81_FR_6299 81 FR 6275 - Agency Information Collection Activities: Proposed Collection; Comment Request

81 FR 6275 - Agency Information Collection Activities: Proposed Collection; Comment Request

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Centers for Medicare & Medicaid Services

Federal Register Volume 81, Issue 24 (February 5, 2016)

Page Range6275-6276
FR Document2016-02277

The Centers for Medicare & Medicaid Services (CMS) is announcing an opportunity for the public to comment on CMS' intention to collect information from the public. Under the Paperwork Reduction Act of 1995 (the PRA), federal agencies are required to publish notice in the Federal Register concerning each proposed collection of information (including each proposed extension or reinstatement of an existing collection of information) and to allow 60 days for public comment on the proposed action. Interested persons are invited to send comments regarding our burden estimates or any other aspect of this collection of information, including any of the following subjects: (1) The necessity and utility of the proposed information collection for the proper performance of the agency's functions; (2) the accuracy of the estimated burden; (3) ways to enhance the quality, utility, and clarity of the information to be collected; and (4) the use of automated collection techniques or other forms of information technology to minimize the information collection burden.

Federal Register, Volume 81 Issue 24 (Friday, February 5, 2016)
[Federal Register Volume 81, Number 24 (Friday, February 5, 2016)]
[Notices]
[Pages 6275-6276]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-02277]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Centers for Medicare & Medicaid Services

[Document Identifier: CMS-10406 and CMS-10599]


Agency Information Collection Activities: Proposed Collection; 
Comment Request

AGENCY: Centers for Medicare & Medicaid Services, HHS.

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: The Centers for Medicare & Medicaid Services (CMS) is 
announcing an opportunity for the public to comment on CMS' intention 
to collect information from the public. Under the Paperwork Reduction 
Act of 1995 (the PRA), federal agencies are required to publish notice 
in the Federal Register concerning each proposed collection of 
information (including each proposed extension or reinstatement of an 
existing collection of information) and to allow 60 days for public 
comment on the proposed action. Interested persons are invited to send 
comments regarding our burden estimates or any other aspect of this 
collection of information, including any of the following subjects: (1) 
The necessity and utility of the proposed information collection for 
the proper performance of the agency's functions; (2) the accuracy of 
the estimated burden; (3) ways to enhance the quality,

[[Page 6276]]

utility, and clarity of the information to be collected; and (4) the 
use of automated collection techniques or other forms of information 
technology to minimize the information collection burden.

DATES: Comments must be received by April 5, 2016.

ADDRESSES: When commenting, please reference the document identifier or 
OMB control number. To be assured consideration, comments and 
recommendations must be submitted in any one of the following ways:
    1. Electronically. You may send your comments electronically to 
http://www.regulations.gov. Follow the instructions for ``Comment or 
Submission'' or ``More Search Options'' to find the information 
collection document(s) that are accepting comments.
    2. By regular mail. You may mail written comments to the following 
address: CMS, Office of Strategic Operations and Regulatory Affairs, 
Division of Regulations Development, Attention: Document Identifier/OMB 
Control Number__, Room C4-26-05, 7500 Security Boulevard, Baltimore, 
Maryland 21244-1850.
    To obtain copies of a supporting statement and any related forms 
for the proposed collection(s) summarized in this notice, you may make 
your request using one of following:
    1. Access CMS' Web site address at http://www.cms.hhs.gov/PaperworkReductionActof1995.
    2. Email your request, including your address, phone number, OMB 
number, and CMS document identifier, to [email protected].
    3. Call the Reports Clearance Office at (410) 786-1326.

FOR FURTHER INFORMATION CONTACT: Reports Clearance Office at (410) 786-
1326.

SUPPLEMENTARY INFORMATION:

Contents

    This notice sets out a summary of the use and burden associated 
with the following information collections. More detailed information 
can be found in each collection's supporting statement and associated 
materials (see ADDRESSES).

