81_FR_65887 81 FR 65702 - Agency Request for Regular Processing of Collection of Information by the Office of Management and Budget

81 FR 65702 - Agency Request for Regular Processing of Collection of Information by the Office of Management and Budget

DEPARTMENT OF TRANSPORTATION
Federal Railroad Administration

Federal Register Volume 81, Issue 185 (September 23, 2016)

Page Range65702-65703
FR Document2016-22943

Consistent with the Paperwork Reduction Act of 1995 (PRA) and its implementing regulations, this document provides notice that FRA is submitting an Information Collection Request (ICR) to the Office of Management and Budget (OMB) to collect information on railroads' implementation of Positive Train Control (PTC) systems on an annual form entitled the Annual PTC Progress Report Form (Form FRA F 6180.166).

Federal Register, Volume 81 Issue 185 (Friday, September 23, 2016)
[Federal Register Volume 81, Number 185 (Friday, September 23, 2016)]
[Notices]
[Pages 65702-65703]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2016-22943]


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DEPARTMENT OF TRANSPORTATION

Federal Railroad Administration

[Docket No. FRA 2016-0002-N-21]


Agency Request for Regular Processing of Collection of 
Information by the Office of Management and Budget

AGENCY: Federal Railroad Administration (FRA), U.S. Department of 
Transportation.

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: Consistent with the Paperwork Reduction Act of 1995 (PRA) and 
its implementing regulations, this document provides notice that FRA is 
submitting an Information Collection Request (ICR) to the Office of 
Management and Budget (OMB) to collect information on railroads' 
implementation of Positive Train Control (PTC) systems on an annual 
form entitled the Annual PTC Progress Report Form (Form FRA F 
6180.166).

FOR FURTHER INFORMATION CONTACT: Mr. Robert Brogan, Office of Railroad 
Safety, Regulatory Analysis Division, RRS-21, Federal Railroad 
Administration, 1200 New Jersey Avenue SE., Mail Stop 25, Washington, 
DC 20590 (telephone: (202) 493-6292) or Ms. Kim Toone, Office of 
Information Technology, RAD-20, Federal Railroad Administration, 1200 
New Jersey Avenue SE., Mail Stop 35, Washington, DC 20590 (telephone: 
(202) 493-6132). (These telephone numbers are not toll free.) Comments 
or questions about any aspect of this ICR should be directed to OMB's 
Office of Information and Regulatory Affairs, Attn: FRA OMB Desk 
Officer.

SUPPLEMENTARY INFORMATION:

I. Public Participation

    On June 23, 2016, FRA published a notice in the Federal Register 
seeking public comment on the revised Annual PTC Progress Report Form. 
81 FR 40938 (June 23, 2016). The PRA and its implementing regulations 
require Federal agencies to provide 60-days' notice to the public for 
comment on information collection activities before seeking approval 
for reinstatement or renewal by OMB. See 44 U.S.C. 3506(c)(2)(A); 5 CFR 
1320.8(d)(1), 1320.10(e)(1), 1320.12(a). The comment period closed on 
August 22, 2016. FRA did not receive any written comments responsive to 
its June 23, 2016, notice and request for comments. FRA requests 
regular processing and OMB authorization to collect the information on 
the new Annual PTC Progress Report Form (Form FRA F 6180.166), as 
identified below, 30 days after publication of this notice for a period 
of 3 years.

