81_FR_65753 81 FR 65568 - Parts and Accessories Necessary for Safe Operation; Windshield-Mounted Technologies

81 FR 65568 - Parts and Accessories Necessary for Safe Operation; Windshield-Mounted Technologies

DEPARTMENT OF TRANSPORTATION
Federal Motor Carrier Safety Administration

Federal Register Volume 81, Issue 185 (September 23, 2016)

Page Range65568-65574
FR Document2016-22923

FMCSA amends the Federal Motor Carrier Safety Regulations (FMCSRs) to allow the voluntary mounting of certain devices on the interior of the windshields of commercial motor vehicles (CMVs), including placement within the area that is swept by the windshield wipers. Section 5301 of the Fixing America's Surface Transportation (FAST) Act directs the Agency to amend the FMCSRs to allow devices to be mounted on the windshield that utilize ``vehicle safety technology,'' as defined in the Act. In addition, the section 5301 states that all windshield mounted devices/technologies with a limited 2-year exemption in effect on the date of enactment, shall be considered to meet the equivalent-or-greater safety standard required for the initial exemption. Promulgation of this final rule is a nondiscretionary, ministerial action that does not require prior notice and public comment under the Administrative Procedure Act (APA).

Federal Register, Volume 81 Issue 185 (Friday, September 23, 2016)
[Federal Register Volume 81, Number 185 (Friday, September 23, 2016)]
[Rules and Regulations]
[Pages 65568-65574]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-22923]


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DEPARTMENT OF TRANSPORTATION

Federal Motor Carrier Safety Administration

49 CFR Part 393

[Docket No. FMCSA-2016-0234]
RIN 2126-AB94


Parts and Accessories Necessary for Safe Operation; Windshield-
Mounted Technologies

AGENCY: Federal Motor Carrier Safety Administration (FMCSA), DOT.

ACTION: Final rule.

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SUMMARY: FMCSA amends the Federal Motor Carrier Safety Regulations 
(FMCSRs) to allow the voluntary mounting of certain devices on the 
interior of the windshields of commercial motor vehicles (CMVs), 
including placement within the area that is swept by the windshield 
wipers. Section 5301 of the Fixing America's Surface Transportation 
(FAST) Act directs the Agency to amend the FMCSRs to allow devices to 
be mounted on the windshield that utilize ``vehicle safety 
technology,'' as defined in the Act. In addition, the section 5301 
states that all windshield mounted devices/technologies with a limited 
2-year exemption in effect on the date of enactment, shall be 
considered to meet the equivalent-or-greater safety standard required 
for the initial exemption. Promulgation of this final rule is a 
nondiscretionary, ministerial action that does not require prior notice 
and public comment under the Administrative Procedure Act (APA).

DATES: This final rule is effective October 24, 2016.
    Petitions for Reconsideration of this final rule must be submitted 
to the FMCSA Administrator no later than October 24, 2016.

FOR FURTHER INFORMATION CONTACT: If you have questions on this final 
rule, call or email Mr. Luke Loy, Vehicle and Roadside Operations 
Division, Office of Bus and Truck Standards and Operations, Federal 
Motor Carrier Safety Administration, telephone: 202-366-0676; 
[email protected]. If you have questions on viewing or submitting 
material to the docket, contact Docket Services, telephone 202-366-
0676.

SUPPLEMENTARY INFORMATION: This Final Rule is organized as follows:

I. Executive Summary
II. Abbreviations
III. Legal Basis
IV. Background
V. FAST Act--Windshield Technology
VI. Discussion of Final Rule
VII. International Impacts
VIII. Section-by-Section
IX. Regulatory Analyses
    A. E.O. 12866 (Regulatory Planning and Review and DOT Regulatory 
Policies and Procedures as Supplemented by E.O. 13563)
    B. Regulatory Flexibility Act (Small Entities)
    C. Assistance for Small Entities
    D. Unfunded Mandates Reform Act of 1995
    E. Paperwork Reduction Act (Collection of Information)
    F. E.O. 13132 (Federalism)
    G. E.O. 12988 (Civil Justice Reform)
    H. E.O. 13045 (Protection of Children)
    I. E.O. 12630 (Taking of Private Property)
    J. Privacy
    K. E.O. 12372 (Intergovernmental Review)
    L. E.O. 13211 (Energy Supply, Distribution, or Use)
    M. E.O. 13175 (Indian Tribal Governments)
    N. National Technology Transfer and Advancement Act (Technical 
Standards)
    O. Environment (NEPA, CAA, E.O.12898 Environmental Justice)

I. Executive Summary

    Section 5301 of the FAST Act, enacted on December 4, 2015, but made 
effective on October 1, 2015, pursuant to section 1003, directs the 
Secretary to revise 49 Code of Federal Regulations (CFR) 393.60(e) 
relating to the prohibition on obstructions to the driver's field of 
view, to provide an exception for the voluntary mounting on a 
windshield of ``vehicle safety technology'' likely to achieve a level 
of

[[Page 65569]]

safety that is equivalent to or greater than the level of safety that 
would be achieved without the exception. Section 5301(c) provides that 
any windshield-mounted technology for which FMCSA had granted a limited 
exemption under 49 CFR part 381 that was in effect on the date of 
enactment of the FAST Act (October 1, 2015) shall be considered as 
meeting the equivalent-or-better level of safety. For this reason, 
FMCSA amends 49 CFR 393.60(e) to allow the use of all the devices for 
which limited exemptions had previously been granted, with restrictions 
on placement that are consistent with the restrictions that were 
included in the limited 2-year exemptions.
    Specifically, the Agency replaces current Sec.  393.60(e)(1) with 
(1) Sec.  393.60(e)(1)(i), which requires antennas and similar devices 
to be mounted not more than 152 mm (6 inches) below the upper edge of 
the windshield, and outside the driver's sight lines to the road and 
highway signs and signals; and (2) Sec.  393.60(e)(1)(ii), which 
provides an exception to paragraph (e)(1)(i) to allow devices that 
utilize certain vehicle safety technologies (including, but not limited 
to video event recorders, lane departure warning systems, collision 
mitigation or warning systems, transponders, and sensors that are part 
of a hands-free driver aid equipment package) to be mounted on the 
interior of the windshield and within the area swept by the windshield 
wipers. The Agency adds a definition of ``vehicle safety technology'' 
in Sec.  393.5, specifically as it relates to Sec.  393.60(e). The 
Agency believes the potential economic impact of these changes is 
negligible. The amendments do not impose new or more stringent 
requirements, but simply codify the temporary exemptions granted 
pursuant to 49 CFR part 381 that allow the use of the above-mentioned 
devices/technologies in locations that would have previously been a 
violation of Sec.  393.60(e)(1). More importantly, the amendments do 
not mandate the use of any devices/technologies, but simply permit the 
voluntary use of the devices/technologies while mounted in a location 
that maximizes their effectiveness without impairing operational 
safety.

II. Abbreviations

------------------------------------------------------------------------
                Full name                     Abbreviation or acronym
------------------------------------------------------------------------
Clean Air Act...........................  CAA
Categorical Exclusion...................  CE
Code of Federal Regulations.............  CFR
Commercial Motor Vehicles...............  CMVs
Executive Order.........................  EO
Federal Highway Administration..........  FHWA
Federal Motor Carrier Safety              FMCSA
 Administration.
Federal Motor Carrier Safety Regulations  FMCSRs
Fixing America's Surface Transportation   FAST Act
 Act.
Motor Carrier Act, 1935.................  1935 Act
Motor Carrier Safety Act of 1984........  1984 Act
National Environmental Policy Act.......  NEPA
Notice of Proposed Rulemaking...........  NPRM
Office of Management and Budget.........  OMB
United States Code......................  U.S.C.
------------------------------------------------------------------------

III. Legal Basis for the Rulemaking

    This rulemaking is based on the authority of the Motor Carrier Act, 
1935 [1935 Act], the Motor Carrier Safety Act of 1984 [1984 Act], and 
the FAST Act of 2015.
    The 1935 Act, as amended, provides that ``[t]he Secretary of 
Transportation may prescribe requirements for--(1) qualifications and 
maximum hours of service of employees of, and safety of operation and 
equipment of, a motor carrier; and (2) qualifications and maximum 
hours-of-service of employees of, and standards of equipment of, a 
motor private carrier, when needed to promote safety of operation.'' 
[49 U.S.C. 31502(b)].
    The 1984 Act provides concurrent authority to regulate drivers, 
motor carriers, and vehicle equipment. It requires the Secretary to 
``prescribe regulations on commercial motor vehicle safety. The 
regulations shall prescribe minimum safety standards for commercial 
motor vehicles. At a minimum, the regulations shall ensure that--(1) 
commercial motor vehicles are maintained, equipped, loaded, and 
operated safely; (2) the responsibilities imposed on operators of 
commercial motor vehicles do not impair their ability to operate the 
vehicles safely; (3) the physical condition of operators of commercial 
motor vehicles is adequate to enable them to operate vehicles safely . 
. .; (4) the operation of commercial motor vehicles does not have a 
deleterious effect on the physical condition of the operators; and (5) 
an operator of a commercial motor vehicle is not coerced by a motor 
carrier, shipper, receiver, or transportation intermediary to operate a 
commercial motor vehicle in violation of a regulation promulgated under 
this section, or chapter 51 or chapter 313 of this title.'' [49 U.S.C. 
31136(a)].
    Section 5301 of the FAST Act directs FMCSA to exempt voluntary 
mounting of a vehicle safety technology on a windshield if that 
technology is likely to achieve a level of safety that is equivalent to 
or greater than the level of safety that would be achieved without the 
exemption [Pub. L. 114-94, 129 Stat. 1312, 1543, Dec. 4, 2015]. Section 
5301(c) also specifies that any regulatory exemption for windshield-
mounted technologies in effect on the date of enactment of the FAST Act 
``shall be considered likely to achieve a level of safety that is 
equivalent to or greater than the level of safety that would be 
achieved absent an exemption . . .'' It must be noted, however, that 
section 1003 of the FAST Act makes this provision effective on October 
1, 2015, not on the date the act was signed.
    The requirements of 49 U.S.C. 31136 (a)(1), (2) and (4) are 
applicable to this rulemaking action. The rulemaking amends 49 CFR part 
393 to allow certain safety equipment to be mounted within the area of 
the windshield swept by the windshield wipers. The Agency has concluded 
that this modification will not impair operational safety. Because the 
amendments in this final rule are primarily technical changes that make 
permanent certain variances already allowed by regulatory exemptions, 
FMCSA believes that they will be welcomed by motor carriers and drivers 
alike and that coercion to violate these variances, which is prohibited 
by Sec.  31136(a)(5), will not be an issue. FMCSA must consider the 
``costs and benefits'' of any proposal before promulgating regulations 
[49 U.S.C. 31136(c)(2)(A), 31502(d)].
    Adoption of this rule is a nondiscretionary ministerial action. 
Because prior notice and opportunity for comment could not affect the 
substance of this rule, FMCSA finds good cause under 49 U.S.C. 553(b) 
to make the rule immediately final. For the same reason, the Agency 
finds good cause to make the rule effective upon publication, as 
authorized by 49 U.S.C. 553(d).

