81_FR_63553 81 FR 63374 - Airworthiness Directives; Agusta S.p.A. Helicopters

81 FR 63374 - Airworthiness Directives; Agusta S.p.A. Helicopters

DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration

Federal Register Volume 81, Issue 179 (September 15, 2016)

Page Range63374-63376
FR Document2016-21707

We are adopting a new airworthiness directive (AD) for Agusta S.p.A. (Agusta) Model A109A, A109A II, A109C, A109E, A109K2, A109S, and AW109SP helicopters. This AD requires visually inspecting the tail rotor drive shaft assembly (drive shaft) for a crack. This AD was prompted by the discovery of three cracks on the drive shaft of a Model A109S helicopter. The actions of this AD are intended to detect a crack on the drive shaft to prevent failure of the driveshaft, failure of the tail rotor, and subsequent loss of helicopter control.

Federal Register, Volume 81 Issue 179 (Thursday, September 15, 2016)
[Federal Register Volume 81, Number 179 (Thursday, September 15, 2016)]
[Rules and Regulations]
[Pages 63374-63376]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-21707]


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DEPARTMENT OF TRANSPORTATION

Federal Aviation Administration

14 CFR Part 39

[Docket No. FAA-2015-3781; Directorate Identifier 2015-SW-048-AD; 
Amendment 39-18649; AD 2016-18-18]
RIN 2120-AA64


Airworthiness Directives; Agusta S.p.A. Helicopters

AGENCY: Federal Aviation Administration (FAA), DOT.

ACTION: Final rule.

-----------------------------------------------------------------------

SUMMARY: We are adopting a new airworthiness directive (AD) for Agusta 
S.p.A. (Agusta) Model A109A, A109A II, A109C, A109E, A109K2, A109S, and 
AW109SP helicopters. This AD requires visually inspecting the tail 
rotor drive shaft assembly (drive shaft) for a crack. This AD was 
prompted by the discovery of three cracks on the drive shaft of a Model 
A109S helicopter. The actions of this AD are intended to detect a crack 
on the drive shaft to prevent failure of the driveshaft, failure of the 
tail rotor, and subsequent loss of helicopter control.

DATES: This AD is effective October 20, 2016.
    The Director of the Federal Register approved the incorporation by 
reference of certain documents listed in this AD as of October 20, 
2016.

ADDRESSES: For service information identified in this final rule, 
contact AgustaWestland, Product Support Engineering, Via del Gregge, 
100, 21015 Lonate Pozzolo (VA) Italy, ATTN: Maurizio D'Angelo; 
telephone 39-0331-664757; fax 39-0331-664680; or at http://www.agustawestland.com/technical-bulletins. You may review the 
referenced service information at the FAA, Office of the Regional 
Counsel, Southwest Region, 10101 Hillwood Pkwy, Room 6N-321, Fort 
Worth, TX 76177. It is also available on the Internet at http://www.regulations.gov by searching for and locating Docket No. FAA-2015-
3781.

Examining the AD Docket

    You may examine the AD docket on the Internet at http://www.regulations.gov by searching for and locating Docket No. FAA-2015-
3781; or in person at the Docket Operations Office between 9 a.m. and 5 
p.m., Monday through Friday, except Federal holidays. The AD docket 
contains this AD, the European Aviation Safety Agency (EASA) AD, any 
incorporated-by-reference service information, the economic evaluation, 
any comments received, and other information. The street address for 
the Docket Operations Office (phone: 800-647-5527) is U.S. Department 
of Transportation, Docket Operations Office, M-30, West Building Ground 
Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590.

FOR FURTHER INFORMATION CONTACT: Martin R. Crane, Aviation Safety 
Engineer, Safety Management Group, Rotorcraft Directorate, FAA, 10101 
Hillwood Pkwy, Fort Worth, TX 76177; telephone (817) 222-5110; email 
[email protected].

SUPPLEMENTARY INFORMATION: 

Discussion

    On March 22, 2016, at 81 FR 15171, the Federal Register published 
our notice of proposed rulemaking (NPRM), which proposed to amend 14 
CFR part 39 by adding an AD that would apply to Agusta S.p.A. Model 
A109A, A109A II, A109C, A109E, A109K2, A109S, and AW109SP helicopters 
with a drive shaft part number (P/N) 109-8412-02-1 or 109-8412-02-3 
installed. The NPRM proposed to require visually inspecting the drive 
shaft for a crack. The proposed requirements were intended to detect a 
crack on the drive shaft to prevent failure of the driveshaft, failure 
of the tail rotor, and subsequent loss of helicopter control.
    The NPRM was prompted by AD No. 2015-0054, dated March 27, 2015, 
issued by EASA, which is the Technical Agent for the Member States of 
the European Union, to correct an unsafe condition for the Model A109A 
with retrofit kit P/N 109-0820-27-101 installed, and Model A109A II, 
A109C, A109E, A109K2, A109LUH, A109S, and AW109SP helicopters.
    EASA advises that during scheduled maintenance on a Model A109S 
helicopter, three cracks were found on the drive shaft. An 
investigation could not determine the cause of the cracking but 
concluded it could not have been caused by fatigue. This condition, if 
not detected and corrected, could lead to tail rotor failure, possibly 
resulting in loss of helicopter control, EASA advises. EASA AD No. 
2015-0054 consequently requires a one-time inspection of the drive 
shaft, and replacing the drive shaft if cracks are found.

