81_FR_62155 81 FR 61981 - AG Order No. 3737-2016

81 FR 61981 - AG Order No. 3737-2016

DEPARTMENT OF JUSTICE

Federal Register Volume 81, Issue 174 (September 8, 2016)

Page Range61981-61982
FR Document2016-21452

The Department of Justice finalizes its implementation of the Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) published by the Office of Management and Budget (OMB) on December 26, 2013.

Federal Register, Volume 81 Issue 174 (Thursday, September 8, 2016)
[Federal Register Volume 81, Number 174 (Thursday, September 8, 2016)]
[Rules and Regulations]
[Pages 61981-61982]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-21452]



========================================================================
Rules and Regulations
                                                Federal Register
________________________________________________________________________

This section of the FEDERAL REGISTER contains regulatory documents 
having general applicability and legal effect, most of which are keyed 
to and codified in the Code of Federal Regulations, which is published 
under 50 titles pursuant to 44 U.S.C. 1510.

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Prices of new books are listed in the first FEDERAL REGISTER issue of each 
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Federal Register / Vol. 81, No. 174 / Thursday, September 8, 2016 / 
Rules and Regulations

[[Page 61981]]



DEPARTMENT OF JUSTICE

2 CFR Part 2800

28 CFR Parts 66 and 70

RIN 1121-AA81


AG Order No. 3737-2016

Federal Awarding Agency Regulatory Implementation of Office of 
Management and Budget's Uniform Administrative Requirements, Cost 
Principles, and Audit Requirements for Federal Awards

AGENCY: Department of Justice.

ACTION: Final rule.

-----------------------------------------------------------------------

SUMMARY: The Department of Justice finalizes its implementation of the 
Uniform Administrative Requirements, Cost Principles, and Audit 
Requirements for Federal Awards (Uniform Guidance) published by the 
Office of Management and Budget (OMB) on December 26, 2013.

DATES: This rule is effective September 8, 2016.

FOR FURTHER INFORMATION CONTACT: Rafael A. Madan, General Counsel, 
Office of Justice Programs, (202) 307-0790.

SUPPLEMENTARY INFORMATION: This rule makes technical corrections to, 
and finalizes, the interim final rule that was published by the 
Department of Justice (Department) on December 19, 2014, and that went 
into effect on December 26, 2014. See 79 FR 76081. The interim final 
rule added 2 CFR part 2800, which implements and supplements parts of 2 
CFR part 200 for the Department of Justice, and removed 28 CFR parts 66 
and 70, which were superseded by 2 CFR part 200.
    The Department of Justice received no comments in response to its 
portion of the interim final rule. Therefore, the interim final rule is 
finalized with no substantive changes. The Department has made minor 
technical changes to make clear that where the Department's 
implementing rule incorporates by reference other provisions of law, it 
does so by general reference, which incorporates future amendments to 
those provisions.

Regulatory Analysis

Paperwork Reduction Act

    In accordance with the Paperwork Reduction Act of 1995 (PRA), see 
44 U.S.C. 3506, the Department of Justice reviewed its final rule and 
determined that there are no new collections of information contained 
therein. However, the OMB uniform guidance in 2 CFR part 200 may have a 
negligible effect on burden estimates for existing information 
collections, including recordkeeping requirements for non-Federal 
entities that receive Federal awards.

Regulatory Flexibility Act

    The Regulatory Flexibility Act (RFA) requires an agency that is 
issuing a final rule to provide a final regulatory flexibility analysis 
or to certify that the rule will not have a significant economic impact 
on a substantial number of small entities. See 5 U.S.C. 605(b). This 
rule finalizes the interim final rule implementing for the Department 
of Justice the OMB guidance at 2 CFR part 200. The OMB guidance 
consolidated and updated several guidance documents codified and 
published in various places into one omnibus document. The 
consolidation and updates are designed to streamline the Federal grant 
process, and should, as a whole, substantially simplify the 
requirements and cost principles applicable to many federally funded 
entities. Thus, the rule will not have a significant economic impact on 
a substantial number of small entities.

