81_FR_6587 81 FR 6562 - Sunshine Act Meeting

81 FR 6562 - Sunshine Act Meeting

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 81, Issue 25 (February 8, 2016)

Page Range6562-6562
FR Document2016-02490

Federal Register, Volume 81 Issue 25 (Monday, February 8, 2016)
[Federal Register Volume 81, Number 25 (Monday, February 8, 2016)]
[Notices]
[Page 6562]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-02490]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meeting

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Public Law 94-409, that the Securities 
and Exchange Commission will hold an Open Meeting on Wednesday, 
February 10, 2016 at 10:00 a.m., in the Auditorium, Room L-002.
    The subject matter of the Open Meeting will be:
     The Commission will consider whether to adopt rules under 
the Securities Exchange Act of 1934 providing for the application of 
the Title VII security-based swap dealer de minimis counting 
requirements to security-based swap transactions connected with a non-
U.S. person's dealing activity that are arranged, negotiated, or 
executed by personnel located in a U.S. branch or office or by 
personnel of an agent of such non-U.S. person located in a U.S. branch 
or office.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.
    For further information and to ascertain what, if any, matters have 
been added, deleted, or postponed, please contact:
    The Office of the Secretary at (202) 551-5400.

    Dated: February 3, 2016.
Brent J. Fields,
Secretary.
[FR Doc. 2016-02490 Filed 2-4-16; 11:15 am]
BILLING CODE 8011-01-P