Comments

    We gave the public the opportunity to participate in developing 
this AD, but we received no comments on the NPRM (81 FR 15171, March 
22, 2016).

FAA's Determination

    These helicopters have been approved by the aviation authority of 
Italy and are approved for operation in the United States. Pursuant to 
our bilateral agreement with Italy, EASA, its technical representative, 
has notified us of the unsafe condition described in the EASA AD. We 
are issuing this AD because we evaluated all information provided by 
EASA and determined the unsafe condition exists and is likely to exist 
or develop on other helicopters of these same type designs and that air 
safety and the public interest require adopting the AD requirements as 
proposed.

Interim Action

    We consider this AD to be an interim action. The design approval 
holder has not determined the cause of the unsafe

[[Page 63375]]

condition identified in this AD. If a cause is determined and actions 
developed to address the cause, we might consider additional 
rulemaking.

Differences Between This AD and the EASA AD

    The EASA AD applies to Agusta Model A109LUH helicopters. This AD 
does not because this model does not have an FAA type certificate.

Related Service Information Under 1 CFR Part 51

    We reviewed AgustaWestland Bollettino Tecnico (BT) No. 109-147 for 
Model A109A helicopters with retrofit kit P/N 109-0820-27-101 
installed, Model A109A II, and Model A109C helicopters; BT No. 109EP-
143 for Model A109E helicopters; BT No. 109K-68 for Model A109K2 
helicopters; BT No. 109S-067 for Model A109S helicopters; and BT No. 
109SP-094 for Model AW109SP helicopters. All of the BTs are dated March 
25, 2015. AgustaWestland reports that during a scheduled servicing of 
an A109S helicopter, three cracks were found on drive shaft, P/N 109-
8412-02-1. The BTs prescribe a one-time drive shaft inspection for 
cracks.
    This service information is reasonably available because the 
interested parties have access to it through their normal course of 
business or by the means identified in the ADDRESSES section.

Costs of Compliance

    We estimate that this AD affects 142 helicopters of U.S. Registry 
and that labor costs average $85 per work-hour. Based on these 
estimates, we expect the following costs:
     Inspecting the drive shaft requires 9 work-hours and no 
parts. The estimated cost is $765 per helicopter and $108,630 for the 
U.S. fleet.
     Replacing the drive shaft requires no additional labor 
hours. Parts cost $6,082 per helicopter.
    According to Agusta service information, some of the costs of this 
AD may be covered under warranty, thereby reducing the cost impact on 
affected individuals. We do not control warranty coverage by Agusta. 
Accordingly, we have included all costs in our cost estimate.

Authority for This Rulemaking

    Title 49 of the United States Code specifies the FAA's authority to 
issue rules on aviation safety. Subtitle I, section 106, describes the 
authority of the FAA Administrator. Subtitle VII: Aviation Programs, 
describes in more detail the scope of the Agency's authority.
    We are issuing this rulemaking under the authority described in 
Subtitle VII, Part A, Subpart III, Section 44701: ``General 
requirements.'' Under that section, Congress charges the FAA with 
promoting safe flight of civil aircraft in air commerce by prescribing 
regulations for practices, methods, and procedures the Administrator 
finds necessary for safety in air commerce. This regulation is within 
the scope of that authority because it addresses an unsafe condition 
that is likely to exist or develop on helicopters identified in this 
rulemaking action.

Regulatory Findings

    This AD will not have federalism implications under Executive Order 
13132. This AD will not have a substantial direct effect on the States, 
on the relationship between the national government and the States, or 
on the distribution of power and responsibilities among the various 
levels of government.
    For the reasons discussed above, I certify that this AD:
    (1) Is not a ``significant regulatory action'' under Executive 
Order 12866;
    (2) Is not a ``significant rule'' under DOT Regulatory Policies and 
Procedures (44 FR 11034, February 26, 1979);
    (3) Will not affect intrastate aviation in Alaska to the extent 
that it justifies making a regulatory distinction; and
    (4) Will not have a significant economic impact, positive or 
negative, on a substantial number of small entities under the criteria 
of the Regulatory Flexibility Act.
    We prepared an economic evaluation of the estimated costs to comply 
with this AD and placed it in the AD docket.

List of Subjects in 14 CFR Part 39

    Air transportation, Aircraft, Aviation safety, Incorporation by 
reference, Safety.

Adoption of the Amendment

    Accordingly, under the authority delegated to me by the 
Administrator, the FAA amends 14 CFR part 39 as follows:

PART 39--AIRWORTHINESS DIRECTIVES

0
1. The authority citation for part 39 continues to read as follows:

    Authority:  49 U.S.C. 106(g), 40113, 44701.


Sec.  39.13   [Amended]

0
2. The FAA amends Sec.  39.13 by adding the following new airworthiness 
directive (AD):

2016-18-18 Agusta S.p.A.: Amendment 39-18649; Docket No. FAA-2015-
3781; Directorate Identifier 2015-SW-048-AD.