Executive Orders 12866 and 13563--Regulatory Review

    This regulation has been drafted and reviewed in accordance with 
Executive Order 12866, ``Regulatory Planning and Review,'' section 
1(b), Principles of Regulation, and in accordance with Executive Order 
13563, ``Improving Regulation and Regulatory Review,'' section 1(b), 
General Principles of Regulation.
    The Department of Justice has determined that this rule is a not 
``significant regulatory action'' under Executive Order 12866, section 
3(f), and accordingly this rule has not been reviewed by the Office of 
Management and Budget.
    Further, Executive Orders 12866 and 13563 direct agencies to assess 
all costs and benefits of available regulatory alternatives and, if 
regulation is necessary, to select regulatory approaches that maximize 
net benefits (including potential economic effects, environmental 
effects, public health and safety effects, distributive impacts, and 
equity). Executive Order 13563 emphasizes the importance of quantifying 
both costs and benefits, of reducing costs, of harmonizing rules, and 
of promoting flexibility. The Department has assessed the costs and 
benefits of this regulation and believes that the regulatory approach 
selected maximizes net benefits.

Administrative Procedure Act

    The rule issued by the Department of Justice concerns matters 
relating to ``grants, benefits, or contracts,'' 5 U.S.C. 553(a)(2), and 
therefore is exempt from the requirement of prior notice and comment. 
Thus, the Department, along with other Federal grant-making agencies, 
published an interim final rule that was effective on December 26, 
2014. The Department received no comments on its interim final rule.
    Generally, those agencies that are subject to the Administrative 
Procedure Act (APA) are required to delay the effective date of their 
final regulations by 30 days after publication. See 5 U.S.C. 553(d). 
The interim final rule issued by the Department that went into effect 
on December 26, 2014, concerned matters relating to ``grants, benefits, 
or contracts,'' 5 U.S.C. 553(a)(2), and therefore was exempt from the 
requirement of a 30-day delay in the effective date. This rule 
finalizes, with non-substantive technical changes, the interim final 
rule that is already in effect, and the final rule will take effect 
upon publication in the Federal Register.

Unfunded Mandates Reform Act of 1995

Determination
    Section 202 of the Unfunded Mandates Reform Act of 1995 (Unfunded 
Mandates Act), 2 U.S.C.

[[Page 61982]]

1532, requires that covered agencies prepare a budgetary impact 
statement before promulgating a rule that includes any Federal mandate 
that may result in the expenditure by State, local, and tribal 
governments, in the aggregate, or by the private sector, of $100 
million or more in any one year. If a budgetary impact statement is 
required, section 205 of the Unfunded Mandates Act, 2 U.S.C. 1535, also 
requires covered agencies to identify and consider a reasonable number 
of regulatory alternatives before promulgating a rule. OMB determined 
that the joint interim-final rule would not result in expenditures by 
State, local, and tribal governments, or by the private sector, of $100 
million or more in any one year. See 79 FR 75877. Thus, a budgetary 
impact statement was not required for the interim final rule, and is 
not required here.
Executive Order 13132 Determination
    The Department determined, as required by Executive Order 13132, 
``Federalism'', that the joint interim final rule did not have any 
federalism implications. This final rule similarly has no federalism 
implications.

List of Subjects

2 CFR Part 2800

    Accounting, Colleges and universities, Grant programs, Hospitals, 
Indians, Intergovernmental relations, Nonprofit organizations, 
Reporting and recordkeeping requirements.

28 CFR Part 66

    Accounting, Administrative practice and procedure, Reporting and 
recordkeeping requirements.

28 CFR Part 70

    Accounting, Administrative practice and procedure, Reporting and 
recordkeeping requirements.

    Accordingly, the interim final rule published by the Department of 
Justice on December 19, 2014, adding 2 CFR part 2800, and removing 28 
CFR parts 66 and 70, is adopted as a final rule with the following 
changes:

Title 2--Grants and Agreements

CHAPTER XXVIII--DEPARTMENT OF JUSTICE

PART 2800--UNIFORM ADMINISTRATIVE REQUIREMENTS, COST PRINCIPLES, 
AND AUDIT REQUIREMENTS FOR FEDERAL AWARDS BY THE DEPARTMENT OF 
JUSTICE

0
1. The authority citation for part 2800 continues to read as follows:

    Authority: 5 U.S.C. 301; 28 U.S.C. 509; 28 U.S.C. 530C(a)(4); 42 
U.S.C. 3789; 2 CFR part 200.


