for additional discussion on how the agencies                         and 7 percent. Please refer to Section X for
                                                      and 68 mph alternatives.                                                     estimated the injuries prevented.
                                                         14 The fatality-to-injury ratios for AIS 3, AIS 4,                          15 For internal consistency and because of the
                                                                                                                                                                                                         additional information.
                                                      and AIS 5 injuries coincidentally add up to 1.                               way the social cost of carbon is estimated, the



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                                                      61946                   Federal Register / Vol. 81, No. 173 / Wednesday, September 7, 2016 / Proposed Rules

                                                       TABLE 3—OVERALL NET BENEFITS TO HEAVY VEHICLE INDUSTRIES ASSOCIATED WITH SPEED LIMITERS, 7% DISCOUNT—
                                                                                                     Continued
                                                                                                                                       [In millions, 2013 dollars] *

                                                                                                                                 60 mph                                  65 mph                           68 mph
                                                                              Vehicle
                                                                                                                      Minimum              Maximum             Minimum            Maximum         Minimum          Maximum

                                                      Total Costs ...............................................              1,561               1,561                 523               523           209              209
                                                      Net Benefit ...............................................              1,136               4,964               1,039             2,757           475            1,260
                                                         * The estimates may not add up precisely due to rounding.


                                                        The agencies seek comments and                                      Mandating speed limiting devices in                   operation and equipment of, a motor
                                                      suggestions on any alternative options                             heavy vehicles and requiring that those                  carrier; and (2) qualifications and
                                                      that would lower cost and maintain all                             devices be set at speeds not greater than                maximum hours of service of employees
                                                      or most of the benefits of the proposal,                           a maximum specified speed would meet                     of, and standards of equipment of, a
                                                      as well as information relative to a                               the need for motor vehicle safety by                     motor private carrier, when needed to
                                                      phase-in of the proposed requirements                              reducing the severity of crashes                         promote safety of operations’’ [49 U.S.C.
                                                      or alternatives to our proposed three-                             involving heavy vehicles and reducing                    31502(b)].
                                                      year lead time for manufacturers to meet                           the number of fatalities and injuries that                  The 1984 Act confers on DOT
                                                      the requirements of the new FMVSS.                                 result from such crashes. These safety                   authority to regulate drivers, motor
                                                                                                                         benefits are summarized above and                        carriers, and vehicle equipment. ‘‘At a
                                                      II. Legal Basis                                                    discussed in more detail below in                        minimum, the regulations shall ensure
                                                         Since this NPRM would apply both to                             Section X. The proposed FMVSS would                      that—(1) commercial motor vehicles are
                                                      vehicle manufacturers and motor                                    be practicable because the vehicles that                 maintained, equipped, loaded, and
                                                      carriers that purchase and operate these                           would be subject to the requirements                     operated safely; (2) the responsibilities
                                                                                                                         already have speed-limiting capability.                  imposed on operators of commercial
                                                      vehicles, this rulemaking is based on the
                                                                                                                         The proposed FMVSS also contains                         motor vehicles do not impair their
                                                      authority of both NHTSA and FMCSA.
                                                                                                                         objective performance criteria for                       ability to operate the vehicles safely; (3)
                                                         NHTSA’s legal authority for today’s                             evaluating the required speed limiting                   the physical condition of operators of
                                                      NPRM is the National Traffic and Motor                             device, including a vehicle test                         commercial motor vehicles is adequate
                                                      Vehicle Safety Act (‘‘Motor Vehicle                                procedure based on a United Nations                      to enable them to operate the vehicles
                                                      Safety Act’’). Under 49 U.S.C. Chapter                             Economic Commission for Europe                           safely . . . ; and (4) the operation of
                                                      301, Motor Vehicle Safety (49 U.S.C.                               (UNECE) test procedure, specification of                 commercial motor vehicles does not
                                                      30101 et seq.), the Secretary of                                   the type of setting information that must                have a deleterious effect on the physical
                                                      Transportation is responsible for                                  be retrievable (i.e., the current speed                  condition of the operators’’ [49 U.S.C.
                                                      prescribing motor vehicle safety                                   setting and speed determination                          31136(a)(1)–(4)]. Sec. 32911 of the
                                                      standards that are practicable, meet the                           parameters as well as the last two                       Moving Ahead for Progress in the 21st
                                                      need for motor vehicle safety, and are                             modifications of each) and the means by                  Century Act (MAP–21) [Pub. L. 112–
                                                      stated in objective terms.16 ‘‘Motor                               which such information must be                           141, 126 Stat. 405, July 6, 2012] enacted
                                                      vehicle safety standard’’ means a                                  retrievable (i.e., through the OBD                       a fifth requirement, i.e., to ensure that
                                                      minimum performance standard for                                   connection). As described above,                         ‘‘(5) an operator of a commercial motor
                                                      motor vehicles or motor vehicle                                    NHTSA decided to focus on vehicles                       vehicle is not coerced by a motor
                                                      equipment. When prescribing such                                   with a GVWR above 26,000 pounds and                      carrier, shipper, receiver, or
                                                      standards, the Secretary must consider                             believes that the proposed requirements                  transportation intermediary to operate a
                                                      all relevant, available motor vehicle                              are appropriate for these vehicles                       commercial motor vehicle in violation
                                                      safety information.17 The Secretary                                because they carry the heaviest loads                    of a regulation promulgated under this
                                                      must also consider whether a proposed                              and because small increases in their                     section, or chapter 51 [Transportation of
                                                      standard is reasonable, practicable, and                           speed have larger effects on the force of                Hazardous Material] or chapter 313
                                                      appropriate for the types of motor                                 impact in a crash. Additionally, these                   [Commercial Motor Vehicles Operators]
                                                      vehicles or motor vehicle equipment for                            vehicles are regulated by FMCSA and its                  of this title’’ [49 U.S.C. 31136(a)(5)].
                                                      which it is prescribed and the extent to                           State partners, permitting the                              The 1935 Act authorizes regulations
                                                      which the standard will further the                                establishment of an FMCSR to ensure                      on the ‘‘safety of operations and
                                                      statutory purpose of reducing traffic                              the enforcement of the speed limiting                    equipment’’ of a for-hire carrier and
                                                      accidents and associated deaths.18 The                             requirements throughout the life of the                  ‘‘standards of equipment’’ of a private
                                                      responsibility for promulgation of                                 vehicles.                                                carrier, ‘‘when needed to promote
                                                      FMVSS is delegated to NHTSA. In                                       FMCSA’s portion of this NPRM is                       safety’’ [49 U.S.C. 31502(b)(1)–(2)].
                                                      proposing to require that heavy vehicles                           based on the authority of the Motor                      Speed limiting devices constitute safety
                                                      be equipped with speed limiting devices                            Carrier Act of 1935 (1935 Act) and the                   equipment, as the preamble of this
asabaliauskas on DSK3SPTVN1PROD with PROPOSALS




                                                      and that these devices initially be set to                         Motor Carrier Safety Act of 1984 (1984                   proposed rule amply demonstrates, and
                                                      a speed not greater than a maximum                                 Act), both as amended. The two acts are                  the 1935 Act therefore authorizes
                                                      specified speed by the manufacturer, the                           delegated to FMCSA by 49 CFR 1.87(i)                     FMCSA to require that such equipment
                                                      agency carefully considered these                                  and (f), respectively.                                   be maintained as long as the vehicle is
                                                      statutory requirements.                                               The 1935 Act authorizes the                           in service.
                                                                                                                         Department of Transportation (DOT) to                       Because NHTSA is proposing to
                                                        16 49    U.S.C. 30111(a).                                        ‘‘prescribe requirements for — (1)                       require vehicle manufacturers to equip
                                                        17 49    U.S.C. 30111(b).                                        qualifications and maximum hours of                      every new multipurpose passenger
                                                        18 Id.                                                           service of employees of, and safety of                   vehicle, truck, and bus with a gross


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                                                                         Federal Register / Vol. 81, No. 173 / Wednesday, September 7, 2016 / Proposed Rules                                                     61947

                                                      vehicle weight rating (GVWR) of more                    [§ 31132(1)(B)–(C)]; or the transportation            ‘‘Commercial Motor Vehicle Speed
                                                      than 11,739.4 kilograms (26,000                         of placardable quantities of hazardous                Control Safety.’’ 21 This report reviewed
                                                      pounds), FMCSA proposes to require                      material [§ 31132(1)(D)]. NHTSA                       the problem of heavy vehicle speeding
                                                      motor carriers operating such vehicles                  proposes to require manufacturers to                  (in particular, at speeds greater than 65
                                                      in interstate commerce to maintain                      install speed limiting devices only on                mph, which was the maximum rural
                                                      functional speed limiting devices set at                vehicles with a GVWR above 26,000                     Interstate speed limit at the time) and
                                                      not more than the maximum specified                     pounds. FMCSA has no authority to                     ‘‘speeding-related’’ crash
                                                      speed for the service life of the vehicle.              regulate vehicle manufacturers [49                    involvements.22 The report described
                                                      Two provisions of the 1984 Act are                      U.S.C. 31147(b)] but proposes to require              and assessed devices available to
                                                      immediately relevant. A speed limiting                  operators of CMVs covered by the                      control truck speed, and addressed the
                                                      device installed to improve safety must                 NHTSA requirement who use the                         mandatory use of speed control devices
                                                      be ‘‘maintained,’’ as required by                       vehicles in interstate commerce to                    by heavy trucks. The report stated that,
                                                      § 31136(a)(1), to ensure that its benefits              maintain speed limiting devices at the                by all measures of crash involvement,
                                                      are actually realized in normal                         same level of effectiveness as the                    speeding was not a significant factor in
                                                      operations. Properly maintained speed                   original equipment, irrespective of the               the crashes involving single-unit trucks.
                                                      limiting devices will also ensure that                  CMV’s passenger capacity or use to                    Thus, most of the report addressed
                                                      ‘‘the responsibilities imposed on                       transport placardable quantities of                   combination trucks, which presented a
                                                      operators of commercial motor vehicles                  hazardous material.                                   more complex picture.
                                                      do not impair their ability to operate the                 Before prescribing any regulations,                   The report described the results of
                                                      vehicles safely’’ [§ 31136(a)(2)] in the                FMCSA must also consider their ‘‘costs                non-detectable radar studies that
                                                      sense that drivers cannot be ordered to                 and benefits’’ [49 U.S.C. 31136(c)(2)(A)              showed that highway speed limit
                                                      drive more than the maximum set                         and 31502(d)]. Those factors are                      compliance by combination trucks was
                                                      speed.                                                  discussed in this proposed rule.                      poor but better than that of passenger
                                                         The proposed rule does not directly                                                                        vehicles. In the non-detectable radar
                                                                                                              III. Background
                                                      address § 31136(a)(3), dealing with the                                                                       studies examined in the report, most
                                                      physical condition of the driver, or                    A. Speed Limiting Technology                          trucks that were found to be speeding
                                                      § 31136(a)(4), concerning the effect of                    All vehicles with electronic engine                were traveling at just over the posted
                                                      driving on the physical condition of                    control units (ECUs) are electronically               speed limit. Crash statistics indicated
                                                      operators. However, the proposed rule                   speed limited to prevent general damage               that speeding was generally less
                                                      would significantly reduce the                          to the vehicle. This is because the ECU               associated with combination truck
                                                      consumption of diesel fuel (which is                    monitors an engine’s RPM and also                     crashes than it was with passenger
                                                      used by most vehicles heavier than                      controls the supply of fuel to the engine.            vehicle crashes. The report described
                                                      26,000 pounds), with corresponding                      Available information indicates that                  devices available to control truck speed
                                                      reductions in exhaust emissions. The                    ECUs have been installed in most heavy                and ways that they were applied in
                                                      effect on the health of drivers (and                    trucks since 1999, though we are aware                commercial fleet settings. The report
                                                      others) from exposure to diesel exhaust                 that some manufacturers were still                    was supportive of fleet applications of
                                                      is difficult to estimate in the absence of              installing mechanical controls through                speed monitoring devices and speed
                                                      a dose/response curve, significant                      2003.19 In addition, it appears that the              limiting devices but at that time
                                                      changes in the chemical composition of                  practice of voluntarily setting the speed             concluded that there was not sufficient
                                                      diesel fuel over the years, and the                     limiting devices, most often at speeds                justification to consider requiring all
                                                      presence of confounding factors like                    from 60 to 70 mph, has grown in recent                heavy trucks to be so equipped due to
                                                      smoking [see, ‘‘Hours of Service of                     years. Some trucking fleets use ECUs to               the small number of target crashes and
                                                      Drivers,’’ 70 FR 49978, 49983–49987,                    limit the speed of their trucks in order              uncertainties regarding the potential for
                                                      August 25, 2005]. Nonetheless, reducing                 to reduce the number of speed-related                 crash reduction, which suggested that
                                                      the total volume of exhaust emissions                   crashes, reduce fuel consumption, and                 the benefits of mandatory speed
                                                      will likely have some beneficial effect                 reduce maintenance costs.                             limitation were questionable.
                                                      on the health of many individuals,                                                                            Specifically, problem size statistics 23
                                                      including drivers. This issue is                        B. NHTSA’s 1991 Report to Congress on
                                                                                                              CMV Speed Control Devices                             suggested that the number of target
                                                      discussed further in the Draft                                                                                crashes was low, e.g., approximately 30
                                                      Environmental Assessment prepared for                     Section 9108 of the Truck and Bus                   fatal crash involvements per year for
                                                      this NPRM.                                              Safety and Regulatory Reform Act of                   combination trucks. The report also
                                                         Finally, consistent with § 31136(a)(5),              1988 required the Secretary of                        noted that all speeding-related crash
                                                      a working speed limiting device will                    Transportation to conduct a study on                  statistics cited in the report used the
                                                      make it more difficult for a ‘‘motor                    whether devices that control the speed                categorization ‘‘speeding-related’’ or
                                                      carrier, shipper, receiver, or                          of CMVs enhance safe operation of such                ‘‘high-speed-related,’’ but that these
                                                      transportation intermediary’’ to coerce a               vehicles and to submit to Congress a                  terms did not necessarily mean that
                                                      driver to exceed highway speed limits                   report on the results of the study
                                                      in violation of the regulatory                                                                                speeding was the primary cause of the
                                                                                                              together with recommendations on                      crash or any resulting fatalities. The
                                                      requirements of 49 CFR 392.2 and 392.6.                 whether to make the use of speed
                                                         The 1984 Act confers jurisdiction over                                                                     report stated that virtually all crashes
asabaliauskas on DSK3SPTVN1PROD with PROPOSALS




                                                                                                              control devices mandatory for CMVs.20
                                                      ‘‘commercial motor vehicles’’ (CMVs)                      In response to this Act, NHTSA                         21 NHTSA, Commercial Motor Vehicle Speed
                                                      operating in interstate commerce. The                   published a Report to Congress titled                 Control Safety, DOT HS 807 725 (May 1991). A
                                                      term CMV includes 4 alternative                                                                               copy of this report has been placed in the docket.
                                                      definitions: A minimum weight of                          19 Hino Motors indicated in its comments to the        22 For the purposes of the report, a vehicle was

                                                      10,001 pounds gross vehicle weight                      2007 Request for Comments that it manufactured        considered to be ‘‘speeding’’ if its estimated travel
                                                      (GVW) or GVWR, whichever is greater                     mechanically controlled vehicles through model        speed exceeded the posted speed limit.
                                                                                                              year 2003.                                               23 For the purposes of the 1991 report, the
                                                      [49 U.S.C. 31132(1)(A)]; two different                    20 Truck and Bus Safety and Regulatory Reform       ‘‘problem size’’ included crashes where the Police
                                                      capacity thresholds for different types of              Act of 1988, Pub. L. 100–690, 102 Stat. 4527, 4530    Accident Report indicated speeding at a speed
                                                      passenger vehicle operation                             (Nov. 18, 1988).                                      greater than 70 mph.



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                                                      61948               Federal Register / Vol. 81, No. 173 / Wednesday, September 7, 2016 / Proposed Rules

                                                      involve multiple contributing factors                    the actual number of potential crashes that           America petitions. This notice included
                                                      and that the elimination of any one                      might be avoided by limiting top truck speed          a summary of the ATA and Road Safe
                                                      factor—e.g., high speed—may or may                       to 68 mph. However, reasonable assumptions            America petitions, a review of heavy
                                                      not prevent the crash. Thus, the report                  can be made and ATA believes the number               truck crash statistics, a brief summary of
                                                                                                               of fatal crashes that could be avoided is
                                                      viewed the identified speeding-related                   significant.
                                                                                                                                                                     the 1991 NHTSA Report to Congress on
                                                      and high-speed-related crashes as only                                                                         Commercial Vehicle Speed Control
                                                      potential target crashes for speed control                  The ATA stated in its petition that                Devices, and a request for specific
                                                      devices. The report concluded that                       reducing the speed of trucks will likely              information concerning the
                                                      although speed control devices (if not                   reduce both the number and severity of                appropriateness of a Federal regulation
                                                      tampered with) were likely to reduce                     crashes, although ATA did not quantify                limiting the speed of large trucks to 68
                                                      the highway speeds of those trucks that                  injury or fatality reduction benefits. The            mph. The notice discussed how NHTSA
                                                      do speed, their effectiveness in                         ATA also stated that the reduced                      is responsible for developing and
                                                      preventing and/or reducing the severity                  number of crashes, resulting from the                 issuing FMVSSs that establish
                                                      of these potential target crashes was                    lower speed for trucks, will reduce                   minimum safety requirements for motor
                                                      unknown.                                                 congestion, thereby reducing societal                 vehicles sold in the United States, and
                                                                                                               costs associated with the loss of                     that if NHTSA ultimately established
                                                      C. Petitions for Rulemaking                              productivity that occurs when vehicles                requirements to equip trucks with speed
                                                      1. American Trucking Associations                        have been disabled in a crash or delayed              limiting devices as requested, FMCSA
                                                      (ATA) Petition                                           at a crash site.                                      would initiate a rulemaking proceeding
                                                                                                                  According to the ATA, there will be                to amend the FMCSRs as necessary to
                                                        On October 20, 2006, the ATA                           little or no cost increase for truck and
                                                      submitted a petition to NHTSA,                                                                                 ensure that trucks are equipped and
                                                                                                               truck tractor manufacturers associated                maintained with a speed limiting device
                                                      pursuant to 49 CFR 552.3, to initiate a                  with limiting the maximum speed since
                                                      rulemaking to amend the FMVSS to                                                                               meeting the requirements specified in
                                                                                                               speed limiting devices are already                    the applicable FMVSS.
                                                      require vehicle manufacturers to limit                   installed on these vehicles during                       The Agencies received over 3,000
                                                      the speed of trucks with a GVWR greater                  manufacture as a feature of the                       comments in response to the Request for
                                                      than 26,000 pounds to no more than 68                    electronic engine control unit. Also, the             Comments, mostly from private citizens
                                                      mph.24 Concurrently, the ATA                             ATA contended that the cost to carriers               and small businesses.27 Of these, many
                                                      petitioned FMCSA, pursuant to 49 CFR                     for the increase in time required to                  supported a regulation that would limit
                                                      389.31, to initiate a rulemaking to                      complete a delivery will be offset by                 the speed of large trucks to 68 mph,
                                                      amend the FMCSR to prohibit owners                       savings in fuel consumption, fewer                    including trucking fleets and consumer
                                                      and operators from adjusting the speed                   crashes, and less equipment wear.                     advocacy groups. Other comments
                                                      limiting devices in affected vehicles in
                                                                                                               2. Road Safe America Petition                         submitted by independent owner-
                                                      a way that enables the vehicles to
                                                                                                                                                                     operator truckers, one trucking fleet
                                                      exceed a speed of 68 mph.                                   On September 8, 2006, Road Safe                    association, and private citizens were
                                                        The ATA stated that reducing speed-                    America, a public safety interest group,              opposed to the rulemaking approach
                                                      related crashes involving trucks is                      and a group of nine motor carriers 25                 requested in the petitions.
                                                      critical to the safety mission of both                   petitioned FMCSA to amend the
                                                      NHTSA and FMCSA, and that the                            FMCSRs to require (1) electronic speed                Supported
                                                      requested requirements are necessary in                  governors on all trucks with a GVWR                      Comments from private citizens and
                                                      order to reduce the number and severity                  over 26,000 pounds, (2) that these                    small organizations supporting the
                                                      of crashes involving large trucks. ATA’s                 electronic speed governors be set at not              petitions include responses from
                                                      petition stated:                                         more than 68 mph, and (3) that all                    individuals who were involved in
                                                         A lack of focus on speed as a causal or               trucks manufactured after 1990 be                     crashes with heavy trucks or had friends
                                                      significant contributing factor in crashes               equipped with such electronic speed                   or relatives who were killed or severely
                                                      involving large trucks represents a significant          governors.26 The Road Safe America                    injured in crashes with large trucks. The
                                                      gap in the federal government’s truck safety             petition stated that the proposal to limit            private citizen supporters of the
                                                      strategy. While much of the federal truck                truck speed to 68 mph would reduce the
                                                      safety budget has focused on ensuring the
                                                                                                                                                                     petitions include non-truck drivers who
                                                      safe condition of equipment, on driver
                                                                                                               number of truck collisions and save                   stated they are intimidated by the
                                                      fatigue, and on prevention of impaired                   lives. According to Road Safe America,                hazardous driving practices of some
                                                      driving, it is clear from the research that              limiting truck speed to 68 mph will                   truck drivers, such as speeding,
                                                      speeding is a more significant factor in                 have an immediate and uniform impact                  tailgating, and abrupt lane changes.
                                                      crashes involving trucks than any of the                 with little or no detrimental effect on               These comments expressed the belief
                                                      factors that currently receive the largest               the lawful operation of CMVs.                         that limiting the speed of heavy trucks
                                                      proportion of agency attention and resources.                                                                  to 68 mph would result in safer
                                                                                                               D. Request for Comment
                                                      The ‘‘Justification’’ section of ATA’s                                                                         highways, and several private citizens
                                                      petition also stated:                                      On January 26, 2007, NHTSA and                      recommended that trucks be limited to
                                                                                                               FMCSA published a joint Request for                   65 mph rather than 68 mph.
                                                         ATA analyzed five years of fatal truck-               Comments notice in the Federal
                                                      involved crash data. We found that in 20                                                                          Trucking organizations and safety
asabaliauskas on DSK3SPTVN1PROD with PROPOSALS




                                                      percent of truck-involved fatal crashes where
                                                                                                               Register (72 FR 3904) seeking public                  groups supported the petition for
                                                      speeding on the part of the truck driver was             comments on the ATA and Road Safe                     similar reasons, and the comments
                                                      cited as a factor in the crash, and the truck’s                                                                summarized below represent the range
                                                                                                                 25 The nine motor carriers who cosigned the Road
                                                      speed was recorded, the speed of the truck                                                                     of issues they addressed.
                                                                                                               Safe America petition are Schneider National, Inc.,
                                                      exceeded 68 mph. However, because the
                                                                                                               C.R. England, Inc., H.O. Wolding, Inc., ATS
                                                                                                                                                                        Schneider National, Inc. (Schneider),
                                                      truck’s speed is reported by investigating               Intermodal, LLC, Dart Transit Company, J.B. Hunt      a motor carrier with a sizeable trucking
                                                      officers in only about half of truck-involved            Transport, Inc., U.S. Xpress, Inc., Covenant
                                                      fatal crashes, it is impossible to determine             Transport, Inc., and Jet Express, Inc.                  27 Docket No. NHTSA–2007–26851, available at
                                                                                                                 26 Docket Nos. NHTSA–2007–265.281–0001,             http://www.regulations.gov/
                                                        24 Docket   No. NHTSA–2007–26851–0005.                 NHTSA–2007–265.281–0002.                              #!docketDetail;D=NHTSA–2007–26851).



