81_FR_63946 81 FR 63766 - Recommendations for Microbial Vectors Used for Gene Therapy; Guidance for Industry; Availability

81 FR 63766 - Recommendations for Microbial Vectors Used for Gene Therapy; Guidance for Industry; Availability

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration

Federal Register Volume 81, Issue 180 (September 16, 2016)

Page Range63766-63767
FR Document2016-22353

The Food and Drug Administration (FDA or Agency) is announcing the availability of a document entitled ``Recommendations for Microbial Vectors Used for Gene Therapy; Guidance for Industry.'' The guidance document provides investigational new drug application (IND) sponsors, with recommendations concerning IND submissions for microbial vectors used for gene therapy (MVGTs) in early phase clinical trials. The guidance focuses on the chemistry, manufacturing, and control (CMC) information that sponsors should submit in an IND for MVGTs and provides an overview of preclinical and clinical considerations for these products. The guidance announced in this notice finalizes the draft guidance of the same title dated October 2015 and supplements the guidance entitled ``Guidance for FDA Reviewers and Sponsors: Content and Review of Chemistry, Manufacturing, and Control (CMC) Information for Human Gene Therapy Investigational New Drug Applications (INDs),'' dated April 2008.

Federal Register, Volume 81 Issue 180 (Friday, September 16, 2016)
[Federal Register Volume 81, Number 180 (Friday, September 16, 2016)]
[Notices]
[Pages 63766-63767]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-22353]


-----------------------------------------------------------------------

DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

[Docket No. FDA-2015-D-3399]


Recommendations for Microbial Vectors Used for Gene Therapy; 
Guidance for Industry; Availability

AGENCY: Food and Drug Administration, HHS.

ACTION: Notice of availability.

-----------------------------------------------------------------------

SUMMARY: The Food and Drug Administration (FDA or Agency) is announcing 
the availability of a document entitled ``Recommendations for Microbial 
Vectors Used for Gene Therapy; Guidance for Industry.'' The guidance 
document provides investigational new drug application (IND) sponsors, 
with recommendations concerning IND submissions for microbial vectors 
used for gene therapy (MVGTs) in early phase clinical trials. The 
guidance focuses on the chemistry, manufacturing, and control (CMC) 
information that sponsors should submit in an IND for MVGTs and 
provides an overview of preclinical and clinical considerations for 
these products. The guidance announced in this notice finalizes the 
draft guidance of the same title dated October 2015 and supplements the 
guidance entitled ``Guidance for FDA Reviewers and Sponsors: Content 
and Review of Chemistry, Manufacturing, and Control (CMC) Information 
for Human Gene Therapy Investigational New Drug Applications (INDs),'' 
dated April 2008.

DATES: Submit either electronic or written comments on Agency guidances 
at any time.

ADDRESSES: You may submit comments as follows:

Electronic Submissions

    Submit electronic comments in the following way:
     Federal eRulemaking Portal: http://www.regulations.gov. 
Follow the instructions for submitting comments. Comments submitted 
electronically, including attachments, to http://www.regulations.gov 
will be posted to the docket unchanged. Because your comment will be 
made public, you are solely responsible for ensuring that your comment 
does not include any confidential information that you or a third party 
may not wish to be posted, such as medical information, your or anyone 
else's Social Security number, or confidential business information, 
such as a manufacturing process. Please note that if you include your 
name, contact information, or other information that identifies you in 
the body of your comments, that information will be posted on http://www.regulations.gov.
     If you want to submit a comment with confidential 
information that you do not wish to be made available to the public, 
submit the comment as a written/paper submission and in the manner 
detailed (see ``Written/Paper Submissions'' and ``Instructions'').