(a) Applicability

    This AD applies to Agusta S.p.A. Model A109A, A109A II, A109C, 
A109E, A109K2, A109S, and AW109SP helicopters with a tail rotor 
drive shaft assembly (drive shaft) part number 109-8412-02-1 or 109-
8412-02-3 installed, certificated in any category.

(b) Unsafe Condition

    This AD defines the unsafe condition as a crack in a drive 
shaft. This condition could result in failure of a drive shaft, 
failure of the tail rotor, and subsequent loss of helicopter 
control.

(c) Effective Date

    This AD becomes October 20, 2016.

(d) Compliance

    You are responsible for performing each action required by this 
AD within the specified compliance time unless it has already been 
accomplished prior to that time.

(e) Required Actions

    Within 50 hours time-in-service:
    (1) Visually inspect each drive shaft in accordance with the 
Compliance Instructions, paragraph 4, of AgustaWestland Bollettino 
Tecnico (BT) No. 109-147, dated March 25, 2015; BT No. 109EP-143, 
dated March 25, 2015; BT No. 109K-68, dated March 25, 2015; BT No. 
109S-067, dated March 25, 2015; or BT No. 109SP-094, dated March 25, 
2015, as applicable for your model helicopter.
    (2) If there is a crack, replace the drive shaft before further 
flight.

(f) Alternative Methods of Compliance (AMOCs)

    (1) The Manager, Safety Management Group, FAA, may approve AMOCs 
for this AD. Send your proposal to: Martin R. Crane, Aviation Safety 
Engineer, Safety Management Group, Rotorcraft Directorate, FAA, 
10101 Hillwood Pkwy, Fort Worth, TX 76177; telephone (817) 222-5110; 
email [email protected].
    (2) For operations conducted under a 14 CFR part 119 operating 
certificate or under 14 CFR part 91, subpart K, we suggest that you 
notify your principal inspector, or lacking a principal inspector, 
the manager of the local flight standards district office or 
certificate holding district office, before operating any aircraft 
complying with this AD through an AMOC.

(g) Additional Information

    The subject of this AD is addressed in European Aviation Safety 
Agency (EASA) AD No. 2015-0054, dated March 27, 2015. You may view 
the EASA AD on the Internet at http://www.regulations.gov by 
searching for and locating it in Docket No. FAA-2015-3781.

(h) Subject

    Joint Aircraft Service Component (JASC) Code: 6510, Tail Rotor 
Drive Shaft.

[[Page 63376]]

(i) Material Incorporated by Reference

    (1) The Director of the Federal Register approved the 
incorporation by reference of the service information listed in this 
paragraph under 5 U.S.C. 552(a) and 1 CFR part 51.
    (2) You must use this service information as applicable to do 
the actions required by this AD, unless the AD specifies otherwise.
    (i) AgustaWestland Bollettino Tecnico No. 109-147, dated March 
25, 2015.
    (ii) AgustaWestland Bollettino Tecnico No. 109EP-143, dated 
March 25, 2015.
    (iii) AgustaWestland Bollettino Tecnico No. 109K-68, dated March 
25, 2015.
    (iv) AgustaWestland Bollettino Tecnico No. 109S-067, dated March 
25, 2015.
    (v) AgustaWestland Bollettino TecnicoNo. 109SP-094, dated March 
25, 2015.
    (3) For Agusta S.p.A. service information identified in this 
final rule, contact AgustaWestland, Product Support Engineering, Via 
del Gregge, 100, 21015 Lonate Pozzolo (VA) Italy, ATTN: Maurizio 
D'Angelo; telephone 39-0331-664757; fax 39-0331-664680; or at http://www.agustawestland.com/technical-bulletins.
    (4) You may view this service information at FAA, Office of the 
Regional Counsel, Southwest Region, 10101 Hillwood Pkwy, Room 6N-
321, Fort Worth, TX 76177. For information on the availability of 
this material at the FAA, call (817) 222-5110.
    (5) You may view this service information that is incorporated 
by reference at the National Archives and Records Administration 
(NARA). For information on the availability of this material at 
NARA, call (202) 741-6030, or go to: http://www.archives.gov/federal-register/cfr/ibr-locations.html.

    Issued in Fort Worth, Texas, on September 1, 2016.
Lance T. Gant,
Manager, Rotorcraft Directorate, Aircraft Certification Service.
[FR Doc. 2016-21707 Filed 9-14-16; 8:45 am]
 BILLING CODE 4910-13-P