                                                    6562                         Federal Register / Vol. 81, No. 25 / Monday, February 8, 2016 / Notices

                                                    a portion of which is used to help pay                  only one method. The Commission will                   located in a U.S. branch or office or by
                                                    the costs of regulation. The Exchange’s                 post all comments on the Commission’s                  personnel of an agent of such non-U.S.
                                                    members are subject to ORF on other                     Internet Web site (http://www.sec.gov/                 person located in a U.S. branch or
                                                    options markets.11                                      rules/sro.shtml). Copies of the                        office.
                                                                                                            submission, all subsequent                               At times, changes in Commission
                                                    C. Self-Regulatory Organization’s
                                                                                                            amendments, all written statements                     priorities require alterations in the
                                                    Statement on Comments on the
                                                                                                            with respect to the proposed rule                      scheduling of meeting items.
                                                    Proposed Rule Change Received From
                                                                                                            change that are filed with the
                                                    Members, Participants, or Others                                                                                 For further information and to
                                                                                                            Commission, and all written
                                                      No written comments were either                       communications relating to the                         ascertain what, if any, matters have been
                                                    solicited or received.                                  proposed rule change between the                       added, deleted, or postponed, please
                                                                                                            Commission and any person, other than                  contact:
                                                    III. Date of Effectiveness of the
                                                    Proposed Rule Change and Timing for                     those that may be withheld from the                      The Office of the Secretary at (202)
                                                    Commission Action                                       public in accordance with the                          551–5400.
                                                                                                            provisions of 5 U.S.C. 552, will be                      Dated: February 3, 2016.
                                                       The foregoing rule change has become                 available for Web site viewing and
                                                    effective pursuant to Section                                                                                  Brent J. Fields,
                                                                                                            printing in the Commission’s Public
                                                    19(b)(3)(A)(ii) of the Act.12                           Reference Room, 100 F Street NE.,                      Secretary.
                                                       At any time within 60 days of the                                                                           [FR Doc. 2016–02490 Filed 2–4–16; 11:15 am]
                                                                                                            Washington, DC 20549, on official
                                                    filing of the proposed rule change, the
                                                                                                            business days between the hours of                     BILLING CODE 8011–01–P
                                                    Commission summarily may
                                                                                                            10:00 a.m. and 3:00 p.m. Copies of the
                                                    temporarily suspend such rule change if
                                                                                                            filing also will be available for
                                                    it appears to the Commission that such                                                                         SECURITIES AND EXCHANGE
                                                    action is: (i) Necessary or appropriate in              inspection and copying at the principal
                                                                                                            office of the Exchange. All comments                   COMMISSION
                                                    the public interest; (ii) for the protection
                                                    of investors; or (iii) otherwise in                     received will be posted without change;
                                                    furtherance of the purposes of the Act.                 the Commission does not edit personal                  [Release No. 34–77034; File No. SR–MIAX–
                                                                                                            identifying information from                           2016–03]
                                                    If the Commission takes such action, the
                                                    Commission shall institute proceedings                  submissions. You should submit only
                                                                                                            information that you wish to make                      Self-Regulatory Organizations; Miami
                                                    to determine whether the proposed rule                                                                         International Securities Exchange LLC;
                                                    should be approved or disapproved.                      available publicly. All submissions
                                                                                                            should refer to File Number SR–Phlx–                   Notice of Filing and Immediate
                                                    IV. Solicitation of Comments                            2016–04 and should be submitted on or                  Effectiveness of a Proposed Rule
                                                                                                            before February 29, 2016.                              Change To Amend Exchange Rules
                                                      Interested persons are invited to
                                                                                                                                                                   503 and 515
                                                    submit written data, views and                            For the Commission, by the Division of
                                                    arguments concerning the foregoing,                     Trading and Markets, pursuant to delegated             February 2, 2016.
                                                    including whether the proposed rule                     authority.13
                                                                                                                                                                      Pursuant to the provisions of Section
                                                    change is consistent with the Act.                      Robert W. Errett,
                                                                                                                                                                   19(b)(1) of the Securities Exchange Act
                                                    Comments may be submitted by any of                     Deputy Secretary.
                                                                                                                                                                   of 1934 (‘‘Act’’) 1 and Rule 19b–4
                                                    the following methods:                                  [FR Doc. 2016–02332 Filed 2–5–16; 8:45 am]
                                                                                                                                                                   thereunder,2 notice is hereby given that
                                                    Electronic Comments                                     BILLING CODE 8011–01–P
                                                                                                                                                                   on January 20, 2016, Miami
                                                      • Use the Commission’s Internet                                                                              International Securities Exchange LLC
                                                    comment form (http://www.sec.gov/                                                                              (‘‘MIAX’’ or ‘‘Exchange’’) filed with the
                                                                                                            SECURITIES AND EXCHANGE
                                                    rules/sro.shtml); or                                                                                           Securities and Exchange Commission
                                                                                                            COMMISSION
                                                      • Send an email to rule-                                                                                     (‘‘Commission’’) a proposed rule change
                                                    comments@sec.gov. Please include File                   Sunshine Act Meeting                                   as described in Items I and II below,
                                                    Number SR–Phlx–2016–04 on the                                                                                  which Items have been prepared by the
                                                    subject line.                                             Notice is hereby given, pursuant to                  Exchange. The Commission is
                                                                                                            the provisions of the Government in the                publishing this notice to solicit
                                                    Paper Comments                                          Sunshine Act, Public Law 94–409, that                  comments on the proposed rule change
                                                      • Send paper comments in triplicate                   the Securities and Exchange                            from interested persons.
                                                    to Secretary, Securities and Exchange                   Commission will hold an Open Meeting
                                                                                                            on Wednesday, February 10, 2016 at                     I. Self-Regulatory Organization’s
                                                    Commission, 100 F Street NE.,
                                                                                                            10:00 a.m., in the Auditorium, Room                    Statement of the Terms of Substance of
                                                    Washington, DC 20549–1090.
                                                                                                            L–002.                                                 the Proposed Rule Change
                                                    All submissions should refer to File
                                                    Number SR–Phlx–2016–04. This file                         The subject matter of the Open
                                                                                                                                                                      The Exchange is filing a proposal to
                                                    number should be included on the                        Meeting will be:
                                                                                                              • The Commission will consider                       amend Exchange Rules 503, Openings
                                                    subject line if email is used. To help the                                                                     on the Exchange, and 515, Execution of
                                                                                                            whether to adopt rules under the
                                                    Commission process and review your                                                                             Orders and Quotes.
                                                                                                            Securities Exchange Act of 1934
                                                    comments more efficiently, please use
                                                                                                            providing for the application of the Title                The text of the proposed rule change
asabaliauskas on DSK5VPTVN1PROD with NOTICES




                                                       11 The following options exchanges assess an
                                                                                                            VII security-based swap dealer de                      is available on the Exchange’s Web site
                                                    ORF, Chicago Board Options Exchange,                    minimis counting requirements to                       at http://www.miaxoptions.com/filter/
                                                    Incorporated (‘‘CBOE’’), C2 Options Exchange, Inc.      security-based swap transactions                       wotitle/rule_filing, at MIAX’s principal
                                                    (‘‘C2’’), the International Securities Exchange, LLC    connected with a non-U.S. person’s                     office, and at the Commission’s Public
                                                    (‘‘ISE’’), NYSE Arca, Inc. (‘‘NYSEArca’’) and [sic]                                                            Reference Room.
                                                    NYSE AMEX LLC (‘‘NYSEAmex’’), BATS Exchange,
                                                                                                            dealing activity that are arranged,
                                                    Inc. (‘‘BATS’’) and The NASDAQ Options Market           negotiated, or executed by personnel
                                                    LLC (‘‘NOM’’).                                                                                                   1 15   U.S.C. 78s(b)(1).
                                                       12 15 U.S.C. 78s(b)(3)(A)(ii).                         13 17   CFR 200.30–3(a)(12).                           2 17   CFR 240.19b–4.



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Document Created: 2016-02-06 00:24:48
Document Modified: 2016-02-06 00:24:48
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
FR Citation81 FR 6562 

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