IV. Background

    The fundamental purpose of 49 CFR part 393, ``Parts and Accessories 
Necessary for Safe Operation,'' is to ensure that an employer does not 
operate a CMV or cause or permit it to be operated, unless it is 
equipped in accordance with the requirements and specifications of that 
part. However, nothing contained in part 393 should be construed to 
prohibit the use of additional equipment and accessories,

[[Page 65570]]

as long as it is not inconsistent with or prohibited by the FMCSRs, 
provided that such equipment and accessories do not decrease the safety 
of operation of the CMV on which they are used (Sec.  393.3).
    Prior to 1998, Sec.  393.60(c) (``Use of vision-reducing matter'') 
prohibited the operation of any CMV ``with any label, sticker, 
decalcomania, or other vision-reducing matter covering any portion of 
its windshield or windows at either side of the driver's compartment, 
except that stickers required by law may be affixed at the bottom of 
the windshield, provided that no portion of any label, sticker, 
decalcomania, or other vision-reducing matter may extend upward more 
than 4 \1/2\ inches from the bottom of such windshield.'' On March 6, 
1995, the Federal Highway Administration (FHWA) granted a petition from 
the Commonwealth of Kentucky and Heavy Vehicle Electronic License 
Plate, Inc. for a waiver of the requirements of Sec.  393.60(c) to 
allow mounting of an automatic vehicle identification transponder at 
the upper border of the windshield of CMVs. After reviewing automotive 
engineering recommended practices, the Federal Motor Vehicle Safety 
Standards, research regarding driver's field of view, and CMV cab 
designs related to placement of interior mirrors and sun visors, FHWA 
concluded that mounting a transponder at the approximate center of the 
top of the windshield would be extremely unlikely to create a situation 
inconsistent with the safe operation of a CMV, and was unlikely to have 
any effect on a driver's ability to observe nearby objects, such as 
pedestrians.
    On April 14, 1997, FHWA published a notice of proposed rulemaking 
(NPRM) in which the Agency proposed general amendments to part 393 of 
the FMCSRs, including numerous revisions to Sec.  393.60 regarding 
glazing materials, windshields and windows (62 FR 18170). Among other 
things, FHWA proposed revising Sec.  393.60(c) concerning the 
restrictions on the use of vision-reducing matter on windshields to 
allow the installation of antennas, transponders, and similar devices 
in the upper margin of windshields. Specifically, the NPRM proposed to 
replace Sec.  393.60(c) with a new Sec.  393.60(e), ``Prohibition on 
obstructions to the driver's field of view,'' that would (1) require 
antennas, transponders, and similar devices to be located not more than 
6 inches below the upper edge of the windshield, outside the area swept 
by the windshield wipers, and outside the driver's sight lines to the 
road and highway signs or signals, and (2) retain the general 
requirement that inspection decals and stickers required under Federal 
or State laws must be mounted not more than 4\1/2\ inches from the 
bottom of the windshield, outside the area swept by the windshield 
wipers, and outside the driver's sight lines to the road and highway 
signs or signals. The proposed revisions were intended to eliminate the 
need for motor carriers to petition FHWA for waivers to allow the use 
of windshield-mounted transponders and similar devices, such as the 
March 1995 waiver. The NPRM stated that ``The proposed amendment would 
codify the March 6, 1995, waiver and help to promote the use of 
advanced technologies to improve the efficiency and safety of operation 
of commercial motor vehicles.''
    On January 9, 1998, FHWA published a final rule adopting the 
amendments as proposed in the April 1997 NPRM (63 FR 1383). In adopting 
the amendments, FHWA stated that ``revising Sec.  393.60 to allow the 
use of windshield-mounted transponders and similar devices will help to 
promote increased efficiency and safety of motor carrier operations.'' 
FHWA reviewed accident reports concerning the transponder-equipped CMVs 
operating under the terms of the 1995 waiver, and determined that there 
had been no crashes that could be attributed to the mounting of such 
devices in the uppermost area of the center of the windshields of the 
CMVs. Based on this, FHWA concluded that ``the real-world experience of 
the motor carriers operating approximately 10,000 transponder-equipped 
CMVs indicates that allowing other CMVs to be similarly equipped is 
consistent with the public interest and the safe operation of CMVs.'' 
The amendments adopted in the January 1998 final rule, establishing 
Sec.  393.60(e), have remained unchanged over the past 18 years.
    In the past several years, FMCSA has granted numerous temporary 
exemptions from 49 CFR 393.60(e)(1) for a variety of devices and safety 
technologies that require a clear forward-facing visual field to 
function most effectively. In conditions of rain or other inclement 
weather, these devices must be located partially or entirely in the 
area of the windshield swept by wipers. Many of these devices/safety 
technologies, such as video event recorders, lane departure warning 
system sensors, and forward collision warning and mitigation systems, 
did not exist when the requirements of Sec.  393.60(e) were first 
established in 1998.

V. FAST Act--Windshield Technology

    Section 5301(a) of the FAST Act directs FMCSA to amend Sec.  
393.60(e) of the FMCSRs to ``exempt from that section the voluntary 
mounting on a windshield of vehicle safety technology likely to achieve 
a level of safety that is equivalent to or greater than the level of 
safety that would be achieved absent the exemption.'' ``Vehicle safety 
technology'' is defined in Section 5301(b) to include (1) a fleet-
related incident management system, (2) performance or behavior 
management system, (3) speed management system, (4) lane departure 
warning system, (5) forward collision warning or mitigation system, (6) 
active cruise control system, and (7) any other technology that the 
Secretary considers applicable.
    Section 5301(c) also states that ``any windshield mounted 
technology with a short term exemption under part 381 of title 49, Code 
of Federal Regulations, on the date of enactment of this Act, shall be 
considered likely to achieve a level of safety that is equivalent to or 
greater than the level of safety that would be achieved absent an 
exemption.'' The following is a list of temporary exemptions from Sec.  
393.60(e) that were in effect on October 1, 2015, the effective date of 
the FAST Act pursuant to section 1003:
     On March 13, 2015 (80 FR 13460), FMCSA granted a 2-year 
exemption from Sec.  393.60(e)(1) to Volvo/Prevost, LLC motorcoaches 
for a lane departure system mounted not more than 7 inches above the 
lower edge of the area swept by the windshield wipers, and outside the 
driver's sight lines to the road and highway signs and signals. The 
lane departure warning system alerts drivers who unintentionally drift 
out of their lane of travel, thus promoting improved safety 
performance.
     On March 18, 2015 (80 FR 14222), FMCSA granted Mobileye, 
Inc., a 2-year exemption from Sec.  393.60(e)(1) for CMVs utilizing a 
camera-based collision avoidance system mounted not more than 4 inches 
below the upper edge, or above the lower edge, of the area swept by the 
windshield wipers, and outside the driver's sight lines to the road and 
highway signs and signals. The collision avoidance system warns drivers 
of potential hazards by detecting other vehicles, pedestrians and 
cyclists on the road, and lane markings and traffic signs.
     On March 18, 2015 (80 FR 14231), FMCSA granted Lytx Inc. 
(formerly DriveCam, Inc.), a renewal of a 2-year exemption from Sec.  
393.60(e)(1) for CMV utilizing video event recorders mounted not more 
than 50 mm (2 inches) below the upper edge of the area swept by the 
windshield wipers, and located outside the driver's sight lines to the 
road and highway signs and signals. Use of the

[[Page 65571]]

video event recorders increases safety through (1) identification and 
remediation of risky driving behaviors such as distracted driving and 
drowsiness, (2) enhanced monitoring of passenger behavior for CMVs in 
passenger service, and (3) enhanced collision review and analysis. This 
exemption was initially granted on April 15, 2009, and was renewed for 
successive 2-year periods in 2011, 2013, and 2015.
     On April 2, 2015 (80 FR 17818), FMCSA granted Greyhound 
Lines, Inc. a renewal of a 2-year exemption from Sec.  393.60(e)(1) for 
its buses utilizing video event recorders mounted not more than 50 mm 
(2 inches) below the upper edge of the area swept by the windshield 
wipers, and located outside the driver's sight lines to the road and 
highway signs and signals. Use of the video event recorders increases 
safety through (1) identification and remediation of risky driving 
behaviors such as distracted driving and drowsiness, (2) enhanced 
monitoring of passenger behavior for CMVs in passenger service, and (3) 
enhanced collision review and analysis. This exemption was initially 
granted on March 19, 2009, and was renewed for successive 2-year 
periods in 2011, 2013, and 2015.
     On May 20, 2015 (80 FR 29151), FMCSA granted the Virginia 
Tech Transportation Institute a 2-year exemption from Sec.  393.60(e) 
to allow certain motor carriers operating up to 150 CMVs that are part 
of a National Highway Traffic Safety Administration (NHTSA) research 
program on the reliability of collision avoidance systems to mount 
camera-based data acquisition systems within and/or below 3 inches of 
the bottom of the driver side windshield wiper sweep, and out of the 
driver's sight lines to the road and highway signs and signals. The 
data acquisition system provides an external view of the road and an 
internal view of the driver, scanning the facial features of the driver 
for detection of impaired driving.
     On June 22, 2015 (80 FR 35697), FMCSA granted Help, Inc. a 
2-year exemption from Sec.  393.60(e)(1) for motor carriers using Help, 
Inc. transponders mounted 2 inches right of the center of the 
windshield, and 2-3 inches above the dashboard. If however, because of 
the design and mounting of the windshield wipers on a particular CMV, 
use of the mounting location identified above did not result in the 
transponder being located within the swept area of the wipers, where it 
could function optimally, the transponder could be positioned: (1) To 
the right of the center of the windshield; and (2) as low as possible 
in the swept area of the wipers. The transponders transmit and receive 
data that is used to help determine a vehicle's compliance with safety, 
weight, and credential requirements while traveling at highway speeds, 
saving motor carriers time, fuel, and money, reducing congestion around 
inspection facilities, and improving inspection efficiency and 
effectiveness by enabling officials to focus their resources on 
vehicles with safety and size and weight infractions.
     On November 18, 2013, FMCSA renewed (and published on 
November 25, 2013, 78 FR 70396) for 2 years an exemption from Sec.  
393.60(e)(1) for motor carriers using lane departure warning systems 
and collision mitigation systems mounted not more than 50 mm (2 inches) 
below the upper edge of the area swept by the windshield wipers, and 
outside the driver's sight lines to the road and highway signs and 
signals. The lane departure warning system alerts drivers who 
unintentionally drift out of their lane of travel, thus promoting 
improved safety performance. This exemption was initially granted in 
2011, renewed (through November 25, 2015) in 2013, and again (through 
November 17, 2017) on December 7, 2015 (80 FR 76061). The 2011 
exemption was in effect on the date of enactment of the FAST Act.
    Less than one month after enactment of the FAST Act, FMCSA granted 
one additional temporary exemption from Sec.  393.60(e) that is 
currently in effect:
     On December 21, 2015 (80 FR 794112), FMCSA granted Volvo 
Trucks of North America a 2-year exemption from Sec.  393.60(e)(1) for 
motor carriers operating Volvo CMVs to use a rain and ambient light 
detection sensor mounted in the lower part of the passenger side of the 
windshield within the bottom 7 inches of the area swept by the 
windshield wipers, outside the driver's sight lines to all mirrors, 
highway signs, signals, and view of the road ahead. The sensors are 
part of a hands-free driver aid equipment package intended to improve 
driver safety.
    Video event recorders (Lytx, Greyhound), lane departure warning 
systems (Bendix, Volvo/Prevost), and collision avoidance systems 
(Mobileye) were specifically identified in the definition of ``vehicle 
safety technology'' in section 5301(b) of the FAST Act. FMCSA considers 
both the VTTI data acquisition system, which scans a driver's facial 
features for the detection of impaired driving, and the Volvo rain and 
ambient light sensor, which is part of a hands-free driver aid 
equipment package, to be ``performance or behavior management systems'' 
under the definition in the Act. While transponders do not fall into 
any of the specific categories included in the definition of ``vehicle 
safety technology'' in the Act, these devices have been permitted to be 
mounted in the windshield of CMVs since the granting of the 1995 
waiver, and will be included in the amendments made via this rule as 
the HELP, Inc., temporary exemption was in effect at the time the Act 
was published.

