81 FR 65461 - Reporting and Recordkeeping Requirements Under OMB Review

SMALL BUSINESS ADMINISTRATION

Federal Register Volume 81, Issue 184 (September 22, 2016)

Page Range		65461-65462
FR Document		2016-22857

The Small Business Administration (SBA) is publishing this notice to comply with requirements of the Paperwork Reduction Act (PRA) (44 U.S.C. chapter 35), which requires agencies to submit proposed reporting and recordkeeping requirements to OMB for review and approval, and to publish a notice in the Federal Register notifying the public that the agency has made such a submission. This notice also allows an additional 30 days for public comments.

Federal Register, Volume 81 Issue 184 (Thursday, September 22, 2016)

[Federal Register Volume 81, Number 184 (Thursday, September 22, 2016)]
[Notices]
[Pages 65461-65462]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-22857]


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SMALL BUSINESS ADMINISTRATION


Reporting and Recordkeeping Requirements Under OMB Review

AGENCY: Small Business Administration.

ACTION: 30-day notice.

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SUMMARY: The Small Business Administration (SBA) is publishing this 
notice to comply with requirements of the Paperwork Reduction Act (PRA) 
(44 U.S.C. chapter 35), which requires agencies to submit proposed 
reporting and recordkeeping requirements to OMB for review and 
approval, and to publish a notice in the Federal Register notifying the 
public that the agency has made such a submission. This notice also 
allows an additional 30 days for public comments.

DATES: Submit comments on or before October 24, 2016.

ADDRESSES: Comments should refer to the information collection by name 
and/or OMB Control Number and should be sent to: Agency Clearance 
Officer, Curtis Rich, Small Business Administration, 409 3rd Street 
SW., 5th Floor, Washington, DC 20416; and SBA Desk Officer, Office of 
Information and Regulatory Affairs, Office of Management and Budget, 
New Executive Office Building, Washington, DC 20503.

[[Page 65462]]


FOR FURTHER INFORMATION CONTACT: Curtis Rich, Agency Clearance Officer, 
(202) 205-7030 [email protected].
    Copies: A copy of the Form OMB 83-1, supporting statement, and 
other documents submitted to OMB for review may be obtained from the 
Agency Clearance Officer.

SUPPLEMENTARY INFORMATION: SBA Forms 1405 and 1405A are used by Small 
Business Administration (SBA) examiners as part of their examination of 
licensed small business investment companies (SBICs). This information 
is collected from SBIC'S Stockholders and partners and provides 
independent third party confirmation of an SBIC's representations 
concerning its owners. The information helps SBA to evaluate the SBIC'S 
with applicable laws and regulations concerning capital requirements.
    Title: Stockholders Confirmation Corporation Ownership, 
Confirmation Partnership.
    Description of Respondents: Investment Companies.
    Form Numbers: 1405, 1405A.
    Annual Responses: 500.
    Annual Burden: 500.

Curtis B. Rich,
Management Analyst.
[FR Doc. 2016-22857 Filed 9-21-16; 8:45 am]
BILLING CODE 8025-01-P

Federal Register / Vol. 81, No. 184 / Thursday, September 22, 2016 / Notices 65461