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                                                                          Federal Register / Vol. 81, No. 173 / Wednesday, September 7, 2016 / Proposed Rules                                                    61949

                                                      fleet, indicated that its trucks have had               resources and the large number of miles                    TCA and OOIDA both commented
                                                      speed limiting devices set to 65 mph                    of highway to cover. Accordingly,                        that a speed differential will be created
                                                      since 1996. According to Schneider’s                    GHSA stated that it is prudent to                        in many states by the 68 mph speed
                                                      crash data involving its own fleet,                     consider requiring speed-limiting                        limit for heavy trucks and a higher
                                                      vehicles without speed limiting devices                 devices since they are currently                         speed limit for other vehicles. This
                                                      accounted for 40 percent of the                         installed in large trucks and can be                     speed differential could result in more
                                                      company’s serious collisions while                      adapted to be tamper-resistant.                          interaction between cars and trucks,
                                                      driving 17 percent of the company’s                        Several comments, including those                     thus posing an additional safety risk for
                                                      total miles. Schneider stated that its                  from ATA’s Technology & Maintenance                      cars and trucks.
                                                      vehicles have a significantly lower crash               Council, provided information                            Other Issues
                                                      rate than large trucks that are not speed               concerning economic, non-safety
                                                      limited or have a maximum speed                         benefits that would result from                             According to comments from CDW
                                                      setting greater than 65 mph.                            requiring large trucks to be speed                       Transport, a trucking fleet, speed
                                                         J.B. Hunt Transport, Inc. (J. B. Hunt),              limited. The Technology & Maintenance                    limiting devices should be required on
                                                      another large trucking fleet, commented                 Council stated that an increase of 1 mph                 passenger vehicles as well as CMVs.
                                                      that a differential speed between cars                  results in a 0.1 mpg increase in fuel                       Several comments from private
                                                      and large trucks will result from trucks                consumption, and for every 1 mph                         citizens and small businesses opposed
                                                      being equipped with speed limiting                      increase in speed over 55 mph, there is                  to the petitions stated that speed is not
                                                      devices set below the posted speed                      a reduction of 1 percent in tire tread life.             the only cause of crashes—that weather
                                                      limit. This speed differential may cause                                                                         and highway conditions are also
                                                      a safety hazard; however, J.B. Hunt                     Opposed                                                  significant factors. There were some
                                                      believes that the current safety hazard                   Comments opposing the petitions                        comments stating that passenger
                                                      caused by large trucks traveling at                     were received from many independent                      vehicles cause the majority of the
                                                      speeds in excess of posted limits is of                 truck drivers, the Owner-Operator                        crashes between trucks and passenger
                                                      greater concern.                                        Independent Drivers Association                          vehicles. Some commenters stated that
                                                         Advocates for Highway and Auto                       (OOIDA), the Truckload Carriers                          truck drivers will experience more
                                                      Safety (Advocates) commented that                       Association (TCA), and private citizens                  fatigue with a 68-mph maximum speed,
                                                      large trucks require 20 to 40 percent                   (non-truck drivers).                                     which could result in more crashes.
                                                      more braking distance than passenger                      OOIDA asserted that mandating speed                    Others expressed the opinion that State
                                                      cars and light trucks for a given travel                limiting devices would not reduce the                    and local law enforcement agencies
                                                      speed. Advocates also indicated that it                 number of crashes involving heavy                        should enforce the speed of all vehicles
                                                      did not believe that the data in the                    trucks. Specifically, OOIDA commented                    on the nation’s roads and highways,
                                                      agency’s 1991 Report to Congress are                                                                             while some commenters favored a 75-
                                                                                                              that the agency’s 1991 Report to
                                                      still valid because the speed limits                                                                             mph limit for truck speed limiting
                                                                                                              Congress is still valid today—asserting
                                                      posted by the States over the past ten                                                                           devices, instead of 68 mph, to match the
                                                                                                              there is no need to mandate speed
                                                      years are much higher than the national                                                                          highest posted speed limit in the
                                                                                                              limiting devices because the target
                                                      posted speed limit of 65 mph that was                                                                            country.
                                                                                                              population (high speed crashes) is still
                                                      in effect in 1991.28                                                                                                The Truck and Engine Manufacturers
                                                                                                              small compared to the total number of
                                                         The Insurance Institute for Highway                                                                           Association (EMA) 30 provided
                                                                                                              truck crashes. According to OOIDA,
                                                      Safety (IIHS) stated on-board electronic                                                                         information concerning the cost of
                                                                                                              speed limiting devices would not have
                                                      ECUs will maintain the desired speed                                                                             tamper-proof speed limiting devices for
                                                                                                              an effect on crashes in areas where the
                                                      control for vehicles when enforcement                                                                            large trucks. EMA estimates a one-time
                                                                                                              posted speed limit for trucks is 65 mph
                                                      efforts are not sufficient due to lack of                                                                        cost of $35 million to $50 million would
                                                                                                              or below. OOIDA believes that the
                                                      resources. IIHS stated that there is                                                                             be required to develop ECUs with
                                                                                                              petitioners are attempting to force all
                                                      already widespread use of speed                                                                                  tamper-resistant speed limiting devices
                                                      governors by carriers and a mandate                     trucks to be speed-limited so that the
                                                                                                                                                                       and a one-time cost of $150 million to
                                                      will result in net safety and economic                  major trucking companies with speed-
                                                                                                                                                                       $200 million to develop ECUs with
                                                      benefits. IIHS asserted that limiting                   limited vehicles will not be forced to
                                                                                                                                                                       tamper-proof speed limiting devices.
                                                      trucks to 68 mph would enhance safety                   compete for drivers against independent
                                                                                                                                                                       With both of these ECU designs, there
                                                      but that limiting the vehicles to speeds                trucking operations that have not
                                                                                                                                                                       would be additional costs to make
                                                      below 68 mph would be safer.                            limited their speeds to 68 mph or below.
                                                                                                                                                                       adjustments to the ECU for maximum
                                                         The Governors Highway Safety                         OOIDA also questioned the magnitude
                                                                                                                                                                       speed, tire size, and drive axle and
                                                      Association (GHSA) commented that                       of the fuel economy benefits that would
                                                                                                                                                                       transmission gear ratio information.
                                                      large trucks are over-represented in                    be realized with speed limiting devices
                                                      motor vehicle crashes, stating that,                    and stated that it is not necessary to set               E. NHTSA Notice Granting Petitions
                                                      based on 2004 data, large trucks were 3                 large truck speed limiting devices at 68                   On January 3, 2011, NHTSA
                                                      percent of registered vehicles and                      mph to realize most of the economic                      published a notice granting the two
                                                      represented about 8 percent of the total                benefits cited by the petitioners, because               speed limiting device-related
                                                      miles traveled nationwide, but were                     improved fuel economy and reduced                        petitions.31 Based on information
                                                      involved in 12 percent of traffic                       emissions can be achieved with                           received in response to a request for
asabaliauskas on DSK3SPTVN1PROD with PROPOSALS




                                                      fatalities. GHSA stated that                            improved truck designs. OOIDA also                       comments, we stated that these petitions
                                                      conventional approaches to vehicle                      stated that driver compensation and the                  merit further consideration through the
                                                      speed control do not provide optimal                    lack of entry level driver training                      rulemaking process. In addition,
                                                      benefits because of limited enforcement                 contribute to the problem of driving at
                                                                                                              excessive speeds.29                                        30 In 2011, the Engine Manufacturers Association,

                                                        28 We agree with Advocates that the conclusions                                                                which includes the Truck Manufacturers
                                                      of our 1991 report are no longer valid, and have          29 FMCSA notes that Section 32305 of MAP–21            Association, announced a new joint name for the
                                                      discussed this issue in detail in the section titled    requires the agency to complete a rulemaking             organization, the Truck and Engine Manufacturers
                                                      ‘‘Applicability of the 1991 Report to Congress on       requiring entry-level training for all drivers seeking   Association.
                                                      Heavy Speed Limiters.’’                                 a commercial driver’s license (CDL).                       31 76 FR 78 (Jan. 3, 2011).




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                                                      61950              Federal Register / Vol. 81, No. 173 / Wednesday, September 7, 2016 / Proposed Rules

                                                      because the petitions involved                             The FMCSA report focused on the                     exponential compared to the speed
                                                      overlapping issues, NHTSA stated that                   effectiveness of a set speed limiter in                increase, so that even small increases in
                                                      it would address them together in a                     avoiding crashes. Because this research                speed have large effects on kinetic
                                                      single rulemaking. Finally, the agency                  relied on fleets to report crashes, a level            energy. For example, a 5 mph speed
                                                      noted that the determination of whether                 of uncertainty was introduced based on                 increase from 30 mph to 35 mph
                                                      to issue a rule would be made in the                    varying reporting techniques.                          increases the kinetic energy by one-
                                                      course of the rulemaking proceeding, in                 Additional uncertainty was introduced                  third.35 The effect is particularly
                                                      accordance with statutory criteria.                     because of difficulties in establishing                relevant for combination trucks (i.e.,
                                                                                                              comparable routes in order to balance                  truck tractor and trailer) due to their
                                                      F. FMCSA Research—Speed Limiting                        risk exposure. While the FMCSA study
                                                      Device Installation on CMVs                                                                                    large mass.36 Additionally, higher
                                                                                                              was large, the agencies are using a
                                                                                                                                                                     speeds extend the distance necessary to
                                                        In March 2012, FMCSA published a                      distinctively different approach for the
                                                                                                              estimation of benefits that includes 10                stop a vehicle and reduce the ability of
                                                      research report on a study intended to
                                                      identify the safety impacts of                          years of crash data analysis. As                       the vehicle, restraint device, and
                                                      implementing speed limiting devices in                  described later in this notice, NHTSA                  roadway hardware such as guardrails,
                                                      commercial vehicle fleet operation.32                   has examined actual crashes and the                    barriers, and impact attenuators to
                                                      The FMCSA study focused on the                          severity of those crashes at various                   protect vehicle occupants in the event of
                                                      reduction in truck crashes that could                   speeds to estimate the safety benefits of              a crash.37
                                                      have been avoided and/or mitigated                      reducing crash speeds. While NHTSA’s                     In evaluating the role travel speed
                                                      with an active speed limiting device                    approach to estimating the safety                      plays in heavy vehicle crashes, the
                                                      installed. This was the first study to use              benefits is more conservative, the                     agencies used FARS and GES crash data
                                                      actual crash data collected directly from               agency has greater confidence that the                 over the 10-year period between 2004
                                                      truck fleets, representing a wide array of              benefits demonstrated in our approach                  and 2013 to examine crashes involving
                                                      crashes. More specifically, the study                   will be fully realized because of our                  heavy vehicles (i.e., vehicles with a
                                                      included data from 20 truck fleets,                     approach’s ability to more effectively                 GVWR of over 11,793.4 kg (26,000
                                                      including approximately 138,000 trucks,                 isolate the effects of speed reduction on
                                                                                                                                                                     pounds)) on roads with posted speed
                                                      and it analyzed more than 15,000                        safety.
                                                                                                                                                                     limits of 55 mph or above. The agency
                                                      crashes. The findings showed strong                     IV. Heavy Vehicle Speed Related Safety                 focused on crashes in which the speed
                                                      positive benefits for speed-limited                     Problem                                                of the heavy vehicle likely contributed
                                                      trucks. In terms of safety benefits,
                                                                                                              A. Heavy Vehicle Crashes at High                       to the severity of the crash (e.g., single
                                                      results indicated that trucks equipped
                                                                                                              Speeds                                                 vehicle crashes, crashes in which the
                                                      with speed limiting devices had a
                                                      statistically significant lower speed-                                                                         heavy vehicle was the striking vehicle).
                                                                                                                Studies examining the relationship
                                                      limited-relevant crash rate compared to                                                                        The agencies estimated that these
                                                                                                              between travel speed and crash severity
                                                      trucks without speed limiting devices                   have concluded that the severity of a                  crashes resulted in 10,440 fatalities 38
                                                      (1.6 crashes per 100 trucks/year versus                 crash increases with increased travel                  from 2004 to 2013 (approximately 1,044
                                                      2.9 crashes per 100 trucks/year).                       speed.34 Impact force during a crash is                annually).
                                                        FMCSA’s Compliance, Safety, and                       related to vehicle speed, and even small                  Among the 10,440 fatalities, 9,747
                                                      Accountability Program 33 (CSA)                         increases in speed have large effects on               resulted from crashes involving
                                                      addresses the issue of speeding-related                 the force of impact. As speed increases,               combination trucks, 442 resulted from
                                                      crashes through its Unsafe Driving                      so does the amount of kinetic energy a                 crashes involving single unit trucks and
                                                      BASIC. This BASIC is a strong predictor                 vehicle has. Because the kinetic energy                the remaining 251 resulted from crashes
                                                      of crash rates, although not the severity               equation has a velocity-squared term,                  involving buses.
                                                      of crashes.                                             the kinetic energy increase is

                                                                   TABLE 4—ADJUSTED FATAL TARGET POPULATION BASED ON FARS, CRASH AND OCCUPANT COUNTS
                                                                                      [For vehicles with a GVWR greater than 11,793 kg (26,000 lbs.), 10 years, 2004–2013]

                                                                       Combination truck                                        Single unit truck                                             Bus

                                                           Crash counts               Person counts                 Crash counts              Person counts               Crash counts                 Person counts

                                                               9,285                        9,747                       417                            442                      194                          251
asabaliauskas on DSK3SPTVN1PROD with PROPOSALS




                                                        32 Hanowski, R. et al., Research on the Safety          35 Virginia Commonwealth University Safety             38 The fatality numbers were also adjusted to

                                                      Impacts of Speed Limiter Device Installations on        Training Center Web site, http://www.vcu.edu/          reflect the effect of new heavy requirements that
                                                      Commercial Motor Vehicles: Phase II, FMCSA–             cppweb/tstc/crashinvestigation/kinetic.html.           have been adopted by NHTSA within the last
                                                      RRR–12–006, March 2012, available at http://              36 Johnson, Steven L. & Pawar, Naveen, Mack-
                                                                                                                                                                     several years (e.g., the final rule adopting seat belt
                                                      ntl.bts.gov/lib/51000/51300/51361/Speed-                Blackwell Rural Transportation Center, Cost-Benefit    requirements for passenger seats in buses (78 FR
                                                      Limiters.pdf                                            Evaluation of Large Truck-Automobile Speed Limits
                                                        33 http://csa.fmcsa.dot.gov/.                                                                                70415 (Nov. 25, 2013), the final rule to adopt
                                                                                                              Differentials on Rural Interstate Highways, MBTC
                                                        34 Johnson, Steven L. & Pawar, Naveen, Mack-          2048 (Nov. 2005).                                      electronic stability control requirements for heavy
                                                      Blackwell Rural Transportation Center, Cost-Benefit       37 Liu Cejun & Chen, Chou-Lin, NHTSA, An             vehicles (80 FR 36049 (June 23, 2012).
                                                      Evaluation of Large Truck-Automobile Speed Limits       Analysis of Speeding-Related Crashes: Definitions
                                                      Differentials on Rural Interstate Highways, MBTC        and the Effects of Road Environments, DOT HS 811
                                                      2048 (Nov. 2005).                                       090 (Feb. 2009).



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                                                                         Federal Register / Vol. 81, No. 173 / Wednesday, September 7, 2016 / Proposed Rules                                                   61951

                                                      B. NTSB Motorcoach Speed-Related                        justification to require the application of           maximum speed limit in the U.S. was
                                                      Crash Investigation                                     speed-limiting devices at that time.                  55 mph.41 The national speed limit was
                                                                                                                 In response to the two petitions                   repealed in 1995.42 Examining current
                                                         In addition to examining the FARS                    received by NHTSA, we reexamined the                  State speed limits, the maximum posted
                                                      and NASS GES data relating to fatal                     report and determined that several                    speed limits for trucks vary between 55
                                                      heavy vehicle crashes, the agencies                     factors have changed since its                        and 85, with 35 States having a
                                                      reviewed the National Transportation                    submission in 1991, including data on                 maximum posted truck speed limit
                                                      Safety Board (NTSB) Accident Reports                    the target population, changes in the                 above 65 mph.43
                                                      to better understand the details                        costs and technology of speed limiting                • 55 mph: California, District of
                                                      surrounding high-speed crashes                          devices, and the repeal of the national                 Columbia
                                                      involving motorcoaches. The agencies                    maximum speed limit law. These                        • 60 mph: Hawaii, Michigan,
                                                      identified one motorcoach crash in                      changes undermine the conclusions                       Washington
                                                      which excessive vehicle speed was cited                 contained in the 1991 report.                         • 65 mph: Alaska, Connecticut,
                                                      as a major safety risk. The crash                          The 1991 report focused on the crash                 Delaware, Indiana, Massachusetts,
                                                      occurred on U.S. Route 163, in Mexican                  involvement rate of heavy vehicles. The                 Montana, New Jersey, New York,
                                                      Hat, Utah, on January 6, 2008.39 Nine                   report estimated 39 fatalities annually                 Oregon, Rhode Island, Vermont
                                                      passengers were fatally injured and 43                  involving combination trucks traveling                • 70 mph: Alabama, Arkansas, Florida,
                                                      passengers and the driver sustained                     in excess of 70 mph. However, the                       Georgia, Idaho, Illinois, Iowa,
                                                      injuries.                                               report stated that NHTSA was unable to                  Kentucky, Maryland, Minnesota,
                                                         As part of the crash investigation,                  determine whether the reduction in                      Mississippi, Missouri, New
                                                      NTSB conducted a vehicle speed                          heavy vehicle travel speeds would                       Hampshire, North Carolina, Ohio,
                                                      analysis and estimated that the                         actually reduce the crash risk (or                      Pennsylvania, South Carolina,
                                                      motorcoach was likely traveling 88 mph                  resulting fatality risk) of these vehicles              Tennessee, Virginia, West Virginia,
                                                      at the time of the crash. Although the                  significantly, since other, non-speed-                  Wisconsin
                                                      motorcoach had a speed-limiting device                  related factors might still have occurred             • 75 mph: Arizona, Colorado, Kansas,
                                                      with a maximum speed of 72 mph,                         to cause the crashes. The report                        Louisiana, Maine, Nebraska, New
                                                      NTSB determined that the motorcoach                     determined that the incremental                         Mexico, North Dakota, Oklahoma
                                                      was capable of achieving a higher speed                 benefits of mandatory speed limiting                  • 80 mph: Nevada, South Dakota, Utah,
                                                      while in 10th gear when going                           devices were questionable.                              Wyoming
                                                      downhill.                                                  As described in more detail below                  • 85 mph: Texas
                                                         Based on the facts surrounding this                  and in the Preliminary Regulatory                       Thus, vehicles, including those with a
                                                      crash, this incident does not necessarily               Impact Analysis (PRIA) that                           GVWR of 11,793.4 kg (26,000 pounds),
                                                      demonstrate the safety risk that speed-                 accompanies this NPRM, included in                    are now traveling faster than they were
                                                      limiting devices are meant to address.                  the docket, the agencies have analyzed                in 1991.
                                                      Existing speed-limiting devices regulate                more recent data from 2004 to 2013 in                   Based on the foregoing, the agencies
                                                      a vehicle’s speed by monitoring the                     order to determine the potential benefits             have determined that it was appropriate
                                                      engine’s RPM and controlling the                        of limiting the maximum speed of                      to reexamine the report to Congress and
                                                      supply of fuel to the engine, but do not                vehicles with a GVWR of over 11,793.4                 have come to the conclusion that the
                                                      limit the downhill speed of a vehicle.                  kg (26,000 pounds). Instead of focusing               concerns and conclusions in that report
                                                      Although today’s proposal would not                     on the effect of such devices on crash                are no longer valid. However, we have
                                                      necessarily limit speed on downhill                     involvement rate, we have focused on                  no plans at this time to prepare an
                                                      portions of roadways, we are requesting                 their effect on crash severity and used               updated study, given limited agency
                                                      comments on whether a device that                       this approach to isolate the effect of                resources.
                                                      could limit speeds in such a situation is               speed on the fatal crash rate.
                                                      technically feasible.                                   Accordingly, this methodology allows                  VI. Comparative Regulatory
                                                                                                              us to estimate with greater certainty the             Requirements
                                                      V. Applicability of NHTSA’s 1991                        lives that can be saved by electronically               In developing this proposal, the
                                                      Report to Congress on CMV Speed                         setting the maximum speed of vehicles                 agencies examined speed-limiting
                                                      Control Devices                                         with a GVWR of over 11,793.4 kg                       requirements in other countries, which
                                                         As discussed above, in 1991, NHTSA                   (26,000 pounds). Additionally, the 1991               are summarized below. Several
                                                      published a report titled ‘‘Commercial                  report detailed the mechanisms for                    jurisdictions have imposed speed-
                                                      Motor Vehicle Speed Control                             limiting speed available at that time and             limiting requirements on certain heavy
                                                      Devices.’’ 40 This report reviewed the                  their associated costs. While the report
                                                      problem of commercial vehicle                           accurately predicted the proliferation of               41 Although the maximum national speed limit

                                                      operations at speeds greater than 65                    electronically-controlled engines                     was 55 mph, some rural interstates were exceptions
                                                      mph and these vehicles’ involvement in                  capable of limiting speed, it also noted              to this, with maximum speed limits of 65mph.
                                                                                                                                                                      42 The Emergency Highway Energy Conservation
                                                      speed-related crashes. The report found                 the high cost of installing mechanical
                                                                                                                                                                    Act in 1974 mandated a 55 mph national maximum
                                                      that combination trucks tended to travel                engine speed governors on vehicles. The               speed limit on all U.S. highways and tied highway
                                                      at just over the posted speed limit. The                available information indicates that                  funds to the enforcement of the limit by States. The
                                                                                                              electronically-controlled engines have
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                                                      report was supportive of fleet                                                                                Surface Transportation Uniform Relocation
                                                                                                              been installed in most heavy trucks                   Assistance Act (1987) gave each state the right to
                                                      applications of speed monitoring and                                                                          increase speed limits on portions of the Interstate
                                                      speed-limiting devices but concluded                    since 1999, though we are aware that                  system lying within the least-populated areas of its
                                                      that, because of the small target                       some manufacturers were still installing              boundaries. The National Highway System
                                                      population size, there was not sufficient               mechanical controls through 2003.                     Designation Act of 1995 gave States the ability to
                                                                                                              Accordingly, many of the equipment                    set speed limits.
                                                                                                                                                                      43 Insurance Institute for Highway Safety,
                                                        39 NTSB/HAR–09/01 PB2009–91620; Motorcoach
                                                                                                              cost concerns discussed in the 1991
                                                                                                                                                                    Maximum Posted Speed Limits, http://
                                                      Run-Off-the-Road and Rollover U.S. Route 163,           report are inapplicable today.                        www.iihs.org/iihs/topics/laws/
                                                      Mexican Hat, Utah; January 6, 2008.                        Finally, during the time the 1991                  speedlimits?topicName=speed, (last visited June
                                                        40 DOT HS 807 725 (May 1991).                         report was being developed, the                       2016).