VI. Discussion of Final Rule

    As directed by the Act, this final rule amends Sec.  393.60(e) to 
allow certain vehicle safety technologies to be mounted on the interior 
of the windshield of a CMV, within a defined portion of the swept area 
of the windshield. FMCSA adds a definition of ``vehicle safety 
technology'' in Sec.  393.5 of the FMCSRs, to include all of the 
technologies that had been granted temporary exemptions from Sec.  
393.60(e) that were in effect at the time the FAST Act was enacted. 
Consistent with the terms and conditions outlined in the various 
temporary exemptions currently in effect, the amended rules require 
devices that must be mounted within the area swept by the windshield 
wipers to be located (1) not more than 100 mm (4 inches) below the 
upper edge, and (2) not more than 175 mm (7 inches) above the lower 
edge of the area swept. Additionally, and consistent with the existing 
regulation and the terms and conditions of the temporary exemptions, 
the devices must be located outside the driver's sight lines to the 
road and highway signs and signals.
    Similar to the 1995 waiver and the 1998 amendments to Sec.  393.60, 
this rule updates the FMCSRs in response to the development and 
proliferation of devices that utilize new and innovative vehicle safety 
technologies that did not exist at the time the previous requirements 
were adopted. These devices/technologies have been proven to improve 
safety and vehicle operations. As the first temporary exemption from 
393.60(e)(1) was granted in March 2009, FMCSA has over 7 years of real-
world experience of motor carriers operating CMVs using devices mounted 
on the interior of the windshield and marginally within the area swept 
by the windshield wipers. During that time, FMCSA is unaware of any 
crashes that have been attributed to the location of such devices.
    Section 5301(b) of the Act directs the Agency to permit specific 
vehicle safety technologies (i.e., fleet-related incident management 
system, performance or behavior management system, speed

[[Page 65572]]

management system, lane departure warning system, forward collision 
warning or mitigation system, and active cruise control system) to be 
mounted lower in the windshield than currently allowed, and ``any other 
technology that the Secretary considers applicable.'' At this time, the 
Agency is unaware of any other existing technologies that should be 
included in the amendments made via this rule.

VII. International Impacts

    The FMCSRs, and any exceptions to the FMCSRs, apply only within the 
United States (and, in some cases, United States territories). Motor 
carriers and drivers are subject to the laws and regulations of the 
countries that they operate in, unless an international agreement 
states otherwise. Drivers and carriers should be aware of the 
regulatory differences amongst nations.

VIII. Section-by-Section Analysis

    Under this final rule, the requirements of 49 CFR 393.60 are 
revised to allow for the utilization of specific vehicle safety 
technologies that would be mounted on the interior of the windshield of 
a CMV, and within the area swept by the windshield wipers. FMCSA also 
adds a definition for ``vehicle safety technology'' in 49 CFR 393.5

IX. Regulatory Analyses

A. Executive Order 12866 (Regulatory Planning and Review and DOT 
Regulatory Policies and Procedures as Supplemented by Executive Order 
13563)

    This final rule is not a significant regulatory action under 
section 3(f) of Executive Order 12866, Regulatory Planning and Review, 
as supplemented by E.O. 13563 (76 FR 3821, January 21, 2011); is not 
significant within the meaning of DOT regulatory policies and 
procedures (DOT Order 2100.5 dated May 22, 1980, 44 FR 11034, February 
26, 1979); and does not require an assessment of potential costs and 
benefits under section 6(a)(3) of that Order. Therefore, the Office of 
Management and Budget has not reviewed it under that Order. The Agency 
estimates that the economic benefits and costs of the voluntary use of 
vehicle safety technologies will be less than $100 million. Carriers 
will not incur costs associated with adopting any technologies 
identified in this final rule because all such technologies are purely 
optional. Manufacturers of technologies currently exempted will 
experience a minor cost savings through the elimination of the biennial 
burden to renew existing exemptions. Manufacturers not currently named 
in exemptions that wish to develop and market such technologies will 
have new business opportunities. Carriers that choose to purchase and 
install currently exempt technologies may be more confident in doing so 
since there will be no question as to whether an expiring exemption 
will be renewed.
    Furthermore, the net impact of this rule, although small, should be 
beneficial to the motoring public. When FMCSA previously granted each 
exemption involved here, it found that doing so would likely achieve a 
level of safety equivalent to, or greater than, the level of safety 
achieved without the exemption. Based on the technical information 
available, there is no indication that the rain and ambient light 
detection sensors, lane departure warning system sensors, collision 
mitigation or avoidance system sensors, video event recorders or 
transponders would obstruct drivers' views of the roadway, highway 
signs and surrounding traffic. Generally, trucks and buses have an 
elevated seating position that greatly improves the forward visual 
field of the driver; and the location within the top four inches of the 
area swept by the windshield wipers and out of the driver's sightline 
or within the bottom 7 inches of the area swept by the windshield 
wipers and out of the driver's sightline will be reasonable and 
enforceable at roadside. Moreover, no exemption has been rescinded due 
to: (1) Motor carriers and/or commercial motor vehicles failing to 
comply with the terms and conditions of an exemption; (2) A lower level 
of safety than that prior to the granting of an exemption; or (3) 
Inconsistency between continuation of an exemption with the goals and 
objectives of 49 U.S.C. 31136(e) and 31315(b). For the reasons stated 
above, the Agency estimates that the net impact of this rule will be 
positive.
    The economic impact of this final rule is expected to be small 
because it merely makes permanent certain temporary exemptions to the 
windshield-obstruction rule, and none of its provisions involve new or 
more stringent requirements than those already allowed by current 
exemptions. This final rule does not approach the $100 million annual 
threshold of economic significance with respect to costs; in fact, it 
adds no new costs. With respect to benefits, this final rule will 
marginally increase the usage of vehicle safety technologies as defined 
in Section 5301(b) of the FAST Act, thereby producing safety benefits 
that the Agency lacks data to quantify. However, as the vehicle safety 
technologies permanently exempted in this rule are already commercially 
available and used by many carriers, the Agency expects their usage to 
increase only slightly faster than without this rule. The Agency 
therefore expects the benefits of this final rule will not rise to the 
$100 million annual threshold for economic significance. Moreover, the 
Agency does not expect the rule to generate substantial congressional 
or public interest.
    The FMCSA has determined that it has good cause under 5 U.S.C. 
553(b) to adopt this final rule without prior notice and opportunity 
for comment. The Agency finds that notice and comment are 
``unnecessary'' because section 5301(a) of the FAST Act required FMCSA 
to revise Sec.  393.60(e) within 180 days of the date of enactment, 
essentially to codify as permanent regulations those exemptions to the 
windshield-obstruction rule that have been issued in recent years. 
Section 5301(c) specified that any exemption from Sec.  393.60(e) in 
effect on the date of enactment of the FAST Act must be considered to 
meet the statutory test for an exemption in 49 U.S.C. 31315(b)(1), 
i.e., ``likely [to] achieve a level of safety that is equivalent to, or 
greater than, the level that would be achieved absent such exemption.'' 
Because section 5301 gives FMCSA no discretion in amending the 
regulations to allow vehicle safety technology, the Agency has 
determined that notice and comment are unnecessary.

B. Regulatory Flexibility Act

    The Regulatory Flexibility Act of 1980 (5 U.S.C. 601 et seq.) as 
amended by the Small Business Regulatory Enforcement Fairness Act of 
1996 (Title II, Pub. L. 104-121, 110 Stat. 857, March 29, 1996), 
requires Federal agencies to consider the effects of the regulatory 
action on small business and other small entities and to minimize any 
significant economic impact. The term ``small entities'' comprises 
small businesses and not-for-profit organizations that are 
independently owned and operated and are not dominant in their fields 
and governmental jurisdictions with populations of less than 50,000. 
Accordingly, DOT policy requires an analysis of the impact of all 
regulations on small entities and mandates that agencies strive to 
lessen any adverse effects on these businesses.
    Pursuant to the Regulatory Flexibility Act (RFA) of 1980 (5 U.S.C. 
601 et seq.), as amended by the Small Business Regulatory Enforcement 
Fairness Act of 1996 (Pub. L. 104-121, 110 Stat. 857), FMCSA is not 
required to prepare a

[[Page 65573]]

final regulatory flexibility analysis under 5 U.S.C. 604(a) for this 
final rule because the Agency has not issued a notice of proposed 
rulemaking prior to this action. FMCSA determined that it has good 
cause to adopt the rule without notice and comment.

C. Assistance for Small Entities

    Under section 213(a) of the Small Business Regulatory Enforcement 
Fairness Act of 1996, FMCSA wants to assist small entities in 
understanding this final rule so that they can better evaluate its 
effects on them and participate in the rulemaking initiative. If the 
final rule would affect your small business, organization, or 
governmental jurisdiction and you have questions concerning its 
provisions or options for compliance, please consult the FMCSA 
personnel listed in the FOR FURTHER INFORMATION CONTACT section of the 
final rule.
    Small businesses may send comments on the actions of Federal 
employees who enforce or otherwise determine compliance with Federal 
regulations to the Small Business Administration's Small Business and 
Agriculture Regulatory Enforcement Ombudsman and the Regional Small 
Business Regulatory Fairness Boards. The Ombudsman evaluates these 
actions annually and rates each agency's responsiveness to small 
business. If you wish to comment on actions by employees of FMCSA, call 
1-888-REG-FAIR (1-888-734-3247). DOT has a policy ensuring the rights 
of small entities to regulatory enforcement fairness and an explicit 
policy against retaliation for exercising these rights.

D. Unfunded Mandates Reform Act of 1995

    This final rule will not impose an unfunded Federal mandate, as 
defined by the Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1532 et 
seq.), that results in the expenditure by State, local, and tribal 
governments, in the aggregate, or by the private sector, of $155 
million (which is the value of $100 million in 2014 after adjusting for 
inflation) or more in any 1 year.

E. Paperwork Reduction Act (Collection of Information)

    This final rule calls for no new collection of information under 
the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520). FMCSA has 
determined that no new information collection requirements are 
associated with this rule under OMB control number 2126-0003, 
``Inspection, Repair, and Maintenance.''

F. Executive Order 13132 (Federalism)

    A rule has Federalism implications if it has a substantial direct 
effect on State or local governments and would either preempt State law 
or impose a substantial direct cost of compliance on the States. FMCSA 
has analyzed this final rule under Executive Order 13132 and determined 
that it does not have Federalism implications.

G. Executive Order 12988 (Civil Justice Reform)

    The final rule meets applicable standards in sections 3(a) and 
3(b)(2) of Executive Order 12988, Civil Justice Reform, to minimize 
litigation, eliminate ambiguity, and reduce burden.

H. Executive Order 13045 (Protection of Children)

    FMCSA analyzed this action under Executive Order 13045, Protection 
of Children from Environmental Health Risks and Safety Risks. The 
Agency determined that this final rule will not create an environmental 
risk to health or safety that may disproportionately affect children.

I. Executive Order 12630 (Taking of Private Property)

    FMCSA reviewed this final rule in accordance with Executive Order 
12630, Governmental Actions and Interference with Constitutionally 
Protected Property Rights, and has determined it will not effect a 
taking of private property or otherwise have taking implications.

J. Privacy Impact Assessment

    Section 522 of title I of division H of the Consolidated 
Appropriations Act, 2005, enacted December 8, 2004 (Pub. L. 108-447, 
118 Stat. 2809, 3268, 5 U.S.C. 552a note), requires the Agency to 
conduct a privacy impact assessment of a regulation that will affect 
the privacy of individuals. This final rule does not require the 
collection of any personally identifiable information.
    The Privacy Act (5 U.S.C. 552a) applies only to Federal agencies 
and any non-Federal agency that receives records contained in a system 
of records from a Federal agency for use in a matching program. FMCSA 
has determined this final rule will not result in a new or revised 
Privacy Act System of Records for FMCSA.

K. Executive Order 12372 (Intergovernmental Review)

    The regulations implementing Executive Order 12372 regarding 
intergovernmental consultation on Federal programs and activities do 
not apply to this program.

L. Executive Order 13211 (Energy Supply, Distribution, or Use)

    FMCSA analyzed this final rule under E.O. 13211, Actions Concerning 
Regulations That Significantly Affect Energy Supply, Distribution, or 
Use. The Agency has determined that it is not a ``significant energy 
action'' under that order because it is not a ``significant regulatory 
action'' likely to have a significant adverse effect on the supply, 
distribution, or use of energy. Therefore, it does not require a 
Statement of Energy Effects under E.O. 13211.