comprehensive investment management transactions from any provisions of the Executive Office Building, Washington,
services subject to the supervision of, Act, or any rule thereunder, if such DC 20503.
and policies established by, each Fund’s relief is necessary or appropriate in the FOR FURTHER INFORMATION CONTACT:
board of trustees (‘‘Board’’). The public interest and consistent with the Curtis Rich, Agency Clearance Officer,
Advisory Agreement permits the protection of investors and purposes (202) 205–7030 curtis.rich@sba.gov.
Adviser, subject to the approval of the fairly intended by the policy and Copies: A copy of the Form OMB 83–
Board, to delegate to one or more sub- provisions of the Act. Applicants 1, supporting statement, and other
advisers (each, a ‘‘Sub-Adviser’’ and believe that the requested relief meets documents submitted to OMB for
collectively, the ‘‘Sub-Advisers’’) the this standard because, as further review may be obtained from the
responsibility to provide the day-to-day explained in the application, the Agency Clearance Officer.
portfolio investment management of Advisory Agreements will remain SUPPLEMENTARY INFORMATION: Small
each Fund, subject to the supervision subject to shareholder approval, while Business Administration Surety Bond
and direction of the Adviser. The the role of the Sub-Advisers is Guarantee Program was created to
primary responsibility for managing the substantially similar to that of encourage surety companies to provide
Funds will remain vested in the individual portfolio managers, so that bonding for small contractor’s. The
Adviser. The Adviser will hire, requiring shareholder approval of Sub- information collection on this form from
evaluate, allocate assets to and oversee Advisory Agreements would impose surety companies will be used to update
the Sub-Advisers, including unnecessary delays and expenses on the status of successfully completed
determining whether a Sub-Adviser Funds. Applicants believe that the contracts and to provide a final
should be terminated, at all times requested relief from the Disclosure accounting of contrator and surety fees
subject to the authority of the Board. Requirements meets this standard due to SBA.
2. Applicants request an exemption to because it will improve the Adviser’s Title: Quarterly Contract Completion
permit the Adviser, subject to Board ability to negotiate fees paid to the Sub- Report.
approval, to hire certain Sub-Advisers Advisers that are more advantageous for Description of Respondents: Surety
pursuant to Sub-Advisory Agreements the Funds. Companies.
and materially amend existing Sub- Form Number: 2461.
Advisory Agreements without obtaining For the Commission, by the Division of Annual Responses: 92.
Investment Management, under delegated Annual Burden: 92.
the shareholder approval required under authority.
Section 15(a) of the Act and Rule 18f– Curtis B. Rich,
Robert W. Errett,
2 under the Act.2 Applicants also seek
Deputy Secretary. Management Analyst.
an exemption from the Disclosure
[FR Doc. 2016–22793 Filed 9–21–16; 8:45 am] [FR Doc. 2016–22849 Filed 9–21–16; 8:45 am]
Requirements to permit a Fund to
BILLING CODE 8025–01–P
disclose (as both a dollar amount and a BILLING CODE 8011–01–P
percentage of the Fund’s net assets): (a)
The aggregate fees paid to the Adviser;
SMALL BUSINESS ADMINISTRATION
and (b) the aggregate fees paid to Sub-
Advisers other than Affiliated Sub- SMALL BUSINESS ADMINISTRATION
Reporting and Recordkeeping
Advisers; and (c) the fee paid to each Requirements Under OMB Review
Affiliated Sub-Adviser (collectively, Reporting and Recordkeeping
‘‘Aggregate Fee Disclosure’’). Requirements Under OMB Review AGENCY: Small Business Administration.
3. Applicants agree that any order AGENCY: Small Business Administration. ACTION: 30-day notice.
granting the requested relief will be
subject to the terms and conditions ACTION: 30-Day notice. SUMMARY: The Small Business
stated in the application. Such terms Administration (SBA) is publishing this
SUMMARY: The Small Business notice to comply with requirements of
and conditions provide for, among other Administration (SBA) is publishing this
safeguards, appropriate disclosure to the Paperwork Reduction Act (PRA) (44
notice to comply with requirements of U.S.C. chapter 35), which requires
Fund shareholders and notification the Paperwork Reduction Act (PRA) (44
about sub-advisory changes and agencies to submit proposed reporting
U.S.C. Chapter 35), which requires and recordkeeping requirements to
enhanced Board oversight to protect the agencies to submit proposed reporting
interests of the Funds’ shareholders. OMB for review and approval, and to
and recordkeeping requirements to publish a notice in the Federal Register
4. Section 6(c) of the Act provides that OMB for review and approval, and to
the Commission may exempt any notifying the public that the agency has
publish a notice in the Federal Register made such a submission. This notice
person, security, or transaction or any notifying the public that the agency has
class or classes of persons, securities, or also allows an additional 30 days for
made such a submission. This notice public comments.
also allows an additional 30 days for DATES: Submit comments on or before
its successor (each, also an ‘‘Adviser’’); (b) uses the
manager of managers structure described in the public comments. October 24, 2016.
application; and (c) complies with the terms and DATES: Submit comments on or before ADDRESSES: Comments should refer to
conditions of the application (any such series, a October 24, 2016.
‘‘Fund’’ and collectively, the ‘‘Funds’’). For the information collection by name and/
purposes of the requested order, ‘‘successor’’ is ADDRESSES: Comments should refer to or OMB Control Number and should be
limited to an entity that results from a the information collection by name and/ sent to: Agency Clearance Officer, Curtis
asabaliauskas on DSK3SPTVN1PROD with NOTICES