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                                                      61952              Federal Register / Vol. 81, No. 173 / Wednesday, September 7, 2016 / Proposed Rules

                                                      vehicles and have developed test                        connections that are capable of playing                 Æ Within the first 10 seconds after
                                                      procedures to ensure that covered                       a role in preventing a driver from                    reaching the ‘Set Speed’ the maximum
                                                      vehicles meet these requirements. The                   increasing the speed of a CMV beyond                  vehicle road speed shall not exceed
                                                      Canadian provinces of Quebec and                        a specified value shall be in good                    105% of ‘Set Speed’ and the rate of
                                                      Ontario limited the speed of large trucks               working order.                                        change of vehicle road speed shall not
                                                      to 65 mph in July 2009. In Australia,                      • A CMV’s electronic control module                exceed 0.5 m/s2.
                                                      large trucks have been limited to 62                    shall contain information that                          Æ More than 10 seconds after
                                                      mph since 1990, with a 56 mph limit for                 accurately corresponds with any                       reaching the ‘Set Speed’, the maximum
                                                      road trains (multiple trailers). The                    component or feature of the vehicle                   vehicle road speed shall not differ from
                                                      European Union has limited the speed                    referred to in the module, including                  the ‘Set Speed’ by more than plus or
                                                      of large trucks and buses under its                     information regarding the tire rolling                minus 3.3% of the ‘Set Speed’ and the
                                                      jurisdiction to 62 mph since 1994. Japan                radius, axle gear ratio and transmission              rate of change of road speed shall not
                                                      limited large trucks to 56 mph in 2003.                 gear ratio.                                           exceed 0.2 m/s2.
                                                      A. Canada                                               B. Australia                                          C. Europe
                                                        Transport Canada does not have a                         In Australia, heavy goods vehicles                   In 1992, the European Commission
                                                      Canadian Motor Vehicle Safety                           and heavy omnibus maximum road                        (EC) issued directive 92/6/EEC,
                                                      Standard for heavy vehicle speed                        speed are regulated through the                       requiring installation of speed limiting
                                                      limiting; however, the provinces of                     Australian Design Rule (ADR) 65/00                    devices on trucks weighing over 12,000
                                                      Ontario and Quebec do require that if a                 ‘‘Maximum Road Speed Limiting for                     kg (26,400 pounds) and buses with eight
                                                      CMV is equipped with an electronic                      Heavy Goods Vehicles.’’ This standard                 or more passenger seats weighing over
                                                      control module capable of being                         applies to heavy omnibuses with a gross               10,000 kg (22,000 pounds). The
                                                      programmed to limit vehicle speed, it                   vehicle mass (GVM) of 5 tons or more                  directive required that the speed
                                                      must be set to no more than 105 km/h                    (UNECE category code M3), as well as                  limiting devices be set in such a way
                                                      (65 mph).44 This requirement does not                                                                         that covered trucks could not exceed 90
                                                                                                              heavy goods vehicles over 12 tons
                                                      apply to buses, mobile cranes, motor                                                                          km/h (55.9 mph) and that covered buses
                                                                                                              (UNECE category code N3). For ‘‘Road
                                                      homes, vehicles manufactured before                                                                           could not exceed 100 km/h (62.1 mph).
                                                                                                              Train’’ vehicles, the maximum road
                                                      1995, vehicles with a manufacturer’s                                                                          These requirements were phased in,
                                                                                                              speed capability is established by the
                                                      gross vehicle weight rating under                                                                             initially applying to new vehicles
                                                                                                              State or Territory authority. For other
                                                      11,793.4 kg (26,000 pounds),                                                                                  registered after January 1, 1994. A
                                                                                                              heavy goods vehicles and for heavy
                                                      ambulances, cardiac arrest emergency                                                                          retrofit requirement was subsequently
                                                                                                              omnibus vehicles, the maximum road
                                                      vehicles, or fire apparatuses.                                                                                added so that the speed-limiting
                                                                                                              speed capability may be no greater than
                                                        Additional requirements for Ontario                                                                         requirements apply to all covered
                                                                                                              100 km/h (62 mph).
                                                      include the following:                                                                                        vehicles registered after January 1, 1988.
                                                                                                                 The ADR allows for vehicles to be                    That same year, UNECE enacted
                                                        • A speed-limiting device is properly                 speed-limited by means of gearing or a
                                                      set if it prevents a driver, by means of                                                                      Regulation 89 (ECE R89), which details
                                                                                                              governor and tested with the following                uniform provisions concerning the
                                                      accelerator application, from                           conditions:
                                                      accelerating to or maintaining a speed                                                                        approval of vehicles with regard to their
                                                                                                                 • The tires shall be bedded and the                maximum speed and installation of
                                                      greater than permitted.                                 pressure shall be as specified by the
                                                        • The maximum speed shall be set by                                                                         speed limiting devices, as well as
                                                                                                              manufacturer.                                         approval of speed limiting devices
                                                      means of the electronic control module                     • The vehicle shall be at ‘Unladen
                                                      that limits the feed of fuel to the                                                                           themselves.46 This regulation specifies
                                                                                                              Mass.’                                                general requirements for vehicles with
                                                      engine.45
                                                                                                                 • The track surface shall be free from             speed limiting devices, as well as
                                                        • A CMV is exempt if it is equipped
                                                                                                              standing water, snow or ice and shall be              performance requirements and test
                                                      with an equally effective device, not
                                                                                                              free from uneven patches; and the                     procedures.
                                                      dependent on the electronic control
                                                                                                              gradient shall not exceed 2 percent and                 The ECE R89 test involves running
                                                      module, which allows limitation of
                                                                                                              gradients shall not vary by more than 1               the vehicle on a test track at a speed 10
                                                      vehicle speed, remotely or not, but does
                                                                                                              percent excluding camber effects.                     km/h (6.2 mph) below the set speed and
                                                      not allow the driver to deactivate or
                                                      modify the set speed.                                      • The mean wind road speed                         then accelerating the vehicle as much as
                                                        • All aspects of a CMV’s computer                     measured at a height at least 1 meter                 possible until at least 30 seconds after
                                                      device or devices, computer programs,                   above the ground shall be less than 6 m/              the vehicle speed has stabilized. The
                                                      components, equipment and                               s with gusts not exceeding 10 m/s.                    speed of the vehicle is recorded at
                                                                                                                 • The instantaneous vehicle road                   intervals of less than 0.1 second. The
                                                         44 See Highway Traffic Act, R.S.O, ch. H.8,          speed shall be recorded throughout the                test is considered satisfactory if the
                                                      Section 68.1, available at http://www.e-                test with a road speed measurement                    stabilized speed of the vehicle does not
                                                      laws.gov.on.ca/html/statutes/english/elaws_             accuracy of at least plus or minus 1                  exceed the set speed of the vehicle by
                                                      statutes_90h08_e.htm#s68p1s1, and Equipment,            percent at maximum time intervals of                  more than five percent of the set speed
                                                      RRO/1990–587, available at http://www.e-
                                                      laws.gov.on.ca/html/regs/english/elaws_regs_            0.1 seconds. The test is then conducted               or 5 km/h (3.1 mph) (whichever is
                                                                                                              ‘‘starting from a road speed 10 km/h less             greater), the maximum speed does not
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                                                      900587_e.htm. In Quebec and Ontario, enforcement
                                                      is carried out primarily using standard speed           than the ‘Set Speed’ and the vehicle
                                                      control methods to identify heavy vehicles being        shall be accelerated as much as possible                46 UNECE R89, Uniform provisions concerning
                                                      driven at more than 105 km/h. Complementing                                                                   the approval of: I. Vehicles with regard to limitation
                                                      these methods, they use portable electronic testing     without changing gear by using a fully                of their maximum speed or their adjustable speed
                                                      units connected to a port located inside the truck’s    positive action on the accelerator                    limitation function; II. Vehicles with regard to the
                                                      cab, highway controllers to access motor data and       control. This action shall be maintained              installation of a speed limiting device (SLD) or
                                                      determine whether the speed limiter has been set        without changing gear for at least 30                 adjustable speed limitation device (ASLD) of an
                                                      at a speed of 105 km/h or less. http://                                                                       approved type; III. Speed limitation devices (SLD)
                                                      www.mto.gov.on.ca/english/trucks/                       seconds after the ‘Set Speed’ is                      and adjustable speed limitation device (ASLD),’’ E/
                                                      trucklimits.shtml.                                      achieved.’’ The acceptance criteria for               ECE/324–E/ECE/TRANS/505//Rev. 1/Add. 88/
                                                         45 See O. Reg. 396/08, s.1                           this test are twofold.                                Amend. 2 (January 30, 2011).



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                                                                         Federal Register / Vol. 81, No. 173 / Wednesday, September 7, 2016 / Proposed Rules                                                 61953

                                                      exceed the stabilized speed by more                     disturbance for anything in this                      depressing amount of the accelerator
                                                      than five percent, and the variance in                  environment.’’                                        pedal.47
                                                      vehicle speed and rate of change of                        Æ The applicant for approval shall                    • On motor vehicles equipped with
                                                      vehicle speed does not exceed certain                   provide documentation describing                      ‘‘plural’’ accelerating devices, the speed
                                                      thresholds during specified portions of                 checking and calibration procedures. ‘‘It             limitation device shall actuate for every
                                                      the test.                                               shall be possible to check the                        accelerating device.
                                                         In 2002, the EC issued directive 2002/               functioning of the speed limitation                      • The speed limitation device shall
                                                      85/EC, which extended the coverage of                   function whilst the vehicle is                        not actuate the service brake device of
                                                      the speed limiting device requirements                  stationary.’’                                         the vehicle. However, the speed
                                                      to include trucks weighing between                                                                            limitation device may actuate the
                                                      3,500 kg (7,716 pounds) and 12,000 kg                      Annex 5 of the ECE R89 regulation                  auxiliary brake device only after the fuel
                                                      (26,400 pounds) and buses with eight or                 provides specific vehicle, test track, test           supply has been minimized.
                                                      more passenger seats weighing less than                 equipment, and test methods upon                         • The speed limitation device and
                                                      10,000 kg (22,000 pounds).                              which we have based our proposed test                 connections necessary for its operation
                                                         The ECE R89 requirements are as                      procedure. The ECE regulation also                    (except connections whose
                                                      follows:                                                contains specific acceleration,                       disconnection will prevent the normal
                                                         • The speed limitation must be such                  deceleration, and speed.                              motor vehicle operation) shall be
                                                      that the vehicle in normal use, despite                    The test begins with the vehicle                   capable of being protected from any
                                                      the vibrations to which it may be                       running at a speed 10 km/h below the                  unauthorized adjustments that will
                                                      subjected, complies with certain                        set speed and then accelerated as much                hamper the function of the speed
                                                      provisions including the following:                     as possible using a fully positive action             limitation device or the interruption of
                                                         Æ The vehicle’s speed limiting device                on the accelerator control. This action is            its energy supply, such as power
                                                      (SLD) must be so designed, constructed                  then maintained for at least 30 seconds               supply, by the attachment of sealing
                                                      and assembled as to resist corrosion and                after the vehicle speed has been                      devices and/or the need to use special
                                                      ageing phenomena to which it may be                     stabilized. During the test, the vehicle’s            tools. However, this provision shall not
                                                      exposed and to resist tampering in                      precise speed and time are collected in               apply to speed limitation devices whose
                                                      accordance with the paragraph below.                    order to calculate the maximum speed,                 function can be confirmed while the
                                                         D The limitation threshold must not,                 stabilized speed, the amount of time                  vehicle is stopping.
                                                      in any case, be capable of being                        required to stabilize the speed,                         The conformity of these requirements
                                                      increased or removed temporarily or                     maximum acceleration before the                       is tested either by the use of a proving
                                                      permanently on vehicles in use.                         stabilized speed is established, and the              grounds test, a chassis dynamometer
                                                         D The speed limitation function and                  maximum acceleration during the                       test, or by an engine bench test in the
                                                      the connections necessary for its                       stabilized period.                                    following ways:
                                                      operation, except those essential for the                                                                     • Proving grounds test
                                                      running of the vehicle, shall be capable                D. Japan                                              Æ Conditions of the test vehicle
                                                      of being protected from any                                                                                      D The air inflation pressure of the
                                                                                                                In Japan, speed limitation devices are
                                                      unauthorized adjustments or the                                                                               tires shall be the value as posted in the
                                                                                                              required to be installed on motor
                                                      interruption of its energy supply by the                                                                      specification table. Moreover, the tires
                                                                                                              vehicles used to carry goods and have
                                                      attachment of sealing devices and/or the                                                                      shall be ones that have undergone
                                                                                                              a GVWR of 8 tons or more or a
                                                      need to use special tools.                                                                                    break-in.
                                                         Æ The speed limiting function shall                  maximum loading capacity of 5 tons or
                                                                                                              more. These devices are also required                    D The weight of the test vehicle shall
                                                      not actuate the vehicle’s service braking                                                                     be the vehicle weight. However, on
                                                      device. A permanent brake (e.g.,                        on trucks drawing trailers which have a
                                                                                                              GVWR of 8 tons or more or a maximum                   motor vehicles equipped with a spare
                                                      retarder) may be incorporated only if it                                                                      tire and onboard tools, the test may be
                                                      operates after the speed limitation                     loading capacity of 5 tons or more. The
                                                                                                              general rules for these devices are as                conducted with such articles mounted
                                                      function has restricted the fuel feed to                                                                      on the vehicle.
                                                      the minimum fuel position.                              follows:
                                                         Æ The speed limitation function must                   • The speed limitation device shall be              Æ Characteristics of proving ground
                                                      be such that it does not affect the                     so constructed that the vehicle may not                  D The surface of the proving ground
                                                      vehicle’s road speed if a positive action               be accelerated by the operation of the                shall be flat paved road. Gradients shall
                                                      on the accelerator is applied when the                  acceleration devices, such as the                     not exceed 2% and shall not vary by
                                                      vehicle is running at its set speed.                    accelerator pedal, when the vehicle is                more than 1% excluding camber effects.
                                                         Æ The speed limitation function may                  running at its set speed.                                D The surface of the proving ground
                                                      allow normal acceleration control for                                                                         shall be free from water pool, snow
                                                                                                                • The set speed of the speed
                                                      the purpose of gear changing.                                                                                 accumulation or ice formation.
                                                                                                              limitation device shall be any speed not
                                                         Æ No malfunction or unauthorized                     exceeding 90 km/h. Furthermore, the                   Æ Ambient weather conditions
                                                      interference shall result in an increase                speed limitation device shall be so                      D The mean wind speed shall be less
                                                      in engine power above that demanded                     constructed that the users, etc. of the               than 6 m/s. Moreover, the maximum
                                                      by the position of the driver’s                         vehicle cannot alter the set speed nor                wind speed shall not exceed 10 m/s.
                                                      accelerator.                                                                                                  • Acceleration test
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                                                                                                              release the setting.
                                                         Æ The speed limitation function shall                                                                      Æ Test Procedure
                                                      be obtained regardless of the accelerator                 • The speed limitation device shall be
                                                                                                              fully capable of ‘‘withstanding the                      D The vehicle running at a speed 10
                                                      control used if there is more than one                                                                        km/h below the set speed shall be
                                                      such control which may be reached                       running.’’ Even if wrong operation, etc.,
                                                                                                              of the speed limitation device should                 accelerated as much as possible by
                                                      from the driver’s seating position.                                                                           operating the accelerator device, e.g. by
                                                         Æ The speed limitation function shall                occur, it would not incur any increased
                                                      operate satisfactorily in its                           output that will exceed the engine                      47 NHTSA understands this provision to require
                                                      electromagnetic environment ‘‘without                   output determined by the condition of                 robustness of the speed limitation device and
                                                      unacceptable electromagnetic                            the accelerating devices, such as the                 limitations on the impacts of its failure.



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                                                      61954              Federal Register / Vol. 81, No. 173 / Wednesday, September 7, 2016 / Proposed Rules

                                                      depressing the accelerator pedal fully.                    Æ In this test, the speeds of the test               Æ The test shall be carried out for
                                                      This action shall be maintained at least                vehicle shall satisfy the following.                  each gear ratio allowing in theory the set
                                                      30 seconds even after the vehicle speed                    Æ On each test run, the mean                       speed to be exceeded.
                                                      has been stabilized. The vehicle speeds                 stabilized speed shall not exceed the set               • In this test, the requirements
                                                      shall be recorded during the test in                    speed plus 5 km/h or a speed of 90 km/                prescribed shall be satisfied.
                                                      order to establish the curve of the speed               h.                                                    Æ Engine bench test
                                                      versus the time. In this case, the                         Æ The difference between the                         D This test method can be carried out
                                                      accuracy of the speed measurement                       maximum value and the minimum                         only when the competent authority
                                                      shall be within 1%, whereas the                         value of the mean stabilized speeds                   recognizes that this bench test is
                                                      accuracy of the time measurement shall                  obtained during each test run shall be                equivalent to the proving ground
                                                      be within 0.1 second.                                   no more than 3 km/h.                                  measurement.
                                                        Æ The test shall be carried out for                   • Chassis dynamometer test                            • Indication
                                                      each gear ratio allowing in theory the set                 Æ Conditions of chassis dynamometer                  Æ With regard to those motor vehicles
                                                      speed to be exceeded.                                      D The equivalent inertia weight shall              equipped with a speed limitation device
                                                      • Requirements                                          be set with an accuracy of ±10% of the                that has complied with the requirement
                                                        Æ In this test, the speed of the test                 vehicle weight of the test vehicle.                   of this Technical Standard, a mark shall
                                                      vehicle shall satisfy the following                     • Acceleration test                                   be indicated at a place in the vehicle
                                                      requirements enumerated below.                          Æ Test procedure                                      compartment where the driver can
                                                        D The stabilized speed shall not                         D The vehicle running at a speed 10                easily see the mark and at the rear end
                                                      exceed the set speed plus 5 km/h nor a                  km/h below the set speed shall be                     of the vehicle (excluding truck tractors).
                                                      speed of 90 km/h.                                       accelerated as much as possible by                    VII. Proposed Requirements
                                                        D After the stabilization speed has                   operating the accelerating device, e.g. by
                                                      been reached for the first time, the                    depressing the accelerator pedal fully.               A. Overview
                                                      maximum speed shall not exceed the                      This action shall be maintained at least              1. Proposed FMVSS
                                                      stabilization speed multiplied by 1.05.                 20 seconds even after the vehicle speed
                                                      Furthermore, the absolute value of the                                                                           NHTSA is proposing to establish a
                                                                                                              has been stabilized. The vehicle speeds
                                                      rate of change of speed shall not exceed                                                                      new FMVSS that would require new
                                                                                                              shall be recorded during the test in
                                                      0.5 m/s 2 when measured on a period                                                                           multipurpose passenger vehicles,
                                                                                                              order to establish the curve of the speed
                                                      greater than 0.1 second.                                                                                      trucks, buses, and school buses with a
                                                                                                              versus the time. In this case, the
                                                        D Within 10 seconds of first reaching                                                                       gross vehicle weight rating of more than
                                                                                                              accuracy of the speed measurement
                                                      the stabilized speed, the speed                                                                               11,793.4 kilograms (26,000 pounds) to
                                                                                                              shall be within ± 1%, whereas the
                                                      limitation function shall be controlled                                                                       be equipped with a speed-limiting
                                                                                                              accuracy of the time measurement shall
                                                      in such a way that the following                                                                              device. Additionally, as manufactured
                                                                                                              be within 0.1 second.
                                                      requirements are satisfied.                                                                                   and sold, each vehicle would be
                                                                                                                 D The load of the chassis
                                                        D The speed shall not vary by more                                                                          required to have its device set to a
                                                                                                              dynamometer during the test shall be set
                                                      than 4% of the stabilized speed or 2 km/                                                                      specified speed. Although NHTSA has
                                                                                                              to the forward running resistance of the
                                                      h, whichever is greater.                                                                                      not specified a maximum set speed in
                                                                                                              test vehicle with an accuracy of 10%.
                                                        D The absolute value of the rate of                                                                         this proposal, NHTSA intends to specify
                                                                                                              Furthermore, when the competent
                                                      change of speed shall not exceed 0.2 m/                                                                       a maximum set speed in a final rule
                                                                                                              authority approves it as appropriate, the
                                                      s2 when measured over a period greater                                                                        implementing this proposal. NHTSA
                                                                                                              load may be set to the maximum power
                                                      than 0.1 second.                                                                                              has considered the benefits and costs of
                                                                                                              of the engine multiplied by 0.4.
                                                                                                                                                                    a 68 mph maximum set speed as
                                                      Æ Steady speed test                                        D The test shall be carried out for each
                                                                                                                                                                    requested in the petitions as well as 60
                                                      D Test procedure                                        gear ratio allowing in theory the set
                                                                                                                                                                    mph and 65 mph maximum set speeds
                                                        • The vehicle shall be driven at full                 speed to be exceeded.
                                                                                                                                                                    in the overview of benefits and costs
                                                      acceleration up to the steady speed by                  • Test procedure                                      discussed in Section X of this document
                                                      operating the acceleration device, e.g. by                 Æ The vehicle shall be driven at full              and in the Preliminary Regulatory
                                                      depressing the accelerator pedal fully.                 acceleration up to the steady speed by                Impact Analysis, Initial Regulatory
                                                      Then, the vehicle shall be maintained at                operating the accelerating device, e.g.,              Flexibility Analysis, and Draft
                                                      this stabilized speed at least 400 meters.              by depressing the accelerator pedal                   Environmental Assessment
                                                      The vehicle’s average speed shall be                    fully. Then, the vehicle shall be                     accompanying this proposal.
                                                      measured after the vehicle attained the                 maintained at this stabilized speed at                   To determine compliance with the
                                                      stabilized speed. Next, the same                        least 400 meters. The vehicle’s average               operational requirements for the speed-
                                                      measurement shall be repeated on the                    speed shall be measured after the test                limiting device (e.g., that the vehicle is
                                                      proving ground but in the opposite                      vehicle has attained the stabilized                   in fact limited to the set speed), NHTSA
                                                      direction. The mean of the two average                  speed. This average speed shall be                    is proposing a vehicle level test that
                                                      speeds measured for both test runs shall                considered the mean stabilized speed.                 involves accelerating the vehicle and
                                                      be considered the mean stabilized                       The whole test shall be conducted five                monitoring the vehicle’s speed. The
                                                      speed. The whole test shall be                          times. The speed measurements shall be                proposed test procedure is substantially
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                                                      conducted five times. In this case, the                 performed with an accuracy of ± 1                     based on the UNECE R89, described
                                                      speed measurements shall be performed                   percent, whereas the time                             above.
                                                      with an accuracy of 1% whereas the                      measurements shall be carried out with                   Finally, to assist FMCSA’s
                                                      time measurements shall be carried out                  an accuracy of within 0.1 second.                     enforcement officials with post-
                                                      with an accuracy of 0.1 second.                            Æ The load of the chassis                          installation inspections and
                                                        • The test shall be carried out for                   dynamometer shall be changed                          investigations to ensure compliance
                                                      each gear ratio allowing in theory the set              consecutively from the maximum power                  with the speed limiting device
                                                      speed to be exceeded.                                   of the engine to the maximum power of                 maintenance requirement, NHTSA is
                                                      • Requirements                                          the engine multiplied by 0.2.                         proposing to require that the vehicle set


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                                                                         Federal Register / Vol. 81, No. 173 / Wednesday, September 7, 2016 / Proposed Rules                                          61955

                                                      speed and the speed determination                       unit trucks and heavy buses have the                  the costs, if any, to manufacturers of
                                                      parameters be readable through the On-                  same heavy-duty engines as                            these lighter vehicles, as well as the
                                                      Board Diagnostic (OBD) connection.48                    combination trucks, the costs associated              costs to the operators of these vehicles—
                                                      In addition to the current speed limiting               with installing the required speed-                   and, if applicable, the operators’
                                                      device settings, NHTSA is proposing                     limiting devices in these vehicles would              customers—resulting from the
                                                      that the previous two setting                           be minimal. For these reasons, the                    additional travel time.
                                                      modifications (i.e., the two most recent                agency has tentatively concluded that it
                                                                                                                                                                    2. Proposed FMCSR
                                                      modifications of the set speed of the                   is appropriate to subject all types of
                                                      speed limiting device and the two most                  heavy vehicles to the speed-limiting                     Consistent with the proposed FMVSS,
                                                      recent modifications of the speed                       device requirements.                                  the proposed FMCSR would also apply
                                                      determination parameters) be readable                      Regarding the GVWR threshold,                      to each multipurpose passenger carrying
                                                      and include the time and date of the                    NHTSA decided to focus the speed-                     vehicle, truck, bus and school bus (to
                                                      modifications.                                          limiting device requirements on those                 the extent they fall under FMCSA
                                                        NHTSA solicits comment on all                         vehicles that carry the heaviest loads                jurisdiction) with a gross vehicle weight
                                                      aspects of the proposed FMVSS,                          and for which small increases in speed                rating of more than 11,793.4 kilograms
                                                      including the requirements for a speed-                 have larger effects on the force of impact            (26,000 pounds).
                                                      limiting device, the initial set speed                  in a crash. These vehicles would also be                 FMCSA requests comment on the cost
                                                      requirement, the types of vehicles to                   subject to both FMCSA’s regulations                   of enforcement of the proposed FMCSR,
                                                      which the speed limiting device                         applicable to vehicles operated in                    training, new enforcement tools that
                                                      requirements should be applicable, the                  interstate commerce and states’                       may be required, and the costs, if any,
                                                      proposed recording requirement and                      compatible regulations adopted as a                   to law enforcement partner agencies.
                                                      potential alternatives, and the proposed                condition of receiving Motor Carrier                  C. Proposed FMVSS Requirements
                                                      test procedure.                                         Safety Assistance Program (MCSAP)
                                                                                                              grants.                                                 NHTSA’s general approach in
                                                      2. Proposed FMCSR                                                                                             developing performance requirements
                                                                                                                 Specifically, NHTSA considered how
                                                         FMCSA is proposing an FMCSR                          FMCSA and its state partners could                    for speed limiting devices was to
                                                      requiring each CMV with a GVWR of                       effectively enforce the proposed                      identify key areas of performance
                                                      more than 11,793.4 kilograms (26,000                    standard to realize the potential safety              pertinent to the overall effectiveness of
                                                      pounds) to be equipped with a speed-                    benefits. These benefits result from                  speed limiting devices, thus reducing
                                                      limiting device meeting the                             maintaining the speed-limiting devices                the severity of crashes, as well as to
                                                      requirements of the proposed FMVSS                      after they are sold. In general, NHTSA                consider opportunities to harmonize the
                                                      applicable to the vehicle at the time of                does not have the authority to regulate               proposal with other global regulations.
                                                      manufacture, including the requirement                  the use of motor vehicles or motor                    Considering that almost all vehicles
                                                      that the device be set to a specified                   vehicle equipment by vehicle owners.                  covered by the proposed FMVSS are
                                                      speed. As with the FMVSS, FMCSA has                     However, almost all of the vehicles with              used for commercial purposes, the
                                                      not specified the maximum set speed in                  a GVWR over 11,793.4 kg (26,000                       proposed requirements also include
                                                      this proposal, FMCSA intends to specify                 pounds) are CMVs and their                            performance aspects to assist inspectors
                                                      the maximum set speed in a final rule                   maintenance is regulated by FMCSA                     in the verification of the speed limiting
                                                      implementing this proposal. Motor                       through the FMCSRs.49 As discussed                    device setting and pertinent speed
                                                      carriers operating such vehicles in                     throughout this notice, if NHTSA                      determination parameter settings.
                                                      interstate commerce would be required                   requires speed limiting devices as                      The proposed requirements are
                                                      to maintain the speed-limiting devices                  requested in the petitions, FMCSA will                generally consistent with those in the
                                                      for the service life of the vehicle.                    simultaneously amend the FMCSRs to                    UNECE regulation for vehicles with
                                                      FMCSA solicits comment on all aspects                   ensure that CMVs with a GVWR over                     regard to limitation of their maximum
                                                      of this proposed FMCSR.                                 26,000 pounds that operate in interstate              speed. These requirements are located
                                                                                                              commerce are equipped and maintained                  in part I of UNECE R89. While not all
                                                      B. Applicability
                                                                                                              with a speed limiting device meeting                  the provisions of the UNECE standard
                                                      1. Proposed FMVSS                                       the requirements of the FMVSS.                        are pertinent to NHTSA’s proposed
                                                         NHTSA is proposing that speed                        Accordingly, NHTSA is proposing to                    regulation, we have evaluated this and
                                                      limiting device requirements apply to                   limit the applicability of the speed                  other standards and have proposed
                                                      all new multipurpose passenger                          limiting device requirements to vehicles              specific text that best supports the
                                                      vehicles, trucks and buses with a gross                 with a GVWR over 11,793.4 kg (26,000                  purpose of the proposed FMVSS.
                                                      vehicle weight rating of more than                      pounds) in order to ensure that these                 1. Definitions
                                                      11,793.4 kg (26,000 pounds). Although                   vehicles continue to be speed limited.
                                                                                                                                                                       We are proposing three new
                                                      the majority of the estimated safety                       NHTSA requests comment on the
                                                                                                                                                                    definitions with respect to the speed
                                                      benefits of this joint rulemaking are for               applicability of the proposed speed
                                                                                                                                                                    limiting device. The first definition is
                                                      combination trucks because they travel                  limiting device requirements,
                                                                                                                                                                    the set speed (Vset). The set speed is the
                                                      more vehicle miles at high speeds, and                  specifically whether the proposed
                                                      thus are involved in more high-speed                    requirements should apply to vehicles                 speed limiting device setting, or the
                                                                                                                                                                    intended maximum cruising speed of
asabaliauskas on DSK3SPTVN1PROD with PROPOSALS