II. Background on the Annual PTC Reporting Requirement

    Under the Positive Train Control Enforcement and Implementation Act 
of 2015 (PTCEI Act), each railroad subject to 49 U.S.C. 20157(a) must 
submit an annual progress report to FRA by March 31, 2016, and annually 
thereafter, until PTC implementation is completed. 49 U.S.C. 
20157(c)(1). The PTCEI Act specifically requires each railroad to 
provide certain information in the annual reports regarding its 
progress toward implementing a PTC system, including ``any other 
information'' FRA requests. See id. In addition, 49 U.S.C. 20157(c)(2) 
requires FRA to conduct compliance reviews at least annually to ensure 
that each railroad is complying with its revised PTC Implementation 
Plan (PTCIP). The PTCEI Act requires railroads to provide information 
to FRA that FRA determines is necessary to adequately conduct such 
compliance reviews. See 49 U.S.C. 20157(c)(2).
    On March 16, 2016, OMB approved FRA's Annual PTC Progress Report 
Form (Form FRA F 6180.166) for a period of 180 days under its emergency 
processing procedures. However, based on industry's oral and written 
comments on the Quarterly PTC Progress Report Form (Form FRA F 
6180.165, OMB Control No. 2130-0553; OMB Approval Expires June 30, 
2017), FRA revised the Annual PTC Progress Report Form to be as 
consistent with the quarterly report form as possible (where the 
questions overlap), enabling railroads to transfer information from the 
quarterly report forms to the annual report forms more easily. In 
summary, on April 12, 2016, the Association of American Railroads (AAR) 
submitted comments to FRA on behalf of itself and its member railroads, 
and the American Public Transit Association (APTA) submitted comments 
to FRA on behalf of the Northeast Illinois Regional Commuter Railroad 
(Metra), the Utah Transit Authority, the Tri-County Metropolitan 
Transportation District of Oregon, and the Fort Worth Transportation 
Authority.
    On April 19, 2016, FRA held a meeting on the proposed Quarterly PTC 
Progress Report Form to offer the affected regulated entities a forum 
to provide additional comments and feedback to FRA. Representatives 
from, and members of, AAR, APTA, the American Short Line and Regional 
Railroad Association, and several individual railroad representatives 
attended the meeting and provided feedback. FRA published minutes from 
the meeting on www.regulations.gov under Docket No. FRA-2016-0002. For 
a detailed summary of the oral and written comments and FRA's responses 
to the comments, please see 81 FR 28140 (May 9, 2016).
    The current Annual PTC Progress Report Form, as approved through 
September 30, 2016, can be accessed and downloaded in FRA's eLibrary 
at: https://www.fra.dot.gov/eLib/details/L17366. To view the revised 
Annual PTC Progress Report Form, please see the form attached to FRA's 
June 23, 2016, Federal Register notice. 81 FR 40938, 40940-40953. FRA 
is submitting the June 23rd version of the annual form, but with minor 
spacing modifications, to OMB today for review and regular processing.

III. Overview of Information Collection

    The associated collection of information is summarized below.
    Title: Annual Positive Train Control Progress Report Form.
    OMB Control Number: 2130-0553.
    Form Number(s): FRA F 6180.166.
    Affected Public: Businesses.
    Frequency of Submission: One-time; on occasion.

[[Page 65703]]

    Respondent Universe: 41 railroad carriers.
    Reporting burden:

----------------------------------------------------------------------------------------------------------------
                                                            Total annual       Average time per    Total annual
    Annual PTC progress report     Respondent universe       responses             response        burden hours
----------------------------------------------------------------------------------------------------------------
Form FRA F 6180.166..............  41 railroads.......  41 reports/forms...  38.41 hours........           1,575
----------------------------------------------------------------------------------------------------------------

    FRA notes that the 38.41-hour estimate is an average for all 
railroads. FRA estimated the annual reporting burden is 60 hours for 
Class I and large passenger railroads, 40 hours for Class II and medium 
passenger railroads, and 25 hours for Class III, terminal, and small 
passenger railroads.
    Total Estimated Annual Responses for Form FRA F 6180.166: 41.
    Total Estimated Annual Burden for Form FRA F 6180.166: 1,575 hours.
    Total Estimated Annual Responses for Entire Information Collection: 
147,776.
    Total Estimated Annual Burden for Entire Information Collection: 
3,126,039.
    Status: Regular Review.
    Under 44 U.S.C. 3507(a) and 5 CFR 1320.5(b) and 1320.8(b)(3)(vi), 
FRA informs all interested parties that it may not conduct or sponsor, 
and a respondent is not required to respond to, a collection of 
information unless it displays a currently valid OMB control number.

    Authority:  44 U.S.C. 3501-3520.