CMS-10406 Medicare Probable Fraud Measurement Pilot; CMS-10599 Medicare 
Prior Authorization of Home Health Services Demonstration

    Under the PRA (44 U.S.C. 3501-3520), federal agencies must obtain 
approval from the Office of Management and Budget (OMB) for each 
collection of information they conduct or sponsor. The term 
``collection of information'' is defined in 44 U.S.C. 3502(3) and 5 CFR 
1320.3(c) and includes agency requests or requirements that members of 
the public submit reports, keep records, or provide information to a 
third party. Section 3506(c)(2)(A) of the PRA requires federal agencies 
to publish a 60-day notice in the Federal Register concerning each 
proposed collection of information, including each proposed extension 
or reinstatement of an existing collection of information, before 
submitting the collection to OMB for approval. To comply with this 
requirement, CMS is publishing this notice.
    1. Type of Information Collection Request: Extension of a currently 
approved collection; Title of Information Collection: Medicare Probable 
Fraud Measurement Pilot; Use: The Centers for Medicare & Medicaid 
Services (CMS) is seeking Office of Management and Budget (OMB) 
approval of the collections required for a probable fraud measurement 
pilot. The probable fraud measurement pilot would establish a baseline 
estimate of probable fraud in payments for home health care services in 
the fee-for-service Medicare program. CMS and its agents will collect 
information from home health agencies, the referring physicians and 
Medicare beneficiaries selected in a national random sample of home 
health claims. The pilot will rely on the information collected along 
with a summary of the service history of the HHA, the referring 
provider, and the beneficiary to estimate the percentage of total 
payments that are associated with probable fraud and the percentage of 
all claims that are associated with probable fraud for Medicare fee-
for-service home health. Form Number: CMS-10406 (OMB Control Number 
0938-1192); Frequency: Annually; Affected Public: Individual and 
Private Sector (Business or other for-profits); Number of Respondents: 
6,000; Total Annual Responses: 6,000; Total Annual Hours: 7,500. (For 
policy questions regarding this collection contact Cecelia Franco at 
(786) 313-0737).
    2. Type of Information Collection Request: New Collection; Title of 
Information Collection: Medicare Prior Authorization of Home Health 
Services Demonstration; Use: Section 402(a)(1)(J) of the Social 
Security Amendments of 1967 (42 U.S.C. 1395b-1(a)(1)(J)) authorizes the 
Secretary to ``develop or demonstrate improved methods for the 
investigation and prosecution of fraud in the provision of care or 
services under the health programs established by the Social Security 
Act (the Act).'' In accordance with this authority, we seek to develop 
and implement a Medicare demonstration project, which we believe will 
help assist in developing improved procedures for the identification, 
investigation, and prosecution of Medicare fraud occurring among HHAs 
providing services to Medicare beneficiaries.
    This demonstration would help assure that payments for home health 
services are appropriate before the claims are paid, thereby preventing 
fraud, waste, and abuse. As part of this demonstration, we propose 
performing prior authorization before processing claims for home health 
services in: Florida, Texas, Illinois, Michigan, and Massachusetts. We 
would establish a prior authorization procedure that is similar to the 
Prior Authorization of Power Mobility Device (PMD) Demonstration, which 
was implemented by CMS in 2012. This demonstration would also follow 
and adopt prior authorization processes that currently exist in other 
health care programs such as TRICARE, certain state Medicaid programs, 
and in private insurance.
    The information required under this collection is requested by 
Medicare contractors to determine proper payment or if there is a 
suspicion of fraud. Medicare contractors will request the information 
from HHA providers submitting claims for payment from the Medicare 
program in advance to determine appropriate payment. Form Number: CMS-
10599 (OMB Control Number: 0938-NEW); Frequency: Occasionally; Affected 
Public: Private sector (Business or other for-profits and Not-for-
profits); Number of Respondents: 908,740; Number of Responses: 1; Total 
Annual Hours: 454,370. (For questions regarding this collection contact 
Carla David (410) 786-4799.)

    Dated: February 2, 2016.
William N. Parham, III,
Director, Paperwork Reduction Staff, Office of Strategic Operations and 
Regulatory Affairs.
[FR Doc. 2016-02277 Filed 2-4-16; 8:45 am]
 BILLING CODE 4120-01-P



                                                                                         Federal Register / Vol. 81, No. 24 / Friday, February 5, 2016 / Notices                                                                                               6275