                                                      crashes, this rulemaking would also                     with a GVWR of 11,793.4 kg (26,000
                                                      reduce the number of fatalities from                    pounds) or lower. We are interested in                the vehicle and the speed reported
                                                      crashes involving other types of heavy                                                                        through the OBD connection. The speed
                                                      vehicles, some of which carry a large                     49 Some vehicles covered by the FMVSS would         would be no greater than a speed to be
                                                      number of passengers. Additionally,                     not be covered by the FMCSR. These vehicles           specified in a final rule implementing
                                                      because other heavy vehicles like single
                                                                                                              include transit buses, motor homes, most school       this proposal. Additionally we are
                                                                                                              buses, and CMVs in exclusively intrastate service.    proposing a definition for the actual
                                                                                                              States may voluntarily require CMVs in exclusively
                                                        48 Further information on the specification of the    intrastate service through FMCSA’s Motor Carrier
                                                                                                                                                                    maximum average cruising speed of the
                                                      OBD connection is available at http://www.epa.gov/      Safety Assistance Program, as discussed in Section    vehicle, which is referred to as the
                                                      obd/regtech/heavy.htm.                                  VII.D.1 below.                                        stabilized speed (Vstab). Although we


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                                                      61956                   Federal Register / Vol. 81, No. 173 / Wednesday, September 7, 2016 / Proposed Rules

                                                      provide a detailed test procedure for                                        TABLE 5—Continued                                  estimates indicate that substantially
                                                      obtaining this speed, it is generally the                                                                                       more lives would be saved if heavy
                                                      maximum speed that the vehicle can                                                                               Number of      vehicles are limited to 65 mph versus 68
                                                      achieve on level ground once the speed                                                                             States       mph with an additional increase in lives
                                                                                                                    Maximum posted speed limit                       (including the   saved if heavy vehicles are limited to 60
                                                      control device has stabilized. The Vstab                       for certain larger vehicles                        District of
                                                      speed is required to be equal to the Vset                                                                        Columbia)      mph instead of 65 mph. However, the
                                                      speed. We seek comment on the ability                                                                                           agencies will also consider State speed
                                                      of manufacturers to build equipment                           70    mph   ..................................               21   limits and the economic impact on
                                                      capable of meeting this requirement.                          75    mph   ..................................                9   manufacturers and fleets including
                                                      Finally, the maximum speed (Vmax) is                          80    mph   ..................................                4   current speed limiter settings and the
                                                      the maximum speed that the vehicle can                        85    mph   ..................................                1   potential for harmonization with
                                                      achieve during the transitional or                                                                                              Ontario and Quebec maximum set speed
                                                      settling period prior to the vehicle speed                       The purpose of this joint rulemaking                           requirements of 105 km/h (65 mph).
                                                      being stabilized. This is often referred to                   is to save lives by reducing the severity                         NHTSA and FMCSA will consider other
                                                      as the overshoot in a control device. All                     of crashes involving heavy vehicles.                              maximum set speeds both within that
                                                      three of these vehicle speed definitions                      NHTSA and FMCSA are proposing to                                  range of speeds and outside of it.
                                                      have the same general meaning as those                        accomplish this by requiring that those                           NHTSA and FMCSA request comment
                                                      used in the UNECE regulation.                                 vehicles be equipped with speed                                   on what an appropriate maximum set
                                                                                                                    limiting devices. The proposed rules are                          speed would be and why that speed
                                                      2. Set Speed                                                  not intended as a mechanism to enforce                            should be chosen over other possible
                                                         NHTSA is proposing that, as                                maximum speed limits set by States.                               maximum set speeds.
                                                      manufactured and sold, each vehicle’s                         However, the agencies are mindful that                              We are proposing that the speed
                                                      speed limiting device would be required                       the proposed rules would limit the                                limiting device be permitted to allow
                                                      to have a set speed of no greater than a                      travel speed of heavy vehicles below the                          normal acceleration control for the
                                                      speed to be specified in a final rule                         maximum posted speed limits in some                               purpose of gear changing. It is important
                                                      implementing this proposal. Although                          States. We have therefore considered the                          to provide acceleration control for the
                                                      the petitions for rulemaking requested                        distribution of State speed limits as one                         purpose of gear changing in order to
                                                      that NHTSA permit manufacturers to set                        factor in deciding the appropriate set                            maintain vehicle drivability. We note
                                                      the speed limiting device at any speed                        speed requirement. The above table                                that, as proposed, the speed-limiting
                                                      up to and including 68 mph, the agency                        illustrates that the vast majority of                             device must limit the speed of the
                                                      has not proposed a specific set speed. In                     States (41 States) have maximum truck                             vehicle regardless of the gear selection.
                                                      Section X of this document and in the                         speed limits between 65 mph and 75                                Additionally, we are proposing that the
                                                      Preliminary Regulatory Impact Analysis,                       mph, with the most common maximum                                 maximum speed (overshoot) not exceed
                                                      Initial Regulatory Flexibility Analysis,                      truck speed limits being 70 mph (21                               the stabilized speed by more than 5
                                                      and Draft Environmental Assessment                            States) and 65 mph (11 States).                                   percent. Likewise, the stabilized speed
                                                      accompanying this proposal, NHTSA                                We have also examined data from                                must not exceed the set speed.
                                                      has considered the benefits and costs of                      EMA 50 showing the factory speed
                                                                                                                                                                                      3. Tampering and Modification of the
                                                      60 mph, 65 mph, and 68 mph maximum                            limiting device settings for trucks 51
                                                                                                                                                                                      Speed-Limiting Device
                                                      set speeds.                                                   manufactured in 2010 and 2011. By far,
                                                         The agencies estimate that limiting                        the single most common speed limiting                                Unlike UNECE R89, NHTSA is not
                                                      the speed of heavy vehicles to 60 mph                         device setting for the 332,530 vehicles                           proposing any requirement on
                                                      would save 162 to 498 lives annually,                         manufactured during this period was 65                            manufacturers to make the speed
                                                      limiting the speed of heavy vehicles to                       mph (24.8%—82,474 vehicles).                                      limiting device tamper-resistant or to
                                                      65 mph would save 63 to 214 lives                             Trucking fleets generally custom order                            restrict modification of the speed
                                                      annually, and limiting the speed of                           truck tractors and request speed limiting                         limiting device settings. In other words,
                                                      heavy vehicles to 68 mph would save 27                        device settings from the manufacturer                             although the proposed FMVSS would
                                                      to 96 lives annually. Although we                             based on the costs and benefits of                                require that the initial set speed be not
                                                      believe that the 60 mph alternative                           various maximum speeds. The high                                  greater than a specified speed, a speed
                                                      would result in additional safety                             number of vehicles set to 65 mph                                  limiting device could be capable of
                                                      benefits, we are not able to quantify the                     suggests that this is a reasonable                                adjustment above the specified speed
                                                      60 mph alternative with the same                              maximum speed at which to efficiently                             and still meet the requirements of the
                                                      confidence as the 65 mph and 68 mph                           and safely transport goods, even if it is                         proposed FMVSS. However, because the
                                                      alternatives.                                                 not the optimum maximum speed for                                 proposed FMVSS would be reinforced
                                                         NHTSA also examined maximum                                every company.                                                    by the proposed FMCSR, we expect that
                                                      posted speed limits for heavy vehicles.                          NHTSA will weigh all of these factors                          virtually all of these vehicles would be
                                                      The following table shows the                                 in choosing a maximum set speed for                               limited to the specified speed.
                                                      distribution of maximum posted speed                          newly manufactured large vehicles and                                As described below, NHTSA is
                                                      limits.                                                       FMCSA will weigh these factors in                                 concerned about tampering and
                                                                                                                    considering what maximum set speed at                             modification of the speed limiting
                                                                                                                                                                                      device settings after a vehicle is sold.
asabaliauskas on DSK3SPTVN1PROD with PROPOSALS




                                                                               TABLE 5                              which motor carriers would be required
                                                                                                                    to maintain speed limiters. The benefits                          After considering various means of
                                                                                                    Number of                                                                         preventing these types of activities as
                                                                                                      States          50 EMA, Vehicle Speed Limiter Settings—Ex                       described below in the Regulatory
                                                       Maximum posted speed limit                 (including the    Factory 2010 & 2011 (Nov. 2011).                                  Alternatives section, the agency has
                                                        for certain larger vehicles                  District of      51 EMA indicated that the vehicles included in                  tentatively decided not to include this
                                                                                                    Columbia)       the data consist of mostly heavy-duty trucks and                  type of requirement because of the costs
                                                                                                                    truck tractors with some medium-duty trucks. EMA
                                                      55 mph ..................................                 2   further indicated that the data included a
                                                                                                                                                                                      that such a requirement would impose
                                                      60 mph ..................................                 3   significant portion of the total heavy-duty                       on manufacturers. NHTSA is also
                                                      65 mph ..................................                11   production since the start of 2010. See id.                       concerned about the feasibility of


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                                                                          Federal Register / Vol. 81, No. 173 / Wednesday, September 7, 2016 / Proposed Rules                                         61957

                                                      establishing performance requirements                    accordance with the requirements of the              at the manufacturer’s specified pressure
                                                      that would be objective and effective in                 proposed FMVSS. For example, the                     in the unloaded weight condition with
                                                      resisting various methods of                             FMCSR would prohibit vehicle                         a single operator.
                                                      tampering.52                                             operators from adjusting the set speed                  Test Track conditions. The test
                                                         In particular, the agency is concerned                above a maximum specified set speed.                 surface would be a surface suitable to
                                                      about speed limiting device setting                         To assist in verifying the performance            enable stabilization speed to be
                                                      adjustment and tampering that could                      of the speed limiting device while the               maintained and be free from uneven
                                                      allow vehicles to travel faster than the                 vehicle is in use, NHTSA is proposing                patches, with gradients not exceeding
                                                      specified maximum set speed. The                         that the vehicle set speed and the speed             2% and not varying by more than 1%
                                                      agency is also concerned about post-sale                 determination parameters, such as tire               excluding camber effects. The test track
                                                      modification of the speed determination                  size and gear ratios, be readable through            would be a paved surface free from
                                                      parameters such that they do not match                   the OBD connection. In addition to the               standing water, snow, or ice.
                                                      the equipment on the vehicle or the                      current speed limiting device settings,                 Ambient weather conditions. In order
                                                      failure to modify the parameters after                   NHTSA is proposing that the previous                 to prevent inconsistency in the test, the
                                                      replacing equipment. Either of these                     two setting modifications (i.e., the                 test would be performed when the mean
                                                      actions could result in the vehicle being                previous two modifications of the set                wind speed measured was less than 5
                                                      capable of traveling at speeds higher                    speed and the previous two                           m/s and the temperature between 45 °F
                                                      than the set speed. Finally, the agency                  modifications of the speed                           and 104 °F. NHTSA is proposing a less
                                                      is concerned about potential tampering                   determination parameters) be readable                stringent wind speed condition than the
                                                      with the speed limiting device, such as                  and include the time and date when                   UNECE requirement in order to
                                                      hacking the ECU to disable the speed-                    they were modified.                                  maintain consistency with other FMVSS
                                                      limiting device, installing a device that                   NHTSA seeks comment on the                        track tests.
                                                      sends a false signal to the speed-limiting               proposed speed limiting device setting
                                                                                                                                                                       Test equipment. The speed
                                                      device, or replacing the ECU with an                     readability requirements. For example,
                                                                                                                                                                    measurement would be independent of
                                                      ECU that does not limit the speed.                       is reporting the time and date of setting
                                                                                                                                                                    the vehicle speedometer and accurate
                                                         In contrast, NHTSA believes that                      modifications feasible or should some
                                                                                                                                                                    within plus or minus 1 percent.
                                                      some modifications should not be                         other value be specified (e.g., mileage at
                                                      restricted, like adjusting the set speed                 the time of modification)? What are                     Running the test. The vehicle would
                                                      below the maximum specified set speed                    other appropriate speed determination                be run at a speed 10 km/h below the set
                                                      and changing the speed determination                     parameters, in addition to tire size and             speed and would be accelerated as
                                                      parameter values as necessary to reflect                 gear ratios, that should be readable                 much as possible using a full positive
                                                      replacement equipment (e.g., equipping                   through the OBD connection? Should                   action on the accelerator control. This
                                                      the vehicle with different-size tires).                  the agency specify additional                        action would be maintained at least 30
                                                      These types of modifications do not                      requirements to ensure that the speed                seconds after the vehicle speed
                                                      interfere with, and may even facilitate,                 limiting device settings are readily                 stabilized. The instantaneous vehicle
                                                      vehicles continuing to operate at speeds                 accessible through the OBD connection                speed would be recorded during the
                                                      no greater than the maximum specified                    and in an easy-to-understand format in               testing in order to establish the curve of
                                                      set speed after they are sold.                           order to facilitate enforcement, and, if             speed versus time.
                                                      Accordingly, NHTSA is proposing to                       so, what should those requirements be?                  The speed versus time curve would
                                                      require that speed-limiting devices have                    NHTSA also seeks comment on any                   then be evaluated in order to find the
                                                      some means of adjusting the speed                        alternative approach that would allow                stabilized speed and the maximum
                                                      determination parameter values as                        inspectors to verify the speed limiting              speed. Under the proposed
                                                      necessary to reflect replacement                         device settings at a reduced cost.                   requirements, the maximum speed
                                                      equipment.                                                                                                    achieved during the test must be no
                                                         In order to deter those types of                      4. Test Procedure and Performance                    greater than 5 percent of the stabilized
                                                      activities that would allow a vehicle to                 Requirements                                         speed and the stabilized speed must not
                                                      travel above the maximum specified set                      NHTSA is proposing a vehicle-level                exceed the set speed. The agency notes
                                                      speed, the proposed FMVSS would be                       test that involves the acceleration of the           that this proposed requirement is more
                                                      reinforced by the proposed FMCSR,                        vehicle on a test track. The agency is               stringent than the UNECE requirement,
                                                      which would require motor carriers to                    proposing various track and weather                  which specifies that the stabilized speed
                                                      maintain the speed limiting devices in                   conditions, based on the widely utilized             must be within 5 percent or 5 km/h of
                                                                                                               UNECE regulation and other vehicle                   the set speed of the set speed. Adopting
                                                        52 The agency notes that some manufacturers may
                                                                                                               tests that are conducted on test tracks,             the UNECE tolerance would mean that
                                                      voluntarily decide to install speed limiting systems     to ensure the repeatability of testing.              a vehicle could have a stabilized speed
                                                      with features to restrict modification of the settings
                                                      and/or make the device tamper-resistant as part of       The test begins with the vehicle                     of 5 km/h (3 mph) above the specified
                                                      their compliance approach under the fuel efficiency      traveling at a steady speed that is below            maximum set speed and still meet the
                                                      program for medium- and heavy-duty vehicles.             the set speed. The vehicle is accelerated            proposed requirements. NHTSA will
                                                      Specifically, the fuel efficiency program for            using a full positive action on the                  choose a maximum set sped based
                                                      medium- and heavy-duty vehicles permits
                                                      manufacturers to implement a fixed maximum               accelerator control. Such action is                  primarily on safety considerations with
                                                                                                               maintained for at least 30 seconds after             considerations also given to other
asabaliauskas on DSK3SPTVN1PROD with PROPOSALS




                                                      vehicle speed through a speed limiter feature and
                                                      use the maximum speed as an input for the model          the vehicle speed has been stabilized.               benefits including fuel savings and the
                                                      used for purposes of certification to the standards      During the testing, the instantaneous                costs of the rule including opportunity
                                                      of the fuel efficiency program (76 FR 57106, 57155
                                                      (Sep. 15, 2011)). Although the speed limiter may be      vehicle speed is recorded during the                 costs due to slower deliveries. Whatever
                                                      adjustable, compliance is based on the highest           testing in order to establish the curve of           maximum speed is ultimately chosen, it
                                                      adjustable speed setting. Speed settings that are        speed versus time. A more detailed                   will be based on these considerations
                                                      protected by encrypted controls or passwords are         summary of the proposed test procedure               and allowing vehicles to operate 5 km/
                                                      not considered when determining the highest
                                                      adjustable speed, and manufacturers are required to      follows.                                             h (3 mph) above the maximum set speed
                                                      use good engineering judgment to ensure that the            Vehicle conditions. The vehicle                   will lessen the benefits associated with
                                                      speed limiter is tamper resistant.                       would be tested with the tire pressure               the chosen maximum set speed. NHTSA


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                                                      61958              Federal Register / Vol. 81, No. 173 / Wednesday, September 7, 2016 / Proposed Rules

                                                      seeks comment as to manufacturers’                      on its State partners for enforcement of              A. Other Technologies Limiting Speed
                                                      ability to meet this requirement.                       its safety rules at the roadside. Through
                                                        Additionally, NHTSA is not                            the Agency’s Motor Carrier Safety                        NHTSA also requests comment on the
                                                      proposing to include the acceleration                   Assistance Program (MCSAP), FMCSA                     feasibility of technologies which would
                                                      limits specified in the UNECE standard                  provides Federal grants to the States to              limit the speed of the vehicle to the
                                                      of 0.5 m/s2 within the first ten seconds                support the adoption and enforcement                  speed limit of the road, as an alternative
                                                      and 0.2 m/s2 beyond the first ten                       of compatible safety regulations.                     option to the a requirement limiting
                                                      seconds (both measured over a time                      Therefore, FMCSA’s adoption of a rule                 vehicle speed to a specified set speed.
                                                      greater than 0.1 s) of the vehicle first                requiring interstate motor carriers to                These technologies might include a
                                                      reaching the set speed. We question if                  maintain speed limiting devices would                 GPS, vision system, vehicle to
                                                      these acceleration values are achievable                be accompanied by the States’ adoption                infrastructure communication, or some
                                                      during an on-road test. Our calculations                of compatible rules applicable to both                other autonomous vehicle technology.
                                                      indicate that such a requirement limits                 interstate and intrastate motor carriers              This could have the effect of reducing
                                                      the change in vehicle speed over any 0.1                pursuant to 49 CFR part 350.                          fatalities while limiting the economic
                                                      second period to no more than 0.045                        The inclusion of the OBD feature for               effects of this rule on roads that have a
                                                      mph.                                                    the speed limiting device would enable                posted speed above the maximum set
                                                                                                              FMCSA and its State partners to enforce               speed. Heavy vehicle operators could
                                                                                                              the proposed rule during roadside                     also potentially choose between
                                                                                                              inspections, at the discretion of the                 vehicles equipped with speed limiting
                                                                                                              Agency and its State partners. The                    devices set to a specified maximum set
                                                                                                              enforcement of the requirements could                 speed and vehicles with GPS-based,
                                                                                                              be conducted in a targeted manner,                    vision based, or vehicle-to-
                                                                                                              periodically or randomly to provide an                infrastructure-based, or other
                                                                                                              effective deterrent to carriers tampering             autonomous vehicle technology devices
                                                                                                              with or disabling the device to avoid the             depending on their needs.
                                                                                                              need for the Agency and its State                        Our preliminary conclusion is that
                                                                                                              partners to consider changes to the                   requiring these technologies to limit
                                                                                                              standard inspection procedures or                     vehicle speed would not be feasible
                                                                                                              increases in the amount of time needed                and/or cost-effective at this time, but the
                                                                                                              to complete a roadside inspection.                    agencies are seeking comments from the
                                                                                                              FMCSA is again seeking comment and                    public on this preliminary conclusion.
                                                                                                              information regarding the cost of                     The agencies would not publish a final
                                                                                                              enforcement of the proposed FMCSR,                    rule requiring speed limiters using these
                                                                                                              training, new enforcement tools that                  technologies without first publishing
                                                                                                              may be required, and the costs, if any,               another proposed rule addressing them.
                                                        Given the extreme precision that                      to law enforcement partner agencies.                  The agencies also request comment on
                                                      would be required both of the speed                        In addition, State law enforcement                 whether they should consider allowing
                                                      control device and the test equipment,                  officials responsible for motor carrier               GPS-based speed limiters, which adjust
                                                      NHTSA proposes not to include the                       safety oversight could cite CMV drivers               to the actual speed limits on roads, to
                                                      acceleration limits as specified in the                 for violations of the speed limiting                  be used as an alternative means of
                                                      UNECE standard. We seek comment as                      device requirements as part of traffic                compliance if conventional speed
                                                      to the necessity of an acceleration limit               enforcement activities. If the vehicle is             limiters are required.
                                                      and, if needed, what a reasonable limit                 observed to be operating in excess of a                  The agencies understand that some
                                                      could be.                                               posted speed limit greater than the                   trucking fleets use similar devices for
                                                                                                              maximum specified set speed, and the                  monitoring purposes, but we have
                                                      D. Proposed FMCSR Requirements                          vehicle was manufactured on or after                  several questions about regulating a
                                                        FMCSA is proposing an FMCSR                           the effective date of the proposed rule,              GPS-based, vision based, or vehicle-to-
                                                      requiring each CMV with a GVWR of                       the speeding violation would then serve               infrastructure-based device, and we
                                                      more than 11,793.4 kilograms (26,000                    as prima facie evidence that the speed                invite comments on the following areas:
                                                      pounds) to be equipped with a speed                     limiting device was inoperative, or the
                                                      limiting device meeting the                                                                                      • What would be the costs associated
                                                                                                              setting altered. And, the driver could be
                                                      requirements of the proposed FMVSS                                                                            with installing and maintaining a GPS-
                                                                                                              subject both to a speeding ticket and
                                                      applicable to the vehicle at the time of                                                                      based, vision based, or vehicle-to-
                                                                                                              motor carrier safety citation for
                                                      manufacture, including the requirement                                                                        infrastructure-based speed limiting
                                                                                                              operating a CMV with a speed limiting
                                                      that the device be set to a speed not                                                                         device?
                                                                                                              device that failed to meet the
                                                      greater than a specified maximum                        requirements of the State’s version of                   • How easy would it be for a driver
                                                      speed. This maximum speed will be                       the Federal requirement. Conversely, if               to interfere with the ability to receive
                                                      based on the maximum speed chosen by                    the vehicle were clocked at the                       speed limit information without
                                                      NHTSA in a final rule implementing                      maximum specified set speed in a 50-                  detection and thereby travel faster than
                                                      this proposal. Motor carriers operating                 mph zone, the driver could be ticketed                the posted speed limit? Are there
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                                                      such vehicles in interstate commerce                    for speeding, but the officer would make              tamper-resistant technologies available
                                                      would be required to maintain the speed                 no assumption about the effectiveness of              to limit such action?
                                                      limiting devices for the service life of                the speed limiting device.                               • What is the best method for
                                                      the vehicle.                                                                                                  determining the posted speed limit on a
                                                                                                              VIII. Regulatory Alternatives                         given section of highway? For GPS-
                                                      1. Enforcement                                             In deciding on the approach proposed               based systems, would the speed map
                                                         FMCSA’s roadside enforcement                         in this NPRM, NHTSA and FMCSA                         need to be managed federally and made
                                                      activities are limited by the small size                have examined the following                           available to the vehicle during operation
                                                                                                                                                                    or could a third-party map be usable
                                                                                                                                                                                                                  EP07SE16.029</GPH>




                                                      of its staff. The Agency therefore relies               alternatives to this proposal.