                                             63374            Federal Register / Vol. 81, No. 179 / Thursday, September 15, 2016 / Rules and Regulations

                                                (2) You must use this service information             AW109SP helicopters. This AD requires                 notice of proposed rulemaking (NPRM),
                                             as applicable to do the actions required by              visually inspecting the tail rotor drive              which proposed to amend 14 CFR part
                                             this AD, unless this AD specifies otherwise.             shaft assembly (drive shaft) for a crack.             39 by adding an AD that would apply
                                                (i) Airbus Service Bulletin A300–57–0142,
                                                                                                      This AD was prompted by the discovery                 to Agusta S.p.A. Model A109A, A109A
                                             Revision 04, dated March 30, 2011.
                                                (ii) Airbus Service Bulletin A300–57–143,             of three cracks on the drive shaft of a               II, A109C, A109E, A109K2, A109S, and
                                             Revision 2, dated July 10, 1989. Pages 1, 3,             Model A109S helicopter. The actions of                AW109SP helicopters with a drive shaft
                                             4, 7, 10, 13, and 14 of this document are                this AD are intended to detect a crack                part number (P/N) 109–8412–02–1 or
                                             identified as Revision 2, dated July 10, 1989;           on the drive shaft to prevent failure of              109–8412–02–3 installed. The NPRM
                                             pages 2 and 8 are identified as original, dated          the driveshaft, failure of the tail rotor,            proposed to require visually inspecting
                                             December 12, 1986; and pages 5, 6, 9, 11, 12,            and subsequent loss of helicopter                     the drive shaft for a crack. The proposed
                                             and 15 are identified as Revision March 19,              control.                                              requirements were intended to detect a
                                             1987.                                                                                                          crack on the drive shaft to prevent
                                                (iii) Airbus Service Bulletin A300–57–                DATES: This AD is effective October 20,
                                             6010, Revision 05, dated February 21, 2011.              2016.                                                 failure of the driveshaft, failure of the
                                                (iv) Airbus Service Bulletin A300–57–                    The Director of the Federal Register               tail rotor, and subsequent loss of
                                             6011, Revision 2, dated July 10, 1989. Pages             approved the incorporation by reference               helicopter control.
                                             1, 2, 5, 7, 8, 11, and 12 of this document are           of certain documents listed in this AD                   The NPRM was prompted by AD No.
                                             identified as Revision 2, dated July 10, 1989;           as of October 20, 2016.                               2015–0054, dated March 27, 2015,
                                             pages 3, 4, and 13 are identified as Revision                                                                  issued by EASA, which is the Technical
                                             1, dated March 19, 1987; and pages 6, 9, 10              ADDRESSES: For service information
                                                                                                                                                            Agent for the Member States of the
                                             are identified as original, dated December 17,           identified in this final rule, contact
                                                                                                                                                            European Union, to correct an unsafe
                                             1986.                                                    AgustaWestland, Product Support
                                                                                                                                                            condition for the Model A109A with
                                                (3) For service information identified in             Engineering, Via del Gregge, 100, 21015
                                             this AD, contact Airbus SAS, Airworthiness                                                                     retrofit kit P/N 109–0820–27–101
                                                                                                      Lonate Pozzolo (VA) Italy, ATTN:
                                             Office—EAW, 1 Rond Point Maurice                                                                               installed, and Model A109A II, A109C,
                                                                                                      Maurizio D’Angelo; telephone 39–0331–
                                             Bellonte, 31707 Blagnac Cedex, France;                                                                         A109E, A109K2, A109LUH, A109S, and
                                                                                                      664757; fax 39–0331–664680; or at
                                             telephone +33 5 61 93 36 96; fax +33 5 61                                                                      AW109SP helicopters.
                                             93 44 51; email account.airworth-eas@
                                                                                                      http://www.agustawestland.com/                           EASA advises that during scheduled
                                             airbus.com; Internet http://www.airbus.com.              technical-bulletins. You may review the               maintenance on a Model A109S
                                                (4) You may view this service information             referenced service information at the                 helicopter, three cracks were found on
                                             at the FAA, Transport Airplane Directorate,              FAA, Office of the Regional Counsel,                  the drive shaft. An investigation could
                                             1601 Lind Avenue SW., Renton, WA. For                    Southwest Region, 10101 Hillwood                      not determine the cause of the cracking
                                             information on the availability of this                  Pkwy, Room 6N–321, Fort Worth, TX
                                             material at the FAA, call 425–227–1221.                                                                        but concluded it could not have been
                                                                                                      76177. It is also available on the Internet           caused by fatigue. This condition, if not
                                                (5) You may view this service information             at http://www.regulations.gov by
                                             that is incorporated by reference at the                                                                       detected and corrected, could lead to
                                                                                                      searching for and locating Docket No.                 tail rotor failure, possibly resulting in
                                             National Archives and Records
                                             Administration (NARA). For information on                FAA–2015–3781.                                        loss of helicopter control, EASA
                                             the availability of this material at NARA, call          Examining the AD Docket                               advises. EASA AD No. 2015–0054
                                             202–741–6030, or go to: http://                                                                                consequently requires a one-time
                                             www.archives.gov/federal-register/cfr/ibr-                  You may examine the AD docket on
                                                                                                      the Internet at http://                               inspection of the drive shaft, and
                                             locations.html.
                                                                                                      www.regulations.gov by searching for                  replacing the drive shaft if cracks are
                                               Issued in Renton, Washington, on August                                                                      found.
                                             24, 2016.                                                and locating Docket No. FAA–2015–
                                             John P. Piccola, Jr.,
                                                                                                      3781; or in person at the Docket                      Comments
                                                                                                      Operations Office between 9 a.m. and 5                  We gave the public the opportunity to
                                             Acting Manager, Transport Airplane
                                             Directorate, Aircraft Certification Service.
                                                                                                      p.m., Monday through Friday, except                   participate in developing this AD, but
                                                                                                      Federal holidays. The AD docket                       we received no comments on the NPRM
                                             [FR Doc. 2016–21146 Filed 9–14–16; 8:45 am]
                                                                                                      contains this AD, the European Aviation               (81 FR 15171, March 22, 2016).
                                             BILLING CODE 4910–13–P
                                                                                                      Safety Agency (EASA) AD, any
                                                                                                      incorporated-by-reference service                     FAA’s Determination
                                                                                                      information, the economic evaluation,                   These helicopters have been approved
                                             DEPARTMENT OF TRANSPORTATION
                                                                                                      any comments received, and other                      by the aviation authority of Italy and are
                                             Federal Aviation Administration                          information. The street address for the               approved for operation in the United
                                                                                                      Docket Operations Office (phone: 800–                 States. Pursuant to our bilateral
                                             14 CFR Part 39                                           647–5527) is U.S. Department of                       agreement with Italy, EASA, its
                                                                                                      Transportation, Docket Operations                     technical representative, has notified us
                                             [Docket No. FAA–2015–3781; Directorate                   Office, M–30, West Building Ground
                                             Identifier 2015–SW–048–AD; Amendment                                                                           of the unsafe condition described in the
                                                                                                      Floor, Room W12–140, 1200 New Jersey                  EASA AD. We are issuing this AD
                                             39–18649; AD 2016–18–18]
                                                                                                      Avenue SE., Washington, DC 20590.                     because we evaluated all information
                                             RIN 2120–AA64                                            FOR FURTHER INFORMATION CONTACT:                      provided by EASA and determined the
                                                                                                      Martin R. Crane, Aviation Safety                      unsafe condition exists and is likely to
                                             Airworthiness Directives; Agusta                         Engineer, Safety Management Group,                    exist or develop on other helicopters of
                                             S.p.A. Helicopters                                       Rotorcraft Directorate, FAA, 10101                    these same type designs and that air
                                             AGENCY:  Federal Aviation                                Hillwood Pkwy, Fort Worth, TX 76177;                  safety and the public interest require
rmajette on DSK2TPTVN1PROD with RULES