Written/Paper Submissions

    Submit written/paper submissions as follows:
     Mail/Hand delivery/Courier (for written/paper 
submissions): Division of Dockets Management (HFA-305), Food and Drug 
Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852.
     For written/paper comments submitted to the Division of 
Dockets Management, FDA will post your comment, as well as any 
attachments, except for information submitted, marked and identified, 
as confidential, if submitted as detailed in ``Instructions.''
    Instructions: All submissions received must include the Docket No. 
FDA-2015-D-3399 for ``Recommendations for Microbial Vectors Used for 
Gene Therapy; Guidance for Industry.'' Received comments will be placed 
in the docket and, except for those submitted as ``Confidential 
Submissions,'' publicly viewable at http://www.regulations.gov or at 
the Division of Dockets Management between 9 a.m. and 4 p.m., Monday 
through Friday.
     Confidential Submissions--To submit a comment with 
confidential information that you do not wish to be made publicly 
available, submit your comments only as a written/paper submission. You 
should submit two copies total. One copy will include the information 
you claim to be confidential with a heading or cover note that states 
``THIS DOCUMENT CONTAINS CONFIDENTIAL INFORMATION.'' The Agency will 
review this copy, including the claimed confidential information, in 
its consideration of comments. The second copy, which will have the 
claimed confidential information redacted/blacked out, will be 
available for public viewing and posted on http://www.regulations.gov. 
Submit both copies to the Division of Dockets Management. If you do not 
wish your name and contact information to be made publicly available, 
you can provide this information on the cover sheet and not in the body 
of your comments and you must identify this information as 
``confidential.'' Any information marked as ``confidential'' will not 
be disclosed except in accordance with 21 CFR 10.20 and other 
applicable disclosure law. For more information about FDA's posting of 
comments to public dockets, see 80 FR 56469, September 18, 2015, or 
access the information at: http://www.fda.gov/regulatoryinformation/dockets/default.htm.
    Docket: For access to the docket to read background documents or 
the electronic and written/paper comments received, go to http://www.regulations.gov and insert the docket number, found in brackets in 
the heading of this document, into the ``Search'' box and follow the 
prompts and/or go to the Division of Dockets Management, 5630 Fishers 
Lane, Rm. 1061, Rockville, MD 20852.
    Submit written requests for single copies of the guidance to the 
Office of Communication, Outreach and Development, Center for Biologics 
Evaluation and Research (CBER), Food and Drug Administration, 10903 New 
Hampshire Ave., Bldg. 71, Rm. 3128, Silver Spring, MD 20993-0002. Send 
one self-addressed adhesive label to assist the office in processing 
your requests. The guidance may also be obtained by mail by calling 
CBER at 1-800-835-4709 or 240-402-8010. See the SUPPLEMENTARY 
INFORMATION section for electronic access to the guidance document.

FOR FURTHER INFORMATION CONTACT: Tami Belouin, Center for Biologics 
Evaluation and Research, Food and Drug Administration, 10903 New 
Hampshire Ave., Bldg. 71, Rm. 7301, Silver Spring, MD 20993-0002, 240-
402-7911.

SUPPLEMENTARY INFORMATION: 

I. Background

    FDA is announcing the availability of a document entitled 
``Recommendations for Microbial Vectors Used for Gene Therapy; Guidance 
for Industry.'' The guidance provides IND sponsors, with 
recommendations concerning IND submissions for microbial vectors used 
for MVGTs in early phase clinical trials. The guidance focuses on the 
CMC information that sponsors should submit in an IND for MVGTs and 
provides an overview of preclinical and

[[Page 63767]]

clinical considerations for these products.
    In the Federal Register of October 14, 2015 (80 FR 61822), FDA 
announced the availability of the draft guidance of the same title 
dated October 2015. FDA received one comment on the draft guidance and 
that comment was considered as the guidance was finalized. Minor 
editorial changes were made in response to the comment to improve 
clarity. The guidance announced in this notice finalizes the draft 
guidance dated October 2015 and supplements the guidance entitled 
``Guidance for FDA Reviewers and Sponsors: Content and Review of 
Chemistry, Manufacturing, and Control (CMC) Information for Human Gene 
Therapy Investigational New Drug Applications (INDs),'' dated April 
2008.
    This guidance is being issued consistent with FDA's good guidance 
practices regulation (21 CFR 10.115). The guidance represents the 
current thinking of FDA on recommendations for MVGTs. It does not 
establish any rights for any person and is not binding on FDA or the 
public. You can use an alternative approach if it satisfies the 
requirements of the applicable statutes and regulations.