    Issued in Washington, DC, on September 20, 2016.
Patrick T. Warren,
Acting Executive Director.
[FR Doc. 2016-22943 Filed 9-22-16; 8:45 am]
 BILLING CODE 4910-06-P



                                                65702                       Federal Register / Vol. 81, No. 185 / Friday, September 23, 2016 / Notices

                                                Office of Information and Regulatory                    Washington, DC 20590 (telephone: (202)                processing procedures. However, based
                                                Affairs, Office of Management and                       493–6292) or Ms. Kim Toone, Office of                 on industry’s oral and written
                                                Budget, 725 17th Street NW.,                            Information Technology, RAD–20,                       comments on the Quarterly PTC
                                                Washington, DC 20503, Attention: FRA                    Federal Railroad Administration, 1200                 Progress Report Form (Form FRA F
                                                Desk Officer. Comments may also be                      New Jersey Avenue SE., Mail Stop 35,                  6180.165, OMB Control No. 2130–0553;
                                                sent via email to OMB at the following                  Washington, DC 20590 (telephone: (202)                OMB Approval Expires June 30, 2017),
                                                address: oira_submissions@                              493–6132). (These telephone numbers                   FRA revised the Annual PTC Progress
                                                omb.eop.gov.                                            are not toll free.) Comments or questions             Report Form to be as consistent with the
                                                  Comments are invited on the                           about any aspect of this ICR should be                quarterly report form as possible (where
                                                following: Whether the proposed                         directed to OMB’s Office of Information               the questions overlap), enabling
                                                collections of information are necessary                and Regulatory Affairs, Attn: FRA OMB                 railroads to transfer information from
                                                for DOT to properly perform its                         Desk Officer.                                         the quarterly report forms to the annual
                                                functions, including whether the                        SUPPLEMENTARY INFORMATION:                            report forms more easily. In summary,
                                                information will have practical utility;                                                                      on April 12, 2016, the Association of
                                                                                                        I. Public Participation
                                                the accuracy of DOT’s estimates of the                                                                        American Railroads (AAR) submitted
                                                burden of the proposed information                         On June 23, 2016, FRA published a                  comments to FRA on behalf of itself and
                                                collections; ways to enhance the quality,               notice in the Federal Register seeking                its member railroads, and the American
                                                utility, and clarity of the information to              public comment on the revised Annual                  Public Transit Association (APTA)
                                                be collected; and ways to minimize the                  PTC Progress Report Form. 81 FR 40938                 submitted comments to FRA on behalf
                                                burden of the collections of information                (June 23, 2016). The PRA and its                      of the Northeast Illinois Regional
                                                on respondents, including the use of                    implementing regulations require                      Commuter Railroad (Metra), the Utah
                                                automated collection techniques or                      Federal agencies to provide 60-days’                  Transit Authority, the Tri-County
                                                other forms of information technology.                  notice to the public for comment on                   Metropolitan Transportation District of
                                                  A comment to OMB is best assured of                   information collection activities before              Oregon, and the Fort Worth
                                                having its full effect if OMB receives it               seeking approval for reinstatement or                 Transportation Authority.
                                                within 30 days of publication of this                   renewal by OMB. See 44 U.S.C.                            On April 19, 2016, FRA held a
                                                notice in the Federal Register.                         3506(c)(2)(A); 5 CFR 1320.8(d)(1),                    meeting on the proposed Quarterly PTC
                                                                                                        1320.10(e)(1), 1320.12(a). The comment                Progress Report Form to offer the
                                                   Authority: 44 U.S.C. 3501–3520.
                                                                                                        period closed on August 22, 2016. FRA                 affected regulated entities a forum to
                                                Issued in Washington, DC, on September 20,              did not receive any written comments
                                                2016.                                                                                                         provide additional comments and
                                                                                                        responsive to its June 23, 2016, notice               feedback to FRA. Representatives from,
                                                Patrick T. Warren,                                      and request for comments. FRA requests                and members of, AAR, APTA, the
                                                Acting Executive Director.                              regular processing and OMB                            American Short Line and Regional
                                                [FR Doc. 2016–22942 Filed 9–22–16; 8:45 am]             authorization to collect the information              Railroad Association, and several
                                                BILLING CODE 4910–06–P                                  on the new Annual PTC Progress Report                 individual railroad representatives