M. Executive Order 13175 (Indian Tribal Governments)

    This final rule does not have tribal implications under Executive 
Order 13175, Consultation and Coordination with Indian Tribal 
Governments, because it does not have a substantial direct effect on 
one or more Indian tribes, on the relationship between the Federal 
Government and Indian tribes, or on the distribution of power and 
responsibilities between the Federal Government and Indian tribes.

N. National Technology Transfer and Advancement Act (Technical 
Standards)

    The National Technology Transfer and Advancement Act (15 U.S.C. 272 
note) requires Federal agencies proposing to adopt technical standards 
to consider whether voluntary consensus standards are available. If the 
Agency chooses to adopt its own standards in place of existing 
voluntary consensus standards, it must explain its decision in a 
separate statement to OMB. Because FMCSA does not intend to adopt its 
own technical standards, there is no need to submit a separate 
statement to OMB on this matter.

O. Environment (National Environmental Policy Act, Clean Air Act, 
Environmental Justice)

    FMCSA analyzed this final rule in accordance with the National 
Environmental Policy Act of 1969 (NEPA) (42 U.S.C. 4321 et seq.) and 
determined under our environmental procedures Order 5610.1 (69 FR 9680, 
March 1, 2004) that this action does not have any effect on the quality 
of the environment. Therefore, this final rule is categorically 
excluded from further analysis and documentation in an environmental 
assessment or environmental impact statement under FMCSA Order 5610.1, 
Appendix 2, paragraph 6.bb. The Categorical Exclusion (CE) in paragraph 
6.bb. addresses regulations concerning vehicle operation safety 
standards (e.g., regulations requiring: Certain motor

[[Page 65574]]

carriers to use approved equipment which is required to be installed 
such as an ignition cut-off switch, or carried on board, such as a fire 
extinguisher, and/or stricter blood alcohol concentration (BAC) 
standards for drivers, etc.), equipment approval, and/or equipment 
carriage requirements (e.g. fire extinguishers and flares). A 
Categorical Exclusion Determination is available for inspection or 
copying in the Regulations.gov.
    FMCSA also analyzed this final rule under the Clean Air Act, as 
amended (CAA), section 176(c) (42 U.S.C. 7401 et seq.), and 
implementing regulations promulgated by the Environmental Protection 
Agency. Approval of this action is exempt from the CAA's general 
conformity requirement since it does not affect direct or indirect 
emissions of criteria pollutants.
    Under E.O. 12898, each Federal agency must identify and address, as 
appropriate, ``disproportionately high and adverse human health or 
environmental effects of its programs, policies, and activities on 
minority populations and low-income populations'' in the United States, 
its possessions, and territories. FMCSA evaluated the environmental 
justice effects of this final rule in accordance with the Executive 
Order, and has determined that it has none, nor is there any collective 
environmental impact that would result from its promulgation.

List of Subjects in 49 CFR Part 393

    Highway safety, Motor carriers, Motor vehicle safety.

    For the reasons stated above, FMCSA amends 49 CFR chapter III, 
subchapter B, as follows:

PART 393--PARTS AND ACCESSORIES NECESSARY FOR SAFE OPERATION

0
1. The authority citation for part 393 is revised to read as follows:

    Authority:  49 U.S.C. 31136, 31151, and 31502; sec. 1041(b) of 
Pub. L. 102-240, 105 Stat. 1914, 1993 (1991); sec. 5301 and 5524 of 
Pub. L. 114-94, 129 Stat. 1312, 1543, 1560; and 49 CFR 1.87.

0
2. Amend Sec.  393.5 by adding a definition for ``Vehicle safety 
technology'' in alphabetical order to read as follows:


Sec.  393.5  Definitions.

* * * * *
    Vehicle safety technology. Vehicle safety technology includes a 
fleet-related incident management system, performance or behavior 
management system, speed management system, lane departure warning 
system, forward collision warning or mitigation system, active cruise 
control system, and transponder.
* * * * *

0
3. Amend Sec.  393.60 by revising paragraph (e)(1) to read as follows:


Sec.  393.60   Glazing in specified openings.

* * * * *
    (e) Prohibition on obstructions to the driver's field of view--(1) 
Devices mounted on the interior of the windshield. (i) Antennas, and 
similar devices must not be mounted more than 152 mm (6 inches) below 
the upper edge of the windshield. These devices must be located outside 
the area swept by the windshield wipers, and outside the driver's sight 
lines to the road and highway signs and signals.
    (ii) Paragraph (e)(1)(i) of this section does not apply to vehicle 
safety technologies, as defined in Sec.  393.5, that are mounted on the 
interior of a windshield. Devices with vehicle safety technologies must 
be mounted:
    (A) Not more than 100 mm (4 inches) below the upper edge of the 
area swept by the windshield wipers;
    (B) Not more than 175 mm (7 inches) above the lower edge of the 
area swept by the windshield wipers; and
    (C) Outside the driver's sight lines to the road and highway signs 
and signals.
* * * * *

    Issued under the authority of delegation in 49 CFR 1.87 on: 
September 12, 2016.
T.F. Scott Darling, III,
Administrator.
[FR Doc. 2016-22923 Filed 9-22-16; 8:45 am]
 BILLING CODE 4910-EX-P



                                             65568            Federal Register / Vol. 81, No. 185 / Friday, September 23, 2016 / Rules and Regulations

                                             Foreign Acquisition, and related                        ■  ii. In paragraph (a), in the definition            the equivalent-or-greater safety standard
                                             clauses,’’ in accordance with the                       of ‘‘designated country’’ in paragraph                required for the initial exemption.
                                             Paperwork Reduction Act (44 U.S.C.                      (i), adding, in alphabetical order, the               Promulgation of this final rule is a
                                             chapter 35). The impact, however, is                    country of ‘‘Moldova’’;                               nondiscretionary, ministerial action that
                                             negligible, because the rule only affects               ■ b. In the Alternate I clause—                       does not require prior notice and public
                                             the response of an offeror that is offering             ■ i. Removing the clause date of ‘‘(JUN               comment under the Administrative
                                             a product of Moldova in an acquisition                  2016)’’ and adding ‘‘(SEP 2016)’’ in its              Procedure Act (APA).
                                             that exceeds $191,000. In 252.225–7018,                 place;                                                DATES: This final rule is effective
                                             the offeror of a product from Moldova                   ■ ii. In paragraph (a), in the definition             October 24, 2016.
                                             must now check a box at (d)(6)(i) of the                of ‘‘designated country’’ in paragraph                   Petitions for Reconsideration of this
                                             provision. However, the offeror no                      (i), adding, in alphabetical order, the               final rule must be submitted to the
                                             longer needs to list a product from                     country of ‘‘Moldova’’;                               FMCSA Administrator no later than
                                             Moldova under ‘‘other end products’’ at                 ■ c. In the Alternate II clause—                      October 24, 2016.
                                             252.225–7020(c)(2), because Moldova is                  ■ i. Removing the clause date of ‘‘(JUN               FOR FURTHER INFORMATION CONTACT: If
                                             now a designated country.                               2016)’’ and adding ‘‘(SEP 2016)’’ in its              you have questions on this final rule,
                                                                                                     place;                                                call or email Mr. Luke Loy, Vehicle and
                                             List of Subjects in 48 CFR Part 252                     ■ ii. In paragraph (a), in the definition             Roadside Operations Division, Office of
                                                 Government procurement.                             of ‘‘designated country’’ in paragraph                Bus and Truck Standards and
                                                                                                     (i), adding, in alphabetical order, the               Operations, Federal Motor Carrier Safety
                                             Jennifer L. Hawes,
                                                                                                     country of ‘‘Moldova’’; and                           Administration, telephone: 202–366–
                                             Editor, Defense Acquisition Regulations                 ■ d. In the Alternate III clause—
                                             System.                                                                                                       0676; luke.loy@dot.gov. If you have
                                                                                                     ■ i. Removing the clause date of ‘‘(JUN               questions on viewing or submitting
                                               Therefore, 48 CFR part 252 is                         2016)’’ and adding ‘‘(SEP 2016)’’ in its
                                             amended as follows:                                                                                           material to the docket, contact Docket
                                                                                                     place;                                                Services, telephone 202–366–0676.
                                                                                                     ■ ii. In paragraph (a), in the definition
                                             PART 252—SOLICITATION                                                                                         SUPPLEMENTARY INFORMATION: This Final
                                                                                                     of ‘‘designated country’’ in paragraph
                                             PROVISIONS AND CONTRACT                                                                                       Rule is organized as follows:
                                             CLAUSES                                                 (i), adding, in alphabetical order, the
                                                                                                     country of ‘‘Moldova’’.                               I. Executive Summary
                                                                                                                                                           II. Abbreviations
                                             ■ 1. The authority citation for 48 CFR                  [FR Doc. 2016–22571 Filed 9–22–16; 8:45 am]           III. Legal Basis
                                             part 252 continues to read as follows:                  BILLING CODE 5001–06–P                                IV. Background
                                               Authority: 41 U.S.C. 1303 and 48 CFR                                                                        V. FAST Act—Windshield Technology
                                             chapter 1.                                                                                                    VI. Discussion of Final Rule
                                                                                                     DEPARTMENT OF TRANSPORTATION                          VII. International Impacts
                                             252.225–7017      [Amended]                                                                                   VIII. Section-by-Section
                                                                                                     Federal Motor Carrier Safety                          IX. Regulatory Analyses
                                             ■  2. Amend section 252.225–7017 by—                                                                             A. E.O. 12866 (Regulatory Planning and
                                             ■  a. Removing the clause date of ‘‘(AUG                Administration
                                                                                                                                                                 Review and DOT Regulatory Policies and
                                             2016)’’ and adding ‘‘(SEP 2016)’’ in its                                                                            Procedures as Supplemented by E.O.
                                             place; and                                              49 CFR Part 393                                             13563)
                                             ■ b. In paragraph (a), in the definition of             [Docket No. FMCSA–2016–0234]                             B. Regulatory Flexibility Act (Small
                                             ‘‘designated country’’ in paragraph (i),                                                                            Entities)
                                             adding, in alphabetical order, the                      RIN 2126–AB94                                            C. Assistance for Small Entities
                                             country of ‘‘Moldova’’.                                                                                          D. Unfunded Mandates Reform Act of 1995
                                                                                                     Parts and Accessories Necessary for                      E. Paperwork Reduction Act (Collection of
                                             252.225–7021      [Amended]                             Safe Operation; Windshield-Mounted                          Information)
                                                                                                     Technologies                                             F. E.O. 13132 (Federalism)
                                             ■  3. Amend section 252.225–7021 by—                                                                             G. E.O. 12988 (Civil Justice Reform)
                                             ■  a. In the basic clause—                              AGENCY:  Federal Motor Carrier Safety                    H. E.O. 13045 (Protection of Children)
                                             ■  i. Removing the clause date of ‘‘(AUG                Administration (FMCSA), DOT.                             I. E.O. 12630 (Taking of Private Property)
                                             2016)’’ and adding ‘‘(SEP 2016)’’ in its                ACTION: Final rule.                                      J. Privacy
                                             place;                                                                                                           K. E.O. 12372 (Intergovernmental Review)
                                             ■ ii. In paragraph (a), in the definition               SUMMARY:   FMCSA amends the Federal                      L. E.O. 13211 (Energy Supply, Distribution,
                                             of ‘‘designated country’’ in paragraph                  Motor Carrier Safety Regulations                            or Use)
                                                                                                                                                              M. E.O. 13175 (Indian Tribal Governments)
                                             (i), adding, in alphabetical order, the                 (FMCSRs) to allow the voluntary
                                                                                                                                                              N. National Technology Transfer and
                                             country of ‘‘Moldova’’;                                 mounting of certain devices on the                          Advancement Act (Technical Standards)
                                             ■ b. In the Alternate II clause—                        interior of the windshields of                           O. Environment (NEPA, CAA, E.O.12898
                                             ■ i. Removing the clause date of ‘‘(AUG                 commercial motor vehicles (CMVs),                           Environmental Justice)
                                             2016)’’ and adding ‘‘(SEP 2016)’’ in its                including placement within the area
                                             place; and                                              that is swept by the windshield wipers.               I. Executive Summary
                                             ■ ii. In paragraph (a), in the definition               Section 5301 of the Fixing America’s                     Section 5301 of the FAST Act,
                                             of ‘‘designated country’’ in paragraph                  Surface Transportation (FAST) Act                     enacted on December 4, 2015, but made
                                             (i), adding, in alphabetical order, the                 directs the Agency to amend the                       effective on October 1, 2015, pursuant to
                                             country of ‘‘Moldova’’.                                 FMCSRs to allow devices to be mounted                 section 1003, directs the Secretary to
                                                                                                     on the windshield that utilize ‘‘vehicle              revise 49 Code of Federal Regulations
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                                             252.225–7045      [Amended]                             safety technology,’’ as defined in the                (CFR) 393.60(e) relating to the
                                             ■ 4. Amend section 252.225–7045 by—                     Act. In addition, the section 5301 states             prohibition on obstructions to the
                                             ■ a. In the basic clause—                               that all windshield mounted devices/                  driver’s field of view, to provide an
                                             ■ i. Removing the clause date of ‘‘(JUN                 technologies with a limited 2-year                    exception for the voluntary mounting on
                                             2016)’’ and adding ‘‘(SEP 2016)’’ in its                exemption in effect on the date of                    a windshield of ‘‘vehicle safety
                                             place;                                                  enactment, shall be considered to meet                technology’’ likely to achieve a level of