II. Paperwork Reduction Act of 1995

    This guidance refers to previously approved collections of 
information found in FDA regulations. These collections of information 
are subject to review by the Office of Management and Budget (OMB) 
under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520). The 
collections of information in 21 CFR parts 211 and 610 have been 
approved under OMB control number 0910-0139 and in 21 CFR part 312 
under OMB control number 0910-0014.

III. Electronic Access

    Persons with access to the Internet may obtain the guidance at 
either http://www.fda.gov/BiologicsBloodVaccines/GuidanceComplianceRegulatoryInformation/Guidances/default.htm or http://www.regulations.gov.

    Dated: September 12, 2016.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2016-22353 Filed 9-15-16; 8:45 am]
BILLING CODE 4164-01-P



                                                  63766                       Federal Register / Vol. 81, No. 180 / Friday, September 16, 2016 / Notices

                                                  Guidances/default.htm or http://                        solely responsible for ensuring that your             copies to the Division of Dockets
                                                  www.regulations.gov.                                    comment does not include any                          Management. If you do not wish your
                                                    Dated: September 12, 2016.                            confidential information that you or a                name and contact information to be
                                                  Leslie Kux,
                                                                                                          third party may not wish to be posted,                made publicly available, you can
                                                                                                          such as medical information, your or                  provide this information on the cover
                                                  Associate Commissioner for Policy.
                                                                                                          anyone else’s Social Security number, or              sheet and not in the body of your
                                                  [FR Doc. 2016–22347 Filed 9–15–16; 8:45 am]             confidential business information, such               comments and you must identify this
                                                  BILLING CODE 4164–01–P                                  as a manufacturing process. Please note               information as ‘‘confidential.’’ Any
                                                                                                          that if you include your name, contact                information marked as ‘‘confidential’’
                                                                                                          information, or other information that                will not be disclosed except in
                                                  DEPARTMENT OF HEALTH AND                                identifies you in the body of your                    accordance with 21 CFR 10.20 and other
                                                  HUMAN SERVICES                                          comments, that information will be                    applicable disclosure law. For more
                                                                                                          posted on http://www.regulations.gov.                 information about FDA’s posting of
                                                  Food and Drug Administration
                                                                                                            • If you want to submit a comment                   comments to public dockets, see 80 FR
                                                  [Docket No. FDA–2015–D–3399]                            with confidential information that you                56469, September 18, 2015, or access
                                                                                                          do not wish to be made available to the               the information at: http://www.fda.gov/
                                                  Recommendations for Microbial                           public, submit the comment as a                       regulatoryinformation/dockets/
                                                  Vectors Used for Gene Therapy;                          written/paper submission and in the                   default.htm.
                                                  Guidance for Industry; Availability                     manner detailed (see ‘‘Written/Paper                     Docket: For access to the docket to
                                                  AGENCY:    Food and Drug Administration,                Submissions’’ and ‘‘Instructions’’).                  read background documents or the
                                                  HHS.                                                    Written/Paper Submissions                             electronic and written/paper comments
                                                  ACTION:   Notice of availability.                          Submit written/paper submissions as                received, go to http://
                                                                                                          follows:                                              www.regulations.gov and insert the
                                                  SUMMARY:   The Food and Drug                               • Mail/Hand delivery/Courier (for                  docket number, found in brackets in the
                                                  Administration (FDA or Agency) is                       written/paper submissions): Division of               heading of this document, into the
                                                  announcing the availability of a                        Dockets Management (HFA–305), Food                    ‘‘Search’’ box and follow the prompts
                                                  document entitled ‘‘Recommendations                     and Drug Administration, 5630 Fishers                 and/or go to the Division of Dockets
                                                  for Microbial Vectors Used for Gene                     Lane, Rm. 1061, Rockville, MD 20852.                  Management, 5630 Fishers Lane, Rm.
                                                  Therapy; Guidance for Industry.’’ The                      • For written/paper comments                       1061, Rockville, MD 20852.
                                                  guidance document provides                              submitted to the Division of Dockets                     Submit written requests for single
                                                  investigational new drug application                    Management, FDA will post your                        copies of the guidance to the Office of
                                                  (IND) sponsors, with recommendations                    comment, as well as any attachments,                  Communication, Outreach and