                                                                                                        Form (Form FRA F 6180.166), as                        attended the meeting and provided
                                                                                                        identified below, 30 days after                       feedback. FRA published minutes from
                                                DEPARTMENT OF TRANSPORTATION                            publication of this notice for a period of            the meeting on www.regulations.gov
                                                                                                        3 years.
                                                Federal Railroad Administration                                                                               under Docket No. FRA–2016–0002. For
                                                                                                        II. Background on the Annual PTC                      a detailed summary of the oral and
                                                [Docket No. FRA 2016–0002–N–21]                         Reporting Requirement                                 written comments and FRA’s responses
                                                                                                           Under the Positive Train Control                   to the comments, please see 81 FR
                                                Agency Request for Regular                                                                                    28140 (May 9, 2016).
                                                Processing of Collection of                             Enforcement and Implementation Act of
                                                                                                        2015 (PTCEI Act), each railroad subject                  The current Annual PTC Progress
                                                Information by the Office of                                                                                  Report Form, as approved through
                                                Management and Budget                                   to 49 U.S.C. 20157(a) must submit an
                                                                                                        annual progress report to FRA by March                September 30, 2016, can be accessed
                                                AGENCY: Federal Railroad                                31, 2016, and annually thereafter, until              and downloaded in FRA’s eLibrary at:
                                                Administration (FRA), U.S. Department                   PTC implementation is completed. 49                   https://www.fra.dot.gov/eLib/details/
                                                of Transportation.                                      U.S.C. 20157(c)(1). The PTCEI Act                     L17366. To view the revised Annual
                                                ACTION: Notice.                                         specifically requires each railroad to                PTC Progress Report Form, please see
                                                                                                        provide certain information in the                    the form attached to FRA’s June 23,
                                                SUMMARY:   Consistent with the                          annual reports regarding its progress                 2016, Federal Register notice. 81 FR
                                                Paperwork Reduction Act of 1995 (PRA)                   toward implementing a PTC system,                     40938, 40940–40953. FRA is submitting
                                                and its implementing regulations, this                  including ‘‘any other information’’ FRA               the June 23rd version of the annual
                                                document provides notice that FRA is                    requests. See id. In addition, 49 U.S.C.              form, but with minor spacing
                                                submitting an Information Collection                    20157(c)(2) requires FRA to conduct                   modifications, to OMB today for review
                                                Request (ICR) to the Office of                          compliance reviews at least annually to               and regular processing.
                                                Management and Budget (OMB) to                          ensure that each railroad is complying                III. Overview of Information Collection
                                                collect information on railroads’                       with its revised PTC Implementation
                                                implementation of Positive Train                        Plan (PTCIP). The PTCEI Act requires                    The associated collection of
                                                Control (PTC) systems on an annual                                                                            information is summarized below.
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                                                                                                        railroads to provide information to FRA
                                                form entitled the Annual PTC Progress                   that FRA determines is necessary to                     Title: Annual Positive Train Control
                                                Report Form (Form FRA F 6180.166).                      adequately conduct such compliance                    Progress Report Form.
                                                FOR FURTHER INFORMATION CONTACT: Mr.                    reviews. See 49 U.S.C. 20157(c)(2).                     OMB Control Number: 2130–0553.
                                                Robert Brogan, Office of Railroad Safety,                  On March 16, 2016, OMB approved                      Form Number(s): FRA F 6180.166.
                                                Regulatory Analysis Division, RRS–21,                   FRA’s Annual PTC Progress Report                        Affected Public: Businesses.
                                                Federal Railroad Administration, 1200                   Form (Form FRA F 6180.166) for a                        Frequency of Submission: One-time;
                                                New Jersey Avenue SE., Mail Stop 25,                    period of 180 days under its emergency                on occasion.


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                                                                               Federal Register / Vol. 81, No. 185 / Friday, September 23, 2016 / Notices                                                               65703

                                                  Respondent Universe: 41 railroad                                Reporting burden:
                                                carriers.