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                                                                         Federal Register / Vol. 81, No. 173 / Wednesday, September 7, 2016 / Proposed Rules                                          61959

                                                      considering the certification                           the speed limiting device performance                    Given these concerns and the
                                                      requirement?                                            are altered and recalibration is                      additional costs to vehicle
                                                         • How would such a device handle                     necessary. However, speed limiting                    manufacturers from installing devices
                                                      posted speed changes such as dual day/                  devices with the first Pass Code option               that restrict modification of the speed
                                                      night speed limits and construction                     would not be tamper resistant. The                    limiting device settings and/or are
                                                      zones?                                                  second option is to set speed limiting                tamper-resistant, NHTSA is not
                                                         • Is the current GPS coverage                        device setting at the OEM factory and                 proposing to include these
                                                      sufficient for such a device? How would                 make it ‘‘factory password protected.’’               requirements. However, we invite
                                                      temporary coverage outages be                           With the second Pass Code option,                     comment on these various means of
                                                      addressed for enforcement purposes?                     vehicle owners would have to make a                   restricting modification of the speed
                                                         • What would be the framework for a                  formal request to either the vehicle or               limiting device, including their
                                                      compliance test procedure?                              engine manufacturers to change the                    effectiveness and cost, as well as
                                                         • What are the limitations of the                    setting. According to EMA, if a vehicle               whether objective performance
                                                      technologies in applications such as                    owner needed to make any subsequent                   requirements can be established.
                                                      false positives?                                        changes, it would cost approximately                     FMCSA proposes to enforce NHTSA’s
                                                         • Should a speed-limiting device that                $300 per vehicle with the second Pass                 speed limiting device requirements for
                                                      is correlated to the highway speed still                Code option. The Hard Code design                     vehicles manufactured after the effective
                                                      have a set speed lower than the posted                  approach is to hardcode the speed                     date of the FMVSS. Specifically, drivers
                                                      speed limit?                                            limiting device set speed in the ECU,                 and carriers would be subject to Federal
                                                      B. Tampering                                            based on characteristics of each vehicle              civil penalties if they are determined to
                                                                                                              produced. The Hard Code option would                  have operated CMVs with a GVWR of
                                                        As discussed above, at this time                                                                            more than 26,000 pounds in interstate
                                                      NHTSA is proposing to require a speed                   eliminate all possibilities of subsequent
                                                                                                              changes unless the entire ECU is                      commerce when the speed limiting
                                                      limiting device that reports the last two                                                                     device is (1) not functioning, or (2) set
                                                      modifications of the set speed and the                  replaced. With this approach,
                                                                                                              subsequent ECU changes would cost                     at a maximum speed in excess of the
                                                      last two modifications of the speed                                                                           maximum specified set speed. They
                                                      determination parameters, along with                    owners $2,000 or more.53
                                                                                                                 In addition to the costs to                        would be subject to Federal civil
                                                      the time and date of the modifications.                                                                       penalties of up to $2,750 for drivers and
                                                      NHTSA is not proposing any                              manufacturers and vehicle owners that
                                                                                                              would result, such requirements would                 up to $11,000 for employers who allow
                                                      requirement on manufacturers to make                                                                          or require drivers to operate CMVs with
                                                      the speed limiting device tamper                        place an unrealistic burden on
                                                                                                              manufacturers to certify that equipment               speed limiting devices set at speeds
                                                      resistant or to restrict modification of                                                                      greater than the maximum specified set
                                                      the speed limiting device settings. In                  will resist methods of tampering that
                                                                                                              may be unknown at the time of                         speed.
                                                      other words, although the proposed                                                                               If a speed limiting device is not
                                                      FMVSS would require that the initial set                certification. Although a basic password
                                                                                                              requirement may seem straightforward,                 functioning, drivers and carriers could
                                                      speed be not greater than a maximum                                                                           avoid violations by driving no faster
                                                      specified speed, a speed limiting device                establishing specific objective
                                                                                                              performance requirements for a                        than the maximum specified set speed
                                                      could be capable of adjustment above                                                                          until the vehicle is repaired. Under 49
                                                      the maximum specified speed and still                   password device that resists hacking
                                                                                                              would be challenging, and such                        CFR part 396, drivers are required to
                                                      be compliant with the proposed                                                                                prepare driver vehicle inspection
                                                      FMVSS.                                                  requirements may not ultimately
                                                                                                              achieve the desired outcome of                        reports (DVIRs) which document all
                                                        Although NHTSA is concerned about                                                                           defects or deficiencies observed by or
                                                      tampering and modification of the speed                 preventing tampering. Additionally,
                                                                                                              hacking methods that are unknown to                   reported to the driver during the work
                                                      limiting device settings after a vehicle is                                                                   day. At any time the driver observes that
                                                      sold, after considering various means of                the agency or to manufacturers could
                                                                                                              compromise such a tamper-resistant                    the vehicle can exceed the maximum
                                                      preventing these type of activities the                                                                       specified set speed, he or she should
                                                      agency has tentatively decided not to                   device. In the future, it may be possible
                                                                                                              to fool even a speed-limiting device that             document the problem on the DVIR,
                                                      include a requirement to prevent                                                                              which triggers a duty on the part of the
                                                      tampering because of the costs that such                is hard coded into the ECU by providing
                                                                                                              false input signal.                                   motor carrier, upon receipt of the report,
                                                      requirements would impose on                                                                                  to correct the problem.
                                                      manufacturers and because we are                           NHTSA is also concerned that such
                                                                                                                                                                       We are interested in receiving
                                                      concerned about the feasibility of                      devices could interfere with the types of
                                                                                                                                                                    comments on ways to read the set speed
                                                      establishing performance requirements                   modifications that NHTSA believes
                                                                                                                                                                    and speed determination parameters
                                                      that would be objective and effective in                should not be restricted, like adjusting
                                                                                                                                                                    other than through the OBD connection.
                                                      resisting various methods of tampering.                 the set speed within the range of speeds
                                                                                                                                                                    Comments should consider ways to
                                                        In general, there are several design                  up to the maximum specified set speed
                                                                                                                                                                    reduce the equipment cost required for
                                                      approaches for restricting modification                 and changing the speed determination
                                                                                                                                                                    enforcement officials based on roadside
                                                      of the speed limiting device settings                   parameter values as necessary to reflect
                                                                                                                                                                    and facility-based enforcement
                                                      and/or making the ECU tamper                            replacement equipment (e.g., equipping
                                                                                                                                                                    programs.
                                                      resistant, namely through passwords                     the vehicle with different-size tires).
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                                                      (Pass Code) and coding of the device                    These types of modifications do not                   C. Test Procedures
                                                      using hardware (Hard Code). The Pass                    interfere with, and may even facilitate,                NHTSA is proposing a test procedure
                                                      Code design approach has two options.                   vehicles continuing to operate at speeds              that is similar to that in the UNECE R89
                                                      The first Pass Code option is to set the                no greater than the maximum specified                 regulation, which is widely used in
                                                      speed limiting device setting at the OEM                set speed after they are sold.                        many parts of the world, as opposed to
                                                      factory. With the first Pass Code option,                  53 Truck Manufacturers Association (EMA),
                                                                                                                                                                    an independent test track procedure. We
                                                      subsequent owners would be able to                      ‘‘Informational Meeting with NHTSA Speed Limiter
                                                                                                                                                                    believe this approach limits the cost of
                                                      legitimately change the setting if vehicle              Tamperproofing’’, July 9, 2007, NHTSA–2007–           certification to manufacturers and
                                                      components that would directly affect                   26851–3841.                                           increases their ability to use common


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                                                      61960              Federal Register / Vol. 81, No. 173 / Wednesday, September 7, 2016 / Proposed Rules

                                                      engineering designs already included in                 Additionally, FMCSA is authorized to                   performance requirements set forth in
                                                      the ECUs installed on vehicles around                   enforce the safety standards applicable                this proposal would impose additional
                                                      the world.                                              to CMVs operating in interstate                        costs beyond the costs associated with
                                                        The European standard includes the                    commerce.56 We request information on                  setting the speed limit. However, a
                                                      additional testing methods of vehicle                   several issues relating to retrofitting                number of these requirements are
                                                      dynamometer and engine dynamometer.                     used vehicles.                                         designed to assist enforcement
                                                      These test methods may provide                            We seek to know more about the                       personnel in the verification of the
                                                      additional flexibility for manufacturers                technical and economic feasibility of a                speed limiting device setting and
                                                      that are unable to use a test track, or                 retrofit requirement. In its comment to                pertinent vehicle parameter settings,
                                                      during unfair weather conditions. We                    our 2007 Request for Comments, EMA                     and both NHTSA and FMCSA are
                                                      seek comment on whether NHTSA                           expressed concern about retrofitting all               concerned about the practicability of
                                                      should consider these test methods as                   post-1990 trucks. EMA’s first concern                  roadside enforcement if these were not
                                                      an option to our proposed track test.                   related to retrofitting vehicles                       included in any retrofit requirements.
                                                                                                              manufactured from 1990 to                              Given the agencies’ concerns about
                                                      D. Electromagnetic Interference
                                                                                                              approximately 1994 to 1996, which                      technical feasibility, cost, enforcement,
                                                         Unlike the UNECE regulation, NHTSA                   were frequently equipped with                          and impacts on small businesses, we are
                                                      has chosen not to include an                            mechanically controlled engines with                   seeking public comment to improve our
                                                      electromagnetic disturbance                             mechanical speed limiting devices.                     understanding of the real-world impact
                                                      requirement in the proposed FMVSS.                      EMA indicated that it would be                         of implementing a speed limiting device
                                                      The agency is concerned that speed                      impractical to retrofit these vehicles                 retrofit requirement on existing vehicles
                                                      limiting devices, as well as all safety                 with modern ECUs and they estimated                    and whether it is appropriate to have
                                                      critical electronic equipment, operate                  that it would cost $1,000 to $1,500 per                different requirements for these
                                                      within the installed environment with                   vehicle to retrofit those vehicles                     vehicles.
                                                      respect to electromagnetic interference                 currently without ECUs with a
                                                      (EMI). However, if the agency finds a                   mechanical speed limiting device.                      Retrofit Requirements
                                                      safety need to pursue EMI requirements,                 EMA’s second concern related to                          Please explain why the agency should
                                                      it will likely be conducted in a broad                  retrofitting ECU-equipped vehicles (i.e.               (or should not) consider requiring a
                                                      way that covers various electronic                      post 1994 to1996 vehicles) with tamper-                speed limiting device requirement for
                                                      devices. At this time, the agency does                  proof speed limiting devices. EMA                      existing heavy vehicles. Please discuss:
                                                      not intend to apply EMI requirements                    described three approaches to                            a. What portions of the existing heavy
                                                      on an ad hoc basis to specific                          retrofitting these vehicles with varying               vehicle fleet are not equipped with
                                                      regulations. The agency seeks comment                   degrees of tamper protection. The                      speed limiting devices, are equipped
                                                      on whether the EMI requirements of the                  estimated costs of these retrofit                      with mechanical speed limiting devices,
                                                      UNECE regulation should be included                     approaches ranged from $100 to $2,000                  or are equipped with ECUs? The
                                                      in the FMVSS.                                           per vehicle, and EMA estimated that                    agencies are also seeking this type of
                                                      IX. Other Issues                                        one million vehicles would have to be                  information for the fleets owned by
                                                                                                              retrofitted. Additionally, two of the                  small businesses.
                                                      A. Retrofitting                                         three approaches would require                           b. How old are vehicles in each of
                                                         Road Safe America requested in its                   redesigning the software and/or                        these categories and what are their
                                                      petition that all trucks manufactured                   hardware of each engine model and                      expected lifetimes? The agencies are
                                                      after 1990 be required to be equipped                   would entail additional costs ranging                  also seeking this type of information for
                                                      with electronic speed governors.                        from $2,500,000 to $10,000,000 per                     the fleets owned by small businesses.
                                                      NHTSA is again seeking comment and                      engine model. EMA estimated there are                    c. In what model year did
                                                      information regarding the possibility of                40 engine control devices from 1990 to                 manufacturers cease manufacturing
                                                      requiring all multipurpose passenger                    the present that would have to be                      vehicles equipped with mechanically
                                                      vehicles, trucks and buses manufactured                 modified.                                              controlled engines?
                                                      after 1990 with a gross vehicle weight                    Hino Motors submitted a comment                        d. Is it technically feasible to retrofit
                                                      rating of more than 11,793.4 kg (26,000                 stating that it does not support the                   a vehicle equipped with a mechanically
                                                      pounds) to be retrofitted with electronic               retrofitting of trucks that were                       controlled engine with an ECU and if
                                                      speed limiters.                                         manufactured with mechanically                         feasible what would be the cost to do
                                                         The Secretary of Transportation has                  controlled engine devices, noting that it              so?
                                                      authority to promulgate safety standards                manufactured trucks with mechanically                    e. What technically feasible
                                                      for ‘‘commercial motor vehicles and                     controlled engine devices through the                  approaches, if any, are there to retrofit
                                                      equipment subsequent to initial                         model year 2003. The company stated                    mechanical speed limiting devices so
                                                      manufacture.’’ 54 The Office of the                     that retrofitting older mechanically                   that they have some level of tamper
                                                      Secretary has delegated authority to                    controlled engine devices with                         resistance, and what are the costs of
                                                      NHTSA to: ‘‘promulgate safety                           electronic controls would be costly to                 such approaches?
                                                                                                              vehicle owners.                                          f. What technologies are available to
                                                      standards for commercial motor
                                                                                                                AAA requested that the agency                        increase the tamper resistance of speed
                                                      vehicles and equipment subsequent to
                                                                                                              explore the idea of retrofitting trucks                limiting devices in ECUs and what
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                                                      initial manufacture when the standards
                                                                                                              currently on the road.                                 would be the cost to retrofit existing
                                                      are based upon and similar to a
                                                                                                                Based on the comments received,                      vehicles with these technologies?
                                                      [FMVSS] promulgated, either                                                                                      As an alternative to a retrofit
                                                                                                              NHTSA is concerned that requiring the
                                                      simultaneously or previously, under                                                                            requirement, the agencies request
                                                                                                              retrofitting of CMVs with speed limiting
                                                      chapter 301 of title 49, U.S.C.’’ 55                                                                           comment on whether to extend the set
                                                                                                              devices could be costly. Further, we
                                                        54 Motor Carrier Safety Improvement Act of 1999,
                                                                                                              understand that requiring retrofitted                  speed requirement to all CMVs with a
                                                      Pub. L. 106–159, 101(f), 113 Stat. 1748 (Dec. 9,        vehicles to meet every aspect of the                   GVWR of more than 26,000 pounds that
                                                      1999).                                                                                                         are already equipped with a speed
                                                        55 49 CFR 1.95(c).                                      56 49   U.S.C. 31136(a).                             limiting device and how such a


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                                                                         Federal Register / Vol. 81, No. 173 / Wednesday, September 7, 2016 / Proposed Rules                                                    61961

                                                      requirement would impact our cost                       increases with increased travel speed.57              speed reduction on safety. We invite
                                                      benefit analysis. As explained                          The relationship between travel speed                 public comment on these
                                                      throughout this document, all vehicles                  and avoiding crashes is less certain, as              determinations and any additional
                                                      with electronic engine control units                    described in detail in NHTSA’s 1991                   information or studies related to the
                                                      (ECUs) are generally electronically                     Report to Congress 58 and as indicated                impact of speed limiting devices on
                                                      speed governed to prevent engine or                     by the differing opinions of commenters               crash avoidance that we should
                                                      other damage to the vehicle, and ECUs                   who responded to the 2007 Request for                 consider in estimating the effect of this
                                                      have been installed in most heavy                       Comments. The FMCSA study cited                       rulemaking.
                                                      trucks since 1999. Additionally, a                      above showed a reduced crash risk with                   Using Fatality Analysis Reporting
                                                      number of older vehicles are equipped                   speed limiting devices. However, the                  System (FARS) and National
                                                      with mechanical speed limiting devices.                 lack of adequate exposure data, in terms              Automotive Sampling System General
                                                      Accordingly, in order to realize the                    of miles driven, makes it difficult to                Estimates System (NASS GES) crash
                                                      benefits associated with limiting heavy                 estimate the safety benefits of crashes               data over the 10-year period between
                                                      vehicles’ speed in a shorter timeframe                  avoided.                                              2004 and 2013, the agencies examined
                                                      without imposing any additional                           Commenters who opposed the ATA                      crashes involving heavy vehicles (i.e.,
                                                      equipment costs, the agencies request                   and Road Safe petitions contend that the              vehicles with a GVWR of over 11,793.4
                                                      comment on whether to require that the                  creation of speed differentials between               kg (26,000 pounds)) on roads with
                                                      speed limiting devices in these older                   cars and heavy vehicles would increase                posted speed limits of 55 mph or above.
                                                      CMVs be set to a speed not greater than                 crash risk. There have been a number of               The agency focused on crashes in which
                                                      a maximum specified set speed.                          studies conducted on the impact of                    the speed of the heavy vehicle likely
                                                                                                              speed differentials between cars and                  contributed to the severity of the crash
                                                      B. Lead Time                                            heavy vehicles and whether differential               (e.g., single vehicle crashes, crashes in
                                                         If the proposed FMVSS is established,                speeds increase vehicle interactions and              which the heavy vehicle was the
                                                      NHTSA is proposing a compliance date                    crash risk. Two studies, one conducted                striking vehicle. The agencies estimated
                                                      of the first September 1 three years after              by the Virginia Transportation Research               that these crashes resulted in 10,440
                                                      publication of a final rule. For                        Council (VTRC) and disseminated under                 fatalities 60 from 2004 to 2013
                                                      illustration purposes, the proposed                     sponsorship of the U.S. Department of                 (approximately 1,044 annually).
                                                      regulatory text uses the date of                        Transportation, and the other conducted                  Among the 10,440 fatalities, 9,747
                                                      September 1, 2020. We believe that this                 by the University of Idaho, observed no               resulted from crashes involving
                                                      lead time is appropriate as some design,                consistent safety effects of differential             combination trucks, 442 resulted from
                                                      testing, and development will be                        speed limits compared to uniform speed                crashes involving single unit trucks and
                                                      necessary to certify compliance to the                  limits.59 Other studies have found an                 the remaining 251 resulted from crashes
                                                      new requirements. Three years is also                   increased crash risk when vehicles                    involving buses.
                                                                                                              deviate from the mean speed, though                      In order to estimate the safety
                                                      consistent with the MCSAP time period
                                                                                                              those studies’ conclusions differed as to             benefits,61 we calculated the risk that a
                                                      for States to adopt regulations consistent
                                                                                                              the magnitude of the deviation from the               heavy vehicle will be involved in a
                                                      with FMCSA standards.
                                                                                                              mean speed that was associated with an                crash that results in a fatality versus a
                                                      X. Overview of Benefits and Costs                       increased crash risk. A full discussion of            crash that results in an injury or
                                                                                                              these studies can be found in the PRIA.               property damage on roads with posted
                                                         Based on our review of the available                                                                       speed limits of 55 mph and higher,
                                                                                                                After considering this research and
                                                      data, if heavy vehicles were limited, it                                                                      which we refer to as the ‘‘vehicle-based
                                                                                                              the difficulty in estimating the effect of
                                                      would reduce the severity of crashes                                                                          model.’’ 62 Similarly, we calculated the
                                                                                                              speed limiting devices on crash risk, the
                                                      involving these vehicles and reduce the                                                                       risk that a person would suffer fatal
                                                                                                              agencies have chosen not to include an
                                                      resulting fatalities and injuries. The                                                                        injury in a crash involving a heavy
                                                                                                              estimate of crashes avoided in the PRIA
                                                      proposed rules would require that each                                                                        vehicle versus a crash that would
                                                                                                              and to only estimate the benefits of
                                                      vehicle, as manufactured and sold, have                                                                       involve nonfatal injury or property
                                                                                                              reducing crash severity. Although this
                                                      its speed limiting device set to a speed                                                                      damage only on roads with posted
                                                                                                              approach is conservative and the
                                                      not greater than a maximum specified                                                                          speed limits of 55 mph or higher, which
                                                                                                              agencies believe that speed limiting
                                                      set speed, and that motor carriers                                                                            we refer to as the ‘‘person-based
                                                                                                              devices will likely reduce both the
                                                      maintain the set speed at a speed not                                                                         model.’’ We then used the probability of
                                                                                                              severity and risk of crashes, the agencies
                                                      greater than the maximum specified set                                                                        fatal crash (or odds ratio) to derive the
                                                                                                              have greater confidence that the
                                                      speed. We expect that, as a result of this                                                                    percent reduction in the fatal crash rate
                                                                                                              estimated benefits described below will
                                                      joint rulemaking, virtually all of these
                                                                                                              be fully realized because, by focusing on
                                                      vehicles would be limited to that speed.                                                                        60 The fatality numbers were also adjusted to
                                                                                                              crash severity, the agencies are able to
                                                      In order to explore the benefits and                                                                          reflect the effect of new heavy vehicle requirements
                                                                                                              isolate more effectively the effects of
                                                      costs of requiring speed limiters to be                                                                       that have been adopted by NHTSA within the last
                                                      set at a variety of speeds, we have                                                                           several years (e.g., the final rule adopting seat belt
                                                                                                                57 Johnson, Steven L. & Pawar, Naveen, Mack-        requirements for passenger seats in buses (78 FR
                                                      estimated the benefits and costs                        Blackwell Rural Transportation Center, Cost-Benefit   70415 (Nov. 25, 2013), the final rule to adopt
                                                      assuming that the affected vehicles are                 Evaluation of Large Truck-Automobile Speed Limits     electronic stability control requirements for heavy
                                                      limited to speeds no greater than 60                    Differentials on Rural Interstate Highways, MBTC      vehicles (80 FR 36049 (June 23, 2015)).
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                                                      mph, 65 mph, and 68 mph.                                2048 (Nov. 2005).                                       61 For a full discussion of the agency’s safety
                                                                                                                58 NHTSA, Commercial Motor Vehicle Speed            benefits methodology, please consult the PRIA.
                                                      A. Benefits                                             Control Safety, DOT HS 807 725 (May 1991).              62 The fatal crash rate represents the ratio of the
                                                                                                                59 VTRC, The Safety Impacts of Differential Speed   number of vehicles involved in fatal crashes to the
                                                      1. Safety Benefits                                      Limits on Rural Interstate Highways, FHWA–HRT–        total number of vehicles involved in all police-
                                                                                                              04–156, September 2004; Idaho Transportation          reported crashes. This value is calculated using the
                                                         As explained above, most studies                     Department Planning Division. Evaluation of the       crash data from the FARS & GES databases. For
                                                      examining the relationship between                      Impacts of Reducing Truck Speeds on Interstate        example, if there are 100 vehicles involved in
                                                                                                              Highways in Idaho, -Phase III, Final Report Dec.,     police-reported crashes, and 10 of those vehicles are
                                                      travel speed and crash severity have                    2000, National Institute for Advanced                 involved in fatal crashes, the fatal crash rate is 1/
                                                      concluded that the severity of a crash                  Transportation Technology University of Idaho.        10 or 0.1.



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                                                      61962                    Federal Register / Vol. 81, No. 173 / Wednesday, September 7, 2016 / Proposed Rules

                                                      that would result from reducing the                                   the ratio of fatalities to injuries resulting              quality of life plus a valuation of lost
                                                      travel speed of heavy vehicles traveling                              from certain crashes involving                             material consumption that is
                                                      at speeds above a set speed to the set                                combination trucks.64 This method uses                     represented by measuring consumers’
                                                      speed (i.e., how would the probability of                             the number of lives saved to estimate                      after-tax lost productivity. Additionally,
                                                      a heavy vehicle crash being fatal change                              the corresponding number of injuries                       there are costs to society incurred as a
                                                      if the vehicles were limited to a set                                 prevented.                                                 result of an injury or fatality that are
                                                      speed?). Using this method, we estimate                                  Based on range of fatalities prevented,                 separate from the value of the life saved/
                                                      that limiting heavy vehicles to 68 mph                                this rulemaking would prevent 179 to                       injury prevented. Benefits occur from
                                                      would save 27 to 96 lives annually,                                   551 serious injuries 65 and 3,356 to                       reducing these economic costs of
                                                      limiting heavy vehicles to 65 mph                                     10,306 minor injuries with a maximum
                                                                                                                                                                                       crashes by reducing the number of
                                                      would save 63 to 214 lives annually,                                  set speed of 60 mph, 70 to 236 serious
                                                                                                                                                                                       people injured or killed. These items
                                                      and limiting heavy vehicles to 60 mph                                 injuries and 1,299 to 4,535 minor
                                                      would save 162 to 498 lives annually.63                               injuries with a maximum set speed of 65                    include: reducing costs for medical care,
                                                      Although we believe that the 60 mph                                   mph, and 30 to 106 serious injuries and                    emergency services, insurance
                                                      alternative would result in additional                                560 to 1,987 minor injuries with a                         administrative costs, workplace costs,
                                                      safety benefits, we are not able to                                   maximum set speed of 68 mph.                               and legal costs. These monetized
                                                      quantify the 60 mph alternative with the                                 Fatality and injury benefits are                        benefits are reflected in Table 7 below.
                                                      same confidence as the 65 mph and 68                                  monetized in two parts. The first part is                  In addition to the safety benefits, this
                                                      mph alternatives.                                                     based on the value of a statistical life                   rule would result in reduced property
                                                         We have estimated the number of                                    (VSL). Value-of-life measurements                          damage as a result of making crashes
                                                      injuries that would be prevented using                                inherently include a value for lost                        less severe.