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                                                                Federal Register / Vol. 81, No. 185 / Friday, September 23, 2016 / Rules and Regulations                                         65569

                                             safety that is equivalent to or greater                                                            Abbreviation   section, or chapter 51 or chapter 313 of
                                                                                                                    Full name
                                             than the level of safety that would be                                                             or acronym     this title.’’ [49 U.S.C. 31136(a)].
                                             achieved without the exception. Section                                                                              Section 5301 of the FAST Act directs
                                             5301(c) provides that any windshield-                       Executive Order ...................   EO              FMCSA to exempt voluntary mounting
                                             mounted technology for which FMCSA                          Federal Highway Administra-           FHWA            of a vehicle safety technology on a
                                                                                                           tion.                                               windshield if that technology is likely to
                                             had granted a limited exemption under
                                                                                                         Federal Motor Carrier Safety          FMCSA
                                             49 CFR part 381 that was in effect on the                                                                         achieve a level of safety that is
                                                                                                           Administration.
                                             date of enactment of the FAST Act                           Federal Motor Carrier Safety          FMCSRs          equivalent to or greater than the level of
                                             (October 1, 2015) shall be considered as                      Regulations.                                        safety that would be achieved without
                                             meeting the equivalent-or-better level of                   Fixing America’s Surface              FAST Act        the exemption [Pub. L. 114–94, 129 Stat.
                                             safety. For this reason, FMCSA amends                         Transportation Act.                                 1312, 1543, Dec. 4, 2015]. Section
                                             49 CFR 393.60(e) to allow the use of all                    Motor Carrier Act, 1935 .......       1935 Act        5301(c) also specifies that any
                                             the devices for which limited                               Motor Carrier Safety Act of           1984 Act        regulatory exemption for windshield-
                                             exemptions had previously been                                1984.                                               mounted technologies in effect on the
                                             granted, with restrictions on placement                     National Environmental Pol-           NEPA            date of enactment of the FAST Act
                                                                                                           icy Act.                                            ‘‘shall be considered likely to achieve a
                                             that are consistent with the restrictions
                                                                                                         Notice of Proposed Rule-              NPRM
                                             that were included in the limited 2-year                                                                          level of safety that is equivalent to or
                                                                                                           making.
                                             exemptions.                                                 Office of Management and              OMB             greater than the level of safety that
                                                Specifically, the Agency replaces                          Budget.                                             would be achieved absent an exemption
                                             current § 393.60(e)(1) with (1)                             United States Code ..............     U.S.C.          . . .’’ It must be noted, however, that
                                             § 393.60(e)(1)(i), which requires                                                                                 section 1003 of the FAST Act makes this
                                             antennas and similar devices to be                          III. Legal Basis for the Rulemaking                   provision effective on October 1, 2015,
                                             mounted not more than 152 mm (6                                                                                   not on the date the act was signed.
                                             inches) below the upper edge of the                            This rulemaking is based on the                       The requirements of 49 U.S.C. 31136
                                             windshield, and outside the driver’s                        authority of the Motor Carrier Act, 1935              (a)(1), (2) and (4) are applicable to this
                                             sight lines to the road and highway                         [1935 Act], the Motor Carrier Safety Act              rulemaking action. The rulemaking
                                             signs and signals; and (2)                                  of 1984 [1984 Act], and the FAST Act                  amends 49 CFR part 393 to allow certain
                                             § 393.60(e)(1)(ii), which provides an                       of 2015.                                              safety equipment to be mounted within
                                             exception to paragraph (e)(1)(i) to allow                      The 1935 Act, as amended, provides                 the area of the windshield swept by the
                                             devices that utilize certain vehicle                        that ‘‘[t]he Secretary of Transportation              windshield wipers. The Agency has
                                             safety technologies (including, but not                     may prescribe requirements for—(1)                    concluded that this modification will
                                             limited to video event recorders, lane                      qualifications and maximum hours of                   not impair operational safety. Because
                                             departure warning systems, collision                        service of employees of, and safety of                the amendments in this final rule are
                                             mitigation or warning systems,                              operation and equipment of, a motor                   primarily technical changes that make
                                             transponders, and sensors that are part                     carrier; and (2) qualifications and                   permanent certain variances already
                                             of a hands-free driver aid equipment                        maximum hours-of-service of employees                 allowed by regulatory exemptions,
                                             package) to be mounted on the interior                      of, and standards of equipment of, a                  FMCSA believes that they will be
                                             of the windshield and within the area                       motor private carrier, when needed to                 welcomed by motor carriers and drivers
                                             swept by the windshield wipers. The                         promote safety of operation.’’ [49 U.S.C.             alike and that coercion to violate these
                                             Agency adds a definition of ‘‘vehicle                       31502(b)].                                            variances, which is prohibited by
                                             safety technology’’ in § 393.5,                                                                                   § 31136(a)(5), will not be an issue.
                                                                                                            The 1984 Act provides concurrent                   FMCSA must consider the ‘‘costs and
                                             specifically as it relates to § 393.60(e).
                                                                                                         authority to regulate drivers, motor                  benefits’’ of any proposal before
                                             The Agency believes the potential
                                                                                                         carriers, and vehicle equipment. It                   promulgating regulations [49 U.S.C.
                                             economic impact of these changes is
                                                                                                         requires the Secretary to ‘‘prescribe                 31136(c)(2)(A), 31502(d)].
                                             negligible. The amendments do not
                                                                                                         regulations on commercial motor                          Adoption of this rule is a
                                             impose new or more stringent
                                                                                                         vehicle safety. The regulations shall                 nondiscretionary ministerial action.
                                             requirements, but simply codify the
                                                                                                         prescribe minimum safety standards for                Because prior notice and opportunity
                                             temporary exemptions granted pursuant
                                                                                                         commercial motor vehicles. At a                       for comment could not affect the
                                             to 49 CFR part 381 that allow the use
                                                                                                         minimum, the regulations shall ensure                 substance of this rule, FMCSA finds
                                             of the above-mentioned devices/
                                                                                                         that—(1) commercial motor vehicles are                good cause under 49 U.S.C. 553(b) to
                                             technologies in locations that would
                                                                                                         maintained, equipped, loaded, and                     make the rule immediately final. For the
                                             have previously been a violation of
                                                                                                         operated safely; (2) the responsibilities             same reason, the Agency finds good
                                             § 393.60(e)(1). More importantly, the
                                                                                                         imposed on operators of commercial                    cause to make the rule effective upon
                                             amendments do not mandate the use of
                                                                                                         motor vehicles do not impair their                    publication, as authorized by 49 U.S.C.
                                             any devices/technologies, but simply
                                                                                                         ability to operate the vehicles safely; (3)           553(d).
                                             permit the voluntary use of the devices/
                                                                                                         the physical condition of operators of
                                             technologies while mounted in a                                                                                   IV. Background
                                                                                                         commercial motor vehicles is adequate
                                             location that maximizes their
                                                                                                         to enable them to operate vehicles safely               The fundamental purpose of 49 CFR
                                             effectiveness without impairing
                                                                                                         . . .; (4) the operation of commercial                part 393, ‘‘Parts and Accessories
                                             operational safety.
                                                                                                         motor vehicles does not have a                        Necessary for Safe Operation,’’ is to
                                             II. Abbreviations                                           deleterious effect on the physical                    ensure that an employer does not
                                                                                                         condition of the operators; and (5) an                operate a CMV or cause or permit it to
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                                                                                      Abbreviation       operator of a commercial motor vehicle                be operated, unless it is equipped in
                                                         Full name                    or acronym         is not coerced by a motor carrier,                    accordance with the requirements and
                                             Clean Air Act ........................   CAA                shipper, receiver, or transportation                  specifications of that part. However,
                                             Categorical Exclusion ...........        CE                 intermediary to operate a commercial                  nothing contained in part 393 should be
                                             Code of Federal Regulations              CFR                motor vehicle in violation of a                       construed to prohibit the use of
                                             Commercial Motor Vehicles                CMVs               regulation promulgated under this                     additional equipment and accessories,


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                                             65570            Federal Register / Vol. 81, No. 185 / Friday, September 23, 2016 / Rules and Regulations