                                             Administration (FAA), DOT.                               telephone (817) 222–5110; email                       adopting the AD requirements as
                                             ACTION: Final rule.                                      martin.r.crane@faa.gov.                               proposed.
                                                                                                      SUPPLEMENTARY INFORMATION:
                                             SUMMARY:  We are adopting a new                                                                                Interim Action
                                             airworthiness directive (AD) for Agusta                  Discussion                                              We consider this AD to be an interim
                                             S.p.A. (Agusta) Model A109A, A109A II,                     On March 22, 2016, at 81 FR 15171,                  action. The design approval holder has
                                             A109C, A109E, A109K2, A109S, and                         the Federal Register published our                    not determined the cause of the unsafe


                                        VerDate Sep<11>2014    14:38 Sep 14, 2016   Jkt 238001   PO 00000   Frm 00014   Fmt 4700   Sfmt 4700   E:\FR\FM\15SER1.SGM   15SER1


                                                              Federal Register / Vol. 81, No. 179 / Thursday, September 15, 2016 / Rules and Regulations                                             63375

                                             condition identified in this AD. If a                       We are issuing this rulemaking under               2016–18–18 Agusta S.p.A.: Amendment 39–
                                             cause is determined and actions                          the authority described in Subtitle VII,                  18649; Docket No. FAA–2015–3781;
                                             developed to address the cause, we                       Part A, Subpart III, Section 44701:                       Directorate Identifier 2015–SW–048–AD.
                                             might consider additional rulemaking.                    ‘‘General requirements.’’ Under that                  (a) Applicability
                                                                                                      section, Congress charges the FAA with                  This AD applies to Agusta S.p.A. Model
                                             Differences Between This AD and the
                                                                                                      promoting safe flight of civil aircraft in            A109A, A109A II, A109C, A109E, A109K2,
                                             EASA AD
                                                                                                      air commerce by prescribing regulations               A109S, and AW109SP helicopters with a tail
                                               The EASA AD applies to Agusta                          for practices, methods, and procedures                rotor drive shaft assembly (drive shaft) part
                                             Model A109LUH helicopters. This AD                       the Administrator finds necessary for                 number 109–8412–02–1 or 109–8412–02–3
                                             does not because this model does not                     safety in air commerce. This regulation               installed, certificated in any category.
                                             have an FAA type certificate.                            is within the scope of that authority
                                                                                                                                                            (b) Unsafe Condition
                                             Related Service Information Under 1                      because it addresses an unsafe condition
                                                                                                      that is likely to exist or develop on                    This AD defines the unsafe condition as a
                                             CFR Part 51                                                                                                    crack in a drive shaft. This condition could
                                                                                                      helicopters identified in this rulemaking
                                               We reviewed AgustaWestland                                                                                   result in failure of a drive shaft, failure of the
                                                                                                      action.
                                             Bollettino Tecnico (BT) No. 109–147 for                                                                        tail rotor, and subsequent loss of helicopter
                                             Model A109A helicopters with retrofit                    Regulatory Findings                                   control.
                                             kit P/N 109–0820–27–101 installed,                         This AD will not have federalism                    (c) Effective Date
                                             Model A109A II, and Model A109C                          implications under Executive Order                      This AD becomes October 20, 2016.
                                             helicopters; BT No. 109EP–143 for                        13132. This AD will not have a
                                             Model A109E helicopters; BT No. 109K–                                                                          (d) Compliance
                                                                                                      substantial direct effect on the States, on
                                             68 for Model A109K2 helicopters; BT                      the relationship between the national                   You are responsible for performing each
                                             No. 109S–067 for Model A109S                             government and the States, or on the                  action required by this AD within the
                                             helicopters; and BT No. 109SP–094 for                    distribution of power and                             specified compliance time unless it has
                                             Model AW109SP helicopters. All of the                                                                          already been accomplished prior to that time.
                                                                                                      responsibilities among the various
                                             BTs are dated March 25, 2015.                            levels of government.                                 (e) Required Actions
                                             AgustaWestland reports that during a
                                                                                                        For the reasons discussed above, I                    Within 50 hours time-in-service:
                                             scheduled servicing of an A109S                                                                                  (1) Visually inspect each drive shaft in
                                                                                                      certify that this AD:
                                             helicopter, three cracks were found on                                                                         accordance with the Compliance
                                             drive shaft, P/N 109–8412–02–1. The                        (1) Is not a ‘‘significant regulatory
                                                                                                      action’’ under Executive Order 12866;                 Instructions, paragraph 4, of AgustaWestland