0
2. Section 2800.101 is revised to read as follows:


Sec.  2800.101  Adoption of 2 CFR part 200.

    Under the authority listed above, the Department of Justice adopts 
the Office of Management and Budget (OMB) Guidance in 2 CFR part 200, 
except as otherwise may be provided by this Part. Unless expressly 
provided otherwise, any reference in this part to any provision of law 
not in this part shall be understood to constitute a general reference 
and thus to include any subsequent changes to the provision.

    Dated: August 31, 2016.
Loretta E. Lynch,
Attorney General.
[FR Doc. 2016-21452 Filed 9-7-16; 8:45 am]
BILLING CODE 4410-18-P



                                                                                                                                                                                             61981

                                           Rules and Regulations                                                                                         Federal Register
                                                                                                                                                         Vol. 81, No. 174

                                                                                                                                                         Thursday, September 8, 2016



                                           This section of the FEDERAL REGISTER                    substantive changes. The Department                      The Department of Justice has
                                           contains regulatory documents having general            has made minor technical changes to                   determined that this rule is a not
                                           applicability and legal effect, most of which           make clear that where the Department’s                ‘‘significant regulatory action’’ under
                                           are keyed to and codified in the Code of                implementing rule incorporates by                     Executive Order 12866, section 3(f), and
                                           Federal Regulations, which is published under           reference other provisions of law, it                 accordingly this rule has not been
                                           50 titles pursuant to 44 U.S.C. 1510.
                                                                                                   does so by general reference, which                   reviewed by the Office of Management
                                           The Code of Federal Regulations is sold by              incorporates future amendments to                     and Budget.
                                           the Superintendent of Documents. Prices of              those provisions.                                        Further, Executive Orders 12866 and
                                           new books are listed in the first FEDERAL                                                                     13563 direct agencies to assess all costs
                                           REGISTER issue of each week.
                                                                                                   Regulatory Analysis                                   and benefits of available regulatory
                                                                                                   Paperwork Reduction Act                               alternatives and, if regulation is
                                                                                                                                                         necessary, to select regulatory
                                           DEPARTMENT OF JUSTICE                                      In accordance with the Paperwork                   approaches that maximize net benefits
                                                                                                   Reduction Act of 1995 (PRA), see 44                   (including potential economic effects,
                                           2 CFR Part 2800                                         U.S.C. 3506, the Department of Justice                environmental effects, public health and
                                                                                                   reviewed its final rule and determined                safety effects, distributive impacts, and
                                           28 CFR Parts 66 and 70                                  that there are no new collections of                  equity). Executive Order 13563
                                           RIN 1121–AA81                                           information contained therein.                        emphasizes the importance of
                                                                                                   However, the OMB uniform guidance in                  quantifying both costs and benefits, of
                                           AG Order No. 3737–2016                                  2 CFR part 200 may have a negligible                  reducing costs, of harmonizing rules,
                                                                                                   effect on burden estimates for existing               and of promoting flexibility. The
                                           Federal Awarding Agency Regulatory                      information collections, including                    Department has assessed the costs and
                                           Implementation of Office of                             recordkeeping requirements for non-                   benefits of this regulation and believes
                                           Management and Budget’s Uniform                         Federal entities that receive Federal                 that the regulatory approach selected
                                           Administrative Requirements, Cost                       awards.                                               maximizes net benefits.
                                           Principles, and Audit Requirements for                  Regulatory Flexibility Act
                                           Federal Awards                                                                                                Administrative Procedure Act
                                                                                                      The Regulatory Flexibility Act (RFA)                  The rule issued by the Department of
                                           AGENCY:  Department of Justice.                         requires an agency that is issuing a final            Justice concerns matters relating to
                                           ACTION: Final rule.                                     rule to provide a final regulatory                    ‘‘grants, benefits, or contracts,’’ 5 U.S.C.