                                                                                                                                                                                      Average time per             Total annual
                                                            Annual PTC progress report                            Respondent universe              Total annual responses                response                  burden hours

                                                Form FRA F 6180.166 .........................................    41 railroads ..................   41 reports/forms ...........   38.41 hours ..................          1,575



                                                   FRA notes that the 38.41-hour                                and others; and/or further technological                   Team Leader at NHTSA’s Vehicle
                                                estimate is an average for all railroads.                       innovation. NHTSA intends to revise                        Research and Test Center at (937) 666–
                                                FRA estimated the annual reporting                              and refine the document within one                         4511 or by email at av_info_nhtsa@
                                                burden is 60 hours for Class I and large                        year, and periodically thereafter, to                      dot.gov.
                                                passenger railroads, 40 hours for Class                         reflect such public input, experience,                        For legal issues: Mr. Steve Wood of
                                                II and medium passenger railroads, and                          and innovation, and will address                           NHTSA’s Office of Chief Counsel, at
                                                25 hours for Class III, terminal, and                           significant comments received in the                       (202) 366–2992 or by email at
                                                small passenger railroads.                                      next revision of this document.                            steve.wood@dot.gov.
                                                   Total Estimated Annual Responses for                         DATES: You should submit your                              SUPPLEMENTARY INFORMATION: The
                                                Form FRA F 6180.166: 41.                                        comments early enough to ensure that                       National Highway Traffic Safety
                                                   Total Estimated Annual Burden for                            Docket Management receives them no                         Administration (NHTSA), under the
                                                Form FRA F 6180.166: 1,575 hours.                               later than November 22, 2016.
                                                   Total Estimated Annual Responses for                                                                                    U.S. Department of Transportation, was
                                                                                                                ADDRESSES: Comments should refer to                        established by the Highway Safety Act
                                                Entire Information Collection: 147,776.                         the docket number above and be
                                                   Total Estimated Annual Burden for                                                                                       of 1970, to carry out safety programs
                                                                                                                submitted by one of the following                          under the National Traffic and Motor
                                                Entire Information Collection:                                  methods:
                                                3,126,039.                                                                                                                 Vehicle Safety Act of 1966 and the
                                                                                                                   • Federal Rulemaking Portal: http://                    Highway Safety Act of 1966. NHTSA is
                                                   Status: Regular Review.                                      www.regulations.gov. Follow the online
                                                   Under 44 U.S.C. 3507(a) and 5 CFR                                                                                       responsible for reducing deaths,
                                                                                                                instructions for submitting comments.                      injuries, and economic losses resulting
                                                1320.5(b) and 1320.8(b)(3)(vi), FRA                                • Mail: Docket Management Facility,
                                                informs all interested parties that it may                                                                                 from motor vehicle crashes on our
                                                                                                                U.S. Department of Transportation, 1200                    nation’s roadways. This is accomplished
                                                not conduct or sponsor, and a                                   New Jersey Avenue SE., West Building
                                                respondent is not required to respond                                                                                      by conducting research, setting and
                                                                                                                Ground Floor, Room W12–140,                                enforcing safety performance standards
                                                to, a collection of information unless it                       Washington, DC 20590–0001.
                                                displays a currently valid OMB control                                                                                     for motor vehicles and motor vehicle
                                                                                                                   • Hand Delivery: 1200 New Jersey
                                                number.                                                                                                                    equipment, generating and
                                                                                                                Avenue SE., West Building Ground
                                                                                                                                                                           disseminating comparative safety
                                                   Authority: 44 U.S.C. 3501–3520.                              Floor, Room W12–140, Washington, DC,
                                                                                                                                                                           performance information to encourage
                                                  Issued in Washington, DC, on September                        between 9 a.m. and 5 p.m. ET, Monday
                                                                                                                                                                           the production and purchase of
                                                20, 2016.                                                       through Friday, except Federal
                                                                                                                Holidays.                                                  advanced safety features, requiring the
                                                Patrick T. Warren,                                                                                                         calling and remedying of defective and
                                                                                                                   • Instructions: For detailed
                                                Acting Executive Director.                                                                                                 noncompliant vehicles and equipment,
                                                                                                                instructions on submitting comments
                                                [FR Doc. 2016–22943 Filed 9–22–16; 8:45 am]
                                                                                                                and additional information on the                          and by making grants to state and local
                                                BILLING CODE 4910–06–P                                          rulemaking process, see the Public                         governments to enable them to conduct
                                                                                                                Participation heading of the                               effective local highway safety programs.
                                                                                                                SUPPLEMENTARY INFORMATION section of                       Prior or in addition to issuing standards,
                                                DEPARTMENT OF TRANSPORTATION                                    this document. Note that all comments                      NHTSA also issues guidance regarding
                                                                                                                received will be posted without change                     motor vehicle safety issues.
                                                National Highway Traffic Safety                                                                                               Over the past several decades, many
                                                Administration                                                  to http://www.regulations.gov, including
                                                                                                                any personal information provided.                         important safety technologies have
                                                [Docket No. NHTSA–2016–0090]                                       • Privacy Act: Anyone is able to                        become standard equipment through
                                                                                                                search the electronic form of all                          regulation and voluntary industry
                                                Request for Comment on ‘‘Federal                                comments received into any of our                          action, and tremendous adjustments in
                                                Automated Vehicles Policy’’                                     dockets by the name of the individual                      consumer behavior about safety have
                                                AGENCY: National Highway Traffic                                submitting the comment (or signing the                     been made through behavioral safety
                                                Safety Administration (NHTSA),                                  comment, if submitted on behalf of an                      programs and the promotion of these
                                                Department of Transportation (DOT).                             association, business, labor union, etc.).                 programs by safety partners. Despite
                                                                                                                You may review DOT’s complete                              these efforts and the hundreds of
                                                ACTION: Notice and Request for
                                                                                                                Privacy Act Statement in the Federal                       thousands of lives saved attributable to
                                                Comments.
                                                                                                                Register published on April 11, 2000                       these efforts, crashes still happen, and
                                                SUMMARY:   NHTSA invites public                                 (65 FR 19477–78) or at https://                            people are still injured and killed.
                                                comment on the document, ‘‘Federal                              www.transportation.gov/privacy.                            35,092 people died on U.S. roadways in
                                                Automated Vehicles Policy.’’ This                                  • Docket: For access to the docket to                   2015. Moreover, NHTSA’s data suggest
sradovich on DSK3GMQ082PROD with NOTICES