                                             BTs prescribe a one-time drive shaft                                                                           Bollettino Tecnico (BT) No. 109–147, dated
                                             inspection for cracks.                                     (2) Is not a ‘‘significant rule’’ under             March 25, 2015; BT No. 109EP–143, dated
                                               This service information is reasonably                 DOT Regulatory Policies and Procedures                March 25, 2015; BT No. 109K–68, dated
                                             available because the interested parties                 (44 FR 11034, February 26, 1979);                     March 25, 2015; BT No. 109S–067, dated
                                             have access to it through their normal                     (3) Will not affect intrastate aviation             March 25, 2015; or BT No. 109SP–094, dated
                                             course of business or by the means                       in Alaska to the extent that it justifies             March 25, 2015, as applicable for your model
                                             identified in the ADDRESSES section.                     making a regulatory distinction; and                  helicopter.
                                                                                                                                                              (2) If there is a crack, replace the drive
                                             Costs of Compliance                                        (4) Will not have a significant                     shaft before further flight.
                                                                                                      economic impact, positive or negative,
                                                We estimate that this AD affects 142                  on a substantial number of small entities             (f) Alternative Methods of Compliance
                                             helicopters of U.S. Registry and that                    under the criteria of the Regulatory                  (AMOCs)
                                             labor costs average $85 per work-hour.                   Flexibility Act.                                         (1) The Manager, Safety Management
                                             Based on these estimates, we expect the                    We prepared an economic evaluation                  Group, FAA, may approve AMOCs for this
                                             following costs:                                         of the estimated costs to comply with                 AD. Send your proposal to: Martin R. Crane,
                                                • Inspecting the drive shaft requires 9                                                                     Aviation Safety Engineer, Safety Management
                                                                                                      this AD and placed it in the AD docket.
                                             work-hours and no parts. The estimated                                                                         Group, Rotorcraft Directorate, FAA, 10101
                                             cost is $765 per helicopter and $108,630                 List of Subjects in 14 CFR Part 39                    Hillwood Pkwy, Fort Worth, TX 76177;
                                             for the U.S. fleet.                                                                                            telephone (817) 222–5110; email 9-ASW-
                                                • Replacing the drive shaft requires                    Air transportation, Aircraft, Aviation              FTW-AMOC-Requests@faa.gov.
                                             no additional labor hours. Parts cost                    safety, Incorporation by reference,                      (2) For operations conducted under a 14
                                             $6,082 per helicopter.                                   Safety.                                               CFR part 119 operating certificate or under
                                                According to Agusta service                                                                                 14 CFR part 91, subpart K, we suggest that
                                                                                                      Adoption of the Amendment                             you notify your principal inspector, or
                                             information, some of the costs of this
                                                                                                        Accordingly, under the authority                    lacking a principal inspector, the manager of
                                             AD may be covered under warranty,                                                                              the local flight standards district office or
                                             thereby reducing the cost impact on                      delegated to me by the Administrator,
                                                                                                      the FAA amends 14 CFR part 39 as                      certificate holding district office, before
                                             affected individuals. We do not control                                                                        operating any aircraft complying with this
                                             warranty coverage by Agusta.                             follows:
                                                                                                                                                            AD through an AMOC.
                                             Accordingly, we have included all costs
                                                                                                      PART 39—AIRWORTHINESS                                 (g) Additional Information
                                             in our cost estimate.
                                                                                                      DIRECTIVES                                              The subject of this AD is addressed in
                                             Authority for This Rulemaking                                                                                  European Aviation Safety Agency (EASA) AD
                                               Title 49 of the United States Code                     ■ 1. The authority citation for part 39               No. 2015–0054, dated March 27, 2015. You
                                             specifies the FAA’s authority to issue                   continues to read as follows:                         may view the EASA AD on the Internet at
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                                             rules on aviation safety. Subtitle I,                        Authority: 49 U.S.C. 106(g), 40113, 44701.        http://www.regulations.gov by searching for
                                                                                                                                                            and locating it in Docket No. FAA–2015–
                                             section 106, describes the authority of                                                                        3781.
                                                                                                      § 39.13   [Amended]
                                             the FAA Administrator. Subtitle VII:
                                             Aviation Programs, describes in more                     ■ 2. The FAA amends § 39.13 by adding                 (h) Subject
                                             detail the scope of the Agency’s                         the following new airworthiness                         Joint Aircraft Service Component (JASC)
                                             authority.                                               directive (AD):                                       Code: 6510, Tail Rotor Drive Shaft.