reorganization into another jurisdiction or a change or OMB Control Number and should be Rich, Small Business Administration,
in the type of business organization.
2 The requested relief will not extend to any Sub- sent to: Agency Clearance Officer, Curtis 409 3rd Street SW., 5th Floor,
Adviser that is an affiliated person, as defined in Rich, Small Business Administration, Washington, DC 20416; and SBA Desk
Section 2(a)(3) of the Act, of the Trust, a Fund, or 409 3rd Street SW., 5th Floor, Officer, Office of Information and
the Adviser, other than by reason of serving as a Washington, DC 20416; and SBA Desk Regulatory Affairs, Office of
sub-adviser to one or more of the Funds, or as an
investment adviser or sub-adviser to any series of
Officer, Office of Information and Management and Budget, New
the Trust other than the Funds (‘‘Affiliated Sub- Regulatory Affairs, Office of Executive Office Building, Washington,
Adviser’’). Management and Budget, New DC 20503.

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65462 Federal Register / Vol. 81, No. 184 / Thursday, September 22, 2016 / Notices

FOR FURTHER INFORMATION CONTACT: 833–9434, or Web site at http:// DEPARTMENT OF TRANSPORTATION
Curtis Rich, Agency Clearance Officer, www.rtca.org.
(202) 205–7030 curtis.rich@sba.gov. Federal Aviation Administration
Copies: A copy of the Form OMB SUPPLEMENTARY INFORMATION: Pursuant
83–1, supporting statement, and other to section 10(a)(2) of the Federal Twentieth RTCA SC–223 Aeronautical
documents submitted to OMB for Advisory Committee Act (Pub. L. 92– Mobile Airport Communication System
review may be obtained from the 463, 5 U.S.C., App.), notice is hereby Plenary Calling Notice
Agency Clearance Officer. given for a meeting of the Thirty Second AGENCY: Federal Aviation
SUPPLEMENTARY INFORMATION: SBA RTCA SC–213 Enhanced Flight Vision Administration (FAA), U.S. Department
Forms 1405 and 1405A are used by Systems/Synthetic Vision Systems of Transportation (DOT).
Small Business Administration (SBA) (EFVS/SVS). The agenda will include ACTION: Twentieth RTCA SC–223
examiners as part of their examination the following: Aeronautical Mobile Airport
of licensed small business investment Communication System Plenary Calling
Monday, October 24
companies (SBICs). This information is Notice.
collected from SBIC’S Stockholders and Working Group meetings
partners and provides independent SUMMARY: The FAA is issuing this notice
third party confirmation of an SBIC’s Tuesday, October 25 to advise the public of a meeting of
representations concerning its owners. Twentieth RTCA SC–223 Aeronautical
Plenary discussion (sign-in at 08:00 Mobile Airport Communication System
The information helps SBA to evaluate
a.m.) Plenary Calling Notice.
the SBIC’S with applicable laws and
regulations concerning capital 1. Introductions and administrative DATES: The meeting will be held
requirements. items November 08–09, 2016, 09:00 a.m.–
Title: Stockholders Confirmation 2. Review and approve minutes from 05:00 p.m. and November 10, 2016
Corporation Ownership, Confirmation last full plenary meeting 09:00 a.m.–12:00 p.m.
Partnership. ADDRESSES: The meeting will be held at:
Description of Respondents: 3. Review of terms of reference and RTCA Headquarters, 1150 18th Street
Investment Companies. update work product dates NW., Suite 910, Washington, DC 20036.
Form Numbers: 1405, 1405A. 4. WG1, WG2, WG3 and WG4 status FOR FURTHER INFORMATION CONTACT:
Annual Responses: 500. updates Rebecca Morrison at rmorrison@rtca.org