                                             as long as it is not inconsistent with or               decals and stickers required under                    the FMCSRs to ‘‘exempt from that
                                             prohibited by the FMCSRs, provided                      Federal or State laws must be mounted                 section the voluntary mounting on a
                                             that such equipment and accessories do                  not more than 41⁄2 inches from the                    windshield of vehicle safety technology
                                             not decrease the safety of operation of                 bottom of the windshield, outside the                 likely to achieve a level of safety that is
                                             the CMV on which they are used                          area swept by the windshield wipers,                  equivalent to or greater than the level of
                                             (§ 393.3).                                              and outside the driver’s sight lines to               safety that would be achieved absent the
                                                Prior to 1998, § 393.60(c) (‘‘Use of                 the road and highway signs or signals.                exemption.’’ ‘‘Vehicle safety
                                             vision-reducing matter’’) prohibited the                The proposed revisions were intended                  technology’’ is defined in Section
                                             operation of any CMV ‘‘with any label,                  to eliminate the need for motor carriers              5301(b) to include (1) a fleet-related
                                             sticker, decalcomania, or other vision-                 to petition FHWA for waivers to allow                 incident management system, (2)
                                             reducing matter covering any portion of                 the use of windshield-mounted                         performance or behavior management
                                             its windshield or windows at either side                transponders and similar devices, such                system, (3) speed management system,
                                             of the driver’s compartment, except that                as the March 1995 waiver. The NPRM                    (4) lane departure warning system, (5)
                                             stickers required by law may be affixed                 stated that ‘‘The proposed amendment                  forward collision warning or mitigation
                                             at the bottom of the windshield,                        would codify the March 6, 1995, waiver                system, (6) active cruise control system,
                                             provided that no portion of any label,                  and help to promote the use of                        and (7) any other technology that the
                                             sticker, decalcomania, or other vision-                 advanced technologies to improve the                  Secretary considers applicable.
                                             reducing matter may extend upward                       efficiency and safety of operation of                    Section 5301(c) also states that ‘‘any
                                             more than 4 1⁄2 inches from the bottom                  commercial motor vehicles.’’                          windshield mounted technology with a
                                             of such windshield.’’ On March 6, 1995,                    On January 9, 1998, FHWA published                 short term exemption under part 381 of
                                             the Federal Highway Administration                      a final rule adopting the amendments as               title 49, Code of Federal Regulations, on
                                             (FHWA) granted a petition from the                      proposed in the April 1997 NPRM (63                   the date of enactment of this Act, shall
                                             Commonwealth of Kentucky and Heavy                      FR 1383). In adopting the amendments,                 be considered likely to achieve a level
                                             Vehicle Electronic License Plate, Inc. for              FHWA stated that ‘‘revising § 393.60 to               of safety that is equivalent to or greater
                                             a waiver of the requirements of                         allow the use of windshield-mounted                   than the level of safety that would be
                                             § 393.60(c) to allow mounting of an                     transponders and similar devices will                 achieved absent an exemption.’’ The
                                             automatic vehicle identification                        help to promote increased efficiency                  following is a list of temporary
                                             transponder at the upper border of the                  and safety of motor carrier operations.’’             exemptions from § 393.60(e) that were
                                             windshield of CMVs. After reviewing                     FHWA reviewed accident reports                        in effect on October 1, 2015, the
                                             automotive engineering recommended                      concerning the transponder-equipped                   effective date of the FAST Act pursuant
                                             practices, the Federal Motor Vehicle                    CMVs operating under the terms of the                 to section 1003:
                                             Safety Standards, research regarding                    1995 waiver, and determined that there                   • On March 13, 2015 (80 FR 13460),
                                             driver’s field of view, and CMV cab                     had been no crashes that could be                     FMCSA granted a 2-year exemption
                                             designs related to placement of interior                attributed to the mounting of such                    from § 393.60(e)(1) to Volvo/Prevost,
                                             mirrors and sun visors, FHWA                            devices in the uppermost area of the                  LLC motorcoaches for a lane departure
                                             concluded that mounting a transponder                   center of the windshields of the CMVs.                system mounted not more than 7 inches
                                             at the approximate center of the top of                 Based on this, FHWA concluded that                    above the lower edge of the area swept
                                             the windshield would be extremely                       ‘‘the real-world experience of the motor              by the windshield wipers, and outside
                                             unlikely to create a situation                          carriers operating approximately 10,000               the driver’s sight lines to the road and
                                             inconsistent with the safe operation of                 transponder-equipped CMVs indicates                   highway signs and signals. The lane
                                             a CMV, and was unlikely to have any                     that allowing other CMVs to be similarly              departure warning system alerts drivers
                                             effect on a driver’s ability to observe                 equipped is consistent with the public                who unintentionally drift out of their
                                             nearby objects, such as pedestrians.                    interest and the safe operation of                    lane of travel, thus promoting improved
                                                On April 14, 1997, FHWA published                    CMVs.’’ The amendments adopted in                     safety performance.
                                             a notice of proposed rulemaking                         the January 1998 final rule, establishing                • On March 18, 2015 (80 FR 14222),
                                             (NPRM) in which the Agency proposed                     § 393.60(e), have remained unchanged                  FMCSA granted Mobileye, Inc., a 2-year
                                             general amendments to part 393 of the                   over the past 18 years.                               exemption from § 393.60(e)(1) for CMVs
                                             FMCSRs, including numerous revisions                       In the past several years, FMCSA has               utilizing a camera-based collision
                                             to § 393.60 regarding glazing materials,                granted numerous temporary                            avoidance system mounted not more
                                             windshields and windows (62 FR                          exemptions from 49 CFR 393.60(e)(1) for               than 4 inches below the upper edge, or
                                             18170). Among other things, FHWA                        a variety of devices and safety                       above the lower edge, of the area swept
                                             proposed revising § 393.60(c)                           technologies that require a clear                     by the windshield wipers, and outside
                                             concerning the restrictions on the use of               forward-facing visual field to function               the driver’s sight lines to the road and
                                             vision-reducing matter on windshields                   most effectively. In conditions of rain or            highway signs and signals. The collision
                                             to allow the installation of antennas,                  other inclement weather, these devices                avoidance system warns drivers of
                                             transponders, and similar devices in the                must be located partially or entirely in              potential hazards by detecting other
                                             upper margin of windshields.                            the area of the windshield swept by                   vehicles, pedestrians and cyclists on the
                                             Specifically, the NPRM proposed to                      wipers. Many of these devices/safety                  road, and lane markings and traffic
                                             replace § 393.60(c) with a new                          technologies, such as video event                     signs.
                                             § 393.60(e), ‘‘Prohibition on obstructions              recorders, lane departure warning                        • On March 18, 2015 (80 FR 14231),
                                             to the driver’s field of view,’’ that would             system sensors, and forward collision                 FMCSA granted Lytx Inc. (formerly
                                             (1) require antennas, transponders, and                 warning and mitigation systems, did not               DriveCam, Inc.), a renewal of a 2-year
                                                                                                                                                           exemption from § 393.60(e)(1) for CMV
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                                             similar devices to be located not more                  exist when the requirements of
                                             than 6 inches below the upper edge of                   § 393.60(e) were first established in                 utilizing video event recorders mounted
                                             the windshield, outside the area swept                  1998.                                                 not more than 50 mm (2 inches) below
                                             by the windshield wipers, and outside                                                                         the upper edge of the area swept by the
                                             the driver’s sight lines to the road and                V. FAST Act—Windshield Technology                     windshield wipers, and located outside
                                             highway signs or signals, and (2) retain                  Section 5301(a) of the FAST Act                     the driver’s sight lines to the road and
                                             the general requirement that inspection                 directs FMCSA to amend § 393.60(e) of                 highway signs and signals. Use of the


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                                                              Federal Register / Vol. 81, No. 185 / Friday, September 23, 2016 / Rules and Regulations                                        65571

                                             video event recorders increases safety                  of the windshield; and (2) as low as                  or behavior management systems’’
                                             through (1) identification and                          possible in the swept area of the wipers.             under the definition in the Act. While
                                             remediation of risky driving behaviors                  The transponders transmit and receive                 transponders do not fall into any of the
                                             such as distracted driving and                          data that is used to help determine a                 specific categories included in the
                                             drowsiness, (2) enhanced monitoring of                  vehicle’s compliance with safety,                     definition of ‘‘vehicle safety
                                             passenger behavior for CMVs in                          weight, and credential requirements                   technology’’ in the Act, these devices
                                             passenger service, and (3) enhanced                     while traveling at highway speeds,                    have been permitted to be mounted in
                                             collision review and analysis. This                     saving motor carriers time, fuel, and                 the windshield of CMVs since the
                                             exemption was initially granted on                      money, reducing congestion around                     granting of the 1995 waiver, and will be
                                             April 15, 2009, and was renewed for                     inspection facilities, and improving                  included in the amendments made via
                                             successive 2-year periods in 2011, 2013,                inspection efficiency and effectiveness               this rule as the HELP, Inc., temporary
                                             and 2015.                                               by enabling officials to focus their                  exemption was in effect at the time the
                                                • On April 2, 2015 (80 FR 17818),                    resources on vehicles with safety and                 Act was published.
                                             FMCSA granted Greyhound Lines, Inc.                     size and weight infractions.
                                             a renewal of a 2-year exemption from                       • On November 18, 2013, FMCSA                      VI. Discussion of Final Rule
                                             § 393.60(e)(1) for its buses utilizing                  renewed (and published on November                       As directed by the Act, this final rule
                                             video event recorders mounted not more                  25, 2013, 78 FR 70396) for 2 years an                 amends § 393.60(e) to allow certain
                                             than 50 mm (2 inches) below the upper                   exemption from § 393.60(e)(1) for motor               vehicle safety technologies to be
                                             edge of the area swept by the                           carriers using lane departure warning                 mounted on the interior of the
                                             windshield wipers, and located outside                  systems and collision mitigation                      windshield of a CMV, within a defined
                                             the driver’s sight lines to the road and                systems mounted not more than 50 mm                   portion of the swept area of the
                                             highway signs and signals. Use of the                   (2 inches) below the upper edge of the                windshield. FMCSA adds a definition of
                                             video event recorders increases safety                  area swept by the windshield wipers,                  ‘‘vehicle safety technology’’ in § 393.5 of
                                             through (1) identification and                          and outside the driver’s sight lines to               the FMCSRs, to include all of the
                                             remediation of risky driving behaviors                  the road and highway signs and signals.               technologies that had been granted
                                             such as distracted driving and                          The lane departure warning system                     temporary exemptions from § 393.60(e)
                                             drowsiness, (2) enhanced monitoring of                  alerts drivers who unintentionally drift              that were in effect at the time the FAST
                                             passenger behavior for CMVs in                          out of their lane of travel, thus                     Act was enacted. Consistent with the
                                             passenger service, and (3) enhanced                     promoting improved safety                             terms and conditions outlined in the
                                             collision review and analysis. This                     performance. This exemption was                       various temporary exemptions currently
                                             exemption was initially granted on                      initially granted in 2011, renewed                    in effect, the amended rules require
                                             March 19, 2009, and was renewed for                     (through November 25, 2015) in 2013,                  devices that must be mounted within
                                             successive 2-year periods in 2011, 2013,                and again (through November 17, 2017)                 the area swept by the windshield wipers
                                             and 2015.                                               on December 7, 2015 (80 FR 76061). The                to be located (1) not more than 100 mm
                                                • On May 20, 2015 (80 FR 29151),                     2011 exemption was in effect on the                   (4 inches) below the upper edge, and (2)
                                             FMCSA granted the Virginia Tech                         date of enactment of the FAST Act.                    not more than 175 mm (7 inches) above
                                             Transportation Institute a 2-year                          Less than one month after enactment                the lower edge of the area swept.
                                             exemption from § 393.60(e) to allow                     of the FAST Act, FMCSA granted one                    Additionally, and consistent with the
                                             certain motor carriers operating up to                  additional temporary exemption from                   existing regulation and the terms and
                                             150 CMVs that are part of a National                    § 393.60(e) that is currently in effect:              conditions of the temporary exemptions,
                                             Highway Traffic Safety Administration                      • On December 21, 2015 (80 FR                      the devices must be located outside the
                                             (NHTSA) research program on the                         794112), FMCSA granted Volvo Trucks                   driver’s sight lines to the road and
                                             reliability of collision avoidance                      of North America a 2-year exemption                   highway signs and signals.
                                             systems to mount camera-based data                      from § 393.60(e)(1) for motor carriers                   Similar to the 1995 waiver and the
                                             acquisition systems within and/or                       operating Volvo CMVs to use a rain and                1998 amendments to § 393.60, this rule
                                             below 3 inches of the bottom of the                     ambient light detection sensor mounted                updates the FMCSRs in response to the
                                             driver side windshield wiper sweep,                     in the lower part of the passenger side               development and proliferation of
                                             and out of the driver’s sight lines to the              of the windshield within the bottom 7                 devices that utilize new and innovative
                                             road and highway signs and signals. The                 inches of the area swept by the                       vehicle safety technologies that did not
                                             data acquisition system provides an                     windshield wipers, outside the driver’s               exist at the time the previous
                                             external view of the road and an                        sight lines to all mirrors, highway signs,            requirements were adopted. These
                                             internal view of the driver, scanning the               signals, and view of the road ahead. The              devices/technologies have been proven
                                             facial features of the driver for detection             sensors are part of a hands-free driver               to improve safety and vehicle
                                             of impaired driving.                                    aid equipment package intended to                     operations. As the first temporary
                                                • On June 22, 2015 (80 FR 35697),                    improve driver safety.                                exemption from 393.60(e)(1) was
                                             FMCSA granted Help, Inc. a 2-year                          Video event recorders (Lytx,                       granted in March 2009, FMCSA has over
                                             exemption from § 393.60(e)(1) for motor                 Greyhound), lane departure warning                    7 years of real-world experience of
                                             carriers using Help, Inc. transponders                  systems (Bendix, Volvo/Prevost), and                  motor carriers operating CMVs using
                                             mounted 2 inches right of the center of                 collision avoidance systems (Mobileye)                devices mounted on the interior of the
                                             the windshield, and 2–3 inches above                    were specifically identified in the                   windshield and marginally within the
                                             the dashboard. If however, because of                   definition of ‘‘vehicle safety                        area swept by the windshield wipers.
                                             the design and mounting of the                          technology’’ in section 5301(b) of the                During that time, FMCSA is unaware of
                                             windshield wipers on a particular CMV,                  FAST Act. FMCSA considers both the
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                                                                                                                                                           any crashes that have been attributed to
                                             use of the mounting location identified                 VTTI data acquisition system, which                   the location of such devices.
                                             above did not result in the transponder                 scans a driver’s facial features for the                 Section 5301(b) of the Act directs the
                                             being located within the swept area of                  detection of impaired driving, and the                Agency to permit specific vehicle safety
                                             the wipers, where it could function                     Volvo rain and ambient light sensor,                  technologies (i.e., fleet-related incident
                                             optimally, the transponder could be                     which is part of a hands-free driver aid              management system, performance or
                                             positioned: (1) To the right of the center              equipment package, to be ‘‘performance                behavior management system, speed