                                                  Grant funding also provides awardees                                      The Work Plan and Annual Report are                                          The PHHS Block Grant program must
                                                  with the ability to respond rapidly to                                 designed to help Block Grant awardees                                         continue to collect data in order to
                                                  emerging health issues, including                                      attain their goals and to meet reporting                                      remain in compliance with legislative
                                                  outbreaks of diseases or pathogens. The                                requirements specified in the program’s                                       mandates. The system allows CDC and
                                                  PHHS Block Grant program is                                            authorizing legislation. Each Work Plan                                       Grantees to measure performance,
                                                  authorized by sections 1901–1907 of the                                objective is defined in SMART format                                          identifying the extent to which
                                                  Public Health Service Act.                                             (Specific, Measurable, Achievable,                                            objectives were met and identifying the
                                                     CDC currently collects information                                  Realistic and Time-based), and includes                                       most highly successful program
                                                  from Block Grant awardees to monitor                                   a specified start date and end date.                                          interventions. CDC requests OMB
                                                  their objectives and activities                                        Block Grant activities adhere to the                                          approval to continue the Block Grant
                                                  (Preventive Health and Health Services                                 Healthy People (HP) framework                                                 information collection for three years.
                                                                                                                         established by the Department of Health                                       CDC will continue to use the BGMIS to
                                                  Block Grant, OMB No. 0920–0106, exp.
                                                                                                                         and Human Services (HHS). The current                                         monitor awardee progress, identify
                                                  8/31/2016). Each awardee is required to
                                                                                                                         version of the BGMIS associates each                                          activities and personnel supported with
                                                  submit an annual application for
                                                                                                                         awardee-defined activity with a specific                                      Block Grant funding, conduct
                                                  funding (Work Plan) that describes its
                                                                                                                         HP National Objective, and identifies                                         compliance reviews of Block Grant
                                                  objectives and the populations to be
                                                                                                                         the location where funds are applied.                                         awardees, and promote the use of
                                                  addressed, and an Annual Report that
                                                                                                                         Although there are no substantive                                             evidence-based guidelines and
                                                  describes activities, progress toward
                                                                                                                         changes to the information collected                                          interventions. There are no changes to
                                                  objectives, and Success Stories which
                                                                                                                         (Attachment 4A), the Work Plan                                                the number of respondents or the
                                                  highlight the improvements Block Grant
                                                                                                                         guidance document for users                                                   estimated annual burden per
                                                  programs have made and the value of                                    (Attachments 4B) has been updated to
                                                  program activities. Information is                                                                                                                   respondent. The Work Plan and the
                                                                                                                         improve their usability and the clarity of                                    Annual Report will be submitted
                                                  submitted electronically through the                                   instructions provided to BGMIS users.
                                                  web-based Block Grant Information                                                                                                                    annually. The estimated burden per
                                                                                                                         These changes are summarized in
                                                  Management System (BGMIS).                                                                                                                           response for the Work Plan is 20 hours
                                                                                                                         Attachments 4C.
                                                     CDC PHHS Block Grant program has                                       There are no changes to the number                                         and the estimated burden per response
                                                  benefited from this system by efficiently                              of Block Grant awardees (respondents),                                        for the Annual Report is 15 hours.
                                                  collecting mandated information in a                                   or the estimated burden per response for                                        Participation in this information
                                                  format that allows data to be easily                                   the Work Plan or the Annual Report. At                                        collection is required for Block Grant
                                                  retrieved in standardized reports. The                                 this time, the BGMIS does not collect                                         awardees. There are no costs to
                                                  electronic format verifies completeness                                data related to performance measures,                                         respondents other than their time.
                                                  of data at data entry prior to submission                              but a future information collection                                           Awardees continue to submit Success
                                                  to CDC, reducing the number of re-                                     request may outline additional reporting                                      Stories with their Annual Progress
                                                  submissions that are required to provide                               requirements related to performance                                           reports through BGMIS, without
                                                  concise and complete information.                                      measures.                                                                     changes.

                                                                                                                        ESTIMATED ANNUALIZED BURDEN HOURS
                                                                                                                                                                                                                                   Average
                                                                                                                                                                                                     Number of
                                                                                                                                                                          Number of                                              burden per              Total burden
                                                            Type of respondents                                               Form name                                                            responses per
                                                                                                                                                                         respondents                                              response                (in hours)
                                                                                                                                                                                                     respondent                   (in hours)

                                                  Block Grant Awardees ......................              Work Plan ........................................                              61                           1                         20            1,220
                                                                                                           Annual Report ..................................                                61                           1                         15              915

                                                       Total ...........................................   ..........................................................   ........................   ........................   ........................          2,135