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                                             63376            Federal Register / Vol. 81, No. 179 / Thursday, September 15, 2016 / Rules and Regulations

                                             (i) Material Incorporated by Reference                   (‘‘JFSA’’) that the Commission                         Commission’s margin requirements for
                                                (1) The Director of the Federal Register              determine that laws and regulations                    uncleared swaps applicable to CSEs
                                             approved the incorporation by reference of               applicable in Japan provide a sufficient               (hereinafter, the ‘‘Cross-Border Margin
                                             the service information listed in this                   basis for an affirmative finding of                    Rule’’).4 The Cross-Border Margin Rule
                                             paragraph under 5 U.S.C. 552(a) and 1 CFR                comparability with respect to margin                   sets out the circumstances under which
                                             part 51.                                                 requirements for uncleared swaps                       a CSE is allowed to satisfy the
                                                (2) You must use this service information
                                                                                                      applicable to certain swap dealers                     requirements under the Margin Rule by
                                             as applicable to do the actions required by
                                             this AD, unless the AD specifies otherwise.              (‘‘SDs’’) and major swap participants                  complying with comparable foreign
                                                (i) AgustaWestland Bollettino Tecnico No.             (‘‘MSPs’’) registered with the                         margin requirements (‘‘substituted
                                             109–147, dated March 25, 2015.                           Commission. As discussed in detail                     compliance’’); offers certain CSEs a
                                                (ii) AgustaWestland Bollettino Tecnico No.            herein, with one exception, the                        limited exclusion from the
                                             109EP–143, dated March 25, 2015.                         Commission has found the margin                        Commission’s margin requirements; and
                                                (iii) AgustaWestland Bollettino Tecnico               requirements for uncleared swaps under                 outlined a framework for assessing
                                             No. 109K–68, dated March 25, 2015.                       the laws and regulations of Japan                      whether a foreign jurisdiction’s margin
                                                (iv) AgustaWestland Bollettino Tecnico No.
                                                                                                      comparable to those under the                          requirements are comparable to the
                                             109S–067, dated March 25, 2015.
                                                (v) AgustaWestland Bollettino TecnicoNo.              Commodity Exchange Act (‘‘CEA’’) and                   Final Margin Rule (‘‘comparability
                                             109SP–094, dated March 25, 2015.                         Commission regulations.                                determinations’’). The Commission
                                                (3) For Agusta S.p.A. service information             DATES: This determination is effective                 promulgated the Cross-Border Margin
                                             identified in this final rule, contact                   September 15, 2016.                                    Rule after close consultation with the
                                             AgustaWestland, Product Support                          FOR FURTHER INFORMATION CONTACT:                       Prudential Regulators and in light of
                                             Engineering, Via del Gregge, 100, 21015                                                                         comments from and discussions with
                                                                                                      Eileen T. Flaherty, Director, 202–418–
                                             Lonate Pozzolo (VA) Italy, ATTN: Maurizio                                                                       market participants and foreign
                                             D’Angelo; telephone 39–0331–664757; fax                  5326, eflaherty@cftc.gov, or Frank N.
                                             39–0331–664680; or at http://                            Fisanich, Chief Counsel, 202–418–5949,                 regulators.5
                                             www.agustawestland.com/technical-                        ffisanich@cftc.gov, Division of Swap                      On June 17, 2016, the JFSA (the
                                             bulletins.                                               Dealer and Intermediary Oversight,                     ‘‘applicant’’) submitted a request that
                                                (4) You may view this service information             Commodity Futures Trading                              the Commission determine that laws
                                             at FAA, Office of the Regional Counsel,                  Commission, Three Lafayette Centre,                    and regulations applicable in Japan
                                             Southwest Region, 10101 Hillwood Pkwy,                   1155 21st Street NW., Washington, DC                   provide a sufficient basis for an
                                             Room 6N–321, Fort Worth, TX 76177. For                                                                          affirmative finding of comparability
                                                                                                      20581.
                                             information on the availability of this                                                                         with respect to the Final Margin Rule.
                                             material at the FAA, call (817) 222–5110.                SUPPLEMENTARY INFORMATION:
                                                (5) You may view this service information
                                                                                                                                                             The applicant provided Commission
                                                                                                      I. Introduction                                        staff with an updated submission on
                                             that is incorporated by reference at the
                                             National Archives and Records                               Pursuant to section 4s(e) of the CEA,1              July 26, 2016. On August 18, 2016, the
                                             Administration (NARA). For information on                the Commission is required to                          application was further supplemented
                                             the availability of this material at NARA, call          promulgate margin requirements for                     with corrections and additional
                                             (202) 741–6030, or go to: http://                        uncleared swaps applicable to each SD                  materials. The Commission’s analysis
                                             www.archives.gov/federal-register/cfr/ibr-               and MSP for which there is no                          and comparability determination for
                                             locations.html.                                                                                                 Japan regarding the Final Margin Rule is
                                                                                                      Prudential Regulator (collectively,
                                                Issued in Fort Worth, Texas, on September             ‘‘Covered Swap Entities’’ or ‘‘CSEs’’).2               detailed below.
                                             1, 2016.                                                 The Commission published final margin
                                                                                                                                                                4 See Margin Requirements for Uncleared Swaps
                                             Lance T. Gant,                                           requirements for such CSEs in January
                                                                                                                                                             for Swap Dealers and Major Swap Participants—
                                             Manager, Rotorcraft Directorate, Aircraft                2016 (the ‘‘Final Margin Rule’’).3                     Cross-Border Application of the Margin
                                             Certification Service.                                      Subsequently, on May 31, 2016, the                  Requirements, 81 FR 34818 (May 31, 2016). The
                                             [FR Doc. 2016–21707 Filed 9–14–16; 8:45 am]              Commission published in the Federal                    Cross-Border Margin Rule, which became effective
                                             BILLING CODE 4910–13–P                                   Register its final rule with respect to the            August 1, 2016, is codified in part 23 of the
                                                                                                                                                             Commission’s regulations. See 17 CFR 23.160.
                                                                                                      cross-border application of the                           5 In 2014, in conjunction with re-proposing its