                                                        TABLE 6—ANNUAL FATALITIES PREVENTED SPEED LIMITING DEVICES FOR COMBINATION TRUCKS, SINGLE UNIT TRUCKS
                                                                                                     AND BUSES

                                                                                                                                    60 mph                                    65 mph                                68 mph
                                                                                Type
                                                                                                                            Low                  High                  Low               High                Low                High

                                                      Combination trucks ..................................                        159                    472                  62               204                  27                 92
                                                      Single-unit trucks .....................................                       3                     14                   1                 5                   0                  2
                                                      Buses .......................................................                  0                     12                   0                 5                   0                  2

                                                            Total lives saved ...............................                      162                    498                  63               214                  27                 96
                                                         * The numbers were rounded to the nearest integer.

                                                                TABLE 7—BENEFITS FROM REDUCED FATALITIES, INJURIES, AND PROPERTY DAMAGE SAVINGS, 7% DISCOUNT
                                                                                                                                          [In millions of 2013 dollars]

                                                                                                                                    60 mph                                    65 mph                                68 mph
                                                                              Benefits
                                                                                                                       Low estimate         High estimate       Low estimate        High estimate        Low estimate      High estimate

                                                      Combination Trucks .................................                     $1,819               $5,382                   $706           $2,322                 $304            $1,048
                                                      Single-unit trucks .....................................                     30                  155                     10               53                    4                21
                                                      Buses .......................................................                 0                  139                      0               58                    0                24

                                                            Total ..................................................              1,849               5,676                  716              2,433                308              1,093



                                                      2. Fuel Saving Benefits                                               mph roads, 60 mph roads, etc.) and                         speed limiters. The fuel savings for 60
                                                                                                                            State data to estimate the actual travel                   mph speed limiters are assumed to be
                                                        In addition to the safety benefits, the                             speeds of heavy vehicles on those roads.                   equal to the fuel savings from 65 mph
                                                      proposed rules would result in a                                      The agencies separately calculated fuel                    speed limiters. The medium- and heavy-
                                                      reduction in fuel consumption due to                                  savings based on current regulatory                        duty fuel efficiency program accounts
                                                      increased fuel efficiency. To determine                               requirements and the proposed phase 2                      for speed limiters set to speeds less than
                                                      the fuel savings, the agencies used                                   medium- and heavy-duty fuel efficiency                     65 mph in assessing compliance with
                                                      NASS GES and FARS data to estimate                                    rules.66 The agencies only estimated                       the fuel economy standards.67
                                                      VMT on different types of roads (e.g., 55                             fuel savings for 65 mph and 68 mph
                                                         63 The number of lives saved for each category of                  (and injuries) that are most likely to be affected by      to the number of fatalities. Please consult the PRIA
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                                                      crashes is rounded to the nearest integer, while the                  the proposed speed-limiting requirements. As               for additional discussion on how the agencies
                                                      total lives saved is calculated using the unrounded                   discussed throughout the notice, combination truck         estimated the injuries prevented.
                                                      estimates of lives saved for each category of crashes.                crashes make up the vast majority of the target               66 See 80 FR 40,137 (July 13, 2015).

                                                      This creates a slight discrepancy between the total                   population, and the agency believes that those                67 The agency has considered the effect of the
                                                      lives saved and the sum of the rounded estimates                      crashes in which a heavy vehicle hits another              medium- and heavy-vehicle fuel efficiency program
                                                      of lives saved for each crash category.                               vehicle from behind are the most common type that          on the fuel savings estimates for this proposal to
                                                         64 Specifically, the agencies relied on data from                  would be affected by this rulemaking.                      ensure that the agency does not include fuel savings
                                                      crashes involving combination trucks striking other                     65 The fatality-to-injury ratios for AIS 3, AIS 4,       already accounted for in the heavy vehicle fuel
                                                      vehicles from behind to determine the fatality-to-                    and AIS 5 injuries coincidentally add up to 1.             efficiency final rule if manufacturers use speed
                                                      injury ratio. The agencies used this data because the                 Accordingly, the number of serious injuries                limiting systems that satisfy the requirements of
                                                      agencies believe that these are the types of crashes                  prevented (AIS 3–5) is estimated to be equivalent          both rules. This issue is fully addressed below in



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                                                                               Federal Register / Vol. 81, No. 173 / Wednesday, September 7, 2016 / Proposed Rules                                                                                   61963

                                                        The agencies predictions for fuel                                       greenhouse gas (GHG) emissions
                                                      savings and total benefits, including                                     reduction.68

                                                                                                         TABLE 8—SUMMARY OF FUEL SAVINGS SPEED LIMITING DEVICES
                                                                                                                                                          [In millions] *

                                                                                                                                                                                                             Monetized                          Monetized
                                                                                                                                                                                                                               Fuel saved,
                                                                                                                                                                                          Fuel saved,       fuel savings,                      fuel savings,
                                                                                                                                                                                                                                 68 mph
                                                                                                                                                                                          65 mph (in           65 mph                             68 mph
                                                                                                                                                        Vehicle type                                                                 (in
                                                                                                                                                                                           millions of             (in                                (in
                                                                                                                                                                                                                                millions of
                                                                                                                                                                                            gallons)          millions of                        millions of
                                                                                                                                                                                                                                 gallons)
                                                                                                                                                                                                            2013 dollars)                      2013 dollars)

                                                      Estimate Based on Current Regulatory Requirements ...                                    Combination Trucks ......                            377             $1,220              169              $545
                                                                                                                                               Single Unit Trucks .........                          36                113               15                48
                                                                                                                                               Buses ............................                     9                 30                4                12

                                                            Total ..........................................................................   .......................................              423              1,363              188               605

                                                      Estimate Based on Proposed Phase 2 Medium- and                                           Combination Trucks ......                            304               $984              136              $440
                                                        Heavy-Duty Fuel Efficiency Program Requirements.                                       Single Unit Trucks .........                          32                 98               13                41
                                                                                                                                               Buses ............................                     8                 26                3                11

                                                            Total ..........................................................................   .......................................              344              1,108              153               492
                                                         * The numbers were rounded to the nearest integer.

                                                                                                                       TABLE 9—ANNUAL TOTAL BENEFITS, 7% DISCOUNT
                                                                                                                                               [In millions of 2013 dollars] *

                                                                                                                                           60 mph                                              65 mph                                  68 mph
                                                                              Benefits
                                                                                                                         High estimate             Low estimate                Low estimate          High estimate         Low estimate       High estimate

                                                      Combination Trucks .................................                           $2,571                    $6,134                      $1,458               $3,074               $640              $1,384
                                                      Single-unit trucks .....................................                          105                       230                          85                  128                 36                  53
                                                      Buses .......................................................                      20                       159                          21                   79                  8                  32

                                                            Total ..................................................                   2,695                     6,522                      1,564                3,281                 684              1,469
                                                         * Numbers were rounded to the nearest integer.


                                                      B. Costs                                                                  conducting to verify the performance                                      travel time, trucking and bus companies
                                                                                                                                specifications.                                                           would need to require current operators
                                                      1. Heavy Vehicle Manufacturers
                                                                                                                                2. Societal Costs Associated With the                                     drive longer hours (within hours of
                                                        For manufacturers, NHTSA expects                                        Operation of Heavy Vehicles                                               service limits), hire additional
                                                      the costs associated with the proposed                                                                                                              operators, and use team driving
                                                                                                                                   This joint rulemaking would impose                                     strategies in some cases. We estimate
                                                      FMVSS to be insignificant for new                                         societal costs since the proposed speed
                                                      heavy vehicles because these vehicles                                                                                                               the cost of this added time to be $1,534
                                                                                                                                setting will decrease the travel speed for
                                                      already use ECUs for engine control.                                                                                                                million annually for 60 mph speed
                                                                                                                                trucks currently traveling faster than the
                                                      Regarding compliance test costs, truck                                    maximum specified set speed (the same                                     limiters, $514 million annually for 65
                                                      manufacturers can use any appropriate                                     work will be done, but it will take                                       mph speed limiters, and $206 million
                                                      method to certify to the performance                                      longer to do it). This will result in                                     annually for 68 mph speed limiters
                                                      requirements, including engineering                                       increased travel time and potentially                                     assuming a 7 percent discount rate.
                                                      analysis/calculation, computer                                            longer delivery times and a loss of a                                     However, the estimated fuel savings
                                                      simulation, and track testing. The                                        national resource. We have also                                           offset these costs. In other words, even
                                                      agency believes that manufacturers will                                   accounted for a loss of value of goods                                    without considering the safety benefits,
                                                      not need any tests additional to those                                    as a result of increased travel time. In                                  this joint rulemaking would be cost
                                                      they and their suppliers are currently                                    order to compensate for the increased                                     beneficial.69

                                                      the agencies’ discussion of the Unfunded Mandates                         ton carbon dioxide reduction (model average at                            analysis.pdf. The agencies have used the 3 percent
                                                      Reform Act. The agency has also adjusted the                              2.5% discount rate, 3%, and 5%; 95th percentile at                        discount rate value, which the interagency group
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                                                      baseline fuel economy to account for the                                  3%). These values were developed by an                                    deemed as the central value, in the primary cost-
                                                      improvements to fuel economy as a result of the                           interagency working group to allow agencies to                            benefit analysis. For internal consistency, the
                                                      medium- and heavy-vehicle fuel efficiency                                 incorporate the social benefits of reducing carbon                        annual benefits are discounted back to net present
                                                      program. The agency has also considered the effects                       dioxide emissions into their cost-benefit analyses.                       value using the same discount rate as the social cost
                                                      of improvement in fuel economy as a result of the                         See, Interagency Working Group on Social Cost of
                                                                                                                                                                                                          of carbon estimate (3 percent) rather than 3 percent
                                                      medium- and heavy-duty fuel efficiency program                            Carbon, United States Government, Technical
                                                      and has taken account of them in fuel savings                                                                                                       and 7 percent. A complete list of values for the four
                                                                                                                                Support Document: Technical Update of the Social
                                                      estimates. These issues are discussed in detail in                        Cost of Carbon for Regulatory Impact Analysis                             estimates (model average at 2.5% discount rate, 3%,
                                                      the PRIA.                                                                 Under Executive Order 12866 (rev. Nov. 2013),                             and 5%; 95th percentile at 3%) is included in the
                                                        68 To determine the benefits of reduced GHG                             available at, http://www.whitehouse.gov/sites/                            PRIA.
                                                                                                                                                                                                            69 Additionally, although the purpose of this
                                                      emissions, the agencies estimated the benefits                            default/files/omb/assets/inforeg/technical-update-
                                                      associated with four different values of a one metric                     social-cost-of-carbon-for-regulator-impact-                               rulemaking is to reduce the severity of heavy
                                                                                                                                                                                                                                                     Continued



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                                                      61964                   Federal Register / Vol. 81, No. 173 / Wednesday, September 7, 2016 / Proposed Rules

                                                      3. Impacts on Small Trucking and                                      Although the agencies do not expect                  speeds of and vehicle miles traveled
                                                      Motorcoach Businesses                                              additional costs to the trucking industry               (VMT) by trucks operated by small
                                                                                                                         as a whole in the near future from this                 companies as compared to trucks
                                                         Although the proposed rules would                               rulemaking, small trucking companies,                   operated by large companies.
                                                      apply to all heavy vehicles, the                                   especially independent owner-                           Accordingly, it is difficult to estimate
                                                      agencies’ analysis indicates that this                             operators, would be less profitable with                the relative fuel savings for small
                                                      joint rulemaking could put owner-                                  speed limiting devices set. We have very                companies. However, we have anecdotal
                                                      operators and small fleet owners,                                  limited data to predict how the affected                evidence suggesting that the VMT by
                                                      particularly those not using team                                  owner-operators would deal with the                     trucks operated by small companies is
                                                      driving strategies, at a disadvantage in                           increase in delivery times. We expect                   30 percent of the total VMT by all
                                                      some circumstances. Currently, there                               that some of the affected owner-                        commercial vehicles. Assuming that
                                                      are transport jobs that small trucking                             operators would work for trucking                       there is no difference in travel speed
                                                      companies could bid on and arrive one                              companies as independent contractors.                   between trucks operated by small
                                                      day sooner compared to a firm that                                 If all of the affected owner-operators                  companies and trucks operated by large
                                                      already voluntarily uses a speed                                   worked for trucking companies as                        companies, 30 percent of the fuel
                                                      limiting device, if the small trucking                             independent contractors, they would                     savings resulting from the proposed rule
                                                      company drives at 75 mph, which is the                             lose $54 million in labor income. Our                   would be realized by small trucking
                                                      speed limit on some roads. Thus, it is                             data is even more limited for entities                  companies. In order to improve our
                                                      likely that there are some jobs where                              that operate buses, but we expect that                  estimate, which, as mentioned above, is
                                                      there is an apparent competitive                                   some small motorcoach companies may                     based on limited data and certain
                                                                                                                         have to hire additional drivers to                      assumptions, the agencies request
                                                      advantage to being able to drive faster.
                                                                                                                         compensate for the increased travel                     comments on VMT and vehicle travel
                                                      Some small businesses currently
                                                                                                                         times resulting from speed limiting                     speed for different sizes of truck carriers
                                                      traveling at higher speeds might not be                            devices.
                                                      able to expand quickly enough to make                                                                                      and bus companies.
                                                                                                                            We request comment on the agencies’
                                                      the extra trips necessary to compensate                            assumptions regarding how this                          C. Net Impact
                                                      for the increased travel times resulting                           rulemaking would affect small heavy
                                                      from limiting their speed. Instead of                              vehicle operators, and we request                         These proposed rules are cost
                                                      these small independent trucking                                   comment on the type and magnitude of                    beneficial. Combining the value of the
                                                      companies buying new trucks and/or                                 that effect.                                            ELS, the property savings, and the fuel
                                                      hiring additional drivers, we expect that                             Although this rulemaking is expected                 savings, the total benefits are greater
                                                      large trucking companies would absorb                              to result in large fuel savings to the                  than the estimated cost, even assuming
                                                      the additional cargo with their reserve                            trucking industry as a whole, the                       that the proposed rule would result in
                                                      capacity of trucks and drivers.                                    agencies have limited data on the travel                the low benefits estimate.

                                                       TABLE 11—OVERALL NET BENEFITS TO HEAVY VEHICLE INDUSTRIES ASSOCIATED WITH SPEED LIMITERS, 7% DISCOUNT
                                                                                                                                     [In millions, 2013 dollars] *

                                                                                                                                 60 mph                                 65 mph                                68 mph

                                                                              Vehicle                                  Mininum             Maximum            Mininum            Maximum            Mininum            Maximum

                                                      Total Benefits ...........................................            $2,695               6,522               1,564              3,281                684               1,469
                                                      Total Costs ...............................................            1,561               1,561                 523                523                209                 209
                                                      Net Benefit ...............................................            1,136               4,964               1,039              2,757                475               1,260
                                                         * The estimates may not add up precisely due to rounding


                                                        For further explanation of the                                      Your comments must not be more                          You may also submit two copies of
                                                      estimated benefits and costs, see the                              than 15 pages long (49 CFR 553.21). We                  your comments, including the
                                                      PRIA provided in the docket for this                               established this limit to encourage you                 attachments, to Docket Management at
                                                      proposal.                                                          to write your primary comments in a                     the address given above under
                                                                                                                         concise fashion. However, you may                       ADDRESSES.
                                                      XI. Public Participation
                                                                                                                         attach necessary additional documents                     Please note that pursuant to the Data
                                                      How do I prepare and submit                                        to your comments. There is no limit on                  Quality Act, in order for substantive
                                                      comments?                                                          the length of the attachments.                          data to be relied upon and used by the
                                                                                                                            Comments may be submitted to the                     agency, it must meet the information
                                                        Your comments must be written and                                                                                        quality standards set forth in the OMB
                                                      in English. To ensure that your                                    docket electronically by logging onto the
                                                                                                                         Docket Management System Web site at                    and DOT Data Quality Act guidelines.
                                                      comments are correctly filed in the                                                                                        Accordingly, we encourage you to
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                                                      Docket, please include the docket                                  http://www.regulations.gov. Follow the
                                                                                                                         online instructions for submitting                      consult the guidelines in preparing your
                                                      number of this document in your                                                                                            comments. OMB’s guidelines may be
                                                      comments.                                                          comments.
                                                                                                                                                                                 accessed at http://www.whitehouse.gov/

                                                      vehicle crashes and not to enforce posted speed                    operators, including the fine assessed against the      vehicle after two or more excessive speeding
                                                      limits, limiting heavy vehicle speed would likely                  operator and the reduction in productivity from         citations (49 CFR 383.51), which could result in a
                                                      drastically reduce the amount of speeding citations                being pulled over to the side of the road.              loss of income during the suspension period.
                                                      received by heavy vehicle operators on roads with                  Additionally, commercial vehicle operators face         Accordingly, the reduced number of traffic citations
                                                      posted speed limits of 65 mph and greater. These                   additional potential costs because they can be          would offset some of the costs to operators from
                                                      citations involve a number of economic effects on                  disqualified from operating a commercial motor          speed limiting heavy vehicles.



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                                                                         Federal Register / Vol. 81, No. 173 / Wednesday, September 7, 2016 / Proposed Rules                                           61965

                                                      omb/fedreg/reproducible.html. DOT’s                     online instructions for accessing the                 B. Regulatory Flexibility Act
                                                      guidelines may be accessed at http://                   dockets.                                                 Pursuant to the Regulatory Flexibility
                                                      www.rita.dot.gov/bts/sites/                               Please note that even after the                     Act, Public Law 96–354, 94 Stat. 1164
                                                      rita.dot.gov.bts/files/subject_areas/                   comment closing date, we will continue                (5 U.S.C. 601 et seq., as amended),
                                                      statistical_policy_and_research/data_                   to file relevant information in the                   whenever an agency is required to
                                                      quality_guidelines/index.html.                          Docket as it becomes available. Further,              publish an NPRM or final rule, it must
                                                      How can I be sure that my comments                      some people may submit late comments.                 prepare and make available for public
                                                      were received?                                          Accordingly, we recommend that you                    comment a regulatory flexibility
                                                                                                              periodically check the Docket for new                 analysis that describes the effect of the
                                                        If you wish Docket Management to                      material.                                             rule on small entities (i.e., small
                                                      notify you upon its receipt of your                                                                           businesses, small organizations, and
                                                      comments, enclose a self-addressed,                     XII. Rulemaking Analyses
                                                                                                                                                                    small governmental jurisdictions). The
                                                      stamped postcard in the envelope                        A. Executive Orders 12866 and 13563                   Small Business Administration’s
                                                      containing your comments. Upon                          and DOT Regulatory Policies and                       regulations at 13 CFR part 121 define a
                                                      receiving your comments, Docket                         Procedures                                            small business, in part, as a business
                                                      Management will return the postcard by                                                                        entity ‘‘which operates primarily within
                                                      mail.                                                      Executive Order 12866, Executive                   the United States.’’ (13 CFR 121.105(a)).
                                                                                                              Order 13563, and the Department of                    No regulatory flexibility analysis is
                                                      How do I submit confidential business                   Transportation’s regulatory policies
                                                      information?                                                                                                  required if the head of an agency
                                                                                                              require the agencies to make                          certifies the proposal will not have a
                                                        If you wish to submit any information                 determinations as to whether a                        significant economic impact on a
                                                      under a claim of confidentiality, you                   regulatory action is ‘‘significant’’ and              substantial number of small entities.
                                                      should submit three copies of your                      therefore subject to OMB review and the               The Small Business Regulatory
                                                      complete submission, including the                      requirements of the aforementioned                    Enforcement Fairness Act (SBREFA) of
                                                      information you claim to be confidential                Executive Orders. Executive Order                     1996 amended the Regulatory
                                                      business information, to the Chief                      12866 defines a ‘‘significant regulatory              Flexibility Act to require Federal
                                                      Counsel, NHTSA, at the address given                    action’’ as one that is likely to result in           agencies to provide a statement of the
                                                      above under FOR FURTHER INFORMATION                     a rule that may:                                      factual basis for certifying that a
                                                      CONTACT. In addition, you should                           (1) Have an annual effect on the                   proposal will not have a significant
                                                      submit two copies, from which you                       economy of $100 million or more or                    economic impact on a substantial
                                                      have deleted the claimed confidential                   adversely affect in a material way the                number of small entities.
                                                      business information, to Docket                         economy, a sector of the economy,                        The agencies believe that the
                                                      Management at the address given above                   productivity, competition, jobs, the                  proposed rules will affect small
                                                      under ADDRESSES. When you send a                        environment, public health or safety, or              businesses, and may have a significant
                                                      comment containing information                          State, local, or Tribal governments or                economic impact on a substantial
                                                      claimed to be confidential business                     communities;                                          number of small businesses.
                                                      information, you should include a cover                    (2) Create a serious inconsistency or              Accordingly, we have included an
                                                      letter setting forth the information                    otherwise interfere with an action taken              initial regulatory flexibility analysis in
                                                      specified in our confidential business                  or planned by another agency;                         the PRIA detailing these effects and
                                                      information regulation. (49 CFR part                                                                          summarized these effects in Section
                                                      512.)                                                      (3) Materially alter the budgetary
                                                                                                              impact of entitlements, grants, user fees,            X.B. of this preamble. We summarize
                                                      Will NHTSA and FMCSA consider late                      or loan programs or the rights and                    the initial regulatory flexibility analysis
                                                      comments?                                               obligations of recipients thereof; or                 below.
                                                                                                                                                                       Agencies are required to prepare and
                                                         We will consider all comments that                      (4) Raise novel legal or policy issues             make available for public comment an
                                                      Docket Management receives before the                   arising out of legal mandates, the                    initial regulatory flexibility analysis
                                                      close of business on the comment                        President’s priorities, or the principles             (IRFA) describing the impact of
                                                      closing date indicated above under                      set forth in the Executive Order.                     proposed rules on small entities if the
                                                      DATES. To the extent possible, we will                     We have considered the potential                   agency determines that the rule may
                                                      also consider comments that Docket                      impact of this proposal under Executive               have a significant economic impact on
                                                      Management receives after that date. If                 Order 12866, Executive Order 13563,                   a substantial number of small entities.
                                                      Docket Management receives a comment                    and the Department of Transportation’s                Each IRFA must contain:
                                                      too late for us to consider in developing               regulatory policies and procedures. This                 (1) A description of the reasons why
                                                      a final rule (assuming that one is                      joint rulemaking is economically                      action by the agency is being
                                                      issued), we will consider that comment                  significant because it is likely to have an           considered;
                                                      as an informal suggestion for future                    annual effect on the economy of $100                     (2) A succinct statement of the
                                                      rulemaking action.                                      million or more. Thus it was reviewed                 objectives of, and legal basis for, the
                                                                                                              by the Office of Management and                       proposed rule;
                                                      How can I read the comments submitted
                                                                                                              Budget under E.O. 12866 and E.O.                         (3) A description of and, where
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                                                      by other people?
                                                                                                              13563. The rulemaking action has also                 feasible, an estimate of the number of
                                                        You may read the comments received                    been determined to be significant under               small entities to which the proposed
                                                      by Docket Management at the address                     the Department’s regulatory policies and              rule will apply;
                                                      given above under ADDRESSES. The                        procedures. The Preliminary Regulatory                   (4) A description of the projected
                                                      hours of the Docket are indicated above                 Impact Analysis (PRIA) fully discusses                reporting, record keeping and other
                                                      in the same location. You may also see                  the estimated costs and benefits of this              compliance requirements of a proposed
                                                      the comments on the Internet. To read                   joint rulemaking action. The costs and                rule including an estimate of the classes
                                                      the comments on the Internet, go to                     benefits are also summarized in Section               of small entities which will be subject
                                                      http://www.regulations.gov. Follow the                  X of this preamble.                                   to the requirement and the type of


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                                                      61966              Federal Register / Vol. 81, No. 173 / Wednesday, September 7, 2016 / Proposed Rules