                                                  Leroy A. Richardson,                                                   DEPARTMENT OF HEALTH AND                                                      information from the public. Under the
                                                  Chief, Information Collection Review Office,                           HUMAN SERVICES                                                                Paperwork Reduction Act of 1995 (the
                                                  Office of Scientific Integrity, Office of the                                                                                                        PRA), federal agencies are required to
                                                  Associate Director for Science, Office of the                          Centers for Medicare & Medicaid                                               publish notice in the Federal Register
                                                  Director, Centers for Disease Control and                              Services                                                                      concerning each proposed collection of
                                                  Prevention.                                                                                                                                          information (including each proposed
                                                  [FR Doc. 2016–02174 Filed 2–4–16; 8:45 am]
                                                                                                                         [Document Identifier: CMS–10406 and CMS–
                                                                                                                         10599]                                                                        extension or reinstatement of an existing
                                                  BILLING CODE 4163–18–P                                                                                                                               collection of information) and to allow
                                                                                                                         Agency Information Collection                                                 60 days for public comment on the
                                                                                                                         Activities: Proposed Collection;                                              proposed action. Interested persons are
                                                                                                                         Comment Request                                                               invited to send comments regarding our
                                                                                                                                                                                                       burden estimates or any other aspect of
mstockstill on DSK4VPTVN1PROD with NOTICES




                                                                                                                         AGENCY: Centers for Medicare &
                                                                                                                         Medicaid Services, HHS.                                                       this collection of information, including
                                                                                                                                                                                                       any of the following subjects: (1) The
                                                                                                                         ACTION: Notice.
                                                                                                                                                                                                       necessity and utility of the proposed
                                                                                                                         SUMMARY: The Centers for Medicare &                                           information collection for the proper
                                                                                                                         Medicaid Services (CMS) is announcing                                         performance of the agency’s functions;
                                                                                                                         an opportunity for the public to                                              (2) the accuracy of the estimated
                                                                                                                         comment on CMS’ intention to collect                                          burden; (3) ways to enhance the quality,


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                                                  6276                           Federal Register / Vol. 81, No. 24 / Friday, February 5, 2016 / Notices