                                                  concerning IND submissions for                          except for information submitted,                     Development, Center for Biologics
                                                  microbial vectors used for gene therapy                 marked and identified, as confidential,               Evaluation and Research (CBER), Food
                                                  (MVGTs) in early phase clinical trials.                 if submitted as detailed in                           and Drug Administration, 10903 New
                                                  The guidance focuses on the chemistry,                  ‘‘Instructions.’’                                     Hampshire Ave., Bldg. 71, Rm. 3128,
                                                  manufacturing, and control (CMC)                           Instructions: All submissions received             Silver Spring, MD 20993–0002. Send
                                                  information that sponsors should                        must include the Docket No. FDA–                      one self-addressed adhesive label to
                                                  submit in an IND for MVGTs and                          2015–D–3399 for ‘‘Recommendations                     assist the office in processing your
                                                  provides an overview of preclinical and                 for Microbial Vectors Used for Gene                   requests. The guidance may also be
                                                  clinical considerations for these                       Therapy; Guidance for Industry.’’                     obtained by mail by calling CBER at 1–
                                                  products. The guidance announced in                     Received comments will be placed in                   800–835–4709 or 240–402–8010. See
                                                  this notice finalizes the draft guidance                the docket and, except for those                      the SUPPLEMENTARY INFORMATION section
                                                  of the same title dated October 2015 and                submitted as ‘‘Confidential                           for electronic access to the guidance
                                                  supplements the guidance entitled                       Submissions,’’ publicly viewable at                   document.
                                                  ‘‘Guidance for FDA Reviewers and                        http://www.regulations.gov or at the
                                                  Sponsors: Content and Review of                                                                               FOR FURTHER INFORMATION CONTACT:
                                                                                                          Division of Dockets Management
                                                  Chemistry, Manufacturing, and Control                                                                         Tami Belouin, Center for Biologics
                                                                                                          between 9 a.m. and 4 p.m., Monday
                                                  (CMC) Information for Human Gene                                                                              Evaluation and Research, Food and
                                                                                                          through Friday.
                                                  Therapy Investigational New Drug                           • Confidential Submissions—To                      Drug Administration, 10903 New
                                                  Applications (INDs),’’ dated April 2008.                submit a comment with confidential                    Hampshire Ave., Bldg. 71, Rm. 7301,
                                                  DATES: Submit either electronic or                      information that you do not wish to be                Silver Spring, MD 20993–0002, 240–
                                                  written comments on Agency guidances                    made publicly available, submit your                  402–7911.
                                                  at any time.                                            comments only as a written/paper                      SUPPLEMENTARY INFORMATION:
                                                  ADDRESSES: You may submit comments                      submission. You should submit two
                                                                                                                                                                I. Background
                                                  as follows:                                             copies total. One copy will include the
                                                                                                          information you claim to be confidential                FDA is announcing the availability of
                                                  Electronic Submissions                                  with a heading or cover note that states              a document entitled ‘‘Recommendations
                                                    Submit electronic comments in the                     ‘‘THIS DOCUMENT CONTAINS                              for Microbial Vectors Used for Gene
                                                  following way:                                          CONFIDENTIAL INFORMATION.’’ The                       Therapy; Guidance for Industry.’’ The
                                                    • Federal eRulemaking Portal: http://                 Agency will review this copy, including               guidance provides IND sponsors, with
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                                                  www.regulations.gov. Follow the                         the claimed confidential information, in              recommendations concerning IND
                                                  instructions for submitting comments.                   its consideration of comments. The                    submissions for microbial vectors used
                                                  Comments submitted electronically,                      second copy, which will have the                      for MVGTs in early phase clinical trials.
                                                  including attachments, to http://                       claimed confidential information                      The guidance focuses on the CMC
                                                  www.regulations.gov will be posted to                   redacted/blacked out, will be available               information that sponsors should
                                                  the docket unchanged. Because your                      for public viewing and posted on http://              submit in an IND for MVGTs and
                                                  comment will be made public, you are                    www.regulations.gov. Submit both                      provides an overview of preclinical and