                                                                                                   flexibility analysis or to certify that the           553(a)(2), and therefore is exempt from
                                           SUMMARY:    The Department of Justice
                                                                                                   rule will not have a significant                      the requirement of prior notice and
                                           finalizes its implementation of the
                                                                                                   economic impact on a substantial                      comment. Thus, the Department, along
                                           Uniform Administrative Requirements,
                                                                                                   number of small entities. See 5 U.S.C.                with other Federal grant-making
                                           Cost Principles, and Audit
                                                                                                   605(b). This rule finalizes the interim               agencies, published an interim final rule
                                           Requirements for Federal Awards
                                                                                                   final rule implementing for the                       that was effective on December 26,
                                           (Uniform Guidance) published by the
                                                                                                   Department of Justice the OMB                         2014. The Department received no
                                           Office of Management and Budget
                                                                                                   guidance at 2 CFR part 200. The OMB                   comments on its interim final rule.
                                           (OMB) on December 26, 2013.                                                                                      Generally, those agencies that are
                                                                                                   guidance consolidated and updated
                                           DATES: This rule is effective September                                                                       subject to the Administrative Procedure
                                                                                                   several guidance documents codified
                                           8, 2016.                                                and published in various places into                  Act (APA) are required to delay the
                                           FOR FURTHER INFORMATION CONTACT:                        one omnibus document. The                             effective date of their final regulations
                                           Rafael A. Madan, General Counsel,                       consolidation and updates are designed                by 30 days after publication. See 5
                                           Office of Justice Programs, (202) 307–                  to streamline the Federal grant process,              U.S.C. 553(d). The interim final rule
                                           0790.                                                   and should, as a whole, substantially                 issued by the Department that went into
                                           SUPPLEMENTARY INFORMATION:      This rule               simplify the requirements and cost                    effect on December 26, 2014, concerned
                                           makes technical corrections to, and                     principles applicable to many federally               matters relating to ‘‘grants, benefits, or
                                           finalizes, the interim final rule that was              funded entities. Thus, the rule will not              contracts,’’ 5 U.S.C. 553(a)(2), and
                                           published by the Department of Justice                  have a significant economic impact on                 therefore was exempt from the
                                           (Department) on December 19, 2014,                      a substantial number of small entities.               requirement of a 30-day delay in the
                                           and that went into effect on December                                                                         effective date. This rule finalizes, with
                                                                                                   Executive Orders 12866 and 13563—                     non-substantive technical changes, the
                                           26, 2014. See 79 FR 76081. The interim                  Regulatory Review
                                           final rule added 2 CFR part 2800, which                                                                       interim final rule that is already in
                                           implements and supplements parts of 2                     This regulation has been drafted and                effect, and the final rule will take effect
                                           CFR part 200 for the Department of                      reviewed in accordance with Executive                 upon publication in the Federal
                                           Justice, and removed 28 CFR parts 66                    Order 12866, ‘‘Regulatory Planning and                Register.
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                                           and 70, which were superseded by 2                      Review,’’ section 1(b), Principles of                 Unfunded Mandates Reform Act of 1995
                                           CFR part 200.                                           Regulation, and in accordance with
                                              The Department of Justice received no                Executive Order 13563, ‘‘Improving                    Determination
                                           comments in response to its portion of                  Regulation and Regulatory Review,’’                     Section 202 of the Unfunded
                                           the interim final rule. Therefore, the                  section 1(b), General Principles of                   Mandates Reform Act of 1995
                                           interim final rule is finalized with no                 Regulation.                                           (Unfunded Mandates Act), 2 U.S.C.