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                                             65572            Federal Register / Vol. 81, No. 185 / Friday, September 23, 2016 / Rules and Regulations

                                             management system, lane departure                       renew existing exemptions.                            as the vehicle safety technologies
                                             warning system, forward collision                       Manufacturers not currently named in                  permanently exempted in this rule are
                                             warning or mitigation system, and                       exemptions that wish to develop and                   already commercially available and
                                             active cruise control system) to be                     market such technologies will have new                used by many carriers, the Agency
                                             mounted lower in the windshield than                    business opportunities. Carriers that                 expects their usage to increase only
                                             currently allowed, and ‘‘any other                      choose to purchase and install currently              slightly faster than without this rule.
                                             technology that the Secretary considers                 exempt technologies may be more                       The Agency therefore expects the
                                             applicable.’’ At this time, the Agency is               confident in doing so since there will be             benefits of this final rule will not rise to
                                             unaware of any other existing                           no question as to whether an expiring                 the $100 million annual threshold for
                                             technologies that should be included in                 exemption will be renewed.                            economic significance. Moreover, the
                                             the amendments made via this rule.                         Furthermore, the net impact of this                Agency does not expect the rule to
                                                                                                     rule, although small, should be                       generate substantial congressional or
                                             VII. International Impacts                              beneficial to the motoring public. When               public interest.
                                               The FMCSRs, and any exceptions to                     FMCSA previously granted each                            The FMCSA has determined that it
                                             the FMCSRs, apply only within the                       exemption involved here, it found that                has good cause under 5 U.S.C. 553(b) to
                                             United States (and, in some cases,                      doing so would likely achieve a level of              adopt this final rule without prior notice
                                             United States territories). Motor carriers              safety equivalent to, or greater than, the            and opportunity for comment. The
                                             and drivers are subject to the laws and                 level of safety achieved without the                  Agency finds that notice and comment
                                             regulations of the countries that they                  exemption. Based on the technical                     are ‘‘unnecessary’’ because section
                                             operate in, unless an international                     information available, there is no                    5301(a) of the FAST Act required
                                             agreement states otherwise. Drivers and                 indication that the rain and ambient                  FMCSA to revise § 393.60(e) within 180
                                             carriers should be aware of the                         light detection sensors, lane departure               days of the date of enactment,
                                             regulatory differences amongst nations.                 warning system sensors, collision                     essentially to codify as permanent
                                                                                                     mitigation or avoidance system sensors,               regulations those exemptions to the
                                             VIII. Section-by-Section Analysis                       video event recorders or transponders                 windshield-obstruction rule that have
                                                Under this final rule, the                           would obstruct drivers’ views of the                  been issued in recent years. Section
                                             requirements of 49 CFR 393.60 are                       roadway, highway signs and                            5301(c) specified that any exemption
                                             revised to allow for the utilization of                 surrounding traffic. Generally, trucks                from § 393.60(e) in effect on the date of
                                             specific vehicle safety technologies that               and buses have an elevated seating                    enactment of the FAST Act must be
                                             would be mounted on the interior of the                 position that greatly improves the                    considered to meet the statutory test for
                                             windshield of a CMV, and within the                     forward visual field of the driver; and               an exemption in 49 U.S.C. 31315(b)(1),
                                             area swept by the windshield wipers.                    the location within the top four inches               i.e., ‘‘likely [to] achieve a level of safety
                                             FMCSA also adds a definition for                        of the area swept by the windshield                   that is equivalent to, or greater than, the
                                             ‘‘vehicle safety technology’’ in 49 CFR                 wipers and out of the driver’s sightline              level that would be achieved absent
                                             393.5                                                   or within the bottom 7 inches of the area             such exemption.’’ Because section 5301
                                                                                                     swept by the windshield wipers and out                gives FMCSA no discretion in amending
                                             IX. Regulatory Analyses                                 of the driver’s sightline will be                     the regulations to allow vehicle safety
                                             A. Executive Order 12866 (Regulatory                    reasonable and enforceable at roadside.               technology, the Agency has determined
                                             Planning and Review and DOT                             Moreover, no exemption has been                       that notice and comment are
                                             Regulatory Policies and Procedures as                   rescinded due to: (1) Motor carriers and/             unnecessary.
                                             Supplemented by Executive Order                         or commercial motor vehicles failing to
                                                                                                                                                           B. Regulatory Flexibility Act
                                             13563)                                                  comply with the terms and conditions
                                                                                                     of an exemption; (2) A lower level of                    The Regulatory Flexibility Act of 1980
                                                This final rule is not a significant                 safety than that prior to the granting of             (5 U.S.C. 601 et seq.) as amended by the
                                             regulatory action under section 3(f) of                 an exemption; or (3) Inconsistency                    Small Business Regulatory Enforcement
                                             Executive Order 12866, Regulatory                       between continuation of an exemption                  Fairness Act of 1996 (Title II, Pub. L.
                                             Planning and Review, as supplemented                    with the goals and objectives of 49                   104–121, 110 Stat. 857, March 29, 1996),
                                             by E.O. 13563 (76 FR 3821, January 21,                  U.S.C. 31136(e) and 31315(b). For the                 requires Federal agencies to consider
                                             2011); is not significant within the                    reasons stated above, the Agency                      the effects of the regulatory action on
                                             meaning of DOT regulatory policies and                  estimates that the net impact of this rule            small business and other small entities
                                             procedures (DOT Order 2100.5 dated                      will be positive.                                     and to minimize any significant
                                             May 22, 1980, 44 FR 11034, February                        The economic impact of this final rule             economic impact. The term ‘‘small
                                             26, 1979); and does not require an                      is expected to be small because it                    entities’’ comprises small businesses
                                             assessment of potential costs and                       merely makes permanent certain                        and not-for-profit organizations that are
                                             benefits under section 6(a)(3) of that                  temporary exemptions to the                           independently owned and operated and
                                             Order. Therefore, the Office of                         windshield-obstruction rule, and none                 are not dominant in their fields and
                                             Management and Budget has not                           of its provisions involve new or more                 governmental jurisdictions with
                                             reviewed it under that Order. The                       stringent requirements than those                     populations of less than 50,000.
                                             Agency estimates that the economic                      already allowed by current exemptions.                Accordingly, DOT policy requires an
                                             benefits and costs of the voluntary use                 This final rule does not approach the                 analysis of the impact of all regulations
                                             of vehicle safety technologies will be                  $100 million annual threshold of                      on small entities and mandates that
                                             less than $100 million. Carriers will not               economic significance with respect to                 agencies strive to lessen any adverse
                                             incur costs associated with adopting any
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                                                                                                     costs; in fact, it adds no new costs. With            effects on these businesses.
                                             technologies identified in this final rule              respect to benefits, this final rule will                Pursuant to the Regulatory Flexibility
                                             because all such technologies are purely                marginally increase the usage of vehicle              Act (RFA) of 1980 (5 U.S.C. 601 et seq.),
                                             optional. Manufacturers of technologies                 safety technologies as defined in Section             as amended by the Small Business
                                             currently exempted will experience a                    5301(b) of the FAST Act, thereby                      Regulatory Enforcement Fairness Act of
                                             minor cost savings through the                          producing safety benefits that the                    1996 (Pub. L. 104–121, 110 Stat. 857),
                                             elimination of the biennial burden to                   Agency lacks data to quantify. However,               FMCSA is not required to prepare a


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                                                              Federal Register / Vol. 81, No. 185 / Friday, September 23, 2016 / Rules and Regulations                                         65573