                                                                                                                                                             margin requirements, the Commission requested
                                                                                                        17  U.S.C. 1 et. seq.
                                             COMMODITY FUTURES TRADING                                  2 See
                                                                                                                                                             comment on three alternative approaches to the
                                                                                                               7 U.S.C. 6s(e)(1)(B). SDs and MSPs for        cross-border application of its margin requirements:
                                             COMMISSION                                               which there is a Prudential Regulator must meet the    (i) A transaction-level approach consistent with the
                                                                                                      margin requirements for uncleared swaps                Commission’s guidance on the cross-border
                                             17 CFR Chapter I                                         established by the applicable Prudential Regulator.    application of the CEA’s swap provisions, see
                                                                                                      7 U.S.C. 6s(e)(1)(A). See also 7 U.S.C. 1a(39)         Interpretive Guidance and Policy Statement
                                             Comparability Determination for                          (defining the term ‘‘Prudential Regulator’’ to         Regarding Compliance with Certain Swap
                                             Japan: Margin Requirements for                           include the Board of Governors of the Federal          Regulations, 78 FR 45292 (July 26, 2013) (the
                                                                                                      Reserve System; the Office of the Comptroller of the   ‘‘Guidance’’); (ii) an approach consistent with the
                                             Uncleared Swaps for Swap Dealers                         Currency; the Federal Deposit Insurance                Prudential Regulators’ proposed cross-border
                                             and Major Swap Participants                              Corporation; the Farm Credit Administration; and       framework for margin, see Margin and Capital
                                                                                                      the Federal Housing Finance Agency). The               Requirements for Covered Swap Entities, 79 FR
                                             AGENCY:  Commodity Futures Trading                       Prudential Regulators published final margin           57348 (Sept. 24, 2014); and (iii) an entity-level
                                             Commission.                                              requirements in November 2015. See Margin and          approach that would apply margin rules on a firm-
                                             ACTION: Notice of comparability                          Capital Requirements for Covered Swap Entities, 80     wide basis (without any exclusion for swaps with
                                                                                                      FR 74840 (Nov. 30, 2015) (‘‘Prudential Regulators’     non-U.S. counterparties). See Margin Requirements
                                             determination for margin requirements                    Final Margin Rule’’).                                  for Uncleared Swaps for Swap Dealers and Major
                                             for uncleared swaps under the laws of                      3 See Margin Requirements for Uncleared Swaps        Swap Participants, 79 FR 59898 (Oct. 3, 2014).
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                                             Japan.                                                   for Swap Dealers and Major Swap Participants, 81       Following a review of comments received in
                                                                                                      FR 636 (Jan. 6, 2016). The Margin Rule, which          response to this release, the Commission’s Global
                                             SUMMARY:  The following is the analysis                  became effective April 1, 2016, is codified in part    Markets Advisory Committee (‘‘GMAC’’) hosted a
                                             and determination of the Commodity                       23 of the Commission’s regulations. See 17 CFR         public panel discussion on the cross-border
                                                                                                      23.150 through 23.159, and 23.161. The                 application of margin requirements. See GMAC
                                             Futures Trading Commission                               Commission’s regulations are found in chapter I of     Meeting (May 14, 2015), transcript and webcast
                                             (‘‘Commission’’) regarding a request by                  Title 17 of the Code of Federal Regulations, 17 CFR    available at http://www.cftc.gov/PressRoom/Events/
                                             the Japan Financial Services Agency                      1 et. seq.                                             opaevent_gmac051415.



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Document Created: 2018-02-09 13:18:22
Document Modified: 2018-02-09 13:18:22
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesThis AD is effective October 20, 2016.
ContactMartin R. Crane, Aviation Safety Engineer, Safety Management Group, Rotorcraft Directorate, FAA, 10101 Hillwood Pkwy, Fort Worth, TX 76177; telephone (817) 222-5110; email [email protected]
FR Citation81 FR 63374 
RIN Number2120-AA64
CFR AssociatedAir Transportation; Aircraft; Aviation Safety; Incorporation by Reference and Safety

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