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                                           61982            Federal Register / Vol. 81, No. 174 / Thursday, September 8, 2016 / Rules and Regulations

                                           1532, requires that covered agencies                      Authority: 5 U.S.C. 301; 28 U.S.C. 509; 28          Washington, DC 20585–0121.
                                           prepare a budgetary impact statement                    U.S.C. 530C(a)(4); 42 U.S.C. 3789; 2 CFR part         Telephone: (202) 287–1604. Email:
                                           before promulgating a rule that includes                200.                                                  light_emitting_diodes@ee.doe.gov.
                                           any Federal mandate that may result in                  ■ 2. Section 2800.101 is revised to read                 Ms. Celia Sher, U.S. Department of
                                           the expenditure by State, local, and                    as follows:                                           Energy, Office of the General Counsel,
                                           tribal governments, in the aggregate, or                                                                      GC–33, 1000 Independence Avenue
                                           by the private sector, of $100 million or               § 2800.101    Adoption of 2 CFR part 200.             SW., Washington, DC 20585–0121.
                                           more in any one year. If a budgetary                      Under the authority listed above, the               Telephone: (202) 287–6122. Email:
                                           impact statement is required, section                   Department of Justice adopts the Office               Celia.Sher@hq.doe.gov.
                                           205 of the Unfunded Mandates Act, 2                     of Management and Budget (OMB)                        SUPPLEMENTARY INFORMATION: DOE
                                           U.S.C. 1535, also requires covered                      Guidance in 2 CFR part 200, except as                 published the July 2016 final rule in the
                                           agencies to identify and consider a                     otherwise may be provided by this Part.               Federal Register on July 1, 2016, which
                                           reasonable number of regulatory                         Unless expressly provided otherwise,                  adopted the test procedures for LED
                                           alternatives before promulgating a rule.                any reference in this part to any                     lamps in Appendix BB to support the
                                           OMB determined that the joint interim-                  provision of law not in this part shall be            implementation of labeling provisions
                                           final rule would not result in                          understood to constitute a general                    by the Federal Trade Commission, as
                                           expenditures by State, local, and tribal                reference and thus to include any                     well as the ongoing general service
                                           governments, or by the private sector, of               subsequent changes to the provision.                  lamps rulemaking, which includes LED
                                           $100 million or more in any one year.                     Dated: August 31, 2016.                             lamps. 81 FR 43403. The test procedure
                                           See 79 FR 75877. Thus, a budgetary                      Loretta E. Lynch,                                     for standby power adopted in the July
                                           impact statement was not required for                   Attorney General.                                     2016 final rule references the test
                                           the interim final rule, and is not                                                                            standard published by the International
                                                                                                   [FR Doc. 2016–21452 Filed 9–7–16; 8:45 am]
                                           required here.                                                                                                Electrotechnical Commission (IEC),
                                                                                                   BILLING CODE 4410–18–P
                                           Executive Order 13132 Determination                                                                           titled ‘‘Household electrical
                                                                                                                                                         appliances—Measurement of standby
                                              The Department determined, as
                                                                                                   DEPARTMENT OF ENERGY                                  power,’’ IEC 62301 (Edition 2.0, 2011–
                                           required by Executive Order 13132,
                                                                                                                                                         01). Therefore, to incorporate by
                                           ‘‘Federalism’’, that the joint interim
                                                                                                   10 CFR Part 430                                       reference IEC 62301 for appendix BB,
                                           final rule did not have any federalism
                                                                                                                                                         DOE attempted to amend § 430.3 to add
                                           implications. This final rule similarly                 [Docket No. EERE–2011–BT–TP–0071]                     appendix BB to the list of approved
                                           has no federalism implications.
                                                                                                   RIN 1904–AC67                                         appendices in existing paragraph (p)(5).
                                           List of Subjects                                                                                              However, the amendatory instruction
                                                                                                   Energy Conservation Program: Test                     was incorrectly written and appendix
                                           2 CFR Part 2800                                         Procedures for Integrated Light-                      BB was not added. This final rule
                                             Accounting, Colleges and universities,                Emitting Diode Lamps; Correction                      corrects § 430.3(p)(5) to include
                                           Grant programs, Hospitals, Indians,                                                                           appendix BB.
                                           Intergovernmental relations, Nonprofit                  AGENCY:  Office of Energy Efficiency and