                                                document is intended as a starting point                        read background documents or                               that 94% of crashes can be tied to a
                                                that provides needed initial guidance to                        comments received, go to http://                           human choice or behavior.1
                                                industry, government, and consumers. It                         www.regulations.gov or to the street
                                                will necessarily evolve over time,                              address listed above. Follow the online                      1 See Singh, S. (2015, February). Critical reasons

                                                                                                                instructions for accessing the dockets.                    for crashes investigated in the National Motor
                                                changing based on public comment; the                                                                                      Vehicle Crash Causation Survey. (Traffic Safety
                                                experience of the agency,                                       FOR FURTHER INFORMATION CONTACT: For                       Facts Crash Stats. Report No. DOT HS 812 115).
                                                manufacturers, suppliers, consumers,                            technical issues: Mr. Frank Barickman,                                                                  Continued




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Document Created: 2016-09-23 01:43:21
Document Modified: 2016-09-23 01:43:21
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
ContactMr. Robert Brogan, Office of Railroad Safety, Regulatory Analysis Division, RRS-21, Federal Railroad Administration, 1200 New Jersey Avenue SE., Mail Stop 25, Washington, DC 20590 (telephone: (202) 493-6292) or Ms. Kim Toone, Office of Information Technology, RAD-20, Federal Railroad Administration, 1200 New Jersey Avenue SE., Mail Stop 35, Washington, DC 20590 (telephone: (202) 493-6132). (These telephone numbers are not toll free.) Comments or questions about any aspect of this ICR should be directed to OMB's Office of Information and Regulatory Affairs, Attn: FRA OMB Desk Officer.
FR Citation81 FR 65702 

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