                                             final regulatory flexibility analysis                   F. Executive Order 13132 (Federalism)                 L. Executive Order 13211 (Energy
                                             under 5 U.S.C. 604(a) for this final rule                  A rule has Federalism implications if              Supply, Distribution, or Use)
                                             because the Agency has not issued a                     it has a substantial direct effect on State              FMCSA analyzed this final rule under
                                             notice of proposed rulemaking prior to                  or local governments and would either                 E.O. 13211, Actions Concerning
                                             this action. FMCSA determined that it                   preempt State law or impose a                         Regulations That Significantly Affect
                                             has good cause to adopt the rule without                substantial direct cost of compliance on              Energy Supply, Distribution, or Use.
                                             notice and comment.                                     the States. FMCSA has analyzed this                   The Agency has determined that it is
                                             C. Assistance for Small Entities                        final rule under Executive Order 13132                not a ‘‘significant energy action’’ under
                                                                                                     and determined that it does not have                  that order because it is not a ‘‘significant
                                                Under section 213(a) of the Small                    Federalism implications.                              regulatory action’’ likely to have a
                                             Business Regulatory Enforcement                                                                               significant adverse effect on the supply,
                                             Fairness Act of 1996, FMCSA wants to                    G. Executive Order 12988 (Civil Justice
                                                                                                                                                           distribution, or use of energy. Therefore,
                                             assist small entities in understanding                  Reform)                                               it does not require a Statement of Energy
                                             this final rule so that they can better                    The final rule meets applicable                    Effects under E.O. 13211.
                                             evaluate its effects on them and                        standards in sections 3(a) and 3(b)(2) of
                                             participate in the rulemaking initiative.               Executive Order 12988, Civil Justice                  M. Executive Order 13175 (Indian Tribal
                                             If the final rule would affect your small               Reform, to minimize litigation,                       Governments)
                                             business, organization, or governmental                 eliminate ambiguity, and reduce                          This final rule does not have tribal
                                             jurisdiction and you have questions                     burden.                                               implications under Executive Order
                                             concerning its provisions or options for                                                                      13175, Consultation and Coordination
                                                                                                     H. Executive Order 13045 (Protection of               with Indian Tribal Governments,
                                             compliance, please consult the FMCSA
                                                                                                     Children)                                             because it does not have a substantial
                                             personnel listed in the FOR FURTHER
                                             INFORMATION CONTACT section of the final                  FMCSA analyzed this action under                    direct effect on one or more Indian
                                             rule.                                                   Executive Order 13045, Protection of                  tribes, on the relationship between the
                                                Small businesses may send comments                   Children from Environmental Health                    Federal Government and Indian tribes,
                                             on the actions of Federal employees                     Risks and Safety Risks. The Agency                    or on the distribution of power and
                                             who enforce or otherwise determine                      determined that this final rule will not              responsibilities between the Federal
                                             compliance with Federal regulations to                  create an environmental risk to health or             Government and Indian tribes.
                                             the Small Business Administration’s                     safety that may disproportionately affect
                                                                                                                                                           N. National Technology Transfer and
                                             Small Business and Agriculture                          children.
                                                                                                                                                           Advancement Act (Technical
                                             Regulatory Enforcement Ombudsman                        I. Executive Order 12630 (Taking of                   Standards)
                                             and the Regional Small Business                         Private Property)                                       The National Technology Transfer
                                             Regulatory Fairness Boards. The
                                                                                                        FMCSA reviewed this final rule in                  and Advancement Act (15 U.S.C. 272
                                             Ombudsman evaluates these actions
                                                                                                     accordance with Executive Order 12630,                note) requires Federal agencies
                                             annually and rates each agency’s
                                                                                                     Governmental Actions and Interference                 proposing to adopt technical standards
                                             responsiveness to small business. If you
                                                                                                     with Constitutionally Protected Property              to consider whether voluntary
                                             wish to comment on actions by
                                                                                                     Rights, and has determined it will not                consensus standards are available. If the
                                             employees of FMCSA, call 1–888–REG–                                                                           Agency chooses to adopt its own
                                                                                                     effect a taking of private property or
                                             FAIR (1–888–734–3247). DOT has a                                                                              standards in place of existing voluntary
                                                                                                     otherwise have taking implications.
                                             policy ensuring the rights of small                                                                           consensus standards, it must explain its
                                             entities to regulatory enforcement                      J. Privacy Impact Assessment                          decision in a separate statement to
                                             fairness and an explicit policy against                    Section 522 of title I of division H of            OMB. Because FMCSA does not intend
                                             retaliation for exercising these rights.                the Consolidated Appropriations Act,                  to adopt its own technical standards,
                                             D. Unfunded Mandates Reform Act of                      2005, enacted December 8, 2004 (Pub. L.               there is no need to submit a separate
                                             1995                                                    108–447, 118 Stat. 2809, 3268, 5 U.S.C.               statement to OMB on this matter.
                                                                                                     552a note), requires the Agency to
                                               This final rule will not impose an                                                                          O. Environment (National
                                                                                                     conduct a privacy impact assessment of
                                             unfunded Federal mandate, as defined                                                                          Environmental Policy Act, Clean Air
                                                                                                     a regulation that will affect the privacy
                                             by the Unfunded Mandates Reform Act                                                                           Act, Environmental Justice)
                                                                                                     of individuals. This final rule does not
                                             of 1995 (2 U.S.C. 1532 et seq.), that                   require the collection of any personally                 FMCSA analyzed this final rule in
                                             results in the expenditure by State,                    identifiable information.                             accordance with the National
                                             local, and tribal governments, in the                      The Privacy Act (5 U.S.C. 552a)                    Environmental Policy Act of 1969
                                             aggregate, or by the private sector, of                 applies only to Federal agencies and any              (NEPA) (42 U.S.C. 4321 et seq.) and
                                             $155 million (which is the value of $100                non-Federal agency that receives                      determined under our environmental
                                             million in 2014 after adjusting for                     records contained in a system of records              procedures Order 5610.1 (69 FR 9680,
                                             inflation) or more in any 1 year.                       from a Federal agency for use in a                    March 1, 2004) that this action does not
                                             E. Paperwork Reduction Act (Collection                  matching program. FMCSA has                           have any effect on the quality of the
                                             of Information)                                         determined this final rule will not result            environment. Therefore, this final rule
                                                                                                     in a new or revised Privacy Act System                is categorically excluded from further
                                               This final rule calls for no new                      of Records for FMCSA.                                 analysis and documentation in an
                                             collection of information under the                                                                           environmental assessment or
                                             Paperwork Reduction Act of 1995 (44                     K. Executive Order 12372                              environmental impact statement under
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                                             U.S.C. 3501–3520). FMCSA has                            (Intergovernmental Review)                            FMCSA Order 5610.1, Appendix 2,
                                             determined that no new information                         The regulations implementing                       paragraph 6.bb. The Categorical
                                             collection requirements are associated                  Executive Order 12372 regarding                       Exclusion (CE) in paragraph 6.bb.
                                             with this rule under OMB control                        intergovernmental consultation on                     addresses regulations concerning
                                             number 2126–0003, ‘‘Inspection, Repair,                 Federal programs and activities do not                vehicle operation safety standards (e.g.,
                                             and Maintenance.’’                                      apply to this program.                                regulations requiring: Certain motor


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                                             65574            Federal Register / Vol. 81, No. 185 / Friday, September 23, 2016 / Rules and Regulations

                                             carriers to use approved equipment                      collision warning or mitigation system,               driver’s licenses (CDLs) who transport
                                             which is required to be installed such as               active cruise control system, and                     steel coils between their production and
                                             an ignition cut-off switch, or carried on               transponder.                                          shipping locations on public roads to
                                             board, such as a fire extinguisher, and/                *     *     *    *     *                              work up to 16 hours per day and return
                                             or stricter blood alcohol concentration                 ■ 3. Amend § 393.60 by revising
                                                                                                                                                           to work with less than the mandatory 10
                                             (BAC) standards for drivers, etc.),                     paragraph (e)(1) to read as follows:                  consecutive hours off duty. The other
                                             equipment approval, and/or equipment                                                                          exemption will allow ArcelorMittal to
                                             carriage requirements (e.g. fire                        § 393.60    Glazing in specified openings.            use coil carriers that do not meet the
                                             extinguishers and flares). A Categorical                *      *     *     *     *                            ‘‘heavy hauler trailer’’ definition, height
                                             Exclusion Determination is available for                  (e) Prohibition on obstructions to the              of rear side marker lights restrictions,
                                             inspection or copying in the                            driver’s field of view—(1) Devices                    tire loading restrictions, and the coil
                                             Regulations.gov.                                        mounted on the interior of the                        securement requirements.
                                                FMCSA also analyzed this final rule                  windshield. (i) Antennas, and similar                 DATES: These exemptions are effective
                                             under the Clean Air Act, as amended                     devices must not be mounted more than                 from September 23, 2016 through
                                             (CAA), section 176(c) (42 U.S.C. 7401 et                152 mm (6 inches) below the upper edge                September 23, 2021.
                                             seq.), and implementing regulations                     of the windshield. These devices must
                                             promulgated by the Environmental                        be located outside the area swept by the              FOR FURTHER INFORMATION CONTACT:    Mr.
                                             Protection Agency. Approval of this                     windshield wipers, and outside the                    Tom Yager, Chief, FMCSA Driver and
                                             action is exempt from the CAA’s general                 driver’s sight lines to the road and                  Carrier Operations Division; Office of
                                             conformity requirement since it does                    highway signs and signals.                            Carrier, Driver and Vehicle Safety
                                             not affect direct or indirect emissions of                (ii) Paragraph (e)(1)(i) of this section            Standards; Telephone: (614) 942–6477.
                                             criteria pollutants.                                    does not apply to vehicle safety                      Email: MCPSD@dot.gov. If you have
                                                Under E.O. 12898, each Federal                       technologies, as defined in § 393.5, that             questions on viewing or submitting
                                             agency must identify and address, as                    are mounted on the interior of a                      material to the docket, contact Docket
                                             appropriate, ‘‘disproportionately high                  windshield. Devices with vehicle safety               Services, telephone (202) 366–9826.
                                             and adverse human health or                             technologies must be mounted:                         SUPPLEMENTARY INFORMATION:
                                             environmental effects of its programs,                    (A) Not more than 100 mm (4 inches)
                                             policies, and activities on minority                    below the upper edge of the area swept                I. Public Participation
                                             populations and low-income                              by the windshield wipers;                             Viewing Comments and Documents
                                             populations’’ in the United States, its                   (B) Not more than 175 mm (7 inches)
                                             possessions, and territories. FMCSA                     above the lower edge of the area swept                   To view comments, as well as
                                             evaluated the environmental justice                     by the windshield wipers; and                         documents mentioned in this preamble
                                             effects of this final rule in accordance                  (C) Outside the driver’s sight lines to             as being available in the docket, go to
                                             with the Executive Order, and has                       the road and highway signs and signals.               www.regulations.gov and insert the
                                             determined that it has none, nor is there               *      *     *     *     *                            docket number, ‘‘FMCSA–2016–0050’’
                                             any collective environmental impact                                                                           in the ‘‘Keyword’’ box and click
                                             that would result from its promulgation.                  Issued under the authority of delegation in         ‘‘Search.’’ Next, click ‘‘Open Docket
                                                                                                     49 CFR 1.87 on: September 12, 2016.
                                                                                                                                                           Folder’’ button and choose the
                                             List of Subjects in 49 CFR Part 393                     T.F. Scott Darling, III,                              document listed to review. If you do not
                                               Highway safety, Motor carriers, Motor                 Administrator.                                        have access to the Internet, you may
                                             vehicle safety.                                         [FR Doc. 2016–22923 Filed 9–22–16; 8:45 am]           view the docket online by visiting the
                                               For the reasons stated above, FMCSA                   BILLING CODE 4910–EX–P                                Docket Management Facility in Room
                                             amends 49 CFR chapter III, subchapter                                                                         W12–140 on the ground floor of the
                                             B, as follows:                                                                                                DOT West Building, 1200 New Jersey
                                                                                                     DEPARTMENT OF TRANSPORTATION                          Avenue SE., Washington, DC 20590,
                                             PART 393—PARTS AND                                                                                            between 9 a.m. and 5 p.m., e.t., Monday
                                             ACCESSORIES NECESSARY FOR                               Federal Motor Carrier Safety                          through Friday, except Federal holidays.
                                             SAFE OPERATION                                          Administration
                                                                                                                                                           II. Legal Basis
                                             ■  1. The authority citation for part 393               49 CFR Parts 393 and 395
                                             is revised to read as follows:                                                                                   FMCSA has authority under 49 U.S.C.
                                                                                                     [Docket No. FMCSA–2016–0050]                          31136(e) and 31315 to grant exemptions
                                               Authority: 49 U.S.C. 31136, 31151, and                                                                      from certain parts of the Federal Motor
                                             31502; sec. 1041(b) of Pub. L. 102–240, 105             Hours of Service of Drivers; Parts and                Carrier Safety Regulations. FMCSA must
                                             Stat. 1914, 1993 (1991); sec. 5301 and 5524             Accessories: ArcelorMittal Indiana
                                             of Pub. L. 114–94, 129 Stat. 1312, 1543, 1560;
                                                                                                                                                           publish a notice of each exemption
                                                                                                     Harbor, LLC, Application for                          request in the Federal Register (49 CFR
                                             and 49 CFR 1.87.
                                                                                                     Exemptions                                            381.315(a)). The Agency must provide
                                             ■ 2. Amend § 393.5 by adding a
                                                                                                     AGENCY:  Federal Motor Carrier Safety                 the public an opportunity to inspect the
                                             definition for ‘‘Vehicle safety
                                                                                                     Administration (FMCSA), DOT.                          information relevant to the application,
                                             technology’’ in alphabetical order to
                                                                                                                                                           including any safety analyses that have
                                             read as follows:                                        ACTION: Notice of final disposition; grant
                                                                                                                                                           been conducted. The Agency must also
                                                                                                     of application for exemptions.
                                             § 393.5   Definitions.                                                                                        provide an opportunity for public
                                                                                                     SUMMARY:  FMCSA announces its                         comment on the request.
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                                             *     *     *    *    *
                                               Vehicle safety technology. Vehicle                    decision to grant ArcelorMittal Indiana                  The Agency reviews safety analyses
                                             safety technology includes a fleet-                     Harbor, LLC (ArcelorMittal) exemptions                and public comments submitted, and
                                             related incident management system,                     from the hours of service (HOS) and                   determines whether granting the
                                             performance or behavior management                      parts and accessories rules. One                      exemption would likely achieve a level
                                             system, speed management system, lane                   exemption will allow ArcelorMittal’s                  of safety equivalent to, or greater than,
                                             departure warning system, forward                       employee-drivers with commercial                      the level that would be achieved by the


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Document Created: 2016-09-23 01:43:44
Document Modified: 2016-09-23 01:43:44
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesThis final rule is effective October 24, 2016.
ContactIf you have questions on this final rule, call or email Mr. Luke Loy, Vehicle and Roadside Operations Division, Office of Bus and Truck Standards and Operations, Federal Motor Carrier Safety Administration, telephone: 202-366-0676; [email protected] If you have questions on viewing or submitting material to the docket, contact Docket Services, telephone 202-366- 0676.
FR Citation81 FR 65568 
RIN Number2126-AB94
CFR AssociatedHighway Safety; Motor Carriers and Motor Vehicle Safety

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