Annual Burden: 500. 5. Industry updates or (202) 330–0654, or The RTCA
Curtis B. Rich,
Secretariat, 1150 18th Street NW., Suite
6. Working group discussion
910, Washington, DC 20036, or by
Management Analyst.
Wednesday, October 26 telephone at (202) 833–9339, fax at (202)
[FR Doc. 2016–22857 Filed 9–21–16; 8:45 am]
833–9434, or Web site at http://
BILLING CODE 8025–01–P Plenary discussion www.rtca.org.
1. Working group discussions SUPPLEMENTARY INFORMATION: Pursuant
Thursday, October 27 to section 10(a)(2) of the Federal
DEPARTMENT OF TRANSPORTATION Advisory Committee Act (Pub. L. 92–
Plenary discussion 463, 5 U.S.C., App.), notice is hereby
Federal Aviation Administration given for a meeting of the Twentieth
1. Working group discussion
RTCA SC–223 Aeronautical Mobile
Thirty Second RTCA SC–213 Enhanced 2. Administrative items (new meeting Airport Communication System Plenary
Flight Vision Systems/Synthetic Vision location/dates, action items etc.) Calling Notice. The agenda will include
Systems (EFVS/SVS)
Attendance is open to the interested the following:
AGENCY: Federal Aviation public but limited to space availability. November 8 & 9, 9:00 a.m. to 5:00 p.m.,
Administration (FAA), U.S. Department With the approval of the chairman, November 10, 9:00 a.m. to 12:00 p.m.
of Transportation (DOT). members of the public may present oral 1. Welcome, Introductions,
ACTION: Notice. statements at the meeting. Persons Administrative Remarks
wishing to present statements or obtain 2. Review of Previous Meeting Notes
SUMMARY: The FAA is issuing this notice
to advise the public of a meeting of information should contact the person and Action Items
Thirty Second RTCA SC–213 Enhanced listed in the FOR FURTHER INFORMATION 3. Review of Current State of Industry
Flight Vision Systems/Synthetic Vision CONTACT section. Members of the public Standards
Systems (EFVS/SVS). may present a written statement to the a. ICAO WG–I
committee at any time. b. AEEC IPS Sub Committee
DATES: The meeting will be held 4. Current State of Industry Activities
October 24, 2016 from 09:00 a.m.–05:00 Issued in Washington, DC, on September a. SESAR Programs
p.m. and October 25–27 from 8:30 a.m.– 19, 2016. b. ESA IRIS Precursor
05:00 p.m. Mohannad Dawoud, c. Any Other Activities
ADDRESSES: The meeting will be held at: Management & Program Analyst, Partnership 5. IPS Technical Discussions
asabaliauskas on DSK3SPTVN1PROD with NOTICES

RTCA Headquarters, 1150 18th Street Contracts Branch, ANG–A17 NextGen, a. Review of Profiling Report on IPv6
NW., Suite 910, Washington, DC 20036. Procurement Services Division, Federal Functions and Corresponding RFCs
Aviation Administration. b. Review of IPS RFC Profiles
FOR FURTHER INFORMATION CONTACT: c. Prioritization of Additional IETF
Rebecca Morrison at rmorrison@rtca.org [FR Doc. 2016–22825 Filed 9–21–16; 8:45 am]
RFCs for Profiling
or 202–330–0654, or The RTCA BILLING CODE 4910–13–P 6. Any Other Topics of Interest
Secretariat, 1150 18th Street NW., Suite 7. Plans for Next Meetings
910, Washington, DC 20036, or by 8. Review of Action Items and Meeting
telephone at (202) 833–9339, fax at (202) Summary

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Document Created: 2016-09-22 01:03:46
Document Modified: 2016-09-22 01:03:46

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
Action		30-day notice.
Dates		Submit comments on or before October 24, 2016.
Contact		Curtis Rich, Agency Clearance Officer, (202) 205-7030 [email protected]
FR Citation		81 FR 65461