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                                                                              Federal Register / Vol. 81, No. 180 / Friday, September 16, 2016 / Notices                                           63767

                                                  clinical considerations for these                       DEPARTMENT OF HEALTH AND                              ethical treatment of study subjects and
                                                  products.                                               HUMAN SERVICES                                        for acquiring adequate and reliable data
                                                     In the Federal Register of October 14,                                                                     to support regulatory decisions. This
                                                                                                          Food and Drug Administration                          course is intended to train clinical
                                                  2015 (80 FR 61822), FDA announced the
                                                  availability of the draft guidance of the               [Docket No. FDA–2013–N–1214]                          investigators in all elements of clinical
                                                                                                                                                                trials, including the preclinical and
                                                  same title dated October 2015. FDA
                                                                                                          Clinical Investigator Training Course                 clinical information needed to support
                                                  received one comment on the draft
                                                                                                                                                                the investigational use of medical
                                                  guidance and that comment was                           AGENCY:    Food and Drug Administration,              products; the statistical design of trials;
                                                  considered as the guidance was                          HHS.                                                  and scientific, regulatory, and ethical
                                                  finalized. Minor editorial changes were                 ACTION:   Notice.                                     considerations related to conduct of
                                                  made in response to the comment to                                                                            clinical trials. The course lecturers will
                                                  improve clarity. The guidance                           SUMMARY:    The Food and Drug                         include a diverse representation of
                                                  announced in this notice finalizes the                  Administration (FDA), in collaboration                senior FDA staff and other experts,
                                                  draft guidance dated October 2015 and                   with the University of Maryland Center                enabling communication on issues
                                                  supplements the guidance entitled                       of Excellence in Regulatory Science and               critical for successful conduct of clinical
                                                  ‘‘Guidance for FDA Reviewers and                        Innovation (M–CERSI), is announcing a                 research.
                                                  Sponsors: Content and Review of                         3-day training course for clinical
                                                                                                          investigators on the scientific, ethical,             II. Description of the Training Course
                                                  Chemistry, Manufacturing, and Control
                                                  (CMC) Information for Human Gene                        and regulatory aspects of clinical trials             A. Purpose
                                                  Therapy Investigational New Drug                        for medical products. This training
                                                                                                          course is intended to provide clinical                   The training course is designed to
                                                  Applications (INDs),’’ dated April 2008.                                                                      provide clinical investigators with an
                                                                                                          investigators, such as clinicians, nurses,
                                                     This guidance is being issued                        pharmacists, and other health care                    overview of the following information:
                                                  consistent with FDA’s good guidance                     providers involved in conducting                         • The essential toxicological,
                                                  practices regulation (21 CFR 10.115).                   clinical trials, with expertise in the                pharmacological, and manufacturing
                                                  The guidance represents the current                     design, conduct, and analysis of clinical             data to support investigational use in
                                                  thinking of FDA on recommendations                      trials; to improve the quality of clinical            humans;
                                                  for MVGTs. It does not establish any                    trials; and to enhance the safety of trial               • Fundamental issues in the design
                                                  rights for any person and is not binding                participants. Senior FDA staff, along                 and conduct of clinical trials;
                                                                                                                                                                   • Statistical and analytic
                                                  on FDA or the public. You can use an                    with other experts, will present on
                                                                                                                                                                considerations in the interpretation of
                                                  alternative approach if it satisfies the                issues critical for successful conduct of
                                                                                                                                                                trial data;
                                                  requirements of the applicable statutes                 clinical research.                                       • Appropriate safety evaluation
                                                  and regulations.                                        DATES: The training course will be held               during studies; and
                                                  II. Paperwork Reduction Act of 1995
                                                                                                          on November 7, 2016, from 8:20 a.m. to                   • The ethical considerations and