                                                      professional skills necessary for                         FMCSA is proposing a                                Corporation, Krystal Koach Inc., Liberty
                                                      preparation of the report or record;                    complementary Federal motor carrier                   Bus, Sunliner Coach Group LLC, TMC
                                                        (5) An identification, to the extent                  safety regulation (FMCSR) requiring                   Group Inc., Transportation
                                                      practicable, of all relevant Federal rules              multipurpose passenger vehicles,                      Collaborative, Inc., Van-Con, Inc.
                                                      which may duplicate, overlap, or                        trucks, and buses and school buses with
                                                      conflict with the proposed rule;                                                                              Motor Carriers
                                                                                                              a GVWR of more than 11,793.4
                                                        (6) Each initial regulatory flexibility               kilograms (26,000 pounds) to be                          The motor carriers regulated by
                                                      analysis shall also contain a description               equipped with a speed limiting system                 FMCSA operate in many different
                                                      of any significant alternatives to the                  meeting the requirements of the                       industries. Most for-hire property
                                                      proposed rule which accomplish the                      proposed FMVSS applicable to the                      carriers fall under North American
                                                      stated objectives of applicable statutes                vehicle at the time of manufacture.                   Industrial Classification System
                                                      and which minimize any significant                      Motor carriers operating such vehicles                (NAICS) subsector 484, Truck
                                                      economic impact of the proposed rule                    in interstate commerce would be                       Transportation, and most for-hire
                                                      on small entities.                                      required to maintain the speed limiting               passenger transportation carriers fall
                                                      Description of the Reasons Why Action                   systems for the service life of the                   under NAICS subsector 485, Transit and
                                                      by the Agency Is Being Considered                       vehicle.                                              Ground Passenger Transportation. The
                                                                                                                                                                    SBA size standard for NAICS subsector
                                                         As described in greater deal above,                  Objectives of, and Legal Basis for, the
                                                                                                                                                                    484 is currently $25.5 million in
                                                      studies examining the relationship                      Proposal or Final Rule
                                                                                                                                                                    revenue per year, and the SBA size
                                                      between travel speed and crash severity                   The objectives of the proposed rule                 standard for NAICS subsector 485 is
                                                      have confirmed the common-sense                         are to reduce the severity of crashes                 currently $14 million in revenue per
                                                      conclusion that the severity of a crash                 involving heavy vehicles and reduce the               year.
                                                      increases with increased travel speed.70                number of fatalities. Since this NPRM                    Because the agencies do not have
                                                      In 2006, NHTSA received a petition                      would apply both to vehicle                           direct revenue figures for all carriers,
                                                      from the American Trucking                              manufacturers and motor carriers that                 power units (PUs) serve as a proxy to
                                                      Associations (ATA) to initiate a                        purchase and operate these vehicles,                  determine the carrier size that would
                                                      rulemaking to amend the Federal Motor                   this joint rulemaking is based on the                 qualify as a small business given the
                                                      Vehicle Safety Standards (FMVSS) to                     authority of both NHTSA and FMCSA.                    SBA’s revenue threshold. In order to
                                                      require vehicle manufacturers to limit                  The legal authorities for NHTSA and                   produce this estimate, it is necessary to
                                                      the speed of trucks with a Gross Vehicle                FMCSA are described in Section II,                    determine the average revenue
                                                      Weight Rating (GVWR) greater than                       above.                                                generated by a PU unit.
                                                      26,000 pounds to no more than 68 miles
                                                                                                              Description and Estimate of the Number                   With regard to truck PUs, FMCSA
                                                      per hour (mph). Concurrently, the ATA
                                                                                                              of Small Entities to Which the Proposal               determined in the Electronic On-Board
                                                      petitioned the FMCSA to amend the
                                                                                                              or Final Rule Will Apply                              Recorders and Hours-of-Service
                                                      Federal Motor Carrier Safety
                                                                                                                                                                    Supporting Documents Rulemaking
                                                      Regulations (FMCSR) to prohibit owners                    The proposed FMVSS would apply to
                                                      and operators from adjusting the speed                                                                        RIA 71 that a PU produces about
                                                                                                              manufacturers of multipurpose                         $172,000 in revenue annually.
                                                      limiting devices in affected vehicles                   passenger vehicles, trucks, and buses,
                                                      above 68 mph. That same year, FMCSA                                                                           According to the SBA, motor carriers of
                                                                                                              with a GVWR of more than 11,793.4                     property with annual revenue of $25.5
                                                      received a petition from Road Safe                      kilograms (26,000 pounds). The
                                                      America to initiate a rulemaking to                                                                           million are considered small
                                                                                                              proposed FMCSR would apply to motor                   businesses.72 This equates to 148 power
                                                      amend the FMCSRs to require that all                    carriers operating such vehicles in
                                                      trucks manufactured after 1990 with a                                                                         units (148.26 = 25,500,000/172,000).
                                                                                                              interstate commerce.                                  Thus, FMCSA considers motor carriers
                                                      GVWR greater than 26,000 pounds be
                                                      equipped with electronic speed limiting                 Vehicle Manufacturers                                 of property with 148 PUs or fewer to be
                                                      systems set at not more than 68 mph.                      We believe there are very few                       small businesses for purposes of this
                                                      NHTSA published a notice in 2011                        manufacturers of heavy trucks in the                  analysis. FMCSA then looked at the
                                                      granting the petitions.                                 United States which can be considered                 number and percentage of property
                                                         After conducting an analysis of crash                small businesses. The heavy truck                     carriers with recent activity that would
                                                      data and data on heavy vehicle travel                   industry is highly concentrated with                  fall under that definition (of having 148
                                                      speeds, the agencies have determined                    large manufacturers, including Daimler                power units or fewer). The results show
                                                      that reducing heavy vehicle travel speed                Trucks North America (Freightliner,                   that over 99 percent of all interstate
                                                      would reduce the severity of crashes                    Western Star), Navistar International,                property carriers with recent activity
                                                      involving these vehicles and reduce the                 Mack Trucks Inc., PACCAR (Peterbilt                   have 148 PUs or fewer, which amounts
                                                      number of resulting fatalities. After                   and Kenworth) and Volvo Trucks North                  to about 493,000 carriers.73 Therefore,
                                                      analyzing several set speeds, including                 America, accounting for more than 99%                 the overwhelming majority of interstate
                                                      60 mph, 65 mph, and 68 mph, NHTSA                       of the annual production. We believe                  carriers of property would be
                                                      is proposing to heavy vehicles to be                    that the remaining trucks (less than 1                considered small entities.
                                                      equipped with a speed limiting system.                  percent) are finished by final stage                     With regard to passenger-carrying
                                                      As manufactured and sold, each of these                 manufacturers. With production volume                 vehicles, FMCSA conducted a
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                                                      vehicles would be required by NHTSA                     of less than 1 percent annually, these                  71 FMCSA Regulatory Analysis, ‘‘Hours of Service
                                                      to have a speed limiting device to set a                remaining heavy truck manufacturers                   of Drivers; Driver Rest and Sleep for Safe
                                                      particular speed.                                       are most likely small businesses.                     Operations,’’ Final Rule (68 FR 22456, April 23,
                                                                                                                NHTSA believes there are                            2003).
                                                        70 Johnson, Steven L. & Pawar, Naveen, Mack-          approximately 37 bus manufacturers in                   72 U.S. Small Business Administration Table of

                                                      Blackwell Rural Transportation Center, College of       the United States. Of these, 10                       Small Business Size Standards matched to North
                                                      Engineering, University of Arkansas, Cost-Benefit                                                             American Industry Classification (NAIC) System
                                                      Evaluation of Large Truck-Automobile Speed Limits
                                                                                                              manufacturers are believed to be small                codes, effective July 22, 2013. See NAIC subsector
                                                      Differentials on Rural Interstate Highways, MBTC        businesses: Advanced Bus Industries,                  484, Truck Transportation.
                                                      2048 (Nov. 2005).                                       Ebus Inc., Enova Systems, Gillig                        73 FMCSA MCMIS Data, dated 2011.




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                                                                         Federal Register / Vol. 81, No. 173 / Wednesday, September 7, 2016 / Proposed Rules                                         61967

                                                      preliminary analysis to estimate the                    Motor Carriers                                        were unable to hire additional drivers,
                                                      average number of PUs for a small entity                   FMCSA is proposing a                               they would likely lose market share to
                                                      earning $14 million annually,74 based                   complementary Federal motor carrier                   larger companies that could afford
                                                      on an assumption that passenger                         safety regulation (FMCSR) requiring                   additional drivers.
                                                      carriers generate annual revenues of                    multipurpose passenger vehicles,                         The agencies believe that the
                                                      $150,000 per PU. This estimate                                                                                proposed rule will affect small
                                                                                                              trucks, and buses with a GVWR of more
                                                      compares reasonably to the estimated                                                                          businesses, as discussed above; and may
                                                                                                              than 11,793.4 kilograms (26,000
                                                      average annual revenue per power unit                                                                         have a significant economic impact on
                                                                                                              pounds) to be equipped with a speed
                                                      for the trucking industry ($172,000). A                                                                       a substantial number of small
                                                                                                              limiting system meeting the
                                                      lower estimate was used because                                                                               businesses. We request comment on the
                                                                                                              requirements of the proposed FMVSS
                                                      passenger-carrying commercial motor                                                                           agencies’ assumptions regarding how
                                                                                                              applicable to the vehicle at the time of
                                                      vehicles (CMVs) generally do not                                                                              this rulemaking would affect small
                                                                                                              manufacture. Motor carriers operating
                                                      accumulate as many vehicle miles                                                                              heavy vehicle operators, and we request
                                                                                                              such vehicles in interstate commerce
                                                      traveled (VMT) per year as trucks, and                                                                        comment on the type and magnitude of
                                                                                                              would be required to maintain the speed
                                                      it is therefore assumed that they would                                                                       that effect.
                                                                                                              limiting systems for the service life of
                                                      generate less revenue per PU on average.                the vehicle.                                          Duplication With Other Federal Rules
                                                      The analysis concluded that passenger                      The impact on small carriers could be
                                                      carriers with 93 PUs or fewer                                                                                    Although the heavy vehicle fuel
                                                                                                              significant from a competitive                        efficiency program allows speed
                                                      ($14,000,000 divided by $150,000/PU =                   perspective. Regarding small trucking
                                                      93.3 PU) would be considered small                                                                            limiting devices as a compliance option
                                                                                                              companies, the agencies predict that a                for vehicle manufacturers, it does not
                                                      entities. FMCSA then looked at the                      speed limiting device might take away                 require the devices.75 If a manufacturer
                                                      number and percentage of passenger                      certain competitive advantages that                   chooses to use a speed limiting device
                                                      carriers registered with FMCSA that                     small carriers might have over large                  for compliance with that program, the
                                                      have no more than 93 PUs. The results                   trucking firms that already utilize speed             speed limiting device must meet certain
                                                      show that about 98% of active passenger                 limiting devices, but we have very                    requirements. These requirements are
                                                      carriers have 93 PUs or less, which is                  limited knowledge of knowing whether                  not identical to the proposed FMVSS
                                                      about 10,000 carriers. Therefore, the                   that impact is 10 percent of their                    requirements. Specifically, the fuel
                                                      overwhelming majority of passenger                      business, or more or less. We estimated               efficiency program requirements permit
                                                      carriers to which this NPRM would                       that independent owner-operators of                   speed limiting devices to have a soft top
                                                      apply would be considered small                         combination trucks and single unit                    (i.e., a higher maximum speed than the
                                                      entities.                                               trucks would drive 33,675 million miles               set speed for a limited amount of time),
                                                         Regarding bus companies, we believe                  annually out of 112,249 million miles                 which would not be permitted under
                                                      that the companies most likely to be                    traveled by these vehicles on rural and               the proposed FMVSS requirements. The
                                                      affected would be those that operate                    urban interstate highways. With the                   fuel efficiency program also specifies
                                                      motorcoaches, which tend to be larger                   estimated average wage of $0.32/mile,                 certain tamper-proofing requirements
                                                      buses that are used for traveling longer                the total annual revenue would be                     that would not be required by the
                                                      distances. FMCSA data indicates that                    $10,776 million. As described in detail               proposed FMVSS. Finally, the proposed
                                                      there are approximately 4,168                           earlier in the PRIA, unlike large trucking            FMVSS includes a requirement that
                                                      authorized motorcoach carriers, 813 of                  companies, small carriers with limited                there be a means of reading the last two
                                                      which own or lease only one                             resources may not be able to increase                 speed setting modifications and the time
                                                      motorcoach. The median number of                        the number of drivers to overcome the                 and date of those modifications, which
                                                      motorcoaches owned or leased by these                   delay in delivery time. However, the                  is not required for speed limiting
                                                      companies is 3. Accordingly, we                         competitive impacts are difficult to                  devices under the fuel efficiency
                                                      estimate that most of the 4,168                         estimate. For example, with 65 mph                    program.
                                                      motorcoach companies are small                          speed limiting devices, we estimated                     Although the proposed speed limiting
                                                      entities with annual revenues of less                   that owner-operators would lose $50                   device requirements are different than
                                                      than $14 million per year.                              million annually. Accordingly, owner-                 those for speed limiting devices under
                                                         The agencies request comments on                     operators would lose not more than 1%                 the fuel efficiency program, the
                                                      the percentage of small carrier business                of their labor revenue. However, we                   requirements are not incompatible, and
                                                      that might be affected by the proposed                  note that the estimates were made based               manufacturers would be able to design
                                                      speed limiting device requirements.                     on very limited data. The agencies                    speed limiting devices that satisfy the
                                                                                                              request comment on how large the                      requirements of the proposed FMVSS
                                                      Description of the Projected Reporting,
                                                                                                              economic impact might be on owner-                    and the requirements necessary for the
                                                      Record Keeping and Other Compliance
                                                                                                              operators.                                            devices to be used for compliance with
                                                      Requirements for Small Entities                            Regarding small motorcoach                         the fuel efficiency program.
                                                      Vehicle Manufacturers                                   companies, we have even more limited                  Manufacturers that choose to use speed
                                                                                                              data to predict how affected small                    limiting systems as a means of
                                                        The impact on manufacturers of
                                                                                                              motorcoach companies would                            compliance with the fuel efficiency
                                                      heavy vehicles, whether they are large
                                                                                                              compensate for the delay in delivery                  program would need to design a system
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                                                      or small businesses, would be minimal,
                                                                                                              time or to quantify the effect on those               that meets the requirements of both the
                                                      because these vehicles are already
                                                                                                              businesses. Like small trucking                       program and the proposed FMVSS, i.e.,
                                                      equipped with electronic engine
                                                                                                              companies, small motorcoach                           a speed limiting system with an initial
                                                      controls that include the capability to
                                                                                                              companies might need additional                       speed setting no greater than 65 mph
                                                      limit the speed of the vehicle.
                                                                                                              drivers to cover the same routes with a               that cannot be adjusted above the speed
                                                        74 Motor carriers of passengers with an annual
                                                                                                              speed limiting device if the speed                    used for compliance under the fuel
                                                      revenue of $14 million are considered small
                                                                                                              limiting device reduces the distance                  efficiency program. Although the
                                                      businesses. See id., subsector 485, Transit and         they can travel within their maximum
                                                      Ground Passenger Transportation.                        hours of service. If those companies                    75 See   40 CFR 1037.640.



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                                                      61968              Federal Register / Vol. 81, No. 173 / Wednesday, September 7, 2016 / Proposed Rules

                                                      proposed FMVSS would not prohibit a                     distribution of power and                             higher standard on motor vehicle
                                                      ‘‘soft top’’ feature, in order to meet the              responsibilities among the various                    manufacturers will generally not be
                                                      proposed requirements, the highest                      levels of government.’’                               preempted. However, if and when such
                                                      achievable speed using this feature                        NHTSA rules can have preemptive                    a conflict does exist —for example,
                                                      would have to be initially set to a speed               effect in two ways. First, the National               when the standard at issue is both a
                                                      no greater than 65 mph.                                 Traffic and Motor Vehicle Safety Act                  minimum and a maximum standard—
                                                                                                              contains an express preemption                        the State common law tort cause of
                                                      Description of Any Significant
                                                                                                              provision:                                            action is impliedly preempted. See
                                                      Alternatives to the Rule Which
                                                                                                                 When a motor vehicle safety standard is in         Geier v. American Honda Motor Co.,
                                                      Accomplish the Stated Objectives of
                                                                                                              effect under this chapter, a State or a political     529 U.S. 861 (2000).
                                                      Applicable Statutes and Which                                                                                    Pursuant to Executive Order 13132,
                                                      Minimize Any Significant Economic                       subdivision of a State may prescribe or
                                                                                                              continue in effect a standard applicable to           NHTSA has considered whether this
                                                      Impact of the Proposed Rule on Small                                                                          rule could or should preempt State
                                                                                                              the same aspect of performance of a motor
                                                      Entities                                                vehicle or motor vehicle equipment only if            common law causes of action. The
                                                         The agencies examined the expected                   the standard is identical to the standard             agency’s ability to announce its
                                                      benefits and costs of alternative speed                 prescribed under this chapter.                        conclusion regarding the preemptive
                                                      limiting requirements, including                        49 U.S.C. 30103(b)(1). It is this statutory           effect of one of its rules reduces the
                                                      different maximum speed settings,                       command by Congress that preempts                     likelihood that preemption will be an
                                                      various tamper resistance requirements,                 any non-identical State legislative and               issue in any subsequent tort litigation.
                                                      and alternative compliance test                         administrative law 76 addressing the                     To this end, NHTSA has examined
                                                      procedures. The agencies are also                       same aspect of performance.                           the nature (e.g., the language and
                                                      requesting comment on the potential                       The proposed FMVSS would preempt                    structure of the regulatory text) and
                                                      alternative of tying set speed to the                   State laws or regulations addressing                  objectives of today’s proposal and finds
                                                      speed limit of the road using GPS,                      heavy vehicle speed limiting devices.                 that this proposal, like many NHTSA
                                                      vision, or vehicle-to-infrastructure based              However, the proposed FMVSS would                     rules, prescribes only a minimum safety
                                                      technologies.                                           not affect the States’ ability to set                 standard. Accordingly, NHTSA does not
                                                         When speed limiters are required to                  maximum speed limits for public roads                 intend that this proposal preempt state
                                                      set speeds at a particular speed, the                   and highways, even if the posted speed                tort law that would effectively impose a
                                                      requirement potentially imposes costs                   limits for heavy vehicles are different               higher standard on motor vehicle
                                                      on CMV operators, including the small                   than the set speed mandated when the                  manufacturers than that established by
                                                      operators. A higher proposed speed                      vehicles are manufactured and sold.                   today’s proposal. Establishment of a
                                                      setting would reduce the costs resulting                  The express preemption provision                    higher standard by means of State tort
                                                      from additional travel time. As                         described above is subject to a savings               law would not conflict with the
                                                      explained in detail in the Unfunded                     clause under which ‘‘[c]ompliance with                minimum standard established in this
                                                      Mandates Reform Act analysis, NHTSA                     a motor vehicle safety standard                       document. Without any conflict, there
                                                      and FMCSA carefully explored the                        prescribed under this chapter does not                could not be any implied preemption of
                                                      initial speed setting. The benefits                     exempt a person from liability at                     a State common law tort cause of action.
                                                      estimate showed that limiting vehicles                  common law.’’ 49 U.S.C. § 30103(e)                       With a few exceptions not applicable
                                                      to a speed of 65 mph would save                         Pursuant to this provision, State                     here, FMCSA regulations do not have
                                                      substantially more lives than the                       common law tort causes of action                      preemptive effect. However, States that
                                                      slightly higher speed setting of 68 mph.                against motor vehicle manufacturers                   accept MCSAP grant funds—currently
                                                      This speed setting would also                           that might otherwise be preempted by                  all 50 States and the District of
                                                      harmonize U.S. requirements with those                  the express preemption provision are                  Columbia—must adopt regulations
                                                      of Ontario and Quebec.                                  generally preserved. However, the                     ‘‘compatible’’ with many provisions of
                                                         The agencies requests comment on                                                                           the FMCSRs. Pursuant to MCSAP,
                                                                                                              Supreme Court has recognized the
                                                      how the rule will impact small                                                                                participating States would be required
                                                                                                              possibility, in some instances, of
                                                      businesses and alternatives that would                                                                        to adopt and enforce, within 3 years of
                                                                                                              implied preemption of State common
                                                      accomplish the objectives of the                                                                              the effective date of a final rule, State
                                                                                                              law tort causes of action by virtue of
                                                      rulemaking while minimizing the                                                                               laws or regulations applicable both to
                                                                                                              NHTSA’s rules—even if not expressly
                                                      impacts to small businesses.                                                                                  interstate and intrastate commerce that
                                                                                                              preempted.
                                                      C. Executive Order 13132 (Federalism)                     This second way that NHTSA rules                    have the same effect as proposed 49 CFR
                                                                                                              can preempt is dependent upon the                     393.85. In other words, States would
                                                         NHTSA and FMCSA have examined                                                                              have to prohibit even motor carriers
                                                      today’s NPRM pursuant to Executive                      existence of an actual conflict between
                                                                                                              an FMVSS and the higher standard that                 operating entirely in intrastate
                                                      Order 13132 (64 FR 43255, August 10,                                                                          commerce from re-setting their speed
                                                      1999) and concluded that no additional                  would effectively be imposed on motor
                                                                                                              vehicle manufacturers if someone                      limiting devices to speeds above the
                                                      consultation with States, local                                                                               maximum specified set speed. Because
                                                      governments or their representatives is                 obtained a State common law tort
                                                                                                              judgment against the manufacturer—                    State participation in MCSAP is
                                                      mandated beyond the rulemaking                                                                                voluntary, the program does not have
                                                      process. The agencies have concluded                    notwithstanding the manufacturer’s
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                                                                                                              compliance with the NHTSA standard.                   federalism implications.
                                                      that the rulemaking would not have                                                                               We solicit the comments of the States
                                                      sufficient federalism implications to                   Because most NHTSA standards
                                                                                                                                                                    and other interested parties on this
                                                      warrant consultation with State and                     established by an FMVSS are minimum
                                                                                                                                                                    assessment of issues relevant to E.O.
                                                      local officials or the preparation of a                 standards, a State common law tort
                                                                                                                                                                    13132.
                                                      federalism summary impact statement.                    cause of action that seeks to impose a
                                                      The proposed rule would not have                                                                              D. Executive Order 12988 (Civil Justice
                                                      ‘‘substantial direct effects on the States,
                                                                                                                76 Theissue of whether there is any potential for   Reform)
                                                                                                              preemption of state tort law is addressed in the
                                                      on the relationship between the national                immediately following paragraph discussing the          When promulgating a regulation,
                                                      government and the States, or on the                    operation of implied preemption.                      Executive Order 12988 specifically


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                                                                         Federal Register / Vol. 81, No. 173 / Wednesday, September 7, 2016 / Proposed Rules                                          61969