                                                  utility, and clarity of the information to              The term ‘‘collection of information’’ is             to develop and implement a Medicare
                                                  be collected; and (4) the use of                        defined in 44 U.S.C. 3502(3) and 5 CFR                demonstration project, which we
                                                  automated collection techniques or                      1320.3(c) and includes agency requests                believe will help assist in developing
                                                  other forms of information technology to                or requirements that members of the                   improved procedures for the
                                                  minimize the information collection                     public submit reports, keep records, or               identification, investigation, and
                                                  burden.                                                 provide information to a third party.                 prosecution of Medicare fraud occurring
                                                  DATES: Comments must be received by
                                                                                                          Section 3506(c)(2)(A) of the PRA                      among HHAs providing services to
                                                  April 5, 2016.                                          requires federal agencies to publish a                Medicare beneficiaries.
                                                                                                          60-day notice in the Federal Register
                                                  ADDRESSES: When commenting, please                                                                               This demonstration would help
                                                                                                          concerning each proposed collection of
                                                  reference the document identifier or                    information, including each proposed                  assure that payments for home health
                                                  OMB control number. To be assured                       extension or reinstatement of an existing             services are appropriate before the
                                                  consideration, comments and                             collection of information, before                     claims are paid, thereby preventing
                                                  recommendations must be submitted in                    submitting the collection to OMB for                  fraud, waste, and abuse. As part of this
                                                  any one of the following ways:                          approval. To comply with this                         demonstration, we propose performing
                                                    1. Electronically. You may send your
                                                                                                          requirement, CMS is publishing this                   prior authorization before processing
                                                  comments electronically to http://
                                                                                                          notice.                                               claims for home health services in:
                                                  www.regulations.gov. Follow the                            1. Type of Information Collection                  Florida, Texas, Illinois, Michigan, and
                                                  instructions for ‘‘Comment or                           Request: Extension of a currently
                                                  Submission’’ or ‘‘More Search Options’’                                                                       Massachusetts. We would establish a
                                                                                                          approved collection; Title of                         prior authorization procedure that is
                                                  to find the information collection                      Information Collection: Medicare
                                                  document(s) that are accepting                                                                                similar to the Prior Authorization of
                                                                                                          Probable Fraud Measurement Pilot; Use:                Power Mobility Device (PMD)
                                                  comments.                                               The Centers for Medicare & Medicaid
                                                    2. By regular mail. You may mail                                                                            Demonstration, which was implemented
                                                                                                          Services (CMS) is seeking Office of
                                                  written comments to the following                                                                             by CMS in 2012. This demonstration
                                                                                                          Management and Budget (OMB)
                                                  address: CMS, Office of Strategic                                                                             would also follow and adopt prior
                                                                                                          approval of the collections required for
                                                  Operations and Regulatory Affairs,                      a probable fraud measurement pilot.                   authorization processes that currently
                                                  Division of Regulations Development,                    The probable fraud measurement pilot                  exist in other health care programs such
                                                  Attention: Document Identifier/OMB                      would establish a baseline estimate of                as TRICARE, certain state Medicaid
                                                  Control Numberll, Room C4–26–05,                        probable fraud in payments for home                   programs, and in private insurance.
                                                  7500 Security Boulevard, Baltimore,                     health care services in the fee-for-                     The information required under this
                                                  Maryland 21244–1850.                                    service Medicare program. CMS and its                 collection is requested by Medicare
                                                    To obtain copies of a supporting                      agents will collect information from                  contractors to determine proper
                                                  statement and any related forms for the                 home health agencies, the referring
                                                  proposed collection(s) summarized in                                                                          payment or if there is a suspicion of
                                                                                                          physicians and Medicare beneficiaries                 fraud. Medicare contractors will request
                                                  this notice, you may make your request                  selected in a national random sample of
                                                  using one of following:                                                                                       the information from HHA providers
                                                                                                          home health claims. The pilot will rely               submitting claims for payment from the
                                                    1. Access CMS’ Web site address at                    on the information collected along with
                                                  http://www.cms.hhs.gov/                                                                                       Medicare program in advance to
                                                                                                          a summary of the service history of the
                                                  PaperworkReductionActof1995.                                                                                  determine appropriate payment. Form
                                                                                                          HHA, the referring provider, and the
                                                    2. Email your request, including your                                                                       Number: CMS–10599 (OMB Control
                                                                                                          beneficiary to estimate the percentage of
                                                  address, phone number, OMB number,                      total payments that are associated with               Number: 0938–NEW); Frequency:
                                                  and CMS document identifier, to                         probable fraud and the percentage of all              Occasionally; Affected Public: Private
                                                  Paperwork@cms.hhs.gov.                                  claims that are associated with probable              sector (Business or other for-profits and
                                                    3. Call the Reports Clearance Office at                                                                     Not-for-profits); Number of
                                                                                                          fraud for Medicare fee-for-service home
                                                  (410) 786–1326.                                         health. Form Number: CMS–10406                        Respondents: 908,740; Number of
                                                  FOR FURTHER INFORMATION CONTACT:                        (OMB Control Number 0938–1192);                       Responses: 1; Total Annual Hours:
                                                  Reports Clearance Office at (410) 786–                  Frequency: Annually; Affected Public:                 454,370. (For questions regarding this
                                                  1326.                                                   Individual and Private Sector (Business               collection contact Carla David (410)
                                                  SUPPLEMENTARY INFORMATION:                              or other for-profits); Number of                      786–4799.)
                                                                                                          Respondents: 6,000; Total Annual                         Dated: February 2, 2016.
                                                  Contents                                                Responses: 6,000; Total Annual Hours:
                                                                                                                                                                William N. Parham, III,
                                                    This notice sets out a summary of the                 7,500. (For policy questions regarding
                                                  use and burden associated with the                      this collection contact Cecelia Franco at             Director, Paperwork Reduction Staff, Office
                                                  following information collections. More                 (786) 313–0737).                                      of Strategic Operations and Regulatory
                                                  detailed information can be found in                       2. Type of Information Collection                  Affairs.
                                                  each collection’s supporting statement                  Request: New Collection; Title of                     [FR Doc. 2016–02277 Filed 2–4–16; 8:45 am]
                                                  and associated materials (see                           Information Collection: Medicare Prior                BILLING CODE 4120–01–P
                                                  ADDRESSES).                                             Authorization of Home Health Services
                                                                                                          Demonstration; Use: Section 402(a)(1)(J)
                                                  CMS–10406 Medicare Probable Fraud                       of the Social Security Amendments of
                                                  Measurement Pilot; CMS–10599
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                                                                                                          1967 (42 U.S.C. 1395b–1(a)(1)(J))
                                                  Medicare Prior Authorization of Home                    authorizes the Secretary to ‘‘develop or
                                                  Health Services Demonstration                           demonstrate improved methods for the
                                                    Under the PRA (44 U.S.C. 3501–                        investigation and prosecution of fraud
                                                  3520), federal agencies must obtain                     in the provision of care or services
                                                  approval from the Office of Management                  under the health programs established
                                                  and Budget (OMB) for each collection of                 by the Social Security Act (the Act).’’ In
                                                  information they conduct or sponsor.                    accordance with this authority, we seek


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Document Created: 2016-02-05 00:17:52
Document Modified: 2016-02-05 00:17:52
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
DatesComments must be received by April 5, 2016.
ContactReports Clearance Office at (410) 786- 1326.
FR Citation81 FR 6275 

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