                                                                                                          5:30 p.m. (registration begins at 7:30                regulatory requirements for clinical
                                                    This guidance refers to previously                    a.m.); on November 8, 2016, from 8:30                 trials.
                                                  approved collections of information                     a.m. to 4:45 p.m.; and on November 9,                    In addition, the course aims to:
                                                  found in FDA regulations. These                         2016, from 8:30 a.m. to 3:30 p.m.                        • Foster a cadre of clinical
                                                  collections of information are subject to               ADDRESSES: The course will be held at                 investigators with knowledge,
                                                  review by the Office of Management and                  the Silver Spring Civic Building at                   experience, and commitment to
                                                                                                          Veterans Plaza, One Veterans Place,                   investigational medicine;
                                                  Budget (OMB) under the Paperwork
                                                                                                          Silver Spring, MD 20910. GPS device                      • Promote communication between
                                                  Reduction Act of 1995 (44 U.S.C. 3501–                                                                        clinical investigators and FDA;
                                                  3520). The collections of information in                address: 8525 Fenton St., Silver Spring,
                                                                                                          MD 20910. For additional information,                    • Enhance investigators’
                                                  21 CFR parts 211 and 610 have been                                                                            understanding of FDA’s role in
                                                                                                          please refer to http://
                                                  approved under OMB control number                                                                             experimental medicine;
                                                                                                          www.silverspringdowntown.com/go/
                                                  0910–0139 and in 21 CFR part 312
                                                                                                          silver-spring-civic-building-and-                        • Improve the quality of clinical trial
                                                  under OMB control number 0910–0014.                     veterans-plaza. (FDA has verified the                 data; and
                                                                                                          Web address, but FDA is not responsible                  • Enhance protection of subjects in
                                                  III. Electronic Access
                                                                                                          for subsequent changes to the Web site                clinical trials.
                                                    Persons with access to the Internet                   after this document publishes in the                  B. Agenda
                                                  may obtain the guidance at either http://               Federal Register.)
                                                                                                                                                                  The course will be conducted over 3
                                                  www.fda.gov/BiologicsBloodVaccines/                     FOR FURTHER INFORMATION CONTACT:                      days and will be presented mainly by
                                                  GuidanceCompliance                                      Nicole Silva, Office of Medical Policy,               senior FDA staff with other lecturers
                                                  RegulatoryInformation/Guidances/                        Center for Drug Evaluation and                        presenting on selected topics. The
                                                  default.htm or http://                                  Research, Food and Drug                               agenda is available at http://www.fda.
                                                  www.regulations.gov.                                    Administration, 10903 New Hampshire                   gov/Training/ClinicalInvestigator
                                                    Dated: September 12, 2016.                            Ave., Bldg. 51, Rm. 6323, Silver Spring,              TrainingCourse/default.htm.
                                                                                                          MD 20993, 301–796–3419,
                                                  Leslie Kux,                                                                                                   C. Target Audience
                                                                                                          Nicole.Silva@fda.hhs.gov.
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                                                  Associate Commissioner for Policy.
                                                                                                          SUPPLEMENTARY INFORMATION:                               The course is targeted toward
                                                  [FR Doc. 2016–22353 Filed 9–15–16; 8:45 am]                                                                   clinicians, nurses, pharmacists and
                                                  BILLING CODE 4164–01–P                                  I. Background                                         other health care professionals
                                                                                                            Clinical trial investigators play a                 responsible for, or involved in, the
                                                                                                          critical role in the development of                   conduct and/or design of clinical trials.
                                                                                                          medical products. They bear the                          Registration: There is no registration
                                                                                                          responsibility for ensuring the safe and              fee to attend this in-person training


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Document Created: 2016-09-16 00:24:30
Document Modified: 2016-09-16 00:24:30
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice of availability.
DatesSubmit either electronic or written comments on Agency guidances at any time.
ContactTami Belouin, Center for Biologics Evaluation and Research, Food and Drug Administration, 10903 New Hampshire Ave., Bldg. 71, Rm. 7301, Silver Spring, MD 20993-0002, 240- 402-7911.
FR Citation81 FR 63766 

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