                                                      requires that the agency must make                      F. Executive Order 12630 (Taking of                   by voluntary consensus standards
                                                      every reasonable effort to ensure that the              Private Property)                                     bodies, using such technical standards
                                                      regulation, as appropriate: (1) Specifies                 This rulemaking would not effect a                  as a means to carry out policy objectives
                                                      in clear language the preemptive effect;                taking of private property or otherwise               or activities determined by the agencies
                                                      (2) specifies in clear language the effect              have takings implications under                       and departments.’’ Voluntary consensus
                                                      on existing Federal law or regulation,                  Executive Order 12630, Governmental                   standards are technical standards (e.g.,
                                                      including all provisions repealed,                      Actions and Interference with                         materials specifications, test methods,
                                                      circumscribed, displaced, impaired, or                  Constitutionally Protected Property                   sampling procedures, and business
                                                      modified; (3) provides a clear legal                    Rights.                                               practices) that are developed or adopted
                                                      standard for affected conduct rather                                                                          by voluntary consensus standards
                                                      than a general standard, while                          G. Executive Order 12372                              bodies, such as SAE International (SAE).
                                                      promoting simplification and burden                     (Intergovernmental Review)                            The NTTAA directs agencies to provide
                                                      reduction; (4) specifies in clear language                 The regulations implementing                       Congress, through OMB, explanations
                                                      the retroactive effect; (5) specifies                   Executive Order 12372 regarding                       when they decide not to use available
                                                      whether administrative proceedings are                  intergovernmental consultation on                     and applicable voluntary consensus
                                                      to be required before parties may file                  Federal programs and activities do not                standards.
                                                      suit in court; (6) explicitly or implicitly             apply to this action.                                   NHTSA and FMCSA are not aware of
                                                      defines key terms; and (7) addresses                                                                          any voluntary consensus standards
                                                                                                              H. Executive Order 13175 (Consultation                related to the proposed speed limiting
                                                      other important issues affecting clarity
                                                                                                              and Coordination With Indian Tribal                   device requirements that are available at
                                                      and general draftsmanship of
                                                                                                              Governments)                                          this time. However, we will consider
                                                      regulations.
                                                         Pursuant to this Order, NHTSA and                      We analyzed this rulemaking under                   any such standards as they become
                                                      FMCSA note as follows. The preemptive                   Executive Order 13175, Consultation                   available and seek comment on whether
                                                      effect of this proposal is discussed                    and Coordination with Indian Tribal                   any such standards exist.
                                                      above in connection with Executive                      Governments, and determined that it                   L. Unfunded Mandates Reform Act
                                                      Order 13132. NHTSA and FMCSA note                       does not have a substantial effect on one
                                                      further that there is no requirement that               or more Indian tribes, on the                            The Unfunded Mandates Reform Act
                                                      individuals submit a petition for                       relationship between the Federal                      of 1995 requires agencies to prepare a
                                                      reconsideration or pursue other                         Government and Indian tribes, or on the               written assessment of the costs, benefits
                                                                                                              distribution of power and                             and other effects of proposed or final
                                                      administrative proceeding before they
                                                                                                              responsibilities between the Federal                  rules that include a Federal mandate
                                                      may file suit in court.
                                                                                                              Government and Indian tribes.                         likely to result in the expenditure by
                                                      E. Executive Order 13609 (Promoting                                                                           State, local or tribal governments, in the
                                                      International Regulatory Cooperation)                   I. Executive Order 13045 (Protection of               aggregate, or by the private sector, of
                                                                                                              Children)                                             more than $100 million annually
                                                        The policy statement in section 1 of
                                                      Executive Order 13609 provides, in part:                   We analyzed this action under                      (adjusted for inflation with base year of
                                                                                                              Executive Order 13045, Protection of                  1995). In 2013 dollars, this threshold is
                                                         The regulatory approaches taken by foreign                                                                 $141 million. This joint rulemaking is
                                                      governments may differ from those taken by              Children from Environmental Health
                                                      U.S. regulatory agencies to address similar             Risks and Safety Risks. We determined                 not expected to result in the
                                                      issues. In some cases, the differences                  that this NPRM would not pose an                      expenditure by State, local, or tribal
                                                      between the regulatory approaches of U.S.               environmental risk to health or safety                governments, in the aggregate, of more
                                                      agencies and those of their foreign                     that might affect children                            than $141 million annually, but the
                                                      counterparts might not be necessary and                 disproportionately.                                   proposed rules could result in the
                                                      might impair the ability of American                                                                          expenditure of that magnitude by the
                                                      businesses to export and compete                        J. Executive Order 13211 (Energy                      private sector.
                                                      internationally. In meeting shared challenges           Effects)                                                 As noted previously, the agencies
                                                      involving health, safety, labor, security,                                                                    have prepared a detailed economic
                                                      environmental, and other issues,
                                                                                                                 FMCSA analyzed this action under
                                                      international regulatory cooperation can                Executive Order 13211, Actions                        assessment in the PRIA. That
                                                      identify approaches that are at least as                Concerning Regulations That                           assessment analyzes the benefits and
                                                      protective as those that are or would be                Significantly Affect Energy Supply,                   costs of the proposed speed limiting
                                                      adopted in the absence of such cooperation.             Distribution, or Use. We have                         device requirements for multipurpose
                                                      International regulatory cooperation can also           determined that it is not a ‘‘significant             passenger vehicles, trucks, buses, and
                                                      reduce, eliminate, or prevent unnecessary               energy action’’ under that Executive                  school buses with a gross vehicle weight
                                                      differences in regulatory requirements.                 Order because while this is an                        rating of more than 11,793.4 kilograms
                                                        The regulatory approaches to speed                    economically significant rulemaking it                (26,000 pounds). The agencies’
                                                      limiting devices taken by certain foreign               is not likely to have an adverse effect on            preliminary analysis indicates that
                                                      governments are discussed in Section V                  the supply, distribution, or use of                   although the proposed rule would result
                                                      above. The proposed FMVSS adopts an                     energy. In fact, this rulemaking would                in minimal costs to vehicle
                                                      approach that is similar to the widely                  have a positive impact on the energy                  manufacturers, it could result in
                                                      used UNECE regulation. Specifically,                    supply.                                               expenditures by CMV operators of
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                                                      NHTSA is proposing a test procedure                                                                           $1,534 million annually for 60 mph
                                                      substantially patterned after UNECE                     K. National Technology Transfer and                   speed limiters, $514 million annually
                                                      R89, which is described above. NHTSA                    Advancement Act                                       for 65 mph speed limiters, and $206
                                                      requests public comment on whether (a)                    Under the National Technology                       million annually for 68 mph speed
                                                      the ‘‘regulatory approaches taken by                    Transfer and Advancement Act of 1995                  limiters assuming a 7 percent discount
                                                      foreign governments’’ concerning the                    (NTTAA) (Pub. L. 104–113) (15 U.S.C.                  rate. This is because limiting vehicles to
                                                      subject matter of this rulemaking and (b)               3701 note), ‘‘all Federal agencies and                speeds will increased travel time.
                                                      the above policy statement have any                     departments shall use technical                          The PRIA also analyzes the expected
                                                      implications for this rulemaking.                       standards that are developed or adopted               benefits and costs of alternative speed


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                                                      61970              Federal Register / Vol. 81, No. 173 / Wednesday, September 7, 2016 / Proposed Rules

                                                      limiting requirements, including                        additional fuel savings from a set speed              possible environmental impacts of
                                                      different speed settings, various tamper                below 65 mph could be attributed to                   heavy vehicles driving at slower speeds
                                                      resistance requirements, and alternative                this rulemaking without double                        due to the use of vehicle speed limiters
                                                      compliance test procedures. The                         counting the benefits of the heavy-duty               set at three alternative maximum
                                                      proposed speed setting is the                           vehicle fuel efficiency program.                      speeds: 60 mph, 65 mph, and 68 mph.
                                                      requirement that potentially imposes                       Comparing the costs and fuel savings               The Draft EA also analyzes and
                                                      costs on CMV operators. As explained                    of the various speed setting alternatives,            compares these action alternatives to a
                                                      in detail in the PRIA and Section VIII of               which are discussed in detail in the                  ‘‘No Action Alternative’’ based on
                                                      the preamble for this proposal, NHTSA                   PRIA, the agencies estimate that limiting             current driving behavior. The resource
                                                      and FMCSA carefully explored                            heavy vehicles to 68 mph would result                 areas that may be affected by the
                                                      alternative requirements for the initial                in $209 million in costs (assuming a 7                proposed action include air quality,
                                                      speed setting. The benefits estimate                    percent discount rate) from increased                 public health and safety, and solid
                                                      showed that limiting vehicles to a speed                travel times, as compared to $523                     waste and hazardous materials. In
                                                      of 65 mph would save substantially                      million in costs associated with limiting             addition, the Draft EA addresses the
                                                      more lives than the higher petitioned                   vehicles to 65 mph. However, the cost                 agencies’ analysis required by Section
                                                      speed setting of 68 mph. Some                           difference would be offset by additional              176(c) of the Clean Air Act.
                                                      additional safety benefits may be                       fuel savings that would be realized with                 NHTSA and FMCSA have reviewed
                                                      realized with a lower speed setting of 60               a 65 mph speed setting versus a 68 mph                the information presented in the Draft
                                                      mph. A 65 mph set speed requirement                     speed.                                                EA and conclude that the proposed
                                                      would harmonize U.S. requirements                          The agencies estimate that limiting                action would have an overall positive
                                                      with those of Ontario and Quebec.                       heavy vehicles to 60 mph would result                 impact on the quality of the human
                                                         Additionally, as described in Section                in $1,561 million in costs (assuming a                environment. In particular, the agencies
                                                      X.A.2, above, the agencies estimate that                7 percent discount rate) from increased               anticipate reductions in most harmful
                                                      the proposal would result in substantial                travel times, i.e., an increase in costs of           air pollutant emissions, benefits from
                                                      fuel savings. The fuel savings would                    $1,038 million compared to the costs of               reduced fuel use (including reductions
                                                      offset the costs to CMV operators                       a 65 mph speed setting. However, as                   in carbon dioxide emissions), and
                                                      resulting from increased travel time.                   explained above, assuming that vehicle                reductions in releases of solid waste and
                                                      Assuming that vehicle manufacturers                     manufacturers design their speed                      hazardous materials corresponding to
                                                      design their speed limiting devices so                  limiting devices so that the devices also             reductions in crash severity. The Draft
                                                      that the devices also meet the necessary                meet the necessary requirements to be                 EA shows anticipated increases in some
                                                      requirements to be used for compliance                  used for compliance with the heavy-                   harmful air pollutant emissions. The
                                                      with the medium- and heavy-duty                         duty vehicle fuel efficiency program, no              degree of impacts for each alternative
                                                      vehicle fuel efficiency program (which                  additional fuel savings from limiting                 correlate with the degree of speed
                                                      the agencies expect they will),77 the fuel              vehicles to 60 mph versus 65 mph could                reduction anticipated under that
                                                      savings resulting from this rulemaking                  be attributed to this rulemaking without              alternative. Overall, these impacts are
                                                      would be maximized with a set speed of                  double counting the benefits already                  not anticipated to be great in intensity,
                                                      65 mph because the additional fuel                      accounted for in the medium- and                      and they will occur so far into the future
                                                      savings for set speeds below 65 mph                     heavy-duty vehicle fuel efficiency                    (as a result of slow fleet turnover where
                                                      were accounted for in the heavy vehicle                 program rulemaking.                                   new vehicles subject to the
                                                      fuel efficiency program final rule.78                   M. National Environmental Policy Act                  requirements make up only a small
                                                         Specifically, under the medium- and                                                                        percentage of on-road vehicles in the
                                                      heavy-duty vehicle fuel efficiency                        NHTSA and FMCSA have analyzed                       short term) that they are subject to
                                                      program, heavy vehicle drive cycles are                 this NPRM for the purpose of the                      considerable uncertainty. Still, for each
                                                      evaluated at a maximum speed of 65                      National Environmental Policy Act of                  action alternative, the environmental
                                                      mph,79 and a speed limiting device with                 1969 (NEPA) (42 U.S.C. 4321 et seq.)                  impacts of the proposed action are
                                                      a setting at or above 65 mph will show                  and determined that this action may                   expected to be beneficial when taken
                                                      no fuel savings.80 Thus, any fuel savings               have an impact on the quality of the                  together and are not expected to rise to
                                                      associated with speed settings of 65                    human environment. Concurrently with                  a level of significance that necessitates
                                                      mph and above were not estimated in                     this NPRM, the agencies are releasing a               the preparation of an Environmental
                                                      the fuel efficiency program rulemaking.                 Draft Environmental Assessment (Draft                 Impact Statement.
                                                      However, fuel efficiency evaluation                     EA), pursuant to NEPA and                                The Draft EA is open for public
                                                      under the program would reflect the                     implementing regulations and                          comment. The agencies will consider all
                                                      difference in fuel consumption between                  procedures issued by the Council on                   comments received in preparing and
                                                      the 65 mph baseline and a speed                         Environmental Quality (CEQ) (40 CFR                   reviewing the Final EA. At this time,
                                                      limiting device with a set speed below                  parts 1500–1508), NHTSA (49 CFR part                  based on the information in the Draft EA
                                                      65 mph,81 and the heavy-duty vehicle                    520), and FMCSA (Order 5610.1, issued                 and assuming no additional information
                                                                                                              March 1, 2004 [69 FR 9680]). The                      or changed circumstances, the agencies
                                                      fuel efficiency final rule has already
                                                                                                              agencies prepared the Draft EA to                     expect to issue a Finding of No
                                                      accounted for the fuel savings resulting
                                                                                                              analyze the potential environmental                   Significant Impact. A FONSI, if
                                                      from this difference. Accordingly, no
                                                                                                              impacts of the proposal to require                    appropriate, would be issued concurrent
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                                                        77 40  CFR 1037.640.
                                                                                                              installation of speed limiters in new                 with the Final EA. However, any such
                                                        78 76  FR 57106 (Sep. 15, 2011).                      heavy vehicles and maintenance of a                   finding will not be made before careful
                                                        79 76 FR 57182; Final Rulemaking to Establish         maximum speed setting by motor                        review of all comments.
                                                      Greenhouse Gas Emissions Standards and Fuel             carriers operating affected vehicles. The
                                                      Efficiency Standards for Medium- and Heavy-Duty         Draft Environmental Assessment, which                 N. Environmental Justice
                                                      Engines and Vehicles, Regulatory Impact Analysis,
                                                      Section 4.2.4, EPA–420–R–11–901 (August 2011),
                                                                                                              informs this NPRM, is available for                      We evaluated the environmental
                                                      available at http://www.nhtsa.gov/fuel-economy.         inspection or copying in the                          effects of this NPRM in accordance with
                                                        80 75 FR at 57155.                                    Regulations.gov Web site listed under                 E.O. 12898 and determined that there
                                                        81 Id.                                                ADDRESSES. The Draft EA analyzes the                  are neither environmental justice issues


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                                                                         Federal Register / Vol. 81, No. 173 / Wednesday, September 7, 2016 / Proposed Rules                                             61971

                                                      associated with its provisions nor any                  (RIN) to each regulatory action listed in             ■ 5. Add § 571.140 to subpart B to read
                                                      collective environmental impact                         the Unified Agenda of Federal                         as follows:
                                                      resulting from its promulgation.                        Regulations. The Regulatory Information
                                                      Environmental justice issues would be                   Service Center publishes the Unified                  § 571.140    Standard No. 140; Speed limiting
                                                                                                                                                                    devices.
                                                      raised if there were a                                  Agenda in April and October of each
                                                      ‘‘disproportionate’’’ and ‘‘high and                    year. You may use the NHTSA and                          S1. Scope. This standard specifies
                                                      adverse impact’’ on minority or low-                    FMCSA RINs contained in the heading                   performance requirements for vehicle
                                                      income populations. None of the                         at the beginning of this document to                  speed limiting functionality used to
                                                      alternatives analyzed in FMCSA or                       find this action in the Unified Agenda.               limit the road speed of motor vehicles.
                                                      NHTSA’s deliberations would result in                                                                            S2. Purpose. The purpose of this
                                                                                                              Proposed Regulatory Text                              standard is to reduce the number of
                                                      high and adverse environmental justice
                                                      impacts.                                                List of Subjects                                      deaths and injuries that occur in crashes
                                                                                                                                                                    when heavy vehicles are traveling at
                                                      O. Paperwork Reduction Act                              49 CFR Part 393                                       high speeds.
                                                         Under the Paperwork Reduction Act                      Highways and roads, Incorporation by                   S3. Application. This standard
                                                      of 1995 (PRA) (44 U.S.C. 3501, et seq.),                reference, Motor carriers, Motor vehicle              applies to multipurpose passenger
                                                      Federal agencies must obtain approval                   equipment, Motor vehicle safety.                      vehicles, trucks, buses, and school buses
                                                      from the Office of Management and                                                                             with a gross vehicle weight rating of
                                                                                                              49 CFR Part 571                                       more than 11,793.4 kilograms (26,000
                                                      Budget (OMB) for each collection of
                                                      information they conduct, sponsor, or                     Imports, Incorporation by reference,                pounds).
                                                      require through regulations. This                       Motor vehicle safety, Reporting and                      S4. Definitions.
                                                      rulemaking would not establish any                      recordkeeping requirements, Tires.                       Maximum Speed (Vmax) means the
                                                      new information collection                                In consideration of the foregoing,                  maximum speed reached by the vehicle.
                                                      requirements.                                           FMCSA and NHTSA propose to amend                         Set speed (Vset) means the intended
                                                                                                              49 CFR parts 393 and 571, respectively,               mean vehicle speed when operating in
                                                      P. Plain Language                                       as follows:                                           a stabilized condition.
                                                        Executive Order 12866 requires each                                                                            Speed determination parameters are
                                                      agency to write all rules in plain                      PART 393—PARTS AND                                    the vehicle parameters used by the
                                                      language. Application of the principles                 ACCESSORIES NECESSARY FOR                             speed limiting device to calculate the
                                                      of plain language includes consideration                SAFE OPERATION                                        vehicle’s speed including tire size and
                                                      of the following questions:                                                                                   gear ratios.
                                                        • Have we organized the material to                   ■ 1. The authority citation for part 393                 Speed limiting device means a device
                                                      suit the public’s needs?                                of title 49 continues to read as follows:             or function in a vehicle capable of
                                                        • Are the requirements in the rule                      Authority: 49 U.S.C. 31136, 31151, and              limiting the maximum motive power-
                                                      clearly stated?                                         31502; sec. 1041(b) of Pub. L. 102–240, 105           controlled speed at which the vehicle
                                                        • Does the rule contain technical                     Stat. 1914, 1993 (1991); sec. 5524 of Pub. L.         may operate.
                                                      language or jargon that isn’t clear?                    114–94, 129 Stat. 1312, 1560; and 49 CFR                 Stabilized speed (Vstab) means the
                                                        • Would a different format (grouping                  1.87.                                                 average vehicle speed as limited by the
                                                      and order of sections, use of headings,                 ■  2. Amend § 393.5 to include, in                    vehicle speed limiting device calculated
                                                      paragraphing) make the rule easier to                   alphabetical order, a definition of                   according to S7.4.
                                                      understand?                                             ‘‘speed limiting device.’’                               S5. Requirements. Each vehicle
                                                        • Would more (but shorter) sections                   § 393.5    Definitions.
                                                                                                                                                                    manufactured on or after September 1,
                                                      be better?                                                                                                    2020, shall be equipped with a speed
                                                        • Could we improve clarity by adding                    Speed limiting device means a device                limiting device and meet the
                                                      tables, lists, or diagrams?                             or function in a vehicle capable of                   requirements specified in this section.
                                                        • What else could we do to make the                   limiting the maximum motive power-                       S5.1 Equipment Requirements. The
                                                      rule easier to understand?                              controlled speed at which the vehicle                 speed limiting device shall meet the
                                                        If you have any responses to these                    may operate.                                          requirements in paragraphs S5.1.1
                                                                                                              ■ 3 Add § 393.85 to read as follows:                  through S5.1.2.
                                                      questions, please include them in your
                                                      comments on this proposal.                              § 393.85    Speed Limiting Devices.                      S5.1.1 Readable Information. The
                                                                                                                Each multipurpose passenger vehicle,                information specified in paragraphs
                                                      Q. Privacy Impact Assessment                                                                                  S5.1.1.1 through S5.1.1.3 shall be
                                                                                                              truck, bus and school bus with a gross
                                                         Section 522 of Title I of Division H of              vehicle weight rating of more than                    readable by means of a connector
                                                      the Consolidated Appropriations Act,                    11,793.4 kilograms (26,000 pounds)                    meeting the requirements of 40 CFR
                                                      2005, enacted December 8, 2004 (Pub. L.                 manufactured on or after September 1,                 86.010–18.
                                                      108–447, 118 Stat. 2809, 3268, 5 U.S.C.                                                                          S5.1.1.1 Current Settings. The
                                                                                                              2020, shall be equipped with a device
                                                      552a note), requires the agencies to                                                                          current set speed (Vset) and current
                                                                                                              that limits its speed to [a speed to be
                                                      conduct a privacy impact assessment                     specified in a final rule] as required by             speed determination parameters.
                                                      (PIA) of a proposed regulation that will                                                                         S5.1.1.2 Previous Vset.
                                                                                                              Federal Motor Vehicle Safety Standard
                                                      affect the privacy of individuals. This                                                                          (a) If the Vset has changed once, the
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                                                                                                              No. 140 (49 CFR 571.140).
                                                      joint rulemaking would not require the                                                                        previous Vset value and the time and
                                                      collection of any personally identifiable               PART 571—FEDERAL MOTOR                                date of the Vset change.
                                                      information or otherwise affect the                     VEHICLE SAFETY STANDARDS                                 (b) If the Vset has changed two or more
                                                      privacy of individuals, and thus no PIA                                                                       times, the two most recent Vset values
                                                      is required.                                            ■ 4. The authority citation for Part 571              set prior to the current Vset value and the
                                                                                                              of Title 49 continues to read as follows:             time and date of the two most recent Vset
                                                      R. Regulation Identifier Number (RIN)                                                                         changes.
                                                                                                                Authority: 49 U.S.C. 322, 30111, 30115,
                                                        The Department of Transportation                      30117, and 30166; delegation of authority at             S5.1.1.3 Previous Speed
                                                      assigns a regulation identifier number                  49 CFR 1.95.                                          Determination Parameter Values. For


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                                                      61972              Federal Register / Vol. 81, No. 173 / Wednesday, September 7, 2016 / Proposed Rules

                                                      each speed determination parameter                         S5.2.3.1 The vehicle speed shall not                  S6.3.2 The vehicle is tested in an
                                                      that has changed, the following                         vary by more than ±2% of Vstab, and                   unloaded condition with a single
                                                      information:                                              S5.2.3.2 Vstab as calculated according              operator and necessary test equipment.
                                                         (a) If the speed determination                       to S7.4 shall be no greater than Vset.                   S6.3.3 A truck tractor is tested
                                                      parameter has changed once, the                            S5.3 The speed limiting device may                 without a trailer.
                                                      previous value for each changed                         allow normal acceleration control for                    S6.4 Test equipment
                                                      parameter and the time and date of the                  the purpose of gear changing.
                                                                                                                 S6. Test Conditions.                                  S6.4.1 The speed measurement is
                                                      parameter change.                                                                                             independent of the vehicle speedometer
                                                         (b) If the speed determination                          S6.1 Ambient conditions.
                                                                                                                 S6.1.1 The ambient temperature is                  and is accurate within plus or minus
                                                      parameter has changed two or more
                                                                                                              between 7° C (45 °F) and 40° C (105 °F).              1%.
                                                      times, the two most recent values for the
                                                                                                                 S6.1.2 The wind speed is less than                    S7. Running the test
                                                      parameter set prior to the current                      5m/s (11 mph).
                                                      parameter value and the time and date                                                                            S7.1 The vehicle, running at a speed
                                                                                                                 S6.2 Road test surface.                            which is 10 km/h below the set speed,
                                                      of the two most recent changes to the                      S6.2.1 The test track is suitable to
                                                      parameter.                                                                                                    is accelerated at a smooth and
                                                                                                              enable a stabilization speed to be                    progressive rate using a full positive
                                                         S5.1.2 Modification. A means shall                   maintained and the test surface is solid-
                                                      be provided to modify the speed                                                                               action on the accelerator control.
                                                                                                              paved, uniform, without irregularities,
                                                      determination parameters.                                                                                        S7.2 This action is maintained at
                                                                                                              undulations, dips or large cracks.
                                                         S5.2 Performance Requirements.                                                                             least 30 seconds after the vehicle speed
                                                                                                              Gradients do not exceed 2% and do not
                                                      When tested according to S6 and S7, the                                                                       has reached 95% of Vset.
                                                                                                              vary by more than 1% excluding camber
                                                      vehicle shall perform as follows:                       effects.                                                 S7.3 The instantaneous vehicle
                                                         S5.2.1 The set speed (Vset) shall be                    S6.2.2 The test surface is free from               speed is recorded at a frequency of at
                                                      no greater than [a speed to be specified                standing water, snow, or ice.                         least 100 Hz during the testing in order
                                                      in a final rule].                                          S6.3 Vehicle conditions                            to establish the speed versus time plot
                                                         S5.2.2 After the vehicle speed has                      S6.3.1 Tires. The vehicle is tested                as shown in Figure 1.
                                                      reached 95% of Vset for the first time,                 with the tires installed on the vehicle at               S7.4 Vstab is the average vehicle
                                                      Vmax shall not exceed Vstab by more than                the time of initial vehicle sale. The tires           speed starting ten seconds after the
                                                      5%.                                                     are inflated to the vehicle                           vehicle first reaches a speed equal to
                                                         S5.2.3 Ten seconds after the vehicle                 manufacturer’s recommended cold tire                  95% of Vset measured over a duration of
                                                      first reaches 95% of Vset and beyond:                   inflation pressure(s).                                at least 20 seconds.




                                                        Issued under the authority delegated in 49
                                                      CFR 1.87 on: Dated: August 25, 2016.
                                                      T. F. Scott Darling, III,
                                                      Administrator,
                                                        Issued under the authority delegated in 49
asabaliauskas on DSK3SPTVN1PROD with PROPOSALS




                                                      CFR 1.95 on: Dated: August 25, 2016.
                                                      Mark R. Rosekind,
                                                      Administrator.
                                                      [FR Doc. 2016–20934 Filed 9–6–16; 8:45 am]
                                                      BILLING CODE 4910–59–P
                                                                                                                                                                                                               EP07SE16.030</GPH>




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Document Created: 2016-09-07 11:50:32
Document Modified: 2016-09-07 11:50:32
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionNotice of Proposed Rulemaking (NPRM).
DatesYou should submit your comments early enough to ensure that the docket receives them not later than November 7, 2016.
ContactNHTSA: For technical issues, you may contact Mr. Markus Price, Office of Vehicle Rulemaking, Telephone: (202) 366-1810. Facsimile: (202) 366-7002. For legal issues, you may contact Mr. David Jasinski, Office of Chief Counsel, Telephone (202) 366-2992. Facsimile: (202) 366-3820. You may send mail to these officials at: The National Highway Traffic Safety Administration, Attention: NVS-010, 1200 New Jersey Avenue SE., Washington, DC, 20590.
FR Citation81 FR 61941 
RIN Number2127-AK92
CFR Citation49 CFR 393
49 CFR 571
CFR AssociatedHighways and Roads; Incorporation by Reference; Motor Carriers; Motor Vehicle Equipment; Motor Vehicle Safety; Imports; Reporting and Recordkeeping Requirements and Tires

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