                                           organizations, Reporting and                            Renewable Energy, Department of                       Procedural Issues and Regulatory
                                           recordkeeping requirements.                             Energy.                                               Review
                                                                                                   ACTION: Final rule; correction.                          The regulatory reviews conducted for
                                           28 CFR Part 66
                                                                                                  On July 1, 2016, the U.S.
                                                                                                   SUMMARY:
                                                                                                                                                         this rulemaking are those set forth in the
                                             Accounting, Administrative practice                                                                         July 2016 final rule that originally
                                           and procedure, Reporting and               Department of Energy (DOE) published
                                                                                      a final rule adopting a test procedure for                         codified DOE’s adopted test procedures
                                           recordkeeping requirements.                                                                                   for integrated LED lamps. The test
                                                                                      integrated light-emitting diode (LED)
                                           28 CFR Part 70                             lamps (hereafter referred to as ‘‘LED                              procedures in the July 2016 final rule
                                                                                      lamps’’) to support the implementation                             became effective August 1, 2016.
                                             Accounting, Administrative practice
                                                                                      of labeling provisions by the Federal                                 Pursuant to the Administrative
                                           and procedure, Reporting and
                                                                                      Trade Commission, as well as the                                   Procedure Act, 5 U.S.C. 553(b), DOE has
                                           recordkeeping requirements.
                                                                                      ongoing general service lamps                                      determined that notice and prior
                                             Accordingly, the interim final rule                                                                         opportunity for comment on this rule
                                           published by the Department of Justice     rulemaking, which includes LED lamps
                                                                                      (hereafter the ‘‘July 2016 final rule’’).                          are unnecessary and contrary to the
                                           on December 19, 2014, adding 2 CFR                                                                            public interest. Neither the error nor the
                                           part 2800, and removing 28 CFR parts       This correction addresses an error in the
                                                                                                                                                         correction in this document affect the
                                           66 and 70, is adopted as a final rule with July 2016 final rule to add appendix BB                            substance of the rulemaking or any of
                                           the following changes:                     to 10 CFR 430.3(p)(5). Neither the error
                                                                                      nor the correction in this document                                the conclusions reached in support of
                                           Title 2—Grants and Agreements              affect the substance of the test                                   the final rule. For these reasons, DOE
                                                                                      procedure rulemaking or any of the                                 has also determined that there is good
                                           CHAPTER XXVIII—DEPARTMENT OF
                                           JUSTICE                                    conclusions reached in support of the                              cause to waive the 30-day delay in
                                                                                      final rule.                                                        effective date.
                                           PART 2800—UNIFORM                          DATES: Effective Date: September 8,                                List of Subjects in 10 CFR Part 430
                                           ADMINISTRATIVE REQUIREMENTS,               2016.
                                           COST PRINCIPLES, AND AUDIT                                                                                      Administrative practice and
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                                           REQUIREMENTS FOR FEDERAL                   FOR FURTHER INFORMATION CONTACT:                                   procedure, Confidential business
                                           AWARDS BY THE DEPARTMENT OF                   Ms. Lucy deButts, U.S. Department of                            information, Energy conservation,
                                           JUSTICE                                    Energy, Office of Energy Efficiency and                            Household appliances, Imports,
                                                                                      Renewable Energy, Building                                         Incorporation by reference,
                                           ■ 1. The authority citation for part 2800  Technologies Program, EE–2J, 1000                                  Intergovernmental relations, Small
                                           continues to read as follows:              Independence Avenue SW.,                                           businesses.


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Document Created: 2018-02-09 13:12:19
Document Modified: 2018-02-09 13:12:19
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesThis rule is effective September 8, 2016.
ContactRafael A. Madan, General Counsel, Office of Justice Programs, (202) 307-0790.
FR Citation81 FR 61981 
RIN Number1121-AA81
CFR Citation28 CFR 66
28 CFR 70
2 CFR 2800
CFR AssociatedAdministrative Practice and Procedure; Accounting; Colleges and Universities; Grant Programs; Hospitals; Indians; Intergovernmental Relations; Nonprofit Organizations and Reporting and Recordkeeping Requirements

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